non-agenda · email from john poch to tim heffington (cc: bod), dated 12/11/18, regarding swim...

Page # CEO BULLETIN / NEWSLETTERS

3 CEO Bulletin: 12/07/18 – 12/13/18

7 Water Tracker Report: 12/01/18

BOARD MEMBER REQUESTS & INFORMATIONAL ITEMS

10 BMR/IBMR Weekly Reports: 12/13/18

11 Memo from Darin Taylor, CFO, to the Board, dated 12/07/18, regarding the Summary of

Monthly Report of Investments for November 2018.

INCOMING BOARD CORRESPONDENCE

31 Board Correspondence Weekly Report: 12/13/18

32 Email from Adam Marlin, AquaFence, to the Board, dated 12/07/18, regarding his

deployable flood protection product (C-18-0206).

33 Email from Susan Landry to Chair Santos, dated 12/10/18, regarding filing a claim for

lost income (C-18-0207).

38 Email from John Poch to Tim Heffington (cc: BOD), dated 12/11/18, regarding swim

access at Vasona or Lexington for the 2021 Ironman Championship (C-18-0208).

OUTGOING BOARD CORRESPONDENCE

43 Reply email from Chair Santos to Tinamarie Roman, dated 12/07/18, regarding creek

cleanup ideas (C-18-0205).

NON-AGENDA December 14, 2018

Board Policy: EL-7 Communication and Support to the Board

The BAOs shall inform and support the Board in its work.

1

Board correspondence has been removed from the online posting of the Non-Agenda to protect personal contact information. Lengthy reports/attachments may also be removed due to file size limitations. Copies of board correspondence and/or reports/attachments are available by submitting a public records request to [email protected].

CEO BULLETIN/NEWSLETTERS

2

Bulletin Page 1 of 4

CEO BULLETIN

To: Board of Directors From: Norma J. Camacho, CEO

Chief Executive Officer Bulletin Week of December 7 –13, 2018

Board Executive Limitation Policy EL-7: The Board Appointed Officers shall inform and support the Board in its work. Further, a BAO shall 1) inform the Board of relevant trends, anticipated adverse media coverage, or material external and internal changes, particularly changes in the assumptions upon which any Board policy has previously been established and 2) report in a timely manner an actual or anticipated noncompliance with any policy of the Board.

Item IN THIS ISSUE 1

2

3

4

5

6

Upcoming meeting dates and times for Delta Conveyance Design and Construction Authority Board of Directors and the Delta Conveyance Finance Authority Board of Directors. 2018 Community Event Season a Success Department of Water Resources Withdraws Certification of California Water Fix Upper Llagas Flood Control Project Milestone Celebration Purchasing and Consultant Contracts Process Improvements – Progress Update

Re-initiation of Consultation on the Long-term Operations of the State Water Project and Central Valley Project

Upcoming meeting dates and times for Delta Conveyance Design and Construction Authority Board of Directors and the Delta Conveyance Finance Authority Board of Directors. A meeting of the Delta Conveyance Finance Authority Board of Directors will be held on Friday, December 14, 2018, from 11:30 am to 12:30 pm in the SWC Large Conference Room, 1121 L Street, Suite 1050, Sacramento, CA. The agenda will be posted on the website on Monday, December 10, 2018 (www.dcdca.org/#meetings). The regular meeting of the Delta Conveyance Design and Construction Authority Board of Directors will be held on Thursday, December 20, 2018, from 2:00 pm to 5:30 pm in the Tsakopoulos Library Galleria, 828 I Street, Sacramento, CA. The agenda will be posted on the website by Friday, December 14, 2018 (www.dcdca.org/#meetings). For further information, please contact Nina Hawk at (408) 630-2736.

3

http://www.dcdca.org/#meetings


Week of Dec. 7 – 13, 2018

2018 Community Event Season a Success As 2018 draws to a close, the district is able to report a successful community event season that demonstrates the district’s continued commitment to community engagement. The district sponsored and participated in dozens of civic and community events in each Director's districts that provided the district with the opportunity to highlight the board and the district's priorities and programs. Through this unique program, district board members and staff participated in events that drew together hundreds of thousands of people across Santa Clara County and provided the opportunity for board members and staff to connect directly with tens of thousands of people from our diverse community. This outreach included messaging on water conservation, rebates, the Pacheco Reservoir Expansion Project, the Anderson Dam Seismic Retrofit Project, and flood awareness and preparedness, to name just a few board priorities and district programs. These events also allowed board members to update residents on district projects and initiatives, including winter preparedness, a particularly important focus as we start and end each year in the rainy season. A major highlight of the season was the debut of the district water truck in March 2018. Since that time, the water truck has been a very popular engagement tool across the county, and it continues to be one of the most requested aspects of district community engagement. A list of preliminary events for 2019 will be submitted to the board’s Non-Agenda packet in January for the board's information. For further information, please contact Rachael Gibson at (408) 630-2884. Department of Water Resources Withdraws Certification of California Water Fix On December 7, 2018, Department of Water Resources (DWR) Director Karla Nemeth withdrew DWR’s certification that the California WaterFix is consistent with the Delta Plan via a letter sent to the Delta Stewardship Council (DSC). DSC Chair Randy Fiorini had stated in the November 15, 2018, workshop that DWR "has filed its certification of consistency before it was ready to demonstrate consistency with the Delta Plan.” He suggested that DWR withdraw its certification so that DWR and the DSC could resume early consultation. Councilmember Frank Damrell, Jr. concurred. With three (3) of the seven (7) DSC members recused due to financial conflicts of interest, there are not sufficient votes to reject the nine (9) appeals of the DWR certification. A certification of consistency is required by the Delta Reform Act of 2009 for all “covered actions” in the Delta. The California Water Fix is a “covered action,” which must have a certification to proceed. DWR's withdrawal of the certification will end ex parte communication limits and enable the DSC to resume early consultation with DWR. For further information, please contact Rachael Gibson at (408) 630-2884.

4


Week of Dec. 7 – 13, 2018

Upper Llagas Flood Control Project Milestone Celebration Since the 1960’s, the Upper Llagas Project (Project) has been targeted as a need by multiple agencies and many in the south county. Outgoing City of Morgan Hill Mayor Steve Tate has chosen to commemorate his last day in office with an Upper Llagas Flood Control Project Celebration. This event will highlight the interagency collaborative effort which produced the posting of the Final Environmental Impact Statement (FEIS) on the federal registry. The celebration is being held in Morgan Hill on the morning of Wednesday, December 12, 2018.

Speaking points will be provided for Director Varela who is slated to speak along with Major Steve Tate. The district social media is coordinated with the City of Morgan Hill and will repost event information. Elected officials identified as being key to the Project will also be notified of the event. The district is working hand in hand with City of Morgan Hill staff on planning.

Acquisition of all parcels for Phase 1 construction (Reaches 4 and 7a, portion of Reach 5 and Lake Silveira) have been completed, with parcels to be purchased for Phase 2 construction by April 2019. The district is tentatively scheduling the construction advertisement of Phase 1 of the Project for board consideration on January 22, 2019.

Construction is anticipated to start in late Spring 2019 and will help keep the local community safe from potential flooding during major storm events. When complete, the Project will provide flood protection for 1,100 homes, 500 businesses, and over 1,300 acres of agricultural land within the cities of Gilroy, Morgan Hill, and the unincorporated area of San Martin. The Project’s estimated cost is $125M, which will be partially funded by Safe Clean Water Bond and Clean Safe Creeks Program. For further information, please contact Rick Callender at (408) 630-2017. Purchasing and Consultant Contracts Process Improvements – Progress Update The district is initiating changes to streamline processes and improve access to information regarding purchasing and consultant contracts. Notable changes include the following:

• A comprehensive list of all district agreements and consultant contracts currently kept in paper form on shelves, are being scanned and the functional aspects of the list have been improved. Both the detailed list and scanned documents will be fully accessible to the district through the district’s internal website.

• The old paper Purchase Requisition (PR) forms have been replaced by an electronic form. This change provided an opportunity to streamline processes with intent to improve the processing time of PR’s.

• The district maintains both internal and external website content regarding purchasing and consultant contracts. The district has been deeply engaged at revising and improving website content with intention to promote best practices in procurement, provide guidance aligned with the contract process improvements, and make it easier to obtain information for both district staff and external firms that want to do business with the district. The internal website will be rolled out in January 2019, and the external website in February 2019.

5


Week of Dec. 7 – 13, 2018

For further information, please contact Tina Yoke at (408) 630-2385.

Re-initiation of Consultation on the Long-term Operations of the State Water Project and Central Valley Project

During the week of December 4, 2018, the district participated in several meetings held by the U.S. Bureau of Reclamation (Reclamation) on the re-initiation of consultation on the long-term operations of the State Water Project (SWP) and Central Valley Project (CVP). In August 2016, Reclamation and the Department of Water Resources began the process of revising the biological opinions for project operations by requesting to re-initiate consultation with the U.S. Fish and Wildlife Service and National Marine Fisheries Service under the Endangered Species Act. The request was made in order to address new information available since the 2008 and 2009 biological opinions were issued and in response to the continuing decline in abundance of several fish species. During the meetings that took place the week of December 4, 2018, Reclamation provided an overview of the current process including how they plan to comply with the very aggressive schedule dictated by the October 2018, Presidential Memorandum on Promoting the Reliable Supply and Delivery of Water in the West. They also described their proposed project description and alternatives for analysis under the National Environmental Policy Act. Through these meetings Reclamation solicited input from SWP and CVP water contractors, environmental organizations, and other interested parties. The district is reviewing the materials and providing input, as warranted. For further information, please contact Nina Hawk at (408) 630-2736.

6

7

Water Tracker A monthly assessment of trends in waler supply and use for Sonia Clara Counly, California

Outlook as of December 1, 2018

We began calendar year 2018 with groundwater storage well within Stage 1 (Normal) of the District's Water Shortage Contingency Plan. This year's (beginning September 1, 2017, and ending August 31, 2018) precipitation was 60% of average at the San Jose Index Station and well below overage for the Santa Cruz Mountains, South County, and the Diablo Range. The snow water equivalent for the Northern Sierra was considerably below normal.

Despite below normal local rainfall and below normal statewide snow pack, end of year groundwater storage for 201 8 is projected to be relatively high, well within Stage 1 (Normal) due to carryover supplies from a wet ?O 1 7 ..

Weather Rainfall in San Jose

• Month of November, City of San Jose= 1.65 inches • The average daily high temperature for November was 69 degrees Fahrenheit.

Temperatures were above normal for the month

Local Reservoirs • Total December l storage= 45,274 acre-feet

» 66% of 20-year overage for that date » 27% of total capacity » 40% of restricted capacity (166,808 acre-feet total storage capacity

limited by seismic restrictions to 111,963 acr:e-feet) • Approximately 131 acre-feet of imported water was delivered into local reservoirs

during November 2018 • Total estimated releases to streams {local and imported water) during November was

5,600 acre-feet

Groundwater • Groundwater (GW) Storage: Total storage at the end of 2018 is predicted to fall within Stage 1 (Normal) of the District's Water Shortage Contingency Plan.

November managed recharge estimate (AF) ................................... ................. ..... .. ..... .... . .......... .

Jonuory to November managed recharge estimate (AF)

January to November managed recharge, % of 5-yeor overage

October pumping estimate (AF}

January lo October pumping estimate (AF) .. .... . ................................ .

January to October pumping, % of 5-year average ...................................................................................................................... .....

GW index well level compared to last November

AF = ocre-feet

Santa Clara Subbasin i Llagas Subbasin --·----~----Santo Clora Plo,n . Coyote Volley

4,700

73,400

145%

6,500

900

9,800

118%

1,000

1,200

16,800 .................

96%

4,600

54,100 10,500 35,700

79% 109% 96%

Decrease Decrease Decrease

...

continued on back~

8

Imported Water • 2018 State Water Project (SWP) and Central Valley Project (CVP) allocations:

» 2018 SWP allocation of 35%, providing 35,000 AF to the District » 201 8 South-of-Delta CVP allocations:

• The M&I allocation is currently 75% and the Agricultural allocation is 50%, which provides 114,050 AF to the District

• Initial 2019 SWP allocation of 10%, 10,000 acre-feet, announced on November 30, 2018

• State-wide reservoir storage information, as of December 2, 201.8: » Shasta Reservoir at 48% of capacity (80% of average for this date) » Oroville Reservoir at 29% of capacity (48% of average for this date) » San Luis Reservoir at 58% of capacity (97% of overage for this dote)

• District's Semitropic groundwater bank reserves are at 84% of capacity, or 292,725 acre-feet, as of October 31, 2018

• Estimated Sf PUC deliveries to Santa Clara County: » Projected month of October= 4,630 acre-feet » 2018 Total to Date= 39,223 acre-feet » Five-year annual average is 48,700 acre-feet

• Board Governance Policy No. El-5.3.3 includes keeping the Board informed of imported water management activities on an ongoing basis. In CY 2018, four imported water management agreements were executed as of November 30, 2018

Treated Water • Above average demands of 7,955 acre-feet delivered in November • This total is 115% of the five-year average for the month of November • Year-to-date d!:!liveries "" 102,028 acre-feet or 105% of the five-year average

Conserved Water • Saved 75,000 acre-feet in FYl 8 from long-term program (baseline year is 1992) • Long-term program goal is to save nearly 75,000 acre-feet in FYl 8 • The Boord has called for a 20% reduction and a limit of three days per week

for irrigation of ornamental landscape with potable water • Achieved a 20% reduction in water use through the first ten months of 2018, compared

to 2013

Recycled Water • Estimated November 201 8 production = 1 ,000 acre-feet • Estimated Year-to-Date through November= 18,800 acre-feet or 101 % of the five-year

average • Silicon Valley Advanced Water Purification Center produces purified water that is

blended with existing tertiary recycled water for South Bay Water Recycling Program's customers. The plant produced 1 .3 billion gallons (4,000 acre-feet) of purified water in 2017 and 3,500 acre-feet since the beginning of 2018

To9et • News, crop Or\ elftoil la:

infoO.Otleywoter.arg

© 201 B Sonto Clora Volley Waler Dis1ricl • 12/2018

BOARD MEMBER REQUESTS& INFORMATIONAL ITEMS

9

Report Name: Board Member Requests

1

Request Request Date

Director BAO/Chief Staff Description 20 Days DueDate

Expected Completion

Date

Disposition

I-18-0015 10/02/18 Santos Camacho Noriega Staff is to provide Director Santos

with information on why the

District does not offer preference

for Veteran applicants seeking

employment/promotion, and

provide research from comparable

agencies.

11/05/18 12/28/2018 10/25/18 CEO Bulletin: The district is working to

respond to the IBMR by conducting internal

stakeholder conversations, investigating industry best

practices and researching comparable agency

policies. To account for varied response times from

comparable agencies and in-depth research, the

district is requesting a two (2) month extension to

December 28, 2018, to fully respond to the request.

R-18-0017 11/20/18 Varela Hawk Hall Staff is to schedule an update on

CA WaterFix for second meeting

in January 2019.

12/16/18

10

11

Sonlo Cloro Volley Wd.er Distrk{j MEMORANDUM

FC 14 (01-02-07)

TO: Board of Directors FROM: Darin Taylor, Chief Financial Officer

SUBJECT: Summary of Monthly Report of Investments, DATE: December 07, 2018 November 2018

In accordance with the District Board Investment policy, staff provides a detailed investment report to the Board of Directors on a quarter1y basis. In addition to the quarterly investment report, Government Code section 53607 requires the Treasurer of the local agency who has been delegated with the authority to invest funds to provide a monthly report of the investment transactions to the legislative body. This report is provided to the Board in compliance with Government Code section 53607 and Executive Limitation-4 Financial Management.

Attached is the report of investments for the month.of November 2018. All investments were. in compliance with the Investment Policy and performed better than the District's benchmark yield. The attached report includes a summary of the portfolio holdings, details of each security in the portfolio and an investment activity summary with comparisons to the previous 12 months. The following are highlights of the investment activities for the month:

• The book value of the District's portfolio as of November 30, 2018, was $564 million.

• The District's portfolio is invested with a primary goal of safety. To accomplish this goal, we only invest in securities that are permitted by California Government Code and the Board Investment Policy. These securities have high credit ratings and maturities of no more than 5 years. As of November 30, 2018, approximately 81% of the portfolio was held in US Government Treasury/Agency/Municipal Bonds, 14% was held in liquid funds {Local Area Investment Fund/money market mutual fund), and 5% in supranational/corporate medium-term notes.

• The portfolio had a yield-to-maturity of 1.96% for the month of November 2018. This exceeded the District's benchmark, the 24-month floating average of the 2-year Treasury note, which was 1.89%.

• The District's portfolio is reviewed every month for compliance with the Investment Policy. All investments were in compliance for the reporting period.

• California Government Code requires that a public entity structure its portfolio so that it, at minimum, can meet expenditures for the next six months. The investment portfolio has been structured to ensure that sufficient monies will be available to cover anticipated expenditures in the coming six months.

12

If you have any questions regarding the Investment Report, please contact Darin Taylor, Chief Financial Officer, at 408-630-3068.

Darin Taylor Chief Financial Officer

Attachment: Monthly Report of Investments for November 2018

13

Santa <ho Valey Wd.et Disltid 6

Par lnv~stments Value

Treasury Securities - coupon 11,000,000.00

Federal Agency Issues - Coupon 416,196,000.00

Negotiable CD's - Interest Bearing 2,150,000.00

LAIF 44,777,124.27

Medium Term No1es 16,575,000.00

Time Certificates of Deposit 720,000.00

Money MarKet Account 33,610,966.35

Supranational 12,000,000.00

Municipal Bonds 27,194,212.26

Investments 564,223,302.88

Total Earnings November 30 Month Ending

Current Year 959,625.50

Average Dally Balance 563,811,814.95

Effective Rate of Return 2.07%

Santa Clara Valley Water Dist. Portfolio Management

Portfolio Summary November 30, 2018

Martlat Book Value Value

10,754,020.00 10,821 ,387.73

412,214,461 .41 415,986,237,51

2,137,987.89 2,150,000.00

44,777,124.27 44, 777.124.27

16,256,889.00 16,422,096.19

720,000.00 720,000.00

33,610,966.35 33,610,966.35

11,793,143.00 11,922,371.97

26,927,199.38 27,225,407.62

669,191,791.30 563,635,591.64

Fiscal Year To Date

4 ,725,308.33

572,768,216.03

1.97%

Current market pricing is updated at the end of each month from data provided by Interactive Data, a securities pricing service.

Date Treasury/Debt Officer

Reporting period 11/01/2018-11/30/2018

Run Dale: 12105/201 S . 09:46

%of YTM Portfolio 365 Equiv.

1.92 2.427

73.80 2.010

0.38 2.039

7.94 2.1 60

2.91 2.450

0.13 2.575

5.96 0.010

2.12 2.309

4.83 2.599

100.00% 1.959

SANTA CLARA VALLEY WATER 5750 Almaden Expressway

San Jose, San Jose, Ca 951 (408)265-2607

Term

1,002

1,208

730

1,255

1,096

1 1,181

1,379

1,043

Daya to Maturity

779

717

484

909

1,054

855

1,100

645

Portfolio SCVW AC

PM {PRF~ PM1 ) 7.3.0 Report Ver. 7.3 .6.1

14


Activity Summary November 2017 through November 2018

Yield to Maturity Managed

Month Number of Total 360 365 Pool End Year Securities Invested Equivalent Equivalent Rate

November 2017 122 470,173,284.42 1.116 1.132 1.070 December 2017 133 495,595,536.47 1.180 1.197 1.070 January 2018 136 517,771,269.78 1.262 1.280 1.200 February 2018 137 496,477,704.65 1.314 1.332 1.200 March 2018 135 497,869,226.39 1.326 1.345 1.200 April 2018 134 518,776,072.64 1.327 1.346 1.500 May 2018 148 507,526,322.24 1.542 1.563 1.661 June 2018 154 593,317,591.28 1.669 1.692 1.661 July 2018 163 576,222,009.40 1.801 1.826 1.900 August 2018 161 573,861,521.23 1.792 1.817 1.900 September 2018 165 569,055,571.75 1.903 1.930 1.900 October 2018 166 569,697,438.86 1.934 1.961 2.160 November 2018 167 563,635,591.64 1.933 1.959 2.160

Average 148 534,613,780.06 1.546% 1.568% 1.583

•

Rull Date: 12/05/2018 • 09:46

Number Number of Investments of Investments

Purchased Redeemed

5 4 13 2 8 5 2 1

3 5 1 2

14 15 20 0 10 5 3 2 6 3 4

2 4

7 4

Average Term

869 866 871

920

895

853 911

932 994

1,000

1,043

1,043

1,043

942

Page1

Average Days to Maturity

449

465

479

490

479

436

547

598

645

633 667

647

645

552

Portfolio SCVW

AC PM (PRF_PM4) 7.3.0

Report Ver. 7.3.6.1

15


Activity By Type November 1, 2018 through November 30, 2018

CUSIP Investment#

Treasury Securities - Coupon

Federal Agency Issues - Coupon

3133EFPJO 4991

3130AFD61

3134GSC52

3135GOYT4

3135GOYT4

3136GOHKO

5284

5283

4888

4896

5043

Negotiable CD's - Interest Bearing

LAIF (Monthly Summary)

SYS88-0237lAIF 88-0237LAIF

Medium Term Notes

Time Certificates of Deposit

l&SUl!r

Subtotal

Federal Farm Credit Bank Federal Home Loan Bank Federal Home Loan Mortgage Cor Fed Natl Mortgage Assoc Fed Natl Mortgage Assoc FNMA Disoount Notes

Subtotal

Subtotal

local Agency Investment Fund

Subtotal

Subtotal

Subtotal

Money Market Account (Monthly Summary~

23380W523 4102 Daily Income US Gov MMF

Subtotal

Apple Deposit Account (Monthly Summary)

Subtotal

Supranational

Subtotal

Roo Date: 12J05/2016-09:46

Stated Transaction Purchases Rate Date or Deposits

1.290 11/19/2018 0.00

3.550 11/21/201 8 3,000,000.00

3.000 11/27/2018 5,000,000.00

1.625 111Z712018 0.00

1.625 11/27/2018 0.00

1.500 11/30/2018 0.00

8,000,000.00

2.160 0.00

0.00

0.010 65,527,354.23

65,527,354.23

Page 1

Redemptions or Withdrawals Balance

10,821,387.73

5,000,000.00

0.00

0.00

5,000,000.00

2,500,000.00

2,250,000.00

14,750,000.00 415,986,237.51

2,150,000.00

10,000,000.00

10,000,000.00 44,777,124.27

16,422,096.19

720,000.00

54,740,000.00

54,740,000.00 33,610,966.35

o.oo

11,922,371.97

Portfolio SCVW AC

PM (PRF _PM3) 7.3.0 Report Ver. 7.3.6.1

16

CUSIP Investment # Issuer

Municipal Bonds

Subtotal

Total

Run Oat&: 1210512018 - 09:46


Activity By Type November 1, 2018 through November 30t 2018

Stated Transaction Rate Date

Purchases or °"posits

73,527,354.23

Redemptions or Withdrawals

79,490,000.00

Balance

27,225,407.62

563,635,591.64

Page2

Portfolio SCVW

AC PM (PRF _PM3) 7.3.0

17


Page1 Portfolio Details - Investments

November 30, 2018

Average Purchase Stated YTM Days to Maturity CUSIP Investment# Issuer Balance Date Par Value Market Value Book Value Rate 365 Term Maturity Date Treasury Securities - Coupon

912828XE5 5155 US Treasury Bill 10/24/2017 3,000,000.00 2,942,460.00 2,993,954.21 1.500 1.638 950 547 05/31/2020 912828037 5206 US Treasury Bill 05/10/2018 5,000,000.00 4,825,975.00 4,844,806.84 1.250 2.642 1,056 851 03131/2021 9128284P2 5277 US Treasury Bill 09/2112018 3,000,000.00 2,985,585.00 2,982,626.68 2.625 2.871 967 896 05/15/2021

Subtotal and Average 10,831,184.48 11,000,000:00 10,754,020.00 10,821,387.73 ---------

2.427 1,002 779 Federal Agency Issues - Coupon

3133EF5X1 5017 Federal Farm Credit Bank 05/04i2016 3,000,000.00 2,982,567.00 3,002,117.29 1100 0.930 1,094 153 05103/2019 3133EFSJ7 5044 Federal Farm Credit Bank 07/0712016 1,000,000.00 999,692.00 1,000,209.30 1.300 0.714 890 13 12114/2018 3133EDVK5 5055 Federal Farm Cre<lit Bank 0912112016 3,344,000.00 3,337,158.18 3,351,738.55 1.750 0.960 908 107 03/18/2019 3133EG206 5084 Federal Farm Credit Bank 0112412017 3,000,000.00 2,971,902.00 3,002,803.24 1.550 1.434 976 300 09127/2019 3133EG503 5086 Federal Farm Credit Bank 01/2712017 3,000,000.00 2,919,108.00 3,000,000.00 2.030 2.030 1,826 1,153 01/2712022 3133EGW92 5089 Federal Farm Credit Bank 0112712017 3,000,000.00 2,959,113.00 2,999,727.93 1.500 1509 1,056 383 12/19/2019 3133EHJA2 5095 Federal Farm Credit Bank 0510812017 3,000,000.00 2,948,619.00 3,000,086.17 1.550 1.548 1,096 524 0510812020 3133EHHN6 5098 Federal Farm Credit Bank 0511012017 3,000,000.00 2,985,780.00 2,998,982.02 1.350 1432 722 152 05/0212019 3133EHG$6 5101 Federal Farm Credit Bank 05/1012017 3,000,000.00 2,901,534.00 2,993,828.57 2.030 2.094 1,811 1,241 04125/2022 3133EHPD9 5118 Federal Farm Credit Bank 08/2912017 3,000,000.00 2,947,710.00 3,000,000.00 1.670 1.670 1,089 569 06122/2020 3133ECPOO 5141 Federal Farm Credit Bank 09/14/2017 2,085,000.00 2,044,123.58 2,083,279.49 1.420 1.478 972 529 05/13/2020 3133EHJA2 5142 Federal Farm Credit Bank 0911412017 1,850,000.00 1,818,315.05 1,851,550.97 1.550 1.490 967 524 05/08/2020 3133EHZH9 5143 Federal Farm Credit Bank 09/2012017 2,000,000.00 1,941,448.00 2,000,000.00 1.840 1.840 1.461 1,024 0912012021 3133EHM34 5154 .Federal Farm Credit Bank 11/01/2017 3,000,000.00 2,910,177.00 3,000,000.00 2.230 2.230 1,826 1,431 11/0112022 3133EGSL8 5170 Federal Farm Credit Bank 12/2612017 3,000,000.00 2,938,350.00 2,973,055.48 1.370 2.000 875 535 05/19/2020 3133EHT78 5172 Federal Farm Credit Bank 1212612017 3,000,000.00 2,957,916.00 2,991,422.12 1.830 2.030 876 536 05/20/2020 3133EG6L8 5175 Federal Farm Credit Bank 12/29/2017 3,000,000.00 2,938,350.00 2,970,917.02 1.370 2.050 B72 535 05/19/2020 3133EGCN3 5176 Federal Farm Credit Bani< 12/2912017 5,000,000.00 4,920,045.00 4,968,838.95 1.490 2.000 794 457 03/0212020 3133EGSL8 5177 Federal Farm Credit Bank 12/29/2017 4,000,000.00 3,917,800.00 3,962,033.12 1.370 2.036 B72 535 05119/2020 3133.EJAD1 5184 Federal Farm Credit Bank 01/23/2018 5,000,000.00 4,928,020.00 4,998,141.47 2.150 2.169 1,065 753 12/2312020 3133EJAD1 5185 Federal Farm Credit Bank 01/23/2018 5,000,000.00 4,928,020.00 4,999,646.67 2.150 2.154 1,065 753 12/23/2020 3133EJMUO 5212 Federal Farm Credit Bank 05/17/2018 5,000,000.00 4,970,540.00 4,991,625.02 2.740 2.811 1,079 881 04/30/2021 3133EJQG7 5216 Federal Farm Credit Bank 05/24/2018 5.000.000.00 4,986,245.00 5,000,000.00 3.230 3.230 1,826 1,635 05/24/2023 3133EJMCO 5222 Federal Farm Credit Bank 05/30/2018 3,000.000.00 2,976,912.00 3,000,000.00 3.000 2.998 1,791 1,606 04/25/2023 3133EJTB5 5249 Federal Farm Credit Bank 06/29/2018 4,500,000.00 4.480.029.00 4,507,666.95 2800 2.748 1,398 1,243 04/27/2022 3133EGAH8 5251 Federal Farm Credit Bank 07/03/2018 4,582,000.00 4,433.845.61 4,449,492.02 1.550 2.780 1,049 898 05/1712021 3133EJSA8 5252 Federal Farm Credit Bank 07/03/2018 5,000,000.00 4,975,360.00 5,007,995.69 2.730 2.702 1,084 933 06/21/2021 3133EJVE6 52e2 Federal Farm Credit Bank 07/25/2018 3,000,000.00 2,995,974.00 3,000,000.00 3.120 3.120 1,461 1,332 07/25/2022 313383GQ8 4897 Federal Home Loan Bank 07/14/2015 2,500,000.00 2,498,195.00 2,500,015.69 1.300 1.291 1,262 26 12127/2018

Portfolio SCVW

Run Date: 12/05!2018 - 09:46 AC PM (PRF _PM2) 7,3.0

Report Ver. 7.3.6. 1

18

Santa Clara Valley Water Dist. Portfolio Management Page2

Portfolio Details - Investments November 30, 2018

Averagl!' Purchase Stated YTM Days to Maturity CUSIP Investment# Issuer Balance Date Par Value Market Value Book Value Rate 36S Term Maturity Date


3f30AAQV3 5087 Federal Home Loan Bank 01130/2017 3,500,000.00 3,445,190.00 3,500,000.00 1670 1.670 1,186 516 04/30/2020 313379RB7 5131 Federal Home loan Bank 08123/2017 3,000,000.00 2,921,670.00 3,015,964.91 1.875 1.657 1,388 923 06/1112021

313382K69 5132 Federal Home Loan Bank 08/23/2017 3,000,000.00 2,927,976.00 3,010,071.53 1.750 1.598 1,297 832 03/12/2021

313383HU8 5139 Federal Home Loan Bank 09/08/2017 3,000,000.00 2,950,710.00 3,015,232.88 1.750 1.410 1,008 559 06/12/2020

3130AOXD7 5210 Federal Home loan Bank 05/17/2018 3,000,000.00 2,966,745.00 2,973,598.58 2.375 2 778 1,030 832 03/12/2021

3133732Y7 5211 Federal Home loan Bank 05/17/2018 5,000,000.00 5,076,490.00 5,093,585.91 3.625 2.765 1,030 832 03/12/2021

3130AECJ7 5215 Federal Home Loan Bank 05/24/2018 5,000,000.00 4,987,620.00 5.002,506.99 2.625 2.590 735 544 05/28/2020

3130AEF54 5223 Federal Home Loan Bank 06/08/2018 5,000,000.00 4,967,850.00 5,000,000.00 3.100 3.100 1,826 1,650 06/08/2023 3130A1B80 5237 Federal Home Loan Bank 06/19/2018 4,620,000.00 4,577,389.74 4,594,326.30 2.625 2.804 1,361 1,196 03/11/2022

3130AE6H8 5238 Federal Home Loan Bank 06/19/2018 5,000,000.00 4.968,545.00 4,995.462.07 3.150 3.172 1,778 1,613 05/02/2023

313378CRO 5241 Federal Home Loan Bank 06/21/2018 5,000.000.00 4,886,490.00 4,916,563.43 2.250 2.789 1,359 1,196 03/1112022 31337SCRO 5243 Federal Home Loan Bank 06/21/2018 5,000,000.00 4,886,490.00 4,918,012.01 2.250 2.780 1,359 1,196 03/11/2022

3133XPKG8 5244 Federal Home Loan Bank 06/21/2018 5,000,000.00 5,354.070.00 5.377.729.84 4.750 2.848 1,723 1,560 03/10/2023

3130AEWM8 5275 Federal Home Loan Bank 09/28/2018 3,000,000.00 2,990,619.00 3,000,000.00 3.000 3.000 1,461 1,397 09/2812022

3130AEYH7 5278 Federal Home loan Bank 09/28/2018 2,000,000.00 1,999,780.00 2,000,000.00 3.420 3.420 1,826 1,762 09/28/2023

3130AFD61 5284 Federal Home Loan Bank 11/21/2018 3,000,000.00 3,002,655.00 3,000,000.00 3.550 3.550 1,826 1,816 11/2112023 313376BR5 4995 Federal Home Loan Bank-CN 01/20/2016 5,000.000.00 4,999,145.00 5,001,035.39 1.750 1.165 1,059 13 12/1412018

313376BR5 4996 Federal Home Loan Bank-CN 01/22/2016 5,000,000.00 4,999,145.00 5,001.076.49 1.750 1.142 1.057 13 12/14/2018 313376BR5 4999 Federal Home Loan Bank-CN 01/21/2016 3,000,000.00 2,999,487.00 3.000.744.48 1.750 1.050 1,058 13 12/14/2018 313376BR5 5000 Federal Home Loan Bank-CN 01121/2016 3,000.000.00 2,999,487.00 3,000,680.16 1.750 1.110 1,058 13 12/14/2018

313376BR5 5001 Federal Home Loan Bank-CN 01/21/2016 3,000,000.00 2,999,487.00 3,000.725.03 1.750 1 068 1,058 13 12/1412018

3130A7PW9 5012 Federal Home Loan Bank-CN 04/18/2016 5,000,000.00 4,975,010.00 4,999,947.70 0.950 0.953 1,082 125 04/05/2019 3130A8H48 5024 Federal Home Loan Bank-CN 07101/2016 5,000,000.00 4,871,850.00 5,000.000.00 1.150 1.150 1,461 578 07/01/2020 313376BR5 5045 Federal Home Loan Bank-CN 07/07/2016 3,000,000.00 2,999,487.00 3,001.127.31 1.750 0.699 890 13 12/14/2018 313376BR5 5057 Federal Home Loan Bank-CN 09/21/2016 3,000.000.00 2,999,487.00 3,000,925.22 1.750 0.885 814 13 12/1412018 3130A7l37 5058 Federal Home Loan Bank-CN 10/20/2016 3,000,000.00 2,990.124.00 3,002.735.14 1.250 0.930 876 104 03/15/2019

3133782M2 5060 Federal Home Loan Bank-CN 10/25/2016 3,000,000.00 2,992,692.00 3,004.318.94 1.500 0.958 864 97 03/08/2019 3130A9V32 5062 Federal Home Loan Bank-CN 11/15/2016 5,000,000.00 4,875,540.00 5,000,000.00 2.000 1.715 1,826 1,080 11/15/2021 3130ABEC6 5102 Federal Home Loan Bank-CN 05/26/2017 2,000,000.00 1,965,064.00 2,000.000.00 1.600 1.600 1,096 542 05/26/2020 3130ABEC6 5103 Fe<ieral Home Loan Bank-CN 05/26/2017 3,000,000.00 2,947,596.00 3,000,000.00 1.600 1.600 1,096 542 05/26/2020

3130ABPV2 5122 Fe<leral Home Loan Bank-CN 07/14/2017 2,000,000.00 1,962,568.00 1,998133.33 1.690 1.751 1,081 576 06/29/2020 313378J77 5123 Federal Home Loan Bank-CN 07/14/2017 3,000,000.00 2,964,828.00 3,014,076.79 1.875 1.500 973 468 03/13/2020

313378J77 5144 Federal Home Loan Bank-CN 09/13/2017 3,000,000.00 2.964,828.00 3,016,543.45 1.875 1.436 912 468 03/13/2020 313378J77 5147 Federal Home Loan Bank-CN 10/03/2017 3,000,000.00 2,964,828.00 3,010,410.75 1.875 1.598 892 468 03/13/2020

3130ACKG8 5148 Federal Home Loan Bank-CN 10/24/2017 3,000,000.00 2,907,537.00 3,000,000.00 2.200 2.200 1,826 1,423 10/24/2022

Portfolio SCWV

AC Run Date: 1210512018. 09:46 PM (PRF _PM2) 7.3.0

19

Santa Clara Valley Water Dist. Portfolio Management Page 3


Average Purchue Staled YTM Days to Maturity CUSIP Investment# Issuer Balance Date Par Value Market Value Book Value Rate 365 Term Maturity Date


3130A5P86 5169 Federal Home Loan Bank-CN 12/26/2017 2,500,000.00 2,467,365.00 2,494.124.15 1.800 1.981 825 485 03/30/2020

3133714H6 5171 Federal Home Loan Bank-CN 12/2612017 1,000,000.00 1,002,171.00 1,01 2,868.34 3.000 1.981 813 473 03/18/2020

3130ACN83 5179 Federal Home Loan Bank-CN 12/29/2017 5,000,000.00 4,922,050.00 4,978,571.71 1.700 2.002 868 531 05/15/2020

3130AD4X7 5163 Federal Home Loan Bank-CN 01/19/2018 5,000,000.00 4,913,515.00 4,982,380.52 2.000 2.180 1,057 741 12/11/2020

3130ADUJ9 5214 Federal Home Loan Bank-CN 05/24/2018 5,000,000.00 4,971,625.00 4,990,647.33 2.375 2.520 676 485 03/30/2020

3137EAOG1 4670 Federal. Home Loan Mortgage Car 06/2512015 3,000,000.00 2,887,871 .00 3,004,026.55 1.750 1.471 1,435 180 05130/2019

3134G8QB6 5005 Federal Home Loan Mon.gage Cor 03/29/2016 3,000,000.00 2,988,021 .00 3,000,000.00 1.270 1.270 1,095 118 03/29/2019

3137EADG1 5014 Federal Home Loan Mortgage Cor 0411812016 5,000,000.00 4,979,785.00 5,019,064.62 1.760 0.970 1,137 180 05/30/2019

3137EADG1 5015 Federal Home Loan Mortgage Cor 0411812016 5,000,000.00 4,979,785.00 5,019,300.77 1.750 0.960 1,1 37 180 05/30/2019

3137EADG1 5010 Federal Home Loan Mortgage Cor 05/04/2016 3,000,000.00 2,987,671.00 3,011 ,286.74 1.750 0.980 1,121 180 05/30/2019

3134G9XU6 5027 ·Federal Home Loan Mortgage Cor 06/30/2016 3,000,000.00 2,965,210.00 3,000,000.00 1.500 1.286 1,278 394 12/30/2019

3134G9YJO 5041 Federal Home Loan Mortgage Cor 06/30/2016 1,615,000.00 1,586,107.65 1,615,000.00 1.300 1.300 1,826 942 06(30/2021

3137EADZ9 5059 Federal Home Loan Mortgage Cor 10/25/2016 3,000,000.00 2,985,135.00 3,002,146.51 1.125 0.930 902 135 04/15/2019

3134GBV82 5153 Federal Home Loan Mortgage Cor 10/30/2017 3,000,000.00 2,931,291.00 3,000,000.00 2.000 2.000 1,369 972 07/30/2021

3134GB4RO 5162 Federal Home Loan Mortgage Cor 12115/2017 3,000,000.00 2,940,690.00 3,000,000.00 2.250 2.250 1,826 1,475 12/15/2022

3134GSKYO 5207 Federal Home Loan Mortgage Cor 05/15/2018 5,000,000.00 5,000,200.00 5,000,000.00 3.200 3.200 1,826 1,626 05/15/2023

3134GSMUB 5217 Fed11ral Home Loan Mortgage Cor 06115/2018 5,000,000.00 4,977,160.00 5,000,000.00 3.000 3.000 1,461 1.292 06/1512022

3134GSQB4 5234 Federal Home Loan Mortgage Cor 06/28/2018 3,000,000.00 3,000,729.00 3,000,000.00 3.250 3.250 1,826 1,670 0612812023

3134GSQB4 5236 Federal Home Loan Mortgage Cor 06/28/2018 3,000,000.00 3,000,729.00 3,000,000.00 3.250 3.250 1,826 1,670 06/28/2023

31 34GSQR9 5236 Federal Home Loan Mortgage Cor 06/28/2018 5,000,000.00 4,982,485.00 5,000,000.00 3.000 3.001 1,369 1,213 03/28/2022

3134GSKYO 5239 Federal Home Loan Mortgage Cor 08/20/2018 5,000,000.00 5,000,200.00 4,998,592.07 3.200 3.216 1,790 1,626 05/15/2023

3134GSSX4 5261 Federal Home Loan Mortgage Cor 07130/2018 5,000,000.00 4,983,085.00 5,000,000.00 3.000 3.000 1,249 1,125 12130/2021

3134GSVB8 5284 Federal Home Loan Mortgage Cor 09/13/2018 5,000,000.00 4,998,150.00 5,000,000.00 3.250 3.250 1,826 1,747 09/13/2023

3134GSWW1 5266 Federal Home Loan Mortgage Cor 09/18/2018 5,000,000.00 4,993,990.00 5,000,000.00 3.000 3.000 1,277 1,.203 03/18/2022

3134GSC52 5283 Federal Home Loan Mortgage Cor 11/27/2018 5,000,000.00 4,997 ,64.0 .00 5,000,000.00 3.000 3.000 912 908 05/2712021

3137EAEB1 5056 Fed Home Loan Mort Corp,CN 09/2112016 3,000,000.00 2,967,252.00 2,998,017.88 0.875 0.981 1,031 230 07/19/2019

3137EAEB1 5080 Fed Home Loan Mort Corp.CN 0112312017 3,000,000.00 2,967,252.00 2,990,969.06 0.875 1.360 907 230 07119/2019

3137EAEB1 5063 Fed Home Loan Mort Corp-CN 01/23/2017 3,000,000.00 2,967,252.00 2,990,946.16 0.875 1.361 907 230 07/19/2019

3137EAEF2 5119 Fed Home Loan Mort Corp-CN 06/30/2017 5,000,000.00 ,4,903,775.00 4,988,631.69 1.375 1.543 1,025 506 04/20/2020

3137EAEF2 5120 Fed Home Loan Mort Corp-CN 06/30/2017 3,000,000.00 2,942,265.00 2,993,982.36 1.375 1.523 1,025 506 04/20/2020

3137EADR7 5145 Fed Home Loan Mort Corp-CN 09/13/2017 3,000,000.00 2,941,125.00 2,997,708.23 1.375 1.430 961 517 05/01/2020

3135GOA78 5160 FNMA Discount Note 01/18/2018 5.000.000.00 4,935,905.00 4,975,899.03 1.625 2.059 733 416 01/21/2020

3135GOZA4 4871 Fed Natl Mortgage Assoc 06/2512015 3.000,000.00 2,996,454.00 3,003,189.45 1.875 1.370 1,335 80 02/19/2019

3135GOZY2 4672 Fed Nau Mortgage Assoc 06126/2015 3.000,000.00 2,970,564.00 3,003,119.36 1.750 1.640 1,615 360 11/26/2019

3135GOZY2 4873 Fed Natl Mortgage Assoc 06/2512015 3,000,000.00 2,970,564.00 3,002,553.06 1.750 1.660 1,615 360 11126/2019

Portfolio SCVW

AC Run Date: 12/05/2018 - 09:46 PM (PRF _PM2) 7.3 0

20

Santa Clara Valley Water Dist. Portfolio Management Page4


Average Pur<:hase Stated YTM Daysto Maturity CUSIP Investment# l&&uer Balance Date Par Value Market Value Book Value Rate 365 Term Maturity Date


3135GOR39 5077 Fed Natl Mortgage Assoc 01/23/2017 3,000,000.00 2,953,761.00 2,986,408.58 1.000 1.517 1,004 327 10/24/2019

3135GOZG1 5078 Fed Natl Mortgage Assoc 01/23/2017 3,000,000.00 2,977,830.00 3,008,012.50 1.750 1.400 962 285 09/12/2019

3135GON33 5081 Fed Natl Mortgage Assoc 01/23/2017 3,000,000.00 2,964,480.00 2,988,968.09 0.875 1.436 921 244 08/02/2019

3135GOR39 5082 Fed Natl Mortgage Assoc 01123/2017 3,000,000.00 2,953,761.00 2,986,468.22 1.000 1.515 1,004 327 10/24/2019

3135GOZY2 5088 Fed Natl Mortgage Assoc 01/27/2017 3,000,000.00 2,970,564.00 3,008,361.14 1.750 1.460 1,033 360 11/26/2019

3135GOT29 5138 Fed Natl Mortgage Assoc 09/08/2017 3,000,000.00 2,952,981.00 3,004,188.74 1.500 1.385 903 454 02/28/2020



3136G4NM1 5253 Fed Natl Mortgage Assoc 07/03/2018 5 000,000.00 4,889,180.00 4,887,952.99 2.200 2.883 1,424 1,273 05/27/2022

3135GOU27 5276 Fed Natl Mortgage Assoc 09/21/2018 5,000,000.00 4,952,995.00 4,954,650.87 2.500 2.900 935 864 04/13/2021

3135GOF73 4963 FNMA Discount Notes 11/30/2015 3.000,000 00 2,921,280.00 2,978,872.19 1.500 1.871 1,827 730 11/30/2020

3136G3MK8 5018 FNMA Discount Notes 05/25/2016 3,000,000.00 2,958,990.00 3,000,000.00 1.350 1.350 1,279 359 11/25/2019

3136G3MH5 5019 FNMA Discount Notes 05/27/2016 3.000,000.00 2,980,332.00 3,000,000.00 1.250 1.250 1,098 180 05/30/2019

3136G3TU9 5026 FNMA Discount Notes 06/30/2016 5,000,000.00 4,912,795.00 5,000,000.00 1.125 1.125 1,278 394 12/30/2019

3135GOZE6 5042 FNMA Discount Notes 07/07/2016 3,000,000.00 2,985,513.00 3 016,848.54 1.750 0.721 1,078 201 06/20/2019

3135GOJ53 5061 FNMA Discount Notes 10/25/2016 3,000,000.00 2,990,364.00 3,000,515.46 1.000 1.171 854 87 02/26/2019

3135GOP72 5174 FNMA Discount Notes 12/29/2017 1,100,000.00 1,079,788.60 1,090,469.02 1.375 2044 822 485 03/30/2020 ---------

Subtotal and Average 421,357.830.53 416,196,000.00 412,214,461.41 415,986,237.51 2.010 1,208 717

Negotiable CD's - Interest Bearing

33715LBT6 5260 First Tech Fed Credit Union 07/16/2018 240,000.00 238,930.56 240,000.00 3.250 3.253 1.463 1,325 07/18/2022

05368TAT8 5186 Avidbank Palo Alto Calif 01/30/2018 240,000.00 239,459.76 240,000.00 1.850 0.000 455 150 04/30/2019

062683AN7 5140 Bank of Hope 09/22/2017 240,000.00 239,441.04 240,000.00 1.600 1.596 546 111 03/22/2019

204150FYO 5232 Community West Bank 06/13.12018 240,000.00 239,722.80 240,000.00 2.250 2.250 365 194 06/13/2019

320337BV9 5233 First General Bank 06/06/2018 240,000.00 237,061.68 240,000.00 2.300 2.300 814 636 08/28/2020

33616CBL3 5272 First Republic Bank 08/31/2018 240,000.00 239,089.92 240.000.00 2.800 2.792 728 636 08/28/2020

410493CN8 5161 Hanmi Bank 11/22/2017 235,000.00 232,872.55 235,000.00 1.800 1.800 730 356 11/22/2019

624786CU1 5250 MUFG Union Bank NA 07/03/2018 240,000.00 238,800.00 240,000.00 2.650 2.650 734 583 07/06/2020

69406PCQO 5160 Pacific City Bank 11/24/2017 235,000.00 232.609.58 235,000.00 1.700 1.700 731 359 11/25/2019 ---------Subtotal and Average 2, 150.000.00 2,150,000.00 2,137,987.89 2,150,000.00 2.039 730 484

LAIF

SYS88-0237LAI F 88-0237LAIF Local Agency Investment Fund 44,777,124.27 44.7n.124.27 44,777,124.27 2.160 2.160 ---------Subtotal and Average 47,110,457.60 44,777,124.27 44,777,124.27 44,777,124.27 2.160 1 1

Portfolio SCVW

AC Run Date: 12/0512018. 09:46 PM (PRF _PM2) 7.3.0

21

Santa Clara Valley Water Dist. Portfolio Management Page 5


Average Purchue Stated YTM Dayr;,to Maturity CUSIP lnvHtment# Issuer Balance Date Par Value Market Value Book Value Rate 365 Term Maturity Date

!'wtedium Tenn Notes

0378330E7 5202 Apple Inc 05/03/2018 3,000,000.00 2,874,984.00 2,909,922.46 2.400 2.819 1,716 1,504 01/13/2023

037833BS8 5213 Apple Inc 05/18/2018 2,000,000.00 1,960,364.00 1,973,368.76 2.250 2.875 1,012 815 02/23/2021

47B160BR4 5158 Johnson & Johns.on 11(16/2017 2,000,000.00 1,991,834.00 1,997,229.55 1.125 1.687 470 90 03/01/2019

476160CD4 5265 Johnson & Johns.on 08(30/2018 3,000,000.00 2.914,737.00 2.941 ,038.10 2.250 2.889 1,281 1,188 03/03/2022

594918AH7 5076 Microsoft Corp 01/09/2017 3,000,000.00 3,000,897.00 3.056.065.57 3.000 1.938 1,361 670 10/0112020

594918BH6 5203 Microsoft Corp 05/0312018 2,000,000.00 1,953,500.00 1,g11,533.38 2.650 3.041 1,645 1,433 11/03/2022

742651DQ2 5068 Private Export Funding corp 12/30'2016 1,575,000.00 1,560,573.00 1,572,938.37 1.450 1.640 958 257 08115/2019 ---------Subtotal and Average 16,420,379.28 16,575,000.00 16,256,889.00 16,422,096.19 2.450 1,255 909

Time Certificates of Deposit

SYS5282 5282 Bank of San Francisco 10/24/2018 240,000.00 240,000.00 240,000.00 2.250 2.250 1,096 1,058 10/24/2021

SYS5280 5280 Community Bank of the Bay 10/17/2018 240,000.00 240,000.00 240,000.00 2.700 2.700 1,096 1,051 10/17/2021

SYS5281 5281 Technology Credit Union 10/1 9/2018 240,000.00 240,000.00 240,000.00 2.776 2.776 1,096 1,053 10/1912021 ----- ----Subtotal and Average 720,000.00 720,000 .00 720,000.00 720,000.00 2.575 1,096 1,054

Money Market Account

23380W523 4102 Daily Income US Gov MMF ~.610,966.35 33,610,966.35 33,610,966.35 0.010 0.010 ---------Subtotal and Average 26,074,815.52 33,610,966.35 33,610,966.35 33,610,966.35 0.010

Apple Oep061t Account

SYS4912 4912 AAPL 07/01/2018 0.00 0.00 0.00 0.005 0.005 ----- ----Subtotal and Average 0.00 0.00 0.00 o.oo 0.000 0 0

Supranational

4581XOOB1 5208 Inter-American Oev't Bank 05/15/2018 2,000,000.00 1,986,624.00 1,992,706.19 2.625 2.785 1,070 870 04/1 9/2021

4581XOC08 5187 INTERAMERI DEV 01/30/2018 3,000,000.00 2,955,366.00 2,988,471.47 2.125 2.330 1,014 709 11/09/2020

459058FH1 5209 INTL BK RECON & DEVELOP 06/15/2018 2,000,000.00 1,926,802.00 1,932,479.69 1.376 2.805 1.105 905 05/24/2021

45950KCL2 5111 INTL FINANCE CORP 05/26/2017 3,000,000.00 2,955,813.00 3,006,714.62 1.750 1..526 1,039 485 03'30/2020

45950VLP9 5193 INTL FINANCE CORP 03/15/2018 2,000,000.00 1.968,538.00 2,000,000.00 2.500 2500 1,626 1.565 03/15/2023 ---------Subtotal and Average 11,921,175.66 12,000,000.00 11,793,143.00 11,922,371.97 2.309 1,181 855

Municipal Bonds

010878AN6 5198 County of Alameda 03/29/2018 2,305,000.00 2,374,242.20 2,397,368.82 4.000 2.832 1,586 1,339 08/0112022

13066YTY5 5054 CA Department Water Resources 09/28/2016 2.894,212.26 2,620,294.08 2,894,212.26 1.713 1.713 1,676 882 05/0112021

Portfolio SCVW AC

Run Date: 12/0512018. 09:46 PM (PRF _PM2J 7.3.0

22



Average Purchase CUSIP Investment# Issuer Balance Date Par Value Market Value

Municipal Bonds

13066YTZ2 5263 CA Department Water Resources 08/13/2018 2,000,000.00 1,935,440.00

544351MN6 5246 City of Los Angeles CA 07/12/2018 2,500,000.00 2,479,425.00

544351MN6 5247 City of Los Angeles CA 07/12/2018 2,500,000.00 2,479,425.00

801546PE6 5156 Cnty Santa Clara 11/09/2017 3,000,000.00 2,959,050.00

79765R3U1 5164 San Fran CY&Cnty CA PUC VI/TR 12/28/2017 1,000,000.00 975,720.00

79765R3RB 5165 San Fran CY&Cnty CA PUC VI/TR 12/28/2017 400,000.00 397,280.00

79765R3S6 5167 San Fran CY&Cnty CA PUC VI/TR 12/28/2017 100,000.00 98,594.00

798170AE6 5189 San Jose Redevelopment Ag 02/26/2018 3,000,000.00 2,940,960.00

798170AE6 5190 San Jose Redevelopment Ag 02128/2018 2,000,000 00 1,960,640.00

798189PB6 5218 San Jose Evergreen 06/05/2018 1,000,00000 997,840.00

798189PC4 5219 San Jose Evergreen 06/05/2018 285,000.00 283,S32.00

798189PD2 5220 San Jose Evergreen 06/05/2018 230,000.00 240,718.00

798189PEO 5221 San Jose Evergreen 06/05/2018 130,000.00 137,835.10

798189PB6 5242 San Jose Evergreen 06/22/2018 1,850,000.00 1,846,004.00

93974D5Q7 5279 Washington State GO Bond 10/01/2018 2,000 000.00 2,000,100.00

Subtotal and Average 27,225,970.87 27,194,212.26 26,927,199.38

Total and Average 563,811,814.95 564,223,302.88 559,191,791.30

Ron Date: 1210512016-09:-46

Stated Book Value Rate

1,942.434.53 2.000

2,500,000.00 2.900

2,500,000.00 2.900

3,011,364.56 2.125

1,000,000.00 2.619

400,000.00 2.132

100,000.00 2.298

2,979,417.93 2.630

1,989,691.90 2.630

1,000,000.00 2.657

285,000.00 2827

241.662.30 5.000

138,044.71 5.000

1,852,107.45 2.657

1,994,103.16 3.030

27,225,407.62

563,635,591.64

Page6

YTM Days to Maturity 365 Term Maturity Da1e

2.894 1,357 1,247 05/0112022

2.899 1,512 1,370 09/01/2022

2.899 1,512 1.370 09/01/2022

1.890 996 609 08/01/2020

2.619 1,769 1,431 11/01/2022

2.127 673 335 11/01/2019

2.292 1,039 701 11/01/2020

2.830 1,617 1,339 08/01/2022

2.780 1,615 1,339 08/01/2022

2.659 453 274 09/01/2019

2.828 S19 640 09/01/2020

3.051 1,184 1,005 09/01/2021

3.223 1,549 1,370 09/0112022

2.500 436 274 09/01/2019

3.136 1,765 1,704 08/0112023 ---------2.599 1,379

1.959 1,043

1,100

64S

Portfolio SC\NJ

AC PM (PRF _PM:?) 7.3.0

23

CUSIP Investment# Issuer

Average Balance

Total Cash and lnveatmentll

Run Date: 12/051201 a -09: 46

Average Balance

0.00

563,811,814.95

Santa Clara Valley Water Dist. Portfolio Management Portfolio Details - Cash

November 30, 2018

Purchase Pate Par Value

564,223,302.88

Marke1 Value

669,191,791.30

Stated Book Value Rate

563,635,591.64

Page 7

YTM Days to 385 Term Maturfty

0

1.959 1,043

0

645

Portfolio SCVW

AC PM (PRF _PM2J 7.3.0

24

Santa <lOlll Valey Wcl.e! Disltict 6 Santa Clara Valley Water Dist.

Transaction Activity Report Nov~mber 1, 2018 - November 30, 2018

Sorted by Transaction Date - Transaction Date All Funds

lnvaatment # Fund CUSIP lov Descrip Transaction Type T ra nsacti on Date MaturltyOate RedemptionType

4102 82 23380W523 Money Market Fund Purchase 11/01/2018

4102 82 233801(V523 Money Market Fund Purchase 11/01/2018




4102 82 23380W523 Money Market Fund Ptlrchase 11/01/2018


4102 82 233BOW523 Money Market Fund Purchase 11/0112018

5145 82 3137EADR7 FMAC-C 1.375% Interest 11/01/2018 05/01/2020

5154 82 3133EHM34 FFCB 2.23% MAT Interest 11/01/2018 11/01/2022

5164 82 797S5R3U1 SFOWTR 2.619% Interest 11/01!2018 11(01/2022

5165 82 797S5R3R8 SFOWTR 2.132% Interest 11/01'2018 11/01/2019

5167 82 79765R3SS SFOWTR 2.298% Interest 11/01'2018 11/01/2020

5263 82 ·1306SYTZ2 CALIFORNIA ST Interest 11/0112018 05/01/2022

5263 82 13066YTZ2 CALIFORNIA ST Aca Int 11/01/'2018 05/01/2022

4102 82 233SOW523 Money Market Fund Interest 11/01/2018

Totals for 11/01/2018

4102 82 23380W523 Money Market Fund Purchase 11/0212018


4102 82 23380W523 Money Market Fund Purchase 11/0212018

5098 82 3133EHHN6 FFCB 1.35% MAT Interest 11/02/2018 05/02/2019

5238 82 3130AE8H8 FEDERAL HOME Interest 11/0212018 05/02/2023

5238 82 3130AE6H8 FEDERAL HOME Ac;:,r Int 11/02/'2018 05/02/2023

Totals for 11/02/2018




4102 82 23380W523 Money Market Fund Redemption 11/05/2016

5017 82 3133EF5X1 FFCB 1.1% MAT Interest 11/05/2018 05/03/2019

6054 82 13066YTY5 CADWR 1.713% Interest 11/05/2018 05/0112021

6203 82 594918BH6 MSFT 2.65% MAT Interest 11/05/2018 11/03/2022

Totals for 11105/2018

Run Date: 12/05/2018 • 09:'47

New Principal

33,450.00

20,625.00

20,000.00

4,264.00

1,149.00

13,095.00

37,725.22

100,000.00 '

230,308.22

20,250.00

78,750.00

900,000.00

999,000.00

24,788.93

16,500.00

26,500.00

67,788.93

SANTA CLARA VALLEY WATER

Principal Paydowns

11,333.33

11,333.33

20,562.50

20,562.50

2,250,000.00

2,250,000.00

5750 Almaden Expressway San Jose, San Jose, ca 951

Interest

20,625.00

33,450.00

13,095.00

4,264.00

1,148.00

20,000.00

-11,333.33

37,725.22

118,974.89

20,250.00

78,750.00

-20,562.50

78,437.50

16,500.00

24,788.93

26,500.00

67,788.93

(4 08)265-2607

Total Cash

-33,450.00

-20,625.00

-:lD,000.00

-4,264.00

-1 ,149.00

-13,095.00

-37,725.22

-100,000.00

20,625.00

33,450.00

13,095.00

4,264.00

1,149.00

20,000.00

0.00

37,725.22

-100,000.00

-20,250.00

-78,750.00

-900,000.00

20,250.00

78,750.00

0.00

-900,000.00

-24,788.93

-16,5-00.00

-26,500.00

2,250,000.00

16,500.00

24,788.93

26,600.00·

2,250,000.00

Portfolio SCWJ AC

TA IPRF_TA) 7.1.1 Report Ver 7 .3.6.1

25

Santa Clara Valley Water Dist. Transaction Activity Report Page2

Sorted by Transaction Date. Transaction Date

New Principal Total Investment# Fund CUSIP Inv De$crip Transaction Type Transactlonoate Maturity Date Redemption Type Principal Paydowns ln1erest Cash

4102 82 23380W523 Money Marl<et Fund Redemption 11/06/2018 2,550,000.00 2,550,000.00

Totals for 11/0612018 2,550,000.00 2,550,000.00

4102 82 23380W523 Money Market Fund Redemption 11/07/2018 6 000,000.00 6,000,000.00

Totals for 11/07/2018 6,000,000.00 6,000,000.00

4102 82 23380W523 Money Market Fund Purchase 11/08/2018 37,587.50 -37,587.50

4102 82 23380W523 Money Market Fund Purchase 11/08/2018 1,700,000.00 ·1,700,000.00

88-0237LAIF 82 SYS88-D237l.AIF LAIF 4.958% Redemption 11/08/2018 10.000.000.00 10,000,000.00

5095 82 3133EHJA2 FFCB 1.55% MAT Interest 11/08/2018 05/0812020 23.250.00 23,250.00

5142 82 3133EHJA2 FFCB 1.55% MAT Interest 11/08/2018 05/08/2020 14,337.50 14,337.50

Totals f-or 11/08/2018 1,737,587.50 10,000,000.00 37,587.50 8,300,000.00


4102 82 23380W523 Money Market Fund Purchase 1110912018 19,800,000.00 -19,800,000.00

5187 82 4581XOCD8 INTERA 2.125% Interest 11/09/2018 11/09/2020 31,875.00 31,875.00

Totals for 11/09/2018 19,831,875.00 31,875.00 -19 ,800,000.00

4102 82 23380W523 Money Market Fund Purchase 11113/2018 14,803.50 -14,803.50

4102 82 23380W523 Money MarKet Fun<! Redemption 11/13/2018 960,000.00 960,000.00

5141 82 3133ECPDO FFCB 1.42% MAT Interest 11/1312018 05/13/2020 14,803.50 14,803.50

Totals for 11/13/2018 14,803.50 960,000.00 14,803.50 960,000.00

4102 82 23380W523 Money Market Fund Redemption 11/1412018 7,250,000.00 7,250,000.00

Totals for 11/14/2018 7,250,000.00 7,250,000.00





4102 82 23380W523 Money Market Fund Redemption 11/15/2018 13,250,000.00 13,250,000.00

5062 82 3130A9V32 FHLB-C 1.05% MAT Interest 11/15/2018 11115/2021 50,000.00 so.000.00

6179 82 3130ACN83 FHLB-C 1.7% MAT Interest 11/15/2018 05/15/2020 42,500.00 42,500.00

5207 82 3134GSKYO FEDERAL HOME Interest 11/15/2018 05/15/2023 80,000 00 80,000.00

5239 82 3134GSKYO FEDERAL HOME Interest 11/15/2018 05115/2023 80,000.00 80,000.00

5239 82 3134GSKYO FEDERAL HOME ACJ;r Int 11/15/2018 05/15/2023 15,555.56 -15,555.56 o.oo 6277 82 9128284P2 UNITED STATES Interest 11/15/2018 05/15/2021 39,375.00 39,375.00

5277 82 9128284P2 UNITED STATES Acer Int 11/15/2018 05/15/2021 27,605.30 -27,605.30 0.00

T01als for 11/1SJ2018 291,875.00 13,293,160.86 248,714.14 13,250,000.00

4102 82 23380W523 Money Ma001t Fund Purchase 11/16/2018 662.47 -662.47

4102 82 23380W523 Money Marl<et Fund Purchase 11/16/2018 12,200,000.00 -12,200,000.00

5260 82 33715LBT6 1STICH 3.25% MAT Interest 11/16/2018 07118/2022 662.47 662.47

Portfolio SCVW AC

Run Date: 12/05/2018 - 09:47 TA(PRF_TA)7.1.1 Report Ver. 7 .3.6.1

26


Sorted by Transaction Date - Transaction Date

New Principal Total Investment# Fund CUSIP Inv Descrie TransactionTXf' Tran&actionDate Matu~Date RedemetionT;i:ee Principal Paydowns Interest Cash

6280 82 SYS5280 CBB2.7% MAT Interest 11/16/2018 10/17/2021 550.97 550.97

Totals.for 11/18/2018 12,200,662.47 1,213.44 -12, 199,449.03

5251 82 3133EGAH8 FEDERAL FARM CR Acr:r Int 11/17/2018 05/17/2021 9,074.91 -9,074.91 0.00

Totals for 11/17/2018 9,074.91 ·9,074.91 0.00



4102 82 23380W523 Money Ma~ Fund Purchase 11/19/2018 68,500.00 ·68,500.00

4102 82 23380W523 Money Market Fund Purchase 11/19/2018 5,000,000.00 -5,000,000.00

4991 82 S133EFPJO FFCB 1 .29% MAT RectempUon 11/19/2018 11/19/2018 Maturity 5,000.000.00 5,000,000.00

4991 82 3133EFPJO FFCB 1.29% MAT Interest 11/19/2018 11/19/2018 32,250.00 32,250.00

5170 82 3133EGSL8 FFCB 1.37% MAT Interest 11/1912018 05/19/2020 20,550.00 20,550.00

5175 82 3133EGBL8 FFCB 1.37% MAT Interest 11/19/2018 05119/2020 20,550.00 20,550.00

5177 82 3133EGBL8 FFCB 1.37% MAT Interest 11/19/2018 05119/2020 27,400.00 27,400.00

5251 82 3133EGAH8 FEDERAL FARM CR Interest 11/19/2018 05/17/2021 35,510.50 35,510.50

Totals for 11/19/2018 5, 136,260.SO 5,000,000.00 136,260.50 0.00


4102 82 23380W523 Money Market Fund Redemption 11/20/2018 9,400,000.00 9,400,000.00

5172 82 3133EHT78 FFCB 1.83% MAT Interest 11/20/2018 05/20/2020 27,450.00 27,450.00

TotalS for 11/20/2018 27,450.00 9,400,000.00 27,450.00 9,400,0-00.00

5284 82 3130AFD61 FEDERAL HOME Purchase 11/21/2018 11/21/2023 3,000,000.00 -3,000,000.00

·4102 82 23380W523 Money Market Fund Purchase 11/21/2018 4.500,000.00 -4,500,000.00

4102 82 23380W523 Money Market.Fund Redemption 11/21/2018 3,000,000.00 3,000,000.00

Tofals for 11/21/2018 7,500,000.00 3,000,000.00 -4,500,000.00

4102 82 23380W523 Money Merlcet Fund Purchase 11/23/2018 326.14 -326.14

4102 82 23380W523 Money Market Fund Purchase 11/23/2018 359.26 -359.26

5140 82 062683AN7 BHOPE 1.6% MAT Interest 11/23/2018 03/22/2019 326.14 326.14

5161 82 410493CN8 HANMI 1.8% MAT Interest 11/23/2018 11/22/2019 359.26 359.26

Total$ for 11123/2018 88S.40 685.40 0.00

4102 82 233SOW523 Money Market Fund Purchase 11/2612018 13,760.00 -13,760.00

4102 82 23380W523 Money Mar1<et Fund Purchase 11/2612018 339.30 -339.30

4102 82 23380W523 Money Mar1<et Fund Purchase 11/26/2018 80,750.00 -80,750.00

4102 82 233BOW523 Money Market Fund Purchase 11/28/2018 20,250.00 -20,250.00

4102 82 233SOW523 Money Market Fund Purchase 11/2612018 40,000.00 -40,000.00

4102 82 23380W5.23 Money Market Fund Purchase 11/2612018 78,750.00 -78,750.00

4102 82 23380W523 Money Market Fund Purchase 11/26/2018 8,200,000.00 -8,200,000.00

4872 82 3135GOZY2 FNMA 1.75% MAT Interest 11/26/2018 11126/2019 26.250.00 26,250.00

Portfolio SCVVV AC

RIJI Date: 12/05/2018-09:47 TA (PRF_TA) 7.1.1 Report Ver. 7.3.6. 1

27


Sorted by Transaction Date - Transaction Date

New Principal Total Investment# Fund CUSIP Inv Descrip Transaction Type Transaction Date MaturltyOate Redemption Type Principal Paydowns Interest Cash

4873 82 3135GOZY2 FNMA 1.75% MAT Interest 11/26/2018 11/26/2019 26,250.00 26,250.00

5018 82 3136G3MK8 FNMAD 1.35% MAT Interest 11/26/2018 11/25/2019 20.25000 20,250.00

5088 82 3135GOZY2 FNMA 1.75% MAT Interest 11/26/2018 11/26/2019 26.250 00 26,250.00

5102 82 3130ABEC6 FHLB-C 1.6% MAT Interest 11/26/2018 05/26/2020 16.000.00 16,000.00

5103 82 3130ABEC6 FHLB-C 1.6% MAT Interest 11/26/2018 05/26/2020 24,000.00 24,000.00

5160 82 69406PCQO PCB 1.7%MAT Interest 11/26/2018 11/25/2019 339.30 339.30 5209 82 459058FH1 IBRO 1.375% MAT Interest 11/26/2018 05/24/2021 13,760.00 13,760.00

5216 82 3133EJOG7 FEDERAL FARM CR Interest 11/26/2018 05/24/2023 80,750.00 80,750.00

Totals for 11/26/2018 8,433,849.30 233,849.30 -8,200,000.00

5283 82 3134GSC52 FEDERAL HOME Purchase 11/27/2018 05/27/2021 5,000,000.00 -5,000,000.00 4102 82 23380W523 Money Mar1<et Fund Purchase 11/27/2018 55,000.00 -ss,000.00

4102 82 23380W523 Money Maf1\et Fund Purchase 11/27/2018 60,937.50 -60,937.SO 4102 82 23380W523 Money Marl<et Fund Purchase 11/27/2018 7,500.000.00 -7,500,000.00

4888 82 3135GOYT4 FNMA 1.625% MAT Redemption 11/27/2018 11/27/2018 Maturity 5,000,000.00 5,000,000.00 4896 82 3135GOYT4 FNMA 1.625% MAT Redemption 11/27/2018 11/27/2018 Maturity 2.500,000 00 2,500,000.00

4102 82 23380WS23 Money Markel Fund Redemption 11/27/2018 5.000,000.00 5,000,000.00 4102 82 23380W523 Money Market Fund Redemption 11/27/2018 3,750,000.00 3,750,000.00 4888 82 3135GOYT4 FNMA 1.625% MAT Interest 11/27/2018 11/27/2018 40,625.00 40,625.00 4896 82 3135GOYT4 FNMA 1.625% MAT Interest 11/27/2018 11/27/2018 20,312.50 20,312.50

5253 82 3136G4NM1 FEDERAL NATL Interest 11/27/2018 05/27/2022 55,000.00 55,000.00 5253 82 3136G4NM1 FEDERAL NATL Acer Int 11/27/2018 05/27/2022 11,000.00 -11,000.00 o.oo

Totals for 1112712018 12,615,937.50 16,261,000.00 104,937.50 3,750,000.00

4102 82 23380W523 Money Market Fund Purchase 11/28/2018 68.177.09 -68, 177.09 4102 82 23380W523 Money Market Fund Redemption 11/28/2018 930,000.00 930,000.00 5215 82 3130AECJ7 FEDERAL HOME Interest 11/28/2018 05/28/2020 68,177.09 68,177.09 5215 82 3130AECJ7 FEDERAL HOME Acer Int 11128/2018 05/28/2020 1.093.75 -1.093.75 0.00

Totals for 11/2812018 68,177.09 931,093.75 67,083.34 930,000.00

4102 82 23380W523 Money Markel Fund Purchase 11/29/2018 1,900.000.00 ·1,900,000.00

Totals for 11129/2018 1,900,000.00 ·1,900,000.00

4102 82 23380WS23 Money Market Fund Purchase 11/30/2018 22,500.00 -22,500.00 4102 82 23380W523 Money Market Fund Purchase 11/30/2018 140,000.00 •1.W,000.00 4102 82 233SOW523 Money Market Fund Purchase 11/30/2018 18,750.00 -18,750.00 4102 82 23380W523 Money Market Fund Purchase 11/30/2018 16,875.00 -16,87S.OO 4102 82 23380W523 Money Markel Fund Purchase 11/30/2018 22,500.00 -22,500.00 4102 82 23380W523 Money Market Fund Purchase 11/30/2018 2.250,000.00 -2,250,000.00 4102 82 23380W523 Money Market Fund Purchase 11/30/2018 468.82 -468.82 5043 82 3138GOHKO FNMAD 1.5% MAT Redemption 11/30/2018 11/30/2018 Maturity 2,250,000.00 2,250,000.00

Portfolio SCVW

AC Run Oete: 12/0512018 - 09: 4 7 TA(PRF_TAJ 11.1

Repe>rt Ver. 7.3.6.1

28

Santa Clara Valley Water Dist.

Transaction Activity Report Sorted by Transaction Date - Transaction Date

lnvesbnent # Fund CUSIP Inv Descrip TranaactloriType Transaction Date MaturityDat& RedempUonType

4102 82 23380W523 Money Market Fund Redemption 11/30/2018

4870 82 3137EADG1 FHLMC 1.75% MAT Interest 11/30J2018 05/30/2019

4963 82 3135GOF73 FNMAD 1.5% MAT Interest 11/30/2018 11/30/2020

5014 82 3137EADG1 FHLMC 1.75% MAT Interest 11/30/2018 05130/2019

5015 82 3137EADG1 FHLMC 1. 75% MAT Interest 11/30/2018 05130/2019

5016 82 3137EADG1 FHLMC 1.75% MAT Interest 11/30/2018 05/30/2019

5019 82 3136G3MHS FNMAO 1.25% MAT Interest 11/30/2018 05/30/2019

5043 82 3136GOHKO FNMAD 1.5% MAT Interest 11/30/2018 11130/2018

5155 82 91282SXE5 T-BILL 1.5% MAT Interest 11/30/2018 06131/2020

5233 82 320337BV9 FIGBCA 2.3% MAT Interest 11/30/2018 08/28/2020

Total& for 11130/2018

Grand Total

Run Dale: 12/05/2018 - 09'.47

New Principal Principal Paydowns

400,000.00

2,471,093.82 2,650,000.00

73,527,354.23 79,586,225.35

Interest

26,250.00

22,500.00 43,750.00 43,750.00

26,250.00 18,750.00

16,875.00

22,500.00

468.82

221,093.82

1,381,679.85

Pages

Total Cash

400,000.00

26,2SO.OO 22,500.00

43,750.00 43,750.00

26,250.00 18,750.00

16,875.00

22,500.00

468.82

400,000.00

7,440,560.97

Portfolio SCVW

AC TA (PRF_TA) 7.1.1 Report Ver. 7.3.6.1

29

Sec. CUSIP Investment # Fund Type Issuer

Treasury Management Fund

3130AFD61 5264 82 FAC FHLB

3134GSC52 5283 82 FAC FHLMC

Subtotal

Total Purchases

Run Date: 12/05/201 a • 09: 48

Santa Clara Valley Water Dist. Purchases Report

Sorted by Fund - Fund November 1, 2018 - November 30, 2018

Original Purchase Principal Par Value Date Payment Purchase

3.000,000.00 11/21/2018 05/21 - 11/21 3,000,000.00

5,000,000.00 11/27/2018 05/27 - 11127 5,000,000.00

8,000,000.00 8,000,000.00

3,000,000.00 8,000,000.00

Accrued Rate at at Purchase Purchas

3.550

3.000

0.00

0.00

SANTA CLARA VALLEY WATER 5750 Almaden Expressway

San Jose, San Jose, Ca 951 (408)265-2607

Maturity Date YTM

11/21/2023 3.550

1>5127/2021 3.000

Ending Book Value

3,000,000.00

5,000,000.00

8,000,000.00

8,000,000.00

Portfolio SCVW AC

PU (PRF _PU)7 .1 1 Report Ver. 7.3.6.1

non-agenda · email from john poch to tim heffington (cc: bod), dated 12/11/18, regarding swim...

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