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Copyright® 1986 by The New York Academy of Sciences. All rights reserved. Under the provisions of the United States Copyright Act of 1976. individual readers of the Annals are permitted to make fair use of the material in themfor teaching and research. Permission is granted to quote from the Annals provided that the customary acknowledgment is made of the source. Material in the Annals may be republished only by- permission of The Academy. Address inquiries to the Executive Editor at The New York Academy of Sciences. Copying fees: For each copy of an article made beyond the free copying permitted under Section 107 or 108 of the 1976 Copyright Act, a fee should be paid through the Copyright Clearance Center Inc., 21 Congress St., Salem, MA 01970. For articles of more than 3 pages the copying fee is $1.75. Cover: The cover shows the Poincar'e sphere for specifying photon polarizations (see page 3571 Library of Congress Cataloging-in-Publication Data New techniques and ideas in quantum measurement theory. (Annals of the New York Academy of Sciences; v. 480) Papers presented at a conference entitled New Techniques and Ideas in Quantum Measurement Theory, held by the New York Academy of Sciences, on January 21-24, 1986, in New York City. Bibliography: p. Includes index. 1. Quantum theory—Congresses. 2. Physical measurements—Congresses. I. Greenberger, Daniel M. II. Series. Ql l.N . vol. 480 500 s 86-28595 [QC173.96] [530.17] ISBN 0-89766-355-1 ISBN 0-89766-356-X (pbk.) SP Printed in the United States of America ISBN 0-89766-355-1 (cloth) ISBN 0-89766-356-X (paper) ISSN 0077-8923 ANNALS OF THE NEW YORK ACADEMY OF SCIENCES Volume 480 December 30, 1986 NEW TECHNIQUES AND IDEAS IN QUANTUM MEASUREMENT THEORYa Editor and Conference Chairman DANIEL M. GREENBERGER Conference Organizing Committee OLIVER COSTA DE BEAUREGARD, LLOYD MOTZ, ABNER SHIMONY, and ANTON ZEILINGER CONTENTS Preface. By DANIEL M. GREENBERGER xiii E. P. Wigner: An Introduction. By A. S. WIGHTMAN xv Response. By E. P. WIGNER xix Part I. Space-Time Considerations The Nonrelativistic Nature of the Present Quantum Mechanical Measurement Theory. By E. P. WIGNER l Quantum Theory and the Appearance of a Classical World. By E. Joos 6 Relativity and Quantum Mechanics—Conflict or Peaceful Coexistence? By MICHAEL L. G. REDHEAD 14 Part II. Macroscopic Effects in Quantum Theory Quantum Mechanics and Realism at the Macroscopic Level: Is an Experimental Discrimination Feasible? By A. J. LEGGETT 21 Quantum Mechanics on a Macroscopic Scale. By SUDIP CHAKRAVARTY 25 Schrodinger's Cat: A Realization in Superconducting Devices. By C. D. TESCHE 36 Macroscopic Quantum Tunneling at Finite Temperatures. By PETER HANGGI... 51 Effects of Dissipation and Temperature on Macroscopic Quantum Tunneling in Josephson Junctions. By SEAN WASHBURN and RICHARD A. WEBB 66 Quantum Mechanics of Macroscopic Systems and the Measurement Process. By MIKIONAMIKI 78 Reduction of the Wave Packet and Environment-Induced Superselection. By W. H. ZUREK 89 aThe papers in this volume were presented at a conference entitled New Techniques and Ideas in Quantum Measurement Theory, which was held by the New York Academy of Sciences on January 21-24, 1986, in New York City. The conference was respectfully dedicated to Eugene P. Wigner. In addition, the conference was listed as a topical conference by the American Physical Society.

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Page 1: NEW TECHNIQUES AND IDEAS IN QUANTUM MEASUREMENT THEORY · New techniques and ideas in quantum measurement theory. (Annals of the New York Academy of Sciences; v. 480) Papers presented

Copyright® 1986 by The New York Academy of Sciences. All rights reserved. Under the provisions of theUnited States Copyright Act of 1976. individual readers of the Annals are permitted to make fair use of thematerial in them for teaching and research. Permission is granted to quote from the Annals provided that thecustomary acknowledgment is made of the source. Material in the Annals may be republished only by-permission of The Academy. Address inquiries to the Executive Editor at The New York Academy ofSciences.

Copying fees: For each copy of an article made beyond the free copying permitted under Section 107 or 108of the 1976 Copyright Act, a fee should be paid through the Copyright Clearance Center Inc., 21 Congress St.,Salem, MA 01970. For articles of more than 3 pages the copying fee is $1.75.

Cover: The cover shows the Poincar'e sphere for specifying photon polarizations (see page 3571

Library of Congress Cataloging-in-Publication Data

New techniques and ideas in quantum measurement theory.

(Annals of the New York Academy of Sciences; v. 480)Papers presented at a conference entitled New

Techniques and Ideas in Quantum Measurement Theory,held by the New York Academy of Sciences, on January21-24, 1986, in New York City.

Bibliography: p.Includes index.1. Quantum theory—Congresses. 2. Physical

measurements—Congresses. I. Greenberger, Daniel M.II. Series.Ql l.N . vol. 480 500 s 86-28595[QC173.96] [530.17]ISBN 0-89766-355-1ISBN 0-89766-356-X (pbk.)

SPPrinted in the United States of America

ISBN 0-89766-355-1 (cloth)ISBN 0-89766-356-X (paper)

ISSN 0077-8923

ANNALS OF THE NEW YORK ACADEMY OF SCIENCES

Volume 480December 30, 1986

NEW TECHNIQUES AND IDEAS IN QUANTUMMEASUREMENT THEORYa

Editor and Conference ChairmanDANIEL M. GREENBERGER

Conference Organizing CommitteeOLIVER COSTA DE BEAUREGARD, LLOYD MOTZ, ABNER SHIMONY,

and ANTON ZEILINGER

CONTENTS

Preface. By DANIEL M. GREENBERGER xiii

E. P. Wigner: An Introduction. By A. S. WIGHTMAN xv

Response. By E. P. WIGNER xix

Part I. Space-Time Considerations

The Nonrelativistic Nature of the Present Quantum Mechanical MeasurementTheory. By E. P. WIGNER l

Quantum Theory and the Appearance of a Classical World. By E. Joos 6

Relativity and Quantum Mechanics—Conflict or Peaceful Coexistence?By MICHAEL L. G. REDHEAD 14

Part II. Macroscopic Effects in Quantum Theory

Quantum Mechanics and Realism at the Macroscopic Level: Is anExperimental Discrimination Feasible? By A. J. LEGGETT 21

Quantum Mechanics on a Macroscopic Scale. By SUDIP CHAKRAVARTY 25

Schrodinger's Cat: A Realization in Superconducting Devices. By C. D.TESCHE 36

Macroscopic Quantum Tunneling at Finite Temperatures. By PETER HANGGI... 51

Effects of Dissipation and Temperature on Macroscopic Quantum Tunneling inJosephson Junctions. By SEAN WASHBURN and RICHARD A. WEBB 66

Quantum Mechanics of Macroscopic Systems and the Measurement Process.By MIKIONAMIKI 78

Reduction of the Wave Packet and Environment-Induced Superselection.By W. H. ZUREK 89

aThe papers in this volume were presented at a conference entitled New Techniques and Ideasin Quantum Measurement Theory, which was held by the New York Academy of Sciences onJanuary 21-24, 1986, in New York City. The conference was respectfully dedicated to Eugene P.Wigner. In addition, the conference was listed as a topical conference by the American PhysicalSociety.

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PART Vlll, OTHER THEORETICAL CONSIDERATIONS

How Come the Quantum?0

JOHN ARCHIBALD WHEELER

Center for Theoretical PhysicsUniversity of Texas at Austin

Austin, Texas 78712

WHENCE THE NECESSITY OF THE QUANTUM?

The quantum, foundation principle of twentieth century physics, and indispensibleworking tool for anyone who would make reliable predictions in the world of the small,still comes to many as strange, unwelcome, forced on man from outside against his will.The necessity of the quantum in the construction of existence: out of what deeperrequirement does it arise? Behind it all is surely an idea so simple, so beautiful, socompelling that when—in a decade, a century, or a millennium—we grasp it, we willall say to each other, how could it have been otherwise? How could we have been sostupid for so long?

It was not by asking always small questions that physics has achieved itsastounding advances. It will surely not be by asking always small questions that thecommunity will some day find the answer to the great question, "How come thequantum?" To ask the right question, however, one must have, as is well known, someglimmer of the answer. It is also old experience that in order to break out of blankpuzzlement and into the right question-and-answer circuit, one must try and try again.One must, if necessary, make a fool of oneself many times over, thus following theexample of the engine inventor, John Kris, with his familiar words about each newmodel—"Start her up and see why she don't work."

What are the features and difficulties of a recent model, "existence as meaningcircuit"?1'3 First, let us look at the model, then at the problems.

THE MEANING MODEL: A PARTICIPATORY UNIVERSE

Physics gives rise, as depicted in FIGURE 1, to light, pressure, and sound. Theyprovide means of communication, of the importance of which Niels Bohr notes,". . .every analysis of the conditions of human knowledge must rest on considerations ofthe character and scope of our means of communication."4 Physics is also thefoundation of chemistry and biology, out of which arise communicators. Communica-tors plus means of communication permit the development of meaning in the senseelucidated by leading English and American schools of philosophy in recent decades, assummarized, for example, by D. F011esdal: "Meaning is the joint product of all theevidence available to those who communicate."5

From meaning back to physics, the circuit under examination makes its way by aless apparent or underground sequence of linkages. Meaning rests on action. Action

"This work was assisted by NSF Grant No. PHY-8503890 and by the Center for TheoreticalPhysics.

304

WHEELER: HOW COME THE QUANTUM? 305

forces the choosing between complementary questions and the distinguishing ofanswers. Distinguishability, in the realm of complementary possibilities, demands forits measurement complex probability amplitudes. The change in the phase of acomplex probability amplitude around a closed circuit not only measures the flux offield through that circuit, but can even be regarded as the definition and very essence ofthat field. Fields, in turn, can be viewed as the building stuff of particles; and fields plusparticles generate the world of physics with which the hypothesized meaning circuitbegan.

ASK QUESTION"COMPLEMENTARITY"

DISTINGUISHTHE ANSWER

COMPLEX PROBABILITY

AMPLITUDE

PARTICLES

PHASE CHANGEAROUND A LOOP

FIELDS, SPACETIME

FIGURE 1. Meaning circuit as a model of existence; a loop tied into closure by observer-participancy.

The start of the underground portion of the meaning circuit demands now a closerlook.

THE QUESTION-AND-ANSWER FEATURE OF THE ELEMENTARYQUANTUM PHENOMENON

Evidence available to the communicator comes from the asking of a question andthe distinguishing of an answer. Do we ask a question about this or that by taking a

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306 ANNALS NEW YORK ACADEMY OF SCIENCES

look at it? Does one glance of the eye take in 1010 bits of information? Are we thenasked to write a paragraph on what we have seen, or are we required otherwise todisplay the evidence upon which we act? Do we find that out of a melange so great, thebrain has squeezed an amount of information—even at best—that is so small as 103 or102 bits?6 Then, in everyday affairs, we are evidently very far away from the level ofthe elementary quantum phenomenon. In spite of all the mystery about how the brainaccomplishes this action-oriented miracle, though, we know that every bit of informa-tion, every item of sight or touch or sound, goes back in the last analysis for itstransmission to elementary quantum phenomena.

._ J3ELAYED '*" CHOICE^S IN OR OUT-

WHICHROUTE ?

BOTHR O U T E S ?

4a

FIGURE 2. Split-beam experiment (above) and the two versions (below) of what happens at thepoint of crossing when the second half-silvered mirror is omitted (left) or inserted (right) at thiscrossing point. Not until just before the luminous energy reaches this point is the choice madebetween "in" and "out" in the delayed-choice version of the experiment.

The elementary quantum phenomenon displays two characteristic features: (1)complementarity in the choice of the question and (2) statistics in the distinguishing ofthe answer. The split-beam experiment7 of FIGURE 2 illustrates both. Light arrivingfrom the left is split at the first half-silvered mirror. It is then reflected at the upper orlower totally silvered mirror, and is detected on a photon-by-photon basis by the twocounters at the right. We can ask which path does an arriving photon follow—the highroad or the low road? That is one choice of question, and the photon detectors standready to answer it. To ask for the phase relation between the two beams is acomplementary choice of question. To pose this question, we install a second

WHEELER: HOW COME THE QUANTUM? 307

half-silvered mirror at the point of crossing of the two beams and determine the relativecounting rate of the two photon detectors.

Shall we install the second half-silvered mirror or shall we leave it out? We cannotdo both. Not until we make that decision have we chosen what question to ask. To askboth phase and route at the same time and in the same experiment is impossible.

The choice can be delayed8 until the photon has passed through the firsthalf-silvered mirror, has undergone reflection at the next mirror, and has arrivedalmost at the point of crossing of the two beams. This circumstance shows how wrong itis to say that we are finding out in the one case "which route" and in the other case therelation of phases in a "two-route mode of travel." The world is built in such a way thatit denies us the possibility to speak in any well-defined way of "what the photon isdoing" in its travel from point of entry to point of reception.

No elementary quantum phenomenon9 is a phenomenon until it is a registeredphenomenon, brought to a close by an irreversible act of amplification. Definite as arethe point of entry and point of detection of the photon, what it is doing in between istotally smoky.10 Equally smoky is any concept of the path of an electron through anatom. Termination of the smokiness by an act of detection is as close as we can get toestablishing reality at the microscopic level. In that answering of a question—in thatregistration—is always implicit a choice, whether tacit or explicit, between comple-mentary alternatives of what to ask. Complementarity? Choice.

DISTINGUISHABILITY

Distinguishing of the answer is the other half of establishing evidence out ofelementary quantum phenomena. What is the phase difference between the two beamsthat fly off from the second half-silvered mirror to the counter on the upper right, oneof these beams being reflected, the other, transmitted? Zero? Then all the photons gothat way. One hundred eighty degrees? Then there are no counts in that photodetector.Are the two counting rates in the detector equal? Then the phase difference is 90° orequivalent. However, what if the experiment terminates with 8 yes counts and 6 nocounts (a "no" count in the upper photodetector being an abbreviated way of speakingof a "yes" count in the other photodetector)? Or 80 yes counts and 60 no counts? Or800 yes and 600 no? Those three outcomes are progressively more distinct from theon-average identical-number outcome that goes with a 90° phase difference. Distingui-shability, in brief, depends on two features of the yes and no counts: their total andtheir ratio.

Distinguish from what? "There is no such thing as a fact," it has been said; "thereis only a fact for a purpose."11 Exaggerated as this statement may be, it neverthelesspoints to the why of distinguishability: action. Answer A advises one action; a distinctanswer, B, advises a very different action. Sometimes the statistics do not suffice todistinguish with the requisite certainty which is the answer. Then more measurements,more statistics, and more certainty. Sometimes there is not enough time to secure thoseextra counts. Then the upcoming decision of how to act has to be taken with anunacceptable risk. In brief, it is difficult to see how distinguishability can have anypossible point except against a background of action.

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308 ANNALS NEW YORK ACADEMY OF SCIENCES

A PROBABILITY AMPLITUDE AND ONE THAT IS COMPLEX:HOW COME?

For the quantitative determination of distinguishability, the statistician andgeneticist, R. A. Fisher, taught us12 as long ago as 1922 that the wrong number is theprobability of a yes or a no in an example like ours, or the probability of blue eyes, greyeyes, or brown eyes in a population-characterizing example like his. The right number,he showed, is the square root of the probability of this, that, or the other outcome, or is,in today's words, the probability amplitude of the specified answer. As descriptor of arun of counts, Fisher thus gave us a point (with all its Cartesian coordinates positive)on the surface of the unit sphere in the space of real numbers—a point in a real Hilbertspace. The dimensionality of this space is equal to the number of distinct outcomes forthe individual count: two for the split-beam experiment, and three for the illustrative

example of the eye colors.According to a 1980 extension of Fisher's results by the quantum physicist,

William K. Wootters, the potential distinguishability of two nearly identical sets ofexperimental results, or between one set of results and a nearly identical ideal set ofresults that might serve as a signal to action, is measured by the angle, 6, in Hilbertspace between the two probability-amplitude vectors.13 Here, the "potential distin-guishability" is the quantity that has to be divided by the familiar factor, the squareroot, 7V1/2, of the total counts, N, so as to obtain the actual distinguishability parameter,5 = 6/Nl/2. This parameter (by way of the Gauss function) tells us, for example, thatwe run odds of 1,680,675 to 1 of being wrong if, when having observed 800 yes r /untsand 600 no counts in the split-beam experiment, we nevertheless proceed to bet on aphase-shift between the two beams of 90 degrees rather than 81.79 degrees.

How come is it that quantum mechanics, reaching as it does beyond Fisher'sgenetic concerns, gives us probability amplitudes that are not real, but complex? Noone put his finger earlier on the decisive point than E. C. G. Stueckelberg.14 Probabilityamplitudes that are exclusively real are incompatible, he showed, with Heisenberg'sprinciple of indeterminism,15 or, in our translation, with Bohr's principle of comple-mentarity:16 namely, the freedom to choose, and the necessity to choose, which question

we will put to nature.So much for the sense in which the double demand of complementarity and

distinguishability leads to the heart of quantum theory, the complex probability

amplitude.

THE CHANGE IN THE PHASE OF A PROBABILITY AMPLITUDEAROUND A CLOSED CIRCUIT AS THE ULTIMATE DEFINER AND

ESSENCE OF FIELDS AND SPACE-TIME GEOMETRY

The difference in phase of an electron's probability amplitude around a closedcircuit (brought about by a flux of magnetic field through the area bounded by thatcircuit) shows up in the shift in the pattern of double-slit interference fringes. The ideaand the experiment were proposed in 1959 by Y. Aharonov and D. Bohm.17 This ABeffect is by now observationally well established. Likewise, for gravity and for everyother gauge field, we have reason to believe18 that the phase difference in the relevant

WHEELER: HOW COME THE QUANTUM? 309

probability amplitude around a closed circuit provides a way to define and measurethat field. The meaning-circuit model translates this conclusion to a new and strongerproposition: Neither field nor geometry has any existence or significance except insofaras it is defined, directly or indirectly, by such phase differences.

THE CLOSURE OF THE MEANING CIRCUIT

With particles owing their definition and existence to fields, with fields owing theirdefinition and existence to phases, with phases owing their definition and existence todistinguishability and complementarity, and with these features of nature going backfor their origin to the demand for meaning, we have exposed to view (at least in broadoutline) the main features of the underground portion of the model of existence as ameaning circuit closed by observer-participancy.

Before this would-be model can ever rise to the status of a proper model and besubject to quantitative analysis, some questions and difficulties require clarification:(1) What reality does the model ascribe to the physical world before the advent of anymeaning-making community? (2) In what respect does it differ totally from thefamiliar anthropic principle on the issue of why the dimensionless constants of naturehave the values they do? (3) What are we to understand by such a term as thecommunity character of meaning? (4) What is the status of an elementary quantumphenomenon that is not put to use in the establishment of meaning? (5) How are we toreconcile the continuum of the world of physics with the discrete yes-or-no character ofelementary quantum phenomena? (6) How can we ever hope to quantify meaning?Finally, (7) why a meaning circuit? Why any closed loop at all?

It is appropriate now to take a closer look at these seven questions, of which everyone has been suggested by our original query, "How come the quantum?"

Millennia without Meaning before the Advent of the Meaning Makers?

Question one: If life and mind and meaning are so important in the scheme ofthings, then what is the status of the past? Do the early revolutions of the Milky Way,the building of the elements, and the formation of the elementary particles—all beforethe advent of life—rank lower in reality than today's wind, snow, and shiver? No.Through the photons that reach the telescope, we see more clearly a quasar event of sixbillion years ago (before there was any life anywhere) than we can perceive thethree-encyclopedia-long sequence of bits in our own DNA, in the here and now.

Does the past exist (and exist only) in the records of the present? If so, then the pastranks no lower and no higher than the rest of what we call existence. In the words ofTorgny Segerstedt, "reality is theory."

The quantum brings a new insight, however, to this old conclusion. What is thepolarization of that photon that reaches the eye today from a quasar flash of six billionyears ago? Is it north-south? Or is it NE-SW? Not until we have set the analyzer to theone orientation or the other have we asked the question. Not until the one or the otherof the appropriately paired photodetectors (the yes-counter and the no-counter) clickshave we distinguished an answer. Not until then do we have the right to attribute apolarization to the received photon. This is the respect in which what we ask, or do, in

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310 ANNALS NEW YORK ACADEMY OF SCIENCES WHEELER: HOW COME THE QUANTUM? 311

the present has an inescapable consequence for what we have the right to say about thepast—even a past long before life. This is the sense in which (through the quantum-level questions we put to nature) we are participators in the making of what we call

reality.To turn from the past to the future is to encounter deeper issues. What is the status

of a quantum event so far away that the asking of a question about it and thedistinguishing of an answer take place only one hundred million years from now whenman has been supplanted by, or has evolved into, intelligent life of quite another form?To attribute a reality to that event now would seem to be premature.

Shall we compare space-time to a great sheet of sandpaper? Shall each glitteringglued-down grain represent an event deterministically fixed in space, fixed in time, andfixed in character? What a misleading model of existence! How contradictory toeverything the quantum teaches.

Why Are the Dimensionless Constants of Nature Such as to Permit Life?

Question two: How does it come about that the universe ever makes a home for life,mind, and meaning? Many upholders of the anthropic principle19 propose one answer,which is based on selection. The concept of observer-participancy suggests quiteanother, which is founded on construction. Both analyses note that life as we know it(not only human life, but any carbon-based life) would be forever impossible in auniverse (if such a universe can be imagined) in which one or another of the basicdimensionless constants of physics differs by a few percent either way from it;, valuehere. Both take as a starting point the 1957 postulate of Robert H. Dicke20 that theWeyl-Eddington-Dirac coincidences between the large dimensionless constants ofphysics [cf. reference 19, chapter 4] "were not random, but conditioned by biologicalfactors." The one account envisages an infinite ensemble of universes, one differingfrom another in the dimensionless constants of physics, with life totally impossible inthe overwhelming majority of these systems. Life, mind, and meaning have only aperipheral and accidental place in the scheme of things in this view. In the other view,they are central. Only by their agency is it even possible to construct the universe orexistence, or what we call reality. Those make-believe universes totally devoid of lifeare (according to this view) totally devoid of physical sense not merely because theycannot be observed, but because there is no way to make them.

The Community Character of Knowledge

Question three: Are there then as many pasts, as many presents, and as manyfutures as there are observer-participators? A proposal so extravagant overlooks thecommunity character of everything we call knowledge. Already at the quantum level,Niels Bohr warns us of the folly of trying to construct a "quantum language." Heemphasizes that no measurement is truly a measurement unless the result can becommunicated from one person to another "in plain language." In a wider context, weknow that meaning itself would be impossible without communication. There is not aword we speak, a concept we possess, or an idea we conceive that is not rooted in the

larger community.

In one of her many wonderful writings, Marie Sklodowska Curie tells us thatphysics deals with things only—not people. Today, the quantum forces on us adifferent outlook. It tells us that existence is not a deterministic machine grinding awayout there. It is senseless for the uninvolved to try to speak in abstracto of what ishappening out there at the microscopic level. Involvement is essential: observer-participancy. Not until a choice has been made and not until one or anothercomplementary question has been posed can there be an answer.

The Elementary Quantum Phenomenon That Is Not Put to Use: Does It Count?

Question four: What significance, if any, are we to attribute to an elementaryquantum phenomenon that is not put to use to establish evidence and meaning?Despite all that we know about measurement theory in the realm of the quantum,nothing is more puzzling than the linkage between the counter's click and thecommunity that makes meaning. An example will illustrate the problem. A detector,by its irreversible act of amplification, its pulse of current, and the registration of thatpulse, brings to a close an elementary quantum phenomenon. However, the apparatusis mounted on a space probe traversing the rings of Saturn. A moment later, before theequipment can beam its message back to earth, a boulder smashes it to atoms. Allopportunity vanishes for the quantum process to contribute to the establishment ofmeaning. An event has taken place, but not an event that is put to use.

As a second example, consider a crystal of zinc sulfide thrown up by nature on theback side of the moon. It stops a cosmic-ray proton. Ten million photons emerge, whichis an irreversible act of amplification if there ever was one. The signal, however,dissipates out into space. No use is made of it.

In both examples of quantum events not put to use, the amplifying device consistsof some 1022-1025 particles coupled by a complex of electromagnetic interactions. Whyshould we attribute to those unused elementary quantum phenomena any specialsignificance whatsoever? Surely all over the universe, in regions out of sight,interactions are going on all the time and between particles that are stupendous innumber compared to the count in our two examples. Amidst that tumult, there is manya concatenation that on anyone's bookkeeping must count as an elementary quantumphenomenon that was brought to a close by an irreversible act of amplification. Notone of these collective electromagnetic twitches is deprived of the status of "phenome-non" through its lack of all of the credentials of today's laboratory equipment: nocopper wire, no manufacturer's trademark, no silicon chip.

There is no irreversible act of amplification that may not later be erased. Notunless it is put to use in the establishment of meaning does the elementary quantumphenomenon win any special status. To attribute a unique importance to thoseelementary quantum phenomena that happen to be observed appears, however,unbelievably anthropomorphic, totally anti-Copernican, and utterly in contradiction tothe spirit of physics. Does it diminish the objection to recall that the population ofAfrica increases by a million every three weeks? Or to reflect that the number ofobserver-participants a millennium from now may well be orders of magnitude greaterthan it is today? Or to count on numbers of intercommunicating observer-participantsbillions of years in the future still greater by many orders of magnitude? Or to

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312 ANNALS NEW YORK ACADEMY OF SCIENCES WHEELER: HOW COME THE QUANTUM? 313

recognize the role of the elementary quantum phenomena that they observe inestablishing what we call the reality of the here and now?

To say that this concept of a participatory universe, built on a meaning circuit, isanti-Copernican is not of much help in arriving at a rational judgement of it. It is moreto the point to recognize its difficulties and incompleteness. To speak of difficulty is tocome to the problem of the continuum.

The Continuum as an Elaborate Construction of Imagination and Theory That WeBuild by Surfacing-Over the World of Elementary Quantum Phenomena

Question five: How can we possibly imagine building the continuous world ofphysics on the yes-or-no of quantum phenomena, no matter how numerous they are?21

Physics, after all, presents to us a continuous infinity of locations for particles, acontinuous infinity of field strengths, and a continuous infinity of degrees of freedom ofdynamic space geometry. To construct all that out of the discrete is totally impossi-

ble.It is one of the great achievements of the mathematics (and mathematical logic) of

recent decades to destroy belief in the existential character of the continuum of naturalnumbers. It is an illusion. It is an idealization. It is a dream. With numbers of everincreasing mathematical sophistication, we can approach that limit ever more closely;however, we commit a folly if we think we can ever get there. This lesson of themathematics of our time carries for physics an inescapable consequence. What wethink of at the bottom as a world of the continuous simply is not there.

The concept of the participatory universe replaces the continuum. For the "R" ofwhat we call reality, it gives us a few iron posts of observation, built on elementaryquantum phenomena, between which we ourselves trowel in a continuum of papier-mache and of plaster of Paris, an elaborate construction compounded of imaginationand theory. In no other way do we know how to reconcile the continuum of everydayimpressions (and of long-established physics) with the discreteness of the means bywhich alone, in the last analysis, we acquire our knowledge. How else can theappearance of a continuum arise except by our own surfacing-over the discrete?

How Are We to Quantify Meaning?

Question six: How can we possibly use the concept of "meaning" in any well-defined way in the world of physics when the world of philosophy gives us for that terma definition totally deprived of any quantitative handle? Bit? We know what that is.Information capacity of a communication channel? That, too, we know how to defineand measure. But meaning? Neither a physics-minded definition nor a way ofmeasurement is available.

If the motto is correct that every difficulty is an opportunity, then there is no betterplace to apply it than "meaning." Happily for such an enterprise, we know that theview of science that used to say, "define your terms before you proceed," is totally outof date. Nowadays, we recognize that all the laws and theories of physics have this deepand subtle character, that they both define for us the needful concepts, and that theymake statements about these concepts. Contrariwise, the absence of some body of

theory, law, and principle deprives us of a means properly to use or even to defineconcepts. In any forward step in human knowledge, ithe theory, concept, law, andmethod of measurement—forever inseparable—are born into the world in union.That forward step has yet to be taken in the realm of meaning. Until it is, we will nothave grasped the why of the quantum.

Why a Circuit Rather than a Foundation?

Question seven: Why speak of a circuit? Why not seek instead for a foundation?There is an old legend about the foundation that supports the world: Our globe rests

on the back of a great elephant. The elephant stands on the back of a giant tortoise. Alady in the audience, listening to the speaker's account of this idea, asks, "On what doesthe tortoise stand?" "On the back of a still larger tortoise," she is told. "And what doesit stand on," she inquires. The lecturer's reply is famous: "Tortoises, madam; on andon, nothing but tortoises."

How different is the account we give today of the foundation of existence? Matteris built on molecules. The molecule is built on atoms. The atom has a nucleus. Thenucleus is built on nucleons. The nucleon is built on quarks. The quark is built on fields.The field is built on geometry of one or another dimension. At each stage of theunfolding story, at each clear view of one turtle, we have had to look for the next turtle.Is there ever to be an end? How can there be an end if we ask always for foundation offoundation of foundation. . .?

No escape is evident from this view of worlds without end—or tortoises withoutend—except in a line of influence that closes on itself, that forms a loop, that makes acircuit. No model for such a loop is available to us today except one of information-theoretic character, the model of existence as a meaning circuit.

SURVEY OF THE DIFFICULTIES OF THE MEANING-CIRCUIT MODEL

The model under analysis here accepts that the meaning-creating community ofobserver-participants, past, present, and future, is brought into being by the machineryof the world. However, it goes on to interpret this very world of past, present, andfuture, and of space, time, and fields, to be (despite all its apparent continuity,immensity, and independence from us) a construction of imagination and theorytroweled and plastered in over countably many elementary quantum phenomena,surfaced over the iron posts of discrete acts of observer-participancy, the ant-like butmagnificent labor of a community stretching from far in the past to even farther in thefuture.

The worst model of existence that we possess today is surely one so oriented as thisto observer-participancy, information, and meaning. It is the worst, except we possessno other model that puts in central place the quantum and the question of "how comethe quantum?".

Is spacetime an illusion? Time itself not primordial, precise, and supplied fromoutside physics, but secondary, approximate, and derived (as elasticity is in today'sbookkeeping)? Repelled we may be in the beginning by the thought of giving up the

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concept of a spacetime existing out there, but in the end by one decisive circumstanceattracted.(No feature of the 4-geometry of physics is more impressive than theexistence of far-distant events separated by a zero interval,')and none has more to dowith the structure of all the laws of physics. This intimacy of connection between theapparently disconnected: how does it come about? Are we not well advised to look forthe connection in the quantum, in the elementary quantum phenomenon, in the greatsmoky dragon whose tail is sharply defined, whose bite is also well marked, but whichin between cannot be followed? What better reason is there to say that somethingcannot be followed than to recognize that there is nothing there to follow? And thus toascribe to multitudes of elementary quantum phenomena those'null intervals that tieexistence together so tightly? •

No continuum (and mathematical logic denies the concept of the continuum)means no dimensionality; neither four nor ten nor any higher number. Moreover, theonly feature of a description of nature that could be worse than no dimensionality at allwould be.a dimensionality.22 To confront a number, to ask(why this number rather thananother number, is to be forced to seek a foundation, after which comes anotherfoundation question, and then yet another, and so on and on: nothing but turtles.

Can we formulate the laws of physics without recourse to the continuum? We donot know how. That is perhaps the most conspicuous difficulty of the meaning model.Is the problem soluble? There is one favorable indication. The laws of electrodynamics,of geometrodynamics, of chromodynamics, and of string theory all are structured23 on

'the central principle of algebraic geometry, that identity which states that theboundary of a boundary automatically vanishes. This identity comes into all thesetheories twice over: once at the 1-2-3 dimensional level, and again at the 2-3-4 level inthe case of the three older theories (and at the corresponding higher-dimensional levelsin the case of string theory). The identity itself is not tied to any particulardimensionality. It even leaps across dimensionality in the sense that it applies to acomplex put together out of manifolds of varied dimension. Could this circumstanceindicate that the laws of physics will in the end let themselves be formulated indimension-free language?

Every law of physics, to the extent that it is not pure tautology or mathematicalidentity, must be at bottom statistical and approximate in its predictions, according tothe view of existence under consideration here. By that forecast, the meaning-circuitmodel exposes itself to destruction, that decisive requirement, according to KarlPopper,24 for any previously untested way of looking at things.

Charles Darwin, in replying25 to a letter from his friend Joseph Dalton Hooker,wrote, "It is mere rubbish, thinking at present of the origin of life; one might as wellthink of the origin of matter." Today, thanks not least to Darwin himself, we dounderstand (at least in broad outline) the origin and mechanism of life. Large numbersare absolutely central to that explanation, as we see nowhere more spectacularly thanin the functioning of the "life machine" of Manfred Eigen.26

Numbers of still more stupendous exponent we will hardly be able to escape if,following the guidelines of the meaning model, we are ever to quantify meaning,translate continuum physics into the language of the discrete, bridge the chasmbetween life and universe, account for the structure of existence, and explain how comethe quantum. In confronting that challenge, we can perhaps gain a little courage fromthe famous adage of Philip W. Anderson: "More is different."

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10.

11.12.

13.

14.

15.

NOTES AND REFERENCES

WHEELER, J. A. 1977. Genesis and observership. In Foundational Problems in the SpecialSciences. R. Butts & J. Hintikka, Eds.: 1-33. Reidel. Dordrecht; 1979. Frontiers of time.In Problems in the Foundations of Physics. Proceedings of the International School ofPhysics "Enrico Fermi" (course 72). N. Toraldo di Francia, Ed.: 395-497. North-Holland. Amsterdam.

WHEELER, J. A. 1980. Beyond the black hole. In Some Strangeness in the Proportion: ACentennial Symposium to Celebrate the Achievements of Albert Einstein. H. Woolf,Ed.: 341-375. Addison-Wesley. Reading, Massachusetts.

WHEELER, J. A. 1984. Bits, quanta, meaning. In Problems in Theoretical Physics. A.Giovannini, F. Mancini & M. Marinaro, Eds.: 121-141. Univ. of Salerno Press. Salerno,Italy; 1986. Physics as meaning circuit: three problems. In Frontiers of Non-EquilibriumStatistical Physics. G. T. Moore & M. O. Scully, Eds.: 25-32. Plenum. New York.

BOHR, N. 1958. Atomic Physics and Human Knowledge. Wiley. New York; 1963. Essays1958-1962 on Atomic Physics and Human Knowledge. Wiley. New York.

F0LLESDAL, D. 1975. Meaning and experience. In Mind and Language. S. Guttenplan,Ed.: 254. Oxford Univ. Press (Clarendon). Oxford.

To John J. Hopfield go the author's thanks for his explanation of these bit counts.WHEELER, J. A. 1980. Delayed-choice experiments and the Bohr-Einstein dialog. In The

American Philosophical Society and the Royal Society: Papers read at a meeting, June 5,1980, pp. 9-40. Amer. Phil. Soc. Philadelphia.

WHEELER, J. A. 1978. The "past" and the "delayed-choice" double-slit experiment. InMathematical Foundations of Quantum Theory. A. R. Marlow, Ed.: 9-48. AcademicPress. New York. The concept of a delayed-choice experiment is foreshadowed by apassing commentary by K. F. von Weizsacker in his "Ortbestimmung eines electronsdurch ein mikroskop" (1931. Z. Phys. 70: 114-130) and in an early and solitary sentenceof Niels Bohr: "... i t . . . can make no difference, as regards observable effects obtainableby a definite experimental arrangement, whether our plans for constructing and handlingthe instruments are fixed beforehand or whether we prefer to postpone the completion ofour planning until a later moment when the particle is already on its way from oneinstrument to another." (1949. Discussion with Einstein on epistemological problems inatomic physics. In Albert Einstein: Philosopher-Scientist. P. A. Schilpp, Ed.: 230.Library of Living Philosophers. Evanston. Illinois.)

BOHR, N., 1958, emphasizes in reference 4 on p. 88 the "irreversible act of amplification"and on p. 73 the importance of this act in bringing to a "close" what we call here(references 1-3, 7, 8, and 10) "the elementary quantum phenomenon."

MILLER, W. A. & J. A. WHEELER. 1984. Delayed-choice experiments and Bohr'selementary quantum phenomenon. In Proceedings of International Symposium onFoundations of Quantum Mechanics in the Light of New Technology. S. Kamefuchi etal., Eds.: 140-151. Physical Society of Japan. Kyoto. Via a picture of Field Gilbert, theysymbolize this entity as a smoky dragon, and also illustrate nine different delayed-choiceexperiments.

Statement attributed to Friedrich Engels (1820-1895), but shortened and reworded here.FISHER, R. A. 1922. Proc. R. Soc. Edinburgh 42: 321. This and two related references are

discussed by W. K. Wootters in reference 13: CAVALLI-SFORZA, L. L. & F. CONTERIO.1960. Atti Assoc. Genet. Ital. 5: 333; KIMURA, M. 1962. Diffusion Models in PopulationGenetics, pp. 23-25. Methuen. London.

WOOTTERS, W. K. 1980. Doctoral thesis: The acquisition of information from quantummeasurements. University of Texas at Austin (May 1980). Available from UniversityMicrofilms, Inc., Ann Arbor, Michigan.

STUECKELBERG, E. C. G. 1960. Helv. Phys. Acta 33: 727-752; STUECKELBERG, E. C. G. &M. GUENIN. 1961. Helv. Phys. Acta 34: 621-628.

HEISENBERG, W. 1927. Uber den anschaulichen Inhalt der quantentheoretischen Kinema-tik und Mechanik. Z. Phys. 43: 172-198. (English translation. 1983. In Quantum Theoryand Measurement. J. A. Wheeler & W. H. Zurek, Eds.: 62-84. Princeton Univ. Press.

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Princeton, New Jersey. This book also contains several of the other items cited in thepresent bibliography.)

16. BOHR, N. 1928. The quantum postulate and the recent development of atomic theory.Nature 121: 580-590.

17. AHARONOV, Y. & D. BOHM. 1959. Phys. Rev. 115: 485.18. See, for example: ANANDAN, J. 1977. Phys. Rev. D15: 1448-1457; 1980. Int. J. Theor.

Phys. 19: 537-556; 1980. In Quantum Theory and Gravitation. A. R. Marlow, Ed.: 157-176. Academic Press. New York.

19. BARROW, J. D. & F. J. TIPLER. 1986. The Anthropic Cosmological Principle. Oxford Univ.Press (Clarendon). Oxford.

20. DICKE, R. H. 1957. Rev. Mod. Phys. 29: 375; 1961. Nature 192: 440.21. For a further discussion of the problem of the continuum, see: WHEELER, J. A. 1986.

Hermann Weyl and the unity of knowledge. Am. Sci. 74: 366-375.22. To Frank Tangherlini, Physics Department, Holy Cross College, Worchester, Massachu-

setts, the author is indebted for a look at the extensive bibliography he has collected on thechanging views over the years as to why the world has 3 ( +1) dimensions.

23. For a survey, recent new results, and a bibliography, see: KHEYFETS, A. 1986. The boundaryof a boundary principle: a unified approach. Found. Phys. 16: 483-497.

24. POPPER, K. 1963. Conjectures and Refutations. Routledge & Kegan Paul. London.25. DARWIN, C. 1919. March 29, 1863 letter to Joseph Dalton Hooker. In The Life and Letters

of Charles Darwin, Including an Autobiographical Chapter. F. Darwin, Ed.: 203.Appleton. New York/London. The author thanks Frederick Burckhardt for locating thispassage.

26. EIGEN, M. 1976. Das Spiel. Piper. Miinchen; also in subsequent publications.