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1MAY 2000 1517 WANG ET AL. q 2000 American Meteorological Society Pacific–East Asian Teleconnection: How Does ENSO Affect East Asian Climate?* BIN WANG,RENGUANG WU, AND XIOUHUA FU Department of Meteorology and International Pacific Research Center, 1 School of Ocean and Earth Science and Technology, University of Hawaii at Manoa, Honolulu, Hawaii (Manuscript received 27 April 1999, in final form 22 June 1999) ABSTRACT Observational evidence is presented to show a teleconnection between the central Pacific and East Asia during the extreme phases of ENSO cycles. This Pacific–East Asian teleconnection is confined to the lower troposphere. The key system that bridges the warm (cold) events in the eastern Pacific and the weak (strong) East Asian winter monsoons is an anomalous lower-tropospheric anticyclone (cyclone) located in the western North Pacific. The western North Pacific wind anomalies develop rapidly in late fall of the year when a strong warm or cold event matures. The anomalies persist until the following spring or early summer, causing anomalously wet (dry) conditions along the East Asian polar front stretching from southern China northeastward to the east of Japan (Kuroshio extension). Using atmospheric general circulation and intermediate models, the authors show that the anomalous Philippine Sea anticyclone results from a Rossby-wave response to suppressed convective heating, which is induced by both the in situ ocean surface cooling and the subsidence forced remotely by the central Pacific warming. The development of the anticyclone is nearly concurrent with the enhancement of the local sea surface cooling. Both the anticyclone and the cooling region propagate slowly eastward. The development and persistence of the teleconnection is primarily attributed to a positive thermodynamic feedback between the anticyclone and the sea surface cooling in the presence of mean northeasterly trades. The rapid establishment of the Philippine Sea wind and SST anomalies implies the occurrence of extratropical–tropical interactions through cold surge–induced exchanges of surface buoyancy flux. The central Pacific warming plays an essential role in the development of the western Pacific cooling and the wind anomalies by setting up a favorable environment for the anticyclone– SST interaction and midlatitude–tropical interaction in the western North Pacific. 1. Introduction The East Asian monsoon system is one of the most active components of the global climate system. Climate variability in East Asia has notable impacts on both adjacent regions and the regions far away (Lau and Li 1984; Yasunari 1991; Lau 1992). El Nin ˜o–Southern Os- cillation (ENSO) exhibits the greatest influence on the interannual variability of the global climate (Webster et al. 1998). The mature phase of ENSO often occurs in boreal winter and is normally accompanied by a weaker than normal winter monsoon along the East Asian coast (Zhang et al. 1996; Tomita and Yasunari 1996; Ji et al. 1997). Consequently, the climate in southeastern China * School of Ocean and Earth Science and Technology Publication Number 5010 and IPRC Publication Number 16. 1 The International Pacific Research Center is partly sponsored by the Frontier Research System for Global Change. Corresponding author address: Prof. Bin Wang, Department of Meteorology and IPRC, University of Hawaii at Manoa, 2525 Correa Road, Honolulu, HI 96822. E-mail: [email protected] and Korea is warmer and wetter than normal during ENSO winter and the ensuing spring (Tao and Zhang 1998; Kang and Jeong 1996). Figure 1 shows correlation maps of the monthly Cli- mate Prediction Center (CPC) merged analysis of pre- cipitation (CMAP) with reference to the SST anomaly in the Nin ˜o-3.4 region (58S–58N, 1208–1708W). The CMAP data are derived from various sources of satellite observations and station rain gauge data (Xie and Arkin 1997). To alleviate the effects of inhomogeneous sea- sonal distributions of precipitation on the correlation analysis, we used normalized monthly precipitation anomalies (the anomalous monthly precipitation divided by the corresponding monthly standard deviations). A positive correlation means increased rainfall when the Nin ˜o-3.4 SST is above normal. The warm (cold) peak in the Nin ˜o-3.4 region tends to occur toward the end of the calendar year (Rasmusson and Carpenter 1982; also Fig. 3). Therefore, the correlation at lag 0 represents the precipitation anomalies in the boreal winter, while the lag-3- and lag-6-month correlation maps reflect, re- spectively, the rainfall anomalies in March and June after the peak ENSO. The precipitation anomalies associated with global

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Page 1: Pacific–East Asian Teleconnection: How Does ENSO Affect ...iprc.soest.hawaii.edu/publications/pdf/iprc-16.pdf · 1MAY 2000 WANG ET AL. 1517 q 2000 American Meteorological Society

1 MAY 2000 1517W A N G E T A L .

q 2000 American Meteorological Society

Pacific–East Asian Teleconnection: How Does ENSO Affect East Asian Climate?*

BIN WANG, RENGUANG WU, AND XIOUHUA FU

Department of Meteorology and International Pacific Research Center,1 School of Ocean and Earth Science and Technology,University of Hawaii at Manoa, Honolulu, Hawaii

(Manuscript received 27 April 1999, in final form 22 June 1999)

ABSTRACT

Observational evidence is presented to show a teleconnection between the central Pacific and East Asia duringthe extreme phases of ENSO cycles. This Pacific–East Asian teleconnection is confined to the lower troposphere.The key system that bridges the warm (cold) events in the eastern Pacific and the weak (strong) East Asianwinter monsoons is an anomalous lower-tropospheric anticyclone (cyclone) located in the western North Pacific.The western North Pacific wind anomalies develop rapidly in late fall of the year when a strong warm or coldevent matures. The anomalies persist until the following spring or early summer, causing anomalously wet (dry)conditions along the East Asian polar front stretching from southern China northeastward to the east of Japan(Kuroshio extension).

Using atmospheric general circulation and intermediate models, the authors show that the anomalous PhilippineSea anticyclone results from a Rossby-wave response to suppressed convective heating, which is induced byboth the in situ ocean surface cooling and the subsidence forced remotely by the central Pacific warming. Thedevelopment of the anticyclone is nearly concurrent with the enhancement of the local sea surface cooling. Boththe anticyclone and the cooling region propagate slowly eastward. The development and persistence of theteleconnection is primarily attributed to a positive thermodynamic feedback between the anticyclone and thesea surface cooling in the presence of mean northeasterly trades. The rapid establishment of the Philippine Seawind and SST anomalies implies the occurrence of extratropical–tropical interactions through cold surge–inducedexchanges of surface buoyancy flux. The central Pacific warming plays an essential role in the development ofthe western Pacific cooling and the wind anomalies by setting up a favorable environment for the anticyclone–SST interaction and midlatitude–tropical interaction in the western North Pacific.

1. Introduction

The East Asian monsoon system is one of the mostactive components of the global climate system. Climatevariability in East Asia has notable impacts on bothadjacent regions and the regions far away (Lau and Li1984; Yasunari 1991; Lau 1992). El Nino–Southern Os-cillation (ENSO) exhibits the greatest influence on theinterannual variability of the global climate (Webster etal. 1998). The mature phase of ENSO often occurs inboreal winter and is normally accompanied by a weakerthan normal winter monsoon along the East Asian coast(Zhang et al. 1996; Tomita and Yasunari 1996; Ji et al.1997). Consequently, the climate in southeastern China

* School of Ocean and Earth Science and Technology PublicationNumber 5010 and IPRC Publication Number 16.

1 The International Pacific Research Center is partly sponsoredby the Frontier Research System for Global Change.

Corresponding author address: Prof. Bin Wang, Department ofMeteorology and IPRC, University of Hawaii at Manoa, 2525 CorreaRoad, Honolulu, HI 96822.E-mail: [email protected]

and Korea is warmer and wetter than normal duringENSO winter and the ensuing spring (Tao and Zhang1998; Kang and Jeong 1996).

Figure 1 shows correlation maps of the monthly Cli-mate Prediction Center (CPC) merged analysis of pre-cipitation (CMAP) with reference to the SST anomalyin the Nino-3.4 region (58S–58N, 1208–1708W). TheCMAP data are derived from various sources of satelliteobservations and station rain gauge data (Xie and Arkin1997). To alleviate the effects of inhomogeneous sea-sonal distributions of precipitation on the correlationanalysis, we used normalized monthly precipitationanomalies (the anomalous monthly precipitation dividedby the corresponding monthly standard deviations). Apositive correlation means increased rainfall when theNino-3.4 SST is above normal. The warm (cold) peakin the Nino-3.4 region tends to occur toward the end ofthe calendar year (Rasmusson and Carpenter 1982; alsoFig. 3). Therefore, the correlation at lag 0 represents theprecipitation anomalies in the boreal winter, while thelag-3- and lag-6-month correlation maps reflect, re-spectively, the rainfall anomalies in March and Juneafter the peak ENSO.

The precipitation anomalies associated with global

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FIG. 1. Correlation maps of the CMAP (Xie and Arkin 1997) rainfall with reference to Nino-3.4 SST (58S–58N, 1208–1708W) anomalies (SSTAs) at (a) lag 5 0 (simultaneous), (b) lag 5 13(rainfall anomalies lag Nino-3.4 SSTA by 3 months), and (c) lag 5 16 (rainfall anomalies lagNino-3.4 SSTA by 6 months). The data used are 3-month running mean anomalies during 1979–96. The shaded regions denote correlation coefficients significant at 95% confidence level.

SST anomalies during the mature phase of ENSO ex-hibit a striking dipole with a dry polarity being locatedat the Maritime Continent and a wet polarity in theequatorial eastern–central Pacific (Fig. 1). From thesepolarity centers, anomalous dry and wet bands emanatepoleward and eastward toward the extratropics. Theanomalously dry zone in the western Pacific exhibits ahorseshoe pattern. Note that the equatorial rainfallanomalies have a zonal wavenumber-2 structure. A sec-ondary dry (wet) dipole pattern is discernible outsideof the Indonesia–Pacific region in all three lag-corre-lation maps. The large-scale features in the tropical and

subtropical precipitation anomalies (Fig. 1) are consis-tent with the results presented by Ropelewski and Hal-pert (1987, 1989). Differences are found in the extra-tropics and on regional scales possibly due to differentrecord lengths of the datasets and to the nonsteadinessand regionality of the atmospheric response to the lowerboundary forcing.

Noticeable positive precipitation anomalies occuralong the East Asian polar front from southern Chinavia the East China Sea to the Kuroshio extension regionduring winter and the following spring/early summer(Figs. 1a,b,c). This concurs with and extends the results

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1 MAY 2000 1519W A N G E T A L .

FIG. 2. Climatological mean precipitation rates for the period from 1 Apr to 31 May. The datacome from CMAP. The precipitation rates . 6 mm day21 are shaded.

of the previous studies of ENSO impacts on regionalclimates in southern China (Tao and Zhang 1998), Tai-wan (Wang and Hwu 1994), and Korea (Kang and Jeong1996). It is important to note that the increased rainfallfrom March to June coincides with the local rainy sea-sons in those regions. This can be seen from Fig. 2,which shows a prominent rain band along the East Asianpolar front in April and May. This rainband is nearlyquasi-stationary from March to May and then ‘‘jumps’’rapidly northward, becoming the Meiyu (Baiu) in mid-June. As such, the anomalous rainfall occurring in thisseason considerably modifies the characteristics of anormal rainy season. Thus, ENSO exerts a significantimpact on the annual rainfall in the East Asian springpolar front and possibly the subsequent Meiyu (Baiu)front (e.g., Fu and Teng 1988).

The pioneering works of Bjerknes (1966, 1969) reveala teleconnection between the equatorial central Pacificwarming and the North Pacific extratropical circulationanomalies. He interpreted the teleconnection as resultingfrom changes in the Hadley circulation and associatedenergy and momentum transport. The downstream ef-fects of ENSO on North American climate have beenreferred to as the Pacific–North American (PNA) tele-connection (Wallace and Gutzler 1981; Horel and Wal-lace 1981) and explained by forced Rossby wave trains(Hoskins and Karoly 1981) and barotropic instability ofthe midlatitude westerlies (e.g., Simmons et al. 1983).The wave trains and instability are excited by the upper-tropospheric divergence associated with the enhancedconvection in the equatorial central Pacific. A largenumber of papers have been published to explore thecause and predictability of the PNA teleconnections.

How can the eastern–central Pacific warming affectthe ‘‘upstream’’ (with respect to the direction of themidlatitude westerlies) climate in the East Asia? Thishas not been well understood. Based on a diagnosticanalysis of the 1986/87 and 1991/92 events, Zhang etel. (1996) speculate that the effects of the El Nino eventson the East Asian summer monsoon are felt through thevariation of convective activity over the equatorial west-ern Pacific. The warming in the eastern Pacific sup-

presses convection in the equatorial western Pacific. Thelatter then influences the monsoon circulation over thetropical western Pacific and East Asia. Note, however,that the mature phases of the 1986/87 and 1991/92events occurred, respectively, in boreal summer andwinter. The climatological mean state in the westernPacific exhibits a sharp contrast between summer andwinter. It is not clear how the East Asian anomalies canbe generated in remarkably different mean states. Therelationship between SST anomalies and summer rain-fall in East Asia is a very controversial issue. The re-gions where SST anomalies have been identified as in-fluential to the East Asian summer monsoon include theKuroshio currents, the western Pacific warm pool, theeastern equatorial Pacific, the South China Sea, and theIndian Ocean (e.g., Huang and Lu 1989; Shen and Lau1995; Nitta and Hu 1996). These anomalies are, to acertain degree, all related to ENSO. Yet, significant cor-relations could not be found between the eastern PacificSST anomalies and the East Asian summer monsoon(e.g., Chen et al. 1992). The divergence of these resultssuggests that the year-to-year variability of the EastAsian summer monsoon is probably affected by verycomplex air–sea–land interaction and tropical–extra-tropical interaction. ENSO is only one of the majorfactors among others such as Tibetan Plateau heating,Eurasian snow cover, and polar ice coverage.

The purpose of the present study is to address thequestion of how the ENSO anomalies can affect the EastAsian monsoon during and after their mature phasesfrom boreal winter to the early summer of the followingyear. Emphasis is placed on understanding the physicalprocesses that underlie the establishment of the tele-connection between the eastern–central Pacific and EastAsia. For this purpose, we first document the observedstructures (section 3) and evolution (section 4) of thePacific–East Asian teleconnection during the major Pa-cific warm and cold episodes. This is followed by aninvestigation of the roles of tropical Pacific SST anom-alies in generating atmospheric anomalies by means ofnumerical experiments (section 5). Section 6 discussesthe causes of the rapid establishment and notable per-

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FIG. 3. Evolution of monthly mean Nino-3.4 SST anomalies (8C)from Jan of the ENSO development year to Nov of the followingyear for (a) the six warmest and (b) the five coldest episodes duringthe period 1950–98.

sistence of the wind and SST anomalies in the westernNorth Pacific. The last section summarizes our findingsalong with a discussion of some of the key issues thatcall for future investigation.

2. Data and analysis procedure

The primary dataset used is the National Centers forEnvironmental Prediction–National Center for Atmo-spheric Research (NCEP–NCAR) global atmosphericreanalysis dataset covering a 41-yr period from January1958 to December 1998. A detailed description of thedata assimilation system that produces this dataset isgiven by Kalnay et al. (1996). The data assimilationsystem was based on the global forecast model that wasimplemented operationally at NCEP in January 1995.The observational database includes considerableamounts of data that were not available in real time. Aspectral statistical interpretation and a three-dimensionalvariational analysis method were adapted for data as-similation. We used monthly mean data on standardpressure surfaces gridded onto a 2.58 latitude–longitudegrid. In addition, we use monthly mean SST, sea levelpressure, and surface winds, which are derived from theComprehensive Ocean–Atmosphere Data Set (COADS;Woodruff et al. 1987), as a complementary dataset forchecking the results derived from the reanalysis dataand for providing data for the period prior to January1958 when they are needed.

We focus on the most prominent basinwide warm andcold episodes in the tropical Pacific (for simplicity, re-ferred to as major El Nino and La Nina episodes, re-spectively). These major El Nino and La Nina episodesare defined using 3-month running mean Nino-3.4 SSTanomalies and the following two criteria. (a) The max-imum (minimum) SST anomaly exceeds one standarddeviation (about 1.08C), and (b) SST anomalies ex-ceeding 0.58C persist for at least 8 months. Accordingto these criteria, six major El Nino (1957/58, 1965,1972, 1982/83, 1991/92, 1997/98) and five major LaNina (1970/71, 1973/74, 1975/76, 1984/85, and 1988/89) episodes are identified for the period from 1950 to1998. The 1986/87 warm episode meets the above cri-teria, but its phase evolution with respect to the annualcycle is at odds with all others. In the composite study,we have to exclude it but will discuss that special caseseparately in the last section.

Figure 3 displays the time series of Nino-3.4 SSTanomalies around the warm (cold) peaks of the majorEl Nino (La Nina) events. The time window spanning23 months is centered on December of the year duringwhich warm (cold) events mature. Note that the max-imum (minimum) Nino-3.4 SST anomalies for eachwarm (cold) episode occurred during the calendarmonths from November to January. This indicates arobust tendency for mature phases of warm and coldepisodes (defined by Rasmusson and Carpenter 1982)to occur toward the end of the calendar year, although

the characteristics of the onset phases of ENSO cycleshave experienced drastic changes in the late 1970s(Wang 1995a; Torrence and Webster 1998).

Because of this tight phase locking to the annual cy-cle, it is meaningful to make a composite analysis. Thecomposites can be made based on the evolution of theNino-3.4 SST anomalies. For simplicity, the compositesfor the selected six major warm and six major coldepisodes will be termed as the composite warm and coldevents, respectively. We will emphasize only the con-trasting features between the composite warm and coldevents that are statistically significant through a t testat a 95% confidence level.

3. The structure of the Pacific–East Asianteleconnection

a. Lower-troposphere anomalies

To illustrate the common characteristics of the lower-tropospheric anomalies during warm (cold) mature

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FIG. 4. Composite 3-month mean surface wind and sea level pressure anomalies around thepeaks of (a) the six warmest and (b) the five coldest episodes illustrated in Fig. 3. The shadedareas indicate regions where the difference in surface winds between the warm and cold compositeare statistically significant at 99% confidence level by t test. The contour interval for sea levelpressure anomalies is 0.5 hPa. The vectors between the panels indicate the scale for wind anom-alies.

phases of ENSO cycles, we present, in Figs. 4a and 4b,composite maps of sea level pressure and surface windanomalies around the peaks of the major El Nino andLa Nina episodes, respectively. Since the cold and warmcomposites largely mirror each other, our descriptionand discussion will focus on the warm composite (Fig.4a).

In response to the basinwide warming, a pair of anom-alous surface anticyclones form over the western Pa-cific, having some degree of symmetry about the equa-tor. The massive western North Pacific anticyclone con-tains two separate centers. One is located over the Phil-ippine Sea and well within the Tropics. Anotheranomalous anticyclone center (408N and 1708E) is foundin the midlatitude over the Kuroshio extension. Anom-alous southwesterlies prevail to the northwest of thePhilippine Sea anticyclone, implying weaker than nor-mal northeastly winter monsoon along the East Asiancoast or a warmer than normal winter in that region.Downstream of the midlatitude anticyclonic anomaliesis an anomalous low centered around 458N and 1408W.The associated anomalous southerlies transport warmand moist air toward the west coast of North America.This northward transport along with the ascending mo-tion in front of the cyclone induces a wetter than normal

climate along the coastal areas of California (Rope-lewski and Halpert 1996). The anomalous southerliesalso cause coastal ocean warming by suppressing theupwelling off California.

The western North Pacific (WNP) anticyclone is akey system that bridges the eastern-central Pacificwarming and the East Asian winter monsoon. The equa-torial central Pacific warming induces a nearby cyclonicresponse to the northwest (southwest) of the warming.This is manifested by the equatorward flows associatedwith the equatorial westerly anomalies near the dateline,which exhibit strong cyclonic vorticities (Fig. 4a). Interms of streamfunction, which has a sign opposite tovorticity, a negative (positive) anomaly center resideson the north (south) of the equator (Fig. 5a). This an-tisymmetric anomalous streamfunction pattern indicatescyclonic rotational flows residing at each side of theequator—a Rossby wave response to the anomalousequatorial central Pacific heating (Matsuno 1966; Gill1980) associated with the ENSO warming. The north-easterly anomalies induced by the central Pacific warm-ing are located in the front (east) of the Philippine Seaanticyclone. On the other hand, the weak East Asianwinter monsoon manifests itself as southwesterly anom-alies along the margin of the East Asian continent. These

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FIG. 5. Composite 3-month mean streamfunction anomalies at (a) 1000, (b) 500, and (c) 300hPa around the peaks of the six warmest ENSO events shown in Fig. 3 (1026 m2 s21).

southwesterly anomalies are located in the rear (west)of the Philippine Sea anticyclone. In this sense, the Phil-ippine anticyclone bridges the warming in the equatorialcentral Pacific and the weak East Asian winter monsoon.The central Pacific cyclonic vorticity, the WNP anti-cyclone, and the northeast Asian cyclonic vorticity com-prise a surface vorticity wave pattern that starts fromthe central Pacific and extends poleward and westwardto East Asia. This vorticity wave pattern can be betterrecognized from the surface streamfunction anomalyfields shown in Fig. 5a. We refer to this pattern as thePacific–East Asian teleconnection.

The emanation of the vorticity waves is accompaniedby sandwiched SST anomalies (the central Pacificwarming, the western Pacific cooling, and the warming

in the East Asian marginal seas) (Fig. 6a). The alter-native occurrence of the cyclonic–anticyclonic–cyclonicvorticity pattern and the warm–cold–warm pattern arean indication and a possible result of the air–sea inter-action in the western Pacific. As will be discussed inthe next two sections, the SST anomalies and the windvorticity patterns are generated by the equatorial centralPacific warming. The central Pacific is a source regionfor such teleconnection patterns.

b. The vertical structure

The Pacific–East Asian teleconnection is primarilyconfined to the lower troposphere. This is evident byinspecting Fig. 5, which displays anomaly streamfunc-

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FIG. 6. Composite 3-month mean anomalies of the (a) sea (land) surface temperature and airtemperature at (b) 850 and (c) 500 hPa around the peaks of the six warmest events shown in Fig.3 (8C).

tions for the composite warm event at different verticallevels. The western North Pacific anticyclone, whichbridges the warming in the equatorial central-easternPacific and the East Asian monsoon, is strongest at thesurface and decays upward. In the midtroposphere, theWNP anticyclone remains evident but almost disappearsat 300-hPa level. Note that the massive surface anti-cyclone exhibits two centers with the principal one inthe Philippine Sea. The Philippine Sea anticyclone isprimarily baroclinic, while the midlatitude portion ofthe anticyclone contains a considerable barotropic com-ponent. This suggests that the Philippine Sea anticy-clone is likely stimulated by anomalous convective la-tent heating, which is greatest in the middle troposphere

(hence the induced circulation is dominated by the low-est baroclinic mode). On the other hand, the anticycloneover the Kuroshio extension is likely associated withdynamical instability of the westerly jet. The intensityand location of the midlatitude portion of the WNP an-ticyclone displays large variability from event to event.

In the middle and upper troposphere (500 and 300hPa), the Pacific–North American teleconnection pattern(Bjerknes 1969; Horel and Wallace 1981) and its South-ern Hemisphere counterpart dominate. Over the Asiancontinent, a notable cyclonic anomaly occurs in South-east Asia. Along the southern flank of the SoutheastAsian low, an enhanced westerly jet extends northeast-ward from the Bay of Bengal all the way to Japan. These

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FIG. 7. Composite 3-month mean (a) 500-hPa vertical pressure velocity anomalies (1022 Pas21) and (b) 300-hPa velocity potential (1026 m2 s21) and divergent winds around the peaks ofthe six warmest events shown in Fig. 3. The divergent winds are calculated from the velocitypotential. The wind scale is given at the upper right corner.

upper-level circulation anomalies favor warmer andwetter than normal weather along the East Asian polarfront.

In the boundary layer (from the surface to 850 hPa),the air constituting the WNP anticyclonic anomaly iscolder than normal to the east of the anticyclonic ridge,while it is warmer than normal to the west of the ridge(Figs. 6a,b). The 850-hPa temperature anomalies closelyfollow the SST anomalies, reflecting the influences frombelow by in situ surface heat exchange. In the westernNorth Pacific, the amplitudes of the 850-hPa tempera-ture anomalies are comparable to those at the surface,suggesting that the turbulent mixing in the boundarylayer is very effective. This is because the cold north-easterly winter monsoon blowing over a warm oceansurface creates unstable stratification that favors vig-orous upward buoyancy flux. Note that the lower-tro-pospheric temperature anomalies reverse their signs inthe middle troposphere (Fig. 6c) because of the adiabaticwarming induced by the large-scale sinking motion asshown in Fig. 7a.

The vertical thermal structure in the eastern Pacificis different. The warm anomalies weaken significantlyas one progresses upward through the boundary layer(Figs. 6a,b). In the midtroposphere, two warm centersreside on each side of the equator around 1408W. Theupper-tropospheric warming bears a similar pattern (fig-

ure not shown). The mid- and upper-tropospheric warm-ing is likely a result of adiabatic descent compensatingthe equatorial ascent caused by the sea surface warming.This suggestion, however, is only partially supported bythe composite vertical motion (Fig. 7a). The warmingcoincides well with the descent in the North Pacific, butnot in the South Pacific. Lack of observations in theopen ocean, especially in the southeast Pacific, makesthe results less trustworthy.

The anomalous vertical motion at 500 hPa shows apattern that is dynamically coherent with precipitationanomalies (Fig. 1a). Anomalous upward motions arefound in the equatorial central Pacific and the East Asianpolar frontal zone, whereas anomalous sinking motionoccurs in between. From the equatorial central Pacificto East Asia, the vertical motion anomalies are alsocoherent with surface pressure anomalies. Over and tothe east of the surface anticyclone sinking motion pre-vails, while in the rear of the anticyclone and the regionsof cyclonic vorticity prevails anomalous ascent. Re-gardless of the patchy structure of the vertical velocity,in the western Pacific the downward motion evidentlyoverlays surface cooling with a slight westward shift inthe phase, similar to the phase shift of the surface an-ticyclone to negative SST anomalies.

The large-scale features of the anomalous vertical mo-tion at 500 hPa are consistent with the upper-tropo-

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spheric velocity potential (Fig. 7b). The latter are char-acterized by a dipole pattern with a convergence centerin the eastern Philippine Sea and a divergence centerabove the equatorial eastern Pacific. Other minor di-vergence centers are discernible near the western coastof the United States and the East China Sea, coincidentwith enhanced upward motion in those regions (Fig. 7a).The strongest anomalous divergent winds concentrateover the central Pacific with a slight bias to the NorthernHemisphere. The upper meridional divergent flows be-tween the Maritime Continent and East Asia are veryweak, suggesting that the local meridional circulationin this region probably plays a minor role in couplingthe equatorial heat anomalies over the Maritime Con-tinent with the variation of the westerly jet over the EastAsia. In other words, although ENSO induces an east-ward shift of the equatorial heat source, it is not evidentthat the eastward shift of the equatorial heat source af-fects the midlatitude East Asian monsoon by alteringthe local meridional circulation.

4. Establishment and persistence of thePacific–East Asian teleconnection

To understand the mechanisms behind the formationand maintenance of the Pacific–East Asian teleconnec-tion, it is necessary to examine its detailed evolution.For convenience, we focus on the major warm episodes,although figures will include major cold episodes as well(e.g., Fig. 9b). To a large degree, the major cold episodesevolve in a manner resembling the warm episodes ex-cept with anomalies of opposite signs.

To illustrate the evolution of the WNP wind and SSTanomalies, we present, in Fig. 8, the monthly mean sur-face wind and SST anomalies in the tropical Pacificduring the mature phase of the 1982/83 warm event.Over the western North Pacific, the surface wind anom-alies changed suddenly from cyclonic to anticyclonic inNovember of 1982. In December, the WNP anticyclonerapidly intensified and extended equatorward. Concur-rently, the SST decreased rapidly in front of the anom-alous anticyclone, reaching a minimum SST anomalyof 20.78C. After the anomalous anticyclone developed,it remained and expanded eastward throughout the win-ter and the following spring. The cooling associated withthe anticyclone also persisted and expanded slowly east-ward along 108–208N.

The scenario described in Fig. 8 is common for majorEl Nino episodes. Figure 9 shows the evolution of sealevel pressure anomalies over the Philippine Sea foreach major warm and cold episode in comparison withthe Nino-3.4 SST anomalies. One of the conspicuousfeatures is that the rapid rise (drop) of pressure overthe Philippine Sea often occurs in late fall and earlywinter. In most episodes, the establishment of the Phil-ippine Sea anomalies leads the warm (cold) peak by 1–3months. This important feature can also be seen fromthe composite evolution depicted in Fig. 10. Another

noticeable feature is that the pressure anomalies nor-mally persist for one to two seasons after their estab-lishment. The peak pressure anomalies tend to lag cor-responding SST anomalies. This feature agrees with thefinding of Wang (1995b) that the sea level pressure(SLP) anomalies in the western North Pacific have amaximum positive correlation with the central Pacificwarming at a lag of 3 months. The persistence is obviousfor both the composite and individual episodes (Figs. 9and 10).

Accompanying the eastern-central Pacific warming,cooling occurs over the western North Pacific (Fig. 6a).To reveal the evolution of the SST and wind anomaliesin the off-equatorial Pacific, we present, in Fig. 11, aset of composite longitude–time diagrams across theNorth Pacific for atmospheric and SST anomalies as-sociated with the major warm events. In theory (Gill1980), the anticyclone (as a Rossby wave response)should occur to the northwest of the SST cooling. In-deed, the observations support the theory (Figs. 4a and6a). To better reflect this phase relationship, in Fig. 11,we display SST anomalies averaged between 58 and158N, along with SLP and vertical motion anomaliesaveraged between 108 and 208N (i.e., SLP anomaliesare slightly to the north of the cooling). The coolingstarts to exceed 20.48C about 2 months prior to thewarm peak along 1508E (Fig. 11a). Thereafter it main-tains its strength (below 20.48C) until about 4 monthsafter the warm peak. Notice that the SLP over the Phil-ippine Sea (1208–1608E) increases from below to abovenormal about 2 months prior to the warm peak (Fig.11b). Nearly concurrent with the rise of the SLP, the500-hPa anomalous vertical motion reverses sign (Fig.11c). In accordance with the pressure changes in thePhilippine Sea, the anomalous zonal winds to the southof the Philippine Sea between the equator and 108Nreverse from westerly to easterly anomalies (Fig. 11d).

If we focus on the longitudinal sector between 1408and 1808E where the maximum SLP and minimum SSTanomalies occur, a nearly simultaneous rising of the SLPand cooling of the sea surface are evident. Note that themaximum pressure (anticyclonic) anomalies are locatedabout 208 longitude to the west of the maximum cooling.Both the negative SST and positive SLP anomalies showa coherent tendency of slow eastward extension. Thesefeatures suggest a coupling between wind and SSTanomalies in the western North Pacific. A similar co-herent evolution of the anomalies of the meridionalcomponent of surface wind, SST, and surface humidityalong 308–358N was found using observations obtainedby spaceborne sensors (Liu et al. 1998).

5. Roles of tropical SST anomalies in forcingPhilippine Sea anticyclones

The massive western North Pacific anticyclonicanomalies that occur during a mature phase of the Pa-cific warming cover both the Tropics and extratropics.

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FIG. 8. Monthly mean anomalies of surface winds and SST (contour interval 0.28C) from Oct 1982 to May 1983. The wind scale is givenat the bottom of the figure.

The statistically significant wind anomalies, however,are primarily associated with the Philippine Sea anti-cyclone (Fig. 4a). Its baroclinic structure suggests thatthe anomalous Philippine Sea anticyclone originatesfrom the convective heating anomalies that are inducedby tropical SST anomalies.

The direct atmospheric response to the equatorial cen-tral Pacific warming is manifested as a Matsuno (1966)–

Gill (1980) pattern, namely, a pair of anomalous cy-clonic equatorward winds and associated equatorialwesterly anomalies (Fig. 4a). However, the PhilippineSea anticyclonic anomalies cannot be simply explainedas a direct response to the central Pacific warming.

Note that the SST anomalies in the mature phase in-clude not only the prominent equatorial eastern–centralPacific warming but also accompanying negative SST

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FIG. 9. Monthly mean SST anomalies (8C) at Nino-3.4 region (solid) and sea level pressureanomalies (hPa) over the Philippine Sea (108–208N, 1208–1508E) (dashed) during the maturephases of (a) the six warmest and (b) the five coldest episodes shown in Fig. 1. Symbols (A) and(C) indicate the timing of the rapid establishment of the anomalous Philippine Sea anticyclone(cyclone). The black dots denote the times of the warm and cold peaks.

anomalies in the western Pacific. The latter have a horse-shoe shape with cooling centers located in the PhilippineSea and the southwestern Pacific around (208S, 1808E).In the marginal seas of East Asia and the tropical IndianOcean, there are also weak positive anomalies. The am-plitude of the cooling in the western Pacific is muchsmaller than the warming in the equatorial eastern–cen-tral Pacific. However, its impact on the atmospheric con-vection should not be overlooked, because the devel-opment of convection depends on total SST (Grahamand Barnett 1987). Since the mean SST in the tropicalwestern Pacific is much higher than in the central Pa-cific, the atmosphere is more sensitive to the SST var-iation in the warm pool than in the equatorial coldtongue (Palmer and Owen 1986; Ju and Slingo 1995).

To assess the contribution of the SST anomalies inthe western and eastern Pacific to the formation of thePhilippine Sea wind anomalies, we first used an inter-mediate tropical atmospheric model originally devel-oped by Wang and Li (1993) and improved by Fu and

Wang (1999). The model is a 2½-layer, primitive-equa-tion model. It is aimed at simulating realistic monthlymean surface winds, sea level pressure, and rainfall forspecified lower-boundary conditions. The model fea-tures active interaction between the free-troposphericflows driven by convective heating and differential long-wave radiative cooling, and the boundary layer flowsdriven by SST gradient forcing. For a given climato-logical SST distribution the model is capable of repro-ducing realistic climatological surface winds in theTropics (Fig. 12a). It can also produce realistic surfacewind anomalies when the model is forced by specifiedSST anomalies (Fu and Wang 1999) and when coupledwith an ocean model (Wang and Fang 2000). Althoughthe model does not simulate midlatitude baroclinicwaves, this tropical climate model is ideal for isolationof the contribution of tropical SST anomalies in forcingthe Philippine Sea anticyclone.

In the benchmark experiment, the composite SSTanomalies for the major warm events shown in Fig. 6a

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FIG. 10. Composite monthly mean SST anomalies (8C) at Nino-3.4 region (solid curves) and the sea level pressure anomalies (hPa)over the Philippine Sea (108–208N, 1208–1508E) (dashed curves). Thecomposite is centered on the warm and cold peaks indicated in Fig.9. The abscissa is the lag time (month) with respect to the warm andcold peaks (lag 0). Positive (negative) lags indicate after (before) thewarm and cold peaks.

are added to the January mean SST in a domain boundedby 408S and 408N in latitude and 408E and 608W inlongitude. Total SST was then used as lower-boundaryforcing. The resultant anomalous surface winds wereobtained from subtraction of the model climatologyfrom the long-term mean solution forced by the totalSST. The simulated anomalous winds bear qualitativesimilarities with the observed counterparts in the Trop-ics (Fig. 12b). In addition to the twin cyclonic windstress curls residing on each side of the equator in thecentral Pacific, there is an anomalous anticyclone overthe Philippine Sea, but it is weaker than the observedcounterpart. Nevertheless, the results shown in Fig. 12bsuggest that the tropical SST anomalies are partiallyresponsible for the formation of the Philippine Sea an-ticyclone. The discrepancy between the model simula-tion and observations hints at the potential contribution

of extratropical transient baroclinic waves, in particularthose associated with the East Asian winter monsoon.

To determine the roles of local versus remote SSTanomalies in generating the western North Pacific an-ticyclonic anomalies, we performed a number of con-trolled experiments. In the first experiment we retainonly the positive SST anomalies in the eastern–centralPacific in the total SST forcing. The model shows nosign of the anomalous Philippine Sea anticyclone (Fig.12c). On the other hand, if we retain only the negativeSST anomalies in the western Pacific by removing thepositive SST anomalies in the tropical Indian and PacificOceans, the resultant Philippine Sea anticyclonic anom-alies are produced but appreciably weaker than that ob-tained in the benchmark experiment (Fig. 12d). Thissuggests that the local SST anomalies are necessary, butthe remote eastern–central Pacific warming is also im-portant for development of the Philippine anticyclone.The effects of the weak SST anomalies in the IndianOcean and South China Sea have also been tested. Re-sults show that they significantly affect local surfacewinds, but their influence on the Philippine Sea anti-cyclone is small.

The above assertion is further verified using the Cen-ter for Ocean–Land–Atmosphere Studies (COLA) at-mospheric general circulation model (Kirtman andDeWitt 1997). This model has been tested extensivelyand used to forecast climate anomalies associated withENSO (Shukla 1998). We start from a January meanstate and integrate the model for 18 months by imposingtime-dependent anomalous monthly mean SST anom-alies on the climatological annual cycle SST. The SSTanomalies are composites for the major warm eventsshown in Fig. 3 for the period from January of the yearduring which ENSO matures to June of the followingyear. Three experiments have been performed that areparallel to those experiments with the intermediatemodel.

In the benchmark experiment, the total SST anomaliesin the tropical Pacific are used as time-dependent anom-alous lower-boundary forcing. Figure 13c shows the bo-real winter (December–February) mean SST anomaliesused in the experiment. The resultant anomalous surfacewinds and pressure in the boreal winter are shown inFig. 13a. In the tropical Pacific, the simulated surfacepressure and wind anomalies (Fig. 13a) agree well withobservations shown in Fig. 4a. The simulated PhilippineSea anticyclone is more realistic than that obtained bythe intermediate model. However, the extratropical por-tion of the massive western North Pacific anticyclonewas missed, although the cyclonic anomalies in thenortheast Pacific were captured. In extratropical regions,the response is sensitive to the effects of atmosphericinternal dynamics (transient baroclinic waves). Ensem-ble experiments are needed to better assess the extra-tropical response. A similar experiment using the SSTanomalies from January 1982 to June 1983 was per-formed. The results in the Tropics are essentially the

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FIG. 11. Composite longitude–time diagrams of (a) SST anomalies (8C) averaged over 58–158N,(b) sea level pressure anomalies (hPa) averaged over 108–208N, (c) 500-hPa vertical pressurevelocity anomalies (1022 Pa s21) averaged over 108–208N, and (d) zonal wind anomalies (m s21)averaged over 08–108N for the six warmest episodes shown in Fig. 3. The vertical axis is the lagtime (month) with respect to the warm and cold peaks.

same, but the midlatitude circulation anomalies aresomewhat different. Nevertheless, the results shown inFig. 13a indicate that the tropical SST anomalies areresponsible for the formation of the Philippine Sea an-ticyclone. This anticyclone is located slightly to thenorthwest of the suppressed precipitation (Fig. 13b),implying that it is a Rossby wave response to the neg-ative condensational heating anomalies in the easternPhilippine Sea.

If we impose only the eastern–central Pacific positiveSST anomalies in the SST forcing (Fig. 14c), the sim-ulation reproduces a Matsuno–Gill response in the cen-tral–eastern Pacific that is similar to that in the bench-mark experiment. However, like the intermediate model,it does not reproduce the Philippine Sea anticyclone andassociated high-pressure anomalies (Fig. 14a). The con-vection over the Philippine Sea was not suppressed dueto the absence of the local cooling. This implies thatthe in situ cooling in the western Pacific, although weak,is necessary for generating the anticyclone in both thegeneral circulation and the intermediate models. ThePhilippine Sea anticyclone, in terms of the Matsuno–Gill dynamics, is essentially a Rossby wave responseto the in situ suppressed heating. Without the westernPacific cooling, the response to eastern Pacific warming

is overwhelmed by the anomalous equatorial Walkercell.

If we retain only the SST anomalies in the westernnorth Pacific (the SST anomalies in the mature phaseare shown in Fig. 15c), the Matsuno–Gill pattern in thecentral–eastern Pacific disappears and the anomalies inthe northeast and southeast Pacific extratropics alsochange drastically. However, the patterns of circulationand precipitation anomalies in the west Pacific (west ofthe date line, Figs. 15a,b) bear close similarity to thosein the benchmark run (Fig. 13a,b). Quantitatively, thesimulated amplitude of the Philippine Sea high-pressureand negative precipitation anomalies are only about halfof those obtained in the control experiment. This in-dicates that in the pressence of the in situ cooling, theremote eastern–central Pacific warming also contributesconsiderably to the western Pacific wind and precipi-tation anomalies. Therefore, the atmospheric responseto the local and remote forcing is nonlinear, and bothare important.

Locally, the in situ cooling in the western North Pa-cific can effectively reduce atmospheric boundary layertemperature and humidity by cutting down latent andsensible heat exchange between the ocean and atmo-sphere and turbulent mixing in the boundary layer. The

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FIG. 12. Results simulated by the University of Hawaii intermediate tropical atmospheric model.(a) The simulated Jan mean surface winds and vorticity (contour in 1026 s21). (b) The surfacewind and vorticity (contour in 1026 s21) anomalies simulated using total SST forcing (Jan meanplus the SST anomalies shown in Fig. 6a). (c) and (d) are the same as in (b), except that in (c)the lower-boundary forcing includes only the positive SST anomalies in the eastern Pacific,whereas in (d) the lower-boundary forcing contains only the negative SST anomalies in the tropicalPacific. The wind scale is given by the arrows at the top right corner.

lower-tropospheric cooling in the western Pacific canbe seen from the composite 850-hPa temperature field(Fig. 6b). A decrease in the lower-troposphere temper-ature and humidity leads to the suppression of convec-tive instability and an increase of surface pressure. Therise of surface pressure would induce anticyclonic vor-ticity and boundary layer divergence through Ekmanpumping. The low-level divergence would, in turn, fa-vor generation of anticyclonic anomalies in the sub-tropical latitudes (158–208N) where local horizontal ad-vection of vorticity is weak. This low-level wind di-vergence, along with reduced convective instability,suppresses convection and promotes anomalous sinkingmotion, which is supported by the observed 500-hPavertical motion field (Fig. 7a).

Remotely, the enhanced convective heating associ-ated with the strong central Pacific warming generatesupward motion in the eastern–central Pacific with com-

pensating descending air preferably occurring over thePhilippine Sea where the upper-level westerly jet favorsnegative potential vorticity and upper-level conver-gence. This is indeed the case in the model. It is alsoconsistent with the observed upper-level velocity po-tential and divergent winds (Fig. 7b). The abnormalupper-level convergence over the Philippine Sea sup-presses convective heating, favoring formation of a low-level anticyclonic Rossby wave cell. Thus, the centralPacific warming also contributes to the formation of thewestern Pacific anticyclone by enhancing a direct, ther-mally driven divergent circulation.

6. Discussion: The causes of Pacific–East Asian(PEA) teleconnection

The numerical experiments described in the previoussection demonstrate the importance of the local cooling

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FIG. 13. (a) Surface wind and pressure anomalies and (b) rainfall anomalies during the maturephase of ENSO (Dec–Feb) simulated by the COLA atmospheric general circulation model. Themodel was forced by the total SST, which consists of the climatological annual cycle and thecomposite time-dependent SST anomalies for the six warmest episodes. (c) The composite anom-alous SST used in the model during the mature phase (Dec–Feb mean).

in the establishment and maintenance of the PhilippineSea anticyclone but do not address the question of wherethe western Pacific cooling comes from in the first place.This section will discuss factors and processes that arecritical to the development and maintenance of the WNPSST and wind anomalies.

a. The roles of the ocean–atmosphere interaction inthe WNP

In theory, oceanic waves forced in the remote regionscan adjust the local thermocline and the vertical dis-placement of the thermocline can then affect SSTthrough vertical temperature advection. This processdominates SST variations in the eastern equatorial Pa-cific, because the mean thermocline there is shallow(from 50 to 100 m) and mean upwelling takes place dueto the prevailing trades. In the western Pacific, however,the mean thermocline is deep (about 150 m) and theupwelling is absent. Even if the remotely forced oceanicwaves were to propagate into the western Pacific andinduce a significant vertical displacement, the SST

would not appreciably feel it, because the vertical ad-vection is weak due to the lack of mean upwelling anddue to the great depth of the mean thermocline. For thisreason, the SST variability in the warm pool regions isprimarily associated with the mixed layer thermody-namics including entrainment-induced mixed layerdepth variation and the surface heat flux exchange withthe atmosphere. Recent Tropical Ocean–Global Atmo-sphere Coupled Ocean–Atmosphere Response Experi-ment (TOGA COARE) experiments have shown thatthe major processes that cause the low-frequency SSTvariations in the warm pool are the surface latent heatflux and the downward shortwave radiation flux (e.g.,Godfrey et al. 1995; Lau and Sui 1997). Based on theseobservations, the primary causes of SST variations inthe western Pacific are the variations in the surface windspeed and the cloud amount, which control the latentand shortwave radiation fluxes, respectively. Therefore,we infer that the change of SST in the western Pacificis primarily caused by in situ anomalous atmosphericconditions.

From an oceanographic point of view, the cooling in

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FIG. 14. The same as in Fig. 13 except that the anomalous SST forcing includes eastern-centralPacific positive SST anomalies only.

the western North Pacific is primarily caused by in situanomalous atmospheric conditions. From an atmospher-ic perspective, however, the key system of the Pacific–East Asian teleconnection, the Philippine Sea anoma-lous anticyclone, is a Rossby wave response to the insitu cooling of the ocean surface. The circular argumenthere implies that the formation and maintenance of thePacific–East Asian teleconnection result from ocean–atmosphere interaction.

After the rapid development, the WNP anticyclonic(cyclonic) anomalies and the associated equatorial east-erly (westerly) anomalies persist for two or three seasons(Figs. 9 and 10). Sometimes these anomalies can surviveeven after the remote atmospheric forcing from the cen-tral Pacific warming wanes. This suggests that WNPwind anomalies are not predominately maintained bythe equatorial central Pacific warming. This assertion isconsistent with our model results shown in Figs. 12–15. Because of the chaotic nature of the atmosphericmotion, the atmosphere alone cannot provide a long-term memory. Thus, such persistent atmospheric anom-alies are likely maintained by local atmosphere–oceaninteraction.

How can air–sea interaction amplify and maintain the

atmospheric anomalies? We propose that a positive feed-back between the anticyclone (cyclone) and the sea sur-face cooling (warming) plays a critical role. Comparisonof Figs. 11a and 11b reveals that the low-level anti-cyclone is located about 208 longitude to the west ofthe cooling region. This phase shift is also clearly re-flected in the composite horizontal structure (Figs. 5aand 6a) and in the 1982/83 event shown in Fig. 8. It isconfirmed by the results of numerical model simulationsshown in Figs. 12b and 13a. This phase shift is a robustfeature and is critical for the positive feedback betweenthe anticyclone and negative SST anomalies. The ideais illustrated by the schematic diagram in Fig. 16 andexplained as follows. Over the Philippine Sea, the meanwinds (basic states) are dominated by the northeasterlytrade winds in the cold season from October to May.To the east of an anomalous anticyclone, the total windspeed and associated evaporation and entrainment cool-ing is enhanced. The wind-induced SST variation wouldfavor mixed-layer cooling ahead of the anticyclone. Thenegative SST anomaly located east of the anomalousanticyclone, in turn, favors amplification of the anom-alous anticyclone by exciting Rossby waves. Therefore,the positive feedback between the anticyclonic wind and

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FIG. 15. The same as in Fig. 13 except that the anomalous SST forcing includes the westernNorth Pacific negative SST anomalies only.

FIG. 16. Schematic diagram showing the air–sea interaction in the western North Pacific thatmaintains the Philippine Sea anticyclonic anomalies and associated negative SST anomalies in thewestern North Pacific. The double arrows denote the mean trade winds. The heavy lines withblack arrows represent the anomalous winds. The long (short) dashed lines indicate contours ofpositive (negative) SST anomalies.

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SST through evaporation and entrainment processes inthe western Pacific may play a critical role in the de-velopment and maintenance of the western Pacific sur-face wind and SST anomalies against thermal dissipa-tion.

b. The roles of the central Pacific warming

While the positive feedback between the anticycloneand sea surface cooling may play critical roles, it by nomeans implies that the formation of the WNP windanomalies is independent of the ENSO warming. Thenumerical experiments described in section 5 show that,without including the central Pacific warming, the Phil-ippine Sea anticyclone does not fully develop. Thestrength reaches only about one-half that obtained withthe forcing from the central Pacific warming. More im-portantly, the formation of the WNP SST and windanomalies depends on the central Pacific warming in anumber of ways.

The central Pacific warming induces equatorwardflows to the west of the warming, which are connectedwith the equatorial westerly anomalies near the date line(Fig. 4a and 16). The equatorward wind anomalies inthe Northern Hemisphere are superposed on the meannortheast trades, increasing the total wind speed and,thus, the evaporational cooling in the western NorthPacific. The cooling of the sea surface would, in turn,induce an anticyclone to the westward and polewardside of the cooling regions over the Philippine Sea dueto a Rossby wave response to the suppressed convectiveheating.

The warming in the central Pacific also sets up afavorable large-scale environment for the effectiveWNP air–sea interaction, which is critical for the suddenestablishment and maintenance of the Philippine Seaanticyclone. The Pacific–East Asian teleconnection isderived from major El Nino and La Nina episodes. ThePhilippine Sea anticyclone did not develop or occurredonly briefly but did not persist during some moderateevents (e.g., 1968/69, 1976/77, 1993/94) and the 1986/87 event. An important feature in these four events isthe insufficient strength of the central Pacific warming(the 3-month running mean Nino-3.4 SST anomaliesless than 18C) toward the end of the ENSO developmentyear (figure not shown). This suggests that the strongwarming in the central Pacific is an important precon-dition for the development of the Philippine Sea anti-cyclone. Why is this so?

The establishment of the anticyclone over the WNPis normally rapid, often taking only 1 month (Figs. 8and 9). The rapid establishment of the Philippine Seaanticyclone and strengthening of the local cooling implythat the air–sea interaction occurs rapidly. Therefore, itmay be triggered by atmospheric processes. The suddenrise of the pressure in the western North Pacific may beinitiated by strong synoptic or intraseasonal events. Astrong cold surge, for instance, can cool ocean surfaces

by half a degree on a timescale of one week. This hasbeen observed during the TOGA COARE intensive ob-servation period over the equatorial western Pacificwarm pool (e.g., Sui et al. 1997). The normal path ofthe cold surge intrusion to low latitudes occurs over theSouth China Sea. Intrusion of cold surges into the Phil-ippine Sea and western North Pacific requires an east-ward shift of the westerly jet. The central Pacific warm-ing causes such a shift. It enhances the subtropical an-ticyclone and induces an eastward shift and intensifi-cation of the Aleutian low and associated westerly jet(the PNA pattern). Associated with the eastward shiftof the Aleutian low, the pressure rises east of Japan(Fig. 4). This anomalous large-scale circulation favorsintrusion of cold surges into the Philippine Sea. Thus,the central Pacific warming sets up an environment thatis conducive for the effective air–sea interaction in theWNP. The latter leads to the rapid development of thewestern Pacific cooling and the Philippine Sea anticy-clone.

In summary, the central Pacific warming plays anessential role in the formation of the western Pacificcooling and the Philippine Sea anomalous anticycloneby setting up a favorable environment for the air–seainteraction and the tropical–extratropical interaction.

7. Summary

The Pacific–East Asian teleconnection is a mechanismthat links central Pacific SST anomalies with East Asianclimate variations. It displays two distinctive features incomparison with the PNA teleconnection. The former isconfined to the lower troposphere while the latter aremost evident in the upper troposphere. The former is avorticity wave pattern that emanates from the equatorialcentral Pacific westward and poleward against the west-erly jet stream, whereas the latter emanate eastward andpoleward down the boreal winter westerly jet stream.

The mechanisms responsible for the Pacific–EastAsian teleconnection also differ fundamentally fromthose for the Pacific–North American teleconnection. Akey system that bonds the equatorial central Pacificwarming (cooling) and weak (strong) East Asian wintermonsoon is the large-scale western North Pacific anom-alous anticyclone (cyclone). The analysis of the ob-served structures and evolution reveal that the Philip-pine Sea wind anomalies are originated and maintainedby a positive feedback resulting from the thermody-namic coupling of the atmospheric Rossby waves andthe oceanic mixed layer in the presence of strong remoteforcing from the equatorial eastern–central Pacific. Thecooling in the western Pacific and the warming in theEast Asian marginal seas also results from this inter-action.

There is, however, a possible linkage between thePNA and PEA teleconnection. Figure 4 shows that themassive western North Pacific anticyclone integratestwo anticyclonic circulation cells, one centered in the

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Philippine Sea (158N, 1408E) and the other centered eastof Japan (408N, 1708E). The two anticyclonic gyres ex-hibit different vertical structures. The Philippine Seaanticyclone is essentially baroclinic, and the anticyclonein the Kuroshio extension region contains a considerablebarotropic component. This suggests that the PhilippineSea anticyclone is likely stimulated by the anomaloustropical heating, and the extratropical portion of the an-ticyclone is plausibly associated with midlatitude dy-namical instability similar to the PNA dynamics. DuringENSO warming, the anticyclonic anomalies in the Ku-roshio extension and the cyclonic anomalies in thenortheastern Pacific (Fig. 4) reflect the southeastwardshift of the Aleutian low and eastward extension of theEast Asian cold high (figure not shown). The extra-tropical portion of the anomalous western North Pacificanticyclone may be a manifestation of the anomaliesassociated with the PNA teleconnection.

We speculated that the formation of the western NorthPacific lower-tropospheric anticyclone is primarilylinked to the Pacific SST anomalies because the anomalysignals decay poleward and westward toward the Asiancontinent. The fact that the teleconnection can be re-produced in the absence of the winter monsoon supportsthis point of view. However, Asian winter monsoon var-iability can have considerable impacts on the formationand maintenance of the Pacific–East Asian teleconnec-tion through the interaction between extratropical andtropical circulations. A previous study of the relation-ship between the East Asian winter monsoon and equa-torial convection (Chang and Lau 1982) has shown ev-idences of such an interaction. Tropical–extratropicalinteraction may serve as a catalyst for the western Pa-cific air–sea interaction in establishing the PEA tele-connection. The simultaneous establishments of thePhilippine Sea wind anomalies and SST anomalies alsosuggest the potential contribution of the extratropical–tropical interaction through intrusion of cold air into thePhilippine Sea. Such an abnormal path of cold surge ispossible in the presence of strong warming in the equa-torial central Pacific.

Because the thermodynamic coupling between at-mospheric Rossby waves and ocean mixed layer tem-perature variation depends on the boreal winter meansurface winds, the development and maintenance of thewestern Pacific wind and SST anomalies are favored inthe boreal cold season from late fall to spring. Thisseasonal dependence may partially explain the observedasymmetry (with regard to the equator) in response tothe ENSO warming shown in Fig. 4a. The western NorthPacific anticyclonic anomaly is stronger than its south-ern counterpart. In a separate paper (Wang et al. 1999),we show that the Philippine Sea wind anomalies notonly provide a linkage between tropical SST anomaliesand the upstream extratropical climate but also contrib-ute to ENSO turnabouts.

The persistent WNP anomalies have a profound im-pact on the spring rainy season in the East Asian frontal

zone. The anomalies sometimes survive into early sum-mer and affect the rainfall in the East Asian subtropicalfront (Mei-yu or Baiu). This assertion involves certaindegrees of uncertainty and calls for further investigation.

The potentially important off-equatorial air–sea in-teraction processes in the western Pacific have not beenproperly monitored and simulated by coupled ocean–atmospheric models. To demonstrate the roles of the air–sea interaction in generation and maintenance of thePacific–East Asia teleconnection requires a time-depen-dent calculation with a coupled atmosphere–ocean mod-el. Much research is needed in this regard to further ourunderstanding of the dynamics of ENSO and telecon-nection.

Acknowledgments. The authors thank Drs. Shukla andKinter for kindly providing the COLA model and ap-preciate discussions with Dr. R. Lukas and commentsfrom Dr. T. A. Schroeder and Mr. C. Orndorff. Thisresearch project is supported by NOAA CooperativeAgreement Number NA67RJ0154, NSF Climate Dy-namics Program (Grant ATM-9613776), and ONR Ma-rine Meteorology Program.

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