pigott-grounds for review
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GROUNDSFORREVIEW
1.ThedecisionmisconstruesTRAP33.1byrefusingtoreviewAppellant’sclaimof
denialofdueprocessbyimproper,incurablejuryargument,donewiththe
objectiveofinflamingandprejudicingthejury.(Appendix,A.Opinion,pgs.20,21)
2.ThedecisionconflictswithapplicabledecisionsoftheCourtofCriminalAppeals
andtheU.S.SupremeCourtconcerningtherequirementstopreserveforappeal
improper,incurableargumentbytheprosecutor,donewiththeobjectiveof
inflamingandprejudicingthejury.
3.ThedecisionmisconstruesTRAP38.1byrefusingtoreviewAppellant’sclaimof
constitutionalerrorcausedbytheprosecutor’sintentionalmisconductforthe
objectiveofinflamingandprejudicingthejury.(Appendix,A,pgs.15-17,21)
4.ThedecisionconflictswithapplicabledecisionsoftheCourtofCriminalAppeals
andtheU.S.SupremeCourtconcerningclaimsofconstitutionalerror.The
decision ignores the claim of constitutional error by separating the components of
the prosecutor’s intentional misconduct into separate events and analyzing each
event separately, instead of reviewing the whole picture and evaluating whether
each component is part of the prosecutor’s intentional effort to prejudice the jury
against Appellant. (Appendix, A. Opinion of C.A, pgs. 15-22)
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ARGUMENT
BASIS FOR APPEAL
During closing argument the prosecutor intentionally inflamed and prejudiced the
jury by arguing outside the Record that Appellant was not afraid on the
highway, instead she was arrogant and uncooperative on the highway because
she thinks she does not have to follow the rules since she is a doctor.
The prosecutor is not allowed to use closing argument to get evidence before the
jury which is outside the Record and prejudicial to Appellant. ( Holliman v State,
879 S.W.2d 85, 88, 14th
C.A, 1994). Intentional misconduct by the prosecution for
the objective of prejudicing and/or inflaming the jury is a constitutional error.
(Stahl v State, 749 S.W.2d 826 (Tx.Cr.App, 1988). When constitutional error
occurs, there is a presumption of harm, requiring a new trial. (TRAP 44.2(a);
Appellant’s Brief, pg. 34)
TheprosecutoradmittedthathewasvindictivetowardAppellant;thathis
conductwasretaliationforAppellant’saccusations,madewhileshewas
defendingherselfprose,thattheprosecutorandtheofficerswereillegally
keepinghercar.In the case of Rougeau v. State, 783 SW2d 651, 657 (Tx. Cr. App,
En Banc, 1987) the court stated as follows:
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“One of the duties of a prosecuting attorney in a criminal case in this State, no
matter how repulsive the accused person may be to him, is to deal justly with that
person, and he should never let zeal get the better of his judgment…..A
prosecuting attorney must assume the position of an impartial representative of
justice, not that of counsel for the complainant.”
The due process concept of prosecutorial misconduct or vindictiveness holds that
it is a due process violation of the most basic sort to punish a criminal defendant
because he has done what the law plainly allows him to do, and that it is patently
unconstitutional for a prosecutor to pursue a course of action with the objective of
penalizing the defendant for relying on his legal rights in the processes of his case.
(Salazar v. Estelle, 547 F2d 1226, (C.A.5 1977).
APPELLANT’S BRIEFS
First Brief claims: that the prosecutor’s misconduct during final argument was
intentional, for the objective of prejudicing the jury; that the series of acts by the
prosecutor, prior to the final argument, show that the prosecutor’s intentional
misconduct was retaliation for Appellant’s accusations, made while pro se, that the
prosecutor and the officers were illegally keeping her car; that a review of the
entire Record shows that the prosecutor’s misconduct resulted in a denial of
fundamental fairness. (Appellant’s Brief, pgs., vii, 21-30, 33)
Pages 31-33 of Appellant’s Brief argue “insufficiency of evidence” and “ambiguity
of verdict” on the issue of “Deadly Weapon.” (Appellant’s Reply brief clarified
and conceded that the “Deadly Weapon” verdict is not the basis for this appeal.)
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Reply Brief clarifies and condenses Appellant’s first brief by eliminating four
“Errors Presented,” by eliminating “sufficiency of evidence” issues and by arguing
the relevancy of the facts to the constitutional error. (Appendix B, Reply Brief)
Condensed “Errors Presented”
“Errors Presented” 1-4 and 7 were restated so as to clearly indicate that each
component was involved in the prosecutor’s intentional effort to prejudice the jury.
“Errors Presented 5&6” (trial court allowing prosecutor’s cross-examination) were
conceded. “Errors Presented 8&9” (“Deadly Weapon” issues) were conceded.
“Sufficiency of evidence” is not the basis for this appeal either on the “Deadly
Weapon” issue or on the “Guilty Verdict” issue. At the beginning of the trial
Appellant stipulated that she failed to follow the rule allowing a police officer to
undertake his investigation; that she drove off. Appellant presented the defense of
“necessity,” claiming that her disability led to overwhelming fear; that the intense
fear overcame her ability to handle the situation.
Before the prosecutor began his cross-examination of Appellant, the primary issue
for the jury was whether Appellant was afraid on the highway OR whether she was
just arrogant and uncooperative. We do not know what the jury’s verdict would
have been had the prosecution not inflamed and prejudiced the jury. (Appendix B,
pgs., 1-4, 17-18)
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COURT OF APPEALS OPINION (Appendix A)
The opinion discusses: I. Background (pgs. 2-3); II. Deadly Weapon Findings
(pgs. 3-15); III. Denial of Fair Trial and Due Process (pgs. 15-21); IV. Denial
of Motion for Mistrial (pgs. 21-22)
II. DEADLY WEAPON FINDINGS (Appendix A, pgs. 3-15)
The court of appeals ignored the Reply Brief. A clear example is that the opinion
focuses most of its analysis on the “Deadly Weapon Findings,” which Appellant’s
brief clearly concedes. The only relevancy of the “Deadly Weapon” issue is set out
in the Reply Brief. (Appendix B, pgs. 3-4, 17-18) As argued by Appellant, the jury
verdict on “Deadly Weapon” after the 1st
stop is relevant only as evidence of harm
caused by the prosecutor’s intentional misconduct to prejudice the jury.
III. DENIAL OF FAIR TRIAL AND DUE PROCESS (Appendix A, pgs. 15-21)
Prosecutor’sImproperJuryArgument(AppendixA,pgs.20-21)
Appellant argues that during closing argument the prosecutor intentionally
inflamed and prejudiced the jury; that this intentional misconduct by the prosecutor
is constitutional error, requiring a new trial.
Thecourtofappealsrefusedtoconsidertheprejudicialeffectoftheprosecutor’s
closingargument.Instead,thecourtconcludedthatAppellantwaivedtheerrorby
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failingtoobjecttotheargument.However,Appellantpreservedtheerrorfor
appeal
Therequirementsforpreservingimproperjuryargumentforappealaresetout in
the case of Young v. State, 137 SW3d 65 (Tex. Crim. App., En Banc, 2004). The
decision in the Young case is applicable to the circumstances in this case. In Young
this Court held that an objection to the argument is not required to preserve the
error for appeal; that a motion for mistrial is sufficient to preserve the error if the
prejudicial harm caused by the error cannot be cured by instructions to disregard.
In this case the prejudicial effect of the prosecutor’s argument was not curable by
instructions to the jury and Appellant timely moved for mistrial.
Court of Appeals’ Erroneous Analysis on Preservation of Error
The court of appeals cites the case of Threadgill v. State, 146 S.W.3d 654, 670
(Tex.Crim. App., 2004) as authority for summarily rejecting Appellant’s claim of
improper jury argument. (Ct. Opinion, pg. 21) However, the Threadgill case is not
relevant to this case.
Threadgill v. State: In Threadgill the defendant did not object or file a motion for
mistrial. He did not bring the error to the attention of the trial court as required by
TRAP 33.1(a). The Threadgill court cited and quoted the case of Mathis v. State,
67 S.W.3d 918, 927 (Tex. Crim. App. 2002), stating that “even if argument is such
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that it could not be cured by an instruction, defendant is required to object and
request a mistrial.” These holdings are consistent with TRAP 33.1(a), which
requires that a party bring an error to the attention of the trial court by objection or
motion in order to preserve the error for appeal. In this case, Appellant timely
brought the error to the attention of the trial court by her motion for mistrial.
Appellant’s Objections and Motions to Preserve Error
During cross-examination of Appellant, the prosecutor began trying to leverage
Appellant’s medical disability and make her seize up, to create an image of
arrogance and uncooperativeness. Appellant made multiple objections to the
prosecutor’s conduct, which were overruled.
Then, during final argument, the prosecutor told the jury that Appellant’s
arrogance and lack of cooperation during cross-examination is proof of her
arrogance and uncooperativeness on the highway; that Appellant thinks that she
does not have to follow the rules because she is a doctor. After this argument,
grounds for mistrial became apparent. Appellant then moved for mistrial.
(Appendix B, Reply Brief, pg. 6)
Appellant’s Motion for Mistrial
After the jury retired, Appellant moved for mistrial, based on the prosecutor’s
misconduct during cross-examination and final argument. Due to time restrictions,
Appellant obtained the trial court’s consent to present an oral motion, which
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outlined the basis for the motion for mistrial, with the trial court taking notice of
the Record for the specifics of the prosecutor’s conduct. The outline included (a)
misconduct during cross-examination by leveraging Appellant’s disability to make
Appellant appear arrogant and uncooperative and (b) the final argument claiming
that Appellant is an arrogant, uncooperative doctor, while referring to his cross-
examination to prejudice the jury. The trial court was fully aware of the basis for
Appellant’s oral motion for mistrial. The trial court overruled the motion.
Appellant later filed her written motion for mistrial, which included detailed
specifics of the prosecutor’s intentional misconduct, previously outlined in the oral
motion. (Ct. Rep. R, Vol. 5, pgs. 1-4)(Appellant’s Brief, pgs.16-19)
Appellant’s Motion for New Trial
After the trial court entered a Judgment of Conviction, Appellant filed her motion
for new trial, which again set out the basis for the motion. The trial court held a
hearing on Appellant’s motion for new trial, wherein evidence was heard in
support of the MNT. The trial court overruled the MNT on 3/26/10. (Appellant’s
Brief, pg. 20)
Error Not Curable by Instructions
The prosecutor’s intentional effort to prejudice the jury during final argument
could not be cured by instructions from the trial court. Since the crucial jury issue
was whether Appellant was arrogant and uncooperative on the highway OR
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afraid on the highway, the prosecutor’s argument that Appellant’s appearance
of arrogance and uncooperativeness during cross-examination is proof that
she was arrogant and uncooperative on the highway and that she thinks she
does not have to follow the rules because she is a doctor, clearly was not curable
by instructions to the jury.
Vindictiveness and Improper Cross-Examination (Appendix A, pgs. 15-20)
The court of appeals, after evaluating each of these components separately,
concluded that Appellant’s brief presented nothing for review, due to inadequate
argument. The court cites TRAP 38.1(i) and Busby v. State, 253 S.W.3d 661, 673
(Tex. Crim. App. 2008). Neither TRAP 38 nor the Busby case supports the court
of appeals’ conclusion.
It is clear that the issues that the court of appeals finds inadequately argued are not
the issues presented by Appellant. The issues that the court concludes are not
properly argued are the separate components carved out by the Court.
Appellant’s brief cites numerous authorities holding that a combination of acts by
the prosecution that function together can have a synergistic effect in prejudicing
the jury; that such a combination requires an examination of the entire picture,
rather than an examination of each component separately; that the synergistic
effect of a jury argument improperly referring to the prosecutor’s cross-
examination can create constitutional error. These authorities include cases similar
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to this case, where the prosecution improperly orchestrated outbursts from a
witness during trial, followed by the prosecutor referring to the outburst in final
argument to prejudice the jury against the defendant. (Appendix B, pgs.11-15)
The court of appeals ignored the Reply Brief and failed to respond or even
acknowledge Appellant’s argument or authorities. The court ignored the authorities
requiring an examination of the entire picture of the prosecutor’s strategy;
separated the components into separate events and concluded that Appellant’s
argument presented nothing for review.
The court of appeals decision conflicts with decisions of this Court and the Texas
Supreme Court in construing TRAP 38. Under Rules 38.1(i) and 38.9 substantial
compliance is the requirement. If the appellate court is able to locate the pertinent
portions of the brief relating to appellant’s claimed error, the error should be
reviewed. ( Bufkin v. State, 179 S.W.3d 166, 173-74, 14th
C.A. (2005), affirmed 207
S.W.3d 779, Tx.Ct.Cr.App. (2006).
In Republic Underwriters v. Mex-Tex, Inc., 150 S.W.3d 423, 427, Tex (2004),
while interpreting the “argument and authorities” requirements under TRAP 38.1,
the Texas Supreme Court stated:
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“We have instructed the courts of appeals to construe the Rules of Appellate
Procedure reasonable, yet liberally, so that the right to appeal is not lost by
imposing requirements not absolutely necessary to effect the purpose of a rule…”
In Verburgt v. Dorner, 959 S.W.2d 615, 616-17, Tex (1997), the court stated:
“…appellate courts should not dismiss an appeal for a procedural defect whenever
any arguable interpretation of the Rules of Appellate Procedure would preserve the
appeal…We decline to elevate form over substance….
The court of appeals’ erroneously relied on Busby v. state. Busby has no relevancy
to this case. The error claimed by the appellant in Busby was not a constitutional
error and was not briefed at all. The brief did not include “issues, facts and
arguments with appropriate citations to authorities and to the record.” ( Busby, pg.
673)
Prosecutor’s Vindictiveness: The following facts support the conclusion that the
prosecutor was vindictive toward Appellant throughout the entire proceeding; that
the prosecutor intentionally inflamed and prejudiced the jury in cross-examination
and final argument. The Record shows the following:
1. The prosecutor obtained a 2nd
indictment, adding a 1st
degree felony (aggravated
assault with a deadly weapon, against a public servant) almost a year after the
event on the highway. The 2nd
indictment was filed in response to and right after
Appellant, while acting as her own attorney, filed motions alleging illegal conduct
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by the prosecutor and the officers in confiscating her car. (Appellant’s Brief, pgs.
9-10)
2. The prosecutor admitted his vindictive motivation toward Appellant.
(Appellant’s Brief, pgs. 10-11)
3. During the hearing on MNT, the prosecutor refused to deny that he confessed
his vindictiveness toward Appellant, caused by Appellant’s accusations that the
prosecutor and the officer were illegally keeping her car. (Appendix B, pgs. 9-10)
4. After hearing testimony from Appellant’s doctor that her medical disability
causes her to seize up under pressure, leveraging Appellant’s disability to make her
appear arrogant and uncooperative during cross-examination.
5. Admitting being “hell bent on a conviction” as opposed “to see that justice is
done,” in final argument.
6. Intentionally inflaming and prejudicing the jury by arguing that Appellant’s
arrogance and uncooperativeness in cross-examination is proof of her arrogance
and uncooperativeness on the highway; that Appellant thinks she does not have to
follow the rules, because she is a doctor. (Appendix B, pgs. 7-10)
The evidence set out above shows vindictiveness by the prosecutor toward
Appellant. This series of events is compelling evidence that the prosecutor’s
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conduct, during cross-examination and during closing argument, was intentional,
for the purpose of inflaming and prejudicing the jury against Appellant.
IV. DENIAL OF MOTION FOR MISTRIAL (Appendix A, pgs. 21-22)
Appellant’s briefs argue that the trial court erred in denying her motion for mistrial
and her motion for new trial, which are based on the prosecutor’s intentional
misconduct in inflaming and prejudicing the jury during closing argument; that the
prosecutor’s conduct was, admittedly, vindictive throughout the entire
proceedings; that the intentional misconduct constitutes constitutional error.
The court of appeals refused to review Appellant’s claim that the trial court erred
in denying the motions for mistrial and for new trial because Appellant did not
repeat her arguments in the “Argument and Authorities” section of her brief.
The court of appeals says although Appellant “listed her position in the ‘Errors
Presented’ section of her brief and….in the ‘Summary of Argument’ section…. the
issue is not addressed….in the ‘Argument and Authorities’ section of the brief.
Accordingly, appellant’s has presented nothing for review. See Tex. R. App. p.
38.1(i); Busby....”
This decision conflicts with decisions of this Court and the Texas Supreme Court.
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In Verburgt v. Dorner, 959 S.W.2d 615, 616-17, Tex (1997), the court stated:
“…appellate courts should not dismiss an appeal for a procedural defect whenever
any arguable interpretation of the Rules of Appellate Procedure would preserve the
appeal…We decline to elevate form over substance….
PRAYER FOR RELIEF
Appellant prays that this Court set aside the conviction because of the prosecutor
intentional conduct inflaming and prejudicing the jury. The prosecutor’s
misconduct is constitutional error, which requires a new trial.
In the alternative, Appellant prays that this Court remand the case to the court of
appeals with instructions that Appellant preserved the prosecutor’s closing
argument for appeal by presenting her motion for mistrial; that Appellant’s brief s
are in substantial compliance with TRAP 38.1(i).
Respectfully Submitted,
Jerry S. Payne
S.B.No. 15658000
11505 Memorial Dr.
Houston, Texas 77024
713-785-0677Fax-713-781-8547
CERTIFICATE OF SERVICE
I certify that I served the attorney for the State by electronic means
and by mail on 12/14/11.
_____________
Jerry S. Payne
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APPENDIX
A. COURT OF APPEALS OPINION
B. REPLY BRIEF