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TRANSCRIPT
U.S.C'muitJudge
__________ _ Datec_ ___ _
POSmON NAME ORG • .\N!ZATIONIENTIIT
AND TEIL\18
(,/)
c..c
,., 0
Report R<qlllred by the Ethics AO·IO FINANCIAL DISCLOSURE REPORT
in GoV1l!'lllll<nt Act of 1978If.iw.112004
Calendar Year 2003 (5 U-'l.C. •PP·§§ 161-111)
2. Court or Oiga"lization 3, .Date of Report 1. Pe.r:son Repo:ti."lg {'Lust na::r.ei Flnit :name, Middle initial)
U.S. Court of Appeals-8th Ciro ·l{ANSEN, David R 5/14/2-004
5. ReportType (check appropriate type) 4. Title (Article m Judges indicate active or senior status; 6. Re;iorti:ng Period magistrate j'Jdges indicate full orpart ti..+ne)
Date lll/2003 Active to 4/1/03 to
0 Jnitia1 @ Amaral Q FinalSenior 4/1/03 to present 12/31/2003
8. On the basis <rf the information cor.taiuod in this Report and any modifications. pertaining thereto, t :s, in my Opinion, in compliance
United States: Courthouse
7. Chambers or Office Address
with applicable laws and regl.:.!..aticms. 101 FimStreetSB
Rev:ievting cer Cedru: Rapids, lA 524G I-1230
Nl'ORTANT NO';"ES: Tue instrJCtions accompanying this form must be followed. Complete all p-, cheddng the NONl! box for each part
where you have no reportable infonnation. Sign oo last page.
L POSITIONS. (Reporting individual only; see pp. 9-13 of filiog instructioos)
0 NONE (No reportable positions.) ·
OF
l. Partner in Farm Rental-Partnership-See l!ltachedletrer lowa Falls, IA of explanation
2.
IL AGREEMENTS. (RepcrJng individual only; see pp. 14-16 of filing instmctions)
0 NONE - (No reportal>!e agreeraents.)
0 r.,, o-{/)%
s:
o> ..,, r
fTl
--
.... .., :=.. :x -
<::::>..i:::..
:::0 rn 0 m -
< iTi 0
PARTIES
L 3/lm Hansen and Lindsay :m-50 Fann Partnerahip
SOURCE AND TYPE GROSS INCOME
SOURCE A1Q TYPE
DESCRIPTION
Name of Person Reportir:.g Da:e ofRepoF1NANCIAL DISCLOSURE REPORT
HA.'ISEN, DavidR
III. NON-INVESTMEN! JNCQME. (Reporting ind!vicuai mdspouse;see pp. !7-24offiling ir.itructions)
A. Filer's :'.'<on-Investment Incom
li!'.I NO:N"E - (No repmtablenon-investment income.)
(Yl:mm..not s;ouse's}
l.
B. Spouse's Non-Investment Incom - (lf)'<Ju were married during any portion ofthe reporting yw, please oompletethis section. (dollar az::om;t not required except for honor.aria)
Jill NONE - (N-0 reportable non-investment income.)
[.
IV. REJMBURSEMENTS - transportation, lodging, food, enlertaim:lent.
(Includes those t.o spouse and dependent children. See pp. 2;..27 of'nstructions.)
N01'.'E (Nosuchrepmtablereimbw-.ements.)•
SOIJR.CE
I. Judge Loken Law Clerks April 5&6, 2003-Hotcl, . imd brunch for self····in Minueapolis to speak at Chief Judge Loken's celebration
2. TBm?a Bay Fede:al Bar Association May 27-30, 2003 ·To appear on Ap;>rcrufi panel at Federal Senrenomg Guidelines Symp-0slum -1nlllSpOrtation, hotel, dinner, breakfiist fur self
3. Iov:a State Bar Assocation D=bor 11-12, 2003 -Des Moines, Iowa, hotel and dinner for self and spouse -Federal Pra...."'tice Semina:
SOURCE DESCRIPTION
CRERITQR DE$CRIPTION YALliECODE
L
Name of Person Reper.mg Date of Report
HANSEN, Da'trid R 511412004.
FINANCIAL DISCLOSlJRE REPORT
v. GIFTS. (Includes those w spouse an<! depe:ident children. See]>!' 2!>.31 of instructions.)..
liZJ NONE (No such reportable gii'.s.) •
Vl LIABII1TIES. (Includes those o: spouse and dependent clnldren. See pp. 32-34 of ins!:'u::tions.)
!ill NONE (No reporu.ble liabi:ities.) -
I.
Oro·w .. Jl
-
Ji.
repoTilng period
(!) (2)
A
ih231
(I) \2) (!)
Value
c
.
(2) (:l) (4)
Day m
'
D E
(S)
- -
FINANCIAL DISCLOSURE REPORT
Page 1 ofl Name of Person Reporting HA,'lSEN, David R
Da:e of Report 5/1412
V1I. INVESTIVIBNTS and TRUSTS
A.
:)esoriptlooof Assets (inckiding tt'U'St assets)
Place ''(X)" ufttt eacb asset exern;it from prior
DNONE (l'o reportable in me, assets, ortransac.tiom)
!. Shll!'es Templeto:i Fund, Inc.
2.
s. ts Consolidated Capital Liir.iwd Pamership
4. Hardin County, Iowa
5. Rental Duplex- Iowa Falls, Iowa
6. Pri!lcipal Life Insurance Policies Cash Surrender Values
7. Cer:ificate of Deposit, ML Vemoo Bank, ML Yem.on. low-a
8. Savings Account ML Vmo:: Ba:nl;:, ML Vernon, Iowa
9. U>tinMarfon County,fL
10. Savi:lgs Account Mt. Vernon Bank, Mt Vernon, Iowa
t 1. PrinFinG!pS!ook issued on demutu.iimion
12. Latheran Brhd Life Insur policies cash SU."'T value
13. Amerus Life Insur Policy cash s:wrendervalue
lmomedurillg
-uni Type (•.g,Code 1 div. rent. or
(A-H) iJJJ.)
Dividend
c lnteres®iv
c Rent
c Rent
None
A !nierest
A lnterest
None
A Interest
A DiYitlo!!d
None
None
c. D. G:'css value at end of Trnmaclioos OOringiepottingperiodrepwtngpciod
If not exempt from :.os'.Jre
C00.2 11-P)
J
J ain
L
K
K
1
J
J
J
L
J
Value M'1l>OO Code 3 (Q-W)
T
s
S/
w s
T
T
T
s
T
T
T
T
fy,>o (o.g: Date: Val.UC' Gainbuy, sell. Monfu- Code2 (Adett'.erser, (J-?) 1 (A-redemption)
Bght 10.124 J
Bght 12112 1
Iden'ity at ln�yen'scller (ll'1rans!lction}
100% assessed value= $96,580
100% assessed value= $38,790
100% assessed value= $:21925
f
I.,Mare tlill £5,oco. o ::,; ""-Sl0D;!JCl1-S25D-,OGri:
.?f .,;; $1';{},X,L>!Jl-. 5,0oo Co.J _-_ P2 ""S5,0:.!D,OOFS25,001,000 P4 "'Sl'liore fus::i sso.cD0,ooo·
.3. Vs.k.!:11icth'.14 cc·d.es - see cwE c:::;
FINANCIAL DISCLOSURE REPORT NameofPerso Reporting
HANSJiN, . D vid R
Vfil ADDITIONALJNFORMATION OR EXPLANATIONS ·· (lndicawpapor.:Ree:rt.l. . - ' - \
D e<>fRepo:t _ -
5/14/2004-
nare�1jUof
Name nfPe:son Reporting Date of Report FINAI'ICIAL DISCLOSURE REPORT
HANSEN, David R 511412004.
IX. CERTIFICATION.·
I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, if·: · any) is accurate, true, and complete tn fue best ofmy knowledge and belief, and that any infol:liJationnotreported was vrithheld ·
· · ·because it met applicable statutory provisions permitting non-disclosure.
I further certi:fv that earned income f:om outside employment and honorru:ia and the acceptance of gi.."ts which have been reported are in coq,liance with the provisions of 5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations,
Signature
NOTE: M1Y I!\"DIVIDUAL WHO KNOVv'INGLY AND WILFULLY FALSIFIES OR FAIT.S TO FILE THIS REPORT MAY BE Su'BJECT TO CIVIL AND CRIMINAL SANCTIONS (5 u.s.c. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Finaneial Disclosure
Administrative Office of the United States Courts Suite2-301 One Columbus Circle, N.E. Washll1gton, D.C. 20544
l to lll!llllllllllland
WIN-GIN Farms whiclcia
.1
UN ITED STATES DISTRICT COURT
NORTH£PIN DISTRICT 01" IOWA
' ' ' " . .
IJf'rttTED STATE.# COIJrtTHOUSC
10t l'tftST eTJtS:IT. s.r .. SVITC 30•
CEOAR RAl'IOS, IOWA IH40H2:SO r Copy
May 4, 1990CKAMllC:ftS Off
JUDGE OAVIC> R. HANSEN
Honorable John H. Pratt Chairman, Judicial Ethics Committee Judiciary Conference of the United States 811 Vermont Ave., N.W. Washington, o.c. 20544
Rei WIN-GIN Farms
Dear Judqe Pratti
Your letter of April 6, 1990 is received.
In 1971, while a practicing lawyer in Iowa Falls, Iowa, I purchased as an investment an undivided onehalf interest in a 120 acre Iowa farm. The other undivided half interest is owned by
jointly manage our v
interests, I formed a 50-50 partnersh p we call a 'passive conduit which receives the cash rent from the farm, pays the insurance, taxes, and repairs, and passes throuqh the net rental income to each of us equally. The partnership does not own the real estate. we de> not farm the qround but have always rented it for cash rent t o long time farmer tenants. WIN-GIN :rarms produces no crops, raises n o livestock, and • la no roducts.e t ia the management device by which and.I .have chosen to efficiently lllAn&ge our equa but undivided interests in the real estate, We both do the occasional weekend small repairs such as fixinq fence and_ painting which are required
annual to maintain the
property and I prepare the Federal and Iowa state income tax returns for the partnership and see to their filing. he total qroaa income from the rents last year was $8,100 and after expenses we netted about $6,000 that was split equally between us.
ed IJlllllllllllll or
c ............ through
• •
Honorable John H. Pratt Page 2 May 4, 1990
I fully disclosed the nature of t his investment at the time of my c onfirmation hearing, and have reported it on each and all of the financial disclosure reports I have filed. In the fourteen years I have been a trial judge subject to the Code of Conduct, no person
any impropriety in my relationship with WIN-GIN Farms.
WIN-GIN Farms i s not a "busines s • -- it is a vehicle by which.I manage my investment in the farm. If I owned the whole of the farm as an investment and rented it out for be doing the very same functions I do with WIN-GIN Farms.
Canon S(c)(2) provides in part that •a judge may hold and manage investments, inc.luding real estate, • but should not serve as an officer, director, active
partner, manaqer / advisor, or employee of any·-business. • Since this partnership is a conduit for
rent and is not enqaged in any "buaineas, • 1.ncludinqfarainq, I believe it is fundamentally different from. the closely held small business corporation 1.n Adviso:i:yOpinion Ho. 10, and f:t'Olll the proscribed pe onal 1u1na9emant or operat.ion of a farm or ranch explained in Advisory Opinion No. 30.
I hope this information is helpful·to the Committee &a it reviews my Financial Disclosure Report.
David R. Hansen