participatory impact pathways analysiseulacias.org/wp-content/uploads/2013/05/pipa_draft8.pdf ·...

1
Drought probability map Constructing and using domestic water harvesting systems More time for income generating activities for women Improved food security and rural livelihoods Improved cropping systems More intensive cropping systems Tillage methods to conserve soil moisture Drought tolerant varieties Changes to housing structure to meet water harvesting needs More water available for domestic needs Community dugouts efficiently utilized for fish production Effectively managing community water resources Adequate water supply for dry season agriculture Improved soil fertility Project Goal 9 8 11 10 11 Drought probability map Drought tolerant varieties Crop production guides Soil and water conservation manuals 5 Scaling up Manuals on fish culture and dugout maintenance Manuals on water harvesting Reduction in water related diseases 4 Methods developed to institutionalize dialogue about water use 7 Crop Related Outputs Water Related Outputs Crop Related Outcomes Farmers are using: Water Related Outcomes Water Users Associations formed and strengthened Higher crop yields Wider adoption of project outputs beyond pilot sites Adoption of project outputs by MoFA for extension after project finishes National variety release committee releases varieties 6 Scaling Up 3 Project Activities carried out in Pilot Sites with stakeholders and ultimate beneficiaries 1 Scaling Out Scaling Out Soil and water conservation Changes in knowledge Changes in attitudes Adaptation and innovation Adoption Iterations of learning cycle 2 Changes in N. Ghana Majority of communities are: Buy SmartDraw!- purchased copies print this document without a watermark . Visit www.smartdraw.com or call 1-800-768-3729. 1967-2007 Monitoring and Evaluation Impact logic model After the workshop, participants may wish to go one step further and describe how changes described in the outcomes logic model might eventually lead to social, economic and environmental impacts. In this case, we (the facilitators) use workshop outputs to construct a first draft of an impact logic model (see example below) . An impact narrative should also be written explaining the underlying logic, assumptions and networks involved. The figure below explains how the reflection process works. 1. During the PIPA workshop, participants develop a vision for their project and describe impact pathways (in the form of an outcomes logic model) to achieve that vision. The project then implements strategies, which lead to changes in knowledge, attitudes and skills (KAS) and practice of the participants involved. 2. A workshop is held six months later to reflect on progress. The vision is changed to some extent, based on what has been learnt, the outcomes logic model is revised where necessary and corresponding changes are made to project activities. 3 The process continues. The project never achieves its vision (visions are generally used to motivate and stretch), but it does make real improvements. Participatory Impact Pathways Analysis A practical method for project planning and evaluation PIPA Resources More information on all aspects of PIPA, including an on- line manual, can be found at Douthwaite, B., Alvarez, B.S., Thiele, G., Mackay, R. 2008. Participatory Impact Pathways Analysis: A practical method for project planning and evaluation. ILAC Brief 17. Douthwaite, B., Alvarez, B.S., Cook, S., Davies, R., George, P., Howell, J., Mackay, R. and Rubiano, J. (2008). Participatory Impact Pathways Analysis: A Practical Application of Program Theory in Research-for- Development. Canadian Journal of Program Evaluation. 22(2) pp. 127159 Flood, R. L. (1999) Rethinking the Fifth Discipline , Routledge, London and New York Schiffer, E. (2007) 'The power mapping tool: a method for the empirical research of power relations', IFPRI Discussion Paper 00703 http://impactpathways.pbwiki.com http://www.cgiar- ilac.org/downloads/Briefs/ILAC_Brief17_PIPA.pdf Conclusions Participatory Impact Pathways Analysis (PIPA) is an approach that involves the participatory generation of impact pathways and their subsequent use in evaluation and learning. We encourage readers to experiment with PIPA and contribute to its development. Authors Boru Douthwaite, Sophie Alvarez, Katherine Tehelen, Diana Cordoba, - CIAT, Graham Thiele CIP, Ronald Mackay - Professor Emeritus Concordia University Contact: [email protected] Participatory Impact Pathways Analysis (PIPA) is a practical planning and evaluation approach developed for use with complex research-for- development. PIPA begins with a participatory workshop where stakeholders make explicit their project's impact pathways that is the assumptions and hypotheses about how their project will achieve an impact. PIPA improves evaluation by allowing managers and staff to formalize their project's impact pathways and to monitor progress, encouraging reflection, learning and adjustment along the way. Introduction Steps in fhe PIPA Workshop Construction of Problem Trees Participants begin by clarifying the cause-and effect logic of their projects by drawing a problem tree that begins with identification of problems the project could potentially address and ends with problems that the project will directly address. When working with several projects from the same program, presentations of problem trees help participants better understand each others' aims, a prerequisite for successful programmatic integration. Visioning Participants describe a vision of project success two or more years in the future in terms of who is doing what differently, how project outputs will scaled out, and who will be benefit. Developing a network perspective PIPA balances the cause- and-effect logic of the problem tree with a network perspective, in which impact results from interactions between actors in an 'innovation system'. These interactions are modelled by drawing network maps showing important relationships between actors. Participants draw a 'now' network map, showing current key relationships between stakeholders, and a 'future' network map showing how stakeholders need to link together to achieve the project's vision. Participants then devise strategies to bring these changes about. The influence and attitude of actors is explicitly considered. Defining the outcomes logic model The two descriptions of a project's impact pathways are integrated in the outcomes logic model. This model describes in table format (see Table 1) how stakeholders (i.e. next users, end users, politically-important actors and project implementers) should act differently if the project is to achieve its vision. Each row describes changes in a particular actor's knowledge, attitude, skills (KAS) and practice, and strategies to bring these changes about. The strategies include research to develop project outputs with next users and end users who subsequently employ them. Actor (or group of actors who are expected to change in the same way) Change in practice required to achieve the project's vision 1 Change in KAS required to support this change 2 Project strategies to bring about these changes in KAS and 1 Knowledge, Attitude and Skills 2 Project strategies include developing project outputs (knowledge, technology, etc.) with stakeholders, capacity building, communication, political lobbying, etc. Table 1. Example of an Impact Logic Model for the CPWF Project Strategic Innovations in Dryland Farming Project

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Page 1: Participatory Impact Pathways Analysiseulacias.org/wp-content/uploads/2013/05/pipa_draft8.pdf · 2013-05-23 · Buy SmartDraw!- purchased copies print this document without a watermark

Droughtprobability

map

Constructing andusing domestic waterharvesting systems

More time forincome

generatingactivities for

women

Improved foodsecurity and rural

livelihoods

Improved croppingsystems

More intensivecroppingsystems

Tillagemethods to

conserve soilmoisture

Droughttolerantvarieties

Changes to housingstructure to meet water

harvesting needs

More wateravailable for

domestic needs

Community dugoutsefficiently utilized for fish

production

Effectively managingcommunity water

resources

Adequate watersupply for dry

seasonagriculture

Improved soilfertility

Project Goal

9

8

11

10

11

Drought probabilitymap

Drought tolerantvarieties

Crop productionguides

Soil and waterconservation

manuals 5

Scaling up

Manuals on fishculture and dugout

maintenance

Manuals on waterharvesting

Reduction inwater related

diseases

4

Methods developedto institutionalize

dialogue about wateruse

7

Crop Related Outputs

Water Related Outputs

Crop Related OutcomesFarmers are using:

Water Related Outcomes

Water UsersAssociations formedand strengthened

Higher cropyields

Wider adoption of project outputsbeyond pilot sites

Adoption of project outputs by MoFAfor extension after project finishes

National varietyrelease committeereleases varieties

6

Scaling Up3

ProjectActivities

carried out inPilot Sites withstakeholdersand ultimatebeneficiaries

1

ScalingOut

ScalingOut

Soil and waterconservation

Changes inknowledge

Changes inattitudes

Adaptationand

innovation

AdoptionIterationsof learning

cycle

2

Changes in N. Ghana

Majority of communitiesare:

Buy SmartDraw!- purchased copies print this document without a watermark .

Visit www.smartdraw.com or call 1-800-768-3729.

1967-2007

Monitoring and Evaluation

Impact logic modelAfter the workshop, participants may wish to go one step further and describe how changes described in the outcomes logic model might eventually lead to social, economic and environmental impacts. In this case, we (the facilitators) use workshop outputs to construct a first draft of an impact logic model (see example below). An impact narrative should also be written explaining the underlying logic, assumptions and networks involved.

The figure below explains how the reflection process works.

1. During the PIPA workshop, participants develop a vision for their project and describe impact pathways (in the form of an outcomes logic model) to achieve that vision. The project then implements strategies, which lead to changes in knowledge, attitudes and skills (KAS) and practice of the participants involved.

2. A workshop is held six months later to reflect on progress.The vision is changed to some extent, based on what has been learnt, the outcomes logic model is revised where necessary and corresponding changes are made to project activities. 3 The process continues. The project never achieves its vision (visions are generally used to motivate and stretch), but it does make real improvements.

Participatory Impact Pathways AnalysisA practical method for project planning and evaluation

PIPA ResourcesMore information on all aspects of PIPA, including an on-line manual, can be found at

Douthwaite, B., Alvarez, B.S., Thiele, G., Mackay, R. 2008. Participatory Impact Pathways Analysis: A practical method for project planning and evaluation. ILAC Brief 17.

Douthwaite, B., Alvarez, B.S., Cook, S., Davies, R., George, P., Howell, J., Mackay, R. and Rubiano, J. (2008). Participatory Impact Pathways Analysis: A Practical Application of Program Theory in Research-for-Development. Canadian Journal of Program Evaluation. 22(2) pp. 127159

Flood, R. L. (1999) Rethinking the Fifth Discipline, Routledge, London and New York

Schiffer, E. (2007) 'The power mapping tool: a method for the empirical research of power relations', IFPRI Discussion Paper 00703

http://impactpathways.pbwiki.com

http://www.cgiar-ilac.org/downloads/Briefs/ILAC_Brief17_PIPA.pdf

ConclusionsParticipatory Impact Pathways Analysis (PIPA) is an approach that involves the participatory generation of impact pathways and their subsequent use in evaluation and learning. We encourage readers to experiment with PIPA and contribute to its development.

AuthorsBoru Douthwaite, Sophie Alvarez, Katherine Tehelen, Diana Cordoba, - CIAT, Graham Thiele CIP, Ronald Mackay - Professor Emeritus Concordia University

Contact: [email protected]

Participatory Impact Pathways Analysis (PIPA) is a practical planning and evaluation approach developed for use with complex research-for-development. PIPA begins with a participatory workshop where stakeholders make explicit their project's impact pathways that is the assumptions and hypotheses about how their project will achieve an impact.

PIPA improves evaluation by allowing managers and staff to formalize their project's impact pathways and to monitor progress, encouraging reflection, learning and adjustment along the way.

Introduction Steps in fhe PIPA Workshop

Construction of Problem Trees

Participants begin by clarifying the cause-and effect logic of their projects by drawing a problem tree that begins with identification of problems the project could potentially address and ends with problems that the project will directly address. When working with several projects from the

same program, presentations of problem trees help participants better understand each others' aims, a prerequisite for successful programmatic integration.

VisioningParticipants describe a vision of project success two or more years in the future in terms of who is doing what differently, how project outputs will scaled out, and who will be benefit.

Developing a network perspective

PIPA balances the cause-and-effect logic of the problem tree with a network perspective, in which impact results from interactions between actors in an 'innovation system'. These interactions are modelled by drawing network maps showing important relationships between actors. Participants draw a 'now' network map, showing current key relationships between stakeholders, and a 'future' network map showing how stakeholders

need to link together to achieve the project's vision.Participants then devise strategies to bring these changes about. The influence and attitude of actors is explicitly considered.

Defining the outcomes logic model

The two descriptions of a project's impact pathways are integrated in the outcomes logic model. This model describes in table format (see Table 1) how stakeholders (i.e. next users, end users, politically-important actors and project implementers) should act differently if the project is to achieve its vision. Each row describes changes in a particular actor's knowledge, attitude, skills (KAS) and practice, and strategies to bring these changes about. The strategies include research to develop project outputs with next users and end users who subsequently employ them.

Actor (or group of actors who are expected to change in the same way)

Change in practice required to achieve the project's vision

1Change in KAS required to support this change

2Project strategies to bring about these changes in KAS and

1 Knowledge, Attitude and Skills2 Project strategies include developing project outputs (knowledge, technology, etc.) with stakeholders, capacity building, communication, political lobbying, etc.

Table 1.

Example of an Impact Logic Model for the CPWF Project Strategic Innovations in Dryland Farming Project