optimization of freeze drying
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Optimization of Freeze-Drying Cycles UsingModulated Differential Scanning
Calorimetry (MDSC
)
Steven R. Aubuchon, Ph.D.
Product Manager, Thermal Analysis
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Background on Freeze-drying Process
Stages of Freeze-drying:1.
Freezing
Vials Cooled to 10 to 45C
Converts Most Water to Ice Concentrates Solute in Vial
2.
Primary Drying
Ice Sublimation and Removal Under Vacuum
Time Varies from 5 Hours to More Than 5 Days
Knowledge ofGlass Transition Temperature isCritical to Prevent Collapse of Cake
3. Secondary Drying Evaporation/Desorption of Unfrozen Water
Temperature can be Increased to Reduce Time But
Needs to be Kept Below Glass Transition(Collapse) Temperature
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Background on Freeze-drying Process
The bulking agent, which can be either crystalline oramorphous, and its interaction with frozen andunfrozen water in the frozen solution, define the
physical structure which is essential to successfulfreeze-drying.
This structure manifests itself in the form of
transitions that occur at specific temperatures.Knowledge of how the structure changes with timeand temperature is critical
The flow characteristics (viscosity) of anamorphous bulking agent change by severalorders of magnitude over just a few C in thetemperature region of the glass transition
This can dramatically affect drying time!!
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Background on Freeze-drying Process
The ability to accurately measure Tg in the frozensolution or in the partially and fully fried lyophilizedcakes greatly improves the cost effectiveness and
the quality of the final product. Cake collapse should not occur at temperaturesbelow Tg For efficiency, the process should be run at thehighest possible temperature The rate of sublimation (primary drying) approx.doubles with an increase of just a 5C* inprocess temperature
*M.J. Pikal, Course notes on Freeze-Drying
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State Diagram on Sucrose-Water Solutions
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Why Use Modulated DSC?
MDSC
is the preferred analytical technique
because:
MDSC is much more sensitive at the lowheating rates required for accuratetemperature measurements
MDSC can separate overlapping transitionsto greatly simplify interpretation of the data
MDSC has the unique ability to measure
heat capacity under isothermal conditions Extremely useful for following changes instructure or sublimation rate as a function
of time and temperature
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Q2000 Modulated DSC System
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Typical DSC Transitions
Temperature
HeatFlow
exothermic
Glass
Transition
Crystallization
Melting
Cross-Linking
(Cure)
Oxidation
Or
Decomposition
Composite graph
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Standard DSC of Frozen Sucrose Solution
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MDSCof Frozen Sucrose Solution
Note: Heating
Rate 0.5C/min
S l C i f F S
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Structural Comparison of Frozen SucroseSolution During Slow Cooling and Heating
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Understanding Structural Differences BetweenQuenched and Slow-Cooled Sucrose-Water Solution
Shape of Derivative Due toWater Freezing with Peak at -36C
Quench Cooled
Quench Cooled
Slow Cooled
Slow Cooled
Heat Capacity Signals
Derivative Signals
-0.4
-0.3
-0.2
-0.1
0.0
0.1
0.2
Deriv.
RevC
p(J/g/C/min)
1
2
3
4
5
RevCp
(J/g/C)
-60 -50 -40 -30 -20
Temperature (C) Universal V3.8A TA Instruments
Both Steps Due to Tg
Amorphous Sucrose
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One Experiment on Same Sample Shows Metastability ofQuench-cooled 40% Sucrose-water Solution
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Measuring Time-Dependence of Processeswith Modulated Differential Scanning
Calorimetry (MDSC
)
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Question:Is the Structure of a Slow Cooled
Frozen Solution Stable?
NO !
10% Sucrose water Solution in Open DSC Hermetic Lid
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10% Sucrose-water Solution in Open DSC Hermetic Lid(Permits Sublimation of Water)
Sample in Hermetic Lid
Eff f 20 H f D i 0 C S
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Effect of 20 Hours of Drying at -40C on Structureof 10% Sucrose-water Solution
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Question:Can MDSC Measure the Rate of
Sublimation at -40C ?
YES !
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Use of MDSC to Study Sublimation (Drying) Rate
During the process of drying @ -40C;
The amount of water in the sample is decreasing
The samples heat capacity is decreasing becauseice has a relatively high heat capacity of 2 J/gC
MDSC has very high sensitivity to measure heat
capacity or changes in heat capacity
The structure of the sample is changing, especially
the structure associated with transitions below -40C
Molecular mobility increases significantly attemperatures above a glass transition.At -40C, the sample is above the first step in
heat capacity
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Drying Temperature is Chosen Just Above the Tg
Quenched
DryingTemperatureSlowcooled
Glassy(Rigid)Phase
Liquid(Mobile)
Phase
Heat Capacit of Sol tion Decreases D ring Dr ing
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Heat Capacity of Solution Decreases During DryingDue to Both Structure Change and Mass Loss
Tg
H C i f S l i D D i D i
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Heat Capacity of Solution Decreases During DryingDue to Both Structure Change and Mass Loss
Tg
H t C it f S l ti D D i D i
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Heat Capacity of Solution Decreases During DryingDue to Both Structure Change and Mass Loss
Tg
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MDSC Relative Drying Rates of
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MDSC Relative Drying Rates ofSucrose/Water Solutions at -40C
Once structural changes stop or reach an insignificant rate,
the decrease in heat capacity with time is a relative measure
of drying rate.
Concentration Time to Tg (h)
Rate of Cp
Decrease
J/gC/h (x 10-4 )
Drying Rate Relative
to 10%
Concentration
10% 6.5 7.8 1
7.5% 5 11.1 1.4
5.0% 4 41.6 5.4
2.5% N/A 50.6 6.6
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Characterization of Lyophilized Samples
Amorphous structure is easily plasticized by
water and other solvents. As little as 2-3%
water can lower Tg by up to 100CTo measure an accurate Tg in a sample with
a volatile component, it is necessary to
maintain the volatile content by running the
sample in a hermetic (sealed) pan
Use a dry-box or dry-bag to prepare samplesin hermetic pans. This eliminates water
absorption during preparation and loss of
water during the measurement
Absorbed Moisture Acts as a Plasticizer
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Absorbed Moisture Acts as a Plasticizerto Lower the Tg of Sucrose
Tg of Dry Sucrose
68C
Implications for storage conditions
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Any Questions?
Steven Aubuchon
Product Manager, Thermal Analysis
[email protected]+1 302.427.4073
mailto:[email protected]:[email protected]