plan document & management (dgem)system - asc-net.com · keep your documents organized and...

Boost Your EfficiencyKeep your documents organized and accurate with our web-based DGEM System

Plan Document & Management (DGEM)System

Contact ASC today! [email protected] (800) 950-2082 x1 v09-15

Save time & reduce errors with integrated systems

Create virtually any plan type with DGEM

Manage plan documents & 5500s on one screen Keep track of document status

One-click data validation

Clear navigation of plan provisions

Checklist format enables fast & accurate document creation

Pre-approved individually designed DC and DB documents

Cash balance, 403(b) and ESOP Documents

Create plan amendments

automatically with our Substitute Clause Feature

Integrated with ASC’s Recordkeeping/Compliance, 5500’s and Client & Task Tracking System (CATTS)

Restate all your plan documents in batch

Batch print annual notices, pre-populated forms and interim amendments

Flexible document delivery options include: Print, Email, Publish to directly to ASC’s Plan Sponsor Web Portal and E-Signature

One Click Document Delivery Package


PPA Defined Contribution Plan Types

Prototype

Profit Sharing/401(k) – Nonstandardized

Profit Sharing only – Nonstandardized

Money Purchase – Nonstandardized

Profit Sharing/401(k) – Standardized

Volume Submitter (Adoption Agreement Format)

Profit Sharing/401(k)

Profit Sharing

Owner’s Only 401(k) Plan

Money Purchase

Profit Sharing/401(k) – Traditional Format with Appendix

Governmental Profit Sharing/401(k)

Governmental Money Purchase

Defined Benefit & Individually Designed Plan Types

Defined Benefit Volume Submitter

Cash Balance Plan

Employee Stock Ownership Plan (ESOP)

457(b) Governmental Plan

457(b) Tax Exempt Plan

403(b) Tax Sheltered Annuity Plan

Pre-Approved 403(b) Plan Documents

(Enroll now to be ready for the anticipated IRS release in 2017)

Fully Flexible 403(b) Plan (for 501(c)(3) organizations)

Simplified 403(b) Plan (for 501(c)(3) organizations)

Salary Reduction Only 403(b) Plan

Governmental 403(b) Plan

Non-Electing 403(b) Church Plan (without retirement income accounts)

Retirement Income Account 403(b) Church Plan

Defined Benefit Volume Submitter (integrated & non-integrated)

Cash Balance Plan

Defined Benefit Volume Submitter - Governmental (including Cash Balance provisions)

PPA Defined Benefit & Cash Balance Plans

(Enroll now to be ready for the anticipated IRS release in 2017)

All plan documents drafted by ERISA experts, Charles Lockwood, J.D., LL.M. and John Griffin, J.D., LL.M. with over 35 years of industry experience.

ASCi Plan Documents

For updates visit www.asc-net.com or email [email protected]

A List of Documents We Offer

Fully web-based

Integrated with DGEM Document System and Recordkeeping/Compliance System

Easy to find and check DOL Filing Status

Invite Signers with one click

Secure sign-in portal

Save time!

5500’s are conveniently organized and easy to file year after year

Roll forward year to year

Validate all forms at once

e-file 8955 Forms

Batch printing of SAR’s, AFN’s, 5558’s and 8955’s.

5500 System


Improve efficiency through an organizational tool built for the TPA Professional

Accessible and visible:

At a glance views of your filing deadlines, events, tasks and staff schedules

All in one place - clients, cases & contacts

Client and Task Tracking System (CATTS)

Produce a variety of prepared reports or create custom reports

Create unlimited custom fields

Keep track of projects and tasks by client and by administrator

Manage case projects and their associated tasks by using project templates or creating your own custom templates

Prepare Customized letters, emails and forms

All the information a pension professional needs to keep track of is in one place. Additionally, CATTS is part of our Document Generation & Management (DGEM) System which integrates ASC’s Plan Document, 5500 and DC/401(k) Systems.
