owa010010 wcdma ran overview issue 1.12 [
TRANSCRIPT
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WCDMA RAN Fundamental N-0
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WCDMA RAN Fundamental N-1
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WCDMA RAN Fundamental N-2
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WCDMA RAN Fundamental N-3
The first generation is the analog cellular mobile communication network in the
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time period from the middle of 1970s to the middle of 1980s. The most important
breakthrough in this period is the concept of cellular networks put forward by the
Bell Labs in the 1970s, as compared to the former mobile communication systems.
The cellular network system is based on cells to implement frequency reuse and
thus greatly enhances the system capacity.
The typical examples of the first generation mobile communication systems are
the AMPS system and the later enhanced TACS of USA, the NMT and the others.
The AMPS (Advanced Mobile Phone System) uses the 800 MHz band of the
analog cellular transmission system and it is widely applied in North America,
South America and some Circum-Pacific countries. The TACS (Total Access
Communication System) uses the 900 MHz band. It is widely applied in Britain,
Japan and some Asian countries.
The main feature of the first generation mobile communication systems is that
they use the frequency reuse technology, adopt analog modulation for voice
signals and provide an analog subscriber channel every other 30 kHz/25 kHz.
However, their defects are also obvious:
Low utilization of the frequency spectrum
Limited types of services
No high-speed data services
Poor confidentiality and high vulnerability to interception and number
embezzlement
High equipment cost
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WCDMA RAN Fundamental N-4
To solve these fundamental technical defects of the analog systems, the digital
mobile communication technologies emerged and the second generation mobile
communication systems represented by GSM and IS-95 came into being in the
middle of 1980s. The typical examples of the second generation cellular mobile
communication systems are the DAMPS of USA, the IS-95 and the European GSM
system.
The GSM (Global System for Mobile Communications) is originated from Europe.
Designed as the TDMA standard for mobile digital cellular communications, it
supports the 64 kbps data rate and can interconnect with the ISDN. It uses the
900 MHz band while the DCS1800 system uses the 1800 MHz band. The GSM
system uses the FDD and TDMA modes and each carrier supports eight channels
with the signal bandwidth of 200 kHz.
The DAMPS (Digital Advanced Mobile Phone System) is also called the IS-54
(North America Digital Cellular System). Using the 800 MHz bandwidth, it is the
earlier of the two North America digital cellular standards and specifies the use of
the TDMA mode.
The IS-95 standard is another digital cellular standard of North America. Using
the 800 MHz or 1900 MHz band, it specifies the use of the CDMA mode and has
already become the first choice among the technologies of American PCS
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.
Since the 2G mobile communication systems focus on the transmission of voiceand low-speed data services, the 2.5G mobile communication systems emerged in
1996 to address the medium-rate data transmission needs. These systems include
GPRS and IS-95B.
The CDMA system has a very large capacity that is equivalent to ten or even
twenty times that of the analog systems. But the narrowband CDMA technologies
come into maturity at a time later than the GSM technologies, their application
far lags behind the GSM ones and currently they have only found large-scale
commercial applications in North America, Korea and China. The major services of
mobile communications are currently still voice services and low-speed dataservices.
With the development of networks, data and multimedia communications have
also witnessed rapid development; therefore, the target of the 3G mobile
communication is to implement broadband multimedia communication.
The 3G mobile communication systems are a kind of communication system that
can provide multiple kinds of high quality multimedia services and implement
global seamless coverage and global roaming. They are compatible with the fixed
networks and can implement any kind of communication at any time and any
place with portable terminals.
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WCDMA RAN Fundamental N-5
Put forward in 1985 by the ITU (International Telecommunication Union), the 3G
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mobile communication system was called the FPLMTS (Future Public Land Mobile
Telecommunication System) and was later renamed as IMT-2000 (InternationalMobile Telecommunication-2000). The major systems include WCDMA, cdma2000
and UWC-136. On November 5, 1999, the 18th conference of ITU-R TG8/1 passed
the Recommended Specification of Radio Interfaces of IMT-2000 and the TD-
SCDMA technologies put forward by China were incorporated into the IMT-2000
CDMA TDD part of the technical specification. This showed that the work of the
TG8/1 in formulating the technical specifications of radio interfaces in 3G mobile
communication systems had basically come into an end and the development and
application of the 3G mobile communication systems would enter a new and
essential phase.
The 3GPP is an organization that develops specifications for a 3G system based
on the UTRA radio interface and on the enhanced GSM core network.
The 3GPP2 initiative is the other major 3G standardization organization. It
promotes the CDMA2000 system, which is also based on a form of WCDMA
technology. In the world of IMT-2000, this proposal is known as IMT-MC. The
major difference between the 3GPP and the 3GPP2 approaches into the air
interface specification development is that 3GPP has specified a completely new
air interface without any constraints from the past, whereas 3GPP2 has specified
a system that is backward compatible with IS-95 systems.
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WCDMA RAN Fundamental N-6
ITU has allocated 230 MHz frequency for the 3G mobile communication system
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IMT-2000: 1885 ~ 2025MHz in the uplink and 2110~ 2200 MHz in the downlink.
Of them, the frequency range of 1980 MHz ~ 2010 MHz (uplink) and that of 2170MHz ~ 2200 MHz (downlink) are used for mobile satellite services. As the uplink
and the downlink bands are asymmetrical, the use of dual-frequency FDD mode
or the single-frequency TDD mode may be considered. This plan was passed in
WRC92 and new additional bands were approved on the basis of the WRC-92 in
the WRC2000 conference in the year 2000: 806 MHz ~ 960 MHz, 1710 MHz ~
1885 MHz and 2500 MHz ~ 2690 MHz.
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WCDMA RAN Fundamental N-7
The WCDMA system uses the following frequency spectrum (bands other than
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those specified by 3GPP may also be used): Uplink 1920 MHz ~ 1980 MHz and
downlink 2110 MHz ~ 2170 MHz. Each carrier frequency has the 5M band andthe duplex spacing is 190 MHz. In America, the used frequency spectrum is 1850
MHz ~ 1910 MHz in the uplink and 1930 MHz ~ 1990 MHz in the downlink and
the duplex spacing is 80 MHz.
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WCDMA RAN Fundamental N-8
Compatible with abundant services and applications of 2G, 3G system has an
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open integrated service platform to provide a wide prospect for various 3G
services.
Features of 3G Services
3G services are inherited from 2G services. In a new architecture, new service
capabilities are generated, and more service types are available. Service
characteristics vary greatly, so each service features differently. Generally, there
are several features as follows:
Compatible backward with all the services provided by GSM.
The real-time services (conversational) such as voice servicegenerally have the QoS requirement.
The concept of multimedia service (streaming, interactive,
background) is introduced.
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WCDMA RAN Fundamental N-9
Formulated by the European standardization organization 3GPP, the core
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network evolves on the basis of GSM/GPRS and can thus be compatible with the
existing GSM/GPRS networks. It can be based on the TDM, ATM and IPtechnologies to evolve towards the all-IP network architecture. Based on the ATM
technology, the UTRAN uniformly processes voice and packet services and evolves
towards the IP network architecture.
The cdma2000 system is a 3G standard put forward on the basis of the IS-95
standard. Its standardization work is currently undertaken by 3GPP2. Circuit
Switched (CS) domain is adapted from the 2G IS95 CDMA network, Packet
Switched (PS) domain is A packet network based on the Mobile IP technology.
Radio Access Network (RAN) is based on the ATM switch platform, it provides
abundant adaptation layer interfaces.
The TD-SCDMA standard is put forward by the Chinese Wireless
Telecommunication Standard (CWTS) Group and now it has been merged into the
specifications related to the WCDMA-TDD of 3GPP. The core network evolves on
the basis of GSM/GPRS. The air interface adopts the TD-SCDMA mode.
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WCDMA RAN Fundamental N-10
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WCDMA RAN Fundamental N-11
In mobile communication systems, GSM adopts TDMA; WCDMA, cdma2000 and
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TD-SCDMA adopt CDMA.
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WCDMA RAN Fundamental N-12
Frequency Division Multiple Access means dividing the whole available spectrum
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into many single radio channels (transmit/receive carrier pair). Each channel can
transmit one-way voice or control information. Analog cellular system is a typicalexample of FDMA structure.
Time Division Multiple Access means that the wireless carrier of one bandwidth is
divided into multiple time division channels in terms of time (or called timeslot).
Each user occupies a timeslot and receives/transmits signals within this specified
timeslot. Therefore, it is called time division multiple access. This multiple access
mode is adopted in both digital cellular system and GSM.
CDMA is a multiple access mode implemented by Spreading Modulation. Unlike
FDMA and TDMA, both of which separate the user information in terms of timeand frequency, CDMA can transmit the information of multiple users on a channel
at the same time. The key is that every information before transmission should be
modulated by different Spreading Code to broadband signal, then all the signals
should be mixed and send. The mixed signal would be demodulated by different
Spreading Code at the different receiver. Because all the Spreading Code is
orthogonal, only the information that was be demodulated by same Spreading
Code can be reverted in mixed signal.
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WCDMA RAN Fundamental N-13
In third generation mobile communication systems, WCDMA and cdma2000
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adopt frequency division duplex (FDD), TD-SCDMA adopts time division duplex
(TDD).
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WCDMA RAN Fundamental N-14
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WCDMA RAN Fundamental N-15
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WCDMA RAN Fundamental N-16
WCDMA including the RAN (Radio Access Network) and the CN (Core Network).
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The RAN is used to process all the radio-related functions, while the CN is used to
process all voice calls and data connections within the UMTS system, andimplements the function of external network switching and routing.
Logically, the CN is divided into the CS (Circuit Switched) Domain and the PS
(Packet Switched) Domain. UTRAN, CN and UE (User Equipment) together
constitute the whole UMTS system
A RNS is composed of one RNC and one or several Node Bs. The Iu interface is
used between RNC and CN while the Iub interface is adopted between RNC and
Node B. Within UTRAN, RNCs connect with one another through the Iur interface.
The Iur interface can connect RNCs via the direct physical connections amongthem or connect them through the transport network. RNC is used to allocate and
control the radio resources of the connected or related Node B. However, Node B
serves to convert the data flows between the Iub interface and the Uu interface,
and at the same time, it also participates in part of radio resource management.
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WCDMA RAN Fundamental N-17
The overall structure of the WCDMA network is defined in 3GPP TS 23.002. Now,
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there are the following three versions: R99, R4, R5.
3GPP began to formulate 3G specifications at the end of 1998 and beginning of
1999. As scheduled, the R99 version would be completed at the end of 1999, but
in fact it was not completed until March, 2000. To guarantee the investment
benefits of operators, the CS domain of R99 version do not fundamentally
change., so as to support the smooth transition of GSM/GPRS/3G.
After R99, the version was no longer named by the year. At the same time, the
functions of R2000 are implemented by the following two phases: R4 and R5. In
the R4 network, MSC as the CS domain of the CN is divided into the MSC Server
and the MGW, at the same time, a SGW is added, and HLR can be replaced byHSS (not explicitly specified in the specification).
In the R5 network, the end-to-end VOIP is supported and the core network
adopts plentiful new function entities, which have thus changed the original call
procedures. With IMS (IP Multimedia Subsystem), the network can use HSS
instead of HLR. In the R5 network, HSDPA (High Speed Downlink Packet Access)
is also supported, it can support high speed data service.
In the R6 network, the HSUPA is supported which can provide UL service rate up
to 5.76Mbps. And MBMS (MultiMedia Broadcast Multicast Service) is also
supported.
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WCDMA RAN Fundamental N-18
MIMO: multiple input multiple output
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DC: Dual Carrier
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WCDMA RAN Fundamental N-19
The layer 1 supports all functions required for the transmission of bit
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streams on the physical medium. It is also in charge of measurements
function consisting in indicating to higher layers, for example, Frame ErrorRate (FER), Signal to Interference Ratio (SIR), interference power and
transmit power.
The layer 2 protocol is responsible for providing functions such as mapping,
ciphering, retransmission and segmentation. It is made of four sublayers:
MAC (Medium Access Control), RLC (Radio Link Control), PDCP (Packet
Data Convergence Protocol) and BMC (Broadcast/Multicast Control).
The layer 3 is split into 2 parts: the access stratum and the non access
stratum. The access stratum part is made of “RRC (Radio Resource Control)”
entity and “duplication avoidance” entity. The non access stratum part is
made of CC, MM parts.
Not shown on the figure are connections between RRC and all the other
protocol layers (RLC, MAC, PDCP, BMC and L1), which provide local inter-
layer control services.
The protocol layers are located in the UE and the peer entities are in the
NodeB or the RNC.
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WCDMA RAN Fundamental N-20
Protocol structures in UTRAN terrestrial interfaces are designed according
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to t e same genera protoco mo e . T is mo e is s own in a ove s i e.The structure is based on the principle that the layers and planes arelogically independent of each other and, if needed, parts of the protocolstructure may be changed in the future while other parts remain intact.
Horizontal Layers
The protocol structure consists of two main layers, the Radio
Network Layer (RNL) and the Transport Network Layer (TNL). AllUTRAN-related issues are visible only in the Radio Network Layer,and the Transport Network Layer represents standard transporttechnology that is selected to be used for UTRAN but without anyUTRAN-specific changes.
Vertical Planes
Control Plane
The Control Plane is used for all UMTS-specific control signaling. Itincludes the Application Protocol (i.e. RANAP in Iu, RNSAP in Iurand NBAP in Iub), and the Signaling Bearer for transporting the
Application Protocol messages. The Application Protocol is used,among other things, for setting up bearers to the UE (i.e. the Radio
Access Bearer in Iu and subsequently the Radio Link in Iur and Iub).In the three plane structure the bearer parameters in the ApplicationProtocol are not directly tied to the User Plane technology, butrather are general bearer parameters. The Signaling Bearer for the
Application Protocol may or may not be of the same type as theSignaling Bearer for the ALCAP. It is always set up by O&M actions.
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WCDMA RAN Fundamental N-21
User Plane
All information sent and received by the user, such as the coded
voice in a voice call or the packets in an Internet connection, are
transported via the User Plane. The User Plane includes the Data
Stream(s), and the Data Bearer (s) for the Data Stream(s). Each Data
Stream is characterized by one or more frame protocols specified for
that interface.
Transport Network Control Plane
The Transport Network Control Plane is used for all control
signaling within the Transport Layer. It does not include any Radio
Network Layer information. It includes the ALCAP protocol that is
needed to set up the transport bearers (Data Bearer) for the User
Plane. It also includes the Signaling Bearer needed for the ALCAP.
The Transport Network Control Plane is a plane that acts between
the Control Plane and the User Plane. The introduction of the
Transport Network Control Plane makes it possible for the
Application Protocol in the Radio Network Control Plane to be
completely independent of the technology selected for the Data
Bearer in the User Plane.
About AAl2 and AAL5
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ove e ayer we usua y n an a ap a on ayer .
Its function is to process the data from higher layers for ATM
transmission.
This means segmenting the data into 48-byte chunks and
reassembling the original data frames on the receiving side. There
are five different AALs (0, 1, 2, 3/4, and 5). AAL0 means that no
adaptation is needed. The other adaptation layers have different
properties based on three parameters:
Real-time requirements;
Constant or variable bit rate;
Connection-oriented or connectionless data transfer. The usage of ATM is promoted by the ATM Forum. The Iu interface
uses two AALs: AAL2 and AAL5.
AAL2 is designed for the transmission of connection oriented, real-
time data streams with variable bit rates.
AAL5 is designed for the transmission of connectionless data
streams with variable bit rates.
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WCDMA RAN Fundamental N-22
Protocol Structure for Iu CS
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The Iu CS overall protocol structure is depicted in above slide. The
three planes in the Iu interface share a common ATM (AsynchronousTransfer Mode) transport which is used for all planes. The physical
layer is the interface to the physical medium: optical fiber, radio link
or copper cable. The physical layer implementation can be selected
from a variety of standard off-the-shelf transmission technologies,
such as SONET, STM1, or E1.
Iu CS Control Plane Protocol Stack
The Control Plane protocol stack consists of RANAP, on top of
Broadband (BB) SS7 (Signaling System #7) protocols. The applicable
layers are the Signaling Connection Control Part (SCCP), the
Message Transfer Part (MTP3-b) and SAAL-NNI (Signaling ATM Adaptation Layer for Network to Network Interfaces).
Iu CS Transport Network Control Plane Protocol Stack
The Transport Network Control Plane protocol stack consists of the
Signaling Protocol for setting up AAL2 connections (Q.2630.1 and
adaptation layer Q.2150.1), on top of BB SS7 protocols. The
applicable BB SS7 are those described above without the SCCP layer.
Iu CS User Plane Protocol Stack
A dedicated AAL2 connection is reserved for each individual CS
service.
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WCDMA RAN Fundamental N-23
Protocol Structure for Iu PS
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The Iu PS protocol structure is represented in above slide. Again, a
common ATM transport is applied for both User and Control Plane. Also the physical layer is as specified for Iu CS.
Iu PS Control Plane Protocol Stack
The Control Plane protocol stack consists of RANAP, on top of
Broadband (BB) SS7 (Signaling System #7) protocols. The applicable
layers are the Signaling Connection Control Part (SCCP), the
Message Transfer Part (MTP3-b) and SAAL-NNI (Signaling ATM
Adaptation Layer for Network to Network Interfaces).
Iu PS Transport Network Control Plane Protocol Stack
The Transport Network Control Plane is not applied to Iu PS. The
setting up of the GTP tunnel requires only an identifier for the
tunnel, and the IP addresses for both directions, and these are
already included in the RANAP RAB Assignment messages.
Iu PS User Plane Protocol Stack
In the Iu PS User Plane, multiple packet data flows are multiplexed
on one or several AAL5 PVCs. The GTP-U (User Plane part of the
GPRS Tunneling Protocol) is the multiplexing layer that provides
identities for individual packet data flow. Each flow uses UDP
connectionless transport and IP addressing.
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WCDMA RAN Fundamental N-24
The Iub interface is the terrestrial interface between NodeB and RNC. The
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Radio Network Layer defines procedures related to the operation of the
NodeB. The Transport Network Layer defines procedures for establishingphysical connections between the NodeB and the RNC.
The Iub application protocol, NodeB application part ( NBAP ) initiates the
establishment of a signaling connection over Iub . It is divided into two
essential components, CCP and NCP.
NCP is used for signaling that initiates a UE context for a dedicated UE or
signals that is not related to specific UE. Example of NBAP-C procedure are
cell configuration , handling of common channels and radio link setup
CCP is used for signaling relating to a specific UE context.
SAAL is an ATM Adaptation Layer that supports communication between
signaling entities over an ATM link.
The user plane Iub Frame Protocol ( FP ), defined the structure of the
frames and the basic in band control procedure for every type of transport
channel. There are DCH-FP, RACH-FP, FACH-FP, HS-DSCH FP and PCH FP.
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WCDMA RAN Fundamental N-25
Iur interface connects two RNCs. The protocol stack for the Iur is shown in
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above slide.
The RNSAP protocol is the signaling protocol defined for the Iur interface.
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WCDMA RAN Fundamental N-26
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WCDMA RAN Fundamental N-27
Source coding can increase the transmitting efficiency.
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Channel coding can make the transmission more reliable.
Spreading can increase the capability of overcoming interference.
Through the modulation, the signals will transfer to radio signals from digital
signals.
Bit, Symbol, Chip
Bit : data after source coding
Symbol: data after channel coding and interleaving Chip: data after spreading
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WCDMA RAN Fundamental N-28
AMR is compatible with current mobile communication system (GSM, IS-95, PDC
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and so on), thus, it will make multi-mode terminal design easier.
The AMR codec offers the possibility to adapt the coding scheme to the radio
channel conditions. The most robust codec mode is selected in bad propagation
conditions. The codec mode providing the highest source rate is selected in good
propagation conditions.
During an AMR communication, the receiver measures the radio link quality and
must return to the transmitter either the quality measurements or the actual
codec mode the transmitter should use during the next frame. That exchange has
to be done as fast as possible in order to better follow the evolution of the
channel’s quality.
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WCDMA RAN Fundamental N-29
Source coding can increase the transmitting efficiency.
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Channel coding can make the transmission more reliable.
Spreading can increase the capability of overcoming interference.
Scrambling can make transmission in security.
Through the modulation, the signals will transfer to radio signals from digital
signals.
Bit, Symbol, Chip
Bit : data after source coding Symbol: data after channel coding and interleaving
Chip: data after spreading
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WCDMA RAN Fundamental N-30
During the transmission, there are many interferences and fading. To guarantee
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reliable transmission, system should overcome these influence through the
channel coding which includes block coding, channel coding and interleaving.
Block coding: The encoder adds some redundant bits to the block of bits and the
decoder uses them to determine whether an error has occurred during the
transmission. This is used to calculate Block Error Ratio (BLER) used in the outer
loop power control.
The CRC (Cyclic Redundancy Check) is used for error checking of the transport
blocks at the receiving end. The CRC length that can be inserted has four different
values: 0, 8, 12, 16 and 24 bits. The more bits the CRC contains, the lower is the
probability of an undetected error in the transport block in the receiver.
Note that certain types of block codes can also be used for error correction,
although these are not used in WCDMA.
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WCDMA RAN Fundamental N-31
UTRAN employs two FEC schemes: convolutional codes and turbo codes. The idea
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is to add redundancy to the transmitted bit stream, sO that occasional bit errors
can be corrected in the receiving entity.
The first is convolution that is used for anti-interference. Through the technology,
many redundant bits will be inserted in original information. When error code is
caused by interference, the redundant bits can be used to recover the original
information. Convolutional codes are typically used when the timing constraints
are tight. The coded data must contain enough redundant information to make it
possible to correct some of the detected errors without asking for repeats.
Turbo codes are found to be very efficient because they can perform close to the
theoretical limit set by the Shannon’s Law. Their efficiency is best with high data
rate services, but poor on low rate services. At higher bit rates, turbo coding ismore efficient than convolutional coding.
In WCDMA network, both Convolution code and Turbo code are used.
Convolution code applies to voice service while Turbo code applies to high rate
data service.
Note that both block codes and channel codes are used in the UTRAN. The idea
behind this arrangement is that the channel decoder (either a convolutional or
turbo decoder) tries to correct as many errors as possible, and then the block
decoder (CRC check) offers its judgment on whether the resulting information is
good enough to be used in the higher layers.
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WCDMA RAN Fundamental N-32
Channel coding works well against random errors, but it is quite vulnerable to
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bursts of errors, which are typical in mobile radio systems. The especially fast
moving UE in CDMA systems can cause consecutive errors if the power control isnot fast enough to manage the interference. Most coding schemes perform better
on random data errors than on blocks of errors. This problem can be eased with
interleaving, which spreads the erroneous bits over a longer period of time. By
interleaving, no two adjacent bits are transmitted near to each other, and the
data errors are randomized.
The longer the interleaving period, the better the protection provided by the time
diversity. However, longer interleaving increases transmission delays and a
balance must be found between the error resistance capabilities and the delay
introduced.
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WCDMA RAN Fundamental N-33
Source coding can increase the transmitting efficiency.
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Channel coding can make the transmission more reliable.
Spreading can increase the capability of overcoming interference.
Scrambling can make transmission in security.
Through the modulation, the signals will transfer to radio signals from digital
signals.
Bit, Symbol, Chip
Bit : data after source coding Symbol: data after channel coding and interleaving
Chip: data after spreading
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WCDMA RAN Fundamental N-34
Correlation is used to measure similarity of any two arbitrary signals. It is
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computed by multiplying the two signals and then summing (integrating) the
result over a defined time windows. The two signals of figure (a) are identical andtherefore their correlation is 1 or 100 percent. In figure (b) , however, the two
signals are uncorrelated, and therefore knowing one of them does not provide
any information on the other.
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WCDMA RAN Fundamental N-35
By spreading, each symbol is multiplied with all the chips in the orthogonal
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sequence assigned to the user. The resulting sequence is processed and is then
transmitted over the physical channel along with other spread symbols. In thisfigure, 4-digit codes are used. The product of the user symbols and the spreading
code is a sequence of digits that must be transmitted at 4 times the rate of the
original encoded binary signal.
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WCDMA RAN Fundamental N-36
The receiver dispreads the chips by using the same code used in the transmitter.
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Notice that under no-noise conditions, the symbols or digits are completely
recovered without any error. In reality, the channel is not noise-free, but CDMAsystem employ Forward Error Correction techniques to combat the effects of
noise and enhance the performance of the system.
When the wrong code is used for dispreading, the resulting correlation yields an
average of zero. This is a clear demonstration of the advantage of the orthogonal
property of the codes. Whether the wrong code is mistakenly used by the target
user or other users attempting to decode the received signal, the resulting
correlation is always zero because of the orthogonal property of codes.
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WCDMA RAN Fundamental N-37
Traditional radio communication systems transmit data using the minimum
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bandwidth required to carry it as a narrowband signal. CDMA system mix their
input data with a fast spreading sequence and transmit a wideband signal. Thespreading sequence is independently regenerated at the receiver and mixed with
the incoming wideband signal to recover the original data. The dispreading gives
substantial gain proportional to the bandwidth of the spread-spectrum signal. The
gain can be used to increase system performance and range, or allow multiple
coded users, or both. A digital bit stream sent over a radio link requires a definite
bandwidth to be successfully transmitted and received.
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WCDMA RAN Fundamental N-38
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WCDMA RAN Fundamental N-39
For common services, the bit rate of voice call is 12.2kbps, the bit rate of video
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phone is 64kbps, and the highest packet service bit rate is 384kbps(R99). After
the spreading, the chip rate of different service all become 3.84Mcps.
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WCDMA RAN Fundamental N-40
Spreading means increasing the bandwidth of the signal beyond the bandwidth
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normally required to accommodate the information. The spreading process in
UTRAN consists of two separate operations: channelization and scrambling.
The first operation is the channelization operation, which transforms every data
symbol into a number of chips, thus increasing the bandwidth of the signal. The
number of chips per data symbol is called the Spreading Factor (SF).
Channelization codes are orthogonal codes, meaning that in ideal environment
they do not interfere each other.
The second operation is the scrambling operation. Scrambling is used on top of
spreading, so it does not change the signal bandwidth but only makes the signals
from different sources separable from each other. As the chip rate is alreadyachieved in channelization by the channelization codes, the chip rate is not
affected by the scrambling.
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WCDMA RAN Fundamental N-41
Orthogonal codes are easily generated by starting with a seed of 1, repeating the
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1 horizontally and vertically, and then complementing the -1 diagonally. This
process is to be continued with the newly generated block until the desired codeswith the proper length are generated. Sequences created in this way are referred
as “Walsh” code.
Channelization uses OVSF code, for keeping the orthogonality of different
subscriber physical channels. OVSF can be defined as the code tree illustrated in
the following diagram.
Channelization code is defined as Cch SF, k,, where, SF is the spreading factor of
the code, and k is the sequence of code, 0≤k≤SF-1. Each level definition length of
code tree is SF channelization code, and the left most value of each spreadingcode character is corresponding to the chip which is transmitted earliest.
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WCDMA RAN Fundamental N-42
The channelization codes are Orthogonal Variable Spreading Factor (OVSF) codes.
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T ey are use to preserve ort ogona ity etween i erent p ysica c anne s.They also increase the clock rate to 3.84 Mcps. The OVSF codes are defined usinga code tree.
In the code tree, the channelization codes are individually described by Cch,SF,k,where SF is the Spreading Factor of the code and k the code number, 0 ≤ k ≤ SF-1.
A channelization sequence modulates one user’s bit. Because the chip rate isconstant, the different lengths of codes enable to have different user data rates.Low SFs are reserved for high rate services while high SFs are for low rateservices.
The length of an OVSF code is an even number of chips and the number of codes(for one SF) is equal to the number of chips and to the SF value.
The generated codes within the same layer constitute a set of orthogonal codes.Furthermore, any two codes of different layers are orthogonal except when oneof the two codes is a mother code of the other. For example C4,3 is notorthogonal with C1,0 and C2,1, but is orthogonal with C2,0.
SF in uplink is from 4 to 256.
SF in downlink is from 4 to 512.
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WCDMA RAN Fundamental N-43
For voice service (AMR), downlink SF is 128, it means there are 128 voice services
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maximum can be supported in one WCDMA carrier;
For Video Phone (64k packet data) service, downlink SF is 32, it means there are
32 voice services maximum can be supported in one WCDMA carrier.
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WCDMA RAN Fundamental N-45
Different scrambling codes will be planned to different cells in downlink.
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Different scrambling codes will be allocated to different UEs in uplink.
The scrambling code is always applied to one 10 ms frame.
In UMTS, Gold codes are chosen for their very low peak cross-correlation.
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WCDMA RAN Fundamental N-46
There are totally 512 primary scrambling codes defined by 3GPP. They are
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further divided into 64 primary scrambling code groups. There are 8 primary
scrambling codes in every group. Each cell is allocated with only one primaryscrambling code.
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WCDMA RAN Fundamental N-47
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WCDMA RAN Fundamental N-49
Source coding can increase the transmitting efficiency.
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Channel coding can make the transmission more reliable.
Spreading can increase the capability of overcoming interference.
Scrambling can make transmission in security.
Through the modulation, the signals will transfer to radio signals from digital
signals.
Bit, Symbol, Chip
Bit : data after source coding Symbol: data after channel coding and interleaving
Chip: data after spreading
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WCDMA RAN Fundamental N-50
A data-modulation scheme defines how the data bits are mixed with the carrier
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signal, which is always a sine wave. There are three basic ways to modulate a
carrier signal in a digital sense: amplitude shift keying (ASK), frequency shiftkeying (FSK), and phase shift keying (PSK).
In ASK the amplitude of the carrier signal is modified by the digital signal.
In FSK the frequency of the carrier signal is modified by the digital signal.
The PSK family is the most widely used modulation scheme in modern cellular
systems. There are many variants in this family, and only a few of them are
mentioned here.
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WCDMA RAN Fundamental N-51
In binary phase shift keying (BPSK) modulation, each data bit is transformed into
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a separate data symbol. The mapping rule is 1 −> + 1 and 0 − > − 1. There are
only two possible phase shifts in BPSK, 0 and π radians.
NRZ means none return zero.
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WCDMA RAN Fundamental N-52
The quadrature phase shift keying (QPSK) modulation has four phases: 0, π/2, π,
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and 3π/2 radians. Two data bits are transformed into one complex data symbol; A
symbol is any change (keying) of the carrier.
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WCDMA RAN Fundamental N-53
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WCDMA RAN Fundamental N-55
The UTRAN air interface uses QPSK modulation in the downlink, although HSDPA
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may also employ 16 Quadrature Amplitude Modulation (16QAM). 16QAM
requires good radio conditions to work well. As seen, with 16QAM also theamplitude of the signal matters.
As explained, in QPSK one symbol carries two data bits; in 16QAM each symbol
includes four bits. Thus, a QPSK system with a chip rate of 3.84Mcps could
theoretically transfer 2 × 3.84 = 7.68 Mbps, and a 16QAM system could transfer
4× 3.84 Mbps = 15.36 Mbps. In 3GPP also the usage of 64QAM with HSDPA has
been studied.
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WCDMA RAN Fundamental N-56
Source coding can increase the transmitting efficiency.
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Channel coding can make the transmission more reliable.
Spreading can increase the capability of overcoming interference.
Scrambling can make transmission in security.
Through the modulation, the signals will transfer to radio signals from digital
signals.
Bit, Symbol, Chip
Bit : data after source coding Symbol: data after channel coding and interleaving
Chip: data after spreading
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WCDMA RAN Fundamental N-57
A mobile communication channel is a multi-path fading channel and any
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transmitted signal reaches a receive end by means of multiple transmission paths,
such as direct transmission, reflection, scatter, etc.
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WCDMA RAN Fundamental N-58
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WCDMA RAN Fundamental N-59
Furthermore, with the moving of a mobile station, the signal amplitude, delay and
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phase on various transmission paths vary with time and place. Therefore, the
levels of received signals are fluctuating and unstable and these multi-path signals,if overlaid, will lead to fast fading. Fast fading conforms to Rayleigh distribution.
The mid-value field strength of fast fading has relatively gentle change and is
called “slow fading”. Slow fading conforms to lognormal distribution.
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WCDMA RAN Fundamental N-60
Diversity technology means that after receiving two or more input signals with
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mutually uncorrelated fading at the same time, the system demodulates these
signals and adds them up. Thus, the system can receive more useful signals andovercome fading.
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Diversity technology is an effective way to overcome overlaid fading. Because it
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can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.
Time diversity: Channel coding
Frequency diversity: WCDMA is a kind of frequency diversity. The signal energy is
distributed on the whole bandwidth.
Space diversity: using two antennas
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WCDMA RAN Fundamental N-62
The RAKE receiver is a technique which uses several baseband correlators to
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individually process multipath signal components. The outputs from the different
correlators are combined to achieve improved reliability and performance.
When WCDMA system is designed for cellular system, the inherent wide-
bandwidth signals with their orthogonal Walsh functions were natural for
implementing a RAKE receiver. In WCDMA system, the bandwidth is wider than
the coherence bandwidth of the cellular. Thus, when the multi-path components
are resolved in the receiver, the signals from different paths are uncorrelated with
each other. The receiver can then combine them using some combining schemes.
So with RAKE receiver WCDMA system can use the multi-path characteristics of
the channel to get signal with better quality.
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