nse - courses - certified market professional
TRANSCRIPT
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NSE Certified Market Professional (NCMP)
NSE Certified Market Professional (NCMP)certificates are issued to those candidates who
have cleared NCFM modules (stated in Table below) as per the following eligibility criteria:
NCMP Level 1 3 ! modules
NCMP Level 2 " # modules
NCMP Level 3 $ % modules
NCMP Level 4 & ' modules
NCMP Level 5 or more modules
Sr. No. Name of Module
E!"NNE#S M$%&LES
Financial Mar*ets: + ,eginners- Module
. Mutual Funds : + ,eginners/ Module
3 Currency 0erivatives: + ,eginner-s Module
! 12uity 0erivatives: + ,eginner/s Module
" nterest 4ate 0erivatives: + ,eginner-s Module
# Commercial ,an*ing in ndia : + ,eginner/s Module
$ Clearing 5ettlement and 4is* Management Module
$'E# M$%&LES
,ac* 6ffice 6perations Module
. ,an*ing 5ector Module
3 Capital Mar*et (0ealers) Module
! Commodities Mar*et Module
" 0erivatives (+dvanced) Module
# 0erivatives Mar*et (0ealers) Module
$ FMM0+'N51 0ebt Mar*et (,asic) Module
% Financial Mar*et (+dvanced) Module
& Fundamental +nalysis Module nsurance Module
nvestment +nalysis and 7ortfolio Management Module
. Macroeconomics for Financial Mar*ets Module
3 Merger 8 +c2uisitions Module
! Mutual Funds (+dvanced) Module
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" N5090epository 6perations Module
# 6perations 4is* Management Module
$ 6ptions Trading (+dvanced) Module
% 6ptions Trading 5trategies Module
& 7roect Finance Module
. 5ecurities Mar*et (+dvanced) Module
. 5ecurities Mar*et (,asic) Module
.. Technical +nalysis Module
.3 ;ealth Management Module
.!
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N51ANCFMA.& +ugust $> .& ntroduction of NCM7 certificates
N51ANCFMA&!%! 0ecember .> . NCM7 certification: ntroduction of 9evel "
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Profiien+ Certifiate
Certifications of proficiency are being introduced wherein certificates will be awarded to
candidates depending upon the NCFM modules successfully cleared by them= The certificate
awarded to the candidates will be named as BProfiien+ Certifiate which will re2uire2ualifying various NCFM modules=
The 2ualifying criteria for the various certifications are as given below:
,) NSE Certified %erivatives Pro (NC%P)
6n passing NCFM 12uity 0erivatives: + ,eginners/ Module D 0erivatives Mar*et (0ealers)Module D 6ptions Trading 5trategies Module=
) NSE Certified %erivatives C-amion (NC%C)
6n passing NCFM 12uity 0erivatives: + ,eginners/ Module D 0erivatives Mar*et (0ealers)
Module D 6ptions Trading 5trategies Module D 6ption Trading (+dvanced) Module=
C) NSE Certified "nvestment ,nal+st Pro (NC",P)
6n passing NCFM nvestment +nalysis and 7ortfolio Management Module D Technical +nalysisModule D Fundamental +nalysis Module=
%) NSE Certified "nvestment ,nal+st C-amion (NC",C)
6n passing NCFM nvestment +nalysis and 7ortfolio Management Module D Technical +nalysisModule D Fundamental +nalysis Module D ;ealth Management Module=
Candidates are re2uested to *indly ta*e note of the following:
6nly valid NCFM certificates (i=e= certificates not yet time'barred) will be ta*en into
account for 7roficiency Certification= ?owever> the 7roficiency Certificate itself would
have no validity restriction=
The 7roficiency Certificates will be printed on a monthly basis and will be dispatched by
the first wee* of the subse2uent month (for e=g= the 7roficiency Certificates for the monthof May will be dispatched by the first wee* of Eune=)
The 7roficiency Certificate will be issued to the candidates only after completing the
combination of modules given above=
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6nly successful attempts for distintmodules will be considered i=e= in case a candidate
has appeared twice for the same module> then only one attempt of that particular module
will be considered for the 7roficiency Certificates=
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NISM
mportant 5ettings
,/out N"SM
0or ueries ertainin to N"SM Certifiation Portal lease ontat N"SM Certifiation
eldesk on 16767678498 (Monda+ to 0rida+ 7:37 am to 75:37 m) or on email:
ertifiation;nism.a.in.
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NCFM Modules
mportant 5ettings
F6N0+T6N M60915
D 1@pand +llG' Collapse +ll
Algorithmic Trading Module
Technology development across global mar*ets has necessitated a multidimensional approach for
understanding the mportance of +lgorithmic Trading= This course encompasses trading in
various asset classes with special focus on 12uity nde@ Futures> 6ptions> and Commodities=
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Ma@imum mar*s: > 7assing mar*s: # (#I)= There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates certificates are valid for 3 years from the test date=
Fees
#>%$A' (4upees 5i@ Thousand 1ight ?undred and 5eventy only) inclusive of service ta@=
0ownload
Course 6utline : +lgorithmic Trading Module (=pdf)
JThe content has been developed by Kuantnsti> which is a pioneering institute for +lgorithmic 8
Kuantitative Trading education in +sia-=
Financial Markets: A Beginner's Module
This is a basic level programme for those who wish to either begin a career in the financial
mar*ets in ndia or simply learn the fundamentals of capital mar*ets= The course is structured to
help understand the basic concepts relating to different avenues of investment> the primary and
the secondary mar*et> the derivatives mar*et and financial statement analysis=
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An#bod# having interest in the Indian securities market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Financial Mar*et ,eginner/s ,egineer/s Module (=pdf)
Mutual Funds: A Beginner's Module
Mutual funds have become a much sought after investment product in recent years= This course
demystifies the concept of mutual funds and helps create awareness and *nowledge about the
industry and its functioning=
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Anal#sts
)4uit# researchers
An#bod# having interest in the Indian mutual %und industr#
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Mutual Funds: + ,eginner/s Module (=pdf)
Currency Derivatives: A Beginner's Module
This module has been designed with a view to improve awareness about the /Currency
0erivatives/ product> which has been made available for trading in the ndian securities mar*et in.&= The course content is structured to help a beginner understand what the product is> how it
is traded and what uses it can be put to=
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*ankers
Corporate )0ecutives
)mplo#ees o% )0port,Import ouses
Anal#sts
)mplo#ees o% *rokers and Sub-brokers
An#bod# having interest in the Indian Securities Market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Currency 0erivatives: + ,eginner/s Module (=pdf)
Equity Derivatives: A Beginner's Module
This module has been prepared with a view to e2uip candidates with basic but essential
information and concepts regarding the e2uity derivatives mar*ets=
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Teachers
)mplo#ees o% *rokers,Sub-brokers
Individual Investors
)mplo#ees o% *"+s,IT companies
An#bod# having interest in the derivatives market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 12uity 0erivatives: + ,eginner/s Module (=pdf)
Interest ate Derivatives: A Beginner's Module
nterest rate ris* management is becoming increasingly important not ust for the financial sector>
but for the household sectors as well= nterest rate derivative products are the primary
instruments available to manage such ris*s= nterest 4ate 0erivatives: + ,eginner/s Module aims
at creating a better understanding of the concepts underlying the money mar*et and giving
insights into the motives of and operations related to the trading of interest rate derivatives=
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Teachers
)mplo#ees o% *anks& Insurance Companies5
"rimar# $ealers
)mplo#ees o% *rokers,Sub-*rokers
An#bod# having interest in the Indian mone# market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : nterest 4ate 0erivatives: + ,eginner/s Module (=pdf)
Commercial Banking in India : A Beginner's Module
This module aims at familiariing the candidates with the fundamentals of ban*ing and provides
some basic insights into the policies and practices followed in the ndian ban*ing system=
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*ankers
)mplo#ees o% Call Centres , *"+s o% *anks
Teachers o% 'nancial courses
An#bod# having interest in the area o% banking
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is no negative mar*ing in this module=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Commercial ,an*ing in ndia: + ,eginner/s Module (=pdf)
FIMMDA!"#E De$t Market %Basic& ModuleThis module e@plains in simple terms the basic concepts of different types of debt instruments
(O'secs> T'bills> C7s> ,onds and C0s) and provides useful insights into the ndian debt mar*et>
its various components> the trading mechanism of debt instruments in stoc* e@changes> bond
valuation and so on=
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Students
Teachers
$ebt Market $ealers
)mplo#ees o% *"+,IT Companies
An#bod# having interest in the Fi0ed Income Market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrectanswers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
7lease note that for this module> 6pen 6ffice application will be provided at the test centres at
the time of the test=
0ownload
Course 6utline : FMM0+'N51 0ebt Mar*et (,asic) Module (=pdf)
#ecurities Market %Basic& Module
This module develops on the Financial Mar*et ,eginner/s Module= t discusses the issues
relating to different areas of securities mar*et in greater depth and detail than the Financial
Mar*et ,eginner/s Module= n addition> the course helps understand the securities mar*et
structure and government securities mar*et=
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To understand the government securities market.
;ho will benefit from this courseH
Students
Investors
)mplo#ees o% *roker and Sub-brokers
$epositor# "articpants emplo#ees
)mplo#ees o% Mutual Funds
)mplo#ees o% !esearch ouses,Anal#sts,!esearchers
)mplo#ees o% *"+s,IT Companies
An#bod# having interest in the Securities Market
Test details
0uartion: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)= There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline: 5ecurities Mar*et (,asic) Module (=pdf)
Clearing #ettlement and isk Management Module
Clearing> 5ettlement and 4is* Management are vital functions of a Clearing Corporation= This is
a Foundation 9evel 7rogramme for those who wish to learn operational guidelinesAprocedures of
Clearing> 5ettlement> Collateral Management and 4is* Management in National 5ecurities
Clearing Corporation 9imited=
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Details a$out the Module
Enrolment rocess
ricing ( )hat you get
Ca*ital Markets Fundamentals ! International
This program is developed by Finitiatives 9earning ndia 7vt= 9td= (F97)=
F97 (www=learnwithflip=com) offers a range of high 2uality> award winning e'learning 8
certification programs across ,an*ing 8 Financial 5ervices (,F5)> both for freshers and wor*ing
professionals=
This set of programs designed specifically for the T audience> is the first of its *ind in ndia=
They lay the foundation for T professionals engaged in ,F5 proects= They e2uip you with the
necessary domain *nowledge> to interact with customers confidently> and better understand theirre2uirements=
Details a$out the Module
Enrolment rocess
ricing ( )hat you get
D 1@pand +llG' Collapse +ll
NT14M10+T1 M60915
D 1@pand +llG' Collapse +ll
Ca*ital Market %Dealers& Module %CMDM&
;hy should one ta*e this courseH
To understand the capital market trading operations o% NS).
To understand the clearing& settlement and risk management processes.
To know about the eligibilit# criteria %or seeking membership at NS).
To learn the other important regulator# aspects.
;ho will benefit from this courseH
http://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htmhttp://www.nseindia.com/education/content/module_ncfm.htm -
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)mplo#ees o% Stock *rokers and Sub-*rokers
Students
Teachers
)mplo#ees o% *"+,IT Companies
Investors
An#bod# having interest in the Stock market operations
Test details
0uration:" minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is negative mar*ing for incorrect
answers=
Certificate validity:For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Capital Mar*ets (0ealers) Module (=pdf)
Derivatives Market %Dealers& Module %DMDM&
0erivatives are *nown to be among the most powerful financial instruments= The ndian e2uity
derivatives mar*et has seen tremendous growth since the year . when e2uity derivatives
were introduced in ndia= This module provides insights into different types of e2uity derivatives>
their trading> clearing and settlement and the regulatory framewor*=
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To learn the trading& clearing& settlement and risk management in e4uit#derivatives
To learn the regulator#& accounting and ta0ation issues relating to e4uit#derivatives.
;ho will benefit from this courseH
Students
Stock *rokers and Sub-*rokers dealing in derivatives
Custodians and )mplo#ees o% Mutual %unds
Individual investors as well as igh Networth Individuals 1NIs3
"ort%olio Managers
Financial Institutions
An#bod# having interest in the Stock market operations
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for 3 years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 0erivatives Mar*ets (0ealers) Module (=pdf)
Investment Analysis and ort+olio Management
nvestment +nalysis and 7ortfolio Management is a growing field in the area of finance= This
module aims at creating a better understanding of the various conceptsAprinciples related to
investment analysis and portfolio management=
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7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test
date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline: nvestment +nalysis and 7ortfolio Management Module (=ip)
Fundamental Analysis Module
Fundamental analysis is a stoc* valuation methodology arrived at by performing security
analysis= +n appropriate security analysis forms the basis of successful investment decisions=
This module aims at providing a basic insight about fundamental analysis and various valuation
methodologies used=
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$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
Course 6utline : Fundamental +nalysis Module (=pdf)
,*tions Trading #trategies Module
There are vast arrays of strategies available for trading options= This module discusses the
obectives of these strategies and the conditions under which they are successful= t is advisable
to ta*e the NCFM 0erivatives Mar*ets (0ealers) Module test which would ma*e you familiar
with the basic concepts of the options mar*et> before attempting this module=
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$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 6ptions Trading 5trategies Module (=pdf)
,*erations isk Management Module
1very business operates in an internal and e@ternal environment which has embedded haards for
business operations referred to as inherent ris*s of doing business= 6perational ris* management
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is a methodology which helps in ris* assessment> ris* decision ma*ing> and implementation of
ris* controls> which results in acceptance> mitigation> or avoidance of ris* which is highly
integral to businesses=
7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 6perations 4is* Management Module (=pdf)
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Banking #ector Module
,usinesses need funds for establishment> growth and development= ,an*s remain as the main
pillar for financing business activities= There is an increased need for 2ualified individuals who
possess re2uisite s*ills and significant *nowledge in ban*ing in these fast moving> globalied
financial mar*ets=
This module aims at providing a basic insight about ban*ing operations and to ac2uaint the
learners with various ban*ing related services=
$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
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Course 6utline : ,an*ing 5ector Module (=pdf)
Treasury Management Module
Treasury management has always been an important function in any organiation> more
significantly in ban*ing and finance companies= The Treasury function has always been vital in
ma*ing sure that the business has sufficient li2uidity to meet its obligations> whilst managing
payments> receipts and financial ris*s effectively=
;ith the ever increasing pace of change to regulation> compliance and technology in the
financial sector> Treasury has increasingly become a strategic business partner across all areas of
the business> adding value to the operating divisions of a company=
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Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
Course 6utline : Treasury Management Module (=pdf)
Insurance Module
nsurance serves a number of valuable economic functions that are largely distinct from other
types of financial intermediation= The insurance mar*et has witnessed dynamic changes> which
includes presence of a fairly large number of insurers both in life and non'life segment= There is
an increased need for 2ualified individuals who possess re2uisite s*ills and significant
*nowledge in insurance in these fast moving and globalised financial mar*ets=
This module aims at providing basic insight about the concept of insurance> types of insurance>fundamentals of ris* management> insurance contracts 8 principles=
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Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : nsurance Module (=pdf)
Macroeconomics +or Financial Markets Module
nderstanding of 1conomics is a *ey to discern how the financial mar*ets operate= There are
intricate lin*ages between various economic factors and financial variables which can have bothdirect and indirect impact on the financial mar*ets= +n economic perspective facilitates
identification of the causes of different economic developments as well as anticipation of the
possible impact of changes in policies=
This module aims at providing a basic understanding of various macroeconomic concepts and a
glimpse of macroeconomic behavior=
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0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Macroeconomics for Financial Mar*ets Module (=pdf)
"#D-!De*ository ,*erations Module
+n efficient depository is critical to the efficient functioning of the capital mar*et= This module
provides deep insight into the functioning of the depository and outlines the various operational
issues= t has been mandated by the National 5ecurities 0epository 9imited (N509) (which is
one of the depositories in ndia)> that all branches of depository participants must have at least
one person 2ualified in this certification programme= This module has been ointly developed by
N51 and N509=
7h# should one take this course9
To understand the rationale %or a depositor#.
To know about the services provided b# a depositor#.
To understand the processes involved in a depositor#6s %unctioning.
To understand the NS$ application so%tware.
;ho will benefit from this courseH
Staf o% the $epositor# "articipants
Students
Teachers
*ank )mplo#ees
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Investors
Candidates seeking to make a career in depositor# operations
An#one interested in gaining knowledge about the depositor# participantsoperations.
Test details
0uration: $" minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)= There is negative mar*ing for incorrect
answers= Candidates securing %I or more mar*s in N509'0epository operations module only
will be certified as /T4+N145/=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : N509'0epository 6perations Module (=ip)
Commodities Market Module
The aim of this module is to provide beginners as well as the dealers with both theoretical and
applied *nowledge pertaining to commodities trading= The module is beneficial for those who
wish to pursue careers in bro*erage firms dealing in commodity derivatives= This module has
been developed ointly by N51 and NC01P=
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To know the regulator# %ramework and ta0ation aspects o% the commoditiesmarket.
;ho will benefit from this courseH
Students
Commodit# Market $ealers
!esearchers
)mplo#ees o% *"+,IT Companies
An#bod# having interest in the Commodities Market
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: " ("I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for 3 years from the test date=
Fees
.>#A' (4upees Two Thousand and 5i@ty 6ne 6nly) inclusive of service ta@=
0ownload
Course 6utline: Commodities Mar*et Module (=pdf)
#urveillance in #tock E.changes Module
1ffective surveillance is the sine 2ua non for a well functioning capital mar*et= This module has
been developed pursuant to the desire of the nter'1@change Mar*et 5urveillance Oroup of 51,
to have a certified training programme= The module provides insights into the surveillance issues
in the stoc* mar*et= transactions=
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To learn the role o% surveillance in risk management.
To learn the rules and regulations like Anti Mone# aundering Act& S)*I1"rohibition o% Insider Trading3 !egulations etc.5
To understand the concept o% corporate governance.
;ho will benefit from this courseH
Surveillance staf o% the )0changes and !egulators
Compliance o;cers
Students 8 Teachers
An#one interested in the securities market
Test details
0uration: . minutes
No= of 2uestions: "
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 5urveillance in 5toc* 1@changes Module (=pdf)
Cor*orate /overnance Module
To build confidence among investors> it is imperative to adopt the best corporate governancepolicies and practices= 4ecogniing this need> this module endeavors to impart *nowledge about
the evolution of the corporate governance in ndia= t also discusses important concepts related to
corporate governance and the regulatory framewor* governing it= This module has been ointly
developed by N51 and The nstitute of Company 5ecretaries of ndia (C5)=
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To understand the evolution o% corporate governance in India.
To understand the clause overnance
Test details
0uration: & minutes
No= of 2uestions:
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
Course outline
Evolution o+ Cor*orate /overnance
?. )volution o% corporate governance in India 8 abroad@ "rovisions
regarding corporate governance in the listing agreement@ *oardgovernance and independence@ *oard s#stems 8 procedures.
Disclosures
?. $isclosure re4uirements@ !eporting re4uirements@ !elated part#transactions.
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. Compliance o% conditions o% the listing agreement with respect tocorporate governance.
5tudy material
The 5tudy material for this module is available at the following C5/s offices:,. "CS"Centre for Cororate #esear- > 'rainin
7lot No= > 5ector "> nstitutional +rea> C,0 ,elapur>
Navi Mumbai !#!
7hone ' .$"$$%! ' #> 1@tn= !#= Fa@ no= .$"$!3%!
email ccrtQicsi=edu> ccrtQvsnl=com=
.
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Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Compliance 6fficers (,ro*ers) Module (=pdf)
Com*liance ,0cers %Cor*orates& Module
Compliance officers of any company needs to have ade2uate *nowledge of the legal andregulatory re2uirements for carrying out the business of that company= + sound *nowledge of
these helps the organiation adhere to the re2uired compliance standards= The Compliance
6fficers (Corporates) module tests the candidates on their *nowledge of the relevant rules>
regulations and guidelines governing the corporates such as the Companies +ct= Those of you>
interested in ta*ing the test in this module need to refer to the Companies +ct> 5C(4)+>
0epositories +ct etc as per the curriculum= 7lease note that no study material is provided for this
module=
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No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Compliance 6fficers (Corporates) Module (=pdf)
In+ormation #ecurity Auditors Module %art!1& ( In+ormation #ecurity
Auditors Module %art!2&
nformation security is of vital importance in the corporate environment where a vast amount of
information is processed by organiations on a day to day basis= +n information security audit is
one of the best ways to determine the security of an organiation/s information= This module has
been developed for those involved with or interested to *now about information security related
issues in the financial mar*ets= 6n successful completion of both the parts of this module>
candidates are provided with a /Certified nformation 5ecurity +uditor for Financial Mar*ets/
certification= This module has been ointly developed by N51 and the i5ec 5ervices 7vt= 9td=
(i5ec)=
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)mplo#ees o% IT companies,*"+s
*ank o% emplo#ees
Compliance o;cers
Test details
0uration: . minutes per module (7art 8 7art .)
No= of 2uestions: & in each module (7art 8 7art .)
Ma@imum mar*s: > 7assing mar*s: # (#I) for each module (7art 8 7art .)L There is
negative mar*ing for incorrect answers=
Certificate validity: For successful candidates> certificates are valid for . years from the test date=
Fees
.>"$#A' (4upees Two Thousand Five ?undred and 5eventy 5i@ 6nly) inclusive of service ta@
each for nformation 5ecurity +uditors Module (7art ) and nformation 5ecurity +uditors
Module (7art .)=
0ownload
Course 6utline : nformation 5ecurity +uditors Module 7art ' 8
Technical Analysis Module
This module has been prepared with a view to provide a comprehensive and in depth *nowledge
about technical analysis=
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Finance "ro%essionals
)mplo#ees with Treasur# 8 Investment division o% banks and 'nancialinstitutionss
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Technical +nalysis Module (=pdf)
Mergers and Acquisitions ModuleThis module has been prepared with a view to provide a comprehensive and in depth *nowledge
about mergers and ac2uisitions=
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An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : Mergers and +c2uisitions Module (=pdf)
Back ,0ce ,*erations Module
This module has been prepared with a view to provide a comprehensive and in depth *nowledge
about the bac* office operations in the securities mar*ets=
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Finance "ro%essionals
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : ,ac* 6ffice 6perations Module (=pdf)
)ealth Management Module
This module has been prepared with a view to provide a comprehensive and in depth *nowledge
about wealth management=
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Finance "ro%essionals
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : ;ealth Management Module (=pdf)
ro3ect Finance Module
0eveloping countries li*e ndia have a significant demand for proects= Ret capital is scarce=
There is a need to channel the capital into the most deserving of proects= Further> the pool of
capital has to be widened through involvement of private sector=
Orowth of the entire country can be propelled through better infrastructure= Ret> some special
needs need to be addressed> before a wider non'government involvement can be e@pected in
building infrastructure for the country
This module addresses such commercial and policy issues related to setting up commercial
proects and national infrastructure=
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;ho will benefit from this courseH
Students o% Management and Commerce
Finance "ro%essionals
)mplo#ees with banks& public , private sector companies& 'nancialinstitutions and in%rastructure companies
New entrepreneurs
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : 7roect Finance Module (=pdf)
4enture Ca*ital and rivate Equity Module
n recent years> the relevance of small and medium enterprises (5M1s) for economic
development has become particularly noteworthy= ?owever> often these firms are more
financially constrained than larger firms= n such scenarios> venture capital and private e2uity
play a vital role in constituting a valuable resource for a firms/ growth> especially for more
innovative 5M1s> so that they can support economic development and innovation in the
economy= 7rivate e2uity is considered to be one of the elements of a good entrepreneurial eco'
system= n the last couple of decades> it has emerged as a serious source of finance for start'ups>
growing companies and ta*eover transactions=
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To understand the role o% private e4uit# in the countr# and the diferencebetween various %orms o% earl# stage 'nance.
To know how private e4uit# %unds are structured and their %ormat o%operation.
To comprehend the entire gamut o% post-investment support that can comewith private e4uit# capital.
;ho will benefit from this courseH
Students
Finance "ro%essionals
)ntrepreneurs
)mplo#ees o% SM)s
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: $
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrectanswers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
0ownload
Course 6utline : the most recognied Olobal Kualification in nvestment +reas=
http://www.nseindia.com/content/ncfm/CourseOutline_VCPE.pdfhttp://www.nseindia.com/content/ncfm/CourseOutline_VCPE.pdf -
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The Financial 5ervices Foundation 7rogram is being offered by M5 7roschool ' a leading
Financial 5ervices 1ducation provider in ndia= The following are the benefits of the program:
?. +rients #ou %or career in 'elds such as Financial Anal#sis& Investment*anking& )4uit# !esearch and "ort%olio Management.
. elps #ou to take 'rst steps towards global 4uali'cation in Investments - CFA1DS3.
E. )4uips #ou %or a role in the Investment Industr# or Financial "+s.
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To learn how to calculate productivit#& and identi%# 8 eliminate diferent t#peso% waste in the process
To gain recognition through the coveted NCFM certi'cation process
;ho will benefit from this courseH
Finance pro%essionals %rom industries like *anking& N*FC& IT& +utsourcing&Auditing& *roking etc.
"ro%essionals %rom an# service industr#, Finance %unction within amanu%acturing industr#
An#one interested in enhancing their Gualit# and Anal#tical skills
Students aspiring to make a career in Finance Industr#
;hat do you need to get startedH
eenness to learn
1nrolment 7rocess:
4emember> you need to complete 55+-s training and then undergo NCFM-s testing process=
?ence> you need to register with both 55+ and N51= Eust follow these simple steps:
4egister hereto get your NCFM registration number= f a security warning pops up> ust
continue= f you need help registering clic* here
You can skip this step if you already have an NCFM registration number.
Not 4egistered with 55+H
Click here and click on *u# Now
)nroll %or the course
Access SSA-NCGA e-learning module
Complete the online course
Suppl# SSA with the NCFM registration number
Appear %or NCGA test on NS) website
+lready registered with 55+H
https://www.enit.co.in/ORE/OREregisterCandidate.jsphttp://www.nseindia.com/education/content/edu_procedure.htmhttp://www.ssa-solutions.com/training-program/e-learning.phphttps://www.enit.co.in/ORE/OREregisterCandidate.jsphttp://www.nseindia.com/education/content/edu_procedure.htmhttp://www.ssa-solutions.com/training-program/e-learning.php -
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Click here to access SSA-NCGA e-learning module
Complete the online course
Suppl# SSA with the NCFM registration number
Appear %or NCGA test on NS) website
7ricing and ;hat Rou Oet:
##A
Trainin
g
)hat you get
"C6A
Certi5cati
on
)hat you get
EH.
igh 4ualit# e-
learning access %orE months
Courses written b#
industr# e0perts
?&?J
7rite the certi'cation e0am atNCFM centers across India& on
an# available date
An industr# recogni/ed
Certi'cation in NCGA& which isvalid %or li%etime
Note:
Rou need to pay for the 55+ training first> at the time of purchase of the course= Rou will be
directed to pay for the NCK+ certification e@am thereafter> at the time of boo*ing the date=
For more information> call 55+ at &'..'."#%"!&!A."#".!!% or email trainingQssa'
solutions=com
Course Details
To*ic #u$ ! to*ic -earning outcomes
A**ro.7
#tudy Time
%28 hours&
Introduction Introduction - -
Introduction to
quality
istor# and
)volution
ist the important milestone in the
process o% 4ualit# evolution? hr
6uality in current
Business scenario
The ndian
business scenario +utline the current Indianscenario
< hrs
http://elearning.ssa-solutions.com/moodle/login/index.phpmailto:[email protected]:[email protected]://elearning.ssa-solutions.com/moodle/login/index.phpmailto:[email protected]:[email protected] -
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Identi%# the ke# per%ormanceindicators
Associate per%ormance
indicators with 'nancialper%ormance
!ole o% Gualit#
ist the elements o% 4ualit#
Associate customer
satis%action with 4ualit#
Basics o+ 6uality
Gualit# >urus
$e'ne 4ualit#
Identi%# the approaches o%
diferent >urus o% 4ualit#
J hrs
Cost o% Gualit#
$e'ne cost o% 4ualit#
Identi%# how cost o% 4ualit# ismeasured
Identi%# the impact that cost
o% 4ualit# has on anorganisation
Factors
afecting
Gualit#
+utline the various %actors that
afect 4ualit# in an organisation
Gualit# Control
methods $e'ne process
$e'ne process mapping
ist the diferent t#pes o%process maps
Identi%# the wa#s o%eliminating wastage invarious processes
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State the importance o%
measuring per%ormancetowards processimprovement
Continuous
im*rovement and
ro$lem solving
Continuous
Improvement
c#cle
)0plain the continuous
improvement c#cle
? hrs
S#stematicproblem
solving
$e'ne a problem
Identi%# the t#pes o%problems
State the s#stematic
approach to problem solving
State the method o%identi%#ing a problem
Identi%# the tools %or problemsolving
)0plain the prioritisation
matri0
"roblem
solving 8 GC
tools
ist the seven steps o%problem solving
Associate the various tools o%
problem solving with eachstep
$MAIC
$e'ne $MAIC
Compare $MAIC with theseven steps o% problemsolving
9# #ecurities ,*erations Module
This program is developed by Finitiatives 9earning ndia 7vt= 9td= (F97)= F97
(www=learnwithflip=com)offers a range of high 2uality> award winning e'learning 8 certification
http://www.learnwithflip.com/http://www.learnwithflip.com/ -
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programs across ,an*ing 8 Financial 5ervices (,F5)> both for freshers and wor*ing
professionals=
This set of programs designed specifically for the T audience> is the first of its *ind in ndia= The
programs at the intermediate level are ideal for T professionalsA,usiness +nalysts engaged in
,F5 proects= They e2uip you with the necessary domain *nowledge> to interact with customers
confidently> and better understand their re2uirements=
Details a$out the Module
Enrolment rocess
ricing ( )hat you get
D 1@pand +llG' Collapse +ll
+0
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An#bod# having interest in this sub(ect
'est details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
Course 6utline : Financial Mar*ets (+dvanced) Module(=pdf)
#ecurities Market %Advanced& Module
5ecurities mar*ets are a catalyst for economic development and growth of the economy= They
play a critical role in mobiliing savings for investment in productive assets> with a view to
enhancing a country/s long'term growth prospects= They act as a maor driver in transforming the
economy into a more efficient> innovative and competitive mar*etplace=
This module aims at providing a comprehensive and in'depth *nowledge about the securities
mar*ets= ;hile it not being a necessary criteria> it is advisable to have cleared the NCFM
,eginners modules before ta*ing up this module=
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Finance "ro%essionals
)mplo#ees with banks and 'nancial institutions.
An#bod# having interest in this sub(ect
'est details
0uration: . minutes
No= of 2uestions: #
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
Course 6utline : 5ecurities Mar*et (+dvanced) Module(=pdf)
Derivatives %Advanced& Module
0erivatives are becoming increasingly important in world mar*ets as a tool for ris* management=The presence and role of derivatives in ndia has been increasing steadily over the years= These
instruments are an important component of the overall financial sector strategy= 0erivatives have
found much of their use in the financial world where their advantages are undisputedly high
especially in hedging against ris*=
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Stock-brokers and sub-brokers dealing in derivatives
Securit# Market "ro%essionals.
Finance "ro%essionals
"ort%olio Managers
)mplo#ees with banks and 'nancial institutions.
An#bod# having interest in this sub(ect
'est details
0uration: . minutes
No= of 2uestions: ""
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
7lease note that for this module> 6pen 6ffice application will be provided at the test centres at
the time of the test=
%o*nload
Course 6utline: 0erivatives (+dvanced) Module(=pdf)
Mutual Funds %Advanced& Module
The mutual fund industry has come to occupy an important place in ndia= t forms an important
part of the capital mar*et> providing the benefits of a diversified portfolio and e@pert fund
management to a large number of investors> particularly small investors= ;ith the improvement
in deployment of investment through mar*ets> the need and scope for mutual fund operations has
increased tremendously=
This module aims at providing a comprehensive and in'depth *nowledge about mutual funds=
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To have a comprehensive and broad based knowledge about the mutual %undindustr#.
To get ac4uainted with mutual %und operations& valuation o% investments b#mutual %und schemes& mutual %und accounting and rules 8 regulations.
$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
%o*nload
Course 6utline: Mutual Fund (+dvanced) Module (=pdf)
,*tions Trading %Advanced& ModuleThis module has been prepared with a view to provide a comprehensive and in depth *nowledge
about the options mar*ets=
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To get ac2uainted with various types of options and options strategies
;ho will benefit from this courseH
Students
Teachers
Investors
Traders
)mplo#ees o% brokers , sub-brokers
An#bod# having interest in this sub(ect
Test details
0uration: . minutes
No= of 2uestions: 3"
Ma@imum mar*s: > 7assing mar*s: # (#I)L There is negative mar*ing for incorrect
answers=
Certificate validity: For successful candidates> certificates are valid for " years from the test date=
Candidates opting for this module will be provided with Normal 0istribution Table at the time of
the test=
7lease note that for this module 1@cel .3 application will be provided at the test centres at
Mumbai and 0elhi while 6pen 6ffice application will be provided at all other test centres=
Fees
>$%A' (4upees 6ne Thousand 5even ?undred and 1ighteen 6nly) inclusive of service ta@=
7lease note that for this module> 6pen 6ffice application will be provided at the test centres at
the time of the test=
0ownload
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Course 6utline : 6ptions Trading (+dvanced) Module (=pdf)
Modules o+ Financial lanning #tandards Board India %Certi5ed Financial
lanner Certi5cation&
Financial 7lanning 5tandards ,oard ndia> currently> conducts tests in four modules> namely
?. !isk Anal#sis 8 Insurance "lanning
. !etirement "lanning 8 )mplo#ee *ene'ts
E. Investment "lanning
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Details a$out the Module
Enrolment rocess:
ricing ( )hat you get
Issue Management ModuleThis course is developed by 0initiatives Learnin "ndia Pvt. Ltd. (0L"P).
F97 (www=learnwithflip=com) offers a range of high 2uality> award winning e'learning 8
certification programs across ankin > 0inanial Servies (0S)> both for freshers and
wor*ing professionals=
ndian corporates are increasingly opting to raise long term funds directly from the mar*et either
locally or overseas= They engage the services of advisors called Merchant ,an*ers or nvestment
,an*ers ' to manage this entire process of issuance of financial instruments= This re2uires a
specialied set of s*ills in capital mar*ets a fast paced and e@citing area= This is a coveted role infinancial services=
The issuance process starts from advising the client on what to raise (e2uity or debt) and where
(local or international) to raise the funds=
Details a$out the Module
Enrolment rocess
ricing ( )hat you get
Market isk Module
This course is developed by 0initiatives Learnin "ndia Pvt. Ltd. (0L"P)
F97 (www=learnwithflip=com) offers a range of high 2uality> award winning e'learning 8
certification programs across ankin > 0inanial Servies (0S)> both for freshers and
wor*ing professionals=
Mar*ets fall points on election resultsS Mar*ets rise " points as short'sellers run forcoverS ;e/ve all seen the tremendous volatility that can occur in Financial Mar*ets due to
events li*e this= Mar*et 4is* is the ris* of financial loss due to this volatility= t is critical for
financial institutions to measure and manage this ris*= This re2uires people with specific s*ill
sets=
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Mar*et 4is* measurement is highly 2uantitative in nature> and re2uires a strong foundation in
mathematics and statistics= f you are not comfortable with numbers> this is not the place for you=
Details a$out the Module
Enrolment rocess
ricing ( )hat you get
Financial Modeling Course
The focus of Financial modeling course is to prepare Oraduates> C+s/> M,+s/ for the following
roles::
?. )4uit# !esearch Anal#st
. "ro(ect Finance !eport "reparation
E. Credit !ating Anal#sis
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e@perienced professionals= t integrates the fundamentals of financial analysis> credit analysis>
rating methodologies> credit strategy and structuring= t offers the tools a candidate needs to
occupy *ey positions in the world of finance> private ban*ing> credit ratings and fi@ed income
domain=
,/out ," established by the
5ecurities and 1@change ,oard of ndia (51,)> the regulator for securities mar*ets in ndia> to
improve the 2uality of the securities mar*ets through sustained capacity building and *nowledge
dissemination=
The activities at N5M are carried out through the following 5chools of 1@cellence:
School %or Securities )ducation 1SS)3
School %or Securities In%ormation and !esearch 1SSI!3
School %or Investor )ducation and Financial iterac# 1SI)F3
School %or !egulator# Studies and Supervision 1S!SS3
School %or Certi'cation o% Intermediaries 1SCI3
School %or Corporate >overnance 1SC>3
http://www.aiwmindia.com/http://www.aiwmindia.com/ -
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National Centre %or Financial )ducation 1NCF)3. 1NCF) has been established toimplement National Strateg# %or Financial )ducation in line with the workbeing done b# Financial Stabilit# and $evelopment Council 1FS$C3 - an ape0-level bod# constituted b# >overnment o% India. httpK,,nc%eindia.org,3
Through these schools> N5M caters to the educational needs of various constituencies such as
investors> issuers> intermediaries> regulatory staff> policy ma*ers> academia and future
professionals in the financial sector=
N5M develops and conducts Certification 1@aminations and Continuing 7rofessional
1ducational programmes to enhance the 2uality and standards of professionals employed in
various segments of the financial industry= N5M also wor*s closely with all financial regulators
in the area of financial education=
www=nism=ac=in
,/out CC#,
'M
The Certified Credit 4esearch +nalyst (CC4+TM) is a comprehensive global education program
designed to give an e@pert level understanding of debt capital mar*ets and ban* loan mar*ets to
graduates and e@perienced professionals= t integrates the fundamentals of financial analysis>
credit appraisal> rating methodologies> credit strategy and loan structuring= t offers the tools a
candidate needs to occupy *ey positions in the world of finance> ban*ing> treasuries> credit
ratings and fi@ed income domain= CC4+TM Certification is being ointly offered by +ssociation
of nternational ;ealth Management of ndia (+;M) 8 National nstitute of 5ecurities
Mar*ets (N5M)=
CC4+TMhas been designed to cover and impart the following s*ills in Credit 4esearch:
?. Credit Appraisal& !esearch and !ating Fundamentals
. Financial Statement Anal#sis
E. Credit Speci'c Anal#sis L *ankers and Anal#st "erspective
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CC#,'MProram enefits
?o/ oortunities:There is no other globally recognied certification that prepares you better>
for employment in the field of ban* loans> credit analysis> rating> credit monitoring>
securitiation and strategy= CC4+TM will open up these opportunities for you=
Pratial kno*lede:CC4+TM will help you deploy the most comprehensive suite of research>
data and tools to analye and monitor credit analysis on loans> securities> companies and
industries in the mar*et along with new financing instruments=
$neonone aess to industry'leading analysts> briefings> webinars and teleconferences with
global best practices=
,ess to indet- de/t market reorts that dissect the credit strengths and wea*nesses of
corporates> individuals and debt transactions=
Market savv+:9earn how to analye accurate> timely and comprehensive sets of data on
company financials> industries and deal performance metrics=
!lo/al anal+tial models: Oet insights into ris* models> to analye> screen and monitor
individual loans> credits and portfolios=
Multile ersetives from 2ualitative to 2uantitative and from mar*et'based views to
fundamental analysis> from ban*ers view to analyst view ' on the credit 2uality of your loan
portfolio=
enefits all:1ven if you are loo*ing to build your own credit research> credit appraisal
framewor*> rating and credit monitoringAris* measurement system> CC4+TM will help you with
the necessary *nowledge that embeds the deep e@pertise in credit analysis=
Details a$out the Module
Business Analytics Module
,usiness +nalytics (,+) and its related terms such as ,usiness ntelligence> ,ig 0ata> 0ata
Mining> etc= have become a powerful tool for growth in the .st Century= Oartner> a global
research firm> predicts that by ." nearly !=! million new obs will be created globally by,usiness +nalytics= ,+ is the process of converting data into insights= t is Bthe e@tensive use of
data> statistical and 2uantitative analysis> e@planatory and predictive models> and fact'based
management to drive decisions and actions=
6ne of the primary users of ,usiness +nalytics is the Financial 5ector= Models that predict credit
2uality> investment options> fraudulent credit card transactions and cross'sell A up'sell possibility
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are very common in ban*s> insurance companies> credit rating organiations> research houses>
etc=
M5 7roschool (a leading education service provider in ndia) has developed a Certification in
,usiness +nalytics that prepares Oraduates> 7ost Oraduates> M,+s for the following roles:
Anal#tics Manager
Anal#tics Consultant
*usiness Anal#st
*usiness Intelligence Manager
$ata Scientist
The Certification is designed to impart the following s*ills in ,usiness +nalytics:
?. $ata )0ploration using Statistics
. "redictive Anal#ticsK !egression - Multiple& inear and ogistic& Forecasting
E. $ata Mining Techni4uesK Classi'cation& Clustering and Market *asket Anal#sis
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NC0M Modules Stud+ Material
Clik ereto open a Trading +ccount with Uerodha through bse.nse=com and get
F411 Training on Futures and 6ptions Trading 5trategies=Find below the NCFM 5tudy Material documents= Rou may also be interested in @NC0M Model
'ests@>@NSE 'est Centres@and @NC0M 'est %etails 0ees Auestions %uration PassMarks > Balidit+@
0inanial Markets: , einners Module
http:AAwww=nseindia=comAcontentAncfm===tsVrevised=pdf
Seurities Market (asi) Module
http:AAwww=nseindia=comAcontentAncfmAsecmar*et=ip
http:AAwww=nseindia=comAcontentAncfmA5M,MVrev=pdfhttp:AAwww=nseindia=comAcontentAncfmAsecmar*etVcorr=pdf
Curren+ %erivatives: , einnerDs Module
http:AAnseindia=comAcontentAncfmAC0,MVwor*boo*=pdf
Mutual 0unds: , einners Module
http:AAnseindia=comAcontentAncfmAMF,M'wor*boo*=pdf
Euit+ %erivatives: , einners Module
http:AAnseindia=comAcontentAncfmA10,MVwor*boo*=pdf
"nterest #ate %erivatives: , einners Module
http:AAnseindia=comAcontentAncfmAncfmVirdbmVsm=pdf
Commerial ankin in "ndia : , einners Module
http:AAnseindia=comAcontentAncfmAncfmVC,,MVwor*boo*=pdf
Caital Market (%ealers) Module
http:AAnseindia=comAcontentAncfmACM0MVrevV1ng=pdf
%erivatives Market (%ealers) Module
http:AAnseindia=comAcontentAncfmA0M0M=ip
http:AAnseindia=comAcontentAncfmA0M0MVrev=pdf
http:AAnseindia=comAcontentAncfmA0M0MVcorr=pdf
0"MM%,NSE %e/t Market (asi) Module
http:AAnseindia=comAcontentAncfmAFMM0+=pdf
"nvestment ,nal+sis and Portfolio Manaement
http:AAnseindia=comAcontentAncfmAncfmViapm=ip
http://bse2nse.com/brokers-trading-platforms/2250-zerodha-brokerage-rates-charges-one-cheapest-brokerage.htmlhttp://bse2nse.com/showthread.php?2239-NCFM-Model-Testshttp://bse2nse.com/showthread.php?2239-NCFM-Model-Testshttp://bse2nse.com/showthread.php?2239-NCFM-Model-Testshttp://bse2nse.com/showthread.php?2240-NSE-Test-Centreshttp://bse2nse.com/showthread.php?2240-NSE-Test-Centreshttp://bse2nse.com/showthread.php?2241-NCFM-Test-Details-Fees-Questions-Duration-Pass-Marks-amp-Validityhttp://bse2nse.com/showthread.php?2241-NCFM-Test-Details-Fees-Questions-Duration-Pass-Marks-amp-Validityhttp://www.nseindia.com/content/ncfm/Contents_revised.pdfhttp://www.nseindia.com/content/ncfm/secmarket.ziphttp://www.nseindia.com/content/ncfm/SMBM_rev.pdfhttp://www.nseindia.com/content/ncfm/secmarket_corr.pdfhttp://nseindia.com/content/ncfm/CDBM_workbook.pdfhttp://nseindia.com/content/ncfm/MFBM-workbook.pdfhttp://nseindia.com/content/ncfm/EDBM_workbook.pdfhttp://nseindia.com/content/ncfm/ncfm_irdbm_sm.pdfhttp://nseindia.com/content/ncfm/ncfm_CBBM_workbook.pdfhttp://nseindia.com/content/ncfm/CMDM_rev_Eng.pdfhttp://nseindia.com/content/ncfm/DMDM.ziphttp://nseindia.com/content/ncfm/DMDM_rev.pdfhttp://nseindia.com/content/ncfm/DMDM_corr.pdfhttp://nseindia.com/content/ncfm/FIMMDA.pdfhttp://nseindia.com/content/ncfm/ncfm_iapm.ziphttp://bse2nse.com/brokers-trading-platforms/2250-zerodha-brokerage-rates-charges-one-cheapest-brokerage.htmlhttp://bse2nse.com/showthread.php?2239-NCFM-Model-Testshttp://bse2nse.com/showthread.php?2239-NCFM-Model-Testshttp://bse2nse.com/showthread.php?2240-NSE-Test-Centreshttp://bse2nse.com/showthread.php?2241-NCFM-Test-Details-Fees-Questions-Duration-Pass-Marks-amp-Validityhttp://bse2nse.com/showthread.php?2241-NCFM-Test-Details-Fees-Questions-Duration-Pass-Marks-amp-Validityhttp://www.nseindia.com/content/ncfm/Contents_revised.pdfhttp://www.nseindia.com/content/ncfm/secmarket.ziphttp://www.nseindia.com/content/ncfm/SMBM_rev.pdfhttp://www.nseindia.com/content/ncfm/secmarket_corr.pdfhttp://nseindia.com/content/ncfm/CDBM_workbook.pdfhttp://nseindia.com/content/ncfm/MFBM-workbook.pdfhttp://nseindia.com/content/ncfm/EDBM_workbook.pdfhttp://nseindia.com/content/ncfm/ncfm_irdbm_sm.pdfhttp://nseindia.com/content/ncfm/ncfm_CBBM_workbook.pdfhttp://nseindia.com/content/ncfm/CMDM_rev_Eng.pdfhttp://nseindia.com/content/ncfm/DMDM.ziphttp://nseindia.com/content/ncfm/DMDM_rev.pdfhttp://nseindia.com/content/ncfm/DMDM_corr.pdfhttp://nseindia.com/content/ncfm/FIMMDA.pdfhttp://nseindia.com/content/ncfm/ncfm_iapm.zip -
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Commodities Market Module
http:AAnseindia=comAcontentAncfmAsmVcmm=ip
$tions 'radin Strateies Module
http:AAnseindia=comAcontentAncfmAsmVotsm=ip
Surveillane in Stok E-anes Module
http:AAnseindia=comAcontentAncfmA5urveillance=ip
http:AAnseindia=comAcontentAncfmA5urveillanceVrev=pdfhttp:AAnseindia=comAcontentAncfmA5urveillanceVcorr=pdf
NS%L%eositor+ $erations Module
http:AAnseindia=comAcontentAncfmAN509=ip
Cororate !overnane Module
The 5tudy material for this module is available at the following C5-s offices:
a.C5'Centre for Corporate 4esearch 8 Training
7lot No= > 5ector "> nstitutional +rea> C,0 ,elapur>Navi Mumbai !#!
7hone ' .$"$$%! ' #> 1@tn= !#= Fa@ no= .$"$!3%!
email ccrtQicsi=edu> ccrtQvsnl=com=
/.;estern ndian 4egional Council (;4C) of the C5
3 Eolly Ma*ers Chambers ' > First Floor>
Nariman 7oint> Mumbai !.7hone ..!$"#&> Contact person: Mr= Mani
Fa@ No= ..%"&
email : wiroQicsi=edu
"nformation Seurit+ ,uditors Module (Part1) > "nformation Seurit+ ,uditors Module
(Part2)
http:AAnseindia=comAcontentAncfmAsmVisam=ip
http://nseindia.com/content/ncfm/sm_cmm.ziphttp://nseindia.com/content/ncfm/sm_otsm.ziphttp://nseindia.com/content/ncfm/Surveillance.ziphttp://nseindia.com/content/ncfm/Surveillance_rev.pdfhttp://nseindia.com/content/ncfm/Surveillance_corr.pdfhttp://nseindia.com/content/ncfm/NSDL.zipmailto:[email protected]:[email protected]:[email protected]://nseindia.com/content/ncfm/sm_isam.ziphttp://nseindia.com/content/ncfm/sm_cmm.ziphttp://nseindia.com/content/ncfm/sm_otsm.ziphttp://nseindia.com/content/ncfm/Surveillance.ziphttp://nseindia.com/content/ncfm/Surveillance_rev.pdfhttp://nseindia.com/content/ncfm/Surveillance_corr.pdfhttp://nseindia.com/content/ncfm/NSDL.zipmailto:[email protected]:[email protected]:[email protected]://nseindia.com/content/ncfm/sm_isam.zip