October 2013

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Performance SummaryInvestor Accounts 12,919,340

Participants 280

Participant service centres 14,348

Demat Custody ` 76,79,090 Cr.

Settlement ` 1,22,287 Cr.

Companies available for demat 11,416

Instrumentsw Debentures/Bonds 8,983w Securitised Instruments 931w Commercial Paper 1,040w Certificates of Deposit 1,343

Highlights during the month

News Articles

Companies Name Change

Corporate Action Statistics

Performance summary

Securities Admitted For Dematerialisation

Topic of Interest

Calendar of Events

Investor Depository Meets (IDMs) organized by NSDL at Surendranagar in October 2013

Did you know?The Reserve Bank is the sole authority to issue banknotes in India. Although one rupee notes and coins of all denominations are issued by the government, they are put into circulation only through the Reserve bank. Contemporary Currency notes have 15 languages on the panel which appear on the reverse of the note.Source : RBI website

Quote of the Month :Nothing is a waste of time if you use the experience wisely.- Auguste Rodin

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NSDL Update – News – October 2013

Settlement fee on transactions in Mutual Fund units in the depository system

In order to facilitate transactions in Mutual Fund units through stock exchange platform and to encourage investors to hold Mutual Fund units in dematerialised form, NSDL has decided to continue not to charge any fee to Participants in respect of transactions in mutual fund units held in the depository system till March 31, 2014.

(Ref: Circular No. NSDL/POLICY/2013/0110 dated September 24, 2013)

Closure of ‘Inter-Connected Stock Exchange of India Limited’ Participant Operations

NSDL has informed all its Participants that Inter-Connected Stock Exchange of India Limited (DP ID IN001086), a Participant of NSDL, has informed NSDL about their decision to discontinue depository operations.

(Ref: Circular No. NSDL/PI/2013/2248 dated September 25, 2013)

Training Programmes for Participants:

NCDO/NISM training / certification programmes for Participants

To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted eight such training programmes in September 2013 at Ahmedabad, Chennai, Kolkata, Mumbai, New Delhi, Noida and Pune which were attended by 274 officials of various Participants.

CPE Training Programme for Participants

NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes for eligible associated persons of Participants. In September 2013, NSDL conducted four such training programmes at various locations viz., Ahmedabad, Chennai, Kolkata and Mumbai which were attended by 166 officials of Participants.

KYC Training Programme for Participants

In September 2013, NSDL conducted three ‘KYC requirements for Account Opening’ training programmes at various locations viz., Chandigarh, Kolkata and Ludhiana which were attended by 83 officials of Participants. The program focuses on latest developments viz., procedure for opening various depository accounts, BSDA, RGESS, etc., to facilitate efficient functioning of depository operations of Participants.

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Investor Education initiatives undertaken by NSDL

Investor Depository Meets (IDMs): NSDL interacts with investors throughout the country through a series of ‘Investor Depository Meets’. These programs are organised to spread awareness amongst the accountholders and others about the new facilities introduced by NSDL, the safety features and precautions to be taken by accountholders while operating in the depository environment. During September 2013, NSDL organised 11 IDMs at Karad and Solapur in Maharashtra, Silvassa in Gujarat, Baripada, Balasore and Cuttack in Orissa, Haridwar and Dehradun in Uttarakhand, Dindigul, Karaikudi and Tuticorin in Tamil Nadu which were attended by 526 investors.

Participation in events conducted by Institutions: In September 2013, NSDL sponsored a programme titled ‘Skoch Summit 2013’ which was organised by Skoch Consultancy Services Pvt. Ltd. (Skoch) at Delhi. Hon’ble Chairman, Economic Advisory Council to the Prime Minister, Dr. C. Rangarajan, Advisor to the Prime Minister on Public Information Infrastructure & Innovations, Mr. Sam Pitroda, Hon’ble Member, Planning Commission, Mr. Arun Maira and other such eminent delegates addressed the officials on various subject matters attending the Summit. This programme was attended by around 400 officials.

Joint Awareness Programmes with Securities and Exchange Board of India (SEBI) & National Stock Exchange of India Limited (NSE): In order to reach out to masses spread across the country and to apprise them about the facilities available in NSDL depository system, NSDL participated in Joint Awareness Programme with SEBI & NSE organized by NSE in September 2013 at National Institute of Technology, Silchar, Cachar in Assam which was attended by around 245 students and faculties.

Training Programme organized by Institutions: In September 2013, NSDL conducted four training programmes viz., Mithibai College, Mumbai, Balasore College of Engineering and Technology, Sergarh, Balasore, Agni School of Business Excellence, Dindigul and A.R School of Business, Dindigul for around 357 students and faculties. Various aspects on Depository related services were addressed to students attending these programmes.

Events conducted by NSDL during September 2013:

NSDL Brand Ambassador:

NSDL had recently launched a new initiative called “NSDL Brand Ambassador (NSDL BA)” for student community education and to popularize demat products and related concepts amongst colleges. In September 2013, NSDL conducted “NSDL Brand Ambassador Contest” for students of Mithibai College, Mumbai. Around 76 students particpated in this Brand Ambassadorship program. Mr. Manan Vora and Ms. Rajshree Kapur from Mithibai College were selected as NSDL Brand Ambassadors after screening them through various rounds of this contest.

List of Participant Service Centre:

For complete list of Participant Service Centres, kindly visit https://nsdl.co.in/dpsch.php on NSDL website.

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List of Companies that have changed Names(During September 2013)

Sr. No. Old Name New Name1 Sona Okegawa Precision Forgings Limited Sona BLW Precision Forgings Limited2 Kosian Industries Limited Seven Hill Industries Limited3 Jivanjyoti Mercantile Private Limited Jivanjyoti Mercantile Limited4 Tak Machinery and Leasing Limited Mangal Credit and Fincorp Limited5 Aanjaneya Lifecare Limited Dr. Datsons Labs Limited6 Niyati Industries Limited Veerhealth Care Limited7 Colorplus Fashions Private Limited Colorplus Fashions Limited8 Nucent Estates Limited Pressman Advertising Limited9 Interlabels Industries Private Limited Skanem Interlabels Industries Private Limited10 Enercon Wind Farms (Sai) Private Limited Wind World Wind Farms (Sai) Private Limited11 Enercon Wind Farms (Madhya Pradesh) Private Limited Wind World Wind Farms (M P) Private Limited12 Enercon Wind Farms (Chitradurga) Private Limited Wind World Wind Farms (Chitradurga) Private Limited13 Enercon Wind Farms (Hindustan) Private Limited Wind World Wind Farms (Hindustan) Private Limited14 Enercon Wind Farms (Jaisalmer) Private Limited Wind World Wind Farms (Jaisalmer) Private Limited15 KPIT Cummins Infosystems Limited KPIT Technologies Limited16 Ravi Aircools Limited Omansh Enterprises Limited17 Navneet Publications India Limited Navneet Education Limited18 Parasrampuria Credit and Investments Limited Maa Jagdambe Tradelinks Limited19 M and B Switchgears Limited Ujaas Energy Limited20 Enercon (India) Limited Wind World (India) Limited21 Enercon Wind Farms (Prithvi) Private Limited Wind World Wind Farms (Prithvi) Private Limited22 Enercon Wind Farms (Rajasthan) Private Limited Wind World Wind Farms (Rajasthan) Private Limited23 Enercon Wind Farms (Temdarai) Private Limited Wind World Wind Farms (Temdarai) Private Limited24 Emmbi Polyarns Limited Emmbi Industries Limited25 Enercon Wind Farms (Karnataka) Limited Wind World Wind Farms (Karnataka) Limited26 Hubek Engineering Private Limited Hubek Engineering Limited27 Mhagujkar Agrocon Private Limited Mhagujkar Agrocon Limited28 TRN Energy Limited TRN Energy Private Limited29 West Leisure Resorts Private Limited West Leisure Resorts Limited30 Cinemax Properties Limited Cineline India Limited31 EXXON Financial Services Limited Sidh Management Corporate Services Limited32 ING Financial Services Private Limited IFAN Finserv Private Limited33 Enercon Wind Farms (Nettur) Private Limited Wind World Wind Farms (Nettur) Private Limited34 Enercon Wind Farms (Krishna) Limited Wind World Wind Farms (Krishna) Limited35 Madras Cements Limited The Ramco Cements Limited

Sr. No. DescriptionDuring September 2013 For F.Y. 2013 - 14 (Upto September 2013)

No. of Allottees No. of Securities No. of Allottees No. of Securities1 Equity Shares 456,054 12,905,051,128 4,674,770 56,200,544,222 2 Preference Shares 128,852 731,561,648 265,005 3,265,435,076 3 Bonds 36,974 127,374,562 78,644 783,461,029 4 Commercial Papers 460 872,201 2,943 6,308,965 5 Certificates of Deposit 1,081 11,037,256 3,079 31,709,954 6 Securitised Instruments 20 56,034,960 338 170,071,666 7 Mutual Fund Units 22,669 299,736,958 138,786 1,665,276,267 8 Warrants 0 0 13 27,340,000 9 Commodities 27 796 776 2,261,928 10 Mutual Fund Units (Trase) 10,331 42,511,046 67,132 491,085,402

Total 656,468 14,174,180,555 5,231,486 62,643,494,509

Corporate Action Statistics

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Performance Summary

INvESTORS

Month -YearClient Accounts

No. of Accounts (lakh)

Sep-11 119.10

Sep-12 123.84

Sep-13 129.19

PARTICIPANTSMonth -

Year No. of Participants Service Centres

Cities /Towns

Sep-11 297 13,689 1,489

Sep-12 283 14,336 1,559

Sep-13 280 14,348 1,538

DEMATERIALISATION

Month -Year

No. of Dematerialised Securities

(Cr.)

value of Dematerialised

Securities( ` Cr.)

Sep-11 53,601 66,87,807

Sep-12 62,156 75,93,946

Sep-13 72,880 76,79,090

SETTLEMENT

Month -Year

Quantity of shares settled in

dematerialised form (Cr.)

value of shares settled in

dematerialised form ( ` Cr.)

Sep-11 526 90,612

Sep-12 340 64,999

Sep-13 583 1,22,287

(Single Side)

DEBENTURES / BONDSMonth -

YearNo. of

Issuers No. of active instruments

Demat value ( ` Cr.)

Sep-11 591 7,127 9,13,635

Sep-12 663 8,262 11,30,924

Sep-13 812 8,983 13,36,133

EQUITY

Month - Year No. of Companies Operational

Sep-11 9,212

Sep-12 10,219

Sep-13 11,416

SECURITISED INSTRUMENTSMonth -

YearNo. of

Issuers No. of active instruments

Demat value ( ` Cr.)

Sep-11 589 904 39,593

Sep-12 479 717 32,349

Sep-13 622 931 59,880

Companies

COMMERCIAL PAPERSMonth -

YearNo. of

Issuers No. of active instruments

Demat value ( ` Cr.)

Sep-11 244 1,743 1,55,728

Sep-12 223 1,503 1,72,867

Sep-13 165 1,040 1,01,798

CERTIFICATES OF DEPOSITMonth -

YearNo. of

Issuers No. of active instruments

Demat value ( ` Cr.)

Sep-11 45 1,339 4,05,521

Sep-12 44 1,264 3,80,738

Sep-13 41 1,343 3,59,284

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Securities admitted for Dematerialisation during September 2013

Sr. No. COMPANY ISIN

1 Adani Kandla Bulk Terminal Private Limited INE476P010122 Airmid Developers Limited INE403P010163 Aparajitha Corporate Services Limited INE408P010154 Ashiana Landcraft Realty Private Limited INE509P010105 Athena Infrastructure Limited INE415P010106 ATS Real Estate Builders Private Limited INE409P010137 Bhabani Blunt Hair Dressing Private Limited INE418P010148 Brickwork Ratings India Private Limited INE451P010159 Brock Developers Private Limited INE439P0101010 Caravan Commercial Company Limited INE441P0101611 Cello Pens Private Limited INE492P0101912 Cello Plastic Products Private Limited INE491P0101113 Cello Stationery Products Private Limited INE490P0101314 Cello Tips and Pens Private Limited INE489P0101515 Cello Writing Aids Private Limited INE431P01017

16 Cello Writing Instruments and Containers Private Limited INE488P01017

17 Citra Properties Limited INE402P0101818 Concast Morena Road Projects Pvt. Ltd. INE470P0101519 Deepmala Infrastructure Private Limited INE456P0101420 Divinus Fabrics Limited INE478P0101821 DK Energy Pvt. Ltd. INE480P0101422 DK Infrastructure Pvt. Ltd. INE391P0101323 Downtown Securities Private Limited INE449P0101924 Embassy Office Parks Private Limited INE425P0101925 Essel Vidyut Vitaran (Ujjain) Private Limited INE429P0101126 Eurotas Infrastructure Limited INE501P0101727 Finar Limited INE493P0101728 Fischer Chemic Limted INE771F01017

29 Future Generali India Life Insurance Company Limited INE435P01018

30 Goldenbeam Power Private Limited INE436P0101631 Gondwana Engineers Limited INE390P0101532 Highbar Technologies Limited INE423P0101433 HRL (Thane) Real Estate Limited INE424P0101234 IIFL Trustee Services Limited INE440P0101835 Image Commercials Private Limited INE406P0101936 Indiabulls Estate Limited INE434P0101137 Indo Cotspin Limited INE407P0101738 Irizar TVS Limited INE452P0101339 Jay Precision Pharmaceuticals Private Limited INE412P0101740 Jharkhand Mega Food Park Private Limited INE494P0101541 Juventus Estate Limited INE413P0101542 Kappac Pharma Limited INE601D0101143 Karuna Management Services Pvt Ltd INE426P0101744 Kashipur Sitarganj Highways Private Limited INE445P0101745 Klarissa Property Developers Private Limited INE462P0101246 KPK Quantity Surveyors (India) Private Limited INE460P0101647 Krisha Enterprises Private Limited INE276P0101648 Lotus Surgicals Pvt. Ltd. INE448P01011

49 Madhav (Phoolsagar Niwas Shahpura Corridor) Highways Private Limited INE497P01018

Sr. No. COMPANY ISIN

50 Magnanimous Trade & Finance Limited INE664N0101851 Mahadushi International Trade Limited INE339P0101252 Mahindra & Mahindra Contech Limited INE479P0101653 Manglam Vanijya Private Limited INE405P0101154 Marico Kaya Enterprises Limited INE432P0101555 Mrs. Bectors Foods Specialities Limited INE495P0101256 Murti Housing & Finance Pvt Ltd INE417P0101657 Narayana Hrudayalaya Private Limited INE410P0101158 NDTV Networks Limited INE502P0101559 Neopro Technologies Private Limited INE455P0101660 NSE Strategic Investment Corporation Limited INE419P0101261 Ozone Urbana Infra Developers Private Limited INE686J0101962 Pacific Hospitals Private Limited INE465P0101563 Parsvnath Sharmistha Realtors Private Limited INE392P0101164 Patidar Buildcon Limited INE637N0101465 Pentek Pen and Stationery Private Limited INE487P0101966 Potential Infra Projects Limited INE320P0101267 Prataap Snacks Private Limited INE393P0101968 Quadria Investment Management Private Limited INE461P0101469 Rajasthali Resorts and Studios Limited INE401P0101070 Ratnabali Investment Private Limited INE453P0101171 Red Ceramics Limited INE450P0101772 RKBK Automobiles Private Limited INE505P0101873 Robust Hotels Private Limited INE508K0101374 S. N. S. (Minerals) Limited INE193F0101475 Sagista Realty Advisors Pvt Ltd INE477P0101076 Sahara India Medical Institute Limited INE459P0101877 Salasar Highways Private Limited INE446P0101578 Selene Constructions Limited INE414P0101379 Selene Estate Limited INE416P0101880 SG Chemicals and Dyes Trading Limited INE447P0101381 Shamik Enterprises Pvt. Ltd. INE498P0101682 Shri Ambika Ispat (India) Pvt. Ltd. INE469P0101783 Shri Jalaram Rice Industries Private Limited INE463P0101084 Skanray Technologies Private Limited INE458P0101085 Sona Autocomp Holding Private Limited INE471P0101386 Sunnyday Green Energy Private Limited INE438P01012

87 Suryataap Energies and Infrastructure Private Limited INE437P01014

88 Suyog Telematics Limited INE442P0101489 Swastik Plywood Limited INE467P0101190 Thermosol Glass Private Limited INE095P0101091 Transrail Lighting Limited INE454P0101992 Vaayu Renewable Energy (Tapti) Pvt. Ltd. INE464P0101893 Vamona Developers Private Limited INE389P0101794 Vikas Telecom Ltd. INE466P0101395 Weener Empire Plastics Limited INE394P0101796 Welspun Steel Resources Private Limited INE404P0101497 Western U.P. Power Transmission Company Limited INE400P01012

98 Worlds Window Infrastructure and Logistics Private Limited INE468P01019

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TOPIC OF INTERESTKnow more about e-Voting system of NSDL (For Shareholders)

(Continued from September 2013 issue)

Q.6 There are demat accounts / shares certificates held by joint holders. In such a case who

will cast the vote in e-voting system?

Ans. As, only one of the several joint holders is entitled to exercise voting power, in case of

e-voting only first holder is recognized for the purpose of sending user ID & password

for e-voting. Accordingly, the vote casted using the User ID and password sent to first

holder is recognized on behalf of all the joint holders, as the shareholder who casts the

vote through the e-voting services of NSDL is doing so on behalf of all joint holders.

Q.7 Is there any charge for using e-voting system of NSDL?

Ans. No. Currently, NSDL does not levy any charge on the shareholders for using the e-voting

system.

Q.8 Is there any User manual to understand the login and voting process?

Ans. Yes. You can download the User manual from (https://www.evoting.nsdl.com).

Q.9 Will proxy be able to cast vote in e-voting system?

Ans. e-voting system brings flexibility, convenience and ease of operation for the shareholder

to cast vote through internet thus, eliminating the need to appoint a proxy.

Q.10 Is time period for e-voting same as Postal Ballot?

Ans. Yes. The time defined in the Postal Ballot Rules, 2001 for Postal Ballot is applicable for

e-voting as well.

to be concluded in next issue…

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“Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository Limited and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository Limited, 4th Floor, ‘A’ Wing, Trade World,

Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Manoj Sathe”

NSDL Offices

Investor Relationship Cell NSDL Certification ProgrammeOfficer-In-Charge,National Securities Depository Ltd. 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: relations@nsdl.co.in

Officer-In-Charge,National Securities Depository Ltd. 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: trainingdept@nsdl.co.in

For more information, email us at info@nsdl.co.in

Head Office Branch OfficesMumbai4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel,Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351

AhmedabadUnit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle,Ahmedabad - 380006Tel: (079) 26461376, Fax: (079) 26461375

Chennai6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143917 / 18, Fax: (044) 28144593

Kolkata5th Floor, The Millenium, Flat No. 5W, 235 / 2A, Acharya Jagdish Chandra Bose Road, Kolkata - 700020 Tel: (033) 22814661 / 62, Fax: (033) 22891945

New Delhi409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place, New Delhi - 110001 Tel: (011) 23353815 / 17, Fax: (011) 23353756

CoMpliANCe RequiReMeNt

Sr.No. particulars Reference Due date Mode of sending

1. Internal/ Concurrent Audit Report (April - September)

Circular No. NSDL/ POLICY/2008/0077 dated November 3, 2008.

November 15th every year

Digitally signed report by email at nsdl-bp-inspection@nsdl.co.in. Alternatively, by hard copy to Business Partner Inspection Department.

NSDL Calendar of Events

Will proxy be able to cast vote in e-voting system ?Send your replies providing your contact details(Name, address and contact number) with the subject ‘Knowledge Wins Contest - October 2013’ to info@nsdl.co.in