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A COMPARISON ADVANTAGES AND DISADVANTAGES OF PUMPED
HYDROELECTRIC ENERGY STORAGE AND UNDERGROUND PUMPED
HYDROELECTRIC STORAGE
By (Wisterock William Stephenson)
A comparison Advantages and Disadvantages of Pumped Hydroelectric Energy Storage and
Underground Pumped Hydroelectric Storage
EXECUTIVE SUMMARY
Currently, many countries worldwide have experienced an increase in the demand for
electricity for both household and use in the industries. The need for constant generation and
supply of electricity has created the demand for energy storage facilities by the electricity
generating companies to ensure that they meet the demand and continuous flow through the grid
at all times. Among the major characteristics of electricity companies is that the quantity of
electrical energy that can potentially be generated is, in most cases, fixed for a short period while
the demand fluctuates throughout the day and night. Energy storage refers to the capturing of the
energy that is generated at a specific time and utilised at a later time. The storage devices
accumulate electrical energy and store it for use at a future time or date. There are numerous
electricity storage technologies, which occur in many forms for instance, electrical in the form of
batteries, mechanical in the form of flywheels; chemical energy in the form of hydrogen;
potential energy in the form of pumped hydro; and thermal in the form of phase change
materials. There is, therefore, the need to identify the best alternative energy storage technology
capable of storing a large quantity of electricity. This dissertation focuses on UPHES and the
PHS storage technologies as they are capable of storing larger capacity of electrical energy.
This study, therefore, sought to assess and analyse the advantages and the disadvantages
of PHS and UPHES. A comparison was made while considering the performance and features of
these technologies. This study also reviews the research done on the storage technologies and the
circumstances under which these technologies are more suitable for their applications.
Throughout the literature review, it was noted that these technologies have distinct applications,
and no storage technology can be applied in all cases. The researcher, therefore, narrowed down
to technologies suitable for large energy storages that are also less costly and have the capability
of continuously supplying electricity to meet the rising demand for electricity.
This study analysed the parameters that are of keen interest in the process of storing
electrical energy. These parameters include the storage capacity, power capacity, round-trip
efficiency, response time and the cost involved in the implementation process. A Decision Tree
diagram and the Analytical Hierarchy Process were used to analyse the performance and
outstanding features of these storage technologies. The outcomes showed that indeed, UPHES
storage technology is more suitable for large energy storage than the PHS storage technology.
The analysis also showed that UPHES, if implemented, could become more advantageous than
the contemporary PHS, because UPHES, to some extent is an improved version of the PHS
system.
Table of ContentsACKNOWLEDGMENT...........................................................................................................................2
DEDICATION...........................................................................................................................................3
EXECUTIVE SUMMARY.......................................................................................................................4
List of Tables..............................................................................................................................................8
Table of Figures.........................................................................................................................................9
CHAPTER ONE: - INTRODUCTION..................................................................................................10
1.1.Background........................................................................................................................................10
1.2. Problem Statement...........................................................................................................................13
1.3. Objectives..........................................................................................................................................17
1.4. Specific objectives.............................................................................................................................18
1.5.Research questions............................................................................................................................18
CHAPTER TWO: - LITERATURE REVIEW.....................................................................................20
2.1. Introduction......................................................................................................................................20
2.2. Overview of the storage technologies and their implications........................................................20
2.3. Present status of energy storage......................................................................................................22
Figure 1 Comparative estimation of currently installed energy capacities worldwide...............................23
2.4. Merits Of UPHES and PHS Over Other Storage Technologies...................................................25
2.5. Framework of storage facilities.......................................................................................................28
Figure 2 Classifications of storage technologies........................................................................................28
2.6. The Need for Pumped and Underground Pumped Hydroelectric Energy Storage.....................28
2.7. TYPES OF ENERGY STORAGES................................................................................................31
2.7.1. Pumped Hydroelectric Storage (PHS).........................................................................................31
2.7.2. Flywheel Energy Storage (FES)....................................................................................................32
2.7.3. Storage in form of Hydrogen........................................................................................................33
2.7.4. Geothermal energy storage...........................................................................................................33
2.8. How PHS Operates...........................................................................................................................34
Figure 3Typical design of PHS facility.....................................................................................................37
2.8.1. Underground Pumped Hydroelectric Energy Storage................................................................39
2.9. The Description and Operation of the UPHES...............................................................................42
2.9.1. The Design of the UPHES Facility................................................................................................44
CHAPTER THREE:- METHODOLOGY............................................................................................47
3.1. Power capacity..................................................................................................................................47
3.2. Storage capacity................................................................................................................................48
3.3. Round-Trip Efficiency......................................................................................................................49
3.4. AHP Analysis....................................................................................................................................49
3.4. Decision Tree Diagrams...................................................................................................................52
3.5. Analysis.............................................................................................................................................53
3.6. Classification of the storage technologies in AHP..........................................................................54
3.7. Decision Tree Diagram for selecting the best storage technology.................................................55
CHAPTER FOUR: - RESULTS AND DISCUSSION..........................................................................57
4.1. Efficiency of PHS..............................................................................................................................57
4.2. Power and Storage Capacity of PHS...............................................................................................58
4.4. Efficiency of UPHES........................................................................................................................60
4.5. Comparison of the Advantages and the Disadvantages of PHS and UPHES...............................62
4.5.1 Advantages of PHS System............................................................................................................63
4.5.2. Disadvantages of PHS Storage System.........................................................................................64
4.6. Core Advantages and Disadvantages of UPHES compared to those of PHS facilities................66
4.6.1. Disadvantages of UPHES Storage Facility...................................................................................67
4.7. Future of PHS...................................................................................................................................68
CONCLUSION........................................................................................................................................69
References.................................................................................................................................................71
List of Tables
Table 1 AHP Comparison Criteria................................................................................................48Table 2 Criterion for selecting Power Quality...............................................................................50Table 3 Storage Alternatives Subjected to Fuzzy Logic...............................................................51Table 4 Classification of Storage Technologies in AHP...............................................................51Table 5 Ranking of storage Alternatives using Fuzzy Logic and Classification Criteria.............52Table 6 Storage Capacities for Major countries in the World.......................................................56Table 7 Power Capacity of a proposed UPHES Sstorage System.................................................58
Table of Figures
Figure 1 Comparative estimation of currently installed energy capacities worldwide.................22Figure 2 Classifications of storage technologies...........................................................................27Figure 3 Typical design of PHS facility........................................................................................36Figure 4 An Estimate proposed size of a desirable UPHES System.............................................39Figure 5 Typical Design of UPHES facility..................................................................................40Figure 6 Decision Tree Diagram for Selecting Best Storage Technology....................................53
CHAPTER ONE: - INTRODUCTION
1.1. Background
Among the major features of the electrical power industries is that the quantity of
electrical energy capable of being generated, is in most cases constant over a short period,
whereas the demand fluctuates throughout the day and night (Barnes and Levine 2011 p. 5).
Thus, establishing technology for storing electrical energy to meet the demands whenever
required can be a breakthrough in the distribution of electricity (Graditi et al. 2014).
Energy storage is often a term used to refer to the capturing of energy generated at a
particular time for utilisation at a later time (Butler, Miller, and Taylor 2002). The storage device
is known as an accumulator. It is crucial to try and meet the objective of developing energy
storage so that electrical energy storage devices are capable of managing and maintaining the
supply of the quantity of power needed to meet the demands of the users during the times when it
is required most. In many instances, electrical power is in high demand during the peak season
(Butler, Miller, and Taylor 2002).
The storage technologies can aid in making the renewable energy sources whose output
of power may not be controlled by the grid operators, smoothly and in a way that can be
dispatched (Tam, Blomquist, and Kartsounes 1979 p. 330). Therefore, this paper intends to
evaluate the advantages and disadvantages of both the “Pumped hydroelectric storage (PHS) and
Underground Pumped Hydroelectric Energy Storage (UPHES)”, and determine which of the
storage technologies is more favourable.
Since electricity was discovered, there have been attempts to find an effective method of storing
energy for utilisation on demand. Over the past decades, the energy storage industry has
progressively evolved and adapted to the changing energy demands and improvements in
technology (Ribeiro et al. p. 1744). The systems of storing energy offer a variety of technological
methodologies to help in the management of power supply to establish a more robust
infrastructure for energy (Sunderkötter and Weber 2012). The result is the reduction of storage
costs and bringing utilities to the consumers (Slocum 2010). Further, it is also recommended to
comprehend the diversified approaches that are presently being implemented all over the world
to store energy (Smith, SenSr, and KroposkiSr 2008). The two commonly used utility-scale
electricity storage technologies include “Pumped hydroelectric storage (PHS) and Underground
Pumped Hydroelectric Energy Storage (UPHES)”, which are the focus of this study.
It is crucial to take note that correctly choosing the technology for storing energy will
help in the smoothening of power surges and permit the dispatch of electric power at a later time
(Poonpun and Jewell 2008). Before advancing to determine which of the two storage approaches
is more appropriate, it is important to consider their advantages and disadvantages. Energy
storage also requires a storage device that is specifically designed to allow electric energy from
the grid and converts it into an energy form suitable for storage, and conversely converts it back
into electric energy. This conversion takes into consideration the losses or energy due to
inefficiencies when it returns the energy into the grid (Smith, SenSr, and KroposkiSr 2008). The
energy storage approaches have a wide spectrum of applications due to their special storage
capacities and power that the technique is capable of receiving from a wide range of devices
(Ribeiro et al. 2001).
These energy storage approaches have their assorted features and unique properties.
However, despite these distinctions, the techniques have a general base parameter (Butler,
Miller, and Taylor 2002). The most common base is the capacity to store energy, that is, the total
electrical energy that the storage technique can accumulate (Levine et al. 2007). In this case, the
standard unit is the megawatt-hours (MWh) or the kilowatt-hours (kWh) for applications
consuming little energy (Levine et al. 2007. p. 132). The other common base parameter is the
power capacity, which refers to the greatest immediate production that the system of storing
energy can supply, and the common units of measurement are megawatts (MW) or Kilowatts
(kW) (Steffen and Weber 2013). Thus, to determine which of the methods is best, the efficiency
parameter must be considered in the calculations of a recoupment of the storage system at the
time of projection (Rehman Al-Hadhrami and Alam 2015).
The efficiency parameter indicates the total of electric power on the output within the
percentage from the device electric charges (Steffen and Weber 2013). It is also recommended to
consider the property of the quality of power, which is the capability of the storage approach to
transfer the required energy with the best quality that has no harmonics, spikes or any other
associated difficulties (Bin et al. 2014). There is also a “Round-Trip Efficiency” parameter that
was used to evaluate the effectiveness of the storage device. It indicates the efficiency in the
same way in which the efficiency property shows in the percentage of the quality of electric
power that is capable of being recovered from the electricity utilised to charge and discharge the
storage devices (Smith, SenSr, and KroposkiSr 2008). The other property is the response time
that indicates the duration which extends from the request and power storage output response
(Ribeiro et al. 2001). It is, therefore, crucial to implement energy storage using the best storage
techniques. Selecting the best alternative will be done by comparing the advantages and the
disadvantages of PHS and UPHES.
1.2. Problem Statement
The concept of energy storage is well developed but to some extent unexplored. Currently,
“Pumped hydroelectric storage (PHS) and Underground Pumped Hydroelectric Energy Storage
(UPHES)”, are considered as excellent technologies for storing energy for use in future when the
demand arises as the electricity industry is going through a series of transformations (Ramos,
Amaral, and Covas 2014 p. 1099). Identifying the advantages and disadvantages, how they work,
their applications, and future implications are essential in selecting which of the technologies of
storing electricity is the most effective (Kumar and Radhakrishna 2008). It is noted that different
countries prefer different storage technologies (Sankar et al. 2012 p. 213). Due to their
efficiency, there is a hard task of choosing the best technology for energy storage between the
two technologies.
Furthermore, these technologies in themselves are perfect for particular applications, but
again, no technology is ideal for every situation (Kumar and Radhakrishna 2008). The two
technologies have a large power range and installations, which further make it difficult to choose
between the two (Barnes and Levine 2011 p. 7). It is critical to note that the storage of energy is
capable of optimising the existing power generation and transmission infrastructures while at the
same time preventing costly upgrades (Lombardi, Vasquez, and Styczynski 2009). The
fluctuations of energy resources can alter their penetration onto the electricity networks or cause
power surges (Kumar and Radhakrishna 2008). Due to these fluctuations, it is critical to note that
the devices for storing energy have the advantage of managing the existing irregularities and,
therefore, support the implementation of energy resources (Ekman and Jensen 1146).
Additionally, considering the production of power, the energy storage devices can
enhance the overall quality of power and the reliability that is currently becoming essential for
the modern commercial applications (Smith, SenSr, and KroposkiSr 2008). The energy storage
devices can also minimise energy emissions by supporting the transitions to new and clean
storage technologies, which are environmentally friendly (Ess et al. 2012).
According to Eyer, Iannucci, and Corey (2004), for a long period, there have been many
impediments that have hindered the commercialisation of the energy storage devices. In most
instances, the benefits of energy storage are inconclusive, and the users often do not have the
knowledge about the benefits of energy storage when considering cost saving and the quality of
power (Eyer, Iannucci, and Corey 2004. p. 12). This condition is due to the higher capital costs
that are related to the energy storage technologies and the inadequate experience for the majority
of the stakeholders involved, such as the investors, the designers in the market, and transmission
system operators (Ingram 2009). To the extreme, there is also uncertainty as to who will pay for
the cost of storing energy (Crampes and Moreaux 2010 p. 325). Some of the stakeholders
consider the storage grid to be the infrastructure, particularly in markets in which energy storages
are mainly dispatched as grid assets (Denholm 2013).
Electrical energy storage technologies have indicated the ability to cope with some
essential features of electric energy, for instance, the hourly fluctuations in the demand and
pricing of electricity (Butler, Miller, and Taylor 2002). For a long time, energy storage
technologies have played three major roles (Yucekaya 2015 p. 46).
Firstly, they have been able to minimise the cost of electricity through the storage of
electricity accumulated during the off-peak seasons at the time when the prices are low, for
utilisation at times of peak seasons, when electricity would be bought at higher prices (Crampes
and Moreaux 2010 p. 326).
Secondly, in an attempt to enhance the reliability of electrical power supply, the electrical
storage systems have been able to support the user during the times when failures of power
network happen as a result of natural calamities (Levine et al. 2007).
Thirdly, they have been able to maintain and enhance the quality of power, the power
frequency, and voltages (Rehman Al-Hadhrami and Alam 2015). Thus, choosing the most
effective electricity storage technology will depend on which of the two technologies is more
efficient in terms of cost reduction, power reliability, power quality, frequency and the voltage
supplied through the system (Crampes and Moreaux 2010 p. 340).
The researcher noted that electricity is always consumed at the same time it is generated.
The implication is that a proper quantity of electricity must always be available to meet the
fluctuating demands (Poonpun and Jewell 2008). Any imbalance between the demand and
supply will in most cases, destroy the stability and the quality of the power supply, that is, the
voltage and the frequency of its transmission (Bradbury, Pratson, and Patiño-Echeverri 2014).
Again, the researcher noted that it is crucial to note that the places where electricity is produced
are often situated far away from the areas where it is consumed (Yucekaya 2015 p. 48). The
consumers and power generators are usually connected via power grids, thus forming a power
system (Denholm 2013). The researcher also found that in the emerging markets, in the on-grid
locations, the electrical energy storage technologies are anticipated to solve problems
encountered frequently, such as excess fluctuations of power and the unreliable supply of
electrical energy, associated with utilisation of great amounts of renewable energy.
The researcher, therefore, found it important to identify the most efficient storage
technology through comparing the advantages and disadvantages of PHS and UPHES. The study
focuses on the efficiencies and benefits of using the two electrical storage technologies. The
efficiencies are determined regarding the costs saved, the quality of power supplied by the
technology, the frequencies, and voltages released, and the reliability of the system to supply
electrical energy considering the fluctuating nature of electrical power supply (Poonpun and
Jewell 2008). In finding the best storage technology, the researcher investigated the efficiencies
of both the UPHES and the PHS.
While considering the two energy storage technologies, the researcher found that the
efficiency of PHES, which is a tried and tested energy storage technique, has presently reached
between 70% and 80% (Levine et al. 2007). Again, it is known that globally, PHES installation
upholds an estimate of 3% of power generation capacity (Robert 1933 p. 1). However, in most
instances, it is noted that PHES has been limited by geographic parameters (Levine et al. 2007).
The researcher needs to find the best alternative between UPHES and PHES electricity energy
storage technologies. Thus, some decision-making criteria has been deployed and evaluated to
find the best storage technology that can deal with the existing alternatives incorporated in such
decisions.
In this paper, the researcher used two methods to determine the solution to the current
problem of finding an alternative energy storage technology. These methods include Analytical
Hierarchy Process (AHP) and the Decision Tree Diagram (DTD) (Hobbs and Meier 2012). The
AHP methodology used six criteria that include output power characteristic of the technologies,
the needed space for installing the storage technology, the anticipated lifespan of the technology
during its operation, and the temperatures under which the technology operates (Zakeri and Syri
2015). These criteria were used along with the determined efficiency and the quality of power
transmitted by the two energy storage technologies.
On the other hand, the DTD used six similar criteria but expanded on them through
assigning particular ranges to them to create room for comparison (Hobbs and Meier 2012).
Assigning the ranges permits a higher level of user specificity, thus resulting into a more tailored
energy storage solution.
1.3. Objectives
The following general and specific objectives were the centres of this study. The
identified two methods for evaluating the selection criteria for energy storage technologies
helped the researcher to answer these research objectives.
General objective
The overall objective of this study was to select the best energy storage technology
between PHES and UPHES energy storage technologies through assessing their advantages and
disadvantages.
1.4. Specific objectives
1. To evaluate the available electrical energy storage techniques so as to identify the
present state of technologies and evaluate the more favourable alternative electrical energy
storage technology.
2. To determine the efficiency of UPHES and PHES so as to determine which of the
electrical energy storage technology is more preferable. .
3. To explore the current decision criteria used to select electrical energy storage
technologies.
4. To identify an appropriate model that can be utilised to arrive at the decision for
choosing electrical energy storage technology.
5. To determine the criteria against which the two technologies can be evaluated
depending on user requirements and select acceptable storage technology in forming part or
overall solution to the electrical energy storage technology.
1.5. Research questions
1. What are the available electrical energy storage techniques and present state of
alternative storage technologies that are more favourable?
2. How efficient are UPHES and PHES in their capabilities to store electrical energy for
use at a later time?
3. What are the current decision criteria used to select electrical energy storage
technologies?
4. Is there an appropriate model that can be used to arrive at the decision for selecting
electrical energy storage technologies?
5. What are the criteria against which the UPHES and PHES can be evaluated
considering the user requirements so as to select the best storage technology?
CHAPTER TWO: - LITERATURE REVIEW
2.1. Introduction
This section explores the working of UPHES and PHES storage technologies; the
research done on their application and their circumstances under which these methods are
suitable; and the current trends in their implementation.
2.2. Overview of the storage technologies and their implications
Recently, most countries around the world have experienced an increase in the need for
bulk electrical energy storage as a consequence of the increase in the adoption of renewable
energy resources (Levine et al. 2007). The adoption of the renewable energy resources has been
driven by the desire to eradicate the environmental impacts, energy shortage issues, the reduction
in the increasing costs of new power plants (Slocum 2010). There are many studies conducted to
identify and deploy the most suitable technology to help in solving these problems (Jackson et al.
1999). Consequently, there has been the need to store energy wastes from a series of industrial,
commercial or even domestic processes and reduce the energy losses to the minimum (Ku 1995).
With this regard, the storage of energy has attracted more attentions from scholars because of its
ability to minimise energy consumption, cost, and can also be utilised as an alternative energy
source (Zhou, Ang, and Poh 2006).
Notably, reliable and affordable electricity storage is a prerequisite for utilisation of
renewable energies in inaccessible localities, in the integration into the electric grid system and
the enhancement of any future decentralised supply of electricity system (Shiu and Lam 2004). It
is, therefore, noted that energy storage system has a critical role in the attempts to combine the
future, sustainable electricity supply with the standards of technical services. Thus, any delays in
the responses to electrical energy requirements and insufficient or excessive electricity levels are
not acceptable to the industrial, commercial or even private user as it may result in failures in
applications (Shiu and Lam 2004). Therefore, it is crucial to implement energy storage system
that matches energy requirements of the users.
When utility enterprises realised the essentials of the flexibility provided by the storage
technologies in electricity networks, there was the construction of the first central energy storage
station and a PHS facility that was put into usage in 1929 (Butler, Miller, and Taylor 2002).
Later, there was the subsequent advancement of the electrical energy supply industries with the
interest of economies of scale at larger central generation stations, considering their broad and
comprehensive transmissions and networks of distribution (Barnes and Levine 2011 p. 9). By
2005, over 200 PHS facilities were being used all over the world offering over 100GW of the
generation capacity (Mitchell and Mitchell Dell 2001). However, there is pressure from the
deregulation and environmental concern resulting to investing in major PHS systems falling off
(Zhou, Ang, and Poh 2006). Further, a pursuit in the practicality of applying electrical energy
storage systems is presently enjoying revitalisation. Revitalisation came as a result of worldwide
transformations in the utility regulatory environments, the ever-increasing dependency on
electricity industries, commercial and home utilisation, the quality of power matters, and the
growth of renewable new sources of electrical supply (Ginocchio, Parker, and Sewalk 2007).
Pumped storage hydro systems have become the most common type of utility-sized
electrical energy storage system (Deane, Gallachóir, and McKeogh 1293). Initially, these
systems were viable economically only because they replaced the most costly generating units
(Medina et al. 2014). It is also essential to take note that the demand for electrical power changes
throughout the day (Scieri, Miller, and Miller Richard 1984). There are some instances when
power demand is very high, in which case, if the power station fails to generate more power
immediately, there is a possibility of power cuts among the users connected to the same grid
(Rehman Al-Hadhrami and Alam 2015). Again, considering that most of the power people use is
generated by the fossil fuel power stations that take longer durations to crank to full power, it is
crucial to have a power storage facility that can store this energy whenever it is produced. It
should also keep on supplying power until the power stations can catch up (Ribeiro et al. 2001).
The implication here is that the storage facility must be one that has a faster response time.
2.3. Present status of energy storage
The motivation for producing and supplying clean energy around the world has become
considerably competitive as a result attempts to increase the efficiency, reduction in the emission
of the greenhouse gasses and promotion of clean and more sustainable energy production
(Yüksel 2010 p. 464). Many storage technologies have been used to help solve the problems of
energy storage. The commonly used storage technologies currently being employed include the
PHS and the UPHES, which have been deployed in the electricity grid (Denholm 2013). Thus, to
understand the energy storage situation of the world, it is essential to conduct a comparative
estimate of the presently installed capacities of the world’s energy storage projects presented in
the figure below:
Figure 1 Comparative estimation of currently installed energy capacities worldwide
Currently, the electricity transmission and the transport sectors are the possible fields in
which the energy storage systems can fully be implemented (Hadjipaschalis, Poullikkas, and
Efthimiou 2009 p. 1513). These energy storage systems (ESS) enhance the current power plants
while at the same time does not allow costly upgrades (Rehman Al-Hadhrami and Alam 2015).
They also act as regulators of the fluctuations of the electrical energy from the renewable energy
resources that has deterred their penetration of the market (Ingram 2009). Therefore, through the
use of the ESS, sources of renewable energy can be utilised to assist in the transition for new and
clean energy generation technologies (Mitchell and Mitchell Dell 2001). Although many factors
are hindering the commercialisation of these storage technologies, for instance, higher capital
costs and lack of experience (Scieri, Miller, and Miller Richard 1984). However, the utilisation
of the electricity storage technologies is predicted to increase shortly as renewable energy, and
the quality of power is considerably becoming critical (Slocum 2010).
Each technology has particular characteristics that make them suitable for specific
conditions (Ibrahim, Ilinca, and Perron 2008 p. 1226). The energy storage technology by
pumping is the most mature of all; it has been used since the twentieth century (Butler, Miller,
and Taylor 2002). It is based on storing energy through pumping of water from a river or lower
reservoir to an upper reservoir. The proper slope to be given between the two reservoirs so that
the technology is efficient must be at least 100 m (Olsen et al. 2015 p. 54). A series of
characteristics of different technologies relating to the energy storage technologies have allowed
them to be utilised for various applications depending on the particular parameters of the
applications (Jackson et al. 1999). These parameters include power and storage capacities,
response time, costs and the economies of scale, the lifetime monitoring and the control devices,
efficiency and the constraints involved in the operation (Poonpun and Jewell 2008). These
parameters assist in the determination of the most suitable type of storage technology to be used
(Zakeri and Syri 2015). It is noted that the ESSs have become important due to their capabilities
to increase the efficiency of the electricity used resulting from the production of an electricity
reserve (Jackson et al. 1999). In this study, the PHS and UPHES happen to be the best large
capacity energy storage technologies.
The PHS and the UPHES technologies depend on the availability of water reservoirs
(Martin 2011 p. 77). It is thus, crucial to take note that the most suitable kind of reservoir relies
on the characteristics of the site of construction, for instance, the topographical structure, the
composition of soil, and the local environmental regulation (Ginocchio, Parker, and Sewalk
2007). The commonly used reservoirs designs are in most cases, excavated, embankments, or a
joint of the two (Zhou, Ang, and Poh 2006). The excavated reservoirs are commonly used on flat
terrains while the embankments are commonly used with the sloping terrains (Jackson et al.
1999). In the aquifer UPHES storage technology, the water level in the surface reservoir usually
falls and rise frequently (Martin 2007 p. 77). The magnitude of the fall and rise depends on the
surface area and the reservoir’s volume with respect to the quantity of pumped or rejected waters
(Yüksel 2010 p. 467). However, as the surface area of the reservoir increase, the losses due to
evaporation also increase. Thus, the volume and the depth of the reservoir should always be
traded with the permitted water level changes (Jackson et al. 1999). It is also crucial to note that
while the UPHES does not consume any water during its operation, the owner of the reservoir
must possess exclusion water rights that will take into account any losses as a result of
evaporation or irrigation usages (Yüksel 2010 p. 468).
The cost of excavation of a reservoir can vary widely subject to the type of soil, size and
the rates of local labour and the economics (Medina et al. 2014). Further, a hydraulic interface,
which permits water to be pumped in and out of the reservoir is needed for an aquifer UPHES to
allow the installation of an underground or surface reservoir water piping and valves that
interface the reservoir to the well (Martin 2007 p. 77).
2.4. Merits of UPHES and PHS Over Other Storage Technologies
Flexibility
When compared to other storage technologies, the UPHES and the PHS prove to be more
flexible sources of electrical energy because the stations are capable of being ramped up and
down very quickly and efficiently to cope with the dynamic demands of energy (Tam,
Blomquist, and Kartsounes 1979 p. 330). The hydro turbines possess the start-up duration of an
order of just a few minutes. These storage facilities may take approximately 60 to 90 seconds to
develop a unit of cold start-up to full load that proves to be shorter than those of other storage
facilities such as gas turbines or even steam plants (Colarelli and Grunwald 2002 p. 7). In most
instances, the generation of power can be reduced quickly in case there is a surplus generation of
power.
To add to this, the hydroelectricity power stations have longer economic lives, as some
plants have been in service for over 50 to 100 years (Shiu and Lam 2004 p. 49). Additionally, the
costs of operation concerning labour are very low because the power projects are automated and
do not require many personnel on the site at the normal operational hours.
Suitable for Industrial Usage
In most cases, other storage technologies usually supply public electricity networks, and
may not be able to meet industrial application at the same time. However, most hydroelectric
power plants are built to serve both the public and some industrial applications. A key example is
a hydroelectric power plant constructed to offer substantial quantity of electrical energy that is
required for the electrolytic aluminium plants.
Lower costs of power
One of the greatest advantages of hydroelectricity over other technologies of electricity
storage is the eradication of the fuel costs. Once the hydro plant has been established, the
operation costs of the hydro station are unlikely to increase due to the increase in the costs of
fossil fuels like oil, coal or natural gas, as there is no need of imports. According to the Navigant
Consulting, Inc. 2010, the long lifespan implies that not only the costs are spread across the long
timeframe but it also takes into consideration that the equipment for generating power utilised at
the facility can operate for a longer duration without the need for major replacement or repairs.
Reduced Emission of CO2
Hydroelectric power projects do not burn fossil fuels, thus do not produce CO2 directly.
However, some CO2 is emitted during the construction of the power plant; the quantity released
cannot be compared to those released by other storage facilities such as those of fossil fuels that
fuel electricity generation and storage technologies.
Also, when compared to nuclear energy storage technology, hydroelectric projects do not
generate any nuclear waste and has none of the dangers related to nuclear leaks. When compared
to wind energy storage facilities, the load factor of a hydroelectricity power plant is more
predictable as it is capable of generating power whenever the need arise and can be frequently
varied and regulated to cope with the variations in the demand for power.
Other useful Purposes of the Reservoirs
During the construction of pumped hydroelectricity power plants, reservoirs are usually
created and often offer facilities for water sports and can also become tourist attraction sites,
which is an additional economic benefit to a country (Shiu and Lam 2004 p. 450). Other
reservoirs can be used to provide water for irrigation to support agricultural production as they
provide constant water supply. Additionally, larger hydroelectricity power plants reservoirs can
be used to control floods that would otherwise have a considerable effect on the people living in
the downstream of the plant.
2.5. Framework of storage facilities
The framework below shows the normal PHS system used more frequently and were
often classified as direct or indirect storage facilities. The former is noted to have few energy
changes, best energy efficiency, and few devices as compared to the latter (Olsen et al. 2015 p.
54). Overall, these storage devices must possess low discharge. The low discharge is due to the
storage in the short term and long term; higher efficiency; higher lifetime exposure to the
unforeseeable cyclic circumstances and be in a position to deliver electrical energy more or less
quickly as the demand changes. Additionally, the discharge is due to the wider operational
temperature ranges; lower maintenance costs and be regarded as non-pollutants (Poonpun and
Jewell 2008).
Figure 2 Classifications of storage technologies
2.6. The Need for Pumped and Underground Pumped Hydroelectric Energy Storage
The systems of energy storage are crucial because, in addition to allowing storage of
energy, the generation systems permit the integration of renewable energies into the electricity
grid. The major beneficiary of these storage systems is wind energy; storage solves most of the
problems associated with wind generation (Mitchell and Mitchell Dell 2001). The electrical
energy storage facilities are in high demand by the electricity-producing industries because
unlike other commodities in the commercial market, the conventional industries generating
electricity have little or no other storage facilities. Thus, with the availability of the storage
facilities, system planners would only need to construct sufficient generating capacities that
would meet the electricity demands as opposed to only the peak demands (Ku 1995). With this
brief explanation of the energy storage and with the help of the guide, extensive research can be
carried out with the need for storing energy through hydroelectric methods.
The real point of the benefit of Hydroelectricity is the disposal of the expense of fuel
(Mahlia et al. 2014 p. 532). Because of the unsteady geopolitics circumstance on the planet, the
costs of conventional fossil energises get to be vacillated (Poonpun and Jewell 2008). In the case
individuals use Hydroelectricity, no imports are required. As indicated by World Watch Institute
(2012), the conventional expense of electricity from a hydro project bigger than 10 megawatts is
$0.3 to $0.5 USD pennies for every kilowatt-hour. Again, the hydroelectric plants possess long
financial lives, with fewer projects still in administration for more than 50 to 100 years. The
work expenses of working the plant are low, as plants are mechanised and have a few staff
nearby with a specific end goal to screen the operation. Additionally, the storage facilities offer
considerable benefits such as load following, peak power, and standby reserves (Eyer, Iannucci,
and Corey 2004).
On the other hand, a crucial benefit of utilising Underground Pumped Hydroelectricity
Energy Storage is, it can decrease the outflow of carbon dioxide (CO2). A few individuals
asserted that CO2 is still created amid the assembling and development of the undertaking (Luo
et al. 2015). To add to this, a study led by European Commission (2005) expressed that
hydroelectricity delivers a minimal measure of greenhouse gasses and externality of any vitality.
In this manner, we may infer that Hydroelectricity is the cleanest vitality on the planet (Tong,
2010). There are however a few drawbacks of utilising Hydroelectricity. The primary hindrance
is that hydroelectric tasks can be problematic to encompassing amphibian biological systems
both upstream and downstream of the plant sites (Tietjen 2007). The era of hydroelectric force
changes the downstream environment (Zhou, Ang, and Poh 2006). Water leaving a turbine
contains next to no suspended silt, which can prompt scouring of informal stream lodging of
riverbanks (Yüksel 2010 p. 468).
The storage technologies occur in many forms for instance, electrical in the form of
batteries, mechanical in the form of flywheels, chemical energy in the form of hydrogen,
potential in the form of pumped hydroelectricity, and thermal in the form of phase change
materials (Farid et al. 2004). However, the economics of these storage facilities depend on their
capital costs and the price arbitrages (Eyer and Corey 2010). Thus, choosing the right electrical
energy storage facility that is more efficient and cost-effective is crucial for electricity generating
companies (Barnes and Levine 2011 p. 14).
In this dissertation, the emphasis was put on the two types of pumped-storage systems,
that is, the Conventional PHS and the UPHES systems as they are ideal for large energy storage
(Steffen 2012).
In short, the rationale for the electrical energy storage system is grounded on the ability
of the storage facility to provide a storage surplus of energy that would otherwise go to waste for
use in future (Kumar and Radhakrishna 2008). It would also help in arbitraging whenever the
storage occurs during the times of low energy prices, making energy to be discharged at times of
higher prices (Rehman Al-Hadhrami and Alam 2015). Thus, it would also provide the electricity
system services that help in the maintenance of the stability of the system such as load levelling
to assist in correcting the imbalances in the supply and demand of electricity (Connolly 2010).
Therefore, when properly designed and integrated into the electricity grid, the storage facilities
have the ability to smoothen the variability and enable the dispatch of electricity in the future
(Bradbury, Pratson, and Patiño-Echeverri 2014).
2.7. TYPES OF ENERGY STORAGES
2.7.1. Pumped Hydroelectric Storage (PHS)
Pumped hydroelectric energy storage (PHS) is known to be a more mature and the
biggest storage technology available. PHS refers to a kind of energy storage technology utilised
by the electrical power systems for balance load (Perich 2007). This technique stores electrical
energy as gravitational potential energy of pumped water from a lower raised reservoir to a
higher raised reservoir (Barnes and Levine 2011 p. 18). Pumped hydroelectric storage (PHS) is
viewed as one of the most developed storage technology for utility-scale electrical energy and
has been implemented commercially since the 1890s (Steffen 2012). PHS has been serving as a
stabiliser of the electric grid through shaving of peak, balancing load, regulation of frequency,
generation of the reserve (Perich 2007). It represents one of the oldest and large-scale energy
storage technologies (Barnes and Levine 2011 p. 29). Since the 2000s, there have been needs to
establish PHS devices all over the world (Van Dorp 2009). The need came as a result of the low-
carbon resources for electrical energy, for instance, the wind, nuclear, and solar resources are not
able to flexibly adjust their energy output to meet the demands of the fluctuating electrical
energy needs (Scieri, Miller, and Miller Richard 1984). Compared with any other storage
technology, the PHS has the largest storage capacity (Steffen and Weber 2013). According to
Inage (2009), Pumped Hydroelectric Storage is presented in the following ways, which include
the following:
Store it in hydrogen form
Geothermal
Flywheel
2.7.2. Flywheel Energy Storage (FES)
The operation of flywheels is not very complicated, but one that contains a certain
amount of mass, which rotates to hold kinetic energy (Siostrzonek, Piróg, and Baszyński 2008).
This type of storage technology has been used since the 1950s (Luo et al. 2015). The capacity of
a flywheel can be utilised as a standalone energy storage system accompanied with a distributed
generation asset or in certain instances, with a hybrid configuration of another medium of energy
storage facilities such as batteries (Mitchell and Mitchell Dell 2001). Additionally, the energy
stored through the acceleration of the rotor and the maintenance of the energy in the system at
very high speed is in the form of inertial energy (Graditi et al. 2014). Thus, considering the
speed, this storage technology can be disintegrated with high speed and low speed (Connolly
2010). The high-speed FES offers long term storage whereas the low capacities provide shorter
periods of energy storage (Siostrzonek, Piróg, and Baszyński 2008). The flywheel technology is
regarded as a perfect energy storage equipment because of its low maintenance costs, long
lifespan, and a higher efficiency that is free from discharge effects, environmentally friendly, a
wide range of operational temperature and can persist in harsh conditions (Siostrzonek, Piróg,
and Baszyński 2008). Also, the ability of the flywheels to attain rapid cyclic recharges and
discharges suit them in power quality applications (Luo et al. 2015).
2.7.3. Storage in form of Hydrogen
The energy hydrogen-based energy facilities are among the PHS promising storage
technologies that have experienced more attention (Schoenung 1999). Essentially, hydrogen is
known to be an energy vector implying that it has the potential of being used as a portable fuel at
the point of generation that can be decoupled with the point of utilisation (Mitchell and Mitchell
Dell 2001). It is important to note that hydrogen systems are distinct in comparison with other
storage facilities since they make use of two distinct processes during the course of charging and
discharge of the storage system (Schoenung 1999). The hydrogen storage and energy production
usually incorporate electrolyser units that separate water into hydrogen and oxygen by using
electricity (Yüksel 2010 p. 468).
Furthermore, the hydrogen that is compressed is stored in high-pressure tanks
(Schoenung 1999). The low costs involved in the hydrogen storage technology have the potential
of presenting the best option for the renewable energy integration (Connolly 2010).
2.7.4. Geothermal energy storage
Once again, larger storage volumes and longer storage duration can be accomplished
through storage of hot or cold water underground. In this storage technique, underground water
is usually obtained from the layer and later injected back at various temperatures at separate
localities. Under the thermal form of storage technology, even boreholes can be used to help in
storage and exchange of heat. Thermal energy storage is beneficial because of its lower costs, but
the losses are always increased considerably at higher energy densities while the materials to
maintain and tolerate repeated cycling to higher temperatures are unavailable.
Again, the thermal form of electrical energy storage systems can be utilised to raise the
flexibility within the storage system (Hasnain 1998). Unlike the hydrogen storage system, the
thermal system only joins the electricity and heat segments with each other (Hasnain 1998).
Therefore, through the introduction of a district heating into energy systems, the electrical energy
and heat may be offered from a similar storage system to systems of energy making use of
Combined Heat Power (CHP) facilities (Boyle, Everett, and Ramage 2003). Thus, bringing an
added flexibility to the system that allows large penetration of the recurrent renewable energy
resource (Barnes and Levine 2011 p. 36).
2.8. How PHS Operates
In the actual sense, the PHS facilities are not meant to generate electrical power, but
rather to store electricity to be quickly released when it is demanded (Alamri and Alamri 2009 p.
2). The operation of a PHS facility requires two reservoirs, in which one is placed at a high
altitude end and the other at a lower altitude (Luo et al. 2015). Typically, a PHS facility is
equipped with generators and pumps that connect the upper and lower reservoirs as shown in
figure 1. These pumps make minimum use of the electrical energy from the power at times of
off-peak to pump water from lower reservoirs to the upper reservoirs so as to store the electrical
energy (Lund et al. 2015). The production and pumping of electricity can be done either through
a single unit, reversible pumping turbines or separating the pumps and turbines (Scieri, Miller,
and Miller Richard 1984). The changes in mode occur between pumping and the generation of
electricity might happen within periods of minutes, and can go up to more than 40 times a day
(Mitchell and Mitchell Dell 2001).
It is crucial to note that the quantity of electrical energy that can be stored in the PHS
installations depend upon the volume capacities of upper reservoirs and the difference in the
altitude or “head” between the upper and the lower reservoirs (Robert 1933 p. 905). The lower
reservoir must be big enough to be able to fill the upper reservoir (Steffen and Weber 2013).
Thus, the energy that is in the upper reservoir is stored in the form of gravitational potential
electrical energy. The gravitational potential energy is proportionate to the altitude and the
water’s volume is represented by U=VgH; in this case, U represents the potential energy,
represents the water’s density given by 1,000 kg m-3 (Steffen and Weber 2013). V represents the
volume of water; g represents the acceleration as a result of gravity while H represents the
differences in heights between the lower and the upper reservoirs (Eyer and Corey 2010).
Also, it was noted that that the volume of the water is limited by the capacities of the
upper reservoir whereas H is assumed to be invariable (Steffen and Weber 2013). However, it
varies slightly when the upper reservoirs are emptied, while the lower reservoir is filled or vice-
versa, and to some extent, the height H is limited by geographical factors that must enable
smooth construction of the upper reservoir at considerably higher altitudes of 100m and above
(Medina et al. 2014).
On the other hand, the reservoirs must not be too far from each other to allow the
connection by a relatively shorter run of tunnels because a long tunnel run would prove to be
expensive to construct and would also be uneconomical as it would waste excessive energy via
the friction of the pipe (Yüksel 2010 p. 468). Therefore, the normal requirement of a
conventional PHS facility installation is an area where it is possible to build large reservoirs
separated by steep slopes of more than 100m in height from naturally or constructed lower body
of water (Barnes and Levine 2011 p. 38). It implies that water must be available in large
quantities, and the area should not encroach on protected lands (Yüksel 2010 pp. 469).
During the peak hours, water is allowed to flow from the upper reservoirs to help in the
generation of power at higher prices (Mitchell and Mitchell Dell 2001). At times when electricity
is required on the electricity grid to meet the increasing demand for electricity by the users, the
water that was initially pumped into the upper reservoir is allowed to flow back down via the
turbines that power the generators to establish electricity. The electricity is then fed back into the
electric grid (Barnes and Levine 2011 p. 55). However, the losses of electrical energy during the
process of pumping makes the PHS facility a net consumer of electric power in general, but the
system can increase the revenues through selling more electrical power during peak periods, at
the time when the prices are higher (Bradbury, Pratson, and Patiño-Echeverri 2014).
Notably, a PHS facility has 200-300 m of hydraulic head. Again, it is important to note
that there are two types of PHS facilities (Wilson, McGregor, and Hall 2010). These include pure
PHS facility, which is also known as off-stream, and it wholesomely depends on the water that
was initially pumped into the upper reservoir to act as the source of energy (Steffen 2012). This
type of PHS is in other instances known as closed-loop system. However, in some instances,
others may use the term closed-loop system to refer to a system that is entirely separated from
the natural ecosystem. For instance, the U.S. Federal Energy Regulatory Commission defines the
system as a project that is not constantly connected to any natural flowing waters. A model of the
PHS is shown in the figure below.
Figure 3Typical design of PHS facility
The second type of PHS facility is the combined, hybrid, which is also referred to as
pump-back, and uses both the natural stream flow water and pumped water in the generation of
power (Steffen 2012). The figure below represents the conventional PHS facility constructed
along a river.
Conventionally, PHS may use an open sea as the lower reservoir as it is applicable in
areas which are geologically appropriate, that is, areas that have high-elevation differences
(Barin et al. 2009a). In some instances, it can be expensive to construct a PHS facility because of
the absence of a natural vertical difference, and thus an artificial vertical difference must be
constructed (Uddin 2003 p. 335). There are also variations in the conventional PHS based on the
utilisation of an adjustable or a variable-speed turbine (Ku 1995). The adjustable-speed PHS
plant is usually constructed based on turbine and motor generator, which operates over the range
of a rotation speed, which is 10% efficiency beyond and below the nominal efficiency (Gulliver
and Arndt 1991). The speed variation is normally attained through the utilisation of a solid rotor
with three-phase winding, which can then be driven at variable frequencies (Luo et al. 2015).
Here, a cyclo-converter transforms the AC power into recommended frequencies through AC-
DC-AC converter (Farid et al. 2004).
Further, the stator in a normal PHS plant is connected directly to a three-phase bus that is
energised at line frequencies (Carrara and Marangoni 2014). The nominal +10% change in the
rotation frequency significantly impacts the performance of the facility (Farid et al. 2004). A
20% variation in the velocity of rotation translates into a 50% change in the output of power
since the mass flow is also associated with the third power of the speed of the rotation. The
adjustable-speed PHS plants have many benefits (Eyer, Iannucci, and Corey 2004). They do not
require pony motors to start the pumping of water; the synchronous power operations extend to a
wider range than for the normal turbines, ranging from approximately 70% to a full power
capacity (Barin et al. 2009a). Again, the changing rate of the output of power is driven by a mass
flow that is associated with the third power of the speed of rotation (Luo et al. 2015).
Additionally, the full output of power can be successfully delivered from water-variance of a
factor of two (Ess et al. 2012).
Furthermore, the speed of rotation is capable of being adjusted to avoid resonances within
the facility and cavitation modes occurring in the water flow, thus resulting in a longer lifespan
and reduced maintenance (Denholm 2013). There is also a higher level of the overall efficiency
that can go as high as 0.3 enhancements on an annual basis (Zakeri and Syri 2015). Currently,
PHS systems are the largest-capacity type of power grid energy storage technology at present
and represents more than 99% of the bulk of the energy storage capacity in the world (Steffen
and Weber 2013). This capacity represents approximately 127GW and spread all over the world
in more than 300 installations (Robert 1933 p. 910).
2.8.1. Underground Pumped Hydroelectric Energy Storage
Currently, the German Scientists and engineers are working on the feasibility of a
particular type of PHS storage facility known as Underground Pumped Hydroelectricity in which
coal or salt mines are acting as the lower reservoirs (Allen, Doherty, and Kannberg 1984). This
storage facility makes use of similar methods of operation as a normal PHS facility. The only
difference between the PHS and the UPHES comes in handy concerning the location of the
reservoirs (Connolly and MacLaughlin 2010).
Again, under PHS, correct geological formations and suitable fields are essential factors
in the construction of a PHS facility (Gulliver and Arndt 1991). However, the UPHES storage
facility can be constructed on a flat terrain depending on the accessibility and availability of the
underground water reservoir deep underneath the surface; and the availability of an upper
reservoir on the ground levels (Allen, Doherty, and Kannberg 1984).
During the construction of a UPHES, there are large capital costs involved that depend on
the local topographical and the direct environmental damages that act as the major challenge of
the UPHES plant (Perich 2007). The UPHES is intended to reduce the environmental impact
because many of the interventions would be installed underground (Oberhofer and Meisen
2012). Thus, depending on conditions, the upper reservoir might be built in the caverns levels
(Allen, Doherty, and Kannberg 1984). It can be viewed as the solution to the energy storage
crisis. However, the practicality of the design and the actual construction of bigger UPHES poses
as a challenge (Yang and Jackson 2011 p. 8340). Small UPHES might be easily built,
particularly in the case where the prevailing underground and surface waters can be utilised
(Tietjen 2007). To date, there is no large UPHES storage facility that has ever been installed and
put into use levels (Allen, Doherty, and Kannberg 1984). Thus, it is essential to take into
consideration the design of the UPHES systems, including both the small and the large ones. The
figure below shows the design of a UPHES storage facility.
Figure 4 An Estimate proposed size of a desirable UPHES System
The proposed UPHES is considered the most suitable large energy storage system that
can eradicate the problems encountered with the PHS installations (Barin et al. 2009a). The
reliance on the surface topological structure is alleviated, even though the suitable underground
geological structure is a requisite for the construction of the UPHES plant levels (Allen, Doherty,
and Kannberg 1984). The underground system possesses vertical water flow paths that
significantly decreases losses that are related to the transverse water flows (Ess et al. 2012).
Additionally, the environmental impact of the UPHES is minimal as compared to those of the
conventional pumped hydroelectricity since only a single surface reservoir is needed (Perich
2007). Again, the UPHES eradicates new river dams and the big powerhouse on the surface as
opposed to the PHS while minimising the wildlife habitat interference as well as reducing the
noise during the generation of power (Gulliver and Arndt 1991).
Additionally, considering the economic cost of constructing the facility, it is noted that
the operation of a UPHES plant relies on the excavation of the deep shaft that demands
surprisingly little investment costs (Fertig 2014). This circumstance is due to the lower
excavation per storage capacity as compared to PHS facility and is also highly automated
(Steffen and Weber 2013).
Figure 5 Typical Design of UPHES facility
2.9. The Description and Operation of the UPHES
The UPHES requires a surface water reservoir that will contain the water that will be
pumped up from the aquifer until all of it is used (Martin 2007 p. 77). This water that is pumped
and held at the surface acts as the stored potential energy concerning the aquifer (Martin 2007 p.
77). This stored energy can be converted into electricity through the turbine generators or in
some instances being partially allocated to other uses for instance in agriculture (Connolly and
MacLaughlin 2010). The UPHES being an adaptation of the conventionally surface-pumped
hydroelectricity, which utilises underground water structure as the lower reservoirs (Perich
2007). The lower reservoir is the core of the UPHES and can be excavated from geological rocks
located at different depths or sometimes it can tap the prevailing aquifer or any naturally existing
underground water structures levels (Allen, Doherty, and Kannberg 1984). The UPHES can be
classified as small with roughly 10kW to 0.5 MW and large with approximately 0.5MW to 3000
MW installations (Robert 1933 p. 921). It is important to note that the large systems are usually
the ones targeted to mitigate the changes in loads of primary urban centres to enable the variable
renewable energy to become more consistent (Slocum 2010). The UPHES have installations
ranging between 1000MW and 3000MW that are regarded the most economical scale that is
based on the varying load supplied to consumers by the conventional plants fired by coal
(Oberhofer and Meisen 2012).
The small UPHES installations usually serve single users, smaller communities, the
agricultural sector or even industrial operations levels (Allen, Doherty, and Kannberg 1984).
These installations can make use of the existing underground water structures and consume no
net water except the water loss through evaporation (Barin et al. 2009a). However, optimising
the smaller UPHES installations requires considerations or costs of electricity, the formations of
the geological structure, and the characteristics of the water table, the available infrastructures,
the load user profile, and the accessibility and availability of the renewable energy sources
(Lombardi, Vasquez, and Styczynski 2009).
The underground aquifer pumped hydroelectricity storage technology is normally
designed for the storage of electrical energy as gravitational potential energy in the separated
water from surface reservoirs and subterranean aquifers levels (Allen, Doherty, and
Kannberg1984). The energy storage is managed through the pumping of water from the
underground sources into the surface reservoirs for energy storage (Barin et al. 2009a). The
stored energy is later on recovered through the release of the surface stored water back to the
initial water source via turbines that generate electricity (Scieri, Miller, and Miller Richard
1984). The UPHES storage system is found most suitable when utilised in tandem with a
variable renewable energy source, for instance, the wind and the solar photo voltaic since energy
acts as a buffer to the variable output and can be relied upon to supply an on-demand power for
the user loads (Becker et al. 1999).
2.9.1. The Design of the UPHES Facility
Conventionally, larger systems require the excavation of lower reservoirs from the
suitable geological strata. In most cases, it is suggested that hard rock, for instance, granite can
act as lower reservoirs bed for suitable structural characteristics for installation (Olsen et al. 2015
p. 56). Also, the solution mining that establishes larger underground caverns has also been seen
as a possibility of creating the UPHES facility (Olsen et al. 2015 p. 57). About its construction, a
larger lower reservoir would be excavated in a network of extruded, narrow caverns as opposed
to a single larger cavern (Becker et al. 1999).
The accessibility, availability and the ability of the water turbines and pumps, which have
the capability of operating at extremely higher pressures, are critical as they determine the
decision of how deep the lower reservoir can be built (Gulliver and Arndt 1991). Additionally,
designing a trade-off for the depth of the reservoir must be taken into consideration since as the
depth increases; the water volume that is required to generate a similar amount of power
diminishes (Scieri, Miller, and Miller Richard 1984).
Then again, larger UPHES require that the main power stations to be situated below the
lower reservoirs to alleviate cavitation challenges, which could lower the lifespan of the UPHES
storage device (Smith, SenSr, and KroposkiSr 2008). Additionally, the underground power
stations call for a safer personnel access to considerable depths beneath the surface of the earth
(Ramos, Amaral, and Covas 2014 p. 1099). However, there are major barriers to the
implementation of a UPHES facility, which include difficulties in the excavation of a large scale
UPHES, lack of stable water reservoirs located at considerable depths below the earth’s surface,
presumably from the hard subterranean rock (Connolly and MacLaughlin 2010). The UPHES is
environment-friendly because the underground power station is not an amenable location for the
settlement of humans and thus, is remotely operated (Becker et al. 1999).
Under UPHES, an essential parameter for optimising the design includes the hydraulic
head, the flow capacity, and the electrical efficiency of the system (Lombardi, Vasquez, and
Styczynski 2009). However, the parameter of interest, in this case, is the flow capacity, that is,
the flow that can be re-injected into the aquifer, and not the flow that can be pumped out or
produced from the system (Martin 2007 p. 77). It is crucial to note that the core of the aquifer of
a UPHES system is an integrated pump turbine and motor generator unit (Connolly 2010). This
unit plays the role of pumping water utilising electrical energy and generates electricity from the
water power (Scieri, Miller, and Miller Richard 1984). This kind of integrated equipment exists
commercially for the larger UPHES installations and in most cases, deploys the Francis reaction
type of turbines combined with asynchronous AC electric device (Allen, Doherty, and Kannberg
1984).
On the other hand, a unit size and design for a conventional UPHES system is not
currently available commercially (Scott 1977 p. 21). Thus, an option designed for the aquifer
UPHES pump turbines involved the utilisation of a standard centrifugal or vertical turbines well
pumps in the forward directions for the pumping and reverse for the operation of the turbines
(Martin 2007 p. 77). In many instances, the motor centrifugal pumps are mostly utilised to pump
water. They exist in submerged or in non-submerged designs having a wide range of available
head ratings, flow rating, and the power rating for the versions available commercially
(Hadjipaschalis, Poullikkas, and Efthimiou 2009 p. 1522). The units are usually centrifugal or
vertically designed turbines that are integrated with AC induction motors (Connolly 2010).
CHAPTER THREE: - METHODOLOGY
This section explores the methods of determining the effectiveness of a pumped electricity
storage facility through determination of the parameters of energy storage devices. The methods
involve the determination of the efficiency, response time, Round-Trip efficiency, energy
capacity and power capacities.
3.1. Power capacity
The power capacity of a storage facility is the maximum instantaneous output the plant
can generate, and the measurement is kilowatts (kW) or megawatts (MW). A conventional
storage device should, at least, possess a power capacity ranging from 1kW to hundreds of
megawatts and a capacity of storage of a proximately 1 to 3 hours (Smith, SenSr, and KroposkiSr
2008). Additionally, a storage facility that is utilised with a renewable energy technology should
possess a power capacity that ranges from 10 kW to 100MW, perfect recycling abilities and a
greater lifetime of 100 to 1,000 cycles annually(Steffen and Weber 2013).
The capacity of power is also a function of the rate of flow and the hydraulic head,
whereas the storage capacity is a function of the volume of the reservoir and the hydraulic head.
Therefore, calculating the output of power of PHS storage facilities require that the following
relation is utilised:
Pc = gQHn
In which case:
PC = power capacity measured in Watts (W)
ρ = mass density of water measured in kg/m3
g = acceleration as a result of gravity in m/s2
Q = discharge through the turbines as measured in m3/s
H = effective head measured in m
n = efficiency of the facility
3.2. Storage capacity
The storage capacity is a term referring to the amount of energy that is available in the
storage devices after the completion of charging cycles. The storage capacity is measured
regarding the total energy that is kept in the storage capacity. The energy that is stored by the
UPHES must be higher than the useful energy at a given point of operation.
The following relationship provides the storage capacity of the PHS:
Whereby:
SC = represents the storage capacity in megawatt-hours (MWh)
V = the volume of water that is must be drained and filled every day in m3
ρ = mass density of water in kg/m3
g = acceleration due to gravity in m/s2
H = effective head in m
n = efficiency
3.3. Round-Trip Efficiency
From the above relationships, it is clear that the storage and power capacities depend on
the volume and the hydraulic head of the reservoirs. The round-trip efficiency is given by = c.
d, where c represents the charging efficiency that is, the efficiency with which electrical energy
that is received by the PHS facility is converted to potential energy in the upper reservoir of a
PHS, and d represents the efficiency of the discharge (Eyer and Corey 2010). In some instances,
the round-trip can be calculated as follows. ¿EoE1 , where is represented the round-trip
efficiency, Eo represents the output of electricity in kWh and E1 is the electricity input also
measured in kWh. Overall, it is also critical to take note that all the parameters except the
efficiency parameter deviate from -30% to +30% accounting for the uncertainties in resources of
data (Center 2009). The changes in efficiencies are limited to 10% because any increase beyond
this value would result in some technologies having more than 100% efficiencies, and this is not
practically possible (Sunderkötter and Weber 2012).
3.4. NEplan Simulation.
Neplan is a power systems analysus software used in by professional and engineers to
simulate a design or a network before it is been incorporate to the real life experience, it is
simply refer to as a powers system analysis, they software or program can be used to quickly to
resolution, as well as used to decide the non-linear RC prolblems
, they were used to quickly solve the non-linear load flow problem and calculate short circuit currents, but their use has been extended to many other areas such as power system stability, protection and coordination, contingency / reliability, economic modelling, etc.
This article provides a list of the most common software packages used for power systems analysis, and surveys both commercial and non-commercial software (listed in alphabetical order by vendor name).
3.4. AHP Analysis
The AHP analysis was proposed by Saaty and is based on a pair wise comparison (Saaty
1990). It makes use of a subjective assessment of the relative significance that is changed into a
series of the overall score or weight, thus making classification of the structure of the issue under
consideration in a hierarchical manner (Graditi et al. 2014). The utilisation of an AHP as the only
decision supporting tool could become a problem mainly because the technique might, in some
instances, overlook the association that exists between the values and the adjustments
(Diakoulaki and Karangelis 2007). The AHP method uses the consistency index to determine the
consistency ratio because it does not allow the acceptance of priorities in case the levels of
inconsistency are high (Zhaoyu, Shengzhu, and Hong 2010). A consistency ratio of 0.10 or
below is accepted meaning that the consistency is regarded as a b issue of concern if the
consistency ratio goes beyond 0.1, and in such a case, the pair wise comparison must be
reassessed (Diakoulaki and Karangelis 2007). However, it is important to note that before AHP
is applied, one should choose the criteria and the alternative to be included in the hierarchy
(Kintner-Meyer et al. 2012).
Additionally, it is important to take consideration of the real database for a particular case
considered in the analysis (Hobbs and Meier 2012). Again, the criteria and the alternatives may
be then utilised to build the pair wise comparison matrix (Barin et al. 2011). Thus, the weights of
the criteria must be approximated, and it is performed through the measurement of AHP, basing
on the Saaty’s theory (Diakoulaki and Karangelis 2007). In this case, the alternatives are the
various storage technologies under consideration (Saaty 1990).
According to Saaty (1990), the criteria for comparison are listed in the table below.
Table 1 AHP Comparison Criteria
Weight Comparisons Explanation1 Equal Two activities contribute equally to the objective to be achieved.
3 Moderate (weak)
Experience and judgment slightly favour one activity over another activity.
5 Essential (strong)
Experience and judgment strongly favour one activity over another
7 Very strong An activity is favoured very strongly over another; its dominance demonstrated in practice.
9 Absolute (extreme)
The evidence favouring one activity over another is of the highest possible order of affirmation.
The AHP method is always used to determine the flexibility of the storage facility for the
smart grid operation (Denholm 2013). The normal reserve sources have different characteristics
and distinct natures (Lund et al. 2015). It therefore means that, determining the best alternative
storage system requires that, the flexibility index of the system must be measured to assess the
appropriateness of the system in converting CPV power shortages (Kintner-Meyer et al. 2012).
Notably, the flexibility of the technologies for storage vary concerning the unlike aspects. Some
storage systems may be used to follow the changes in power in CPV power (Zhaoyu, Shengzhu,
and Hong 2010). Other systems may be used to smoothen power fluctuations in small durations
while enhancing the quality of power of the storage system. Therefore, the AHP diagram will be
used to design the flexibility metric tool of the storage systems (Lund et al. 2015). It should be
noted that each criteria source of flexibility has weights, which share the flexibility index that is
proposed (Barin et al. 2011). The proposed flexibility tool ranks all the alternatives from the
most flexible to the least flexible system for the real-time operations (Zhaoyu, Shengzhu, and
Hong 2010).
The AHP in measuring the flexibility of the storage facility is constructed while
considering criteria, which have their own flexibility measurements (Hobbs and Meier 2012).
While making the decision of determining the criteria according to their impact on flexibility,
Saaty (1990) states the choices must be decomposed into the steps below.
• Defining the problem and finding the available specification that is known and
building the hierarchy's structure from the objective through the main criteria so as to
lower the alternates’ levels.
• Constructing a set pair wise comparison matrices while considering each criterion as
well as considering each criterion to the main goal.
• Using the priorities to weigh each of the alternatives and each criterion.
• Ranking the alternatives concerning the goal to assess up on the existing alternatives
and their weights.
3.4. Decision Tree Diagrams
The Decision Tree Diagrams (DTD) have played the role of addressing the differences
between energy-related needs in the field while making sure no single energy technology is
recommendable for use in all humanitarian settings (Diakoulaki and Karangelis 2007).
Therefore, these diagrams represent a vivid means of assessing which factors influence the
choice of energy storage strategy for individual contexts, based on a simple reaction to a series of
questions about the local priorities, accessibility, availability and many other related factors
(Fertig 2014). This method recognizes that many contexts might demand more than one type of
energy storage technology, particularly over the long term period. Thus, recognising that the
short-term and the long-term energy strategies could, by necessity, distinguish that the diagrams
cover two phases include acute emergency and the protracted settings (Farid et al. 2004). The
protracted settings Diagram is meant for every field-based stakeholder having the role of
determining long-term energy strategies, and because of that, offers guidance on the inter-
linkages between various considerations and the cross-sectoral of every strategy.
3.5. Analysis
Table 2 Criterion for selecting Power Quality
Criterion Criterion of Power Quality—C.R. = 0.0399
UPHES PHS H2 FLY
UPHES 1.00 1.00 0.14 0.20 0.20PHS 1.00 1.00 0.14 0.14 0.20H2 7.00 7.00 1.00 1.00 3.00FLY 5.00 7.00 1.00 1.00 3.0
The table above shows the consistency ratios determined through the simulation of the
AHP techniques as considered for each and every power capacity measurements. As suggested
by Saaty, the outcomes of consistency ratio must be below 0.1 (Saaty 1990). The relative weight
is calculated by summing the data from each column. Every individual data of the capacity of
power measurement is further dived by the summation of the column where the data is inserted.
The storage alternatives above are subjected to the following qualitative criteria.
• Power quality (PQ)
• Storage capacity (SC)
• Round-Trip efficiency (RTE)
• Power capacity (PC)
• Response time (RT)
• Cost of constructing the technology
Table 3 Storage Alternatives Subjected to Fuzzy Logic
RTE
PC SC COST
RT PQ RW
RTE 1.00
1.00
3.00
7.00 5.00
0.33
0.20
PC 1.00
1.00
3.00
7.00 5.00
0.33
0.20
SC 0.33
0.33
1.00
3.00 3.00
0.14
0.08
COST
0.14
0.14
0.33
1.00 0.33
0.11
0.03
RT 0.20
0.20
0.33
3.00 1.00
0.14
0.05
PQ 3.00
3.00
7.00
9.00 7.00
1.00
0.44
3.6. Classification of the storage technologies in AHP
Table 4 Classification of Storage Technologies in AHP
Scenario. Classification in AHP—power qualityRTE LM TM COST PQ RW CL
UPHES 0.01 0.02 0.02 0.00 0.00 0.057 3rd
PHS 0.01 0.02 0.02 0.00 0.00 0.055 4th
H2 0.00 0.05 0.00 0.00 0.00 0.148 2nd
FLY 0.04 0.01 0.02 0.01 0.01 0.167 1st
The above table shows clearly the rankings of the storage technologies, with UPHES
ranked above PHS. This classification also made use of Fuzzy Logic. The Fuzzy logic was first
brought up by Zadeh Fuzzy and is regarded among the most effective methodologies that
incorporate many fields of appliances (Barin et al. 2009b). The testing of Fuzzy logic is done
under multi-rule based decisions that incorporate a collection of item propositions under
consideration (Diakoulaki and Karangelis 2007). There is a system known as Mamdani fuzzy
system that basically accept numbers as inputs while translating the input numbers into linguistic
terminologies, for instance, low, medium, and high (Barin et al. 2009b). The Fuzzy logic leads to
the ultimate ranking of the technologies as indicated in the table above.
Table 5 Ranking of storage Alternatives using Fuzzy Logic and Classification Criteria
Criteria
UPHES
PHS
H2 FLY
RTE 85 80 55 90Costs 450 75
012
0040
0SC 0.65 0.6
00.8
00.4
0PC 0.85 0.8
50.5
00.8
0
RT 0.55 0.75
0.80
0.90
PQ 0.40 0.40
0.85
0.80
From the table above, the AHP analysis puts the UPHES as the best storage alternative
considering its performance and characteristics. The Round-Trip efficiency of UHPES is greater
than that of the PHS system. Even though PHS has the greatest reaction time between the two,
the UPHES are still preferable because their costs are low, and the storage and power capacities
are much higher than those of PHS Systems (Center 2009). However, in case one would want the
technology with the greatest RTE, RT, and PQ, one would go for the Flywheel (FLY) followed
by the hydrogen (H2) storage technologies.
3.7. Decision Tree Diagram for selecting the best storage technology
From the decision tree diagram, the following framework was established to determine
the storage technology with the most desirable performance features.
Figure 6 Decision Tree Diagram for Selecting Best Storage Technology
The Decision Tree Diagram analyses the sustainability and acceptability of the UPHES as
compared to other storage technologies. Before selecting any technology, it is important to assess
all available technology and make a comparison. The comparison then narrows down to the two
technologies under consideration (Kintner-Meyer et al. 2012). The Tree Diagram clearly
evaluates the procedures to implement a preferable technology between the two technologies
under consideration. While constructing the storage technology, the environmental laws and
regulations in place must be respected (Zhou, Ang, and Poh 2006). The technology with the least
environmental impact will not encounter much resistance as compared to the one that greatly
affects the environment (Ginocchio, Parker, and Sewalk 2007). From the tree diagram, UPHES
is favoured because it affects the environment the least.
Furthermore, UPHES can be built easily because only the upper reservoir needs to be
built in instances where there are no upper natural reservoirs such as dams (Van Dorp 2009). The
UPHES are also found good because conducting safety and awareness is not easy.
CHAPTER FOUR: - RESULTS AND DISCUSSION
This section involves an in-depth study of the operation, benefits, merits and the demerits
of each technology and ending with a concluding remark about the reliability of the technologies
and the most favourable alternative to large energy storage.
4.1. Efficiency of PHS
PHS’s efficiency varies considerably as a result of the long technological history and
long lifespan of the facility (Zakeri and Syri 2015). The Round-Tip Efficiency (RTE) of the PHS
facility that is, the electricity that is generated divided by the electricity that is used for pumping
water, which has an older design might be below 60% whereas the state-of-the-art PHS systems
could attain beyond 80% efficiency (Scieri, Miller, and Miller Richard 1984). It is important to
note that a hydroelectric power needs a considerably larger volume of water to generate electrical
energy (Van Dorp 2009). Thus, Schoenung and Hassenzahl (2002) came up with the following
equation that relates the water’s volume V, in cubic metres; the energy stored E, in Kwh; and the
average head that drives a turbine h, in metres. It further assumes an efficiency level of 0.90
when converting energy to produce electricity. The equation is as follows:
V (m3) ≈ 400 * (E (kWh)/h (m))
Therefore, making use of the relationship, a reservoir having an approximate of 1 metre
in diameter, and an average of 200 metres, and having enough water to produce 10,00 MWh, can
then be filled up to a 25 metres depth. However, since these installations are large, they demand
a considerably intensive planning while considering the environmental and other related permits
to allow their installations (Zhou, Ang, and Poh 2006). It is essential to take note that the
efficiency of any storage facility is evaluated from the ratio between the energy released and the
energy stored.
4.2. Power and Storage Capacity of PHS
Presently, there is more than 90 GW in more than 240 PHS energy facilities worldwide
that are equivalent to approximately 3% of the generating capacity of the world. Any single PHS
facility’s capacity varies from the range of 30 MW to 4,000MW of the electrical energy that is
stored. The power capacities of PHS facilities represent the function rate of flow and the
hydraulic head, at the same time the stored energy becomes a function of the volume of the
reservoir and the hydraulic head. Notably, both the storage and power capacities depend on the
head and the volume of the reservoirs.
Additionally, the PHS facility must always be designed with the greatest possible
hydraulic head as opposed to a larger upper reservoir. The implication is that constructing the
PHS facility with a larger hydraulic head and smaller reservoirs are less expensive, considering a
facility of an equivalent capacity that has a smaller hydraulic head and larger reservoirs. This fact
relates to the nature of the smaller size of the storage device, pumps and the turbines including
the piping and the lower amount of materials that have to be eliminated to pave the way for the
reservoirs (Smith, SenSr, and KroposkiSr 2008).
Currently, Japan has installed the largest PHS facility with the highest capacity
worldwide, followed by the China and the USA. The table below shows the installations of the
PHS capacities of the major nations around the world.
Table 6 Storage Capacities for Major countries in the World
Country Installed PHS Capacity /(MW)Japan 27 438China 21 545USA 20 858Italy 7 071Korea, South 4 700United Kingdom 2 828Switzerland 2 687Taiwan 2 608Australia 2 542Poland 1 745Portugal 1 592South Africa 1 580Thailand 1 391Belgium 1 307Russia 1 246Czech Republic 1 145Luxembourg 1 096Bulgaria 1 052Iran 1 040Slovakia 1 017Argentina 974Norway 967Ukraine 905Lithuania 900Philippines 709Greece 699Serbia 614Morocco 465Ireland 292Croatia 282Slovenia 185Canada 174Romania 53Chile 31Brazil 20
4.3. Round-Trip of PHS
The efficiency of a PHS is dependent on the pump, turbine, motor and generator
efficiencies including the rates of evaporation. In most instances, the PHS have a round-trip
efficiency ranging between 65% and 75%, even though the round-trip efficiency of an improved
pump and high heads can achieve an efficiency of up to 76%. For instance, the Tianhuangping
pumped storage facility in China, located 175km from Shanghai, is one of the largest PHS
systems in Asia. The upper and the lower reservoirs are separated by a 560m, and each reservoir
can store up to 8 million cubic metres of water. The installation installed in 2001 has the
capability of producing 1.8GW while operating at 70% round-trip efficiency. There are also
other storage facilities of similar installations in other parts of the world.
4.4. Efficiency of UPHES
The operational efficiency of an aquifer UPHES storage technology is an essential
measure of how feasible the system is during its operation (Martin 2007 p. 77). A first order
efficiency of the turbine of a centrifugal pump is that it is similar to the efficiency of the pump.
Even though it was initially designed as a pump, a centrifugal pump has the capability of
operating in the reverse as a turbine at certain efficiencies ranging from 65% to 85%. This
methodology is proposed as the preferable option for the aquifer UPHES scenario since it makes
use of the existing technologies, is available commercially, and also represents a low-cost
problem-solving the solution (Schainker 2004 p. 2315). However, because of the difficulties
involved in predicting the performance of a particular centrifugal pump, testing the performance
is mandatory to characterise the capacity of the flow, the velocity of water range, and efficiency
of the turbine. The following figure shows the approximated UPHES system and component
efficiencies of a proposed UPHES facility in the UK.
Table 7 Power Capacity of a proposed UPHES Storage System
Component Low Target HighPumpingVFD pumping drive 94 95 97Power drive 96 98 99Motor 94 96 97Pump 60 70 75Pipe friction 96 97 98Total 49 61 68
GeneratingPipe friction 96 97 98Trurbine 70 80 85Generator 93 95 96Rectifier 95 97 98Inverter 94 96 97Total 56 69 76Round-trip efficiency 27 42 52
Efficiency (%)
In the above table, the turbine or the pump is seen to have the most impact on the UPHES
system’s efficiency. The electrical system components, which include the motor generators, have
considerably higher efficiencies. It is important to note that the Round-trip efficiency does not
impact the aquifer UPHES, and thus, is not a figure of consideration. However, the operational
turbine efficiency must always be considered since at the time of pumping the water, the energy
that would otherwise be unutilised is made use of for pumping the water. Thus, the cycle of
pumping can be viewed as free, and the cycle of generation can be considered as the efficiency
of merit for the aquifer UPHES system.
From the AHP, it was noted that in case the design for UPHES is followed correctly, and
then the UPHES would be a preferable option for the storage of renewable energy sources. The
UPHES technologies have potentially larger capacities and are also capable of storing excess
renewable energy for quite longer periods than the PHS facilities, thus making them the best
alternative storage technologies that can handle the challenge of intermittency of the renewable
energy sources. Concerning the load shifting reasons, the UPHES are projected to be the optimal
choice. Again, it is noted that the UPHES are the ideal storage technologies that produce quality
power, even though PHS provide the most appropriate time response when the two technologies
are compared. The UPHES have a higher power capacity and low levels of losses of power.
Further, the costs related to their construction are lower than those of the PHS, even though the
costs depend on the parameters that were subjected to this study and the type of application of
the storage system (Bin et al. 2014).
4.5. Comparison of the Advantages and the Disadvantages of PHS and UPHES
With due consideration of the operation and the performance of the two types of storage
technologies, the following advantages and disadvantages clearly emerged. The analysis of their
operation and performance helped the researcher to identify the standing features of these
technologies, and the one with the most outstanding performances features was recommended.
4.5.1 Advantages of PHS System
The PHS systems have the ability to protect the power system from the outages through
storage of electricity. It is noted that when combined with an advanced power electronic device,
the facility is capable of reducing harmonic alterations, and eradicate the sags and surges in
voltage transmitted. PHS systems offer an option to the peak power through storage of cheaper
base-load electrical energy and emitting it at peak-hours. It is considered as an alternative to
other kinds of generators such as the peak-load generators that generate electrical energy at
considerably higher cost than the load-base types.
Additionally, PHS systems are known to provide considerably larger capacities of
electrical energy using lower operation and maintenance costs, and thus, are considered more
reliable. The storage costs for electricity that are levelled using PHS systems are quite lower than
other electricity storage technologies. PHS is also known to be a net utiliser of power. It can also
assist in resolving the intermittency matters related to other renewable technologies when use in
combination with other forms of renewable technologies in pumping up the water back to the
upper reservoir (Carrara and Marangoni 2014).
PHS is important for quality power supply for the renewable and clean energy sources,
for instance, the wind, solar, biomass, wastes from municipal, wave, and tidal, which, by their
nature, are intermittent and thus are not able to generate and nameplate power capacities (Slocum
2010). PHS also helps countries to integrate the renewable energy variables for instance wind
and solar into the power grid through the provision of a dynamic reaction and to provide a
crucial back-up at times of excess power demands (Connolly 2010).
The PHS systems have large power and storage capacities and faster reaction times, and
therefore, usually identify load-levelling as the ideal applications. It is noted that the PHS facility
can have a reaction time as shorter as 10 seconds or even lesser from full reversal of operations
or shutdowns. It can also be noted that, the PHS facilities can be used as the ideal application
because of their large power capacities and their sufficient time of discharge.
4.5.2. Disadvantages of PHS Storage System
Throughout the years, there have been some worries about the natural effect of
hydroelectric plants. For one thing, a hydroelectric energy changes the stream of a waterway
both in front and behind the dam. This situation essentially changes the waterway biological
system. The dam hinders the ascent of transient fish. The turbines harm or murder of the fish
relocating downstream (Connolly and MacLaughlin 2010). Because of the change of stream,
oxygen levels in the water drop. These changes influence both plant and creature life in the
stream and along its banks (Zakeri and Syri 2015). The water level ascents and falls with vitality
use, driving amphibian and riparian plants to adapt to continuous changes in water level.
The extent of some more up to date undertakings; has raised various attentiveness toward
the general population of these locales according to Fogarty’s 2012 book on “Investing in the
renewable power market” (Ingram 2009). The dams are situated in a zone inclined to seismic
tremors, and disappointments in dams would be heart-breaking. Recent research demonstrates
that hydroelectric offices in tropical locales may deliver as much methane, a nursery gas, as
offices that create vitality from fossil powers (Fertig 2014). The reason: the deterioration of plant
matter. Some portion of the plant matter originates from the vegetation wrecked when the supply
is at first filled. Later, plants develop and disintegrate as the water level ascents and fell
regularly. This matter stays under scrutiny.
Also, the implementation of the PHS facility demands a terrain with considerable
elevation differences between the two reservoirs and the large amounts of water. Additionally,
the establishment of a PHS facility can take several years to complete, and on most occasions it
can take up to a decade. Again, even though the operation and maintenance costs of construction
are low as there is always higher upfront capital investment during the civil construction, which
may only be recovered over several years (Fertig 2014).
Furthermore, there are serious environmental concerns that have resulted into significant
cancellations of the proposed PHS facilities (Patocka 2014). Additionally, the blocking of the
natural water flows interferes with aquatic ecosystem and flood imparted on the initially dry
areas damage the terrestrial wildlife and considerably alters the landscape. The pumping of water
also increases the temperature we of water and stirs up the sediments found at the bottom of the
reservoir and damages the quality of water. An example of a PHS facility failure includes the
failure of the upper reservoir of Taum Sauk PHS energy storage plant in the USA, which acts as
a reminder of the potential damages of the facility (Eyer and Corey 2010). The Taum Sauk PHS
station was overfilled leading to its embankment being overtopped and breached. The
overflowed water is washed away to more than one square kilometre of the forest.
4.6. Core Advantages and Disadvantages of UPHES compared to those of PHS facilities
Underground Pumped Hydropower Energy Storage in general and their use, in particular,
has certain advantages over Pumped Hydroelectric Energy Storage (Wong 1996). These
advantages are clearly listed as follows:
The UPHES facilities are considered more efficient as they comply with the electrical
energy requirements of the current generation. They are built to meet the current energy
requirement specifications as opposed to the PHS facilities that were built many years ago, and
were thus, often furnished with outdated and technologies that are not efficient (Becker et al.
1999). The PHS facilities are becoming difficult to maintain because the existing PHS facilities
require upgrade and renovations to meet the energy requirements (Verma, Gambhir, and Goyal
2013 p. 2298).
Again, re-engineering of the PHS through adding lower reservoirs to help in pumping the
units back to help the upper reservoir at times of off-peak hours and then combining PHS
stations for the utilisation of intermittent energy from renewable sources included wind turbines
and solar panels (Gulliver and Arndt 1991).
Availability: the proposed UPHES facilities are considered as inexhaustible resources, as
long as the water cycle will last (Verma, Gambhir, and Goyal 2013 p. 2354). The facilities do not
pollute the environment in the same manner as in the proportion that is caused by the oil, coal,
and any other related technology that emit greenhouse gases or cause acid rain (Pickard and
Abbott 2012). Generally, it does not pollute the atmosphere, thus, there are no need to use
expensive methods to clean the emissions of greenhouse gases.
The UPHES facility preserves the ecosystem balance as the underground waters are not
inhibited and rarely pollute the waters used for human consumption and other usages such as in
irrigation. On the contrary, the PHS facilities interfere with the aquatic environment, threatening
the survival of the aquatic life resulting in an imbalance in the ecosystem (Pickard 2012 p. 473).
Work produced at room temperature: the proposed UPHES does not use cooling systems
or boilers that consume energy, which in many cases also contaminate the water. Thus, it is more
cost effective concerning the water storage for irrigation; it does not also interfere with the
recreational activities in the water resources such as rowing and swimming and avoid flooding to
regulate the flow of water.
Again, the comparison of costs of a classic PHS and conventional UPHES plants made
showed that economic realisation of the UPHES is both feasible and reasonable as compared to
PHS. The UPHES is more feasible because it has a low storage capacity cost that may allow
economic sizing to operate on a weekly cycle basis (Pickard and Abbott 2012). Additionally,
PHS facilities are more limited to topographical structure than the UPHES facilities.
4.6.1. Disadvantages of UPHES Storage Facility
The construction of dams, insurmountable obstacles: to establish a UPHES facility, a
dam must be constructed in places where there are no upper reservoirs. The construction is
another expense that would otherwise be avoided if a naturally occurring reservoir was existing
further; there are several obstacles to the implementation of the UPHES plants (Gulliver and
Arndt 1991). The obstacles include the presence of Salmon and other species that have to be
overcome along the rivers to spawn the encounter walls that cannot allow water to pass.
However, the PHS facility is more expensive because, in some instances, both the upper and
lower reservoirs have to be constructed (Gulliver and Arndt 1991).
Pollution of the water - The reservoir water has salinity conditions, dissolved gases,
temperature, nutrients, and other properties of the water flowing down the river. These pollutants
may pollute the waters in the upper reservoirs, which in some cases are often used by humans
and in agricultural production although, the pollution rates cannot be compared to PHS rates of
pollution.
Deprivation of sediment to lower reaches - Sediments accumulate in the reservoir nutrient
impoverished the rest of the river to the mouth (Fogarty, 2012). These sediments may lead to the
blockage of underground waterways, thus forcing rivers to dry.
Furthermore, the costs of excavation and lining new surface reservoirs and the problem of
maintenance of the quality of water also present major unforeseeable concerns during the
construction and operation of a UPHES facility.
4.7. Future of PHS
Presently, there are over 200 PHS installations around the world, which constitute more
that 99% of all the grid-connected storage capacities (Palmer and Cooper 2013). As from the
1970s, the global PHS power capacities have been growing steadily by approximately 3GW
every year (Kumar and Radhakrishna 2008). Currently, there are approximately 290 sites that are
in operation all over the world, with other 40 facilities still being constructed, and other 550
installations are have been planned to be built shortly. However, PHS facilities are comparatively
limited by the shortage of suitable sites for reservoirs.
Due to this limitation, the UPHES’ are viewed as a viable solution to solve the problem
of shortage of reservoirs. It offers the solution through excavating an underground reservoir that
is a hundred metres underneath the earth surface to allow the exchange of water between it and
the surface reservoir that is constructed immediately on top of it and diked, making use of spoils
from the excavated reservoir. It is thus, clear that UPHES facilities are more advantageous in
electricity storage than the PHS technologies.
CONCLUSION
Overall, it is evident that there are some advantages of underground pumped
hydroelectric energy storage that overpower those of pumped hydroelectric energy storage.
Also, the identification and selection of a storage facility are complicated tasks that require an
analysis going beyond the economic, the techno-economic factors to include many series of other
characteristics. It is also important to acknowledge that, indeed there is no perfect storage
technology for every application.
Furthermore, the construction of the PHS and the UPHES energy storage technologies
are also limited by the topographical and geological factors. Thus, identifying the most
appropriate option will help reduce cost and increase efficiency storage of electricity. There is
the great feasibility of the project to be based on the advantages of underground pumped
hydroelectric energy storage. UPHES facilities are viewed to have the potential of alleviating the
problem of large energy storage and providing a continuous supply of electrical energy well
deployed in the electricity grid.
This study has clearly shown the best electrical energy storage technologies that are
available. A comparison made between PHS and UPHES has shown that UPHES storage
technologies have the best storage capabilities and performance as compared to the PHS systems,
thus, would be more preferable.
Even though the improved PHS facilities offer a wide range of solutions to the problems
of energy generation and storage, the UPHES are projected to offer a better solution at
minimised costs and reduced environmental impact. Again, energy storage is likely seen to be
forming an essential part of the future energy storage system in the case where the variable and
the uncontrollable renewable energy generation, which significantly makes a contribution to the
supply of electrical energy. The two energy storages if well implemented, have the capability of
providing flexibility within the energy system, therefore, reducing the need for new generation
capacities while contributing to efficient usage of low-carbon electrical power. Governments
should, therefore, enact programmes that support the growth of renewable energy through the
construction of better storage facilities such as improved PHS and UPHES to ensure
continuously and availability of electricity to promote economic growth.
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