personal responsibility for safety
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Personal Responsibility for Safety (PRfS)
Guidance Document
The implementation of Personal Responsibility for Safety (PRfS) must be tackled in astructured way. If we want personnel to consistently exhibit the "right" behaviours we
must provide a support structure which ensures the right level of support and
encouragement. A change in behaviour requires consistent reinforcement and practice
and it is all too easy to inadvertently stop this evolution through inconsistent
Management action, loss of focus or the sending of mixed messages.
Before embarking on any major systems or organisational change consideration must be
given to how this will be delivered and received. Change initiatives often fail because
enough consideration has not been given to the impact they will have on the
organisation and how employees will react to it. To assist with the introduction of the
System Requirements incorporated in this Guidance we have also included an excellentchange management process which we recommend you consider applying as you
implement the changes.
This guidance is made up of the following 9 elements:-
1. Clear Expectations
2. Effective Communication
3. Personal Leadership
4. Personal Risk Awareness
5. Planning 6. The Right and Duty to Intervene
7. Accountability
8. Self Evaluation
9. Develop, Encourage and Sustain Safe Behaviours
References
You may find reading the How To Use This Web Site useful before accessing this web
site in more detail.
Overview
Serious accidents and dangerous occurrences continue to happen on our offshore
installations and onshore sites during routine operations. Analysis indicates that not
following procedures and lack of risk awareness are contributory factors in many cases.
Initiatives taken to date delivered improvements in health and safety performance but
have not achieved the desired incident reduction. A behavioural approach which
actively engages everyone through personal responsibility is seen as the principal way
forward.
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Personal Responsibility for Safety (PRfS) will assist us to achieve an advanced safety
culture in which everyone, regardless of position, accepts responsibility and plays an
active role in improving the safety of his or her immediate environment. In this culture,
all personnel think about the tasks they are about to undertake, assess and mitigate any
risks, actively look after themselves, their colleagues and others, always intervene when
unsafe behaviours or conditions are observed and share their knowledge and experiencefreely.
Many companies have excellent safety practices and a number of the necessary building
blocks for PRfS, however few have ALL of the processes AND the Management
alignment and focus that is needed to fully develop and sustain Personal Responsibility
for Safety.
In our industry, companies do not work in isolation and the resulting interdependency of
many companies coming together to work on a single project creates additional
challenges. Each company will have its own Safety Management System, incorporating
policies and procedures and most companies will additionally be engaged in a numberof safety improvement initiatives. When working together on major projects, interfaces
between each of the parties Safety Management Systems will normally be established to
avoid conflict. On short term projects some of the parties may be expected to work
under another company's system. We must recognise that a significant proportion of the
offshore workforce will be engaged in short term assignments on many different
installations and the diverse systems and cultures encountered can create confusion and
may stifle proactive safety behaviour.
A solution to this dilemma is to harmonise the basic support systems through industry
wide adoption of the key processes incorporated in this PRfS Guidance. This PRfS
Guidance document is a collaborative effort which has pulled together good practice
identified within our industry to provide all of the components required to
comprehensively support PRfS.
In addition to harmonised support, this document also details the desired personal
actions and behaviours that are required throughout our industry and which this
consistent framework will facilitate and sustain. It is recognised that processes and
documentation alone will not achieve the health and safety improvement we desire. Key
to the success of this initiative is engagement and this Guidance will be complemented
by an ongoing promotional campaign to maximise participation.
You may find reading the How To Use This Site useful before accessing the Personal
Responsibility for Safety Guidance Document ourResourcesin more detail.
1. Clear Expectations
Personal Requirements
Make safety as important as any other personal priority (make it a big deal)
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Ensure you know what is expected of you and your colleagues
Follow the rules and procedures and encourage colleagues to do the same (doing
the job right is more efficient than rushing)
Ensure that you live up to the safety standards you expect of others
Communicate what you expect of others and check their understanding of your
message Help create a culture of safety within your organisation
Play your part to create a safe and healthy working environment
Support Systems
The organisation should:-
1. 1.1Provide a policy which clearly requires all personnel to intervene in the
interest of safety and for this to be positively supported by all levels of the
organisation. (Reference 1)2. 1.2 Provide an induction process which provides clear expectations for all
employees and contractors and includes:-
1. a) Familiarisation with the company HS&E policy, rules and procedures.
(Reference 2)
2. b) The Industry Common Induction Process. (Reference 3)
3. c) Clear job related responsibilities and accountabilities with respect to
safety. (Reference 4)
4. d) Familiarisation with the personal requirements listed within the nine
elements of this Guidance Document.
3. 1.3 Provide clear simple rules and procedures which are suitable and sufficient
for the task and cover the following points:-1. a) Clear communication of all safety principles and those rules that are
common to all employees. (Reference 5)
2. b) Development of task specific safety guidelines which support safe job
execution. (Reference 6)
4. 1.4 Communicate the positive and negative consequences associated with the
safety rules and guidelines (direct and indirect consequences for the individual,
for his/her work colleagues, for his/her family, for the organisation and the
industry). (Reference 7)
5. 1.5 All rules and procedures are periodically reviewed and revised to be current
and reflect any learning.
6. 1.6 Encourage documented Personal Safety Commitments for all employees andcontractors and establish a review process to ensure that these are met through:-
1. a) Providing a standard framework to promote alignment and which
includes review of progress and accomplishments required by the
Personal Safety Commitment. (Reference 8)
2. b) Management at all levels sharing their Personal Safety Commitments
with their teams and each employee being encouraged to share their
Personal Safety Commitments with their colleagues.
7. 1.7 Include an improvement plan with measurable targets which encourages
Personal Responsibility for Safety and includes:-
1. a) Performance of a gap analysis against the PRfS Guidance to establishareas for improvement. (Reference 9)
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2. b) Incorporation within the Company HS&E improvement plans of the
identified areas for improvement from the PRfS gap analysis.
2. Effective Communication
Personal Requirements
Where possible use face to face communication
Remember to listen and ask open questions
Check understanding and where appropriate agree actions
Be sincere and be sure your actions and body language consistently support
what you are saying (Remember the messages you communicate will be much
stronger if you are seen to have a strong personal belief in safety)
Choose the correct time, place and media to get the message across
Support Systems
The organisation should endeavour to ensure that communication is two-way and
messages are fully understood by all personnel by adopting the following principles:-
1. 2.1 The identification and communication of solutions rather than problems
should be encouraged. (Reference 10)
2. 2.2 Communications should be in clear and concise language, avoiding jargon
and abbreviations.
3. 2.3 Face to face communication should be encouraged.4. 2.4 The reasons for change should be explained and employee and contractor
input collected and considered.
5. 2.5 The provision of timely and effective feedback on positive and negative
issues raised.
6. 2.6 A questioning approach should be encouraged with open feedback and no
fear of retribution.
7. 2.7 A clearly visible schedule for regular site visits by Line and Senior
Management to communicate with employees. (Reference 11)
8. 2.8 Reflection time at the end of meetings to confirm "What We Have Learned".
3. Personal Leadership
Personal Requirements
Lead by example, be consistent and follow procedures
Recognise safe behaviour, give praise and say thank you where deserved
Have courage to do the right thing and do not tolerate unsafe behaviour
Demonstrate personal commitment to safety at work and at home
Believe that you can make a difference and follow up commitments
Be enthusiastic, open and take time to interact on safety matters Give and welcome feedback
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Even when facing conflicting priorities maintain your safety standards
Openly share your Personal Safety Commitments
Support Systems
The organisation should provide:-
1. 3.1 Senior Management commitment to incorporate PRfS throughout its
systems.
2. 3.2 Appropriate funding and resources to effectively support PRfS.
3. 3.3 Training that supports the development of appropriate safety leadership and
behavioural skills for all personnel. (Reference 12)
4. 3.4 A process to recognise outstanding safety performance and provide
appropriate responses to unacceptable behaviours. (Reference 13)
5. 3,5 A process that encourages all employees and contractors to document their
Personal Safety Commitments and review them on a regular basis. (Reference 8)6. 3.6 A mechanism to ensure openness and integrity of reporting without fear of
repercussion. (Reference 14)
7. 3.7 Encouragement for continued safe behaviours at home through education
and/or practical support. (Reference 15)
8. 3.8 A process to incorporate key safety leadership behaviours in its appraisal
programme and provide mentoring where needed. (Reference 16)
4. Personal Risk Awareness
Personal Requirements
Get involved in discussions about risks on the job, questioning anything you do
not understand
Share your experiences with others and encourage them to do the same
Get involved in practical worksite inspections and always stay aware of your
surroundings
Even when undertaking a routine activity that you believe is safe, always
consider the consequences of the worst possible outcomes (personal, family,
company, legal etc) and act in a way that reduces the risk
Practice your observation skills away from the workplace Continually assess the potential influence of changes to the operation
Be aware that alcohol and drugs may impair risk perception
Support Systems
The organisation should:-
1. 4.1 Provide relevant risk assessment and observation skills training for all
personnel which includes:-
1. a) A risk assessment process aligned with the Step Change Task RiskAssessment Guidance. (Reference 6)
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2. b) A process to communicate hazards associated with the work
environment. (Reference 17)
3. c) Relevant training for all offshore, workshop and warehouse personnel
in the task risk assessment process. (Reference 19)
4. d) Basic observation skills training to assist personnel to identify the
hazards associated with their work environment. (Reference 20)2. 4.2 Facilitate the capture and sharing of information and best practice with
regard to personal risks through:-
1. a) A system that captures, documents and shares information on
company specific worksite hazards. (Reference 18)
2. b) Ensuring that individuals only work within their capabilities and
competencies.
3. c) A system that captures, documents and shares information on common
industry hazards. (Reference 21)
4. d) Encouraging team members to share their knowledge of new and
existing hazards and control measures. (Reference 22)
3. 4.3 Provide a process for raising risk awareness outside the workplace thatinvolves:-
1. a) Encouraging employees to share their learning of risks that exist
outside the workplace. (Reference 23)
2. b) Encouraging employees to share their learning of worksite risks that
apply outwith the workplace. (Reference 24)
3. c) Campaigns and promotional activities to highlight common hazards
outside the workplace. (Reference 25)
4. 4.4 Assign experienced personnel to inexperienced, new or transferred personnel
to share their knowledge and experience on job/site specific risks.
5. Planning
Personal Requirements
When planning ensure input from all involved, consider any limitations, ensure
you have the time and resources to do the job safely and request help where
needed
Take time to fully familiarise yourself with the safety aspects of the agreed
scope of work and question any areas that are not completely clear to you
Understand your interaction with other people involved in the plan Where changes to the plan occur stop work safely and take time to reassess the
situation
Look for improvement opportunities whilst conducting the job and provide
feedback for inclusion in future plans
Support Systems
The organisation should provide:-
1. 5.1 A planning process which requires the participation of all the personnelinvolved in the task.
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2. 5.2 Clear work instructions which outline individual responsibilities.
3. 5.3 Information relative to work activities that is easily accessible and will allow
comprehensive planning. (Reference 26)
4. 5.4 Adequate time for proper planning.
A simple and effective Change Management process. (Reference 27)
5. 5.5 A process to capture learning and ensure this is incorporated in the plan.
6. The Right and Duty to Intervene
Personal Requirements
Believe you can make a difference and have the courage to challenge unsafe acts
Lead by example and take action (think about the consequences of turning a
blind eye and remember you have a right and moral duty to intervene)
Welcome interventions from others and accept them in a positive manner Intervene in a way which is positive, constructive and considerate
Intervene to learn and to praise positive and safe behaviours as well as to
challenge unsafe behaviours
Support Systems
The organisation should provide:-
1. 6.1 A policy that requires all employees and contractors to intervene in the
interests of safety and for their actions to be supported at all levels within theorganisation. (Reference 1)
2. 6.2 A clearly communicated requirement for all individuals to accept
constructive intervention in a positive manner. (Reference 28)
3. 6.3 An observation and intervention programme which requires and facilitates
workforce feedback and provides visibility of actions taken. (Reference 29)
4. 6.4 Training in constructive intervention skills where needed. (Reference 30)
5. 6.5 Recognition for proactive intervention. (Reference 31)
7. Accountability
Personal Requirements
Follow the rules, they are there to keep you safe
Take responsibility and ownership for safety in the environments that you live
and work in
Take action and offer solutions to prevent accidents
Take time to think about the positive and negative consequences of the actions
of yourself and your colleagues
Have the confidence to stop any job that you believe cannot be completed safely
Be a positive influence on others and set a good example
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Support Systems
1. 7.1 The organisation should provide clear and concise safety rules and
guidelines. These should be effectively rolled out and the consequences of
unacceptable safety behaviour clearly identified. (Reference 32)
2. 7.2 The organisation should apply a fair and consistent response to unacceptable
safety behaviour which is focused on behavioural improvement through training,
coaching and as a final resort disciplinary action. (Reference 33)
8. Self Evaluation
Personal Requirements
Write down your personal safety commitments on an annual basis and share
them with colleagues, include measurable targets Periodically check how you are doing against your commitments
Ask for feedback from others who work with you and be prepared to give
feedback to others
Use feedback generated to guide self improvement
Support Systems
The organisation should:-
1. 8.1 Provide guidance to assist personnel with the development of their PersonalSafety Commitments which includes:-
1. a) A standard framework to assist employees to prepare their Personal
Safety Commitments. (Reference 8)
2. b) A requirement for personal commitments to support industry,
organisation and personal goals and objectives and to be specific,
measurable, achievable, realistic and time based.
3. c) Provision of a mechanism to inform all employees of shared industry
and organisational goals. (Reference 34)
4. d) Encouraging personnel to share their personal commitments with
peers and Line Manager.
5. e) Assistance from Line Management/Supervision.2. 8.2 Encourage all personnel to have personal safety commitments incorporating
clear targets to provide a reference point for personal evaluation (Reference 8)
3. 8.3 Include an appraisal process to provide feedback to the individual and which
can be linked to self improvement plans including a review of Personal Safety
Commitments (ideally part of 360 deg appraisal process). (Reference 35)
9. Develop, Encourage and Sustain Safe
Behaviours
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Personal Requirements
Start every day by thinking of how you can keep yourself and others safe and
make continuous improvement a personal goal
Make Risk Recognition a Habit and having identified risks always implement
actions to overcome them
Consistently do things the safe way at work and at home
Provide feedback and encouragement on things that work and constructive
criticism for things that don't
Explain why the rules and procedures are there
Share good practice and intervene to change bad practice
Give and act on positive and negative feedback
Continually look for opportunities to learn from others
Keep communicating the benefits of sustained safety
Support Systems
The organisation should:-
1. 9.1 Define and provide examples of safe behaviours and encourage their
consistent application through:-
1. a) Establishing compliance with safety principles and rules as a core
company value.
2. b) Actively encouraging safe behaviours such as:- Stopping unsafe acts;
reporting unsafe conditions; responding to changes in operations by
reassessing risks; always using the appropriate Personal ProtectiveEquipment; recognising and praising safety contributions; sharing
knowledge and experience of risks; practising hazard recognition.
3. c) Encouraging and supporting everyone to participate in safety
improvement and giving recognition to positive participation and
proactive safe behaviours (Consideration should also be given to team
building approaches that improve working relationships and support safe
behaviours). (Reference 12)
2. 9.2 Assess training and coaching needs with respect to safe behaviours (Training
and coaching should be provided to close any gap identified for new and
existing employees).
3. 9.3 Establish within the organisation, mechanisms which provide theopportunity for all employees and contractors to contribute to the improvement
of safety and as a minimum include:-
1. a) Processes to provide timely feedback to the originator on agreed
actions.
2. b) Consideration of the following mechanisms:-
Toolbox Talks (Reference 36)
Time out for Safety (Reference 37)
Safety Observation Programmes (Reference 20)
Advanced Safety Audit (Reference 12)
Task Risk Assessment Process
Safety Representatives, Committees & MeetingsDiagonal Slice Safety Meetings
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Behaviour Based Safety Programmes (Reference 29)
Safety Suggestion Schemes (Reference 38)
Safety Alerts
"Safety Moments"
Safety Improvement Teams
Management Site VisitsManagement Reviews
Personal Safety Commitments
3. c) Establish within the organisation, mechanisms which provide the
opportunity for all personnel to contribute to the improvement of safety.
4. d) Recognition and communication of both the personal and business
benefits of improving the safety environment.
4. 9.4 Encourage campaigns to promote safe behaviours out with the workplace,
which could include:-
1. a) Advice on Home Safety, Fire Safety, Driving Safety, Home Security,
Leisure Safety.
2. b) Provision of First Aid Kits, Personal Protective Equipment, ElectricalSafety Devices for home use
3. c) Provision of support to schools, colleges and local community.
5. 9.5 To stimulate continuous awareness and involvement:-
1. a) Periodic climate/culture surveys are used to gauge workforce
perceptions of the effectiveness of PRfS. (Reference 39)
2. b) Conduct regular analysis of key safety data with trends established
and communicated. Action tracking systems should be visible and
accessible.
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