on the funding of the peterson institute for international ... · on the funding of the peterson...

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On the Funding of the Peterson Institute for International Economics

2-10-2020

STATEMENT OF PRINCIPLES

The Peterson Institute for International Economics (PIIE) is an independent nonprofit, nonpartisan research organization dedicated to strengthening prosperity and human welfare in the global economy through expert analysis and practical policy solu-tions. We believe that economic policies that advance responsible and sustainable global economic integration benefit everyone. The president and senior fellows of the Peterson Institute independently set our research agenda and evaluate the analysis and conclusions of any particular study and, ultimately, the economic policies our scholars advocate and criticize. As an international think tank based in Washington, DC, we are proud to have a wide range of supporters including a large and highly diversified group of individuals, multinational companies, philanthropic foundations, and public institutions from around the world. To fulfill its commitment to intellectual integrity and independence, the Peterson Institute adheres to the following principles:

Objectivity. The Institute’s extensive evaluation process subjects all its research to peer review prior to publication, both internal and, for longer works, external. Authors must make all data and computations used in their research publicly available and allow for replication of results. Individual authors are responsible for their own views, but the Institute takes responsibility for subjecting their scholarship and writing to rigorous and consistent quality control.

Transparency. All sources of funding dedicated to a specific study are disclosed, along with any affiliations or consulting contracts of authors that are relevant to that study. This standard applies to all authors of any PIIE publication, including all external authors and coauthors. All authors must sign a transparency and disclosure form governing their identification with the Institute. A complete list of Institute supporters for preceding years, along with category of support given, is provided below. The list includes all contributors to general support and to our capital fund.

Diversity of stakeholders. The Institute’s independence is strengthened by its reliance on a diversity of funding sources, including corporate support, foundation grants, individual donations, and support from public institutions in the United States and abroad, as well as income derived from our capital fund and publication sales.

Identity as a research institution. We are proud to be a think tank known for its scholarly integrity and for advocacy that is limited to the forceful expression of our individual scholars’ research-based views. We adhere to the letter and the spirit of all applicable US law and consciously avoid any activities that may be construed as lobbying.

1750 Massachusetts Avenue, NWWashington, DC 20036-1903+1.202.328.9000 www.piie.com

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FACTS ABOUT OUR FUNDING

Financial support for the Institute’s operations is provided through donations and grants from corporations, individuals, private foundations, and public institutions, as well as income on the Institute’s capital fund and from publishing revenues. We are proud to meet the market test of having to raise well over half of our funding every year.

Institute supporters vary in their level of engagement and financial contribution. Valuable support comes from donors at a range of financial commitments. Donations made at the $100,000+ level across all categories of supporters made up less than half (41 percent) of the Institute’s overall budget for 2019. Only 6 percent of total donations in 2019 were made by supporters who requested that their gifts be publicly attributed as anonymous.

Ninety percent of total revenues in 2019 were provided without substantive restric-tion, allowing the support to be used at the Institute’s discretion to fund ongoing programs rather than being earmarked for particular research projects. While some donor funds—particularly foundation grants—are restricted to support of individual research projects, donors do not influence the conclusions or policy implications drawn from Institute research. All Institute research is independent and held to strict standards of replicability and academic integrity.

All Institute books, Policy Briefs, Briefings, and Working Papers acknowledge any direct funding sources, and web pages for these publications provide links to underlying data files or sources to allow independent replication of analyses. Author disclosures include employment, consulting, or ownership relationships with firms or public insti-tutions that could be substantially affected by their research. This requirement applies to relationships that have been active three years prior to publication and includes all coauthors of PIIE publications, not just PIIE staff. Authors must also disclose any potential conflict of interest to the Institute that might arise as a result of leadership positions or board memberships in advocacy groups.

Funders are never given the right to final review of any Institute publication prior to its release.

Sources of financial support for the Institute have been listed annually on the PIIE website since June 2013. We provide annual listings for 2010–19.

45%

12%

8%

Public Institutions

32%

Revenue percentages by source category

Endowment Income/Publishing Revenues

Corporations*

Foundations

Individuals

3%

8%

2% Restricted(Public/Corporate)

90%

Restrictions on support by project

Unrestricted

Restricted(Foundations)

2019

14%

20%

Anonymous Supporters(6 supporters)

41%

Share of overall funding

Supporters at $100,000+ Level

Non-US Sources

Five Largest Donors

6%

INSTITUTE’S TOTAL BUDGET IN 2019: $12.5 MILLION

*Donations from foundations closely a�liated with corporations are coded as corporate

3

45%

12%

8%

Public Institutions

32%



Corporations*

Foundations

Individuals

3%

8%


90%


Unrestricted


2019

14%

20%


41%



Non-US Sources

Five Largest Donors

6%



4

44%

9%

6%

Public Institutions

38%



Corporations*

Foundations

Individuals

3%

4%


95%


Unrestricted


2018

15%

19%


36%



Non-US Sources

Five Largest Donors

2%



2019

$1,000,000 and abovePeter G. Peterson Foundation*The Estate of David Rockefeller*

$250,000 to $999,000EYOpen Philanthropy Project FundToyota Motor Corporation1 Anonymous Contributor

$100,000 to $249,999Aflac, Inc.BlackRock Financial

Management Inc.Caterpillar, Inc.Chevron CorporationChubb LimitedCouncil for the United

States and ItalyCyrus Capital Partners, L.P.Eranda Rothschild FoundationStephen FreidheimGoldenTree Asset ManagementHSBC Holdings plcIBM International FoundationJay JacobsMichael KleinMastercard Inc.Morgan StanleyNorges Bank Investment

ManagementPepsiCo, Inc.Joseph E. Robert Jr. Charitable TrustStavros Niarchos Foundation2 Anonymous Contributors

$75,000 to $99,999Aegon Asset ManagementBessemer TrustCathay Capital Europe S.à.r.lCaxton Associates LPGoldman Sachs Group, Inc.Graticule Asset Management

Asia, LLCLazard, LtdDavid LeuschenLiberty Mutual Group, Inc.McKinsey & CompanyMoody’s Investors Service, Inc.Nordic American TankersRoyal Dutch Shell plc Sybiel B. Berkman Foundation

$50,000 to $74,999All Nippon Airways Co., Ltd.BNP ParibasFrank BrosensCitadel Americas LLCD. E. Shaw & Co., L.P.Duquesne Family OfficeElement Capital Management LLCElliott Management CorporationFedEx CorporationJoan Ganz CooneyGeneral ElectricGIC Private Ltd.Lorin GuJP Morgan ChaseThe Olayan GroupJames OwensPretium Partners LLCRokos Capital ManagementLawrence H. Summers

and Elisa F. NewSymmetry InvestmentsTaconic Capital Advisors LPVisa, Inc.William Von Mueffling Wells Fargo & Co.3 Anonymous Contributors

$25,000 to $49,999Aramco Services Company Capital GroupDai-ichi Life Insurance

Company, Ltd.Deere & CompanyExxon MobilLee and Juliet FolgerFord Motor CompanyGeneral Motors CompanyKent HoStephen and Katherine HoweING Wholesale BankingIntesa Sanpaolo SpAITOCHU CorporationJapanese Ministry of Economy,

Trade and IndustryChristopher JinMarubeni Americas CorporationMicrosoft CorporationMitsubishi CorporationMUFG Bank, Ltd Procter and GambleMichael StuenkelSwiss National BankTemasek Private Ltd. Tudor Investment CorporationSam WeatherfordWilliam M. Keck, Jr. Foundation

Up to $24,999Caroline AtkinsonC. Fred BergstenNeeti Bhalla JohnsonCentral Bank of China, TaipeiPhebe Condict Miller*Jessica and Robert EinhornAnthony R. ElsonEuropean ParliamentPeter FisherR. Michael GadbawGE FoundationRobert GranieriHills & CompanyJapan Bank for International

CooperationKikkoman Foods Inc.Korea International

Trade AssociationEmbassy of LiechtensteinDonald McHenryMcLarty CompaniesMitsui & Co. (USA) Inc.Monetary Authority of SingaporePeter OrszagResearch Institute for

Housing AmericaRichard SalomonSumitomo CorporationTaipei Foreign Exchange Market

Development FoundationUBS AGRobert Zoellick

*Contribution towards PIIE’s Endowment

5

44%

9%

6%

Public Institutions

38%



Corporations*

Foundations

Individuals

3%

4%


95%


Unrestricted


2018

15%

19%


36%



Non-US Sources

Five Largest Donors

2%



6

2018

$1,000,000 and abovePeter G. Peterson Foundation*The Estate of David Rockefeller*

$250,000 to $999,000EYToyota Motor Corporation1 Anonymous Contributor

$100,000 to $249,999Aetna, Inc.Aflac, Inc.Caterpillar, Inc.Caxton Associates LPChevron CorporationChubb LimitedCouncil for the United

States and ItalyCyrus Capital Partners, L.P.Eranda Rothschild FoundationFreidheim, StephenGoldenTree Asset ManagementHSBC Holdings plcHuawei Technologies**The International Monetary FundJacobs, JayKlein, MichaelMastercard Inc.Morgan StanleyNorges Bank Investment

ManagementPepsiCo, Inc.Robert Charitable Trust,

Joseph E., Jr.Stavros Niarchos FoundationUBS AG 1 Anonymous Contributor

$75,000 to $99,999Aegon Asset ManagementBessemer TrustDecision Support Center,

Kingdom of Saudi Arabia**General ElectricGoldman Sachs Group, Inc.Graticule Asset Management

Asia, LLCIBM International FoundationLazard, LtdLiberty Mutual Group, Inc.McKinsey & CompanyMoody’s Investors Service, Inc.Nordic American TankersLeuschen, DavidRoyal Dutch Shell plc Sybiel B. Berkman Foundation

$50,000 to $74,999All Nippon Airways Co., Ltd.BlackRock Financial

Management Inc.Brosens, FrankChan, RonnieElement CapitalElliott Management CorporationFedEx CorporationGIC Private Ltd.JP Morgan ChaseThe Olayan GroupOwens, JamesRokos CapitalC.V. Starr FoundationSymmetry InvestmentsTaconic Capital Advisors LP1 Anonymous Contributor

$25,000 to $49,999Aramco Services Company BlackstoneBNP Paribas Asset ManagementCapital GroupCentre for International

Governance Innovation Dai-ichi Life Insurance

Company, Ltd.Deere & CompanyExxon MobilFolger, Lee and JulietFord Motor CompanyGeneral Motors CompanyHyundai Motor CorporationIntesa Sanpaolo SpAITOCHU CorporationMicrosoft CorporationMitsubishi CorporationMUFG Bank, Ltd Swiss National BankTemasek Private Ltd. Tudor Investment Corporation

Up to $24,999Belofsky, Patrice and JeraldBhalla Johnson, NeetiCentral Bank of China, TaipeiDismal Science NorwayEinhorn, Jessica and RobertElson, R. AnthonyGadbaw, R. MichaelGE FoundationGold, Irwin

Hills & CompanyJapan Bank for International


Trade AssociationLiechtenstein, Embassy ofMcHenry, DonaldMcLarty CompaniesMitsui & Co. (USA) Inc.Monetary Authority of SingaporeProcter and GambleSalomon, RichardSasakawa Peace Foundation, USATaipei Foreign Exchange Market

Development FoundationZoellick, Robert

*Contribution towards PIIE’s Endowment

**Since 2018, PIIE has ended its relationship with the Decision Support Center and Huawei Technologies

7

*Donations from foundations closely a liated with corporations are coded as corporate

40%

10%

5%

Public Institutions

43%



Corporations*

Foundations

Individuals

2%

8%


89%


Unrestricted


2017

15%

15%


33%



Non-US Sources

Five Largest Donors

3%


8

2017

$100,000 to $999,999Aetna, Inc.Aflac, Inc.Caxton Associates LPChevron CorporationChubb LimitedCouncil for the United

States and ItalyCyrus Capital Partners, L.P.Dow Chemical CompanyDracopoulos, AndreasEranda Rothschild FoundationEYGE FoundationGoogle Foundation of the

Tides FoundationHSBC Holdings plcHuawei TechnologiesJacobs, JayKlein, MichaelPepsiCo, Inc.Peter G. Peterson FoundationMorgan StanleyRobert Charitable Trust,

Joseph E., Jr.Smith Richardson FoundationStavros Niarchos FoundationToyota Motor CorporationUBS AG 3 Anonymous Contributors

$75,000 to $99,999Aegon Asset ManagementBessemer TrustCentre for International

Governance Innovation GoldenTree Asset Management, LPGoldman Sachs Group, Inc.Graticule Asset Management

Asia, LLCIBM International FoundationLazard, LtdLiberty Mutual Group, Inc.McKinsey & CompanyMoody’s Investors Service, Inc.Nordic American TankersRoyal Dutch Shell plc


Management Inc.Brosens, FrankCaterpillar, Inc.Chan, RonnieDavid, GeorgeElliott Management CorporationEuropean CommissionFedEx CorporationGIC Private Ltd.Norges Bank Investment

ManagementThe Olayan GroupTaconic Capital Advisors LPVisa, Inc.1 Anonymous Contributor

$25,000 to $49,999Alcoa FoundationAramco Services Company bgC3 LLCBNP Paribas Asset ManagementCapital GroupDai-ichi Life Insurance

Company, Ltd.Deere & CompanyExxon MobilFolger, Lee and JulietFord Motor CompanyGeneral Motors CompanyHerman Global LLCHills & CompanyIntesa Sanpaolo SpAITOCHU CorporationKorea Institute for International

Economic PolicyMicrosoft CorporationMitsubishi CorporationMUFG Bank, Ltd (Formerly Bank

of Tokyo-Mitsubishi UFJ Ltd.)Salomon, RichardSamsung TechnologiesSasakawa Peace FoundationStarr FoundationSwiss National BankTemasek Private Ltd. Tudor Investment CorporationUPS

Up to $24,999Belofsky, Patrice and JeraldBTIF, LLCCaterpillar FoundationCENTRA TechnologiesCentral Bank of China, TaipeiEinhorn, Jessica and RobertElson, R. AnthonyEuropean ParliamentGadbaw, R. MichaelGranieri, RobertIstituto Affari InternazionaliJapan Bank for International


Trade AssociationLiechtenstein, Embassy ofMcHenry, DonaldMcLarty CompaniesMassachusetts Institute of

Technology—Sloan School of Management

Mitsui & Co. (USA) Inc.Monetary Authority of SingaporeProcter and GambleSkandinaviska Enskilda Banken AB Sumitomo CorporationTaipei Foreign Exchange Market

Development FoundationWilliam M. Keck, Jr. FoundationZoellick, Robert

9

39%

8%

5%

Public Institutions

46%



Corporations*

Foundations

Individuals

2%

6%


93%


Unrestricted


2016

14%

12%


30%



Non-US Sources

Five Largest Donors

3%



10

2016

$100,000 to $999,999Aetna Inc.Aflac Inc.Caxton Associates LPChevron CorporationCouncil for the United

States and ItalyCyrus Capital Partners, L.P.Dow Chemical CompanyDracopoulos, AndreasEYGE FoundationGood Ventures Foundation–

Open Philanthropy ProjectHSBC Holdings plcHuawei TechnologiesKlein, MichaelMorgan StanleyPepsiCo, Inc.Robert Jr. Charitable

Trust, Joseph E.Stavros Niarchos FoundationToyota Motor CorporationUBS AG United Technologies Corporation2 Anonymous Contributors

$75,000 to $99,999Aegon/TransamericaCaterpillar Inc.Centre for International

Governance Innovation GoldenTree Asset Management, LPGoldman Sachs Group, Inc.Graticule Asset Management

Asia, LLCHansson, HerbjornIBM International FoundationLiberty Mutual InsuranceMcKinsey & CompanyMoody’s Investors Service, Inc.OCP Policy CenterRoyal Dutch Shell plc 1 Anonymous Contributor


Management Inc.Brosens, FrankChan, RonnieDavid, GeorgeElliott Management CorporationEvercore ISI

FedEx CorporationFord Motor CompanyGIC Private Ltd.Herman Global LLCJPMorgan Chase & CompanyMathias, Edward and DaleMizuho Securities Co., Ltd.Norges Bank Investment

ManagementThe Olayan GroupSalomon, RichardTaconic Capital Advisors LPVisa Inc.

$25,000 to $49,999Aramco Services Company Bank of Tokyo–Mitsubishi UFJ Ltd.Capital GroupChubb LimitedDai-ichi Life Insurance

Company, Ltd.Deere & CompanyExxon MobilFischer Francis Trees & WattsFolger, Lee and JulietGeneral Motors CompanyIntesa Sanpaolo SpAITOCHU CorporationKorea Institute for International

Economic PolicyMetLife, Inc.Microsoft CorporationMitsubishi CorporationSamsung TechnologiesSarasin & Partners LLPSwiss National BankTudor Investment CorporationUPSWilliam M. Keck, Jr. Foundation

Up to $24,999Andrea, DavidBelofsky, Patrice and JeraldCentral Bank of China, TaipeiDanske BankEinhorn, JessicaEuropean ParliamentGadbaw, R. MichaelHills & CompanyJapan Bank for International

CooperationKikkoman Foods Inc.Korea Development Institute

Korea International Trade Association

Liechtenstein, Embassy ofMassachusetts Institute of


McHenry, DonaldMcLarty CompaniesMitsui & Co. (USA) Inc.Monetary Authority of SingaporeProcter and GambleSumitomo CorporationTaipei Foreign Exchange Market

Development FoundationZoellick, Robert

11


44%

9%

4%

Public Institutions

37%



Corporations*

Foundations

Individuals

6%

6%

Restricted(Public/Corporate)

89%


Unrestricted


2015

22%

12%


27%



Non-US Sources

Five Largest Donors

3%


5%

12

2015

$1,000,000 and abovePeter G. Peterson Foundation*

$100,000 to $999,999Aetna, Inc.Aflac Inc.Asian Development BankCaterpillar Inc.Caxton Associates LPCentre for International Governance

Innovation Chevron CorporationCouncil for the United States and

ItalyCyrus Capital Partners, L.P.Dow Chemical CompanyDracopoulos, AndreasERANDA FoundationEYGE FoundationHSBC Holdings plcMoody’s Investors Service, Inc.The Olayan Group*PepsiCo, Inc.Stavros Niarchos FoundationToyota Motor CorporationUBS AG United Technologies Corporation1 Anonymous Contributor

$75,000 to $99,999Aegon/TransamericaGoldenTree Asset Management, LPGoldman Sachs Group, Inc.Graticule Asset Management Asia,

LLCHansson, HerbjornLiberty Mutual InsuranceMcKinsey & CompanyRoyal Dutch Shell plc 2 Anonymous Contributors

$50,000 to $74,999All Nippon Airways Co., Ltd.Bank of JapanBlackRock Financial Management

Inc.Brosens, FrankChan, RonnieDavid, GeorgeDeutsche BankElliott Management CorporationEvercore ISIFedEx CorporationFord Motor CompanyGIC Private Ltd.Huawei Technologies

IBM International FoundationJPMorgan Chase & CompanyKorea Institute for International

Economic PolicyKlein, Michael S.Norges BankThe Olayan GroupOwens, James*Sarasin & Partners LLPSasakawa Peace FoundationTaconic Capital Advisors LPTaipei Economic & Cultural

Representative OfficeToyota Motor North America, Inc.Visa Inc.3 Anonymous Contributors

$25,000 to $49,999Aramco Services Company Banco SantanderBank of Tokyo–Mitsubishi UFJ Ltd.Bergsten, Virginia and Mark*Capital GroupCEMEXChubb LimitedDai-ichi Life Insurance

Company, Ltd.Deere & CompanyDuquesne Capital Management, LLCEni S.P.A.European ParliamentFischer Francis Trees & WattsFolger, LeeGàvea InvestimentosGeneral Motors CompanyIntesa Sanpaolo SpAITOCHU CorporationKorea Development InstituteMetLife, Inc.Microsoft CorporationMitsubishi CorporationSalomon, RichardSwiss National BankTudor Investment CorporationUPSvan Agtmael, Antoine

Up to $24,999American Automotive Policy CouncilCentral Bank of China, TaipeiCENTRA Technology Inc.Cross, Sam and Nancy Jacklin*Danske BankEinhorn, JessicaFischer Francis Trees & Watts*

Fraga, Arminio*Gadbaw, R. MichaelGreene, Edward*Hills & CompanyHM TreasuryJapan Bank for International

CooperationKikkoman Foods Inc.Korea International Trade

AssociationLiechtenstein, Embassy ofMcHenry, DonaldMcLarty CompaniesMinistry of Economic Affairs, R.O.C.Massachusetts Institute of


Mitsui & Co. (USA) Inc.Monetary Authority of SingaporeOwens, JamesProcter and GambleThe Starr FoundationSumitomo CorporationTaipei Foreign Exchange Market

Development FoundationTruman, Edwin and TracyWatts III, John H. & Martha*Whitman Family Foundation*William M. Keck, Jr. FoundationZoellick, Robert

*Donated to the Institute’s Capital Fund in 2015


43%

12%

4%

Public Institutions

37%



Corporations*

Foundations

Individuals

4%

10%


84%


Unrestricted


2014

22%

12%


34%



Non-US Sources

Five Largest Donors

4%

INSTITUTE’S TOTAL BUDGET IN 2014: $12 MILLION

6%

13


43%

12%

4%

Public Institutions

37%



Corporations*

Foundations

Individuals

4%

10%


84%


Unrestricted


2014

22%

12%


34%



Non-US Sources

Five Largest Donors

4%


6%

14

2014

$100,000 to $999,999Aetna, Inc.Aflac Inc.Asian Development BankAven, PeterCaterpillar Inc.Caxton Associates LPChevron CorporationCouncil for the United States and

ItalyCyrus Capital Partners, L.P.Dracopoulos, AndreasDow Chemical CompanyERANDA Rothschild FoundationEYHSBC Holdings plcIBM International FoundationInvestor ABItalian Trade CommissionMoody’s Investors Service, Inc.Office Chérifiendes Phosphates-

Policy CouncilThe Olayan Group*Owens, James*PepsiCo, Inc.Sasakawa Peace FoundationThe Starr Foundation*Stavros Niarchos FoundationToyota Motor CorporationToyota Motor Corporation* UBS AG United Technologies CorporationWilliam M. Keck, Jr. Foundation*3 Anonymous Contributors

$75,000 to $99,999Aegon/TransamericaAll Nippon Airways Co., Ltd.FedEx CorporationFortress Investment Group LLCGoldenTree Asset Management, LPHansson, HerbjornKorea Institute for International

Economic PolicyMcKinsey & CompanyRoyal Dutch Shell plc US Chamber of Commerce1 Anonymous Contributor

$50,000 to $74,999BlackRock Financial Management

Inc.Brosens, FrankChan, RonnieChubais, AnatolyDavid, GeorgeElliott Management CorporationEvercore ISIGaidar FoundationGE FoundationGIC Private Ltd.Huawei TechnologiesInstitute for New Economic Thinking

JPMorgan Chase & CompanyKlein, Michael S.Keck, StephenThe Olayan GroupStatoilTaconic Capital Advisors LPTudor Investment CorporationToyota Motor North America, Inc.Visa Inc.William M. Keck, Jr. Foundation2 Anonymous Contributors

$25,000 to $49,999Aegon/Transamerica*Chubb LimitedAramco Services Company Banco SantanderBanque de FranceBP plcCapital GroupCEMEXCentre for International Governance

Innovation Deere & CompanyDeutsche BankDuquesne Capital Management, LLCEaton CorporationEnel Green Power North America,

Inc.ExxonMobilFord Motor CompanyFischer Francis Trees & WattsFolger, LeeGàvea InvestimentosGeneral Motors CompanyGoldman Sachs Group, Inc.High Rise Capital Management LPIntesa Sanpaolo SpAITOCHU CorporationKorea International Trade

AssociationMetLife, Inc.Microsoft CorporationNucor CorporationSalomon, RichardShepard, Don*Slome Capital LLCStavros Niarchos FoundationSwiss National BankTata Sons Ltd.UPSvan Agtmael, Antoine

Up to $24,999Akant, Adnan*Alva, Maureen and George*Ames, Kenny*Association of Global AutomakersBank of Tokyo–Mitsubishi UFJ Ltd.Barua, Kausik*Carey, John P.*Central Bank of China, Taipei

CENTRA Technology Inc.Chen, Sally F.*Cigliana, Giorgio*Constantine, Stephen James*Danske BankDeutsche Post DHLDinning, William*Einhorn, JessicaFischer Francis Trees & Watts*Fraga, Arminio*Francis, Kathleen*Friedman, Benjamin*Gadbaw, R. MichaelGE FoundationGould, Jane Mack*Harris, Mariel*Hazell, Debbie* Hazen, Alexes*Heitman LLC*Hills & CompanyJapan Bank for International

CooperationKenadjian, Patrick*Kikkoman Foods Inc.Kotz, Hans*Lasker, Johanna*Levine, Robert*Liechtenstein, Embassy ofMacroeconomic AdvisorsMakin, JohnMcCain, Wendy Adams*McLarty CompaniesMcNamara, Robert K. and Irene Z.*Ministry of Economic Affairs, R.O.C.Mitsui & Co. (USA) Inc.Moncada, Joanne*Monetary Authority of SingaporeMoore, Jr., Willett S.*Morris, John C. “Hans”*Nestle Inc.Nielson, Erik*Posen, Adam & Sosin, Jennifer*Procter and GambleRosman, Robert*Roth, Jean-Pierre*Rubenstein Communications*Russell, Stewart*Samson Gale Expo CitySaracoglu, Rusdu*Schoen, DouglasStorm, Kees*Sumitomo CorporationTruman, Edwin*Veron, Nicolas*Westwater, W. Marc and Lisa M.*Williams, Ron*Zoellick, Robert


15


42%

16%

6%

Public Institutions

32%



Corporations*

Foundations

Individuals

4%

15%


78%


Unrestricted


2013

43%

15%


42%


Supporters at $100,000+Level

Non-US Sources

Five Largest Donors

4%


7%

1716

2013

$1,000,000 and abovePeter G. Peterson Foundation*The Starr Foundation*Stavros Niarchos Foundation*

$100,000 to $999,999Aetna, Inc.Aflac Inc.Anthony M. Solomon Charitable

Lead Annuity TrustAsian Development BankCaterpillar Inc.Caxton Associates LPChevron CorporationCouncil for the United States and

ItalyDavid, George*Dow Chemical CompanyERANDA Rothschild FoundationEYFord Motor CompanyGoldman Sachs & Co.IBM International FoundationInstitute for New Economic ThinkingJones, Paul TudorMoody’s Investors Service, Inc.The Olayan Group*Owens, James W.*PepsiCo, Inc.Rockefeller, David*De Rothschild, Lynn and Evelyn*Toyota Motor Corporation United Technologies CorporationUS-India Business CouncilVictor Pinchuk FoundationVoser, Peter R.*Wallenberg, Jacob*William M. Keck, Jr. Foundation*3 Anonymous Contributors

$75,000 to $99,999Aegon/TransamericaAll Nippon Airways Co., Ltd.Dracopoulos, Andreas C.FedEx CorporationMcKinsey & CompanyNordic American Tankers Ltd.Royal Dutch Shell plc UBS AG William M. Keck, Jr. Foundation

$50,000 to $74,999BlackRock Financial Management,

Inc.Chan, Ronnie C.*Coca-Cola CompanyDeloitte LLP

Deutsche BankElliott Management CorporationFortress Investment Group LLCGE FoundationGIC Private Ltd.GoldenTree Asset Management, LPHansson, Herbjørn*Huawei TechnologiesJPMorgan Chase & CompanyKlein, Michael S.*Keck, Stephen M.McGraw Hill FinancialPeterson, Michael A.*Salomon, Richard E.*Toyota Motor North America, Inc.US Chamber of Commercevan Agtmael, AntoineVisa Inc.

$25,000 to $49,999Chubb LimitedAramco Services Company Asian Development Bank/KCMIBacardi LimitedBanco SantanderBanque de FranceBergsten, Virginia and Mark*BP plcCargill Inc.CEMEXCentral Bank of the Republic of

China (Taiwan) Deere & CompanyDeutsche Post DHLDuquesne Capital Management, LLCEaton CorporationEnel Green Power North America,

Inc.Eni S.p.A.ExxonMobilFirst Manhattan Co.Folger, Lee M.Gàvea InvestimentosGeneral Motors CompanyHigh Rise Capital Management LPHitachi, Ltd.Intesa Sanpaolo SpAITOCHU CorporationKorea International Trade

AssociationMonsanto CompanyNorfolk Southern CorporationNucor CorporationPhilip Morris International, Inc.Procter & Gamble Co.Qualcomm Inc.Safra, Jaqui E.*

Sasakawa Peace FoundationSlome Capital LLCSwiss National BankTaconic Capital Advisors LPTrichet, Jean-ClaudeUPS (United Parcel Service of

America, Inc.)

Up to $24,999Asian Development Bank InstituteAssociation of Global AutomakersBank of Tokyo–Mitsubishi UFJ Ltd.Birdsall, Nancy M.*Capital GroupCooper, Richard N.*Eichengreen, Barry J.*Einhorn, Jessica P.*Fischer Francis Trees & WattsFisher, Peter R.*Fraga, Arminio*Frenkel, Jacob A.*Gadbaw, R. MichaelGale, Stanley C.*Hills & CompanyHills, Roderick M. and Carla A.*Japan Bank for International

CooperationKikkoman Foods Inc.Koch-Weser, Caio K.*Korea Institute for International

Economic PolicyLiechtenstein, Embassy ofMakin, John H.McHenry, Donald F.*McLarty CompaniesMcLarty, Thomas F. “Mack”*Ministry of Economic Affairs,

Republic of China (Taiwan)Mitsui & Co. (USA) Inc.Monetary Authority of SingaporeNathan Associates Inc.Nestle Inc.Oakshade Charitable FundOrszag, Peter R.*Posen, Adam S. and Jennifer A.

Sosin*Robert Wood Johnson Foundation*Shultz, George P.*Sumitomo CorporationSummers, Lawrence H.*Whitman, Marina v. N. and Robert F.*Williams, Ronald A.*Zoellick, Robert B.


1716


44%

17%

4%

Public Institutions

30%



Corporations*

Foundations

Individuals

5%

11%


78%


Unrestricted


2012

37%

17%


45%



Non-US Sources

Five Largest Donors

2%


11%

18

2012

Over $100,000Aetna, Inc.Anthony M. Solomon Charitable

Lead Annuity TrustAsian Development BankCaterpillar Inc.Cheniere Energy, Inc.Chevron CorporationCouncil for the United States and

ItalyDeloitte LLPDow Chemical CompanyERANDA Rothschild FoundationErnst & YoungExxonMobilGE EcomaginationGE FoundationGoogleIBM International FoundationICC Research FoundationInstitute for New Economic ThinkingOffice Chérifien des PhosphatesPepsiCo, Inc.Royal Dutch Shell plcThe Starr Foundation*Stavros Niarchos FoundationToyota Motor CorporationTudor Jones, PaulUBS AG United Technologies CorporationVictor Pinchuk FoundationWilliam M. Keck, Jr. Foundation*1 Anonymous Contributor

$75,000 to $99,999Asian Development Bank/KCMIDracopoulos, Andreas C.European CommissionFedEx CorporationNordic American Tankers Ltd.

$50,000 to $74,999Anglo-American plcBlackRock Financial Management

Inc.Cargill Inc.China-United States Exchange

Foundation David, GeorgeDeere & CompanyDeutsche BankDeutsche Post DHLFord Motor CompanyGlobal Green Growth InstituteGoldman Sachs & Co.Karen Katen FoundationKlein, Michael S.

Monsanto CompanyNucor CorporationOlayan, Hutham S.Peter G. Peterson FoundationToyota Motor North America, Inc.1 Anonymous Contributor

$25,000 to $49,999ACE Ltd.Aegon N.V.Aflac, Inc.Aramco Services CompanyBacardi LimitedBP plcCaxton Associates LPCentral Bank of the Republic of

China (Taiwan) CEMEXCisco Systems, Inc.Credit Suisse Group AGEaton CorporationElliott Management CorporationEnel Green Power North America,

Inc.Eni S.p.A.Eton Park Capital ManagementFirst Manhattan Co.Freeport-McMoRan Copper & GoldGàvea InvestimentosGeneral Motors CompanyGoldenTree Asset Management, LPHigh Rise Capital Management LPHitachi Ltd.Huawei TechnologiesHyosung Corporation Intesa Sanpaolo SpAMetLife, Inc.Microsoft CorporationMoore Capital Management LLCNathan Associates Inc.Norfolk Southern CorporationPricewaterhouseCoopersSalomon, Richard E.*Slome Capital LLCStandard & Poor’sTata Sons Ltd.Tudor Investment CorporationUPS (United Parcel Service of

America, Inc.)van Agtmael, AntoineWallenberg, JacobWarburg Pincus, LLC

Up to $24,999Advantage AustriaAssociation of Global AutomakersA. T. KearneyBank for International SettlementsBank of Tokyo–Mitsubishi UFJ Ltd.Banque de FranceCapital GroupChan, Ronnie C.Corning Inc.DnB NOR MarketsFolger, Lee M.Gadbaw, R. MichaelEinhorn, Jessica P.ERANDA Rothschild FoundationFischer Francis Trees & WattsHills & Company Institute for New Economic ThinkingITOCHU CorporationJapan Bank for International

CooperationKaren Katen FoundationKikkoman Foods Inc.Korea Institute for International

Economic PolicyKorea International Trade

AssociationLiechtenstein, Embassy ofMcLarty CompaniesMercator XXI, LLCMitsubishi International CorporationMitsui & Co. (USA) Inc.Monetary Authority of SingaporeNestle Inc.Procter & Gamble Co.Schwab Charitable FundSumitomo CorporationSummers, Lawrence H.Swiss National BankTaconic Capital Advisors LP1 Anonymous Contributor



41%

18%

5%

Public Institutions

33%



Corporations*

Foundations

Individuals

3%

11%


74%


Unrestricted


2011

33%

19%


42%



Non-US Sources

Five Largest Donors

2%


15%

19


41%

18%

5%

Public Institutions

33%



Corporations*

Foundations

Individuals

3%

11%


74%


Unrestricted


2011

33%

19%


42%



Non-US Sources

Five Largest Donors

2%


15%

20

2011

$1,000,000 and abovePeter G. Peterson Foundation*

$100,000 to $999,999Alfred P. Sloan FoundationAnthony M. Solomon Charitable

Lead Annuity TrustBlackRock Financial Management

Inc.Caterpillar Inc.Chevron CorporationCouncil for the United States and

ItalyDavid, George*Dracopoulos, Andreas C.*ERANDA Rothschild FoundationErnst & YoungFedEx CorporationIBM International FoundationOffice Chérifien des PhosphatesOwens, James W.*Rockefeller, David*Schoen, Douglas E.Solomon, Anthony M.—(estate of)*The Starr Foundation*Stavros Niarchos Foundation*Tudor Investment CorporationUnited Technologies CorporationVictor Pinchuk FoundationWallenberg, JacobWilliam M. Keck, Jr. Foundation1 Anonymous Contributor

$75,000 to $99,999Asian Development Bank InstituteNordic American Tankers Ltd.Aetna Inc.PepsiCo, Inc.UBS AG

$50,000 to $74,999ACE Ltd.Deere & CompanyDeutsche BankExpress Association of AmericaExxonMobilFolger, Lee M.Institute for New Economic ThinkingJapan External Trade OrganizationKlein, Michael S.Korea International Trade

AssociationOlayan, Hutham S.Robert, Joseph E.Standard Chartered BankStudzinski, John J.

Toyota Motor North America Inc.US Chamber of Commerce1 Anonymous Contributor

$25,000 to $49,999Academy of Korean StudiesAegon N.V.Aflac Inc.Altman-Kazickas Foundation*Aramco Services CompanyAsian Development BankBanque de FranceBoeing CompanyBooz Allen Hamilton Inc.BP plcCentral Bank of the Republic of

China (Taiwan)CEMEXChan, Ronnie C.Cisco Systems Inc.Coca-Cola Company Credit Suisse Group AGDaimler AGEaton CorporationElliott Management CorporationEnel Green Power North America,

Inc.Eni S.p.A.Eton Park Capital ManagementFirst Manhattan Co.Fischer Francis Trees & WattsFonterra (USA) Inc.Ford Motor CompanyGávea InvestimentosGeneral Motors CompanyHitachi Ltd.Huawei TechnologiesKorea FoundationKraft Foods Group Inc.Liberty Mutual GroupEli Lilly and CompanyMetLife Inc.Microsoft CorporationMoore Capital Management LLCNorfolk Southern CorporationPearl, Frank H.Philip Morris InternationalPricewaterhouseCoopersRio Tinto plcSalomon, Richard E.*Slome Capital LLCTata Sons Ltd.ZTE USAZurich Insurance Group

Up to $24,999Asian Development Bank/KCMIBank for International SettlementsBank of Tokyo–Mitsubishi UFJ Ltd.Birdsall, Nancy M.Capital GroupCorning Inc.DeMatteo Monness LLCDnB NOR MarketsEinhorn, Jessica P.GE Foundation Gordon and Llura Gund FoundationHills, Roderick M. and Carla A.*ITOCHU CorporationJacklin, Nancy P. and Sam Y. Cross*Japan Bank for International

CooperationKikkoman Foods Inc.Liechtenstein, Embassy ofMcLarty CompaniesMercator XXI, LLCMitsubishi International CorporationMitsui & Co. (USA) Inc.Monetary Authority of SingaporeNestle Inc.Procter & Gamble Co.Revenue Watch InstituteSiemens AGSumitomo CorporationSummers, Lawrence H.Whitman, Marina v. N.


21


30%

28%

5%

Public Institutions

32%



Corporations*

Foundations

Individuals

5%

19%


72%


Unrestricted


2010

40%

17%

Anonymous Supporters(1 supporter)

43%



Non-US Sources

Five Largest Donors

1%


9%

22

2010

$1,000,000 and aboveRockefeller, David*

$100,000 to $999,999Anthony M. Solomon Charitable

Lead Annuity TrustAsian Development BankCaterpillar Inc.Chevron CorporationCouncil for the United States and

ItalyDavid, George*Dow Chemical CompanyERANDA Rothschild FoundationErnst & YoungEuropean CommissionFord FoundationThe Foundation to Promote Open

Society (a part of Open Society Foundations)

GE Foundation Goldman Sachs & Co.IBM International FoundationICC Research FoundationJohn D. and Catherine T. MacArthur

FoundationOffice Chérifien des PhosphatesPearl, Frank H.Peter G. Peterson FoundationSolomon, Anthony M.—(estate of)Stavros Niarchos FoundationToyota Motor CorporationUnited Technologies CorporationVictor Pinchuk FoundationWallenberg, JacobWilliam M. Keck, Jr. Foundation

$75,000 to $99,999Alfred P. Sloan FoundationAltman-Kazickas Foundation*Nordic American Tankers Ltd.PepsiCo, Inc.Royal Dutch Shell plc 1 Anonymous Contributor

$50,000 to $74,999ACE Ltd.Aetna Inc.Bahrain Economic Development

BoardCargill Inc.Deere & CompanyDracopoulos, Andreas C.Doris Duke Charitable FoundationEl-Erian, MohamedGale InternationalJapan Economic Foundation

Japan Bank for International Cooperation

Kikkoman Foods Inc.Korea Institute for International

Economic PolicyLewisohn, Oscar M.*Liechtenstein, Embassy ofMcLarty CompaniesMercator XXI, LLCMitsubishi International CorporationMitsui & Co. (USA) Inc.Nestle Inc.Procter & Gamble Co.Salomon, Richard E.Siemens AGSumitomo CorporationSteel Manufacturers AssociationVolcker, Paul A.*Whitman, Marina v. N.


Karen Katen FoundationOlayan, Hutham S.Robert, Joseph E.Sony CorporationStandard Chartered BankToyota Motor North America, Inc.Tudor Investment Corporation

$25,000 to $49,999Aegon N.V.Aflac Inc.Ashmore EMM, LLCBanque de FranceBooz Allen Hamilton Inc.BP plcChan, Ronnie C.Cisco Systems Inc.Coatue Management LLCConfederation of Swedish EnterpriseCredit Suisse Group AGDaimler AGDeutsche Post DHLEaton CorporationElliott Management CorporationEton Park Capital ManagementExxonMobilFonterra (USA) Inc.Ford Motor CompanyFreeman FoundationGeneral Motors CompanyHitachi Ltd.Korea International Trade

AssociationKraft Foods Group Inc.Eli Lilly and CompanyMoore Capital Management LLCNorfolk Southern CorporationPhilip Morris InternationalPricewaterhouseCoopersSlome Capital LLCTata Sons Ltd.Zurich Insurance Group

Up to $24,999Bank for International SettlementsBank of Tokyo–Mitsubishi UFJ Ltd.Capital GroupCentral Bank of the Republic of

China (Taiwan) Corning Inc.Einhorn, Jessica P.Emerson Electric CompanyGadbaw, R. Michael Hills & Company ITOCHU CorporationJacklin, Nancy P. and Sam Y. Cross*

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