otoritas jasa keuangan research

7/21/2019 Otoritas Jasa Keuangan Research

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Question No. 1 : Key aspects/points of draft new OJK rules to apply inlisted companies.

Based on the explanation from Deputy of Strategic Management I OJK, Lucky ! "adi#rata,there are $ stages in preparing one rule in OJK% Since there are many steps that must #eexecuted in producing OJK regulation, then there are still no single regulation that has #een

issued #y OJK since its esta#lishment%

!ccording to his explanation, one rule that is #eing discussed #y OJK, at this moment is relatedto the financial reporting of &on'Bank inancial Industry, each month% (his is a )ay that OJK rules to impro*e control system on the financial performance of non'#ank financial industry forthe future%

(he process of implementing this rule )ill #e the same as in the capital markets and #anking%irst, OJK )ill pro*ide some ad*ance )arning for companies that *iolate the rules% If the )ritten

)arning up to + times remain ignored, then OJK )ill impose fines on the company%

&on Bank inancial Industry that are under control #y OJK -

Insurance, .ension unds, inancing Institutions /0enture 1apital, actoring, 1redit 1ard and1onsumer inancing, and Leasing2 and Other inancial Institutions /1redit Insurance 1ompany,Infrastructure Insurance 1ompany, Indonesia 3xport inancing !gency, Secondary "ousing

inancing 1ompanies, Mortgage Brokers, and the Social Security !gency of MicrofinanceInstitutions2%

4uestion56 - !naly7e )hich are ne) in OJK compared )ith pre*ious rulesfor listed companies%

Based on a formal notification from OJK, there are ne) Draft 8egulations that must #e finishedin 69:;% (hose regulations related to - In*estment Management, Securities Institutions(ransactions, and regulations related )ith Issuers /3miten2 and .u#lic 1ompanies% OJK alsoenhances a num#er of related rules and professional organi7ations supporting the capital market,the imposition of sanctions and regulations relating to the Self'8egulatory Organi7ation%

These are new Draft Regulations for Non-Bank Financial Institutions:

I. Peraturan terkait Pengelolaan Investasi (Regulation related Invest ent!anage ent"

a. Penyusunan Penyempurnaan Peraturan OJK tentang Reksa Dana KontrakInvestasi Kolektif Penyertaan Terbatas (Revisi Peraturan Nomor IV. .!"#

b. Penyusunan Peraturan OJK tentang $aporan Kontrak Investasi Kolektif %fek&eragun 'set#


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. Penyusunan Penyempurnaan Peraturan OJK tentang Peri)inan atauPen*aftaran 'gen Pen+ual %fek Reksa Dana (Revisi Peraturan Nomor V.&.,"#

*. Penyusunan Penyempurnaan Peraturan OJK tentang Perilaku 'gen Pen+ual%fek Reksa Dana (Revisi Peraturan No V.&.-"

e. Penyusunan Penyempurnaan Peraturan OJK tentang Pe*oman Pelaksanaanungsi/ ungsi 0ana+er Investasi (Revisi Peraturan Nomor V.D.11"

f. Penyusunan Ran angan Peraturan OJK tentang Peri)inan 2akil 0ana+erInvestasi

g. Penyusunan Ran angan Peraturan OJK tentang Pe*oman Penerbitan *anPelaporan %fek &eragun 'set &erbentuk 3urat Partisipasi

4. Penyusunan Ran angan Peraturan tentang Penya+ian *an Pengungkapan$aporan Keuangan Pro*uk Investasi &erbentuk Kontrak Investasi Kolektif.

i. Penyusunan Ran angan 3urat %*aran OJK tentang Tata ara Pen+ualan(3ubs ription" *an Pembelian Kembali (Re*emption" %fek Reksa Dana 3e ara%lektronik5 3erta Pelaksanaan Pertemuan $angsung ( a e To a e" DalamPenerimaan Pemegang %fek Reksa Dana 0elalui Pembukaan Rekening 3e ara%lektronik.

B. Peraturan terkait Transaksi dan #e $aga %fek ( Securities InstitutionsTransactions)

a. Penyusunan Ran angan Peraturan OJK tentang Pen+aminan PenyelesaianTransaksi &ursa5 yang merupakan revisi *ari Peraturan &apepam/$K NomorIII.&.6 tentang Pen+aminan Penyelesaian Transaksi &ursa *an Peruba4anPeraturan Nomor III.&.7 tentang Dana Jaminan.

b. Penyusunan Ran angan Peruba4an Peraturan V.'.1 tentang Peri)inanPerusa4aan %fek.

. Penyusunan Ran angan Peruba4an Peraturan V.&.1 tentang Peri)inan 2akilPerusa4aan %fek.


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*. Penyusunan Ran angan Pokok/pokok Peruba4an Peraturan V.D.18 tentangPrinsip 0engenal Nasaba4 Ole4 Penye*ia Jasa Keuangan *i &i*ang Pasar0o*al.

e. Penyusunan 3urat %*aran Terkait Pelaksanaan Dana Perlin*ungan Pemo*al

f. Penyusunan Ran angan 3urat %*aran tentang Pen abutan Ketentuan 'ngka18 9uruf e angka :" *alam 3%/16;&$;:81: tentang Pen+elasan Peraturan&apepam *an $K Nomor V.D., tentang Pengen*alian Internal Perusa4aan %fekyang 0elakukan Kegiatan ess.

&. Peraturan terkait % iten dan Perusahaan Pu$lik (Regulations relatedwith Issuers (Emiten) and Public Companies 2

a. Penyusunan Penyempurnaan Peraturan Nomor I?.D.- tentang Penamba4an0o*al Tanpa 90%TD (9ak 0emesan %fek Terlebi4 Da4ulu".

b. Penyusunan Ran angan Peraturan terkait %mployee 3to k O@ners4ipProgram;Plan (%3OP" ; 0anagement 3to k O@ners4ip Program;Plan (03OP"

Perusa4aan 'sing.

. Penyusunan penyempurnaan Peraturan Nomor I?.'.1! tentang Pena@aran


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&onus5 Nomor VIII.=.! tentang Penyusunan omfort $etter5 Peraturan NomorVIII.=.6 tentang Pe*oman Penyusunan 3urat Pernyataan 0ana+emen Dalam&i*ang 'kuntansi# serta Penyusunan Ran angan Peraturan baru tentangPe*oman Penya+ian Informasi Keuangan Proforma

4. Penyusunan *raft revisi Peraturan I?.I.1 tentang Ren ana *an PelaksanaanRapat


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%. Regulations related with )anctions

OJK is arranging regulations on '*ministrative 3an tions Pro e*ure &illingorm of ines in t4e inan ial 3ervi es 3e tor5 to provi*e a legal basis for t4e

billing pro e*ures of a*ministrative san tions su 4 as Enes5 @4i 4 in lu*eEnes an* payment me 4anisms an* *elegation me 4anism for ba* *ebt.

F. Rancangan Peraturan )elf Regulator* +rgani,ation ()R+"

In a**ition to revie@ing t4e preparation or improvement of apital marketregulations5 OJK also perform pro essing appli ation for approval of t4e DraftRegulation on 3RO.

Dis ussion @it4 3RO on t4e Draft Regulation of 3RO onsist of B

a. Ran angan Peraturan &ursa %fek In*onesia (&%I" Nomor I/' tentangPen atatan 3a4am Dan %fek &ersifat %kuitas 3elain 3a4am ang DiterbitkanOle4 Perusa4aan Ter atat.

b. Ran angan Peraturan &%I Nomor I/'.1 tentang Ketentuan Pen atatan

K4usus &agi alon Perusa4aan Ter atat *i &i*ang Pertambangan 0ineral Dan&atubara.

. Ran angan Peraturan &%I Nomor I/I tentang Tin*akan Korporasi angDilakukan Ole4 Perusa4aan Ter atat ang 0enerbitkan %fek &ersifat %kuitas.

*. Ran angan Peraturan &%I Nomor I/= tentang Pen atatan 3ukuk.

Notes to Concerns -

TRANSITIONAL PROVISIONS

rom the dated of +: Decem#er 69:6, the functions, duties and authorities of regulation andsuper*ision in the financial ser*ices of sector acti*ities 1apital Markets, Insurance, .ension unds,Banking Institutions and Other inancial Ser*ices Institutions, to s)itch from the Minister of

inance and 1apital Market Super*isory !gency and inancial Institution to the OJK%


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rom the dated of +: Decem#er 69:+, the functions, duties and authorities of regulation andsuper*ision in Banking Sector, to s)itch from Bank Indonesia to the OJK

(here are some #asic rules for listed companies remains in effect as long as not in conflict and hasnot #een replaced -

:% 62 se#agaimana telah diu#ah dengan $92 dan peraturan pelaksanaannya?

/ for Banking Industries 2

+%


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4uestion 5+% Main ne) potential reCuirements from OJK that need to #eprepared #y listed companies%

Based on the notification from OJK, all reCuirements for listed companies still refer to the a#o*e #asic regulations /(8!&SI(IO&!L .8O0ISIO&S2 )hile a)aiting for the Draft 8egulations 8elated )ith Issuers and Listed 1ompanies /.oint 12 and Draft 8egulations 8elated )ithSanction /.oint D2 to #e appro*ed%

OJK states that Issuer shall su#mit a 8egistration Statement for .u#lic Offering and the .u#lic1ompanies shall su#mit the 8egistration Statement as a .u#lic 1ompany%


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g. Penyusunan penyempurnaan *an Peraturan baru terkait 3tan*ar 'kuntansi*an 'u*iting berupaB penyempurnaan Peraturan Nomor I?.D.! tentang 3a4am&onus5 Nomor VIII.=.! tentang Penyusunan omfort $etter5 Peraturan NomorVIII.=.6 tentang Pe*oman Penyusunan 3urat Pernyataan 0ana+emen Dalam

&i*ang 'kuntansi# serta Penyusunan Ran angan Peraturan baru tentangPe*oman Penya+ian Informasi Keuangan Proforma

4. Penyusunan *raft revisi Peraturan I?.I.1 tentang Ren ana *an PelaksanaanRapat

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