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NEW YORK STOCK EXCHANGE Checklist for Supporting Documents Required for Original Listing Application This is a checklist for companies that would like to list securities on the NYSE (the “Exchange”). Please note that prior to submitting the following documents to the Exchange, the company will have been cleared to file an original listing application. Documents Required for Authorization to List Draft Original Listing Application Confirmation company meets shareholder requirements Response to clearance letter Letter from the underwriters undertaking that the company will comply with applicable quantitative listing standards (when listing in conjunction with an initial public offering) Listing Agreement executed by an executive officer Depositary Listing Agreement (for foreign private issuers listing American Depositary Receipts) Draft Depositary Agreement (for foreign private issuers listing American Depositary Receipts) Section 315 Letter Draft Form 8-A Copy of charter Copy of bylaws Copy of Board resolutions authorizing: (i) application to list securities on the Exchange; (ii) issuance of any unissued securities (e.g., option plans, shares to be issued upon conversion etc.) for which the listing application is made; and (iii) appointment of the transfer agent/registrar, if any. Copy of shareholder resolutions authorizing issuance (if corporate procedure requires such action) of any unissued securities (e.g., option plans, shares to be issued upon conversion, etc.) for which listing application is made Copy of Specimen Certificate (if any) Public Authority Certificate -- A copy of the certificate or order of any public authority having jurisdiction over the company in the matter of approving or authorizing issuance of any unissued securities proposed for listing. (if applicable) Adjustments to Historical Financial Data -- If necessary to demonstrate compliance with financial listing standards Copy of good standing certificate from jurisdiction of incorporation (if no Exhibit 5 opinions have been filed with the SEC in the preceding 12 months)

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NEWYORKSTOCKEXCHANGE

ChecklistforSupportingDocumentsRequiredfor

OriginalListingApplication

ThisisachecklistforcompaniesthatwouldliketolistsecuritiesontheNYSE(the“Exchange”).PleasenotethatpriortosubmittingthefollowingdocumentstotheExchange,thecompanywillhavebeenclearedtofileanoriginallistingapplication.DocumentsRequiredforAuthorizationtoList� DraftOriginalListingApplication� Confirmationcompanymeetsshareholderrequirements� Responsetoclearanceletter� Letterfromtheunderwritersundertakingthatthecompanywillcomplywithapplicablequantitativelisting

standards(whenlistinginconjunctionwithaninitialpublicoffering)� ListingAgreementexecutedbyanexecutiveofficer� DepositaryListingAgreement(forforeignprivateissuerslistingAmericanDepositaryReceipts)� DraftDepositaryAgreement(forforeignprivateissuerslistingAmericanDepositaryReceipts)� Section315Letter� DraftForm8-A� Copyofcharter� Copyofbylaws� CopyofBoardresolutionsauthorizing:

(i) applicationtolistsecuritiesontheExchange;(ii) issuanceofanyunissuedsecurities(e.g.,optionplans,sharestobeissueduponconversionetc.)for

whichthelistingapplicationismade;and(iii) appointmentofthetransferagent/registrar,ifany.

� Copyofshareholderresolutionsauthorizingissuance(ifcorporateprocedurerequiressuchaction)ofanyunissuedsecurities(e.g.,optionplans,sharestobeissueduponconversion,etc.)forwhichlistingapplicationismade

� CopyofSpecimenCertificate(ifany)� PublicAuthorityCertificate--Acopyofthecertificateororderofanypublicauthorityhavingjurisdiction

overthecompanyinthematterofapprovingorauthorizingissuanceofanyunissuedsecuritiesproposedforlisting.(ifapplicable)

� AdjustmentstoHistoricalFinancialData--Ifnecessarytodemonstratecompliancewithfinanciallistingstandards

� Copyofgoodstandingcertificatefromjurisdictionofincorporation(ifnoExhibit5opinionshavebeenfiledwiththeSECinthepreceding12months)

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� InitialWrittenAffirmation(exceptforcompanieslistinginconjunctionwithaninitialpublicoffering,whomustprovideitpriortolisting)

� Opinionofhomecountrycounsel(forforeignprivateissuers)DocumentsRequiredPriortoListing� ConfirmationletterfromCUSIPBureau(whenlistinginconjunctionwithaninitialpublicoffering)� InitialWrittenAffirmation� Form8-AmustbefiledwithSecuritiesandExchangeCommissionDocumentstobeProvidedafterListing*� TwocopiesoffinalOriginalListingApplicationsignedbyanexecutiveofficer� FinalexecutedcopyofDepositoryListingAgreement(forforeignprivateissuerslistingAmerican

DepositaryReceipts(“ADRs”))� AdditionalinformationasrequestedbytheExchange*Finaldocumentationshouldbeprovidedpromptlyaftertheexerciseinfulloftheover-allotmentoptionor–iflistinginconjunctionwithaninitialpublicoffering--theexpirationoftheover-allotmentoption.

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�Draft �Final

NEWYORKSTOCKEXCHANGEORIGINALLISTINGAPPLICATION

FOREQUITYSECURITIES

PartI:CorporateInformationA.GeneralCorporateInformationCompleteLegalCorporateName:

AddressofPrincipalExecutiveOffices:

_________________________________________________

CompanyTelephoneNo.:

ContactNameandTitle:

ContactTelephoneNo.: ContactEmail:

StateandCountryofIncorporation: DateofIncorporation:

EDGARCIKNo.: SEC‘34ActFileNo.:

ForeignPrivateIssuer(yes/no): DRSEligible(yes/no):

Websiteaddress: SICCode:

CUSIPNo.ofSecurity(s)BeingListed:

DateofFiscalYearEnd:

B.CorporateContacts

Pleaselistthefullname,fulltitle(ifdifferentfromthatindicated),address(ifdifferentfromprincipaladdressabove),telephonenumberandemailaddressofthefollowingindividual(s):

ChiefExecutiveOfficer

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ChiefFinancialOfficerCorporateSecretaryGeneralCounselInvestorRelationsOfficerOtherDesignatedContact

PartII:SecurityInformation

A.Security(s)whichtheApplicantIssuerisapplyingtolist(includingpar/statedvalue,warrantexpirationdate,maturitydate,etc.):

SecurityClass/Type

IssueDescription(incl.parvalue)

SharesOutstandingor

Offered

TotalSharesUnissued,butReservedforissuance*

*Asof__________(date),thefollowingnumberofsharesareunissued,buthavebeenauthorizedforissuancebytheApplicantIssuer’sgoverningbodyforthepurposesnoted:

Date

AuthorizedPurposeofSharestobeIssued Numberof

SharesAuthorized

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*PleasenotethatNYSE’srulesrequirethat,atsuchdateinthefuturethatanycurrentlyunissuedbutauthorizedsecuritiesareissued,theApplicantIssuermustfileasupplementallistingapplicationtolistsuchsecuritiesontheapplicableexchange.

Recorddateofthemostrecentdividendpaidwithrespecttotheshares:_____________________

Paymentdateofthemostrecentdividendpaidwithrespecttotheshares:_____________________

Amountpershareofthemostrecentdividendpaidwithrespecttotheshares:

_____________________

Arethereanydeclaredbutunpaiddividendswithrespecttotheshares:_____________________

Whatistherecorddateforanysuchunpaiddividend:

_____________________

Whatisthepaymentdateofanysuchunpaiddividend:

_____________________

Whatistheamountpershareofanysuchunpaiddividend:

_____________________

Provideadescriptionofanyoutstandingrightstosubscribetosecurities:

_____________________

Ifarecorddateistobesetinthenearfutureforanypurpose,pleaseprovidetheanticipateddateoftherecorddateandthereasontherecorddateisbeingestablished._____________________

B.TransferAgent/Registrar:

Name: Address: PhoneNo.: FacsimileNo.: Email:

C. IflistingAmericanDepositaryShares,pleaseprovidethefollowinginformationwithrespecttotheDepositaryBank:Name:

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Address: PhoneNo.: Email:

D. OutsideCounselContactwithRespecttoListingApplication,ifany:

NameofContactPerson:

FirmName:

Address:

PhoneNo.: Email:

E.SecurityPreferences

IftheApplicantIssuerhasanyexistingclassofcommonstockorequitysecurityentitlingtheholder(s)todifferentialvotingrights,dividendpayments,orotherpreferences,pleaseprovideacompletedescriptionofsuchpreference(s):

PartIII:TypeofListing

A.ListinginConnectionwithanIssuanceofSecurities

Pleaseindicatethetypeoftransaction:

�InitialPublicOffering �Merger �Spin-off

�FollowOnOffering �Reorganization �ExchangeOffer �

Conversion �Other(pleasespecify):

Ifspin-off,pleaseprovidenameofparententity:

Willthesecurity(s)tobelistedtradeona“whenissued”basis?Yes�No�

Expectedclosingdateofthetransaction:

Expectedlistingdate:

InvestmentBanker/FinancialAdvisorContact(s),ifany

NameofContactPerson:

FirmName: ______

Address:

PhoneNo.: Email: ________________________

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B.ListinginConnectionwithaTransferorQuotation

Nameofcurrenttradingmarket,ifany:

Currenttickersymbol,ifany:

PartIV:AdditionalInformation

A.ExchangeRequirementsforListingConsideration

Tobeconsideredforlisting,theApplicantIssuermustmeettheExchange’sminimumlistingrequirements.TheExchangehasbroaddiscretionregardingthelistingofanysecurity.Thus,theExchangemaydenylistingorapplyadditionalormorestringentcriteriabasedonanyevent,condition,orcircumstancethatmakesthelistingofanApplicantIssuer’ssecurityinadvisableorunwarrantedintheopinionoftheExchange.SuchdeterminationcanbemadeeveniftheApplicantIssuermeetstheExchange’slistingstandards.Inconnectionwiththereviewofanylistingapplication,theExchangereservestherighttorequestsuchadditionalpublicornon-publicinformationordocumentationasitmaydeemnecessaryandappropriatetomakeadeterminationregardingthelistingeligibilityoftheApplicantIssuer’ssecurity,including,butnotlimitedto,anymaterialprovidedtoorreceivedfromtheSecuritiesandExchangeCommissionorotherappropriateregulatoryauthority.B.RegulatoryReview

TheApplicantIssuermustprovidetheExchangewithalettersignedbyanexecutiveofficerofthecompany,certifyingthat,tothecompany'sknowledge,noofficer*,boardmember,ornon-institutionalshareholderwithgreaterthan10%ownershipofthecompanyhasbeenconvictedofafelonyormisdemeanorrelatingtofinancialissues(e.g.,embezzlement,fraud,theft)duringthepasttenyears.Totheextentthatanofficer,boardmember,ornon-institutionalshareholderwithgreaterthan10%ownershipofthecompanyhasbeensoconvicted,provideadetaileddescriptionofallsuchmatters.Inadditiontoreviewingthisletter,theExchangewillreviewbackgroundmaterialsavailabletoitregardingtheaforementionedindividualsaspartoftheeligibilityreviewprocess.*AssuchtermisdefinedinRule16a-1(f)undertheSecuritiesExchangeActof1934,oranysuccessorrule.

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PartVI:Attestation

I,_______________________________,as__________________________________NameofAuthorizedExecutiveOfficerTitleofAuthorizedExecutiveOfficer______________________________________________________,dohereby FullNameofCompanyattestthat,atthetimeofthefilingofthisapplication,theApplicantIssuerisdeemedtohavereadandunderstoodtheExchange’slistingandcorporategovernancerulesandrequirementsand,ifapprovedforlisting,intendstocomplywithallapplicablelistingandcorporategovernancerulesandrequirementsonanongoingbasis.Further,Icertifythattothebestofmyknowledgeandbelief,theinformationcontainedwithinthisapplicationandanymaterialsprovidedtotheExchangeinsupportofthisapplicationaretrueandcorrect.

SignatureofAuthorizedExecutiveOfficer

Date

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NEWYORKSTOCKEXCHANGELISTINGAGREEMENTFORDOMESTICCOMPANY

EQUITYSECURITIES

Theundersigned,beingadulyauthorizedofficerof:

FullLegalCorporateNameoftheApplicantIssuer

doesherebycertifythatthisagreementismadepursuanttoaresolution(s)adoptedbytheApplicantIssuer’sgoverningbodytolistontheNewYorkStockExchange(the“Exchange”),

(TitleofSecurity) (ParValue)

1. TheApplicantIssuercertifiesthatitunderstandsandagreestocomplywithallcurrentandfuturerules,listingstandards,proceduresandpoliciesoftheExchangeastheymaybeamendedfromtimetotime.2. TheApplicantIssueragreestopromptlynotifytheExchangeinwritingofanycorporateactionorothereventwhichwillcausetheApplicantIssuertoceasetobeincompliancewithExchangelistingrequirements.

3. TheApplicantIssueragreestolistontheExchangeallsubsequentamountsofthesecurity(s)tobelistedwhichmaybeissuedorauthorizedforissuance.4. TheApplicantIssueragreestofurnishtotheExchangeondemandsuchinformationconcerningtheApplicantIssuerastheExchangemayreasonablyrequest.5. ForpurposesofpublicityrelatedtotheApplicantIssuer’slistingontheExchange,theApplicantIssuerauthorizestheExchangetousetheApplicantIssuer’scorporatelogos,websiteaddress,tradenames,andtrade/servicemarksinordertoconveyquotationinformation,transactionalreportinginformationandanyotherinformationrelatedtotheApplicantIssuer’slistingontheExchange.6. TheApplicantIssuerindemnifiestheExchangeandholdsitharmlessfromanythirdpartyrightsand/orclaimsarisingoutoftheExchange’soranyaffiliate’suseoftheApplicantIssuer’scorporatelogos,websiteaddress,tradenames,trade/servicemarksand/orthetradingsymbolusedbytheApplicantIssuer.7. TheApplicantIssuerwillmaintainatransferagentandaregistrar,asnecessary,whichsatisfytheapplicablerequirementssetforthinSection601.00oftheManualetseq.

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8. TheApplicantIssueragreestopaywhendueallfeesassociatedwithitslistingofsecuritiesontheExchange,inaccordancewiththeExchange’srules.9. TheApplicantIssueragreestofileallrequiredperiodicfinancialreportswiththeSEC,includingannualreportsand,whereapplicable,quarterlyorsemi-annualreports,bytheduedatesestablishedbytheSEC.10. TheApplicantIssueragreestocomplywithallrequirementsunderthefederalsecuritieslawsandapplicableSECrules.11. NothingcontainedinorinferredfromthelistingagreementshallbeconstruedasconstitutingtheApplicantIssuer’scontractforthecontinuedlistingoftheApplicantIssuer’ssecuritiesontheExchange.TheApplicantIssuerunderstandsthattheExchangemay,consistentwithapplicablelawsandSECrules,suspenditssecuritiesandcommencedelistingproceedingswithorwithoutpriornoticetotheApplicantIssuer,uponfailureoftheApplicantIssuertocomplywithanyoneormoresectionsofthelistingagreement,orwheninitssolediscretion,theExchangeshalldeterminethatsuchsuspensionofdealingsanddelistingisinthepublicinterestorotherwisewarranted.

Onthis_______dayof_____________,____________________________(FullNameoftheApplicantIssuer)atteststhatitisinfullagreementwiththetermsandconditionscontainedherein,By ______________________Name:Title:

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NEWYORKSTOCKEXCHANGE

LISTINGAGREEMENTFORFOREIGNPRIVATEISSUEREQUITYSECURITIES

Theundersigned,beingadulyauthorizedofficerof:

FullLegalCorporateNameoftheApplicantIssuerdoesherebycertifythatthisagreementismadepursuanttoaresolution(s)adoptedbytheApplicantIssuer’sgoverningbodytolistontheNewYorkStockExchange(the“Exchange”),

(TitleofSecurity) (ParValue)

1. TheApplicantIssuercertifiesthatitunderstandsandagreestocomplywithallcurrentandfuturerules,listingstandards,proceduresandpoliciesoftheExchangeastheymaybeamendedfromtimetotime.2. TheApplicantIssueragreestopromptlynotifytheExchangeinwritingofanycorporateactionorothereventwhichwillcausetheApplicantIssuertoceasetobeincompliancewithExchangelistingrequirements.

3. TheApplicantIssueragreestolistontheExchangeallsubsequentamountsofthesecurity(s)tobelistedwhichmaybeissuedorauthorizedforissuance.

4. TheApplicantIssueragreestofurnishtotheExchangeondemandsuchinformationconcerningtheApplicantIssuerastheExchangemayreasonablyrequest.5. ForpurposesofpublicityrelatedtotheApplicantIssuer’slistingontheExchange,theApplicantIssuerauthorizestheExchangetousetheApplicantIssuer’scorporatelogos,websiteaddress,tradenames,andtrade/servicemarksinordertoconveyquotationinformation,transactionalreportinginformationandanyotherinformationrelatedtotheApplicantIssuer’slistingontheExchange.6. TheApplicantIssuerindemnifiestheExchangeandholdsitharmlessfromanythirdpartyrightsand/orclaimsarisingoutoftheExchange’soranyaffiliate’suseoftheApplicantIssuer’scorporatelogos,websiteaddress,tradenames,trade/servicemarksand/orthetradingsymbolusedbytheApplicantIssuer.7. TheApplicantIssuerwillmaintainatransferagentandaregistrar,asnecessary,whichsatisfytheapplicablerequirementssetforthinSection601.00oftheManualetseq.

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8. TheApplicantIssueragreestopaywhendueallfeesassociatedwithitslistingofsecuritiesontheExchange,inaccordancewiththeExchange’srules.9. TheApplicantIssueragreestofileallrequiredperiodicfinancialreportswiththeSEC,includingannualreportsand,whereapplicable,quarterlyorsemi-annualreports,bytheduedatesestablishedbytheSEC.

10. TheApplicantIssueragreestocomplywithallrequirementsunderthefederalsecuritieslawsandapplicableSECrules.11. TheApplicantIssueragreestosolicitproxiesfromU.S.holdersforallmeetingsofstockholders.

12. NothingcontainedinorinferredfromthelistingagreementshallbeconstruedasconstitutingtheApplicantIssuer’scontractforthecontinuedlistingoftheApplicantIssuer’ssecuritiesontheExchange.TheApplicantIssuerunderstandsthattheExchangemay,consistentwithapplicablelawsandSECrules,suspenditssecuritiesandcommencedelistingproceedingswithorwithoutpriornoticetotheApplicantIssuer,uponfailureoftheApplicantIssuertocomplywithanyoneormoresectionsofthelistingagreement,orwheninitssolediscretion,theExchangeshalldeterminethatsuchsuspensionofdealingsanddelistingisinthepublicinterestorotherwisewarranted.13. IftheCorporationislistingAmericanDepositaryReceipts,intheeventthatasuccessorDepositaryoranadditionalDepositaryisnamed,theCorporationagreesthatitwillnotappointanypersonassuchsuccessorDepositaryoradditionalDepositaryunlesssuchpersonshallhaveenteredintoalistingagreementwiththeExchangeinaformsubstantiallysimilartotheagreementrelatingto__________between__________,andtheExchange.

Onthis_______dayof_____________,____________________________(FullNameoftheApplicantIssuer)atteststhatitisinfullagreementwiththetermsandconditionscontainedherein,By __________________Name:Title:

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NEWYORKSTOCKEXCHANGELISTINGAGREEMENTFOR

DEPOSITARYOFAFOREIGNPRIVATEISSUER

NothinginthefollowingAgreementshallbesoconstruedastorequiretheDepositarytodoanyactsincontraventionoflaworinviolationofanyruleorregulationofanypublicauthorityexercisingjurisdictionovertheDepositary.

__________(hereinaftercalledthe"Depositary"),asDepositaryundertheDepositAgreement,datedasof__________(hereinaftercalledthe"DepositAgreement"),with__________(hereinaftercalledthe"Corporation"),solongasitshallbetheDepositarythereunderandsubjecttothetermsandconditionsofsaidDepositAgreement,inconsiderationoftheacceptancebyNewYorkStockExchangeLLC(hereinaftercalledthe"Exchange"),oftheDepositaryasqualifiedDepositary,andonthebasisthattheCorporationwillexecuteanddeliveranAgreementtotheExchangeagreeingtothelistingof__________(assuchtermisdefinedintheDepositAgreement),evidencedby__________herebyagreeswiththeExchangeasfollows:

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1.TheDepositarywillreporttotheExchange,withintendaysafterthecloseofafiscalquarter,intheeventanypreviouslyissued__________oftheCorporationlistedontheExchangehavebeenreacquiredordisposedof,directlyorindirectly,fortheaccountoftheCorporationduringsuchfiscalquarter,suchreportshowingseparatetotalsforacquisitionsanddispositionsandthenumberof__________soheldbytheCorporationattheendofsuchquarter.

2.TheDepositarywillpromptlynotifytheExchangeofanycorporateactionwhichwillresultinthecancellation,inwholeorinpart,ofanyofthe__________listedontheExchange,andwillnotifytheExchangeassoonastheDepositaryhasnoticeofanyotheractionwhichwillresultinanysuchcancellation.

3.TheDepositarywillnotmakeanychangeintheformornatureofany__________listedontheExchange,norintherightsorprivilegesoftheholdersthereof,withouthavinggiventwentydays'priornoticetotheExchangeoftheproposedchange,andhavingmadeapplicationforthelistingofthe__________aschangediftheExchangeshallsorequire.

4.TheDepositarywillmakeavailabletotheExchange,uponrequest,thenamesofmemberfirmsoftheExchangewhicharerecordholdersof__________oftheCorporationlistedontheExchangeifatanytimetheneedforsuch__________forloaningpurposesontheExchangeshoulddevelop,andinaddition,iffoundnecessary,willuseitsbesteffortswithanyknownlargerecordholderstomakereasonableamountsofsuch__________availableforsuchpurposesinaccordancewiththerulesoftheExchange.

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II

1.TheDepositarywillmaintaininaccordancewiththerequirementsoftheExchange:

a.Anofficeoragencywhere

(1)All__________oftheCorporationlistedontheExchangeshallbetransferable.

(2)Checksfordividendsandotherpaymentswithrespectto__________listedontheExchangemaybepresentedforimmediatepayment.

(3)A__________listedontheExchangewhichisconvertibleintoCommonStockwillbeacceptedforconversion.

IfthetransferbooksoftheDepositoryfor__________oftheCorporationlistedontheExchangeshouldbeclosedpermanently,theDepositarywillcontinuetosplitup__________forsuch__________into__________ofsmallerdenominationsinthesamenamesolongassuch__________continuetobedealtinontheExchange.

b.Aregistrarwhere__________oftheCorporationlistedontheExchangeshallberegisterable.Suchregistrarshallbeabankortrustcompanynotactingastransferagentforthe__________

2.TheDepositarywillissuenew__________for__________listedontheExchangereplacinglostonesforthwithuponnotificationoflossandreceiptofproperindemnity.

___________________,asDepositaryBy:Date:

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NEWYORKSTOCKEXCHANGELISTINGAGREEMENTFORVOTINGTRUSTS

TheundersignedVotingTrustees(the"Trustees"),inconsiderationofthelistingofthevotingtrustcertificatescoveredbytheaccompanyingapplication(thevotingtrustcertificates),agreewiththeNewYorkStockExchange(the"Exchange")asfollows:

1.Thetrusteeswillmaintain,inaccordancewiththerequirementsoftheExchange:

a.Anofficeoragencywhere

(1)Thevotingtrustcertificatesshallbetransferable.

(2)Checksfordividendsandotherpaymentswithrespecttothevotingtrustcertificatesmaybepresentedforimmediatepayment.

(3)Thevotingtrustcertificatesifconvertiblewillbeacceptedforconversion.

Ifthetransferbookforthevotingtrustcertificatesshouldbeclosedpermanently,thetrusteeswillcontinuetosplitupvotingtrustcertificatesintocertificatesofsmallerdenominationsinthesamenamesolongasthevotingtrustcertificatescontinuetobedealtinontheExchange.

b.Aregistrarwherethevotingtrustcertificatesshallberegisterable.Suchregistrarshallbeanorganizationnotactingastransferagentforthevotingtrustcertificates.

2.Thetrusteeswillnotappointatransferagentorregistrarof,noraDepositarywithrespectto,thevotingtrustcertificateswithoutpriornoticetotheExchange,andthetrusteeswillnotappointaregistrarforthevotingtrustcertificatesunlesssuchregistrar,atthetimeofitsappointmentbecomingeffective,isqualifiedwiththeExchangeasaregistrarforsecuritieslistedontheExchange;norwillthetrusteesselectanofficerordirectoroftheCorporationwhosesecuritiesarecoveredbythevotingtrustcertificatesasatrusteeunderamortgageorotherinstrumentrelatingtoasecurityoftheCorporationlistedontheExchange.

3.Thetrusteeswillhaveonhandatalltimesasufficientsupplyofcertificatestomeetthedemandsfortransfer.IfatanytimethevotingtrustcertificatesdonotrecitethepreferencesofallclassesofstockoftheCorporationwhosesecuritiesarecoveredbythevotingtrustcertificates,thetrusteeswillfurnishtoholdersofthevotingtrustcertificates,uponrequestandwithoutcharge,aprintedcopyofsuchpreferences.

4.ThetrusteeswillpublishimmediatelytotheholdersofanyofthevotingtrustcertificatesanyactiontakenbythemwithrespecttodividendsortotheallotmentofrightstosubscribeortoanyrightsorbenefitspertainingtotheownershipofthevotingtrustcertificatesandwillgivepromptnoticetotheExchangeofanysuchaction;andwillaffordtheholdersofthevotingtrustcertificatesaproperperiodwithinwhichtorecord

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theirinterestsandtoexercisetheirrights;andwillissueallsuchrightsorbenefitsinformapprovedbytheExchange.

5.Thetrusteeswillnotmakeanychangeintheformornatureofanyofthevotingtrustcertificatesnorintherightsorprivilegesoftheholdersthereof,withouthavinggiventwentydays'priornoticetotheExchangeoftheproposedchange,andhavingmadeapplicationforthelistingofthevotingtrustcertificatesaschangediftheExchangeshallsorequire.

6.ThetrusteeswillmakeapplicationtotheExchangeforthelistingofadditionalamountsofvotingtrustcertificatessufficientlypriortotheissuancethereoftopermitactioninduecourseuponsuchapplication.

7.ThetrusteeswillnotifytheExchangeinadvanceofanyextensionofthevotingtrustagreementandwillmakesuchapplicationtotheExchangeasmayberequired(ifany)forthelistingoftheextendedvotingtrustcertificatessufficientlypriortotheextensionofthevotingtrustagreementtopermitactioninduecourseuponsuchapplication.

8.ThetrusteeswillpromptlynotifytheExchangeofactiontakentofixarecorddateforholdersofvotingtrustcertificates,ortoclosethetransferbooks,foranypurpose,andwilltakesuchactionatsuchtimeaswillpermitgivingtheExchangeatleasttendays'noticeinadvanceofsuchrecorddateorclosingofthebooks.

By_____________________

Date___________________

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DesignatedMarketMakerSelection

InaccordancewiththeNYSE/NYSEMKTPolicy/ProceduresforSelectingaDesignatedMarketMaker(“DMM”),wehaveinterviewedeachDMMfromthepoolwepreviouslychoseandhaveselected tomaintainthemarketintheCompany’ssharesonthe[NYSE/NYSEMKT](chooseone).

Signature(CorporateSecretaryorhigher) Date

Title

Company*ThisformistobesubmittedtotheExchangestaffwithintwobusinessdaysafterDMMInterviewshavebeencompleted.IftradingoftheCompany’ssharesistooccurthesameweekastheDMMInterviews,theCompanymustsubmitthisdecisionformonthedaypriortotrading,atthelatest.

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NEWYORKSTOCKEXCHANGEFORJAPANESECOMPANIES—

FREESHAREDISTRIBUTIONUNDERSTANDING

TheCompanyhas,inpastyears,increaseditsdividendpayoutinaprudentrelationshiptoearningsgrowthandassurestheNewYorkStockExchangethatithasnointentionofincreasingitsexpectedfuturedividendrequirementcontrarytothispolicy.

TheCompanyacknowledgesthatincreasesinitsdividendpayoutwillresultfromraisingthedividendpaidpershare,issuingnewsharesasaresultofstockofferings,issuingnewsharesonconversionofconvertibledebenturesandmakingfreesharedistributions.Incontinuingtomakeprudentincreasesinitsdividendpayout,thestabilityofpastearningsandmanagement'sestimateoffutureearningstrendswillbetakenintoaccountwhenthedividendpayoutistobeincreasedbyanyofthesemethods.

FreesharedistributionsaremorefrequentlyusedinJapanasamethodofincreasingdividendpayoutthanstockdividendsareusedforthispurposeintheUnitedStatesforreasonsthatareuniquetoJapanesefinancialpractice.ShouldJapanesefinancialpracticeinthisregardmovecloser,inthefuture,toUnitedStatespractice,oneoftheimportantreasonsfortherelativelyfrequentfreesharedistributionsinJapanbymanyleadingJapanesecompanieswilldiminishinimportance.TheCompanywilltakesuchachangeinpracticeintoconsiderationinestablishingitsownfuturefreesharedistributionpolicy.

AnothermajorreasonforrelativelyfrequentpaymentoffreesharedistributionsinJapaninrecentyearshasbeentheofficiallyapprovedpolicyof"payingbackthepremium"incurredinmarketpricestockofferingsandonconversionofconvertibledebentures.TheCompanyhasdiscussedthisrecentpracticewiththeNewYorkStockExchangeandagreesthatifthispracticeceasestobeencouragedbyfinancialandgovernmentcirclesinthefuture,theCompanywilltakesuchachangeintoconsiderationinregardtoitsownfreesharedistributionpolicy.

AmeasureoftheprudenceoffuturedeclarationsoffreesharedistributionsbytheCompanyastheyrelatetotheincreaseddividendrequirementtherebycreatedwillbethedemonstratedearningsgrowthoveraperiodoftime,generallyfiveyears.TheNewYorkStockExchangeandtheCompanyrecognizethatitisnotpracticabletoestablishasimplestatisticalguidelinethatwilltakeintoaccountallthepossiblefutureconsiderationswhichmightbearonthereasonablenessofthedeclarationofafuturefreesharedistribution.WhenevertheCompanyhasunderconsiderationthedeclarationofafreesharedistributionwhichmayexceeddemonstratedearningsgrowthoveraperiodoftime,theCompanywilldiscussitsplanwiththeNewYorkStockExchangepriortoanyfirmdecisiontodeclaresuchafreesharedistribution.ThepurposeofsuchdiscussionwillbetoexplaintheCompany'sbusinessoutlookandthereasonablenessofdeclaringafreesharedistributionunderthethenexistingcircumstances.ShouldtheNewYorkStockExchangehavereservationsaboutthereasonablenessoftheCompany'sintendedfreesharedistribution,theCompany'smanagementwillseriouslyconsidersuchreservations.

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TheCompanyunderstandsthattheforegoingstatementsdonotapplytostockdividends,stocksplit-upsandfreesharedistributionsamountingto25%ormorebutlessthan100%whichunderpresentNewYorkStockExchangepolicy,arelimitedtotwowithinafive-yearperiod.Theselimitsdonotapplytostockdividends,stocksplit-upsandfreesharedistributionswhichincreaseby100%ormorethenumberofsharesoutstandingpriortosuchdistribution.

By_____________________

Date___________________

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SAMPLEDOCUMENTATIONSECURITIESANDEXCHANGECOMMISSION

Washington,D.C.20549

FORREGISTRATIONOFCERTAINCLASSESOFSECURITIESPUSUANTTOSECTION12(b)or(g)OFTHE

SECURITIESEXCHANGEACTOF1934……………………………………………..

(Exactnameofregistrantasspecifiedinitscharter)

……………………………………………..(JurisdictionofIncorporationorOrganization) (I.R.S.EmployerIdentificationNo.)

……………………………………………..(AddressofPrincipalExecutiveOffices) (ZipCode)

IfthisformrelatestotheregistrationofaclassofsecuritiespursuanttoSection12(b)oftheExchangeActandiseffectivepursuanttoGeneralInstructionA.(c),checkthefollowingbox.[X]IfthisformrelatestotheregistrationofaclassofsecuritiespursuanttoSection12(g)oftheExchangeActandiseffectivepursuanttoGeneralInstructionA.(d),checkthefollowingbox.[]SecuritiesActregistrationstatementfilenumbertowhichthisformrelates:(ifapplicable)SecuritiestoberegisteredpursuanttoSection12(b)oftheAct:

Titleofeachclasstobesoregistered

Nameofeachexchangeonwhicheachclassistoberegistered

OrdinaryShares,nominalvalue()pershare…………….NewYorkStockExchangeLLCAmericanDepositaryShares(asevidencedby)AmericanDepositaryReceiptrepresenting()OrdinaryShares……………NewYorkStockExchangeLLC

……………………………………………………

*Applicationtobemadeforlisting,notfortrading,inconnectionwiththeregistrationofAmericanDepositaryShares.

SecuritiestoberegisteredpursuanttoSection12(g)oftheAct:None

21

Item1.DescriptionofRegistrant’sSecuritiestobeRegistered

FurnishtheinformationrequiredbyItem202ofRegulationS-KorItem202ofRegulationS-B,asapplicable.

Instruction

IfadescriptionofthesecuritiescomparabletothatrequiredhereiscontainedinanypriorfilingwiththeCommission,suchdescriptionmaybeincorporatedbyreferencetosuchotherfilinginanswertothisitem.IfsuchdescriptionwillbeincludedinaformofprospectussubsequentlyfiledbytheRegistrantpursuanttoRule424(b)undertheSecuritiesAct,thisregistrationstatementshallstatethatsuchprospectusshallbedeemedtobeincorporatedbyreferenceintotheregistrationstatement.Ifthesecuritiesaretoberegisteredonanationalsecuritiesexchangeandthedescriptionhasnotpreviouslybeenfiledwithsuchexchange,copiesofthedescriptionshallbefiledwithcopiesoftheapplicationfiledwiththeexchange.Item2.Exhibits.Listbelowallexhibitsfiledasapartoftheregistrationstatement:

Instruction

Seetheinstructionsastoexhibits,setforthbelow.

Signature

PursuanttotherequirementsofSection12oftheSecuritiesExchangeActof1934,theRegistranthasdulycausedthisregistrationstatementtobesignedonitsbehalfbytheundersigned,theretodulyauthorized.

(Registrant)…………………………………..

Date……………….………………………..

By……………………….………………….

*Printthenameandtitleofthesigningofficerunderhissignature.

22

SAMPLEDOCUMENTATION

NEWYORKSTOCKEXCHANGESAMPLESECTION315LETTER

[LetterheadofCompanyCounsel]

DateNewYorkStockExchangeCapitalMarkets11WallStreet14thFloorNewYork,NewYork10005DearMr./Ms. [Iam][Weare]Counselto[insertnameofCompany](the“Company”).InconnectionwiththeCompany’slistingontheNewYorkStockExchange,[I][We]herebyconfirmthattotheCompany'sknowledge,noofficer,boardmember,ornon-institutionalshareholderwithgreaterthan10%ownershipofthecompanyhasbeenconvictedofafelonyormisdemeanorrelatingtofinancialissues(e.g.,embezzlement,fraud,theft)inthepasttenyears.Theterm“officer”intheforegoingsentenceisusedassuchtermisdefinedbytheSecuritiesandExchangeCommissioninRule16a-1(f)undertheSecuritiesExchangeActof1934,oranysuccessorrule.Sincerely,

23

SAMPLEDOCUMENTATION

NEWYORKSTOCKEXCHANGE

SAMPLECORPORATERESOLUTIONS

ListingontheNewYorkStockExchangeWHEREAS,theCompany’scommonstock,______parvalue(the“CommonStock”iscurrentlylistedandtradingontheOver-the-CountermarketorNYSEMKTLLC(“OTC”or“NYSEMKT”);

WHEREAS,theBoardofDirectorsoftheCompanyhasdeterminedthatitisinthebestinterestsoftheCompanytolisttheCommonStockandcauseittobeadmittedtotradingontheNewYorkStockExchange(“NYSE”);

NOW,THEREFORE,BEITRESOLVED,thatallofficersoftheCompanybeandeachherebyisauthorizedanddirectedtotake,orcausetobetaken,allactionsnecessaryoradvisabletoeffectthelistingandtradingoftheCommonStockontheNYSE,includingthepreparation,executionandfilingofallnecessaryapplications,documents,formsandagreementswiththeNYSEandtheSecuritiesandExchangeCommission(the“SEC”),thepaymentbytheCompanyoffiling,listingorapplicationfees,thepreparationoftemporaryandpermanentcertificatesfortheCommonStock,andtheappearanceofanysuchofficerbeforeNYSEofficials;

RESOLVEDFURTHER,that,inordertoavoidthedirectandindirectcostsandthedivisionofthemarketresultingfromduallistingon_____andtheNYSE,allofficersoftheCompanybeandeachherebyisauthorizedanddirectedtotake,orcausetobetaken,allactionsnecessaryoradvisabletodelistandsuspendthetradingoftheCommonStockon_______upontheadmissionoftheCommonStocktotradingontheNYSE,includingthepreparation,executionanddeliveryofapplication,documents,formsandagreementswith______andtheSEC.

RESOLVEDFURTHER,thatthetransferagentandregistrarfortheCommonStockcontinuetobe____________________________________.

RESOLVEDFURTHER,thatallofficersoftheCompanybeandeachherebyisauthorizedfromtimetotimetodo,orcausetobedone,allsuchotheractsandthingsandtoexecuteanddeliverallsuchinstrumentsanddocuments,aseachsuchofficershalldeemnecessaryorappropriatetocausetheCompanytobecomelistedandadmittedtotradingontheNYSEand,uponsuchadmissiontotrading,tocausetheCompanytobedelistedon______andotherwisetocarryoutthepurposeandintentoftheforegoingresolutions.

RESOLVEDFURTHER,thatallactionstakenandexpensesincurredbyanyofficerordirectorheretoforeinfurtheranceofanyoftheactionsauthorizedbytheforegoingresolutionsherebyandexpresslyratified,confirmed,adoptedandapproved.