peak exposures in epidemiologic studies and …...peak exposures in epidemiologic studies and cancer...

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Risk Analysis, Vol. 39, No. 7, 2019 DOI: 10.1111/risa.13294 Peak Exposures in Epidemiologic Studies and Cancer Risks: Considerations for Regulatory Risk Assessment Harvey Checkoway, 1,Peter S. J. Lees, 2 Linda D. Dell, 3 P. Robinan Gentry, 3 and Kenneth A. Mundt 4 We review approaches for characterizing “peak” exposures in epidemiologic studies and methods for incorporating peak exposure metrics in dose–response assessments that con- tribute to risk assessment. The focus was on potential etiologic relations between environ- mental chemical exposures and cancer risks. We searched the epidemiologic literature on environmental chemicals classified as carcinogens in which cancer risks were described in relation to “peak” exposures. These articles were evaluated to identify some of the chal- lenges associated with defining and describing cancer risks in relation to peak exposures. We found that definitions of peak exposure varied considerably across studies. Of nine chemi- cal agents included in our review of peak exposure, six had epidemiologic data used by the U.S. Environmental Protection Agency (US EPA) in dose–response assessments to derive inhalation unit risk values. These were benzene, formaldehyde, styrene, trichloroethylene, acrylonitrile, and ethylene oxide. All derived unit risks relied on cumulative exposure for dose–response estimation and none, to our knowledge, considered peak exposure metrics. This is not surprising, given the historical linear no-threshold default model (generally based on cumulative exposure) used in regulatory risk assessments. With newly proposed US EPA rule language, fuller consideration of alternative exposure and dose–response metrics will be supported. “Peak” exposure has not been consistently defined and rarely has been evaluated in epidemiologic studies of cancer risks. We recommend developing uniform definitions of “peak” exposure to facilitate fuller evaluation of dose response for environmental chemicals and cancer risks, especially where mechanistic understanding indicates that the dose response is unlikely linear and that short-term high-intensity exposures increase risk. KEY WORDS: Cancer epidemiology; peak exposure; risk assessment 1. INTRODUCTION Regulatory risk assessment is a process that focuses on identifying potentially adverse health ef- fects associated with agents of concern, and for each adverse effect, characterizing a dose–response func- 1 Department of Family Medicine & Public Health, San Diego School of Medicine, University of California, La Jolla, CA, USA. 2 Johns Hopkins Bloomberg School of Public Health, Baltimore, MD, USA. 3 Ramboll, Amherst, MA (LDD) and Monroe, LA, USA. 4 Cardno Chemrisk, Boston, MA, USA. Address correspondence to Harvey Checkoway, UC San Diego School of Medicine, 9500 Gilman Drive, La Jolla, CA 92093, USA; [email protected]. tion and unit risk numbers. Toxicology studies that can characterize biological uptake and pathogenesis mechanisms are important components of hazard identification and risk assessment. Epidemiologic studies, especially those of well-characterized occu- pational groups, often identify associations between exposures and increased disease risk. Depending on available detail and chemical specificity of exposure assessment, dose–response estimation may be based on quantitative (usually cumulative) or qualitative (yes/no or high/medium/low) relative exposure estimates. In some instances, cruder surrogates of exposure are based only on overall duration of employment or duration of employment in jobs 1441 0272-4332/19/0100-1441$22.00/1 C 2019 The Authors. Risk Analysis pub- lished by Wiley Periodicals, Inc. on behalf of Society for Risk Analysis This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

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Page 1: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Risk Analysis, Vol. 39, No. 7, 2019 DOI: 10.1111/risa.13294

Peak Exposures in Epidemiologic Studies and Cancer Risks:Considerations for Regulatory Risk Assessment

Harvey Checkoway,1,∗ Peter S. J. Lees,2 Linda D. Dell,3 P. Robinan Gentry,3

and Kenneth A. Mundt4

We review approaches for characterizing “peak” exposures in epidemiologic studies andmethods for incorporating peak exposure metrics in dose–response assessments that con-tribute to risk assessment. The focus was on potential etiologic relations between environ-mental chemical exposures and cancer risks. We searched the epidemiologic literature onenvironmental chemicals classified as carcinogens in which cancer risks were described inrelation to “peak” exposures. These articles were evaluated to identify some of the chal-lenges associated with defining and describing cancer risks in relation to peak exposures. Wefound that definitions of peak exposure varied considerably across studies. Of nine chemi-cal agents included in our review of peak exposure, six had epidemiologic data used by theU.S. Environmental Protection Agency (US EPA) in dose–response assessments to deriveinhalation unit risk values. These were benzene, formaldehyde, styrene, trichloroethylene,acrylonitrile, and ethylene oxide. All derived unit risks relied on cumulative exposure fordose–response estimation and none, to our knowledge, considered peak exposure metrics.This is not surprising, given the historical linear no-threshold default model (generally basedon cumulative exposure) used in regulatory risk assessments. With newly proposed US EPArule language, fuller consideration of alternative exposure and dose–response metrics will besupported. “Peak” exposure has not been consistently defined and rarely has been evaluatedin epidemiologic studies of cancer risks. We recommend developing uniform definitions of“peak” exposure to facilitate fuller evaluation of dose response for environmental chemicalsand cancer risks, especially where mechanistic understanding indicates that the dose responseis unlikely linear and that short-term high-intensity exposures increase risk.

KEY WORDS: Cancer epidemiology; peak exposure; risk assessment

1. INTRODUCTION

Regulatory risk assessment is a process thatfocuses on identifying potentially adverse health ef-fects associated with agents of concern, and for eachadverse effect, characterizing a dose–response func-

1Department of Family Medicine & Public Health, San DiegoSchool of Medicine, University of California, La Jolla, CA, USA.

2Johns Hopkins Bloomberg School of Public Health, Baltimore,MD, USA.

3Ramboll, Amherst, MA (LDD) and Monroe, LA, USA.4Cardno Chemrisk, Boston, MA, USA.∗Address correspondence to Harvey Checkoway, UC San DiegoSchool of Medicine, 9500 Gilman Drive, La Jolla, CA 92093,USA; [email protected].

tion and unit risk numbers. Toxicology studies thatcan characterize biological uptake and pathogenesismechanisms are important components of hazardidentification and risk assessment. Epidemiologicstudies, especially those of well-characterized occu-pational groups, often identify associations betweenexposures and increased disease risk. Depending onavailable detail and chemical specificity of exposureassessment, dose–response estimation may be basedon quantitative (usually cumulative) or qualitative(yes/no or high/medium/low) relative exposureestimates. In some instances, cruder surrogates ofexposure are based only on overall duration ofemployment or duration of employment in jobs

1441 0272-4332/19/0100-1441$22.00/1 C© 2019 The Authors. Risk Analysis pub-lished by Wiley Periodicals, Inc. on behalf of Society for Risk Analysis

This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium,provided the original work is properly cited.

Page 2: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1442 Checkoway et al.

classified by exposure potential, such as “presumedexposed/unexposed.” When quantitative exposuredata of sufficient validity and specificity are avail-able, epidemiologic studies are preferred over animalstudies for quantitative dose–response assessmentsthat can be applied to derive relative toxicity values,such as inhalation unit risk (IUR) values. Con-sequently, scientifically rigorous investigations ofdose–response relations between exposures to envi-ronmental chemicals and cancer risks are dependenton valid quantitative characterization of exposure.

In conducting quantitative risk assessments,individual-level exposure estimates are required,even if derived using ecological exposure assessment(i.e., group level, such as a similar exposure groupin occupational studies). However, several differentquantitative exposure metrics can be derived, andthose that most accurately reflect underlying biolog-ical mechanisms should more accurately reflect thetrue underlying dose–response gradient. Typically,in epidemiologic research, actual doses of chemicalcompounds delivered to a target tissue rarely canbe determined. A notable exception is the measure-ment of valid biomarkers of exposure, some of whichreflect recent exposures (e.g., urinary chromium),whereas others reflect long-term (e.g., polychlori-nated biphenyls or PCBs in blood sera) or even cu-mulative (e.g., tibial lead) exposure. Given that manycancers known or presumed to be caused by envi-ronmental agents have long latency periods, epidemi-ologists can improve individual-level exposure esti-mates by considering time windows of relevant expo-sure. In theory, estimating time-dependent exposureresponses for various exposure metrics would leadto more sophisticated characterizations of risk, andtherefore more valid risk assessments for policy andregulatory decision making.

For some carcinogens, disease processes conceiv-ably depend on the dose rate and the concentrationof the chemical (or its metabolites) that reach thetarget tissue, possibly overwhelming metabolicpathways that can eliminate or detoxify lower con-centrations. In this case, an appropriate exposuremetric might be the maximum concentration encoun-tered (i.e., “peak” exposure), or the amount of timeexposure exceeds some threshold. The identificationof peak exposures (or simply the exceedance of acritical threshold) is common in evaluating acuteeffects; however, for nearly all cancers and othernoninfectious diseases that require considerable timeto elapse between exposure and disease detection,

characterizing the role of historical peak exposuresremains challenging.

In this review, our primary objective is to con-sider “peak exposure” as variously defined in thecontext of epidemiologic studies of recognized car-cinogens and related epidemiology-based cancer riskassessments. We limit our review to occupationalrather than general nonworkplace environmentalexposures (e.g., outdoor air pollution) because theworkplace often represents the “high dose” scenario.Occupational exposure measures are frequentlymore detailed and quantitative than exposures thatoccur in the general environment. Moreover, occu-pational epidemiologic research findings often haveimportant risk assessment and policy implicationsfor ambient environmental exposures. Althoughsome low-concentration exposures likely contributeto disease risk, we focus here on ways that occupa-tional epidemiology might improve understandingof cancer risks associated with brief or intermit-tent exposures to high concentrations that may becharacterized as peak exposure.

Our research question was initially motivatedby a practical issue raised by the U.S. NationalResearch Council (NRC, 2011) regarding the hazardcharacterization of formaldehyde as potentially car-cinogenic to humans (Baan et al., 2009; InternationalAgency for Research on Cancer [IARC], 2006).While the epidemiologic evidence suggested someassociation between risks for nasopharyngeal cancer(NPC) and myeloid leukemia and peak formalde-hyde exposure metrics, there remains limited andinconsistent evidence for increased risks of thesecancers associated with cumulative exposure, theconventional dose metric. Nevertheless, the U.S.Environmental Protection Agency (US EPA, 2010)draft assessment of formaldehyde was based on thecumulative exposure metric from selected relevantoccupational epidemiologic studies (Beane Freemanet al., 2009; Hauptmann, Lubin, Stewart, Hayes, &Blair, 2003), and not peak exposure, to derive anIUR (US EPA, 2010). In 2018, US EPA proposedregulation “designed to increase transparency ofthe assumptions underlying dose–response models”given “growing empirical evidence of nonlinear-ity in the concentration-response function” forenvironmental exposures and health effects includ-ing cancers. The proposed rule cautions that “EPAshould also incorporate the concept of model uncer-tainty when needed as a default to optimize low doserisk estimation based on major competing models,

Page 3: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1443

including linear, threshold, and U-shaped, J-shaped,and bell-shaped models” [40 CFR Part 30 RIN 2080-AA14]. Promulgation of this rule language likely willrevive interest in understanding alternative exposuremetrics as well, including peak exposure.

2. METHODS

We conducted a literature search in PubMed(including MEDLINE, 1966–present) to identifyepidemiologic studies in which results includedestimates of relative risks in relation to some form ofpeak chemical exposure metric. Initial search termsincluded “peak,” “exposure,” and “epidemiology.”We screened titles and abstracts from this initialsearch and then refined the search to include termsfor chemicals identified in the abstracts: acryloni-trile, benzene, 1,3-butadiene (BD), ethylene oxide(EO), formaldehyde, methylene chloride, styrene,trichloroethylene (TCE), and tetrachlorodibenzo-p-dioxin (TCDD).

We separately reviewed the IARC Monographswebsite5 to identify chemical agents characterized ashaving “sufficient evidence in humans” or “limitedevidence in humans” of causing lymphohematopoi-etic malignancies (LHMs) based on epidemiologicstudies. Our focus on LHMs was based on threefactors: (1) knowledge of cancer hazard character-ization driven by epidemiologic studies reportingincreased myeloid leukemia associated with peakformaldehyde exposure categories (Beane Freemanet al., 2009; Hauptmann et al., 2009); (2) the as-sumption that LHMs have shorter disease inductionand latency intervals (i.e., 2 to <10 years) thansolid tumors (i.e., �15 or �20 years) and/or may bemore sensitive or responsive to “peak” exposuresas demonstrated by induction of leukemias amongindividuals administered high doses of chemother-apeutic agents (IARC, 2012a; US EPA, 2012); and(3) our assumption that LHM risks associated withpeak exposures should be more easily identified overshorter follow-up periods in cohort studies, whichadmittedly is speculative, but helpful in providinga focused literature review in which peak exposureconcepts and analytic methods can be explored.

Next, we reviewed the IARC Monographs foreach of the identified chemical agents to determinewhich epidemiologic studies were relied upon for thecancer hazard characterization, and if any provided

5See list of classifications by cancer site at https://monographs.iarc.fr/agents-classified-by-the-iarc/.

information about peak exposures. We separatelyreviewed the US EPA Integrated Risk Informa-tion System (IRIS) database to identify whichepidemiologic studies, if any, were relied upon fordose–response assessment, and which of these stud-ies also reported risks in relation to peak exposures.6

For any epidemiologic study that reported peakexposure information, we extracted information onthe exposure reconstruction approach, choice of ex-posure modeling approach, definitions of peak expo-sure, factors considered as part of the time depen-dency of cancer (e.g., estimation of cancer diagnosislatency), risk estimates in relation to peak exposuremetrics, whether sensitivity analyses were conductedto assess exposure misclassification (and results ofthe analysis, if any), and considerations or discussionof validity and reliability of the exposure assessment.

3. CASE STUDIES

For LHMs, IARC Working Groups have char-acterized the epidemiologic evidence as “sufficient”for benzene (acute myeloid leukemia [AML]/acutenonlymphocytic leukemia [ANLL]), formaldehyde(leukemia), and BD (all LHMs). The epidemio-logic evidence has been characterized as “limited”for dichloromethane (methylene chloride) (non-Hodgkin lymphoma [NHL]), ethylene oxide (NHL,multiple myeloma, chronic lymphocytic leukemia),styrene (LHMs), and TCE (NHL). Each of these hasbeen classified as Group 1 (carcinogenic to humans)by IARC, except for methylene chloride and styrene,which are classified as Group 2A (probably carcino-genic). The IARC also has identified sufficientevidence in humans of NRC for formaldehyde, andkidney cancer for TCE (as well as “limited” evidencein humans for liver cancer). The IARC also reportedlimited evidence in humans of breast cancer forEO, and EO was upgraded to a Group 1 carcinogenbased on mechanistic data and sufficient evidence inexperimental animals although the epidemiologicalevidence does not demonstrate an increased risk ofbreast cancers.

In addition to these substances, our literaturesearch also identified acrylonitrile and TCDD aschemicals for which peak exposure was evaluatedin epidemiologic studies, and which IARC has clas-sified as possibly carcinogenic to humans (Group2B) and carcinogenic to humans (Group 1), respec-tively. After reviewing full text articles, we included

6See https://www.epa.gov/iris.

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1444 Checkoway et al.

acrylonitrile in our review. We excluded TCDD fromfurther consideration because peak TCDD expo-sures were reported as the result of an industrial acci-dent in Seveso, Italy (Bertazzi, Bernucci, Brambilla,Consonni, & Pesatori, 1998) and thus were unusualand not representative of peak exposures that de-scribe the higher exposure concentrations associatedwith day-to-day occupational exposure variability.

For each identified substance, Supporting In-formation Table SI summarizes its common uses,existing occupational exposure limits, the IARCcharacterization as human carcinogens, the US EPAIURs for carcinogenicity (i.e., the upper-boundexcess lifetime cancer risk estimate to result fromcontinuous exposure at a concentration of 1 µg/m3),and references for epidemiologic studies with quan-titative or semiquantitative exposure metrics thatinformed the characterization of the human cancerhazard by IARC or the dose–response assessmentby the US EPA. Supporting Information Table SIIdescribes the rationale for evaluating peak exposuresin relation to risk for each reference in which a peakexposure metric was used (where available).

3.1. Benzene and LHM

The US EPA (1998) relied upon epidemiologicstudies (Rinsky et al., 1987; Rinsky, Young, & Smith,1981) for dose–response assessment using cumulativeexposure to derive an IUR for benzene (SupportingInformation Table SI).

Collins, Ireland, Buckley, and Shepperly (2003)evaluated associations between peak exposure esti-mates and risk of LHMs in a study of workers at aU.S. benzene-derived chemicals manufacturing plantin a pooled study of petroleum industry workers inCanada, the United Kingdom, and Australia (Glasset al., 2010; Glass, Schnatter, Tang, Irons, & Rushton,2014; Rushton, Schnatter, Tang, & Glass, 2014;Schnatter, Glass, Tang, Irons & Rushton, 2012) anda study of Norwegian offshore oil drillers (Stene-hjem et al., 2015) (Table I). Peaks in these stud-ies were defined, respectively, as number of dayswith 15-minute excursions >100 parts per million(ppm) (Collins et al., 2003), at least one year injob with >3 ppm for 15–60 minutes at least weekly(yes/no) (Glass et al., 2010, 2014; Rushton et al.,2014; Schnatter et al., 2012), or a semiquantitativescore (STEL score) that reflected the frequency (of-ten/sometimes/never) of exceeding the Norwegianshort-term exposure limit (STEL) of 3 ppm for15 minutes (Stenehjem et al., 2015).

Risks for specific LHMs were not consistently in-creased in relation to any of the peak exposure met-rics in these studies (Table I). Schnatter et al. (2012)reported increased risk of myelodysplastic syndromein workers exposed to peaks >3 ppm (Table I) andin relation to cumulative exposure: OR 1.73 (95%CI 0.55–5.47) for 0.348–2.93 ppm-years and OR 4.33(95% CI 1.31–14.3) for >2.93 ppm-years (comparedto the referent group exposed to �0.348 ppm-years).

Stenehjem et al. (2015) reported risk of AMLincreased with cumulative exposure (trend test p =0.052) more strongly than with cumulative peak ex-posure (trend test p = 0.166) or with average peakexposure (trend test p = 0.056). Cumulative peak ex-posure was calculated by multiplying the STEL scoreby the duration of employment for each of the jobsand summing over all jobs while average peak ex-posure was calculated by dividing cumulative peakexposure by exposure duration. Similarly, multiplemyeloma increased with cumulative exposure (trendtest p = 0.024) and average peak exposure, but notwith cumulative peak exposure. The trend test wasnot significant for either peak exposure metric. Expo-sure was not lagged, and most workers were exposedto benzene for fewer than 15 years.

Collins et al. (2003) reported no increased risksfor all leukemias combined or ANLL associatedwith cumulative exposure, and no trends by peakexposure for any of several LHMs; however, thehighest standardized mortality ratios (SMRs) formultiple myeloma and ANLL were seen in the high-est peak exposure category (>40 days with peak ex-posure >100 ppm), although based on very few (3and 2, respectively) observed deaths.

3.2. Formaldehyde and NPC and LHM

IARC Working Groups have classifiedformaldehyde as carcinogenic to humans, caus-ing NPC (IARC, 2006, 2012b) and leukemia, inparticular myeloid leukemia (IARC, 2012b), basedon results generated when exposure was character-ized as a “peak exposure.” The US EPA Draft IRISassessment, however, used cumulative exposuremetrics from epidemiologic studies (Beane Freemanet al., 2009; Hauptmann et al., 2003) for the dose–response assessment to derive an IUR value for thecombined risks of leukemia, Hodgkin lymphoma,and NPC (Supporting Information Table SI).

Peak formaldehyde exposures were consid-ered in two studies initiated by the U.S. NationalCancer Institute, one of workers from multiple

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Peak Exposures in Epidemiologic Studies and Cancer Risks 1445

Tab

leI.

Ben

zene

Exp

osur

ean

dL

ymph

ohem

atop

oeti

cM

alig

nanc

ies

(LH

M)

Stud

y de

sign

, Pop

ulat

ion,

Loc

atio

n, R

efer

ence

Expo

sure

Expo

sure

Cat

egor

ies

Obs

erve

d[C

ases

/Con

trols

]R

R (9

5% C

I)Ex

posu

re A

sses

smen

t Lim

itatio

nsan

d C

omm

ents

Stud

y de

sign

Coh

ort s

tudy

Stud

y po

pula

tion:

44

17 h

ourly

wor

kers

beg

inni

ng e

mpl

oym

ent b

etw

een

1940

and

197

7 at

the

Solu

tia p

lant

, pre

viou

sly

Mon

sant

o, in

Sau

get,

Illin

ois.

USA

Col

lins e

t al.,

200

3

Exp

osur

e A

sses

smen

tPe

rson

al e

xpos

ure

colle

ctio

n (b

egin

ning

in 1

980

for o

nly

certa

in d

epar

tmen

ts),

hist

ory

of p

roce

ss c

hang

es, a

rea

sam

plin

g le

vels

, ind

ivid

ual l

evel

exp

osur

es, a

nd th

e pl

ant’s

in

dustr

ial h

ygie

nist’

s jud

gem

ent w

ere

used

to e

stim

ate

benz

ene

expo

sure

.

Ana

lysi

s2

expo

sure

met

rics,

one

of w

hich

mea

sure

d “p

eak”

: -n

umbe

r of d

ays

with

pea

ks (c

ateg

ory)

Num

ber

of D

ays w

ith p

eak

expo

sure

>10

0 pp

m

HL

SMR

Lim

ited

expo

sure

info

rmat

ion

for t

he 1

940s

an

d 19

50s –

auth

ors n

ote

expo

sure

s cou

ld

have

bee

n m

uch

high

er “

give

n th

e gr

eate

r po

tent

ial f

or u

pset

con

ditio

ns.”

Non

e2

0.7

(0.1

–2.

4)<7

00.

0 (0

.0 –

22.8

)7-

400

0.0

(0.0

-14

.5)

>40

00.

0 (0

.0 –

13.1

)N

HL

Non

e20

1.4

(0.9

–2.

2)<7

11.

3 (0

.0 –

7.4)

7-40

10.

7 (0

.0 –

4.2)

>40

31.

8 (0

.4 –

5.1)

MM

Non

e9

1.2

(0.6

–2.

4)<7

00.

0 (0

.0 –

10.2

)7-

401

1.7

(0.0

–9.

4)>4

03

4.0

(0.8

–11

.7)

Leu

kem

iaN

one

151.

0 (0

.5 –

1.6)

<71

1.2

(0.0

–6.

8)7-

401

0.7

(0.0

–4.

0)>4

05

2.7

(0.8

–6.

4)C

LL

Non

e3

0.9

(0.2

–2.

5)<7

00.

0 (0

.0 –

20.6

)7-

400

0.0

(0.0

–12

.2)

>40

12.

5 (0

.0 –

13.8

)A

NL

LN

one

51.

3 (0

.4 –

3.0)

<70

0.0

(0.0

–10

.2)

7-40

00.

0 (0

.0 –

10.4

)>4

02

4.1

(0.5

–14

.9)

(Con

tinue

d)

Page 6: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1446 Checkoway et al.

Tab

leI

(Con

tinu

ed)

Stud

y de

sign

Pool

ed n

este

d ca

se-c

ontro

l stu

dy

Stud

y po

pula

tion

Thre

e co

hort

stud

ies i

nclu

ding

Can

adia

n pe

trole

um

distr

ibut

ion

wor

kers

from

196

4 th

roug

h 19

83, U

K

petro

leum

dis

tribu

tion

wor

kers

from

195

0 th

roug

h 19

89,

and

Aus

tralia

n pe

trole

um d

istri

butio

n, re

finin

g, a

nd

upstr

eam

wor

kers

from

198

1 th

roug

h 19

96, r

espe

ctiv

ely.

Can

ada

stud

y in

clud

ed 3

1 LH

can

cer c

ases

, UK

stud

y in

clud

ed 9

0 ca

se su

bjec

ts w

ith le

ukem

ia, a

nd A

ustra

lian

stud

y in

clud

ed 7

9 ca

se su

bjec

ts w

ith L

H c

ance

rs.

Schn

atte

ret

al.,

2012

Exp

osur

e A

sses

smen

tW

ork

histo

ry o

btai

ned

from

com

pany

reco

rds (

Can

ada

and

UK

) or b

y in

terv

iew

(Aus

tralia

). M

onito

ring

data

col

lect

ed

at st

udy

and

simila

r fac

ilitie

s wer

e as

signe

d fo

r spe

cific

job

task

s.

Ana

lysi

s6

expo

sure

met

rics,

one

of w

hich

mea

sure

d “p

eak”

:≥

1-ye

ar e

mpl

oym

ent i

n jo

bs li

kely

exp

erie

ncin

g >3

ppm

ex

posu

re fo

r 15–

60 m

inut

es a

t lea

st w

eekl

y

Expo

sure

val

idat

ion

and

sens

itivi

ty a

naly

sis p

erfo

rmed

.

Peak

exp

osur

e>3

ppm

AM

LO

RPo

tent

ial e

xpos

ure

unde

rest

imat

ion;

unab

le to

acc

ount

for i

nfre

quen

t and

in

divi

dual

ized

exp

osur

e ev

ents.

Sens

itivi

ty a

naly

ses:

Ri

sk o

f MD

S in

hig

h an

d m

ediu

m c

erta

inty

di

agno

ses (

peak

exp

osur

e vs

no

peak

ex

posu

re):

OR

6.32

(95%

CI 1

.32

-30.

2)

Risk

of M

DS

in w

orke

rs h

avin

g th

e hi

ghes

t ex

posu

re c

erta

inty

(pea

k ex

posu

re v

s no

peak

ex

posu

re):

OR

5.74

(95%

CI 1

.05

-31.

2)

Non

e[2

5/12

4]1.

00 (R

efer

ence

)Y

es[3

5/11

7]1.

50 (0

.82

-2.7

5)

MD

SN

one

[13/

82]

1.00

(Ref

eren

ce)

Yes

[16/

47]

2.48

(0.9

7-6.

35)

pgl

obal

=0.0

5

CL

LN

one

[50/

187]

1.00

(Ref

eren

t)Y

es[3

0/15

8]0.

69 (0

.41

–1.

14)

CM

LN

one

[17/

63]

1.00

(Ref

eren

ce)

Yes

[11/

59]

0.67

(0.2

9 –

1.54

)

MPD

Non

e[1

2/63

]1.

00 (R

efer

ence

)Y

es[1

8/61

]1.

47 (0

.68

–3.

19)

Stud

y de

sign

Pool

ed n

este

d ca

se-c

ontro

l stu

dy,

Stud

y po

pula

tion

28 c

hron

ic m

yelo

id le

ukem

ia(C

ML)

cas

es a

nd 1

22

mat

ched

cont

rols

and

30

mye

lopr

olife

rativ

e di

seas

e (M

PD) c

ases

w

ith 1

24 m

atch

edco

ntro

ls.

Dra

wn

from

sam

e po

pula

tion

as S

chna

tter e

t al.

2012

Gla

ss e

t al.

2014

Exp

osur

e A

sses

smen

tSa

me

as d

escr

ibed

in S

chna

tter e

t al.

2012

Ana

lysi

sEv

er >

3 pp

m b

enze

ne fo

r 15-

60 m

in a

t lea

st w

eekl

y fo

r 1+

year

s (ye

s or n

o)

Ana

lyze

d pe

ak e

xpos

ure

com

bine

d w

ith c

umul

ativ

e ex

posu

re

Peak

exp

osur

e>3

ppm

CM

LO

REx

posu

re v

alid

atio

n fo

cuse

d so

lely

on

cons

iste

ncy

of e

stim

ates

acr

oss t

hree

stud

ies;

expo

sure

est

imat

es n

ot v

alid

ated

aga

inst

mea

sure

d ex

posu

res.

Non

e[1

7/63

]1.

0 (R

efer

ence

)Y

es[1

1/59

]0.

67 (0

.29

–1.

54)

Peak

exp

osur

e>

3 pp

m, 2

-20

year

s exp

osur

e w

indo

wC

ML

Non

e[2

1/82

]1.

0 (R

efer

ence

)Y

es[7

/40]

0.66

(0.2

5 –

1.72

)Pe

ak e

xpos

ure

>3

ppm

MPD

Non

e[1

2/63

]1.

0 (R

efer

ence

)Y

es[1

8/61

]1.

47 (0

.68

–3.1

9)Pe

ak e

xpos

ure

> 3

ppm

, 2-2

0 ye

ars e

xpos

ure

win

dow

MPD

Non

e[1

7/97

]1.

0 (R

efer

ence

)Y

es[1

3/27

]3.

81 (1

.36

–10

.7)

Stud

y de

sign

, Pop

ulat

ion,

Loc

atio

n, R

efer

ence

Expo

sure

Expo

sure

Cat

egor

ies

Obs

erve

d[C

ases

/Con

trols

]R

R (9

5% C

I)Ex

posu

re A

sses

smen

t Lim

itatio

nsan

d C

omm

ents

(Con

tinue

d)

Page 7: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1447

Tab

leI

(Con

tinu

ed)

Stud

y de

sign

Cas

e-co

hort

study

(coh

ort e

stab

lishe

d by

Can

cer

Regi

stry

of N

orw

ay v

ia su

rvey

in 1

998

(res

pons

e ra

te

estim

ated

as 6

9%)

Stud

y po

pula

tion:

24

,917

men

em

ploy

ed in

offs

hore

oil

indu

stry,

196

5-19

99

112

LHM

s dia

gnos

ed 1

999-

2011

and

1,6

61 n

on-L

HM

s sa

mpl

ed ra

ndom

ly fr

om 5

-yea

r birt

h co

horts

Nor

way

Sten

ehje

m 2

015

Exp

osur

e A

sses

smen

tJo

b ex

posu

re m

atrix

, sem

i-qua

ntita

tive

sum

mar

y m

easu

res

of b

enze

ne e

xpos

ure

Det

aile

d w

ork

hist

ory

obta

ined

from

que

stion

naire

s

Ana

lysi

s5

expo

sure

met

rics,

two

of w

hich

are

mea

sure

s of “

peak

”:

-C

umul

ativ

e pe

ak>

3 pp

m (S

TEL-

scor

e-ye

ars)

-Ave

rage

freq

uenc

y sc

ore

of p

eak

expo

sure

s(a

vera

ge p

eak

> 3

ppm

), ST

EL-s

core

)A

vera

ge p

eak

STEL

-sco

re h

ad a

rang

e of

0–1

57 a

nd S

TEL-

scor

e-ye

ars h

ad a

rang

e of

0-2

08.3

; how

ever

, cut

-poi

nts f

or

the

terti

les w

ere

not r

epor

ted

in th

e pa

per.

STE

L-s

core

-yea

rsB

-cel

l NH

LH

RN

o sh

ort-t

erm

indu

stria

l hyg

iene

m

easu

rem

ents

wer

e us

ed.

Expo

sure

ass

essm

ent n

ot v

alid

ated

Expo

sure

was

not

lagg

ed in

ana

lyse

s

Sens

itivi

ty a

naly

ses:

Excl

uded

wor

kers

who

wer

e m

ain

plat

form

ac

tivity

onl

y an

d ex

clud

ed w

orke

rs w

ith

repl

aced

stop

or s

tart

date

s (ex

clud

ed 5

6 ca

ses

and

713

non-

case

s);

Ana

lyze

d 45

7 w

orke

rs st

ill e

mpl

oyed

in 1

998

and

assu

med

to b

e ex

pose

d at

the

sam

e in

tens

ity le

vel u

ntil

cens

orin

g or

end

of

obse

rvat

ion

Une

xpos

ed28

1.00

(Ref

eren

ce)

Terti

le 1

181.

28 (0

.69

-2.3

9)Te

rtile

218

1.44

(0.7

8 -2

.64)

Terti

le 3

171.

30 (0

.72

-2.4

4)ST

EL

-sco

reU

nexp

osed

281.

00 (R

efer

ence

)Te

rtile

119

1.45

(0.8

0 -2

.63)

Terti

le 2

191.

46 (0

.80

-2.6

6)Te

rtile

315

1.13

(0.6

0 -2

.11)

STE

L-s

core

-yea

rsM

MU

nexp

osed

51.

00 (R

efer

ence

)Te

rtile

12

0.79

(0.1

4 –

4.41

)Te

rtile

26

2.82

(0.8

5 –

9.34

)Te

rtile

34

2.06

(0.6

0 –

7.10

)ST

EL

-sco

reU

nexp

osed

51.

00 (R

efer

ence

)Te

rtile

13

1.37

(0.3

2 –

5.78

)Te

rtile

24

1.74

(0.4

5 –

6.67

)Te

rtile

35

2.42

(0.7

4 –

8.00

)ST

EL

-sco

re-y

ears

ML

Une

xpos

ed6

1.00

(Ref

eren

ce)

Terti

le 1

51.

51 (0

.44

-5.1

8)Te

rtile

26

2.46

(0.7

5 -8

.10)

Terti

le 3

41.

97 (0

.51

-7.6

9)ST

EL

-sco

reU

nexp

osed

21.

00 (R

efer

ence

)Te

rtile

12

2.09

(0.6

3 -6

.86)

Terti

le 2

21.

53 (0

.42

-5.5

8)Te

rtile

34

2.19

(0.6

5 -7

.36)

STE

L-s

core

-yea

rsA

ML

Une

xpos

ed2

1.00

(Ref

eren

ce)

Terti

le 1

21.

95 (0

.27

-14)

Terti

le 2

33.

52 (0

.61

-20)

Terti

le 3

33.

92 (0

.59

-26)

STE

L-s

core

Une

xpos

ed2

1.00

(Ref

eren

ce)

Terti

le 1

22.

17 (0

.31

-15)

Terti

le 2

22.

21 (0

.30

-16)

Terti

le 3

44.

87 (0

.90

-26)

Stud

y de

sign

, Pop

ulat

ion,

Loc

atio

n, R

efer

ence

Expo

sure

Expo

sure

Cat

egor

ies

Obs

erve

d[C

ases

/Con

trols

]R

R (9

5% C

I)Ex

posu

re A

sses

smen

t Lim

itatio

nsan

d C

omm

ents

AM

L,

acut

em

yelo

idle

ukem

ia;

AN

LL

,ac

ute

non-

lym

phoc

ytic

leuk

emia

;C

LL

,ch

roni

cly

mpo

cyti

cle

uekm

ia;

CM

L,

chro

nic

mye

loid

leuk

emia

;H

L,

Hod

gkin

lym

phom

as;

HR

,ha

zard

rati

o;M

DS,

mye

lody

spla

stic

synd

rom

e;M

M,

mul

tipl

em

yelo

ma;

MP

D,

mye

lopr

olif

erat

ive

diso

rder

;N

HL

,no

n-H

odgk

inly

mph

oma;

OR

,od

dsra

tio;

RR

,re

lati

veri

sk;

STE

L,s

hort

-ter

mex

posu

relim

it.

Page 8: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1448 Checkoway et al.

industries with formaldehyde exposure (e.g.,formaldehyde resin manufacturing) and the otheron funeral directors and embalmers. In the U.S.formaldehyde producers and users study (BeaneFreeman et al., 2009, 2013), peak exposure wasdefined as short-term exposures (generally lessthan 15 minutes) that exceeded job-specific 8-hourtime-weighted average (TWA) exposure estimates(Stewart et al., 1986). For workers classified asnot having held jobs with exposures exceedingthose 8-hour TWA levels, peak exposures weredefined as the job-specific 8-hour TWA. BeaneFreeman et al. (2009) reported associations withpeak exposure (Table II), but not for cumu-lative exposure, average intensity, duration ofexposure, or cumulative number of peaks for allLHM and for ML. In an independent reanalysis ofthe data, peaks were redefined as absolute peaks, �1continuous month of employment in jobs identifiedin the original exposure characterization as likelyhaving short-term exposure excursions of �2 ppmto <4 ppm or �4 ppm on a weekly or daily basisfor all workers in the cohort (Checkoway et al.,2015). Using an absolute peak metric, Checkowayet al. (2015) reported an attenuated relation forML and no association for AML, as only four ofthe 34 workers with AML as the cause of deathhad been classified as having peak exposures in the20 years preceding their deaths. Separately, BeaneFreeman et al. (2013) reported increased lung cancermortality (SMR 1.15; 95% CI 1.07–1.20) and excessNPC mortality (SMR 1.84, 95% CI 0.84–3.49) forworkers assigned to their highest peak exposure cat-egory; internal analyses by peak exposure, however,generated no positive associations with lung cancer,and consistently increased mortality from NPC forthe highest category of each exposure metric: peakexposure �4 ppm (RR 7.66, 95% CI 0.94–62.3),average intensity �1 ppm (RR 11.54, 95% CI 1.38–96.8), and cumulative exposure �5.5 ppm (RR 2.94,95% CI 0.65–13.3).

In the funeral industry workers study, lifetimepeak formaldehyde exposure was defined as themaximum 15-minute average exposure intensityestimate derived over the entire duration of employ-ment (Hauptmann et al., 2009). A predictive modelwas developed based on a literature review andwalk-through surveys at funeral homes, resulting inthree determinants of exposure: ventilation (low,moderate, high) in the embalming room, concen-tration of formaldehyde in the embalming solution(high vs. low solution strength), and whether the

embalming was performed on an intact or autopsiedbody (Hornung et al., 1996). The investigatorsconducted limited sampling of formaldehyde con-centrations in the breathing zone of the embalmerand three locations in the room, based on the combi-nations of the determinants of exposure. The modeldefined peak exposure as the maximum of movingaverages of any series of measurements covering15 minutes (90 measurements, i.e., one measurementevery 10 seconds). In addition, the investigatorscalculated the lifetime number of embalmings thatwere associated with predicted peaks exceedinga certain level. For the evaluation of the averageexposure model, the investigators compared modelpredictions to measurements from 15 independentembalmings and reported that the model overesti-mated measured (average, not peak) formaldehydeexposure by 35%. The authors reported that thepeak model could not be validated due to lack ofreal-time measurements. The authors describedincreasing risks of AML in relation to peak exposureonly in a model that included embalmers and direc-tors who had performed 500 or more embalmings(Table II).

Two other large industrial cohort studies exam-ined LHM risks associated with formaldehyde ex-posure; however, neither study used peak exposureor any reasonable surrogate. The NIOSH garmentworkers study reported a geometric mean concen-tration of 0.15 ppm measured from the 1980s andreported that exposure levels at the three facili-ties were likely to have been similar to formalde-hyde exposures experienced in the NCI and U.K. co-horts in earlier years (Meyers, Pinkerton & Hein,2013). This conclusion was based on average con-centrations of formaldehyde at eight garment facto-ries in 1966 (range of average concentrations 0.3–2.7 ppm), and measured formaldehyde concentra-tions in cutting rooms reported to be as high as 10ppm in 1968, and subsequently reduced to 2 ppm in1973 (as reported in IARC, 2006). The U.K. cohortstudy of formaldehyde producers and users reportedthat the high-exposure category represented averageconcentrations of 2 ppm or higher (Coggon, Ntani,Harris, & Palmer, 2014). Overall, workers experi-enced higher average exposures in the United King-dom compared to the United States: 3,991 (28%) ofthe U.K. workers were assigned to average intensityidentified as “high” (i.e., �2 ppm) and 3,927 (15%)of the NCI cohort were reported by Beane Free-man et al. (2009) to be assigned to average intensity�1 ppm.

Page 9: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1449

Tab

leII

.F

orm

alde

hyde

Pea

kE

xpos

ure

and

LH

Ms

Stud

y de

sign

Cas

e-co

ntro

l stu

dy o

f leu

kem

ias n

este

d w

ithin

a d

eath

ce

rtific

ate

stud

y

Stud

y po

pula

tion:

6,

808

fune

ral d

irect

ors a

nd e

mba

lmer

s who

die

d 19

60-1

986

Dat

a so

urce

s: N

atio

nal F

uner

al D

irect

ors A

ssoc

iatio

n (n

=665

1, H

ayes

, Bla

ir, S

tew

art,

Her

rick,

& M

ahar

, 19

90)

New

Yor

k St

ate

Bure

au o

f Fun

eral

Dire

ctor

s (n

=167

8, W

alra

th a

ndFr

aum

eni,

1983

)Cal

iforn

ia

Stat

e D

epar

tmen

t of H

ealth

, Div

isio

n of

Fun

eral

D

irect

ors a

nd E

mba

lmer

s (n=

5,66

5, W

alra

th a

nd

Frau

men

i, 19

84)

Uni

ted

Stat

es

Hau

ptm

ann

et a

l. 20

09

Exp

osur

e as

sess

men

tPr

edic

tive

mod

el b

ased

on

expo

sure

ass

essm

ent

expe

rimen

t con

duct

ed d

urin

g em

balm

ing

(Ste

war

t et a

l. 19

92)

Mod

el in

clud

ed e

xpos

ure

dete

rmin

ants

(suc

h as

ve

ntila

tion

rate

, con

cent

ratio

n of

form

alde

hyde

sol

utio

n,

emba

lmin

g of

inta

ct o

r aut

opsi

ed c

orps

e, sp

ill o

r no

spill

)

Indi

vidu

al a

vera

ge a

nd p

eak

inte

nsity

bas

ed o

n in

form

atio

n ob

tain

ed fr

om q

uest

ionn

aire

dat

a

Peak

cal

cula

ted

as m

axim

um o

f mov

ing

aver

ages

of a

ny

serie

s of m

easu

rem

ents

cov

erin

g 15

min

utes

(90

mea

sure

men

ts, 1

mea

sure

men

t eve

ry 1

0 se

cond

s) fr

om

mod

el

Ana

lysi

s6

expo

sure

met

rics,

incl

udin

g 2

that

est

imat

ed “

peak

”:-L

ifetim

e pe

ak e

xpos

ure,

ppm

(max

imum

15-

min

av

erag

e in

tens

ity e

ver e

xper

ienc

edov

er a

ll em

balm

ings

ov

er a

ll ye

ars)

-L

ifetim

e nu

mbe

r of e

mba

lmin

gs >

500

with

pre

dict

ed

peak

s

Peak

ML

OR

Mod

el fo

r pea

ks e

xpla

ined

44%

of

varia

bilit

y

Peak

mod

el c

ould

not

be

valid

ated

; in

depe

nden

t rea

l tim

e m

easu

rem

ents

not

av

aila

ble

for v

alid

atio

n em

balm

ings

“Ris

k w

as n

ot a

ssoc

iate

d w

ith in

crea

sing

num

ber o

f em

balm

ings

durin

g w

hich

pea

ks

in th

e hi

ghes

t cat

egor

y of

pea

k in

tens

ity

occu

rred

(i.e

., ex

ceed

ing

9.3

ppm

; dat

a no

t sh

own)

.”

Relia

bilit

y: “

Surr

ogat

e re

spon

dent

s (i.e

., ne

xt o

f kin

and

cow

orke

rs) m

ay o

r may

not

ac

cura

tely

repo

rt ex

posu

re-r

elat

ed

info

rmat

ion,

dep

endi

ng o

n th

e ty

pe o

f in

form

atio

n an

d ty

pe o

f sur

roga

te.”

Acc

urac

y ac

cept

able

for n

umbe

r of y

ears

w

orke

d in

fune

ral i

ndus

try (9

2%

conc

orda

nce

betw

een

mul

tiple

re

spon

dent

s) a

nd n

umbe

r of y

ears

dec

ease

d en

gage

d in

em

balm

ing

(86%

con

cord

ance

be

twee

n m

ultip

le re

spon

dent

s)

“Exp

osur

e m

iscl

assi

ficat

ion

was

like

ly to

be

nond

iffer

entia

l, so

that

any

resu

lting

bi

as w

ould

be

tow

ard

the

null

and

thus

w

ould

tend

to u

nder

estim

ate

risk.

0pp

m[1

/55]

1.0

(Ref

eren

ce)

>0 to

7.0

ppm

[12/

67]

15.2

(1.6

-14

1.6)

>7.0

-9.

3 pp

m[9

/72]

8.0

(0.9

-74

.0)

>9.3

ppm

[12/

71]

13.0

(1.4

-116

.9)

Life

time

emba

lmin

gs &

peak

com

bine

d

<500

emba

lmin

gs[5

/83]

1.0

(Ref

eren

ce)

>500

em

balm

ings

& >

0 to

7.0

pp

m[9

/54]

2.9

(0.9

–9.8

)

>500

em

balm

ings

&>7

.0-9

.3

ppm

[9/6

6]2.

0 (0

.6–6

.6)

>500

em

balm

ings

& >

9.3

ppm

[11/

62]

2.9

(0.9

–9.5

)

Pfo

r tre

nd=0

.036

Peak

AM

L0

ppm

NR

NR

>0 to

7.0

ppm

NR

NR

>7.0

-9.

3 pp

mN

RN

R>9

.3 p

pmN

RN

R

Life

time

emba

lmin

gs &

pe

akco

mbi

ned

<500

em

balm

ings

[3/8

3]1.

0 (R

efer

ence

)>5

00 e

mba

lmin

gs &

>0

to 7

.0

ppm

[4/5

4]1.

8 (0

.4–9

.3)

>500

em

balm

ings

&>7

.0-9

.3

ppm

[5/6

6]2.

1 (0

.5–

9.2)

>500

em

bala

min

gs &

>9.3

pp

m[7

/62]

2.9

(0.7

–12.

5)

Pfo

r tre

nd=0

.035

Stud

y de

sign

, Pop

ulat

ion,

Ref

eren

ce

Expo

sure

Expo

sure

Cat

egor

ies

Obs

erve

d[C

ases

/Con

trols

]R

R (9

5% C

I)Ex

posu

re A

sses

smen

t Lim

itatio

nsan

d C

omm

ents

Stud

y de

sign

His

toric

al c

ohor

t stu

dy

Stud

y po

pula

tion

25,6

19 fo

rmal

dehy

de u

sers

and

pro

duce

rs e

mpl

oyed

be

fore

196

6 at

one

of 1

0 U

S fa

ctor

ies

Follo

wed

for m

orta

lity

1943

-200

4

Uni

ted

Stat

es

Bea

ne F

reem

anet

al.

2009

Exp

osur

e as

sess

men

tJo

b ex

posu

re m

atrix

Exp

osur

e m

etri

cs5

expo

sure

met

rics,

incl

udin

g 2

estim

atin

g pe

ak:

-Pea

k ex

posu

re (p

pm)

-Num

ber o

f pea

ks (f

requ

ency

of p

eaks

-ho

urly

, dai

ly,

wee

kly,

and

mon

thly

–co

nver

ted

to c

ount

s: 20

00, 2

50,

50 o

r 8.2

per

yea

r, re

spec

tivel

y)

Wor

kers

ass

igne

d pe

ak e

xpos

ure

of h

ighe

st TW

A if

pea

k di

d no

t occ

ur

Peak

exp

osur

eN

HL

RR

No

IH m

easu

rem

ents

of p

eak

expo

sure

Lim

ited

IH m

onito

ring

data

Lagg

ed e

xpos

ure

by 2

thro

ugh

25 y

ears

(r

epor

ted

18 y

ears

fit d

ata

best

)

6,25

5 as

signe

d pe

ak fo

rmal

dehy

de

expo

sure

s ≥ 4

.0 p

pm(2

5%, o

r app

rox.

156

4, e

xper

ienc

ed p

eaks

<

25 ti

mes

; 25%

exp

erie

nced

such

pea

ks >

70

0 tim

es)

Risk

s did

not

incr

ease

with

num

ber o

f pe

aks ≥

4.0

ppm

for a

ny c

ause

of d

eath

0 pp

m12

1.06

(0.5

3-2.

14)

>0-<

2.0

ppm

391.

0 (R

efer

ence

)2.

0 -<

4.0

ppm

271.

08 (0

.65

-1.7

8)≥4

.0 p

pm28

0.91

(0.5

5 -1

.49)

HL

0 pp

m2

0.67

(0.1

2-3.

60)

>0-<

2.0

ppm

61.

0 (R

efer

ence

)2.

0 -<

4.0

ppm

83.

30 (1

.04-

10.5

0)≥4

.0 p

pm11

3.96

(1.3

1-12

.02)

Leu

kem

ia0

ppm

70.

59 (0

.25

-2.6

7)>0

-<2.

0 pp

m41

1.0

(Ref

eren

ce)

2.0

-<4.

0 pp

m27

0.98

(0.6

0-1.

62)

≥4.0

ppm

481.

42 (0

.92-

2.18

)M

L0

ppm

40.

82 (0

.25

-2.6

7)>0

-<2.

0 pp

m14

1.0

(Ref

eren

ce)

2.0

-<4.

0 pp

m11

1.30

(0.5

8 -2

.92)

≥4.0

ppm

191.

78 (0

.87

-3.6

4)

AM

L,a

cute

mye

loid

leuk

emia

;HL

,Hod

gkin

lym

phom

a;M

L,m

yelo

idle

ukem

ia;N

HL

,non

-Hod

gkin

lym

phom

a;pp

m,p

arts

per

mill

ion;

NR

,not

repo

rted

;RR

,rel

ativ

eri

sk;T

WA

,ti

me-

wei

ghte

dav

erag

e.

Page 10: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1450 Checkoway et al.

3.3. Styrene and/or BD and LHM

Styrene and butadiene are common co-exposures in the synthetic rubber industry and havebeen considered together and separately in analysesof cancer risks in a series of studies conducted byUniversity of Alabama Birmingham researchers(Cheng, Sathiakumar, Graff, Matthews & Delzell,2007; Delzell, Macaluso, Sathiakumar, & Matthews,2001; Delzell et al., 1996; Graff et al., 2005; Macalusoet al., 1996; Macaluso, Larson, Lynch, Lipton &Delzell, 2004; Sathiakumar, Brill, Leader, & Delzell,2015). IARC (2012b) has characterized BD as car-cinogenic to humans based on limited epidemiologicevidence for a causal association with NHL, multiplemyeloma, and chronic lymphocytic leukemia. Morerecently, IARC characterized styrene as probablycarcinogenic to humans based on limited evidencefrom epidemiologic studies of LHMs and myeloidleukemia, as well as sinonasal adenocarcinoma(Kogevinas et al., 2018). An IUR of 3 × 10−5 perµg/m3 was derived for butadiene, in part based onthese epidemiologic studies; however, an IUR wasnot derived for styrene (Supporting InformationTable SI).

Graff et al. (2005) evaluated relative risk ofleukemia mortality in relation to exposure to BD,styrene, and dimethyldithiocarbamate (DMDTC),an immune system depressant. The investigatorsderived several estimates of exposure for 16,579workers at synthetic rubber production facilities, in-cluding cumulative exposure (ppm-years for BD andstyrene), the annual number of peaks for BD (num-ber of occurrences in which BD exposure exceededthe peak level of 100 ppm), and annual number ofpeaks for styrene (number of occurrences in whichstyrene exposure exceeded the peak level of 50 ppm)(Macaluso et al., 2004). In models that included onlystyrene, relative risks of leukemia mortality werestatistically significantly increased for workers in thethree highest peak exposure categories after adjust-ing for age and years since hire (Table III). The rel-ative risk estimates remained increased after addingBD peaks and cumulative exposure to DMDTCto the model (Table III). Separately, the authorsreported that cumulative exposure to BD was asso-ciated with increased mortality from all leukemias,chronic myelogenous leukemia and chronic lympho-cytic leukemia, although mortality risks were attenu-ated after adjusting for styrene and DMDTC. A pos-itive exposure–response pattern was not seen with

either styrene or DMDTC after controlling for BDexposure.

Styrene exposures are common in the reinforcedplastics and composite industry, in which Collins,Bodner, and Bus (2013) examined mortality ratesin relation to cumulative exposure, duration ofexposure, peak exposures, and average exposure.The peak exposure metric reflected days with 15 ormore minutes above 100 ppm styrene (reportedly thelowest level at which irritation from styrene occurs).No patterns of increasing risks of all LHM combinedor any specific LHM were reported in relation todays with peak exposure above 100 ppm styrene(Table III). The Danish Cancer Registry linkagestudy of reinforced plastics industry workers evalu-ated cumulative exposures to styrene in relation toleukemias and lymphomas (Christensen et al., 2018)and sinonasal carcinoma (Nissen et al., 2018). Thesestudies were identified as the most informative bythe IARC working group; however, the studies ofthe Danish reinforced plastic industry did not reportinformation on risks related to peak exposures orshort-term exposures, despite a substantial number(2,207) of short term (<1 hour) samples collectedduring 1960–1996 (short-term exposures as highas 2,720 mg/m3) (Kolstad, Sonderskov, & Burstyn,2005).

3.4. TCE and Leukemia, Lymphoma, andKidney Cancer

IARC has classified TCE as carcinogenic tohumans, causing cancer of the kidney (IARC, 2014).The epidemiologic evidence was considered suffi-cient for a majority of the IARC Working Group,and a minority considered the evidence to be limited.The Working Group also reported limited epidemi-ologic evidence for NHL (IARC, 2014) and livercancer in relation to TCE. The US EPA based itsdose–response analysis on cumulative exposure fromepidemiologic studies (Charbotel, Fevotte, Hours,Martin & Bergeret, 2006; Raaschou-Nielsen et al.,2003) and derived an IUR for combined risks fromkidney cancer, liver cancer, and NHL (US EPA,2011b).

In addition to categorical cumulative exposureassignments (1–150 ppm-years, 155–335 ppm-years,and >335 ppm-years), Charbotel et al. (2006) alsoevaluated peak exposure in a case-control study of 86renal cancer cases and 316 hospital and clinic-basedcontrols in France. Peak exposure was not clearly

Page 11: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1451

Tab

leII

I.St

yren

eP

eak

Exp

osur

ean

dL

HM

s

Stud

y D

esig

n, P

opul

atio

n, R

efer

ence

Ex

posu

reEx

posu

re c

ateg

orie

sO

bser

ved

[Cas

es/C

ontro

ls]

RR

(95%

CI)

Expo

sure

Ass

essm

ent L

imita

tions

and

Com

men

tsSt

udy

Des

ign

His

toric

al c

ohor

t stu

dy

Stud

y po

pula

tion:

16

,579

mal

e w

orke

rs e

mpl

oyed

194

3-19

91 a

t 5 U

S an

d 1

Can

ada

synt

hetic

rubb

er p

lant

s.Fo

llow

ed fo

r mor

talit

y 19

43-1

998

U.S

. and

Can

ada

Gra

ff et

al.

2005

Exp

osur

e A

sses

smen

tJo

b ex

posu

re m

atrix

,wor

k hi

stor

y da

ta w

as o

btai

ned

from

em

ploy

men

t rec

ords

Ana

lysi

sTw

oex

posu

re m

etric

s for

styr

ene,

one

of w

hich

mea

sure

d “p

eak”

:-N

umbe

r ofp

eaks

>50

ppm

9,46

3 (5

7%)h

ad n

umbe

r of s

tyre

ne p

eaks

> 0

(med

ian=

60)

No.

ofp

eaks

> 5

0 pp

mL

euke

mia

RR

Inco

mpl

ete

wor

k hi

stor

ies

Expo

sure

est

imat

ion

used

mod

el th

at

requ

ired

man

y as

sum

ptio

ns

Lack

of c

ompr

ehen

sive

val

idat

ion

No

indu

stria

l hyg

iene

mea

sure

men

ts

014

1.0

>0 –

<58.

216

1.5

(0.7

–3.0

)58

.2 –

<169

.717

3.6

(1.8

–7.

3)16

9.7

–<6

99.1

174.

6 (2

.3–9

.4)

Stud

y de

sign

His

toric

al c

ohor

t stu

dy

Stud

y po

pula

tion:

15

,826

wor

kers

em

ploy

ed ≥

6 m

onth

s bet

wee

n 19

48

and

1977

at 3

0 U

.S. r

einf

orce

d pl

astic

faci

litie

s

Mor

talit

y fo

llow

ed 1

948-

2008

.

Uni

ted

Stat

es

Col

lins e

t al.

2013

Exp

osur

e A

sses

smen

t

Det

aile

d in

dustr

ial h

ygie

ne su

rvey

was

con

duct

ed a

t eac

h si

te; w

ork

hist

ory

info

rmat

ion

was

obt

aine

d fr

om

empl

oyee

reco

rds

Ana

lysi

sFo

urex

posu

re m

etric

s, on

e of

whi

ch m

easu

red

“pea

k”:

-Cum

ulat

ive

peak

: wor

king

day

s with

pea

k ex

posu

re (1

5 or

mor

e m

inut

es a

bove

100

ppm

styr

ene)

Not

e: M

ore

than

hal

f of s

tudy

mem

bers

exp

erie

nced

no

peak

exp

osur

es; 6

% h

ad >

5 ye

ars o

f cum

ulat

ive

peak

ex

posu

res

No.

of d

ays w

ith p

eak

expo

sure

NH

LSM

REx

posu

re e

stim

ates

unc

erta

in

Num

ber a

nd ra

nge

of e

xpos

ure

sam

ples

not

av

aila

ble;

no

valid

atio

n of

exp

osur

e

Expo

sure

not

acc

rued

afte

r 197

7 (a

ffect

s 27

%);

how

ever

, exp

osur

es lo

w p

ast 1

977

mea

nex

posu

re=3

5 pp

min

196

7; m

ean

expo

sure

=25

ppm

in 1

977

Ave

rage

exp

osur

e co

ncen

tratio

ns d

eclin

ed

furth

er a

fter 1

977

Peak

mea

sure

men

t doe

s not

acc

ount

for

freq

uenc

y of

pea

ks (e

.g. f

ourp

eaks

dai

ly is

sa

me

as o

ne d

aily

)

Expo

sure

not

lagg

ed

Non

e20

0.70

(0.4

3-1.

08)

1–71

99

0.70

(0.3

2-1.

33)

720–

1,79

95

1.12

(0.3

7-2.

63)

≥1,8

002

0.49

(0.0

6-1.

76)

Leu

kem

iaN

one

210.

76 (0

.47–

1.17

)1–

719

120.

99 (0

.51–

1.74

)72

0–1,

799

30.

72 (0

.15–

2.09

)≥1

,800

41.

03 (0

.28

–2.6

3)L

LN

one

40.

57 (0

.16–

1.47

)1–

719

20.

68 (0

.08–

2.46

)72

0–1,

799

00.

0 (0

.0–3

.52)

≥1,8

002

1.95

(0.2

4 –7

.03)

ML

Non

e11

0.86

(0.4

3–1.

53)

1–71

97

1.15

(0.4

6–2.

38)

720–

1,79

92

0.96

(0.1

2–3.

48)

≥1,8

002

1.07

(0.1

3–3.

86)

HL

,Hod

gkin

lym

phom

a;L

L,l

ymph

atic

leuk

emia

;NH

L,n

on-H

odgk

inly

mph

oma;

ppm

,par

tspe

rm

illio

n;M

L,m

yelo

idle

ukem

ia;R

R,r

elat

ive

risk

;SM

R,s

tand

ardi

zed

mor

talit

yra

tio.

Page 12: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1452 Checkoway et al.

defined but peak effects were evaluated in combina-tion with cumulative exposure by assigning exposedcases and controls to one of four exposure categories:exposed to low or medium cumulative dose withoutpeaks, low or medium cumulative dose with peaks,high cumulative dose without peaks, and high cumu-lative dose with peaks. After adjusting for smokingand BMI, Charbotel et al. (2006) reported a signifi-cantly increased odds ratio for renal cell carcinomafor high cumulative dose without peaks and high cu-mulative dose with peaks (Table IV).

Two epidemiologic cohort studies of aircraftworkers examined peak exposure to TCE. Morgan,Kelsh, Zhao and Heringer (1998) studied 20,508workers employed at least six months between 1950and 1985 at an aircraft manufacturing facility in Ari-zona. The cohort was followed for mortality from1950 to 1992. A total of 4,733 workers were classi-fied as exposed to TCE during their work. Peak ex-posures were defined as the job with the highest TCEexposure rating. Peak exposures were analyzed bycomparing workers with high and medium TCE ex-posure jobs (where peak exposures were assumed tohave occurred) to workers with no and low TCE ex-posure. High TCE exposures, estimated to be above50 ppm, involved assignments to degreaser machines,while work in areas near the vapor degreasing unitand with more than occasional contact with TCEwere assigned medium TCE exposure. No statisti-cally significant increased risks of leukemia, lym-phoma, or kidney cancer were observed for workerswith peak exposures when compared to workers withlow (occasional contact with TCE) and no TCE ex-posure (Table IV).

Radican, Blair, Stewart, and Wartenberg (2008)followed mortality from 1953 through 2000 in acohort of 14,455 aircraft maintenance workers em-ployed for one year or more between 1952 and 1956as civilians at Hill Air Force Base. Workers wereassigned to categories of TCE exposure based onjob tasks that identified four patterns of frequencyand exposure: intermittent exposure (i.e., used TCEinfrequently during the day), continuous exposure(i.e., used TCE regularly throughout the day), lowexposure (i.e., used TCE for bench top work to cleansmall parts), or peak exposure (i.e., workers whoused vapor degreasers). Each worker was assigned toone of four categories of exposure: low intermittentexposure, low continuous exposure, infrequentpeak exposure, and frequent peak exposure. Thisexposure metric differed somewhat from an earlierreport on the same cohort (Blair, Hartge, Stewart,

McAdams, & Lubin, 1998) that described resultsaccording to three categories of TCE exposure:low-level intermittent exposure, low-level contin-uous exposure, and frequent peaks. Radican et al.(2008) reported NHL mortality risks did not differsubstantively between infrequent peaks or frequentpeaks. Leukemia mortality was not associated withinfrequent peak exposure or frequent peak exposure,although the number of deaths in each group (threeand nine, respectively) was small. Similarly, mortalityfrom kidney or liver cancers was not associated withinfrequent or frequent peak exposure (Table IV).

3.5. Acrylonitrile and Lung Cancer

In 1999, IARC reclassified acrylonitrile aspossibly carcinogenic to humans (IARC, 1999)based on its determination that an earlier charac-terization of acrylonitrile as probably carcinogenicto humans (IARC, 1987) was not supported byupdated epidemiologic evidence. Lung cancer andprostate cancer were not consistently associated withacrylonitrile exposure in the earliest epidemiologicstudies. More recently, the US EPA released a draftIRIS assessment that characterized the weight ofevidence for acrylonitrile as likely to be carcinogenicto humans. The risk assessment used an epidemi-ologic study of the association between cumulativeexposure and lung cancer mortality (Blair, Stewart,et al., 1998) for the dose–response assessment toderive an IUR for lung cancer (US EPA, 2011c).

In addition to cumulative exposure, Blair, Stew-art et al. (1998) evaluated peak exposure in rela-tion to site-specific cancer risks for 25,460 workersin eight facilities producing or using acrylonitrile inthe United States. Peak exposures were defined as15-minute excursions that averaged 20 ppm orgreater and the analysis of peaks was based on fre-quency of peaks. Stewart, Zaebst et al. (1998) con-ducted an exposure reconstruction for the eight fa-cilities and estimated frequency of peaks based on8-hour TWAs that allowed (mathematically) for thepossibility of a peak of 20 ppm,7 and by consideringwhether tasks were likely to produce a peak (suchas manually taking a process sample). Lung can-cer mortality did not increase with cumulative expo-sure, although lung cancer mortality was slightly in-creased among the group with the highest cumulativeexposure (RR = 1.50, 95% 0.9–2.4 for >8 ppm-years)

7That is, a minimum 8-hour TWA of about 0.6 ppm (20 ppm ×15 min/480 min) (Stewart, Zaebst et al., 1998).

Page 13: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1453

Tab

leIV

.T

rich

loro

ethy

lene

and

Can

cers

Stud

y D

esig

n, P

opul

atio

n, R

efer

ence

Ex

posu

reEx

posu

re C

ateg

orie

sO

bser

ved

[Cas

es/C

ontro

ls]

RR

(95%

CI)

Expo

sure

Ass

essm

ent L

imita

tions

and

Com

men

tsSt

udy

Des

ign

Hos

pita

l-an

d cl

inic

-bas

ed c

ase-

cont

rol s

tudy

Stud

y po

pula

tion

86 c

ases

of r

enal

cel

l car

cino

ma

and

316

cont

rols

. C

ontro

ls re

crui

ted

from

pat

ient

s with

out R

CC

of t

he

sam

e ur

olog

ist.

Cas

es a

nd c

ontro

ls id

entif

ied

1993

-200

3

Fran

ce

Cha

rbot

el e

t al.

(200

6)

Exp

osur

e as

sess

men

tO

ccup

atio

nal h

isto

ry o

btai

ned

for c

ases

and

con

trols

us

ing

a te

leph

one

inte

rvie

w

Sem

i-qua

ntita

tive

expo

sure

ass

essm

ent f

or T

CE

Aco

nfid

ence

scor

e w

as g

iven

: 3=

certa

in2=

prob

able

1=po

ssib

le (f

or e

ach

of th

e ex

posu

res a

sses

sed)

Exp

osur

e an

alys

isTh

ree

expo

sure

met

rics,

one

of w

hich

incl

uded

pea

k (c

umul

ativ

e do

se p

lusp

eaks

)-e

xpos

ed to

low

or m

ediu

m c

umul

ativ

edo

se w

ithou

t pe

aks,

-low

or m

ediu

m c

umul

ativ

e do

se w

ith p

eaks

, -hi

gh

cum

ulat

ive

dose

with

out p

eaks

-h

igh

cum

ulat

ive

dose

with

pea

ks.

Cum

ulat

ive

dose

plu

s pea

ksR

enal

cel

l car

cino

ma

OR

OR

adju

sted

for t

obac

co sm

okin

g (n

on-

smok

er, 1

-20,

20-

40, a

nd 4

0 or

mor

e pa

ck-

year

s) a

nd B

MI (

≤25,

25

-29.

9, ≥

30)

Stat

istic

al si

gnifi

canc

e se

en o

nly

for h

igh

cum

ulat

ive

expo

sure

plu

s pea

ks.

OR

for

expo

sed

with

pea

ks w

as n

ot si

gnifi

cant

ly

elev

ated

whe

n co

mpa

red

to e

xpos

ed

with

out p

eaks

(ris

k es

timat

e no

t rep

orte

d)

Sens

itivi

ty a

naly

sis:

incl

uded

onl

y al

ive

subj

ects

<80

yea

rs o

f age

and

onl

y jo

b pe

riods

des

crib

ed w

ith sc

rew

-cut

ting

ques

tionn

aire

and

hav

ing

high

con

fiden

ce

in T

CE

expo

sure

Low

/med

ium

,w

ith p

eaks

[8/3

]1.

61 (0

.36

-7.3

0)

Hig

h, w

ith p

eaks

[8/1

4]2.

73 (1

.06

-7.0

7)

Stud

y de

sign

His

toric

al c

ohor

t stu

dy

Stud

y po

pula

tion

20,5

08 a

eros

pace

wor

kers

incl

udin

g 4,

733

wor

kers

ex

pose

d to

tric

hlor

oeth

ylen

e em

ploy

ed ≥

6 m

onth

s be

twee

n 19

50 a

nd 1

985

at o

ne fa

cilit

y.

Mor

talit

y fo

llow

ed 1

950-

1993

.

Uni

ted

Stat

es

Mor

gan

et a

l. (1

998)

Exp

osur

e A

sses

smen

t

Wor

k hi

story

info

rmat

ion

was

obt

aine

d fro

m e

mpl

oyee

re

cord

s

Job-

expo

sure

mat

rix w

as c

reat

ed: T

CE

expo

sure

was

ra

ted

high

bas

ed o

n w

ork

on d

egre

aser

mac

hine

s(IH

es

timat

e w

as e

quiv

alen

t to

50 p

pm);

med

ium

for j

obs

near

the

degr

easin

g ar

ea w

ith m

ore

than

occ

asio

nal

expo

sure

; and

low

for j

obs

with

occ

asio

nal c

onta

ct w

ith

TCE

Ana

lysi

sTw

oex

posu

re m

etric

s, on

e of

whi

ch m

easu

red

“pea

k”:

-pea

k: jo

b w

ith th

e hi

ghes

t TCE

exp

osur

e ra

ting.

Peak

LH

MH

RLi

mite

d in

dustr

ial h

ygie

ne d

ata

befo

re

1975

; TCE

exp

osur

e w

as ra

ted

by

empl

oyee

s w

ith m

ore

than

30

year

s of

expe

rienc

e

Smal

l num

bers

of c

ance

rs in

the

TCE-

expo

sed

coho

rt

Low

& n

one

901.

00 (R

efer

ence

)M

ediu

m&

hig

h17

1.08

(0.6

4–1.

82)

Leu

kem

iaLo

w &

non

e35

1.00

(Ref

eren

ce)

Med

ium

& h

igh

71.

10 (0

.49–

2.49

)L

ung

Low

& n

one

324

1.00

(Ref

eren

ce)

Med

ium

& h

igh

641.

07 (0

.82–

1.40

)L

iver

Low

& n

one

171.

00 (R

efer

ence

)M

ediu

m&

hig

h3

0.98

(0.2

9–3.

35)

Kid

ney

Low

& n

one

241.

00 (R

efer

ence

)M

ediu

m&

hig

h8

1.89

(0.8

5–4.

23)

Bla

dder

Low

& n

one

181.

00 (R

efer

ence

)M

ediu

m&

hig

h5

1.41

(0.5

2–3.

81)

Pros

tate

Low

& n

one

601.

00 (R

efer

ence

)M

ediu

m&

hig

h16

1.47

(0.8

5–2.

55)

Ova

rian

Low

& n

one

91.

00 (R

efer

ence

)M

ediu

m&

hig

h4

2.74

(0.8

4–8.

99)

(Con

tinue

d)

Page 14: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

1454 Checkoway et al.

Tab

leIV

(Con

tinu

ed)

Stud

y D

esig

nH

isto

rical

coh

ort s

tudy

Stud

y po

pula

tion

14,4

55 (1

0,73

0 m

en, 3

725

wom

en) c

ivili

an

empl

oyee

s of H

ill A

ir Fo

rce

Base

em

ploy

ed ≥

1 y

ear,

1952

-195

6

Follo

wed

for m

orta

lity

1950

-200

0

Uni

ted

Stat

es

Rad

ican

et a

l. (2

008)

Exp

osur

e A

sses

smen

tW

ork

histo

ry d

ata

was

obt

aine

d fr

om e

mpl

oym

ent

reco

rds.

Each

job-

depa

rtmen

t com

bina

tion

was

ass

igne

d di

chot

omou

s exp

osur

e (y

es/n

o) to

21

solv

ents

and

ch

emic

als

For T

CE, f

requ

ency

and

pat

tern

of e

xpos

ure

was

as

sign

ed b

ased

on

job

task

s. In

term

itten

t or c

ontin

uous

ex

posu

re w

as a

ssig

ned

to e

mpl

oyee

s who

use

d TC

E in

freq

uent

ly o

r reg

ular

ly d

urin

g th

e da

y. L

ow e

xpos

ure

assi

gned

to su

bjec

ts w

ho u

sed

TCE

for b

ench

top

wor

k (c

lean

ing

smal

l par

ts) a

nd p

eak

expo

sure

ass

igne

d to

in

divi

dual

s who

wor

ked

with

vap

or d

egre

aser

s.

Exp

osur

e an

alys

isSi

x ex

posu

re m

etric

s, tw

o of

whi

ch in

clud

ed “

peak

.”-P

eak

infr

eque

nt

-Pea

k fre

quen

t

Peak

ME

NL

HM

HR

Expo

sure

was

est

imat

ed b

ased

on w

ork

hist

orie

s; a

utho

rs a

ssum

ed n

on-d

iffer

entia

l m

iscl

assi

ficat

ion

of e

xpos

ure

and

expe

cted

bi

as to

war

d th

e nu

ll.

Smal

l num

bers

of d

eath

s,es

peci

ally

am

ong

wom

en.

No

wom

en w

ith p

eak

expo

sure

die

d fr

om

Hod

gkin

lym

phom

a or

live

r dis

ease

.

Mos

t wor

kers

wer

e al

so e

xpos

ed to

oth

er

chem

ical

s; h

owev

er, r

efer

ence

gro

up w

as

com

pris

ed o

f ind

ivid

uals

who

wer

e ne

ver

expo

sed

to a

ny c

hem

ical

s in

the

wor

kpla

ce.

No

expo

sure

1836

1.0

(Ref

eren

ce)

Infre

quen

t17

1.39

(0.7

6–2.

57)

Freq

uent

421.

24 (0

.76–

2.03

)H

LN

o ex

posu

re18

361.

0 (R

efer

ence

)In

frequ

ent

12.

00 (0

.13–

31.9

8)Fr

eque

nt4

2.70

(0.3

0–24

.15)

NH

LN

o ex

posu

re18

361.

0 (R

efer

ence

)In

frequ

ent

71.

90 (0

.69

–5.2

4)Fr

eque

nt16

1.57

(0.6

7–3.

69)

MM

No

expo

sure

1836

1.0

(Ref

eren

ce)

Infre

quen

t5

1.78

(0.5

4 –5

.84)

Freq

uent

101.

31 (0

.48

–3.6

3)L

euke

mia

No

expo

sure

1836

1.0

(Ref

eren

ce)

Infre

quen

t3

0.63

(0.1

7–2.

30)

Freq

uent

90.

69 (0

.28–

1.69

)L

iver

No

expo

sure

1836

1.0

(Ref

eren

ce)

Infre

quen

t3

6.42

(0.6

7–61

.87)

Freq

uent

32.

13 (0

.22–

20.4

3)K

idne

yN

o ex

posu

re18

361.

0 (R

efer

ence

)In

frequ

ent

21.

04 (0

.19–

5.70

)Fr

eque

nt6

1.11

(0.3

1–3.

96)

WO

ME

NL

HM

No

expo

sure

1983

1.0

(Ref

eren

ce)

Infre

quen

t4

1.98

(0.6

9–5.

68)

Freq

uent

111.

24 (0

.76–

2.03

)N

HL

No

expo

sure

1983

1.0

(Ref

eren

ce)

Infre

quen

t3

3.45

(0.9

6–12

.37)

Freq

uent

61.

27 (0

.47–

3.45

)M

MN

o ex

posu

re19

831.

0 (R

efer

ence

)In

frequ

ent

13.

20(0

.36–

28.6

9)Fr

eque

nt3

1.93

(0.4

3–8.

65)

Leu

kem

iaN

o ex

posu

re19

831.

0 (R

efer

ence

)In

frequ

ent

0--

Freq

uent

20.

38(0

.08–

1.76

)K

idne

yN

o ex

posu

re19

831.

0 (R

efer

ence

)In

frequ

ent

0--

Freq

uent

21.

50(0

.24–

9.40

)

Stud

y D

esig

n, P

opul

atio

n, R

efer

ence

Ex

posu

reEx

posu

re C

ateg

orie

sO

bser

ved

[Cas

es/C

ontro

ls]

RR

(95%

CI)

Expo

sure

Ass

essm

ent L

imita

tions

and

Com

men

ts

HL

,Hod

gkin

lym

phom

a;H

R,h

azar

dra

tio;

MM

,mul

tipl

em

yelo

ma;

NH

L,n

on-H

odgk

inly

mph

oma;

ppm

,par

tspe

rm

illio

n;O

R,o

dds

rati

o.

Page 15: Peak Exposures in Epidemiologic Studies and …...Peak Exposures in Epidemiologic Studies and Cancer Risks 1443 including linear, threshold, and U-shaped, J-shaped, and bell-shaped

Peak Exposures in Epidemiologic Studies and Cancer Risks 1455

when compared to the group with cumulative expo-sure <0.13 ppm-years. Lung cancer mortality did notincrease with frequency of peaks, and results of thepeak analysis for other cancer sites were not pre-sented.

Swaen et al. (2004) evaluated a cohort of 2,842workers in the Netherlands producing or usingacrylonitrile employed at eight companies and 3,961workers at a nitrogen fixation facility for fertilizerproduction that were not exposed to acrylonitrile.In earlier years, industrial hygienists had performedexposure monitoring to identify locations withpotential for peak acrylonitrile concentrations (seeSwaen et al., 1992). The investigators defined peakexposures as “intervals with elevated exposure con-centrations in ranges of <10, 10–20, and over 20 ppmwhich occurred regularly on at least a weekly basis.”The duration of intervals was not specified. Mortalityfrom lung cancer, prostate cancer, brain cancer,and leukemia were analyzed in relation to peakexposure, but no associations were seen.

3.6. Ethylene Oxide and LHMs and Breast Cancer

IARC classified ethylene oxide as carcinogenicto humans, based on limited epidemiologic evidencefor a causal association with lymphoid tumors(NHL, multiple myeloma, and chronic lymphocyticleukemia) and breast cancer, sufficient evidencein experimental animals, and strong evidence thatEO acts by a genotoxic mechanism (IARC, 2008,2012b). The US EPA (2016) derived an IUR for thecombined risk of lymphoid cancer and female breastcancer using an epidemiologic study of mortalityrisks (and breast cancer incidence) associated withcumulative exposure (Steenland, Stayner, & Ded-dens, 2004; Steenland, Whelan, Deddens, Stayner,Ward, 2003).

Although Steenland et al. (2004) was one ofthree epidemiologic studies that evaluated peakexposure metrics in models, the investigators re-ported that models based on peak exposure didnot predict NHL, Hodgkin disease, leukemia, ormultiple myeloma, and therefore did not present theresults for these models. Steenland et al. (2004, 2003)defined peak exposure as the “highest one-time ex-posure.” In an earlier analysis of the cohort, Stayneret al. (1993) reported that the highest one-time expo-sure for each employee was the maximum recordedTWA exposure over the worker’s job history.Stayner et al. (1993) reported “it was not possibleto test the influence of short-term exposure peaks

experienced during the course of the day, since real-time data on ethylene oxide exposure levels were notavailable for each individual in the study.” Approxi-mately 2,400 TWA measurements from 1976 to 1985were used to inform the exposure assessment model(Greife, Hornung, Stayner, & Steenland, 1988).(This highlights the need to review earlier studies toidentify a clear definition of “peak” exposure.)

Two additional epidemiologic studies reported“peak” exposures in descriptions of cohorts ofethylene oxide manufacturing workers, but thesestudies did not evaluate risk estimates using peakexposure metrics (Coggon, Harris, Poole, & Palmer,2004; Greenberg, Ott, & Shore, 1990). Greenberget al. (1990) did not define peak exposures but notedthat there were no deaths from leukemia “amongthe subcohort of men who worked where bothaverage and peak exposure levels were probablyhighest” (likely before 1978 in production unitswith continuously operating EO converters andrecovery systems). Coggon et al. (2004) reported“environmental and personal monitoring carried outsince 1977 indicated TWA exposures of less than5 ppm in almost all jobs, but with occasional peaksof up to several hundred ppm because of operatingdifficulties in the chemical plants and when sterilizerswere loaded and unloaded in hospitals. In earlieryears, exposures were probably somewhat higher,and peak exposures above the odor threshold of700 ppm were reported at both factories andhospitals.” Breast cancer risk was not increasedamong women hospital workers with continual orintermittent EO exposure (Coggon et al., 2004).

3.7. Methylene Chloride and NHL, Biliary Tract,Liver Cancers

An IARC Working Group classified methylenechloride as probably carcinogenic to humans and de-scribed the epidemiologic evidence as limited, not-ing positive associations with cancer of the biliarytract and NHL (IARC, 2017). The US EPA dose–response assessment derived an IUR for the com-bined risk of liver and lung tumors using a PBPKmodel of glutathione S-transferase metabolism dosemetrics for mice (US EPA, 2011a).

We identified only one study that discussed peakexposure to methylene chloride. Hearne and Pifer(1999) reported historical ambient measurementsranging between 5 and 100 ppm and short-term peakconcentrations of 1,000 to 10,000 ppm measuredduring manual adjustments of roll coating machines

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1456 Checkoway et al.

in cellulose triacetate film manufacture. The inves-tigators also reported peak concentrations greaterthan 1,000 ppm several times per day when filtermedia were changed or during the loading of batchmixers in the Dope department; however, there wereno risk analyses by a peak exposure metric. There-fore, the literature on methylene chloride contributesto this review only as an example of descriptionsof the occurrence of peak exposure (similar to thatreported for formaldehyde in several studies).

4. ISSUES WITH ESTIMATING ANDINTERPRETING ASSOCIATIONS WITHPEAK EXPOSURES IN EPIDEMIOLOGICSTUDIES

There appear to be sound scientific reasons citedfor considering peak exposures in epidemiologicevaluations of chemicals carcinogens (Supporting In-formation Table SII). Not the least of these is the bi-ological understanding that peak exposures that ex-ceed certain levels or thresholds—even for brief pe-riods of time—likely trigger metabolic processes ordirect genetic, epigenetic, or cytotoxic damage thatlead to cancers (Kriebel, Checkoway, & Pearce, 2007;Macaluso et al., 2004; Morgan et al., 1998; Rappa-port, 1991; Stewart et al., 1986, 1992). In theory, accu-rate characterization of these peak exposures wouldenhance the identification of exposed groups withincreased cancer risks and their differentiation fromgroups at lower or no increased risk. Identificationof risks associated with peak exposures also wouldimpact the risk assessment process and derivation ofexposure limits—especially occupational STELs.

However, we identified surprisingly few, if any,good examples where efforts to define and evaluatepeak exposures systematically and rigorously haveinformed valid risk assessment. Our review pointsto several limitations and issues that might, at leastin part, explain this dearth of epidemiologic studieseffectively identifying increased cancer risks amongthose exposed to peaks.

4.1. Lack of Consistent Definitions ofPeak Exposures

Epidemiologic studies sometimes rely on data—largely 8-hour TWA measurements—routinelycollected to demonstrate compliance with regula-tory standards. “Peak exposure” is not a standardindustrial hygiene term, however, and may not bemeasured even when a STEL exists for a chemical.In the epidemiologic literature we reviewed, peak

exposure was defined in different ways, including butnot limited to the following: the highest short-term(15-minute) exposure concentration sustained byan individual (Hauptmann et al., 2009), the highestTWA experienced by an exposed individual (Steen-land et al., 2003, 2004), the number of days withpeaks that exceed an estimated short-term value(Collins et al., 2003), the estimated relative peakand estimated number of peaks (Beane Freemanet al., 2009), and the estimated number of totalpeaks exceeding a threshold of exposure (>100ppm butadiene or >50 ppm styrene), regardlessof duration (Cheng, et al., 2007; Graff et al., 2005;Macaluso et al., 2004).

Others relied upon derived semiquantitativepeak scores or qualitative rating (Blair, Hartge, et al.,1998; Morgan et al., 1998; Stenehjem et al., 2015).One study evaluated effect of peaks by combining“peak” with cumulative exposure: exposed to lowor medium cumulative dose without peaks, low ormedium cumulative dose with peaks, high cumulativedose without peaks, and high cumulative dose withpeaks (Charbotel et al., 2006). Finally, Graff et al.(2005) also analyzed leukemia risks separately bybutadiene ppm-years that had been partitioned intoexposure concentrations above and below the peakthreshold (i.e., >100 ppm butadiene) (Graff et al.,2005; Macaluso et al., 2004).

Some definitions of peak exposure incorporateda time dimension, such as a 15–60 minute excursionabove an average or some threshold for a specifiedfrequency of occurrence (e.g., peaks occur at leastweekly) (Checkoway et al., 2015; Glass et al., 2014;Schnatter et al., 2012). Others included “short-termexposure levels” (without specifying the time in-terval). The definitions of peak varied across theepidemiologic literature, which complicates interpre-tation of data from studies applying different peakmetrics. Thus, uniform definitions for peak, relevantto research on environmental risk factors for cancer,clearly are needed before their ability to improverisk assessments can be determined.

4.2. Lack of Reliable Exposure Data or ValidatedPeak Metric

In the studies that analyzed risks in relation tosome form of peak exposure, nearly all peak expo-sure estimates were based on expert judgment andnot on measurements. Although study investigatorsfrequently discussed the validity and reliability of thesummary exposure estimate (e.g., average estimates

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Peak Exposures in Epidemiologic Studies and Cancer Risks 1457

in the JEM cells), the validity and reliability of peakexposure metrics were rarely considered. Validationof peak exposures was not reported in any study,although the U.S. formaldehyde industrial workerscohort reported an evaluation of the TWA measure-ments. Blair and Stewart (1990) also reported corre-lations among various formaldehyde exposure met-rics; however, this would not necessarily validate anyof the metrics. Short-term exposure measurementsrarely were available, and in none of the studies wereactual peaks measured for individual workers or forjob-defined groups of workers applied to a JEM. Thisis not surprising, as most studies relied on average ex-posure or qualitative exposure metrics based on jobtitle/work area and calendar year(s). Although somestudies had limited historical industrial hygiene mea-surements, few can be considered good indicatorsof individual worker or group-level peak exposure.Average exposures assigned to workers with higherand lower actual exposures leads to misclassification.Assuming a true relationship with peak exposures,this random misclassification would be expected toreduce the relative risk estimates associated withpeak exposures and the associated risk numbers.

In many cases, the examples we found in re-lation to peak exposure did not report sensitivityanalyses of the potential magnitude and direction ofbias associated with the use of the peak exposuremetric. However, some studies conducted analysesthat evaluated two measures of peak exposure, suchpeak intensity and frequency (hourly, daily, weekly,monthly) or number of peaks, or hybrid measureswith a peak component (e.g., peak frequency, aver-age or cumulative peaks). For example, Beane Free-man et al. (2009) evaluated the frequency of peaksand reported relative risks of any LHM did not in-crease with the number of peaks � 4 ppm, althoughthe data were not shown. Even if this approach rea-sonably describes the exposure of groups of employ-ees working in a given job or area, it is not knownwhether any specific individual (including those de-veloping cancers) actually had been exposed to anypeaks. In contrast, there was fairly good agreementbetween risk estimates for leukemia associated withppm-years above exposure intensities of 100 ppmbutadiene and number of total peaks of butadieneabove 100 ppm (Graff et al., 2005).

In the benzene literature, risks were elevatedfor peak and for cumulative exposure. In contrast,the styrene example did not find relations betweenpeak exposure and any of the LHMs. Beane Free-man et al. (2009) reported associations between their

peak formaldehyde exposure metric and LHM andML, but not with cumulative, average, or duration ofexposure—or with frequency (hourly, daily, weekly,monthly, no peaks) or total number of peaks. Haupt-mann et al. (2009) found no association betweenpeak exposure and ML; however, when the analysisof “peak exposure” was restricted to embalmers, astatistically significant trend was seen with peak ex-posure among embalmers for whom a lifetime historyof performing more than 500 embalmings was re-ported by next of kin (many decades later). The oddsratios for the different peak exposure categories werebased on few myeloid leukemias and even fewerAMLs, and none were statistically significant.

Further complicating this is the likelihood thatpeak exposures occurred more frequently in work-places in the distant past, and their frequency (andpossibly magnitude) has declined over time due toimproved controls and regulations. For example,although increased AML risk was reported amongembalmers, 76% of those whose cause of death wasclassified as AML were first employed in a funeralhome prior to WWII, and 44% were first employedbefore 1932, requiring speculative approaches toexposure assessment (in which peak exposuresultimately were reported in categories defined bythe following narrow ppm ranges: <7; >7–9.3; >9.3)and reduced comparability with the control group(Hauptmann et al., 2009).

Therefore, while epidemiologially evaluatingcancer risks assocated with peak exposure remainsconceptually atrractive, there are too few exampleswhere studies demonstrate the contribution of peakexposure to risk beyond that estimated—even ifpoorly—by other exposure metrics.

4.3. Exposure Misclassification

Peaks and their duration are also componentsof average and cumulative exposure. However, asillustrated in Fig. 1, variability of exposure inten-sity (including short-term excursions or exceedancesthat may be considered exposure peaks) and fre-quency over time can result in distinctly different ex-posure profiles for workers with the same cumulativeexposure. Epidemiologically, this would be consid-ered exposure misclassification. Sufficient exposuresampling is necessary to capture relatively rare oc-currences of peaks; otherwise, they will be missedand contribute only trivially to cumulative expo-sure estimates. When time-varying exposures fluctu-ate from hour to hour and day to day between cohort

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1458 Checkoway et al.

0

5

10

15

20

2519

9019

9119

9219

9319

9419

9519

9619

9719

9819

9920

0020

0120

0220

0320

0420

0520

0620

0720

0820

09

Expo

sure

con

cent

ra�o

n

Year

Worker AWorker BWorker C

Fig. 1. Peak exposure profiles for three workers with identicalcumulative exposure after 20 years. Worker A encounters onepeak, Worker B encounters five peaks, and Worker C does notencounter peaks.

members in the same job setting, infrequent sam-pling of exposure risks missing the measurement ofpeak exposures because these peak exposures mayfall outside of rare sampling occasions. These peakexposures may constitute a large fraction of cumula-tive exposure, in theory. In addition, historical sam-pling data were often collected to demonstrate com-pliance with a regulatory standard rather than toidentify and characterize heterogeneity in exposurescenarios. This practice likely results in exposure mis-classification even when the exposure metric is cumu-lative exposure.

Many studies offered that nondifferentialmisclassification of cumulative exposure resultsin risk estimates that are biased toward the null(Beane Freeman et al., 2009; Hauptmann et al.,2009; Radican et al., 2008; Schnatter et al., 2012;Stenehjem et al., 2015). Although seemingly true,Jurek, Greenland, Maldonado, and Church (2005)and Lash et al. (2014) suggest that nondifferentialexposure misclassification only guarantees an expec-tation that on average, the bias will be toward thenull when exposure is assessed using a dichotomousvariable (exposed/not exposed). It is well known thatwhen risks are evaluated using multiple exposurecategories (as they generally are in historical recon-structions of average and peak exposure intensity),exposure misclassification results in biased riskestimates in the middle categories that are awayfrom the null (Dosemeci, Wacholder & Lubin, 1990;Jurek et al., 2005; Weinberg, Umbach, & Green-land, 1994). Furthermore, the bias in any particularstudy can be away from the null because the actual

misclassification can result in a data arrangementfar from what is expected. We raise one particularconcern with respect to this issue: in studies that relyupon expert judgment to estimate average exposureintensity and peak exposure (especially semiquanti-tative and quantitative measurements) based on jobtasks and industrial processes, it is conceivable (evenrational) that experts are subject to an “anchoringeffect,” a cognitive bias in which initial information(estimates of or measurements of TWA concentra-tions) may influence the estimate of peak exposure.For example, experts may be more likely to assignprobability and/or frequency of experiencing peakexposures when the 8-hour TWA value (measuredor estimated) is high and may be less likely to assignthe probability and/or frequency of experiencingpeak exposures when the 8-hour TWA value is low.Conversely, experts may be more likely to estimatehigher 8-hour TWA values when information aboutprocesses and job tasks suggests higher probabilityand/or frequency of peak exposure. When peak isdefined by multiple categories, which are themselvesbased on consideration of multiple categories ofaverage concentrations, we hypothesize that esti-mated peak exposure in particular is susceptible toincreased variability and bias that is not predictableas to its direction or magnitude. In addition, analysesby multiple exposure metrics also increase theopportunity for false-positive associations to arisesimply by chance (Blair, Stewart, et al., 1998).

4.4. Consideration of Disease Latency in Relationto Peak Exposure Metric

Specific types of most cancers, including theLHMs, are relatively rare, and all but the largest oc-cupational epidemiologic studies have too few casesto allow a meaningful analysis across peak expo-sure categories. If peak exposures also are rare, thenumber of cases with peak exposures will be evensmaller, precluding any meaningful estimate of rela-tive risk. For example, Checkoway et al. (2015) notedthat the updated NCI formaldehyde industrial work-ers study (Beane Freeman et al., 2009) identified34 AML deaths, the type of leukemia most plau-sibly related to chemical exposures. However, lessthan one-third (n = 13) of these were classified ashaving had any peak exposure (defined as working injobs expected to have peak formaldehyde exposures>2 ppm).

Furthermore, when reasonable latency timewindows are considered, even fewer observed cases

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remain plausibly linked with exposure. Leukemiaslikely have shorter latencies than solid tumors. Stud-ies of atomic bomb survivors in Japan reported thegreatest increases in AML incidence occurred 5–7years after exposure and declined thereafter (Darby,Nakashima, & Kato, 1985; Moloney & Lange 1954).Incidence of AML following chemotherapy is high-est within 5–10 years after treatment (Deschler &Lubbert, 2006) but could be as short as 2–3 yearsfollowing treatment with topoisomerase inhibitors(IARC, 2012a). Considering latency in the BeaneFreeman et al. study (2009) of 13 AML deathsamong workers classified as having a peak exposure,only four had jobs associated with peak exposurewithin the 20 years preceding death, and only oneof these occurred within a conservative latencywindow of 2 to 15 years after the last peak exposure.Therefore, it is not possible to draw any conclusionregarding peak exposure and AML from these studydata (Checkoway et al., 2015).

Many epidemiologic studies address cancer la-tency by evaluating different time windows of expo-sure; for example, Glass et al. (2014) used a 2–20-yearexposure window and Schnatter et al. (2012) used a2–15-year exposure window. Relevant time windowsof risk may be evaluated by lagging cumulative (orother) exposures, and only exposures that occurredin specified time intervals before diagnosis or deathare considered. Only a few studies that reported can-cer risks in relation to peak exposure metrics alsoconducted analyses in which the investigators laggedpeak exposures (Beane Freeman et al., 2009; Check-oway et al., 2015; Cheng et al., 2007; Hauptmannet al., 2009; Steenland et al., 2003, 2004).

Furthermore, even for agents classified as leuke-mogens (benzene, formaldehyde, BD), which we as-sume have shorter latencies, we found little com-pelling evidence that any peak exposure metric waspredictive of increased leukemia (or LHM) risk, andespecially in the absence of demonstrable increasedrisks with cumulative exposure. This likely reflectsweaknesses and inconsistencies in the exposure met-rics employed, even if an association with peak expo-sure exists.

Some modern exposure monitoring appro-aches—even if not yet commonly used—wouldallow rapid or even real-time measurement of airconcentrations. In theory this would validly identifythe exact time and magnitude of peak exposures;however, detection of increased cancer risk as aconsequence of these exposure(s) would require (1)large numbers of workers exposed to peaks and (2)

the workers to be followed for up to 10 or 15 yearsdue to latency issues. Therefore, it is unlikely thatstudies using measured peak exposures to examinecancer risks will be common if conducted at all, anduniform and transparent approaches will need to berefined for retrospectively deriving peak exposuremetrics for the relevant latency time window.

4.5. Considerations of Biological Processes andMechanisms Associated with Peak Exposure

We postulate that it is plausible that one or moremechanisms for carcinogenesis may be initiated by asudden upward spike in the intensity of exposure, tothe degree that such an exposure reflects an under-lying “dose rate” that suddenly accelerates. Do con-tributions to risk differ if such a “dose rate” plateausand moves to a higher average exposure or, alterna-tively, decreases?

Specific hypotheses regarding the importance ofpatterns of exposure are rarely discussed explicitly(i.e., how does the pattern of exposure factor intothe increased risk?). For example, alternative expla-nations for increased risks of neoplasms at low lev-els of exposure include: (1) average exposures in thepast were underestimated based on recent lower lev-els of exposure and past exposures were actually con-siderably higher than estimated; and (2) occasionalhigh exposures (peaks) factor disproportionately intothe risks associated with lower average exposures. In-stead, pattern of exposure is viewed as part of theblack box—and, therefore, risk estimates should becalculated using multiple exposure metrics becausethe underlying disease process is unknown. Interest-ingly, cumulative exposure has emerged as the de-fault metric in a majority of epidemiologic studiesthat quantify exposures, most likely due to simplic-ity (e.g., “more exposure should result in more risk”)rather than a biological understanding of underlyingdisease pathways and what type of exposures (e.g.,peaks or other exposures exceeding some threshold)increase risk.

5. CHALLENGES FOR IMPLEMENTATIONOF UNIFORM PEAK EXPOSURE METRICSFOR CANCER RISK EVALUATION

For several chemicals classified as known orprobable carcinogens, we attempted to identifythe main epidemiologic studies that reported rel-ative risks in relation to some form of peakexposure. However, we found “peak” exposure

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characterization to be highly idiosyncratic. There-fore, perhaps it is not surprising that we did not findany clear or convincing examples in the epidemio-logic literature of increased cancer risks in relation topeak exposure estimates for chemicals, even wherethe chemicals had been classified as known carcino-gens based on or strongly influenced by the epidemi-ologic evidence. To our knowledge, no regulatorycarcinogenic risk assessment has been based on epi-demiologic findings using peak exposure. The draftIRIS assessment for formaldehyde reported an as-sociation between peak exposure and LHM, espe-cially myeloid leukemia, but relied on cumulative ex-posure metrics in the dose–response assessment. Allof the studies we reviewed were limited by the sim-ple fact that industrial hygiene measurements of ex-cursions in short-term exposures are relatively rare,and there are no standard sampling schemes to mea-sure them. Most studies classified workers as havingpeak exposures based on expert opinion or an under-standing of the working environment and not specificexposure measurements. Therefore, real-time moni-toring of workplace air quality may shed some lighton this conundrum; however, dose–response model-ing based on peak exposure has not been defined andwill require development.

Standardized exposure definitions for “peak ex-posure” do not exist currently in epidemiology butwarrant separate consideration given possibly uniquecontributions to risk. Unlike cumulative exposuremeasures, which can be compared readily acrossstudies, peak exposure has not been defined suffi-ciently similarly across studies measuring the sameoutcomes. Therefore, it is not clear how the con-tribution to risk from peak exposure can be evalu-ated separately from cumulative exposure in eluci-dating exposure responses for risk assessment andrisk assessors will not be able to evaluate con-tributions to risk specifically associated with peakexposure.

Although it is not within the scope of this arti-cle to derive standard definitions for peak exposure,a number of parameters and desirable qualities canbe offered. First, quantified exposure measurementsand estimates (e.g., ppm) are preferable over qualita-tive estimates (e.g., exposed/not exposed, or rankedon an ordinal scale, such as “low/background,”“moderate,” and “high”), provided that they are rea-sonably valid and some estimate of variability (in-cluding measurement error) is included. Second, thetime period and frequency for which a peak expo-sure estimate is likely to be valid should be deter-

mined, as the time dependency of exposure to car-cinogens can be important (and not limited to latencyissues). Third, potential for individual workers’ peakexposures to differ from group values should be ad-dressed, as it is conceivable that environments likelyto confer peak exposures are not uniformly likelyto do so across work locations, times, and workers.Fourth, and especially where estimates are less dataderived and more assumption laden, sensitivity test-ing should be used to determine the influence of vari-ous components to the peak metric. In circumstancesof limited data or poor understanding of the rele-vant underlying carcinogenic mechanisms, present-ing more detailed documentation and explanation ofrationale are helpful, and will clarify situations thatare hypothesis driven from those that are more ex-ploratory.

Choice of peak metric likely matters. There aremultiple variations of time-varying exposure patternsconsistent with peak exposures. One potentially use-ful way to consider peak is under two exposure cir-cumstances: (1) peaks are commonly encountered(extreme values are frequent) or, conversely, (2) fewpeaks are encountered such that extreme values arerare.

Given that occupational exposure concentra-tion(s) often vary considerably over time, a basicprobabilistic approach to defining peak exposurein these terms might serve as a reasonable start-ing point. The simplest definition of peak exposure,therefore, might be an exposure event in which themeasured or estimated concentration exceeds a spec-ified exposure threshold value. This alone, however,does not address the duration of time over which thisconcentration level is exceeded, the magnitude of thepeak, or the number of exceedances. Alternatively,as the pharmacokinetics of a potential carcinogen arebetter understood, an effective dose can be estimatedand from this—and somewhat ideally—an equiva-lent peak exposure derived. The pharmacokineticallyderived peak conceptually is not limited to the sin-gle dimension of exposure concentration (expressedabove as exceedance of an arbitrary percentile) butcan combine concentration and time to define a tar-get dose. By extension, an effective dose rate mightalso be derived.

A thorough analysis of potential etiologic rela-tions would involve estimation of risks associatedwith: peaks based on various thresholds; magni-tude of peaks above thresholds; number of peaks;and timing of peaks in relation to disease onset ordiagnosis. These approaches can take the form of

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sensitivity analyses comparing findings based onvarious peak exposure metrics. Assessing the sensi-tivity analysis findings in relation to chemical-specificcarcinogenesis models derived from toxicological re-search can enhance data interpretation.

Assuming uniform approaches for developingstandard peak exposure metrics are successful, thedose–response assessment still requires careful con-sideration. In particular, when peak exposure metrics(and not cumulative exposure) drive epidemiologiccancer hazard determination, the dose–responseassessment should not be based on cumulativeexposures. IURs inherently characterize cancer risksas linear dose–response relations over the entireexposure spectrum, typically reflecting cumulativeexposure. New risk metrics are needed to describerisks that are not monotonic, including risks thatincrease in response to peak exposures. Regardlessof how peaks are defined, they inherently argueagainst the “additivity to background” or “everymolecule counts” perspective that is synonymouswith risk as a direct function of cumulative exposure.This acknowledges that risk will be more accuratelyquantified when the most biologically relevantcharacterization of exposure is captured.

Contrasts of associations observed for peaksversus those observed for cumulative exposureand exposure duration are highly recommended,especially as there are clear implications for riskassessment. Although peak exposure correlates withother exposure metrics, selection of peak exposureas the primary exposure metric of interest shouldbe accompanied by judicial consideration of othermetrics in attempting to isolate and characterizecausal exposure characteristics. It should be appre-ciated that, by definition, peak exposure contributesto cumulative exposure. As such, a correlationbetween dose–response models derived from peakand cumulative exposures should be anticipated inmany instances, and the biological rationale—as wellas results of sensitivity analyses—should guide theselection and interpretation of the best exposuremetric and subsequently improve the derivationof risk numbers including the IUR and others notassumed to be linear. Future epidemiologic research,including studies of new cohorts and reanalyses ofdata from existing cohorts, ideally will address andcontrast dose–response associations for cumulativeand peak exposures, where data permit suitableexposure assessment. However, investigators shouldbear in mind that exploring associations using mul-tiple exposure metrics will increase the number of

chance (i.e., false-positive) results, and unless thereis an underlying biological basis for interpretingthem as causal, they should be viewed with caution.

ACKNOWLEDGMENTS

This research was sponsored in part by the Foun-dation for Chemistry Research and Initiatives, atax-exempt public foundation described in Section501(c)(3) of the Internal Revenue Code, and theElectric Power Research Institute (EPRI). The spon-sors had no role in the design, conduct, analysis, orreporting of results.

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SUPPORTING INFORMATION

Additional supporting information may be found on-line in the Supporting Information section at the endof the article.

Table SI. Uses, Exposure Limits, Cancer Char-acterization, Inhalation Unit Risk, and Epidemio-logic Studies with Quantitative Exposure Assess-ment Metric by SubstanceTable SII. Rationale for Using Peak Exposure orReason for Considering Peak Exposure as Reportedby Study Investigators