ot0 ..: ,. | financial disclosure report report required ...€¦ · 5a. report type (check...

17
.. : , ~ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required by the in Government Act of 1978 FOR CALENDAR YEAR 2009 0 u.s.c, app. §§ I. Pennon Reporting 0a~t name, first, middle initial) 2. Court or Organization 3. Da~e of Report Chatigny, Robert N. U.S. District of Connecticut 08/12,"20 ! 0 4. Title (Article Ill judges indicat~ active or senior status: magistrat~ judges indica0: full- or part-time) 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c 01/01/2009 OislrictJudge(Aefive) [] Initial [] Annual [] Final to 12/3112009 5b. [] Amended Report 7, Chamber’~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 450 Main Street Hartford, CT 06103 U.S. District Court Reviewing Officer Date IMPORTANT NOTES: The ittvtructions accompanying this form must be followed. Complete alt parts, checking the NONE box for each part where you have no reportable informatiot~ Sign on last pag~ 1. rt/OlllUl~O. (~eporting i.a,’~iduat o.ty; see pp. 9-13 of.tiling instructions.) NONE (No reportable positions.) POSITION NAME OF OP~GANIZATIONZENTITY 2. II. AGREEMENTS. (ReportingindivMuatonly;seepp. 14-16offilinginstructions.) =~-- ..... ~ ~"i,-~ ~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

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Page 1: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

.. : , ~ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required by the in Government Act of 1978

FOR CALENDAR YEAR 2009 0 u.s.c, app. §§

I. Pennon Reporting 0a~t name, first, middle initial) 2. Court or Organization 3. Da~e of Report

Chatigny, Robert N. U.S. District of Connecticut 08/12,"20 ! 0

4. Title (Article Ill judges indicat~ active or senior status:magistrat~ judges indica0: full- or part-time)

5a. Report Type (check appropriate type) 6. Reporting Period

[] Nomir, ation, Da~c 01/01/2009 OislrictJudge(Aefive) [] Initial [] Annual [] Final to

12/3112009 5b. [] Amended Report

7, Chamber’~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

450 Main Street Hartford, CT 06103

U.S. District Court

Reviewing Officer Date

IMPORTANT NOTES: The ittvtructions accompanying this form must be followed. Complete alt parts, checking the NONE box for each part where you have no reportable informatiot~ Sign on last pag~

1. rt/OlllUl~O. (~eporting i.a,’~iduat o.ty; see pp. 9-13 of.tiling instructions.)

NONE (No reportable positions.)

POSITION NAME OF OP~GANIZATIONZENTITY

2.

II. AGREEMENTS. (ReportingindivMuatonly;seepp. 14-16offilinginstructions.) =~-- ..... ~ ~"i,-~

~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS

Page 2: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Name of Person Reportiag Date of Repe~tFINANCIAL DISCLOSURE REPORT Page 2 of 1 7 osilzeo~o

[ Chatigny, Robert N.

III. NON-INVESTMENT INCOME. CRepo,n~g i,aivid,,t �.d,po,,e; ,,epp. I7-24 of]~ding instructions.)

A. Filer’s Non-lnvestment Income

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME (yours, not spouse’s

I.

2.

3.

4.

B. Spouse’s Non-Investment Income - ~lyou were marred du~ng ~llar amou~ not required ~cept for honor~ia.)

~ NONE ~o reportable non-investment

DATE SOURGE A~

I. 2~9 T~chCr

2.

4.

IV. REIMBURSEMENTS - t,,,~,o,,oao~, ~oag~,,~oo~, e,~e,,,~ ..... ~. (Includes those to spouse and dependent chilcken: see pp. 25-27 o]~ling i~tmctio~’.)

NONE ~o reportable reimbursements.)~

~ DATE~ LOCATION PURPOSE ITEMS PAID OR p~QVIDED

1. Fede~! B~ Council 10/23/~ - 10/25/09 Lenox, MA Fall Bench & Bar Re~l R~m ~d meals

2.

3.

4.

5.

Page 3: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

" FINANCIAL DISCLOSURE REPORT Name of Pe,~o. aepo~ti~g Da,.orR~,o~t Page 3 of 17 Chatigny, Roberl N. 08/12/2010

I

[~] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

4.

5.

VI. LIABILITIES. a.d~-~ thos~ o/svo~e o~a ~,p,~a,,, ~i~a,,~; ,,, v~. 32-33 off~ng ~truc~m.)

~ NONE ~o reportable liabilities.)

C~DITOR DESC~PTION VALUE CODE

I. Americ~ Express Credit Card J

2. Amefic~ Express Credit Card K

3 Bank Bt~iness ~an L

4.

5.

Page 4: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

~.,., aPe.u, aepo,~ng Date of ~e~o~FINANCIAL DISCLOSURE REPORT Page 4 of 17 Chat~gny, Robert N. 08/12/2010

VII. INVESTMENTS and TRUSTS -/,, ......,.. ~..,~.c,~o,~ a.a,~ tho.e oZ,~c *.d ,U~,e.,~e.e ~h~...; ... ~,~,. ~4-~0 ufO’S ~,~,.~

NONE ~o reportable income, ~sets, or ~a~actio~.)

A. ~ B. C. D. D~cription of~ ~om~ during Gross value at end of T~acfions during ~ing ~~ (including ~st ~) ! r~ing p¢fi~ re~ng period

[ {1) ~ (2) (1) (2) (I) (~I (2) 13) [ (4)Place ~(X)" a~r ~ch ~ ~ ~ount I T~ (e.g.. Value Value T~ (e.g., ! Da~e Value Gain Idenfi~ of

exempt ~om prior discl~ure ’ Code I [ div., rent, ~de 2 Me~M buy, ~11, Mon~ - Codc 2 [ ~ 1 ~yer/~tler ~(A-H) or inL) (J-P) C~e 3 ~¢mpfion) Day (J-P) (A-10 (if pfiva~

1. B~ of America Checking Acct. (Y) Non~ S�¢ Section Vlll

2. U.S.A., Inc. Shares None K W

4. Vanguard Windsor 11 Fund SEP IRA A Dividend K T

5. Vanguard International Group Fund SEP 1 A Dividend J T

! 6. Vanguard Windsor II Fund IRA A Dividend K T

7_ Vanguard International Growth Fund IRA A Dividend K T

8. IRA Rollover - Cash A Interest J T

9[ Bemstein Intermediate Duration Portfolios D Dividend M T Buy 9/1 J (add’I)

I 0. Buy 9/23 J(addq)

I I. Buy 10/16 J(add’l)

12. Buy 12/]7 J(add’l)

13. Buy 12/28 J(add’l)

~4. Sold 3/6 K A(part)

15. Bemstein Internalional Value Portfolio 11 B Dividend M T Buy 3/6 K(add’l)

16. Bank of America Corp. A Dividend Sold 3/24 J A

17. Bemstein Diversifie~ Municipal Portfolio A Dividend Sold 7/7 K B

Page 5: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

r~,me of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Page 5 of 17 Chatigny, Robert N. 08/12/2010

VII. INVESTMENTS and TRUSTS - ~ .... t.e, transactions (Includes those of sp ..... d dependent children; seepp. 34-60 of fding instruction~.)

[--~ NONE (No reportable income, assets, or transactions.)

Description ofAsr, e~ Income during : Gross value at end of Transactions dtu’ing reporting period (including ta-ast assets) : reporting periodi reporting period

- (1) (2) (l) (2) (1) i (2) (3) (4) (5) Place "(DO" after each asset Amount Type (e.g., Value Value Type (c.8. Date Value Gain Identity of

l,

Code 1 d.lv., rent, Code 2 Method buy, sel!, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) tramaction)

exempt from prior disclosure

18. Bern.stein Custodian Cash A Interest J T

19. llorse - 15% Ownership (Y) None See Section VIII

20. Bemstein Short Dur DVSD Municipal Port A Dividend Sold 7/7 J Afolio

21. Bemstein Short Dur DVSD Municipal Port"folio (Y)

22. Wisconsin Energy Corp. A Dividend Sold 4/29 l A

23. Bank of America Checking Acct None J T

24. Stock - Conoco Phillips (Y)

25. Bank - Checking Account A Interest J T

26. Stock -Travelers Companies A Dividend J T Sold 6/24 J A(part)

27. Stock - Sprint Nex!el Corp. None J T Buy 8/6 J (add’l)

28. Stock - Citigroup Inc. A Dividend Sold 2/6 J A

29. Stock - Kroger A Dividend Sold 7/20 -1 A

30. Stock - General Electric (Y)

31. Stock - Sanmina Corp. None Sold 3111 J A

32. Stock - BP PI.C A Dividend Sold 2/3 J A (parq

Sold 10/5 J A

34_ Stock - JP Morgan Chase & Co. A Dividend J T Buy 5/27 J (add’l)

33.

Income Gain Codes: A :$!.000 o~ leis B =$1,001 - $2,500 C =$2.501 - $5,000 D ~$5.001 - $15.000 E =$15,001 - $50,000

P3 =$25,000,001 - $50.000.0¢~ P4 -Mo~e th,~n $50,000,000

Page 6: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Name of Person Reporting Date of Repo~FINANCIAL DISCLOSURE REPORT Page 6 of 17 Chatigny, Robert N. 08/12/2010

VII. INVESTMENTS and TRU STS - ~co,,,. ,,,,~,,~. , .....,o,,, a.ct.d~ a,o~ o.f s~,o,,s~ NONE (No reportable income, assets, or transactions.)

A. ’ B, i C. [ D. Description of Asse~ ~ Income during II Gross value at end of I Transactions during reporting period (including trust asse~) reporting period reporting period

i i O) [ (2) O) [ (2)

Place "CA)" aider each ~set Amount I Typo (e.g., Value [ Value , Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code ] i div., rent, Code 2 I Method buy, sell, Month - ] Code 2 Code 1] buyedselle~

(A-H) [, orint.) (J’P) i Code3 redemption) Day [ (J-P)~ (A-H) (ifprivate

I I (Q-W)

35. Stock- Chevron Corp. (Y)

36. Stock - Amer International Group B None Sold 3/13 J A

37. Stock - Itartford Financial Services A Dividend Sold 8/12 J A

38. Stock - Time Warner Inc. A Dividend J T

39. Stock - Exxon Mobil Corp. A Dividend Sold 7/10 J A(p~)

40. Sold 8/19 J A(part)

41. Sold 9/30 J A

42. Stock - Geoworlh Financial Inc. None Sold 8111 J A

43. Stock - XL Capital A Dividend J T

44. Stock - Golchnan Sachs Group A Dividend J T Buy 8/31 J(add’l)

45. Stock - AT&T Inc. A Dividend J T

i46. Stock - Verizon Communications A Dividend Sold 4/30 J A

47. Stock . CBS Corp. A Dividend J T Sold 11/12 J A(part)

48. Stock - Merck & Co. A Dividend J Y Sold 11/16 J A

49. Stock - Pfizer Inc. A Dividend J T

50. Stock . Verizon Communication (Y)

5 I. Stock - Black & Decker Corp. A Dividend Sold ’ 12111 J A

I. Income Gain Codes: A =$1,0~O or less B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 * $15,000 E ---$15,001 - $50.0~O

(S¢~ Colurons BI and D4) F =$50,001 - $100.000 G =$100,001 - $1.000,000 HI =$1.000,001 - $5,000,000 H2 =More than

2. Value Cod¢~ J =$15,000 o¢ less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M -$ 100,001 - $250,000

(S~e Columns CI and D3) N =$250.001 - $500,000 O =$500,001 - $1.000,000 PI =$1,000,001 - $5,000,000 P2 =$5.000,001 - $25,000,000

P3 ---$25.000.001 - $50,000.000 P4 =More than $50.000,000

3. Value Method Codes Q =Appcaisal R =C~sl (Real Es~¢ Only) S =Assessment T =4~h Market

(See Column C2) U =Book Value V -N~,her W =Estimated

Page 7: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Date Of ReportFINANCIAL DISCLOSURE REPORT [ ~Name of Person Reporting

Page 7 of 17 08/12/2011)[ Chatigny, Robert N.

VII. INVESTMENTS and TRUSTS - i~co~e, ~., transactions (Includ¢~ those of spouse and dependent children; see pp. 34-60 of fding instructian~)

NONE (’NO reportable income, assets, or transactions.)

Description of Assets Income during ! Gross value at end of Transactions during repo~ng period (including ~ust assets) reporting period i reporting period

(1) l (2) i (1) I (2) (1) (2) i3) (4) (5) Place "(X’)" after each asset Amount Type (e.g., Value i Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/sa!lerCode 1 (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W). transaction)I i

5~2.. Stock, Nokia Corp. (Y) ..

53. Stock - Allstate Corp. A Dividend Sold 12/3 J A

54. Stock - Deutsche Bank A Dividend J T Buy 5/7 J(add’It

55. Stock - Fidelity National A Dividend Sold 11110 J A

56. Stock - Morgan Stanley A Dividend J T

57. Stock - McKesson Corp. A Dividend Sold 1/22 J A

58. Stock - Autoliv Inc. A Dividend Sold 7/21 J A

59. Stock - Macy’s Inc. (Y)

60. Stock - Caterpillar Inc. A Dividend J T Sold 10/14 J A(part)

61. Stock - Tyco Int! A Dividend Sold 1/28 J A

62. Stock - Royal Dutch A Dividend Sold 3/23 J A (part)

63. Sold 7/14 J A

64. Stock - McKesson Corp. (Y)

65. Stock . Macy’s Inc. A Dividend J "F

66. Stock - Supervalu Inc. A Dividend ’ J T Buy 10/15 J

67. Stock - BP- PLC(Y)

68. Stock - Chevron Corp. A Dividend J T Sold 7/15 J A (P~)

" ~’i~om~i~’C~l~s:" A -$l,00Oor less B -$1.0OI - $2.500 C :$2.501 - $5.000 D =$5.00~ - $15.000 E ~SlS.0Ol - $50.0OO

(S¢¢ Colump..s BI ~md LMJ F ~$50,001 - $100.000 G ~$100,0OI - $1,000,000 ill =$ t,000,001 - $5,000,000 H2 ~More th~n SS,000,000 2. Value Cod¢~ J -$1~,000 or le’~ K ~$15,,001 - $50,000 L =$50,001 - $100,000 M =St 00,001 - $250,0~0

(S~c Colmrm~ Ct and 03) N ~$250,001 - $500,000 O ~$300,001 - $t.000.000 PI =$1,000.001 - $5,000,000 F2 =$5,000,001 - $23,000,000

P3 -$25,0~10,00~ - $50,000,000 P4 =More than $50,000.0003. Vatue Method Codes Q =Appraisal R =Cosl (Renl Estate Only) S =As.~ssmenl T =4Sash Market

(S~e Colum~ C2) U =Book Value V =(Saber W =Estimated

Page 8: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

FINANCIAL DISCLOSURE REPORT ] NameofPer$on Reporting Dateof RepcrlPage 8 of 1 7 0g/12/2010

[ Chatigny. Robert N.

VII. INVESTMENTS and TRUSTS - n, co,,~. ,.~,~, ~.o,~.~,~ a.c,,~ th~ NONE ~o reportable income, ~sets, or tra~actio~.)

.~. ~ ~. c. Descfip6on of ~ ~: In.me during Gr~s valoe at end of

(including ~t ~) ~, r~o~ing ~6od re~ng

Pla~ "(X)" after ~ch a~e~ Amoun~ T~ (e.g.. ~ Value Vatu¢ T~ (e.g., Date] Value ~inI ldenti~ of[l Code Iexempt from prior discl~ur¢ div., ren~. C~� 2 Me~ [ buy, sell. Mon$- C~e 2 ~ C~ I ~, ~yer/s¢ller,(A-H) or int,) (LP) ’. C~� 3 ~ r~ption) Day (J-P) (A-~ "(if private

69. Sold 8/10 J A

70, St~k - ConocoPhillips A Dividend J T Buy 9/2 J

71. Buy 11/12 J (add’l)

72. Sold 1/28 ] A

~) 73. St~k - Exxo~ Mobil (Y)

74. Stock - Travelers (Y)

75. Stock - JP Morgan (Y)

76, Berr~tein Diversified Municiple Portfolio

77. Bemslein Intermediate Duration Portfolios

78. Stock - Fifth Third Bancorp. A Dividend Sold 3118 J A

79. Stock - Gannett Co. A I)ividend Sold 4/9 J A

80. Stock - Bristol-Myers Squibb Co. A Dividend Sold 5/12 J A

81. Stock -Sanofi Synthelabo A Dividend Sold 6/11 J A

82. Stock - Wyeth A Dividend Sold 419 J A

83. Sold 5/27 J A

84. Stock - Cardinal Health Inc. A Dividend Sold 8/20 J A (part)

85. Sold 9~15 J A

Page 9: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Name air Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT Page 9 of 1 7 Chatigny, Robert N. 08/12/2010

Ctions (Includes those of spo ....VII. IN VESTMENTS and TRUSTS -~ .... au~, t .... ~ d,~nde~ chRdren; see pp.

~ NONE ~o reportable income, assets, or ~a~actio~.)

A. B. C. D.~ ~pfion of Asse~ ~come ~fing Gr~ value at ~d of T~s~tions d~ng ~ng~ (incMding ~t ~) r~ng period ~ teeing ~riod

(1) (2) ..... (1) (2) (1) [ (2) (3) (4) ~ (5) Pla~ "~" a~ ~ch ~el ~o~t ~ T~ (e.g., Value [ Value T~ (e.g., :Date Val~ Gain Id~a~ of

exempt from prior disclosu~ div., rent, ] Code 2 Me~ buy, sell, Mon~ - C~ 2 C~e II C~e I [(A-H) ~ or inL) (J-P) ~ption) Day (J-P) (A-H)

C~e{~3 ~on)(ifPfivate

86. St~k - Ty~n Foo~ Inc. - CL A A Dividend Sold 6/25 J A

87. Sold 8/13 J A

88. Stock - Areher-Daniels-Midland Co. A Dividend J T Sold 7/30 J A(part)

89. Sto~k - Toyota Motor Corp. A Dividend Sold 9124 J A

90. Stock - JC Penney Co. Inc. A Dividend J T Sold 3112 J A(part)

91. Stock - Safeway Inc. A Dividend Sold 5/28 J A(part)

92. Sold 8/4 J A

93. Stock - TJ’X Companies Inc. A Dividend Sold 5118 J A

94. Stock - Eastman Chemical Co. A Dividend Sold 9/14 J A

95. Slock - General Electric Co. A Dividend Buy !0/14 J(add’l)

96. Buy 10/19 .1(add’l)

97, Buy I 1/20 J(add’l)

98. Sold 12/16 J A

99. Stock - Coming Inc. A Dividend J T Buy 1/22(add’l)

ll)O. Buy 1/22(add’l)

101. Buy 9/29(add’l)

102. Sold 4/9(p~)

Page 10: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Name of Person Repotting Date of ReportFINA~NCIAL DISCLOSURE REPORT Page 10 of 17 I Chatigny, Robert N. o8/1~/~olo

VH. INVESTMENTS and TRUSTS - ~o~, ~,~, ~,~,~,~ a~e~.d~ ~o~o of ~o~ .~d d~.,,~, ~h~.~; ~o~ ~,~ ~0 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. I B. C. D. Description of Asse~ [ Income during Gross value at end of Transactiorts during reporting period

(including trust ~se~) reporting period reporting period

Place "(X’~" after each asset . exempt from prior disclosure

I Amount ] Code 1

Type (e.g., div., real

Value Code 2

: Value Method

Type (e.g., buy, z¢]l,

Date Month -

Value ] Gain Code 2 [ Code 1

Identity ol buyer/zeller

! (A-H)0rinL) ]

(J-P) Code3 (Q-W)

redemption) Day (J-P)

[ (A-H)

(if private tran.~ct~on)

103. Sold 12/11 J A

104.. Stock - Nokia Corp. A Dividend J T Buy 2/6 J

105. Sold 4/9 J A (part)

106. Sold 7/1 J A (part)

107. Stock - Ericsson LM TEL Co. A Dividend Sold 2/20 J A (part)

108. Sold 8/14 J A

109. Stock - Motorola Inc. A Divideod J T

1 I0. Stock - Dell Inc. None Sold 1/30 J A

I t t. Stock - Weslem Digital Corp. None J T

112. Stock - Apache Corp. A Dividend Sold 8/20 J A

113. Sold 11/3 J A

114. Stock - Devon Energy Corp. A Dividend J T

115. Stock - Occidental Petroleum Corp. A Dividend Sold 10/29

116. Stock - Hartford Financial Services Group

117. Stock - Amgen Inc. None Sold 6/25

118. Stock - Amgen Inc. (Y)

I9. Masco Corp. A Dividend J T Buy 5/18 J

(~ Col~ C2) U =~k Value V ~ W

Page 11: ot0 ..: ,. | FINANCIAL DISCLOSURE REPORT Report Required ...€¦ · 5a. Report Type (check appropriate type) 6. Reporting Period [] Nomir, ation, Da~c : 01/01/2009 : OislrictJudge(Aefive)

Name of Person Reporting Date of geportFINANCIAL DISCLOSURE REPORT Page I ! of 17 Chatigny, Robert N. o8n~/2oIo

VII. INVESTMENTS and TRUSTS -NONE (No reportable income, assets, or transactions.)

A. B. 1 C. D. Description of Assets [ Income during ii Gross vakte at end of Transactions during reporting period (including tntst assets) [_ reporting period i reporting period

(1) ’ ,2) (1) ] (2) (1) i (2)- ! (3) (4) I (5)iPlace "(X)" after each asset Amount Type (e.g., [ VaIne ~ Value Type (e,g., [ Date i Value Gain i Identity of

exempt from prior disclosure Code I div., rent, ] Code 2 Method buy, sell, I Month - (J P)2 , Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day Co~.e (if private! (A-H)

(Q-W) transaction)

120. NVR Inc. None ,.I T Buy 6/15 J

121. PuRe Group inc. None J T Buy 7/31 J

122. Ace LTD A Dividend J T Buy 3/19 J

123, Ameriprise Financial Inc. None J T Buy 11/4 J

124. Principal Financial Group None J T Buy 12/23 J

125. BB&TCorp. A Dividend J T Buy 9/8 J

126. US Bancorp A Dividend J T Buy 5/14 J

127. Sold 11118 J A(part)

128. Wells Fargo & Co. A Dividend J T Buy 5/8 J

129, Buy 12/15 J (add’t)

130. Vodafone Group PLC- SP ADR A Dividend J T Buy 5/6 J

131. Nisouree Inc. A Dividend J. T Buy 9124 J

132. RRI Energy Inc. (X) None J T Buy 7/7 J (add’l)

33. Time Warner Cable None J T Buy 9/2 J

134. News Corp. (X) A Dividend J T Buy 1/29 (add’I)

135. Bunge LTD (X) A Dividend J T Buy 3/19(add’I)

136. Buy 11/20 (add’l)

I. Income Gain Codo: A ~$1,000 o~ less B =$1.001 - $2.500 C =52.501 - $5,000 O ~$5,001 - $15.000 E =$15,0Ol - $50,000

(See Columr~ BI and I)4) F =$50,001 - $1~O,000 G =$100,0Ol - $1,1~0.00~ Ill =$1.00).001 - $5,000.000 H2 =Mor~ than $5,000.000

2. Va|u~ Cod¢~ ) ~$15,000 ot I¢.ss g -~$15,D01 - $50.00~ L =$50,001 - 5 t00,000 M =$100.001 - $250,000

(See Column~ CI and D3) N -$250,001 - $500,~0 O ,.~5~0,001 - $I.0~0.000 P I =$1,0~0,00! - $5,0~d,0~0 P2 =$5,00~.t)~1 - $25,0~1,0~

P3 ~$~5.000,001 - $50.00~.000 P4 =More than 5503)~0.000

3. Value Method Cod¢~ Q =Appraisal R ~..os~ (Real Estate Only) S ~Ass.es.~nen~ T =Cash Marka:~

(Se~ Colttrrm C2I U =Book Value V =Other W =F.s~mated

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FINANCIAL DISCLOSURE REPORT Page 1 2 of 17

N .... f Person Reporting

Chatigny, Robert N. Date of Repert

08112/2010

VII. IN VESTMENTS and TRUSTS - i~¢o,~¢, ~, NONE ~o reportable income, ~sets, or tra~actions.)

A. B. C. ~dpron of~ ~eome during Gross value at end of (melu~ng ~t ~) reining ~ri~ re~aing p~

Place "(~" afar ~ch ~t Amount ~ Ty~ (e.g., Val~ Value exempt from prior disclosure Code 1 div., rent, C~e 2 Me~

(A-H) I or in~) (I-P) : ~e 3

....... ........

Ty~ (e.g., buy, sell,

r~emp~ion)

D. T~sactions d~ng ~ng

Date Value Gain Mon~ - Code 2 ~e I ~

Day (J-P) (A-~

ldenti~ of buy~/~lle~ (if private

137, Dean Foo~ Co, None J T Buy 10/13 J

138. Smithfield Fo~s Inc. None J T Buy 6/24 J

139. Constellation B~nds Inc. - A None J T Buy 7/29 J

I~. Ford Motor Co. None J T Buy 1 !/11 J

141. Home Depot Inc. A Dividend J T Buy IH J

142.

143. Limited Bran~ Inc. A Dividend J T

Sold (pan)

Buy

5/12

1/13

J

J

A

1~. ~we’s Cos Inc. A Dividend J T Buy 2/9 J

145. Office De~t Inc. None J T Buy 9/24 J

146. AK St~l Holding Co~. A Dividend J T Buy 8/19 J

147. Steel Dynamics Inc. None ~ T Buy 11/16 J

148. DuPont (E.1.) De Nemou~ A Dividend J T Buy 4/17 J

149. H~man CoO, A Dividend J ’I" Buy 12/7 J

150. Ingersoll-Rand A Dividend J T Buy 6/8 J

151.

152. SPX Co~. A Dividend J T

Buy (add’l)

Buy

11/10

1~2

J

J

153. No~rop Gmmman Co~, A Dividend J T Buy 4/2 J

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FINANCIAL DISCLOSURE REPORT Name of Person Reportiag Date of Rel~orl

Page 13 of 17 Chatigny, Robert N. 08/12/2010

NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust asset~)

B, Income during

reporting period

C. Gross value at end of

reporting period

D. Transactions during reporting period

Place "C.’.’X)" alter each asset exempt from prior disclosun:

Amount I Code I (̄A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value ] Method ] ¯ Code.3

(Q-W)

Type (e.g., buy, sell,

redemption)

Date Month -

Day

Value Code 2 (J-P)

Gain Code 1 (A H)

[

Identity of buyer/seller (if private

transaction)

154. Ensco PLC A Dividend J T Buy 5/27 J

155. Dell Inc. None J T Buy 7117 J

156.

157.

158.

Symantec Cot-p. (X)

Garrnin LTD A

None

Dividend

J

J

T

T

Buy (add’t)

Buy (add’l)

Buy

11/23

3/23

11/9

J

J

J

159. Tyco Electronics Ltd. A Dividend J T Buy 4/22

160.

161. Cimarex Energy Co. A Dividend J T

Buy (add’l)

Buy

8,"21

7/31

J

J

162. Nexen Inc. A Dividend J T Buy 5/26

163. Valero Energy Corp. A Dividend J T Buy 7/15

164.

165.

166. Lincoln National Corp. A Dividend

Buy (add’t)

Buy (add’l)

Buy

8~/

8/20

1/29

167. Sold 12/1 J A

168. Regions Financial Corp. A Dividend Buy 5/20 J

69. Sold 12/21 J A

170. Crown Castle [nil Corp. None Buy 7/29 J

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Name of Pers0u Reporting Date of ReportP~g~FINANCIAL] ~ of ] 7 DISCLOSURE REPORT

Chatigny, Robert N. 08/12/2010

VII. INVESTMENTS and TR U STS - ~�o.,~, ,~.~, ..,~o,~ a.~-~ ,ho~¢ o~’~o.~ ~ ~ ~; .~ ~

NONE ~o reportable income, ~seis, or tra~aciions.)

[

:

~fipfion of~�~ (hcluding L~st ~)

Pl~ce"(X)"a~r~ch~l exempl from prior di~l~u~

Income ~dng ~ repo~ng ~fi~

~oum] V~(e.g.,C~ I ~v., ~nt. (A-H) or int.)

[

Gross ~lue at end of re~ng

i V.lue t Value Code 2 Me~ (J-P) Code 3

(@~

T~(e.g., buy, sell,

r~emption)

T~actions during ~ng

Date [Value ~in - C~ 2 C~e IMon~ j

Day I:~ (J-P) (A-~ [ [ .....

Identiwof ¯ buyer/~ll~(ifpfivate

171. Sold 10/15 J A

172. Eli Lilly & Co. A Dividend Buy 4/9 J

173.

174.

Sold Win)

Sold

7/13

9/2

J

J

A

A

175. GlaxoSmithKline PLC-Spon A Dividend Buy 3/19 J

176. Sold 11/I6 J A

177. Schering-Plough CP (X) A Dividend Sold 11/4 J A

178. Proctor & Gamble Co. A Dividend Buy 4/16

179.

180.

181.

,, t82. Gap Inc. A Dividend

Sold (pan)

Sold (part)

Sold

Buy

7/8

11/18

12115

2127

183. Sold 5/22

184. Microsotl Corp. None Buy I0/16

185. Sold 11113

186. EOG Resources Inc. A Dividend Buy 2/2 J

87. Sold 11/14 J A

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FINANCIAL DISCLOSURE REPORT ~,e of eel, on R~pomng D,t, of a*Wt Page 1 5 of 17 Chafigny, Robert N. 0S/12/2010

VII. INVESTMEN TS and TRUSTS - ~, ..... i~, , ..... ao~ anet~ ,ho,e o/,~o~,o ~,~ ~,,,.~nt ,~a~,~; ~ p~ ~ o/f~g ~ NONE ~o reportable income, ~sets, or tramactions.)

~ D. C. D. ~s~ipdon of ~ ~ ~fing Gr~s va~e at ~d of Tr~saction~ d~ng ~ing ~ (~clu~ng ~sl ~s¢~) r~o~ing period re~ng p~od

Pla~ "(X)" a~r ~ch ~texempt ~om p~or discl~u~

0) ’Amount ~Codc I

(A-H)

(2) T~ (e,g., div., ronL orint.)

0) ~ {2) Value V~ue ~e 2 Mclh~ (J-P) ~3

~o T~ (e.g., b~. sell.

r~¢mpSon)

[ (2) (3)

J Date Vah¢

Mon~ - C~� 2 Day ] (~-P)

(4) ’ Gain

Code I (A-H)

(s) I~F of

buyer/~llcr (ifpfivate

(Set Colum~ BI and D~) F =$50.001 - $100.000 O =$100,001 - $1,000,000 ill =$1,000,001 - $5,000,000 H2 =More tlxan $5.0~O.000 2. Valu,: Code~ J =$15,000 ~- less K =$15.001. $50,0~0 L =$~0,001 - $100,000 M =$100.001 - $250.000

(Soe Colurrm~ CI and D3) N =$250.001 - $.~00.000 O ~$500.001 - $1.000,000 Pl ~$1,000,001 - $5.000,000 P2 ~$5,000,0OI - 125.000,000 P3 -$25,0(Y0.0OI - $50,~O0,000 P4 =More than $50,000,000

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FINANCIAL DISCLOSUREREPORT Name of Person Repo~ng Date of R~o~

Page 16 of 17 08/1~2010] Chatigny, Robert N.

~II. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part I. Positions. U.S.A., is a Sub~hapter S Corporation wholly-owned and operated .... /~ ;)~!!/~(].~: The company publishes and distributes educationalpicture cards.

Part VII. Investments and Tn~sts.

llem Bank of America Checking Accoun! listed in Par~ Vll, line I of the 2008 report was indvertently ~eft on 1he report and was in fact closed in approximately 2000.

Items i~i’. i?i~ (*~’: - I~ Horse - 15% Ownership listed in Part Vll, lines 3 and 19 of the 2008 report were inadvertently left on the report and were in fac~ dissolvedin 1997.

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FINANCIAL DISCLOSURE REPORT Date of Report 08/12/2010Page 17 of 17 ] Name ol’PerSOnChatigny, RobertRep°rtingN.

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prowisions permitting non-disclosure.

i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signalur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commitlee on I"inancial Disclosure Administrative Offi ce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 I