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    GOLD Guideline 2011:Global Strategy for

    Diagnosis, Management,

    and Prevention of COPD

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    The GOLD document

    • Chapter 1. Definition and overview

    • Chapter 2. Diagnosis & assessment

    • Chapter 3. Therapeutic options

    • Chapter 4. Manage stable COPD

    • Chapter 5. Manage exacerbations

    • Chapter 6. COPD comorbidities

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    Definition of COPD

    • COPD: a common preventable and treatabledisease, is characterized by persistent airflowlimitation that is usually progressive and

    associated with an enhanced chronicinflammatory response in the airways and thelung to noxious particles or gases.

    • Exacerbations and comorbidities contributeto the overall severity in individual patients.

    Source: GOLD guideline 2011 Update

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    Prevention of COPDPrimary and Secondary

    • A number of risk factors for COPD have been

    identified – several of these enable primary

    prevention of COPD; e.g., smoking, indoor air

    pollution and poorly managed asthma.

    • Smoking cessation is the single most important

    intervention in the smoking COPD patient

    • As COPD is the result of cumulative harmfulexposures, other exposures to dust, fumes and

    smoke should be reduced whenever possible

    Source: GOLD guideline 2011 Update

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    Diagnosis of COPD

    • A clinical diagnosis of COPD should be considered

    in any patient who has dyspnea, chronic cough or

    sputum production, and/or a history of exposure

    to risk factors for the disease.

    • Spirometry is required  to make the diagnosis in

    this clinical context; the presence of a post-

    bronchodilator FEV1/FVC

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    Assessment of COPD

    1. Assess symptoms

    2. Assess degree of airflow limitation using spirometry

    3. Assess risk of exacerbations

    4. Assess comorbidities

    Source: GOLD guideline 2011 Update

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    Assessment of COPD

    1. Assess symptoms

    2. Assess degree of airflow limitation using spirometry

    3. Assess risk of exacerbations

    4. Assess comorbidities

    Use the COPD Assessment Test (CAT),

    or the mMRC Breathlessness scale

    Notes: The CAT score is preferred since it provides a more comprehensive

    assessment of the symptomatic impact of the disease.

    Source: GOLD guideline 2011 Update

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    mMRC Dyspnoe scale

    (modified Medical Research Council) 

    Tingkat1  Tidak terganggu oleh sesak napas kecualisaat olah-raga berat. 

    Tingkat

    Terganggu dengan sesak napas ketika

    terburu-buru berjalan di tanah yang datar

    atau mendaki tanjakan. 

    Tingkat

    Berjalan lebih lambat pada permukaan

    yang datar dibandingkan orang seusia

    karena sesak napas atau harus berhenti

    untuk bernapas ketika berjalan pada

    kecepatan sendiri di permukaan yang

    datar. 

    Tingkat

    Berhenti untuk bernapas setelah berjalan

    90 meter atau setelah beberapa menit di

    permukaan yang datar 

    Tingkat

    Terlalu sesak untuk meninggalkan rumah

    atau sesak saat berpakaian atau berganti

    pakaian. 

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    Source: GOLD guideline 2011 Update

    Assessment of COPD

    1. Assess symptoms

    2. Assess degree of airflow limitation using spirometry

    3. Assess risk of exacerbations

    4. Assess comorbidities

    Use spirometry for grading severity according

    to spirometry, using four grades split at 80%,

    50% and 30% of predicted value

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    Assessment of COPD

    1. Assess symptoms

    2. Assess degree of airflow limitation using spirometry

    3. Assess risk of exacerbations

    4. Assess comorbiditiesUse history of exacerbations & spirometry.

    Two exacerbations or more within the last year

    or an FEV1 < 50% of predicted value are

    indicators of high risk

    Source: GOLD guideline 2011 Update

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    Assessment of COPD

    1. Assess symptoms

    2. Assess degree of airflow limitation using spirometry

    3. Assess risk of exacerbations

    4. Assess comorbidities

    Assess comorbidities and treat them

    appropriately.

    The most frequent comorbidities are CVD,depression and osteoporosis

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       R   I   S   K

       (   G   O   L   D    C

       l  a  s

      s   i   f   i  c  a  t   i  o  n  o   f

       A   i  r   f   l  o  w   L   i

      m   i  t  a  t   i  o  n   )

    4 (C) (D)2 or

    more

       R   I   S

       K

        (   E   x   a   c   e   r    b   a   t   i   o   n    h   i   s   t   o   r   y    )

    3

    2 (A) (B) 1

    1 0

    mMRC 0-1 mMRC 2+

    CAT

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       R   I   S   K

       (   G   O   L   D    C

       l  a  s

      s   i   f   i  c  a  t   i  o  n  o   f

       A   i  r   f   l  o  w   L   i

      m   i  t  a  t   i  o  n   )

    4 (C) (D)2 or

    more

       R   I   S

       K

        (   E   x   a   c   e   r    b   a   t   i   o   n    h   i   s   t   o   r   y    )

    3

    2 (A) (B) 1

    1 0

    mMRC 0-1 mMRC 2+

    CAT

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    Management of COPD – the aims

    • Relieve symptoms

    • Improve exercise tolerance

    • Improve health status

    • Prevent disease progression

    • Prevent and treat exacerbations

    • Reduce mortality

    Reduce

    symptoms

    Reduce

    risk

    Source: GOLD guideline 2011 Update

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    Management of COPDPharmacological First choice

    GOLD 4

    ICS + LABA or ICS + LABA or 2 ormore

    GOLD 3

    LAMA LAMA

    GOLD 2

    SABA or SAMA prn LABA or LAMA

    1

    GOLD 1 0

    mMRC 0-1 mMRC 2+

    CAT

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    GOLD 2009

    GOLD

    3 & 4

    ICS + LABA or ICS + LABA or 2 or

    moreLAMA LAMA

    GOLD

    1 & 2SABA or SAMA prn LABA or LAMA

    0 - 1

    mMRC 0-1 mMRC 2+CAT

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    Management of COPDPharmacological First alternatives

    GOLD 4

    LABA

    ICS and LAMA

    ICS/LABA and LAMA

    ICS/LABA and PDE4-inh

    LAMA and LABA

    LAMA and PDE 4-inh

    2 or

    more

    GOLD 3

    and LAMA

    GOLD 2LABA or 

    LAMA or

    SABA and SAMALABA and LAMA

    1

    GOLD 1 0

    mMRC 0-1 mMRC 2+

    CAT

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    Management of COPDPharmacological

    Patient First choice First alternatives Other alternatives

    A SABA or SAMA prnLABA or LAMA or

    SABA and SAMATheophylline

    B LABA or LAMA LABA and LAMASABA and/or SAMA

    Theophylline

    CICS + LABA or

    LAMALABA and LAMA

    PDE4-inh

    SABA and/or SAMA

    Theophylline

    DICS + LABA or

    LAMA

    ICS & LAMA or

    ICS+LABA and LAMA or

    ICS+LABA & PDE4-inh or

    LABA and LAMA or

    LAMA and PDE4-inh

    Carbocysteine

    SABA and/or SAMA

    Theophylline

    Source: GOLD guideline 2011 Update

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    Management of COPDNon-pharmacological

    Patient Essential RecommendedDepending on local

    guidelines

    ASmoking cessation (can include

    pharmacological treatment)Physical activity

    Flu vaccination

    Pneumococcal

    vaccination

    B - D

    Smoking cessation (can include

    pharmacological treatment)

    Pulmonary rehabilitation

    Physical activity

    Flu vaccination

    Pneumococcal

    vaccination

    Source: GOLD guideline 2011 Update

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    Bronchodilators - Recommendations

    • For both ß2-agonists and anticholinergics, long-actingformulations are preferred over short-acting formulations(Evidence A).

    • The combined use of SABA or LABA and anticholinergics

    may be considered if symptoms are not improved withsingle agents (Evidence B).

    • Based on efficacy and side effects inhaled bronchodilatorsare preferred over oral bronchodilators (Evidence A).

    • Based on evidence of relatively low efficacy and more sideeffects, treatment with theophylline is not recommendedunless other long-term treatment bronchodilators areunavailable or unaffordable (Evidence B).

    Source: GOLD guideline 2011 Update

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    Steroid & PDE4 inhibitors - Recommendations

    • There is no evidence to recommend a short-term therapeutic trial with

    oral steroids in patients with COPD to identify those who will respond to

    ICS or other medications.

    • Long-term treatment with ICS is recommended for patients with severe

    & very severe COPD and frequent exacerbations that are not adequately

    controlled by long-acting bronchodilators (Evidence A).

    • Long-term monotherapy with oral corticosteroid is not recommended in

    COPD (Evidence A).

    • Long-term monotherapy with ICS is not recommended in COPD because

    it is less effective than combination of ICS with LABA (Evidence A).

    • The PDE4 inh may also be used to reduce exacerbations for patients with

    chronic bronchitis, severe and very severe COPD, and frequent

    exacerbations that are not adequately controlled by long-acting

    bronchodilators (Evidence B).

    Source: GOLD guideline 2011 Update

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    COPD and co-morbidities

    COPD patients are at increased risk for: –  Cardiovascular diseases  a major comorbidity in COPD and probably

    both the most frequent & most important disease coexisting with COPD

     –  Osteoporosis  Osteoporosis & depression are also major comorbidities inCOPD & are often under-diagnosed & associated with poor QoL & prognosis 

     –  Respiratory infections

     –  Anxiety and Depression

     –  Diabetes

     –  Lung cancer  frequently seen in patients with COPD and has been found to bethe most frequent cause of death in patients with mild COPD 

    These co-morbid conditions may influence mortality and hospitalizations and

    should be looked for routinely, and treated appropriately (as if the patient did

    not have COPD).

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    2011 GOLD revision – Conclusions I

    • Spirometry is required  to make the diagnosis ofCOPD in clinical context; the presence of a post-bronchodilator FEV1/FVC < 0.70 confirms the

    presence of persistent airflow limitation and thusof COPD.

    • Prevention of COPD is to a large extent possibleand should have high priority

    • Assessment of COPD requires assessment ofSymptoms, Degree of airflow limitation, Risk ofexacerbation, and Comorbidities

    Source: GOLD guideline 2011 Update

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    2011 GOLD revision – Conclusions II

    • The combined assessment of symptoms and risk

    of exacerbations is the basis for management of

    COPD, both non-pharmacological and

    pharmacological

    • The beneficial effects of pulmonary rehabilitation

    as well as physical activity cannot be overstated

    • Comorbidities should be looked for – and ifpresent treated to the same extents as if the

    patient did not have COPD.

    Source: GOLD guideline 2011 Update

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    Supported by an educational grant from GlaxoSmithKline

    www.CATestonline.org

    CAT – making simple patient

    assessment a reality

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    The need for a simple tool to give patients and

    physicians a common understanding and

    grading of the impact of COPD

     

    Significant numbers of patients have COPD that is under-recognised,untreated and sub-optimally managed, despite widening use ofspirometry1 

    – Exacerbations occur that go unreported2,3

    – Physicians in general may under-treat patients with COPD, which can leadto poor QoL1 

    – Patients need help and support in realising and understanding the fullimpact of their disease1

    – Physicians may not fully realise the extent to which COPD is limiting apatient’s life

    QoL, quality of life

    1. Confronting COPD in America: Executive Summary;

    http://www.aarc.org/resources/confronting_copd/exesum.pdf; last accessed 13 August 2008.2. Wilkinson TM et al. Am J Respir Crit Care Med 2004;169:1298–1303.3. Seemungal TAR et al. Am J Respir Crit Care Med 1998;157:1418–1422.

     A simple tool is needed to achieve a mutual understanding of disease status

    and impact, and help to optimise disease management

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     Health status, FEV1 and GOLD

    stage 

    FEV1, forced expiratory volume in 1 second; SGRQ, St George’s Respiratory Questionnaire. 

    1. Jones PW et al. Am Rev Respir Dis 1992;145:1321–1327.

    0

    20

    40

    60

    80

    100

    10 20 30 40 50 60 70 80 90

    Upper limit

    of normal

    SGRQ

    score

    Stage 4 Stage 3 Stage 2

    FEV1 (% predicted)

    Breathless

    walking on

    level

    ground

    r  =–0.23

    P

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    Correlation between CAT and

    SGRQ-C (US, n=227)

    0

    5

    10

    15

    20

    25

    30

    35

    40

    0 10 20 30 40 50 60 70 80 90 100

    CATscore

    SGRQ-C score

    r = 0.80

    Jones et al. Eur Respir J 2009; 34: 648–654

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       C   A   T  s  c

      o  r  e

    Stablen=229

    Exacerbationn=67

    SD

    P

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    The benefits of the CAT

    The CAT is the only validated, short and simple

    assessment questionnaire measuring the overall

    COPD impact on patients

    The CAT will ensure both physicians and patientsgain the understanding needed to manage COPD

    optimally

    The CAT will help detect changes with disease

    progression and treatment

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    Cumulative distribution of CAT scores

    (stable patients)

    ‘LowImpact’

    ‘MediumImpact’

    ‘HighImpact’

    ‘Very highImpact’

    Percentage

    of patients

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (I)

    CAT

    score

    Impa

    ct

    level

    Broad clinical picture of the impact of

    COPD by CAT score

    Possible management

    considerations

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (II)

    CAT

    score

    Impact

    level

    Broad clinical picture of the impact of

    COPD by CAT score

    Possible management

    considerations

    10-20 Mediu

    m

    COPD is one of the most important

    problems the patients have.

    They have a few good days a week, but

    cough up sputum on most days and

    have one or two exacerbations a year.

    They are breathless on most days and

    usually wake up with chest tightness or

    wheeze.

    They get breathless on bending over and

    can only walk up a flight of stairs slowly.

    They either do their housework slowly or

    have to stop for rests.

    Patient has room for improvement –

    optimise management.

    In addition to the guidance provided

    for patients with low impact CAT

    scores consider:

    •Reviewing maintenance therapy –

    is it optimal?

    •Referral for pulmonaryrehabilitation

    •Ensuring best approaches to

    minimising and managing

    exacerbations

    •Reviewing aggravating factors – is

    the patient still smoking?

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (III)

    CAT

    scor 

    e

    Impac

    t level

    Broad clinical picture of the impact of COPD

    by CAT score

    Possible management

    considerations

    >20 High COPD stops them doing most things that

    they want to do.

    They are breathless walking around thehome and when getting washed or dressed.

    They may be breathless when they talk.

    Their cough makes them tired and their

    chest symptoms disturb their sleep on most

    nights.

    They feel that exercise is not safe for themand everything they do seems too much

    effort.

    They are afraid and panic and do not feel in

    control of their chest problem.

    See next slide

    (similar with CAT score >30)

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (IV)

    CAT

    score

    Impact

    level

    Broad clinical picture of the impact of

    COPD by CAT score

    Possible management considerations

    >30 Very

    high

    Their condition stops them doing

    everything they want to do and they

    never have any good days.

    If they can manage to take a bath or

    shower, it takes them a long time.

    They cannot go out of the house for

    shopping or recreation, or do their

    housework.

    Often, they cannot go far from their

    bed or chair.

    They feel as if they have become an

    invalid.

    Patient has significant room for

    improvement

    In addition to the guidance for patients

    with low and medium impact CAT scores

    consider:

    • Referral to specialist care (if you are a

    primary care physician)

     Also consider:

    • Additional pharmacological treatments

    • Referral for pulmonary rehabilitation

    • Ensuring best approaches to

    minimising and managing

    exacerbations

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    Supported by an educational grant from GlaxoSmithKline

    www.CATestonline.org

    Using CAT scores – what happens

    over time?

    Eff f b i 1 h

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    Better

    Xu et al ERJ Express. Published on November 6, 2009 as doi: 10.1183/09031936.00079409

    Change in

    SGRQscore

    Change in 

    CalculatedCAT

    score

    0

    1

    2

    -2

    -1

    -3

    Exacerbations

    Effect of exacerbations on 1-year change

    Calculated CAT score in hospitals clinics

    in China

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    Limitations of the CAT

    Nota diagnostic tool

    Can be affected by co-morbidities (eg heart failure)

    Does not remove need to make clinical

    assessment

    Is not totally comprehensive – patients’ lives can beaffected in more ways than listed in CAT

    C CAT b d

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    Can CAT be used to set a target

    score (like ACT in asthma)?

    Fixed target for all patients

    COPD is less reversible than asthma

    Individual patient target

     Aim for at least 2 unit improvement

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    Thank you for your kind

    attentions

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    COPD Exacerbation

    • An exacerbation of COPD is an acute event characterized by a

    worsening of the patient’s respiratory symptoms that is beyond

    normal day-to-day variations and leads to a change in medication

    • Exacerbations of COPD can be precipitated by several factors. The

    most common causes appear to be viral upper respiratory tractinfections and infection of the tracheobronchial tree.

    • The diagnosis of an exacerbation relies exclusively of an acute

    change of symptoms (baseline dyspnea, cough, and/or sputum

    production) that is beyond normal day-to-day variation• The goal of treatment in COPD exacerbations is to minimize the

    impact of the current exacerbation and to prevent the development

    of subsequent exacerbations

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    COPD Exacerbation

    • SABA with or without SAMA are usually the preferred

    bronchodilators for treatment of an exacerbation.

    • Systemic corticosteroid and antibiotics can shorten recovery time,

    improve lung function (FEV1) and arterial hypoxemia (PaO2), and

    reduce the risk of early relapse, treatment failure, and length ofhospital stay.

    • COPD exacerbation can often be prevented. Smoking cessation,

    influenza and pneumococcal vaccination, knowledge of current

    therapy including inhaler technique, and treatment with long-actinginhaled bronchodilators, with or without ICS, and treatment with a

    PDE-4 inh are all interventions that reduce the number of

    exacerbation and hospitalization.

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     A one-off score can be used to test whether a patient’sscore is higher than expected

    Proximity to the ‘usual value’ can indicate:

     – whether the existing diagnosis is correct

     – the presence of co-morbid condition(s)

    High impact scores for certain elements of the CAT (for a givenFEV1) may indicate the need to introduce, or increase, anintervention

    Longitudinal scores can be used to assess:whether a patient is responding to treatment(e.g. pulmonary rehabilitation study)

    whether a patient is deteriorating

    Lack of change in CAT score does not mean treatmentshould be stopped as improving health status is only oneaim of therapy

    The CAT’s role in COPD management:

    understanding the score (I)

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (II)

    CAT

    score

    Impact

    level

    Broad clini cal picture of the impact of COPD by

    CAT score

    Possible management considerations

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    Guidance is needed to aid clinicians’ understanding and interpretation of

    patient scores

    The CAT’s role in COPD management:understanding the score (III)

    CAT

    score

    Impact

    level

    Broad clin ical pictu re of the impact of COPD by CAT

    score

    Possible management considerations

    >20

    >30

    High

    Veryhigh

    COPD stops them doing most things that they want to do.

    They are breathless walking around the home and when

    getting washed or dressed.

    They may be breathless when they talk.

    Their cough makes them tired and their chest symptomsdisturb their sleep on most nights.

    They feel that exercise is not safe for them and everything

    they do seems too much effort.

    They are afraid and panic and do not feel in control of their

    chest problem.

    Their condition stops them doing everything they want to do

    and they never have any good days.

    If they can manage to take a bath or shower, it takes them a

    long time.

    They cannot go out of the house for shopping or recreation,

    or do their housework.

    Often, they cannot go far from their bed or chair.

    They feel as if they have become an invalid.

    Patient has significant room for improvement

    In addition to the guidance for patients with

    low and medium impact CAT scores consider:

    • Referral to specialist care (if you are aprimary care physician)

     Also consider:

    • Additional pharmacological treatments

    • Referral for pulmonary rehabilitation

    • Ensuring best approaches to minimising

    and managing exacerbations