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    PI LOT PLANT SCALE-UP

    TECHNIQUES FOR CAPSULES

    AND L IQUID ORALS

    By: Praful Joshi

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    Production considerations for

    Capsules:

    Materials

    Method of production

    Filling equipment

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    Materials:

    Gelatin

    Plasticizers

    Colorants

    Opacifying agents

    Preservative

    Water

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    Plasticizer:

    - Plasticizer usedglycerin or sorbitol

    - 5-10% is used in hard gelatin shell

    - 10-15% is used in soft gelatin shell

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    Colorants:

    - Soluble dyes

    -Insoluble dyes

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    Opacifying Agents:

    Titanium Dioxide (0.5%)

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    Water:

    Hot de-mineralized water is used in the preparation of dipping

    solution.

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    Method of production of

    Gelatin:

    Type A:

    By acid hydrolysis: exhibits isoelectric

    point at pH 9.0

    Firmness

    Type B:

    By alkaline hydrolysis: exhibits

    isoelectric point at pH 4.7Plasticity

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    Method of production of

    Gelatin:

    Mixture of both the types of gelatin is used for

    capsule manufacturing process reason being

    availability and cost considerations Iron content in gelatin should not be more

    than 15ppm if greater than 15ppm then it

    reacts with color, shell and product

    Gelatin viscosity should be 38 +/- 2 mps

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    Type A Acid Hydrolysis:

    Pork skin

    Washed

    1%-5% HCl10-30 hours

    Acid removed

    hot water extraction

    Filter and vacuum

    concentrated

    Cooled to solidify

    Air dryMill to size

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    Type B Alkaline Hydrolysis:

    Method-2:

    Calf skin

    Wash

    10% Lime

    6-12 weeks

    Water wash

    10-30 hours

    Hot water extraction

    Filter

    Vacuumconcentration

    Cooled to solidify

    Air dry

    Mill to size

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    Manufactur ing of Hard Gelatin Capsules:

    Gelatin gel of

    Controlled viscosity is taken

    Pins dipped for a particular

    period of time

    Gel sticks to the pin

    Pins are spun for uniform

    distribution of gel

    Pins passed through

    Drying chamber

    Gel solidifies and is stripped

    (removed)

    Gel trimmed to particular length

    (Body and Cap)

    Joining of cap to body

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    Encapsulation of Hard gelatin

    capsules:

    To produce capsules on high speed equipment, theprocessed powder blend must have the proper particlesize distribution and bulk density required to promotegood flow characteristics and to result in the formation of

    compacts of the right size and sufficient cohesiveness tobe filled in the capsules

    Physical properties - Bulk density, powder flowcharacteristics

    Chemical Properties - prolonged trials of many hoursusing multiple batches are required for a process can be

    judged as acceptable for routine production

    The size and types of equipment may affect thegranulation properties

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    Manufacture of Soft Gelatin Capsules:

    Gelatin gelgelatin + plasticizer + water

    Maintained at a particular temperature to remain as gel.

    2 hoppers fill contents and gelatin (high temperature (930C)

    molten state

    flows easily)

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    Manufacture of Soft Gelatin Capsules:

    Gel passed between two compression roles (having depressions)

    at cold temperature for solidification of gelatin

    After gelatin is solidified gelatin ribbons are formed with

    depressions and contents are filled into these depressions

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    Manufacture of Soft Gelatin Capsules:

    After the contents are filled sealing of the shells is done between

    370C and 400C

    Liquids should be filled at gravity at 350C

    Oils, suspensions and semisolids can be encapsulated

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    F il l ing equipments:

    Eli Lilly, Indianapolis, Indiana

    Parke-Davis, Detroit, Michigan

    Hofliger and Karg, Waiblingen, Stuttgart, Germany

    mG2 Macchine Automatiche, Pianoro, Italy

    Fratelli Zanasi, Bologna, Italy

    Cap-Fill Products, Ardmore, Pennsylvania

    Dott Bonapace, Milano, Italy

    Abbott Laboratories, North Chicago, Illinois

    Hoffmann-La Roche, Nutley, New Jersey

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    F il l ing operations:

    Empty capsules

    Formulation

    Finishing

    Special Techniques Imprinting, Sealing,

    Capsule locking

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    Processing conditions:

    Humidity and temperature should be

    controlled during manufacturing and storage

    High Humidity

    swelling of capsule shells,dimension increases

    Low Humidity shrinking of capsule shells,

    brittle and dimension decreases

    High temperature

    degradation of capsule

    shells

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    Evaluation of Capsules:

    Following are the tests that should be carried out

    for evaluation of the capsules

    Uniformity of weight

    Content of the active ingredients in thecapsules

    Disintegration Test

    Dissolution Test

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    Production considerations in

    L iquid Orals:

    Tank Selection

    Mixing and Dispersion

    Filtration and Clarification

    Transfer and Filling

    Preservative Evaluation

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    Tank Selection:

    Depends on size, shape, working capacityand construction

    Material used for tank construction should

    not affect physical or chemical stabilityGlass-lined tanks are not used possibility of

    breakage and thus contaminating theproduct

    Magnetic SS interiors are used since particlesresulting from abrasion can be extractedfrom the bulk liquid by in-line magnets

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    M ixing and Dispersion:

    Mixing of wide variety of vehicles, suspending

    agents, emulsifying agents, thickening agents

    and flavoring agents employed in liquid

    products makes the evaluation of mixing

    equipment an important parameter in pilot

    operation

    Insertion of tank baffles or reduction inagitation speed are used in case of air

    entrapment during mixing of viscous liquids

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    F il tration and Clar i f ication:

    Filtration an important parameter for ensuring the clarity in

    the scale-up products

    Pressurized filtration depending upon the viscosity, volume

    and rate requirements

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    Preservative Evaluation:

    Preservative evaluation should be done in

    addition to physical and chemical tests

    Depending on the nature of the product anddegree of protection required carbon dioxide

    or nitrogen can be overlaid during filling or

    holding stages.

    Bacteriological testing should be done, to knowif the concentration of preservative is to be

    increased in the formulation

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    Thank you

    Seminar on Pilot Plant Scale-Up Techniques for Capsules andLiquid OralsBy Praful Joshi

    Faculty: Dr. Bijaya Ghosh