patricia h minaldi financial disclosure report for 2009

8/3/2019 Patricia H Minaldi Financial Disclosure Report for 2009

1/7

FINANCIAL DISCLOSURE .REPORT in Go vernment Act ~/i 978FOR CALENDAR YEAR 2009 ( ~ U . S . C ~ a p p . , ~ 5 ~ 1 0 f - t t l )P e r s o n R e p o r t i n g ( l a ~ : t a t o n e , f i ts / , m i d d l e i n i t i a i ) 2 . Court o r Organ iza t ion 3 . [ ) a te o f R e p o r t

Mina ldi , Pa tr ic ia 14. Dis t r i ct Cour t - Louis iana 0 4 . , " 1 3 / 2 0 1 04. T i t l e (A r t ic l e 111 ju dg es in d ica l e ac t ive o r sen io r s ta tu s ; 5a . R e po r t T ype (c he c k a ppro pr i a te ty pe) 6. R e po r tin g P er io dmagi s t ra t e j ud ges i nd i c a t e fu l l - o r par t t i me)

~ Nomination, D a t e 01/01/2 009U. S. District Judge ~Initial ~A ...... 1 ~ Final to12 131/2 009

5b, ~ Amended Report7 , C h a m b e r ~ o r O f f i c e A d d r e s s 8 . O n t h e b ~ s i s o f ~ h e in f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i t a / i o n s p e r t a i n i n g t h e r e t o , t ~ i s , i n m y o p i n i o n , i~ complianceU. S. Courthouse with a p p l i ca b le l a ws a n d reg u la t io n s.61 I Broad SlreetL a k e C h a r l e s , L A 7 0 60 1 R e v i e w i n g O f f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying th& form must be followed. Completechecking the NOAh" boxJbr each part where you have no reportab& inJbrmation. Sign on Ins/page.

1 . P O S I T I O N S . (Roomng indiridual only; see pp. 9-13 o]filing instructions.)N O N E (No reportahle positiot~s.)

P O S I T I O N N A M E O F O R G A NI.2.3.

4.

I I . A G R E E M E N T S . m q , o ~ , i , , g indivMua! onl),; seel,p. 14-16 ,/ilit,g i ......... ions.)~ NONE (No reportable agreeme.ts.)

D A T E P A R T I E S A N D T E R M S1 . 2 003 La. State Employee Retirement System {pcnsion upon retirement)


2/7

FINANCIAL DISCLOSURE REPORT N.,,,, of Person ReportingI

Dale of Repo}~P a g c 2 of 7 M i n a l d i , P a t r i c i a I I . 04/13/2010

I11. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; ,e~l,P. 17-24 of filing i,,structio,a.)A. Filers N o n - I n v e s t m e n t I n c o m e

NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE I N C O M E

( y o u r s , n o t s p o u s e s )1.

3 .4.

B. SpOllSe~s N o n - I n v e s tm e n t I n c o m e - lJ),ou~veremar~ieddarhtganypartionofthereportingj,ear, complete this section.

~ N O N E (No reportable re)n-investment income.)D A T E S O U R C E A N D T Y P E

I.

2.

3.

4.

! RE I BU RSE~, | ",,"~.lq"t~ IVIlLt~ 1~.~ --tramportation. Iodginz food, entertai .......(h~ch~d~..~ those to sl,o..~e ~md ,hpemten[ child,en: s~e pp. 25-27 ~filing instructions.)

~ N O N E (No reportable reimbursements,)SO UR C E D A T ES L O C A T I O N P U R P O S E 1 T E N IS P A ID O R P R O V I D E D

I. S o u t h w e s t L o o i s i ~ n a B a r A p r i l 1 6 , 2 0 0 9 - A p r i 1 1 o u ~ l o n , T e x a s Bench Bar ConI~rence Reimbursement l~r lodgingA s s o d a t i o ~ ~ 8, 2009

2.3.4.5.


3/7

FINAN CIAL DISCLOSURE REPORT ~ . . . . . . r ~ ~ . .. R ~ p o r t i . ~ o ~ t ~ o ~ R ~ p o ~ tPage 3 of 7 5.1inaldi, P a t r l c ia H . 0 4 / 1 3 / 2 0 1 0

V. GIFTS. a, ,~a~NONE (No reportable g~?s.)

~ O U R C E DESCRIPTION VALUE1 .2.3.4.5.

[] N O N E (No reportable liabilities.)~REDITOR DESCRIPTION VALUE ( , ODE

1.2.3 .4.

5 .


4/7

P a g e 4 o f 7 1 Minahli, Patricia H. 04/13/2 010V 1 I . I NV ESTM ENTS and TRUSTS - i ......... alue, t ....... tions (lnctuaes those of st ......... a dependent childran: see pp. 34-60 of filing in.~tructions,)

~ N O N E (No reportable income, assets, or transactions.)Dcsc~Sption of A~sms

( adud ~gmst~sets} ~ r c p o ~ i n g p c 6 o d ~ ofrcportingpcriudPla ce " (X)" a f ter ea ch a sse t A m o u n tc x c m p l f r o m p r i o r d i s c l o s u r e C o d e ~ d iv . . ren t, C o d e 2 M etho d bu y, sell . ~ m m / d d ~ y y ~ C o d e 2 C o d e 1 buyer/sel ler

I. Minerex, LLC (dissolved n divorce) None J W 03/09/07:Nor~hwes~ M utual Ins. Co. (account) A Interest J T

3. Legg Mason Cash R eserve Trust A Dividend J T4. Hibernia N ational BankCapkal One B ln~erest L T(Accounts).. Smith B~m ev ( l~~rmerlv Legg Mason I~ Dividend J TSpecial lnvestmen6. Smi th Barney tbrmerly Lcgg Mason Cash A D i v i d e n d J TResmwe Trust)7. Smith Barney (/~rmerly Legg Mason A D i v i d e n d J ~ T O p p o r t u n i t y T r u s t )8. Smith Barney (formerly Legg Mason Cash A D i v i d e n d J TR e s e r v e T n ~ s t )9. SmiO~ Barney (fnrmerlv Legg Mason A D i v i d e n d ~ TO p p o r t u n i t y T t ~ s t )10. Other Property - St. bla~T Parish (dissolved N o n e J W ri n d i v o r c e )11. .~XA Equitable ffonncrly Fidelity A D i v i d e n d K T Fide l i ty IRAA g g r e s s i v e G r o w t h )12 , AXA Equitable (~nncrly Fidelity Growth A D i v i d e n d K T Fide l i ty IRACompanies)13 A X A E q u i ta b l e ( ~ bn n e r ~ y F i d e l i t ~ V a l u e ) A D i v i d e n d L T Fide l i ty IRA14 . Spartan Tota! Market Index A D i v i d e n d K T Fide l i ty IRA15 AIM Equity Funds Blue Chip Fund A D i v i d e n d K T Raymond James IRA16. 1 l a r t ~ b r d M u l u a ! F u n d s C a p i t a l A p p r e c i a t i o n A D i v i d e n d K T Raymond James IRA

F u n d17 . I kmtbrd Mutual Funds M~dcap Fund A D i v i d e n d K T [ Raymond James IRA


5/7

FINANCIAL DISCL OSURE RE PORT N ..... I P e r s o u R e p o r r l n g I B a t e o f R e p o r !Page 5 of 7 51inaldi, Patricia H.}

04/13/2010

VII. INVESTM ENTS and TRUSTS --i,,~, ....... ~ . , , , , . . . . . . . . . ~ , , ~ ( I n c l u d e s t] ..... ~sp ....... dependent children; s e e p p . 3 4 - 6 0 of filing instruc,ions.)~ NONE ~) reportable income, assets, or transactions.).................................

( i n c l u d i n g t r u s t a s s e t s ) rc~ming ~r iodP l a c e " ( X ) " a f t e r e a c h a s s e t

e x e m p t l ) u t n p r io r d i s c l o s u r e C o d e I d i v . , r e i n , C o d e 2 M e d m d b u y , s e l l , i m m Z d d . . ,y y t C o d e 2 ~ C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ r e d e m p t i o n ) ~ ~ (J-P) J ( A - H ) ( i f p r i w , ! c.............................................. ( Q -W ) , [ ~ ~ t r~sac t ion)1 8 . l l a r t l br d M ut ua l F und s Gl ob a l t t eah h F und A Di v i d e n d J T R a ym o n d J a m e s I RA1 9 . First Trust Target VIP Portfo l io A Di v i d e n d J T Sale/Repurch 1 2 / 3 0 J A Rcba~ancingsale/plllC2 0 . New York Whole t . irc (diss~)lvcd in divorce) A Di v i d e n d J T2 1 . No~xhwest Mu tual W hole Li fe #! (d i ssolved A Dividend J Ti in divorce)2 2 . Nonh~vest Mutua l Whole ki l~ ~2 (d issolved A I)ividcnd J T~ in divorce)

2 3 . La. State Employee Retirement System None L T Please see no~e PartVIII2 4 . Series EE Bond s None l T2 5 . .....Ma xim Slock Index Por t tbl io None J T L a . D e l e t e d C o m p .Plan2 6 . An m r i ca n Ce m u ~v UM a F u n d None J T L a . D e l e t e d C u t u p .

P l a n[27. M axi t n I NVES C O S mal l C ap Gr o~ , h None J T L a . D e l ~ ed C o m p .P o r l t ~ ) l i o Plan

~, . FERSTSP None K T2 9 . J P M o r g a n Cha s e B a n k A I n t e r e s t J T

" 3 0 . Western Asset Money Markc~ A Di v i d e n d J T

~31.R Advisots Science and Techno logy B Dividend L TEsta te of F lorence 1 . H ead [ None N T2 . 2 5% t n t e r c s t in


6/7

F IN A N CI AL D IS C LO S U R E N a m e o f P e r s o n R e p o r t i n g ] D a t e o f R e p o r tR EPOR TI Minallll, Patricia It, i

0 4 1 1 3 / 2 0 1 0age 6 of 7VllI. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndit,atepartofReport)

1. La . Deferred C ompensa l ion P lan ro l led over Io f :IqI-I.SYSP (From P art VII, record 23 , 26, 27, 28 & 29) . Plan inc lud ed M axim Stock Index Port t~) lio , AmericanCe n t r u y Ul t r a F u n d a n d M a x i m [N V E SCO Sm a l l Ca p G r o w t h P o r t fo l i o .2 . La . Sta te Emp!oyee Retiremcn t Pian is in l i t iga t ion IFrom Part V II, record 24 ) .


7/7

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g DateofReportI)a~e 7 of" 7 l~l inaldi , Pat r lc ia H. 0 4 1 1 3 1 2 0 1 0

IX. CERTIFICATION.I c c r t i t3 t h a t a ! l in f i w mat i oo g i ve n a b ove ( i nc l ud i ng i nf o r mat i on p e r ta i u i ng t o my s p ous e aud mi nor o r d e p e nd e n t c h i l d r e ~t , i f an)) i sac c ur a t e , t r ue , and c omp l e t e t o t h e b e st o f my k uow l e d gc and b e l i e f , aud t h a t any i nf o r mat i on no t r e p or t e d w as w i t h h e l d b ec aus e i t me t ap p l i c ab l e st a t u t o r yp r ovi s ions p e r mi tt i ng n on- d i s c l os ur e .I f u r t he r c e r t i fy t h a t e a r ne d i nc om e f r om ou t s i d e e mp l oy me nt and h o nor a r i a and t h e ac c e p t anc e o f g i f t s w hi c h b a r e be e n r e p or t e d a r e i ncompliance wi th the provis ions of 5 U~q.C. app. S01 el . seq. , 5 U.S.C. 7353, and Judic ial Conference regulat ions.

N O T E : AN Y IN DIV IDU AL W t t O K N O W IN GL Y AN D W IL FUL L Y FAL SIFIES O R FAL L S T O FIL E T HIS REP O RT M AY B E SU BJE CT T O CIV ILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F IL I N G I N S T R U C T I O N SM a i ! s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t te e o n F in a n c i a l D i s c lo s u r eAdmi n i s t r a t i ve O f f i c e o f t he Un i t ed St a t es Co u r t sS u i t e 2 - 3 0 tO n e C o l u m b u s C i r c le , N .E .W a s h in g t o n , D . C . 2 0 54 4

patricia h minaldi financial disclosure report for 2009

Documents