pathology and pathogenesis of sars-cov-2 associated with ... · the slides with heat-induced...

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T he ongoing global pandemic of coronavirus dis- ease (COVID-19), caused by severe acute respi- ratory syndrome coronavirus 2 (SARS-CoV-2), was identified in Wuhan, Hubei Province, China, and has spread rapidly around the world (1,2). As of May 18, 2020, World Health Organization official data re- ported 4,628,903 confirmed cases and 312,009 deaths (2). On January 20, 2020, the Centers for Disease Con- trol and Prevention (CDC) confirmed a case in the United States; since then, all 50 US states, District of Columbia, Guam, Puerto Rico, Northern Mariana Is- lands, and US Virgin Islands have confirmed cases of COVID-19 (2–4). Coronaviruses are enveloped, positive-strand- ed RNA viruses that infect many animals; human- adapted viruses likely are introduced through zoo- notic transmission from animal reservoirs (5,6). Most known human coronaviruses are associated with mild upper respiratory illness. SARS-CoV-2 belongs to the group of betacoronaviruses that includes severe acute respiratory syndrome coronavirus (SARS-CoV) and Middle East respiratory syndrome coronavirus (MERS-CoV), which can infect the lower respiratory tract and cause a severe and fatal respiratory syn- drome in humans (7). SARS-CoV-2 has >79.6% simi- larity in genetic sequence to SARS-CoV (5). SARS-CoV-2 is highly transmissible among hu- mans; fatality rates for COVID-19 vary and are higher among the elderly and persons with underlying condi- tions or immunosuppression (8,9). The current knowl- edge about COVID-19 pathogenesis and pathology in fatalities is based on a small number of described cas- es and extrapolations from what is known about other similar coronaviruses, such as SARS-CoV and MERS- CoV (10–18). Pathologic evaluation and determination of virus distribution and cellular localization within tissues is crucial to elucidating the pathogenesis of these fatal infections and can help guide development of therapeutic and preventive countermeasures. We report on the histopathologic features and detection of virus in tissues by immunohistochemistry (IHC) and electron microscopy (EM) from 8 confirmed fatal cases of COVID-19 in the United States. Pathology and Pathogenesis of SARS-CoV-2 Associated with Fatal Coronavirus Disease, United States Roosecelis B. Martines, 1 Jana M. Ritter, 1 Eduard Matkovic, Joy Gary, Brigid C. Bollweg, Hannah Bullock, Cynthia S. Goldsmith, Luciana Silva-Flannery, Josilene N. Seixas, Sarah Reagan-Steiner, Timothy Uyeki, Amy Denison, Julu Bhatnagar, Wun-Ju Shieh, Sherif R. Zaki; COVID-19 Pathology Working Group 2 Emerging Infectious Diseases • www.cdc.gov/eid •Vol. 26, No. 9, September 2020 2005 Author affiliations: Centers for Disease Control and Prevention, Atlanta, Georgia, USA (R.B. Martines, J.M. Ritter, E. Matkovic, J. Gary, B.C. Bollweg, C.S. Goldsmith, L. Silva-Flannery, J.N. Seixas, S. Reagan-Steiner, T. Uyeki, A. Denison, J. Bhatnagar, W.-J. Shieh, S.R. Zaki); Synergy America Inc., Atlanta (H. Bullock). DOI: https://doi.org/10.3201/eid2609.202095 1 These authors contributed equally to this article. 2 Members of the COVID-19 Pathology Working Group: Rhonda Cole, Amanda Lewis, Pamela Fair, Lindsey Estetter. An ongoing pandemic of coronavirus disease (CO- VID-19) is caused by infection with severe acute respi- ratory syndrome coronavirus 2 (SARS-CoV-2). Charac- terization of the histopathology and cellular localization of SARS-CoV-2 in the tissues of patients with fatal CO- VID-19 is critical to further understand its pathogenesis and transmission and for public health prevention mea- sures. We report clinicopathologic, immunohistochemi- cal, and electron microscopic findings in tissues from 8 fatal laboratory-confirmed cases of SARS-CoV-2 in- fection in the United States. All cases except 1 were in residents of long-term care facilities. In these patients, SARS-CoV-2 infected epithelium of the upper and lower airways with diffuse alveolar damage as the predominant pulmonary pathology. SARS-CoV-2 was detectable by immunohistochemistry and electron microscopy in con- ducting airways, pneumocytes, alveolar macrophages, and a hilar lymph node but was not identified in other extrapulmonary tissues. Respiratory viral co-infections were identified in 3 cases; 3 cases had evidence of bac- terial co-infection.

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Page 1: Pathology and Pathogenesis of SARS-CoV-2 Associated with ... · the slides with heat-induced epitope retrieval with a citrate-based buffer (Biocare Medical). We ran ap-propriate negative

The ongoing global pandemic of coronavirus dis-ease (COVID-19), caused by severe acute respi-

ratory syndrome coronavirus 2 (SARS-CoV-2), was identified in Wuhan, Hubei Province, China, and has spread rapidly around the world (1,2). As of May 18, 2020, World Health Organization official data re-ported 4,628,903 confirmed cases and 312,009 deaths (2). On January 20, 2020, the Centers for Disease Con-trol and Prevention (CDC) confirmed a case in the

United States; since then, all 50 US states, District of Columbia, Guam, Puerto Rico, Northern Mariana Is-lands, and US Virgin Islands have confirmed cases of COVID-19 (2–4).

Coronaviruses are enveloped, positive-strand-ed RNA viruses that infect many animals; human-adapted viruses likely are introduced through zoo-notic transmission from animal reservoirs (5,6). Most known human coronaviruses are associated with mild upper respiratory illness. SARS-CoV-2 belongs to the group of betacoronaviruses that includes severe acute respiratory syndrome coronavirus (SARS-CoV) and Middle East respiratory syndrome coronavirus (MERS-CoV), which can infect the lower respiratory tract and cause a severe and fatal respiratory syn-drome in humans (7). SARS-CoV-2 has >79.6% simi-larity in genetic sequence to SARS-CoV (5).

SARS-CoV-2 is highly transmissible among hu-mans; fatality rates for COVID-19 vary and are higher among the elderly and persons with underlying condi-tions or immunosuppression (8,9). The current knowl-edge about COVID-19 pathogenesis and pathology in fatalities is based on a small number of described cas-es and extrapolations from what is known about other similar coronaviruses, such as SARS-CoV and MERS-CoV (10–18). Pathologic evaluation and determination of virus distribution and cellular localization within tissues is crucial to elucidating the pathogenesis of these fatal infections and can help guide development of therapeutic and preventive countermeasures. We report on the histopathologic features and detection of virus in tissues by immunohistochemistry (IHC) and electron microscopy (EM) from 8 confirmed fatal cases of COVID-19 in the United States.

Pathology and Pathogenesis of SARS-CoV-2 Associated with Fatal Coronavirus Disease, United States

Roosecelis B. Martines,1 Jana M. Ritter,1 Eduard Matkovic, Joy Gary, Brigid C. Bollweg, Hannah Bullock, Cynthia S. Goldsmith, Luciana Silva-Flannery, Josilene N. Seixas, Sarah Reagan-Steiner, Timothy Uyeki,

Amy Denison, Julu Bhatnagar, Wun-Ju Shieh, Sherif R. Zaki; COVID-19 Pathology Working Group2

Emerging Infectious Diseases • www.cdc.gov/eid •Vol. 26, No. 9, September 2020 2005

Author affiliations: Centers for Disease Control and Prevention, Atlanta, Georgia, USA (R.B. Martines, J.M. Ritter, E. Matkovic, J. Gary, B.C. Bollweg, C.S. Goldsmith, L. Silva-Flannery, J.N. Seixas, S. Reagan-Steiner, T. Uyeki, A. Denison, J. Bhatnagar, W.-J. Shieh, S.R. Zaki); Synergy America Inc., Atlanta (H. Bullock).

DOI: https://doi.org/10.3201/eid2609.202095

1These authors contributed equally to this article.2Members of the COVID-19 Pathology Working Group: Rhonda Cole, Amanda Lewis, Pamela Fair, Lindsey Estetter.

An ongoing pandemic of coronavirus disease (CO-VID-19) is caused by infection with severe acute respi-ratory syndrome coronavirus 2 (SARS-CoV-2). Charac-terization of the histopathology and cellular localization of SARS-CoV-2 in the tissues of patients with fatal CO-VID-19 is critical to further understand its pathogenesis and transmission and for public health prevention mea-sures. We report clinicopathologic, immunohistochemi-cal, and electron microscopic findings in tissues from 8 fatal laboratory-confirmed cases of SARS-CoV-2 in-fection in the United States. All cases except 1 were in residents of long-term care facilities. In these patients, SARS-CoV-2 infected epithelium of the upper and lower airways with diffuse alveolar damage as the predominant pulmonary pathology. SARS-CoV-2 was detectable by immunohistochemistry and electron microscopy in con-ducting airways, pneumocytes, alveolar macrophages, and a hilar lymph node but was not identified in other extrapulmonary tissues. Respiratory viral co-infections were identified in 3 cases; 3 cases had evidence of bac-terial co-infection.

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SYNOPSIS

Materials and Methods

Study Patients and Data CollectionAs part of the public health response to COVID-19, the CDC Infectious Diseases Pathology Branch (Di-vision of High-Consequence Pathogens and Pathol-ogy, National Center for Emerging and Zoonotic Infectious Diseases) was consulted on autopsies of 8 patients with laboratory evidence of SARS-CoV-2 by reverse transcription PCR (RT-PCR) on respira-tory swab specimens collected either before or after death. We reviewed available medical records and preliminary autopsy reports for information regard-ing demographics, symptom history, underlying conditions, infectious disease testing, imaging study findings, treatment and advanced supportive care received, and date of death. This investigation was reviewed in accordance with CDC’s human subjects review procedures and was determined to not meet the definition of research.

Histopathology and ImmunohistochemistryWe performed routine hematoxylin–eosin stains for histopathologic evaluation. We conducted an IHC assay for SARS-CoV-2 using a rabbit polyclonal an-tibody raised against SARS-CoV nucleocapsid (No-vus Biologicals, https://www.novusbio.com) (19) at 1:100 dilution and a Mach 4 Universal AP Polymer Kit (Biocare Medical, https://biocare.net) with Per-manent Red Chromogen (Cell Marque/Millipore Sig-ma, https://www.cellmarque.com). We pretreated the slides with heat-induced epitope retrieval with a citrate-based buffer (Biocare Medical). We ran ap-propriate negative controls in parallel, using normal rabbit serum in place of the primary antibody. We validated cross reactivity of the anti–SARS-CoV an-tibody with SARS-CoV-2 by testing controls created from SARS-CoV-2–infected Vero cells embedded with normal human tissues; we used this control as the positive control for subsequent IHC assays. The SARS-CoV nucleocapsid antibody did not cross-react with influenza A(H1N1) virus, influenza B virus, re-spiratory syncytial virus, parainfluenza virus type 3, human coronavirus (HCoV) 229E, or MERS-CoV in PCR-confirmed tissue samples. For cases with bron-chopneumonia, we performed IHC testing for bacte-rial agents using a mouse monoclonal antibody raised against Streptococcus pneumoniae but known to also detect other Streptococcus spp. and a rabbit polyclonal anti-Klebsiella pneumoniae antibody (both from Ther-mo Fisher, https://www.thermofisher.com) known to also detect other gram-negative bacteria (Escherich-ia coli, Haemophilus influenzae, and Pseudomonas spp.).

For double-stained assays, we used Envision G/2 Double Stain System, Rabbit/Mouse (DAB Perma-nent Red) from Agilent Technologies (https://www.agilent.com). We used antibodies against CD163 (Lei-ca Biosystems, https://www.leicabiosystems.com) or surfactant apoprotein A (Dako, https://www.agilent.com), followed by the anti–SARS-CoV nucleo-capsid antibody (Novus Biologicals). We performed all assays according to the manufacturer’s guide-lines. We used SARS-CoV-2–infected Vero cells as a positive control and used non–COVID-19 cases and normal rabbit serum in place of primary antibody as negative controls.

Electron MicroscopyWe obtained upper airway and lung tissue specimens from formalin-fixed samples, cut them into cubes, rinsed them with 0.1 mmol/L phosphate buffer, post-fixed them with 2.5% glutaraldehyde, and rinsed them in phosphate buffer. In addition, we removed tissue samples from areas corresponding to positive SARS-CoV-2 immunostaining from paraffin blocks with a 2-mm punch or from 4-µm sections on glass slides; we deparaffinized the samples in xylene and rehydrated. We processed tissues for transmission EM as described previously (20). We immersed the sections embedded in epoxy resin in boiling water, removed them from the slides with a razor blade, and cut out the areas of inter-est and glued them onto a blank EM block. We stained EM sections with uranyl acetate and lead citrate and examined them on a Thermo Fisher/FEI Tecnai Spirit or Tecnai BioTwin electron microscope.

RT-PCRWe extracted nucleic acids from formalin-fixed par-affin-embedded (FFPE) tissues and assessed them by a conventional RT-PCR specifically targeting the nu-cleocapsid gene of SARS-CoV-2 (J. Bhatnagar, unpub. data) and real-time RT-PCR/PCR targeting other respiratory pathogens, including influenza viruses, respiratory syncytial virus, human parainfluenza viruses, and Streptococcus pneumoniae, as described previously (21,22). The SARS-CoV-2 nucleocapsid as-say detects SARS-CoV-2 and SARS-CoV but does not amplify MERS-CoV and other common human coro-naviruses, including alphacoronavirus (HCoV-NL63) and betacoronavirus (HCoV-HKU1).

Results

Clinical DataOf the 8 case-patients, 7 were residents of a long-term care facility (LTCF) in Washington state (Table

2006 Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020

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Pathology and Pathogenesis of SARS-CoV-2

1) (23,24). Seven (87.5%) were White, non-Hispanic. The median age of the 8 case-patients was 73.5 years; 2 were <65 years of age. The median number of days from illness onset until death was 12.5 (range 6–15). Common signs and symptoms reported included fever (75%), cough (62.5%), and shortness of breath (62.5%). All patients had abnormal findings on chest radiographs. Case-patients were all hospitalized for a median of 3.5 days. Six (75%) patients received mechanical ventilation; 2 received comfort care. Un-derlying medical conditions were identified in all case-patients; hypertension (75%), chronic kidney disease (75%), cardiovascular disease (75%), obesity (62.5%), and diabetes (50%) were the most frequent conditions reported.

Histopathology, Immunohistochemistry, and Electron MicroscopyHistopathologic findings and results of testing per-formed on FFPE tissues showed mild to moderate tracheobronchitis was consistently present and char-acterized by mononuclear inflammation, with epithe-lial denudation and submucosal congestion (Table 2; Figure 1, panels A, B). The predominant lung pa-thology was diffuse alveolar damage (DAD); acute phases, organizing phases, or both were present in 7 (87.5%) of 8 patients. Desquamation of pneumocytes and the presence of hyaline membranes, alveolar edema and fibrin deposits, type II pneumocyte hy-perplasia, and alveolar infiltrates, including increased alveolar macrophages, were seen (Figure 1, panels C, D). Squamous metaplasia and atypical pneumocytes were present in 3 case-patients, and rare multinucle-ated cells were present in 1 case-patient (patient no. 1) (Figure 1, panel E); no definitive viral inclusions were seen. One case-patient without DAD (patient no. 7) had diffuse bronchopneumonia with filling of alve-olar spaces by mixed inflammation with abundant neutrophils (Figure 1, panel F). Three additional case-patients had focal bronchopneumonia and increased pulmonary intravascular leukocytes. Hemosiderin-laden macrophages (4/8), hemorrhage (4/8), mucus aspiration (3/8), emphysema (2/8), and microthrom-bi (1/8) were seen (Figure 2). Anthracosis, common in elderly persons as a result of chronic carbon accumu-lation, was present in the lungs and pulmonary hilar lymph nodes in all cases. In 6 cases, lymph nodes also showed sinus histiocytosis and hemophagocytosis in subcapsular sinuses. Notable pathologic findings in extrapulmonary tissues included evidence of chronic renal disease (5/8), acute renal tubular injury (3/8), hepatic steatosis (4/8) and cirrhosis (1/8), and focal myocardial fibrosis (3/8) (Figure 2). No myocarditis

or myocardial necrosis and no notable histopatho-logic changes in the intestine were seen in any case. Brain tissues were not available for histopathologic evaluation or testing.

We detected SARS-CoV-2 by IHC in the upper airways in 4/8 (50%) case-patients and in the lungs in 7/8 (92%) case-patients. We observed immunostain-ing of viral antigens in upper airway and bronchio-lar epithelium, submucosal gland epithelium, and in type I and type II pneumocytes, alveolar macro-phages, and hyaline membranes in the lung (Figure 3, panels A–C, F). Upper airways and lung tissues

Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020 2007

Table 1. Selected demographic and clinical characteristics of 8 case-patients with fatal severe acute respiratory syndrome coronavirus 2 infection Characteristic No. (%) Sex M 4 (50) F 4 (50) Age group, y <65 2 (25) >65 6 (25) Race/ethnicity White, non-Hispanic 7 (87.5) Hispanic 1 (12.5) Clinical symptoms Fever 6 (75) Cough 5 (62.5) Shortness of breath 5 (62.5) Malaise 2 (25) Myalgias 1 (12.5) Diarrhea 1 (12.5) Underlying health conditions >1 condition 8 (100) Hypertension 6 (75) Chronic kidney disease* 6 (75) Cardiovascular disease† 6 (75) Obesity‡ 5 (62.5) Diabetes mellitus 4 (50) Chronic lung disease§ 2 (25) Immunocompromised condition¶ 3 (37.5) Neurologic disorders 1 (12.5) Other chronic diseases# 6 (75) Radiographic findings Bilateral interstitial infiltrate or opacities 8 (100) Pleural effusion 2 (25) Clinical course Median days from illness onset to death (range) 12.5 (6–15) Median days of hospitalization (range) 3.5 (1–8) Mechanical ventilation** 6 (75) *Chronic kidney disease requiring treatment with hemodialysis was reported in 2 case-patients. †Number of cases includes patients with history of coronary artery disease, congestive heart failure, valvular heart disease, and/or cerebrovascular accident. ‡Obesity includes reported BMI >30 or mention of obesity or morbid obesity in the submitted medical records. Two patients had morbid obesity listed in the submitted medical records. §Chronic obstructive pulmonary disease was the only reported underlying condition with chronic lung disease. ¶This includes persons immunosuppressed by solid organ transplant, corticosteroid therapy, or immunosuppressive medication. #Includes any of the following: hyperlipidemia, thyroid disease, rheumatologic disorder, and obstructive sleep apnea. **Two patients were transitioned to comfort care and were not intubated.

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SYNOPSIS

from all 8 case-patients were positive by SARS-CoV-2 RT-PCR. Double staining with surfactant showed colocalization of SARS-CoV-2 antigen with type II pneumocytes (Figure 3, panel D); double staining with CD-163 showed viral antigen colocalization with macrophages (Figure 3, panel E). We also found viral immunostaining in scattered macrophages in the hi-lar lymph node from 1 severely immunosuppressed patient with a history of solid-organ transplant (Fig-ure 3, panel G). We did not detect SARS-CoV-2 by IHC in heart, liver, kidney, spleen, or intestine from any patient.

Six (75%) of 8 case-patients had either viral or bac-terial co-infections, but not both, identified by IHC, PCR, or both in addition to SARS-CoV-2. Respiratory viral PCR testing detected parainfluenza virus type 3 coinfection in upper airway and lung tissue in 2/8 (25%) case-patients and influenza B virus coinfection in upper airway in 1 case-patient. Three (75%) of the 4 case-patients with SARS-CoV-2 and bronchopneu-monia had immunostaining for Streptococcus spp. Two of these patients had nonpneumococcal Strepto-coccus spp. confirmed by PCR testing.

EM examination of respiratory tissues showed virions with prominent surface projections (spikes) characteristic of the family Coronaviridae. In the lung, extracellular virions free in the alveolar space were, on average, 105 nm in diameter, including surface projections (Figure 4, panel A). In upper airways, virions were seen extracellularly among the cilia and within the cytoplasm of respiratory epithelial cells

(Figure 4, panel B; Figure 5). Intracellular virions in type II pneumocytes (Figure 4, panels C, D) and in cytoplasmic vesicles or phagosomes of alveolar mac-rophages (Figure 4, panel E) were, on average, 75 nm in diameter and lacked prominent spikes. Viral parti-cles were also found associated with fibrin or hyaline membranes within alveolar spaces (Figure 4, panel F).

DiscussionThe clinical distinction between SARS-CoV-2 and other respiratory viral infections is difficult because there are overlapping clinical features characterized by febrile illness with cough that lasts for several days before progressing to acute pneumonia. In addition, persons with SARS-CoV-2 and other respiratory viral infections may have atypical or minimal symptoms (25–27). Besides respiratory failure, particularly in patients with severe disease, fatigue, myalgia or ar-thralgia, chills, hepatic and renal dysfunction, lym-phocytopenia, leukopenia, thrombocytopenia, and elevated inflammatory biomarkers have been de-scribed (5,28,29).

Histopathologic lesions attributed directly to the virus in these cases were limited to respiratory tis-sues; the predominant finding was DAD, with vari-ous levels of progression and severity. We saw no clear correlation of the pathologic phase of DAD to known symptom duration, which could be the result of underrecognition of early symptoms in elderly residents of LTCFs and underestimation of illness duration. Together, the histopathologic, IHC, and

2008 Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020

Table 2. Histopathologic features and severe acute respiratory syndrome coronavirus 2 detection in respiratory tissues from 8 coronavirus disease fatalities* Patient no. 1 2 3 4 5 6 7 8 Minimum symptom duration, d

13 10 5 13 16 11 12 7

Tracheobronchitis ++ + + + + + ++ + DAD, acute + + ++ ++ – – – +++ DAD, organizing +++ + ++ ++ + + – +++ Squamous metaplasia + – – + – – – + Atypical pneumocytes +++ – – + – – – + Interstitial pneumonitis + – – + – ++ – + Bronchopneumonia – – + + + – +++ – Intravascular leukocytosis

– – + + + – – –

Anthracosis + + + ++ ++ ++ + ++ Other lung pathology – HLM Hemorrhage,

emphysema, MA

HLM, MA HLM, MA Hemorrhage, corpora

amylacea

Hemorrhage, HLM,

microthrombi

Hemorrhage, emphysema

SARS-CoV-2 IHC, upper airway

– – – – ** ** * *

SARS-CoV-2 IHC, lung – + +++ +++ +++ + ++ ++ Electron microscopy, viral particles

NA NA + + + + NA NA

Other agents detected Influenza B

– – Streptococcus spp.

PI-3 Streptococcus spp.

PI-3 Streptococcus spp.

*DAD, diffuse alveolar damage; HLM, hemosiderin-laden macrophages; IHC, immunohistochemistry; MA, mucus aspiration; NA, not available; PI, parainfluenza; – , not present or negative; +, mild; ++, moderate; +++, extensive.

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Pathology and Pathogenesis of SARS-CoV-2

EM findings in this report provide insight into SARS-CoV-2 pathogenesis. IHC testing, including double staining with surfactant, and EM confirmed viral tropism for pulmonary II pneumocytes. The ultra-structural observations are consistent with previous reports of SARS-CoV infection, with the exception that neither double-membrane vesicles nor nucleo-capsid inclusions were detected (15,20). Viral antigen was also seen in respiratory epithelium of conducting airways (trachea, bronchi, and bronchioles) and oc-casionally in alveolar macrophages; infection of these cell types may be key in viral replication and traffick-ing. The respiratory epithelium is one of the first cell types encountered by inhaled virus; SARS-CoV-2 an-tigens were detected by IHC in ciliated epithelial cells from 50% of these case-patients and up to 16 days

after known symptom onset. Ultrastructural analysis showed numerous extracellular viral particles along the ciliated surface and within ciliated columnar epithelial cells. These findings corroborate reports of high viral loads in the upper respiratory tract and support the potential for persons infected with SARS-CoV-2 to readily transmit the virus, with prolonged and continued viral shedding in severe cases (30,31).

Overall pathologic features in these 8 COVID-19 deaths were similar to those seen in SARS-CoV and MERS-CoV infections, and in available COVID-19 reports (10–15,18,20,32). However, the amount of viral antigen detected by IHC in lung tissue from these cases is more than what we have seen in SARS and MERS (16,18) cases submitted to our labora-tory, and its extensive detection in epithelial cells of

Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020 2009

Figure 1. Pulmonary histopathology in fatal coronavirus disease cases caused by severe acute respiratory syndrome coronavirus 2 infection. A) Patient no. 5: tracheitis characterized by moderate mononuclear inflammation within the submucosa (original magnification ×10). B) Patient no. 3: extensive denudation of tracheal epithelium; submucosal congestion, mild edema, and mononuclear inflammation (original magnification ×10). C) Patient no. 4: exudative phase of diffuse alveolar damage characterized by abundant hyaline membranes lining alveolar spaces (arrow) (original magnification ×20). D) Patient no. 8: proliferative phase of diffuse alveolar damage characterized by proliferation of type II pneumocytes (arrow) (original magnification ×20). E) Patient no. 1: atypical pneumocytes with enlarged and multiple nuclei, and expanded cytoplasm in a case with proliferative DAD (original magnification ×40). F) Patient no. 7: bronchopneumonia with filling of alveolar spaces by neutrophils and patchy hemorrhage (arrow) (original magnification ×10).

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SYNOPSIS

the upper respiratory tract is unique among these highly pathogenic coronaviruses (33). In addition to direct viral effects on tissues, the immune response to viral infection likely plays a major role in determin-ing clinical outcome, and acute decline in COVID-19 patients has been linked to an immune-mediated cy-tokine storm (34). Preliminary evaluation of immune cell populations in the respiratory tissues from these 8 cases revealed abundant T lymphocytes in the up-per airways and lung parenchyma, with B lympho-cytes in smaller numbers and predominating in areas of lymphoid aggregates (data not shown). Further investigation into the roles of these cell populations in COVID-19 is needed. In 6 of the 8 case-patients, sinus histiocytosis and hemophagocytosis were seen in hilar lymph nodes. However, SARS-CoV-2 anti-

gens were detected by IHC in hilar lymph node mac-rophages from only 1 immunosuppressed patient. Lymph nodes are key sites for immune recognition and elimination of respiratory pathogens. Elucidating the immune response to, and the effects of immuno-suppression on, SARS-CoV-2 infection is therefore of fundamental importance.

SARS-CoV-2 uses the angiotensin-converting en-zyme 2 (ACE2) receptor to facilitate viral entry into target cells. ACE2 is expressed in multiple tissues throughout the body, including type II pneumocytes, myocardial cells, cholangiocytes, enterocytes, and oral mucosal epithelium (5,35,36). However, among these patients, SARS-CoV-2 antigens were not de-tected in extrapulmonary tissues besides hilar lymph node, and pathologic findings in other tissues were

2010 Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020

Figure 2. Histopathologic findings associated with underlying conditions in fatal coronavirus disease. A) Patient no. 2: lung, hemosiderin-laden macrophages (brown pigment, bottom left), and anthracosis (black pigment, top right) in a patient with congestive heart failure (original magnification ×20). B) Patient no. 3: lung, emphysema in a patient with chronic obstructive pulmonary disease (original magnification ×5). C) Patient no. 7: lung, pulmonary microthrombosis (arrow) (original magnification ×20). D) Patient no. 2: kidney, extensive glomerulosclerosis in a patient with renal disease (original magnification ×10). E) Patient no. 3: liver, steatosis in a patient with morbid obesity (original magnification ×20). F) Patient no. 2: heart, myocardial fibrosis and mild cardiomyocyte hypertrophy in a patient with cardiomegaly (original magnification ×5).

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Pathology and Pathogenesis of SARS-CoV-2

attributable to other underlying concurrent condi-tions. Some of the underlying conditions in these case-patients (e.g., hypertension, COPD) are associat-ed with upregulation of ACE2 receptors; possible cor-relation of these conditions with COVID-19 severity warrants further exploration (5,28,37). COVID-19 car-diomyopathy and acute cardiac death during clinical resolution of pulmonary disease have been described (24,38). However, we did not observe any evidence of myocarditis or myocardial necrosis in the tissues of the 8 case-patients we examined. Reports have been made of coagulation abnormalities and pulmonary vascular perfusion issues without DAD in some CO-VID-19 patients (39,40), and we saw microthrombi in the lung from 1 case-patient who lacked DAD but had severe bacterial bronchopneumonia. These various

and potentially severe cardiovascular complications of COVID-19 warrant further investigation into the specific mechanisms of SARS-CoV-2–induced cardio-vascular injury, homeostatic derangement, or both.

Clinical studies have reported elevated liver en-zymes in patients with COVID-19 (28,29). The lack of viral detection by IHC in the liver in this investiga-tion suggests that for these case-patients, abnormal biomarkers of hepatic injury may not be the result of direct viral infection of hepatocytes. Gastrointestinal symptoms are not typically a prominent feature of COVID-19 but have been reported, and SARS-CoV-2 has been detected in fecal samples (41–43). However, no histopathologic findings or SARS-CoV-2 antigens were detected in gastrointestinal tissues, and diar-rhea was reported for only 1 of these case-patients.

Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020 2011

Figure 3. Immunostaining of severe acute respiratory syndrome coronavirus 2 in pulmonary tissues from fatal coronavirus disease cases. A) Patient no. 5: scattered immunostaining of tracheal epithelial cells (original magnification ×40). B) Patient no. 5: higher magnification shows immunostaining of ciliated cells (original magnification ×63). C) Patient no. 8: immunostaining of desquamated type I pneumocyte in an alveolar lumen (original magnification ×63). D) Patient no. 4: colocalization of SARS-CoV-2 viral antigen (red) with type II pneumocyte stained by surfactant (brown; arrow) (original magnification ×63). E) Patient no. 4: colocalization of SARS-CoV-2 viral antigen (red) with macrophages stained by CD163 (brown; arrows); virus immunostaining within type II pneumocytes is also seen (arrowheads) (original magnification ×40). F) Patient no. 4: extensive immunostaining of hyaline membranes in a region of exudative DAD (original magnification ×20). G) Patient no. 3: scattered immunostaining within macrophage in hilar lymph node; anthracosis is also present (original magnification ×63).

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SYNOPSIS

We identified viral co-infections in upper respi-ratory tract tissues from 3 case-patients, including 2 with parainfluenza virus 3 and 1 with influenza B virus, but the contribution of these co-infections to pulmonary disease and fatal outcomes is unknown. Although we identified streptococcal lower respira-tory infections in 3 case-patients, none were caused

by Streptococcus pneumoniae, and there was no strict correlation of these infections with mechanical ven-tilation among these case-patients. Because 7 of 8 case-patients discussed in this report were residents of a LTCF, their exposures and risks for viral and bac-terial co-infections may be different from those for other patients. Few community-acquired bacterial

2012 Emerging Infectious Diseases • www.cdc.gov/eid • Vol. 26, No. 9, September 2020

Figure 4. Ultrastructural features of severe acute respiratory syndrome coronavirus 2 lung infection in fatal coronavirus disease. A) Top: alveolar space containing extracellular virions (arrows) with prominent surface projections. Bottom: cluster of virions in the alveolar space. Scale bars indicate 200 nm. B) Extracellular virions (arrow) associated with ciliated cells of the upper airway. Scale bar indicates 200 nm. C) Membrane-bound vacuoles (arrows) containing viral particles within the cytoplasm of an infected type II pneumocyte; surfactant (lamellated material) indicted by arrowheads. Scale bar indicates 1 µm. D) Membrane-bound vacuole (double-headed arrow in panel C) containing virus particles (arrows) with the characteristic black dots that are cross-sections through the viral nucleocapsid. Arrowheads indicate vacuolar membrane. Scale bar indicates 200 nm. E) Viral particles (arrow) within a phagosome of an alveolar macrophage. Scale bar: 200 nm. F) Viral particles within a portion of a hyaline membrane. Scale bar indicates 800 nm. Inset: Higher magnification of virus particles indicated by arrow; scale bar indicates 200 nm.

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Pathology and Pathogenesis of SARS-CoV-2

infections have been reported in critically ill patients with COVID-19, but co-infections are not frequently reported with SARS and MERS (17,32,44). Co-infec-tions may play a key role in increasing susceptibility to, and illness from, SARS-CoV-2 infection in a LTCF setting. Further investigation into this association, and characterization of the etiologic agents most com-monly involved, is warranted and may contribute to improved overall management of COVID-19 disease.

This report describes the specific cellular and extracellular localization of SARS-CoV-2 in respira-tory tissues, without any IHC evidence of the virus in other tissues. Although detection of SARS-CoV-2 RNA in blood or serum has been reported (34,41), we did not find evidence of systemic virus dissemi-nation in these case-patients. Our findings high-light the importance of underlying conditions and pulmonary co-infections in COVID-19; these factors may potentially delay or confound diagnosis and contribute to adverse outcomes.

A limitation of this study is that 7 of 8 cases were from a single skilled nursing facility; findings may

therefore not be representative of community-ac-quired SARS-CoV-2 infections. However, nosocomial transmission of viruses often parallels community outbreaks, and understanding disease transmission in healthcare settings is crucial (25,45). None of these case-patients had diagnoses of acute cardiac injury, myocarditis, or cardiomyopathy, so understanding the pathogenesis of cardiac injury with SARS-CoV-2 infection requires additional investigations in fatal cases with evidence of cardiac injury.

No clinical or histopathologic features are spe-cific to SARS-CoV-2 infection. Demonstrating SARS-CoV-2 directly in lung tissue, when taken in context with any other pathology present, is critical to as-sessing its contribution to mortality. Herein, we establish the utility of IHC as a diagnostic modal-ity for SARS-CoV-2 in FFPE tissues by localizing viral antigens in respiratory tissues from RT-PCR confirmed cases. This diagnostic method is particu-larly valuable for FFPE specimens from cases in which antemortem or postmortem respiratory swab testing for SARS-CoV-2 was not performed. We also

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Figure 5. Ultrastructural features of severe acute respiratory syndrome coronavirus 2 infection within the upper airway of a fatal coronavirus disease case from formalin-fixed paraffin-embedded (FFPE) tissue. Viral particles associated with the cilia of ciliated cells (A, C, and D) and the cytoplasm of respiratory epithelial cells (B) in the upper airway are indicted by arrows. Images in panels A and C were obtained from FFPE tissue removed from a paraffin block using a 2-mm biopsy punch. Images in panels B and D were collected from a 3 µm section of FFPE tissue affixed to a glass slide. Viral particles visualized in FFPE samples were smaller than those observed from fresh tissue; extracellular viral particles in fresh tissue samples were 105 nm in diameter and those from FFPE tissues were 75 nm in diameter. Scale bars indicate 1 µm (panel A), 800 nm (panel B), and 200 nm (panels C and D).

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SYNOPSIS

demonstrate virus identification in tissues by EM using various tissue sources (formalin-fixed wet tis-sue, FFPE blocks, and stained slides). Identification of SARS-CoV-2 cellular tropisms in the respiratory tract represents a crucial step forward in understand-ing the pathogenesis of SARS-CoV-2 infection and provides some insights relevant to the development of targeted therapeutic and preventive measures to combat COVID-19.

AcknowledgmentsWe thank Mitesh Patel and Monica Peabody for accessioning the cases, Natalie Thornburg and Azaibi Tamin for providing SARS-CoV-2 Vero cells culture, and Dominique Rollin for the preparation of SARS-CoV-2 culture control blocks. We also thank Nicole Yarid and Micheline Lublin for specimen collection; Agam Rao; Kaitlyn Sykes and Jessica Ferro for facilitating data collection and coordination efforts; and staff from the King County Medical Examiner’s Office for their commitment in the context of this pandemic disease.

About the AuthorsDr. Martines is a pathologist with the Division of High-Consequence Pathogens and Pathology, National Center for Emerging and Zoonotic Infectious Diseases, CDC, Atlanta, Georgia, USA. Her primary research interest is in the pathology and pathogenesis of emerging infectious diseases, with particular interest in viral hemorrhagic fevers. Dr. Ritter is a pathologist with the Division of High-Consequence Pathogens and Pathology, National Center for Emerging and Zoonotic Infectious Diseases, CDC, Atlanta. Her primary research interest is the development of animal models for zoonotic and human infectious diseases.

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Address for correspondence: Roosecelis Brasil Martines, Centers for Disease Control and Prevention, 1600 Clifton Rd NE, Mailstop H18-SB, Atlanta, GA 30329-4027, USA; email: [email protected]

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