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EXPLORING MIDCAREER WOMEN’S GRADUATE SCHOOL TRANSITION: DEPARTMENT SOCIALIZATION TACTICS AND PERCEIVED FIT A thesis submitted to the School of Communication Studies, Kent State University, in partial fulfillment of the requirements for a Master of Arts degree by Julie B. Mitchell May, 2010

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Page 1: Mitchell Julie B

EXPLORING MIDCAREER WOMEN’S GRADUATE SCHOOL TRANSITION:

DEPARTMENT SOCIALIZATION TACTICS AND PERCEIVED FIT

A thesis submitted to the School of Communication Studies, Kent State University,

in partial fulfillment of the requirements for a Master of Arts degree

by

Julie B. Mitchell

May, 2010

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Thesis written by

Julie B. Mitchell

B.S., University of Evansville, 1981

M.A., Kent State University, 2010

Approved by

______________________________ Robyn E. Parker, Ph.D., Advisor ______________________________ Donald L. Bubenzer, Ph.D., Director, School of Communication Studies ______________________________ Stanley T. Wearden, Ph.D., Dean, College of Communication and Information

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TABLE OF CONTENTS Page

TABLE OF CONTENTS ………………………………………………………………... iii

ACKNOWLEDGMENTS ……………...………………………………………….…….. v

CHAPTER I. INTRODUCTION AND LITERATURE REVIEW …………………………….. 1

Thesis Origins in Personal Experience ……………………………………..… 1 Purpose ………………………………………………………………………. 2 Theoretical Context and Rationale …………………………………………... 3

Socialization and Proactive Newcomer Communication Research Gaps … 5 Situated Socialization: The Need to Understand Context and Newcomer Differences …………… 7

The Significance of Socialization Practices in Graduate Education ……… 8 Socialization From the Midcareer Transition Woman’s Perspective ...…… 9 Summary and Assumptions .………………………………….....………. 11

Organizational Socialization Communication Processes …………………… 13 Jablin’s Perspective and Stage Model ………………………………….... 14 Criticisms of Traditional Research Approaches ………………………… 17

Contemporary Research Foci: Proactive Newcomers and Socialization in Context ……………………. 18 How Organizations Socialize Newcomers ………………………………….. 20

Organizational Socialization Processes: Tactics and Messages...……….. 20 Organizational Socialization Messages …………………………...……. 23

How Newcomers Interpret and Respond to Socialization Messages ……….. 25 Proactive Newcomer Communication in Context ……………………... 26

The Research Context: Graduate Student Socialization …………………….. 28 Summary and Research Focus ………………………………………… 33

The Newcomer: Midcareer Transition Women Graduate Students ………… 34 Literature Summary and Research Questions ………………………………. 37

II. METHODOLOGY …………………………………………………………….. 40 Research Approach …………………………………………………………. 40 Recruitment and Description of Participants .……………...….…………….. 41 Table 1 - Sample Description .……………………………………………… 43 Data Collection: The Interviewing Procedure ………………………………. 44 Data Analysis and Interpretation ……………………………………………. 47

Data Reduction and Theoretical Sensitivity …………………………… 47 The Coding Process …………………………………………………… 49 Clustering Data Into Categories ……………………………………….. 49 Thematic Analysis and Generation of Meaning .………………………. 50

Credibility of Findings and Member Checking ……………………………... 51 Summary ……………………………………………………………………. 53

iii

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III. RESULTS …………………………………………………………………….. 54 Introduction of Themes ...…………………………………………………… 54

Interpretations of Socialization Messages ………………………………….. 56 Department Fit ………………………………………………………….. 58

Bad fit and lack of insider support ………………………………….. 60 Feeling at home - finding relational fit and insider faculty support .... 63

Identity Losses: Another Layer of Complexity ………..……………….. 66 Summary of Themes Related to

Interpretations of Socialization Messages ……………………………… 69 Responses to Socialization Messages ………………………………………. 70

Interactive Stress Reactions ……………………………………………. 70 Internal Success Strategies ……………………………………………... 72 Summary of Themes Related to Socialization Message Responses …..... 75

Proactive Communication Themes ………………………………………..... 76 Positive Proactive Communication …………………………………….. 77 Sink or Swim Survival Communication …………………………..…… 81

Summary of Findings ………………………………………………………. 84

IV. DISCUSSION ………………………………………………………………… 86 Introduction ………………….……………………………………………… 86

Implications for Organizational Socialization Processes …………………… 87 Department Fit and Socialization Tactics ……………………………… 88 Good Fit, Investiture and Faculty Support …………………………..…. 89 Identity Losses and Pre-entry Divestiture ……………………………… 90 Bad Fit, Divestiture and Sink or Swim Proactivity …………………….. 91

Implications for Practice in Traditional Graduate Departments …………….. 93 Implications for Department-wide Socialization Practices …………..… 93 Implications for Graduate Faculty ……………………………………... 95

Limitations and Future Research …………………………………………… 96 Conclusions ………………………………………………………………… 98

APPENDICES A. Interview Schedule …………………………………………………………....101

B. Definitions and Parameters For Data Reduction and Analysis ………………104 C. Codebook Defining Final Themes ..…….………..……………………………109

REFERENCES…………………………………………………………………………114

iv

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ACKNOWLEDGMENTS

I thank my advisor Dr. Robyn Parker, who did not give up on me despite an

inconvenient research process during which I moved away and experienced more delays

than an advisor should have to endure. I thank Dr. Mei-Chen Lin and Dr. Janet Meyer for

serving on my committee and offering helpful feedback. Other scholars shared time and

advice, including Drs. Jean Bartunek, Elise Dallimore, Jane Dutton, Adam Grant and Steve

May. I thank my northeast Ohio thesis support buddies and Chapel Hill folks who rooted

for me, including clients, friends and my church community. I appreciate the wisdom and

generosity of coaches Nancy Allen and Dr. Mary Bast. I thank my parents for the

wonderful gift of a writing retreat in Florida and my sister Shelley for expertly reviewing

an early chapter. Three people made a big difference as I tried, often unsuccessfully, to

balance thesis completion with moving (twice), running my business, and handling the rest

of life. I doubt I could have done it without them. My friend Amy Rosenthal, MD cared

about every detail of my “project” and cared for me by prescribing music therapy, beach

time, walks, talks and dark chocolate. Dr. Patti Meglich patiently witnessed my rocky path

as a midlife graduate student. I appreciate her loyal friendship, good humor, compassion

and willingness to give feedback from the perspective of one who has “been there.” Matt

Rosamond sustained me through the final year of thesis work with love expressed in

countless ways, from fun adventures and trips to hugs, proofreading, coffee-making and

“releasing the hounds.” I am blessed to know others too numerous to list who expressed

faith in me. You know who you are. Thanks for listening and encouraging me during a

challenging time. Finally, I thank the women who participated in this research. I admire

what they have accomplished and will continue to accomplish.

v

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CHAPTER I

INTRODUCTION AND LITERATURE REVIEW

Thesis Origins in Personal Experience

I changed my life at age 45 when I gave up my consulting practice, sold my home

and moved near a state university to begin graduate study. I loved college teaching and

was eager to earn credentials that would allow me to pursue a new career as a full-time

professor. I knew my transition to graduate school would not be easy but I found the

adjustment to be more challenging than I expected. Not only was I surprised about how

things were done in my graduate department but also it was obvious that my age, life

stage and experiences distinguished me from most graduate students in my program. In

addition, I was constantly aware of what I had left behind while I was learning about my

new role. Although some aspects of graduate school suited me well from the start, it was

very difficult for me to lose my former professional identity and status.

Mixed emotions, confusing messages and awkward encounters characterized my

first semester in graduate school. I was unprepared for the academic department culture

in which I was a teaching assistant and a nontraditional student. It felt like the department

was unprepared for me too. Orientation activities, information and policies seemed

targeted to students half my age. I initially thought of faculty, staff and administrators as

peers and wanted to connect with them because demographically they were similar to me.

However, graduate students were my official peer group and I was encouraged to

socialize with them. My feelings and interactions with others in the department were

complicated. I loved my coursework and what I was learning. I was pleased to be

recognized as more experienced than other new teaching assistants when I was given the

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responsibility to teach two courses on my own. Yet my professional experience seemed

irrelevant in contexts other than interactions with undergraduates I was teaching. To sum

it up, I wasn’t sure where I fit and the first semester was disorienting.

In some respects I understood that my experiences were typical of adapting to any

new environment. This perception was affirmed when I learned about organizational

socialization theory that first semester. Yet I noticed the socialization literature did not

accurately represent my graduate school adjustment process. For example, I planned a

temporary relationship with the organization I had joined. My graduate program was a

necessary step toward an anticipated career shift and I was not a full-time employee with

the intention to remain. Nor had I followed the usual path to graduate work.

My age, career background, life stage plus what I had given up immediately

before graduate school made me different from most members of my cohort. I discovered

that literature on graduate student socialization also did not fit my experiences because it

failed to consider how the adjustment process was different for older, experienced

students. Thus, this exploratory study was born with a personal goal in mind: I wanted to

find out whether women in similar circumstances shared my experiences, such as feeling

out of place among the graduate student cohort and being unsure about where they stood

with faculty or administrators closer to their ages.

Purpose

This thesis was grounded in lived experience. The purpose was to explore the

organizational socialization experiences of twenty midcareer transition women during

their first semesters of fulltime graduate education in traditional academic departments.

An interpretive phenomenological interviewing approach was designed to elicit an in

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depth understanding of participants’ adjustment to organizations where they did not fit

the norm (Van Manen, 1990; 2002).

Research on socialization-communication processes provided a theoretical

framework for the study (Jablin, 2001). The intent was to address inter-related

communication and higher education research gaps and to inform knowledge by focusing

on an under-studied localized socialization context (Ashforth, Sluss & Harrison, 2007;

Golde, 2005; Waldeck & Myers, 2007). Specifically, this thesis answered calls for more

research about the organizational adjustment process from the perspective of unique

newcomers who did not fit established models or assumptions about socialization (Allen,

1996; Ballard & Gossett, 2007; Clair, 1999). Thus I focused solely on the perceptions of

newcomers and intentionally did not address the other half of the socialization process,

i.e., the perspectives of the socializing organization and its members.

This thesis also responded to higher education calls to address the socialization of

nontraditional older graduate students. Higher education research emphasizes the need to

learn more about older students’ experiences and their adjustment into academic

departments through interviewing them (Brus, 2006; Polson, 2003). Finally, this thesis

was designed with practical purposes too. I hoped findings would stimulate further

research, inform graduate education socialization practices and be of interest to midcareer

transition women considering traditional fulltime graduate study as a step toward an

anticipated new career.

Theoretical Context and Rationale

For decades, research has addressed the socialization process that occurs when

someone begins an affiliation with a new organization. The organization-individual

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relationship has been examined from a wide range of perspectives (Ashforth et al., 2007;

Bullis & Stout, 2000; Hess, 1993; Jones, 1986; Moreland, Levine, & McMinn, 2001;

Smith & Turner, 1995; Waldeck & Myers, 2007). Communication literature about

message exchanges between the newcomer and the organization emphasizes that

socialization is a dynamic, communicative process (Jablin, 1987, 2001). During this

interactive process organizations use various tactics or socialization messages to orient

newcomers. Simultaneously, newcomers receive this information, interpret or try to make

sense of it, then react and respond (Jablin, 1982; Jones, 1986; Louis, 1980; Reichers,

1987).

Traditional socialization models conceptualize the process as a series of stages

people pass through in chronological order related to their age or career stage. This linear

process is presumed to result in assimilation, full organizational membership or

engagement, and a sense of belonging with the organization (Bullis & Bach, 1989; Jablin,

1987). The organizational entry, encounter or adjustment stage of socialization is critical

to determining the trajectory of the individual-organization relationship (Jablin, 2001). It

is assumed that during this stage the newcomer learns as much as possible in order to fit

into the organization (Ashforth & Saks, 1996; Cooper-Thomas, van Vianen & Anderson,

2004; Van Maanen & Schein, 1979). It is a time of anxiety, shock and surprise for most

newcomers (Louis, 1980). They must make sense of their new role, discover how things

are done, learn what is considered appropriate behavior, find their places in the

organization and how they are perceived or valued there.

This adjustment stage has important implications for both newcomers and

organizations. The quality of early socialization experiences influences how well the

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newcomer adapts and perceives good fit; if the adjustment is positive and successful, the

newcomer may feel welcomed, take on organizational values and feel proud to be part of

the organization (Chapman, 2008; Gundry & Rousseau, 1994; Lundberg & Young,

1997). On the other hand, a poor or ineffective adjustment is associated with newcomer

perceptions of bad fit, including negative feelings about the organization and an early exit

(Golde, 2005; Kim, Cable, & Kim, 2005). Our knowledge is incomplete regarding

specific types of socialization experiences most likely to be associated with good or bad

fit from the perspective of newcomers.

Some research indicates that particular socialization strategies used by

organizations impact newcomers’ perceptions of poor fit and the choice to leave and also

may influence newcomers’ patterns of proactive communication during adjustment (e.g.,

Ashforth et al., 2007; Korte, 2009). However, the research on socialization tactics or

strategies and their apparent relationship to newcomer adjustment and proactive

communication is inconsistent. This variance in research findings mirrors the complexity

and lack of coherence in socialization research overall (Turner, 1999). Recent literature

reflects an increasing awareness of how different organizational contexts and/or unique

types of newcomers result in findings that challenge or contradict earlier research

conducted in different contexts.

Socialization and Proactive Newcomer Communication Research Gaps

In the last decade there has been an increased focus on learning more about the

variance in proactive socialization behavior by newcomers, including their proactive

communication (Ashforth et al. 2007; Grant & Ashford, 2008; Jablin, 2001). Newcomers

are not merely passive recipients of information but take an active role while adapting to

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organizations (Ashford & Black, 1996; Jones, 1986; Moreland et al., 2001). Years of

research highlight communication (information seeking, specifically) as the primary

means newcomers use to reduce uncertainty in unfamiliar or ambiguous situations (e.g.,

Mignerey, Rubin & Gorden, 1995; Miller & Jablin, 1991; Teboul, 1995; Weick, 1995).

However, research is inconclusive and incomplete regarding circumstances under which

newcomers ask more (or fewer) questions to clear up confusion (Ashforth et al. 2007).

We also need to learn more about how newcomers behave as active agents in their own

socialization process through engaging in other forms of proactive communication

beyond information seeking (Jablin, 1987; 2001).

Scholars across disciplines have underscored various organization and individual

factors that influence the quality and quantity of proactive communication during

adjustment, including demographic or personality differences among newcomers (e.g.,

Finkelstein, Kulas, & Dages, 2003; Scott & Myers, 2005; Tidwell & Sias, 2005). The

rationale for this work is that some newcomers are more proactive than others or may be

proactive in distinct ways. We need to understand why or how variations in proactive

newcomer behavior occur.

Until the last decade, most socialization research has focused on the

organization’s socialization tactics and goals, which privileges the organization over the

individual (Bullis, 1999; Clair, 1999; Turner, 1999). More recent research is based on the

need to understand the process from both perspectives, affirming the reciprocal nature of

socialization and the fact that no two organizations or individuals are the same (Jablin,

2001). It is important for organizations to consider their socialization practices in terms of

the increasingly diverse newcomers they may wish to attract and retain. It is equally

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important for individuals to consider how well they may fit a work group or culture

before they make the decision to join an organization. Because poor fit is costly for both

organizations and individuals, contemporary research highlights the need to understand

how various organizational contexts, their socialization practices, and different types of

newcomers may or may not fit (Ashforth et al., 2007; Cable & Parsons, 2001).

Situated Socialization: The Need to Understand Context and Newcomer Differences

Hundreds of studies since the late 1950s have enhanced our understanding of how

the socialization process unfolds for most people starting relationships with most

organizations (Ashforth et al. 2007; Jablin, 2001). However, for years scholars have

argued that atypical socialization circumstances and diversity among newcomers are not

adequately addressed nor understood through traditional research approaches (Allen,

1996; Bullis, 1993; Clair, 1999; Turner, 1999). Models, theories and measures associated

with socialization (also called assimilation by some communication scholars) are

generally based on assumptions of uniformity among both organizations and the

individuals that join them. For example, traditional research tends to assume that

organizations socialize all new fulltime paid employees in similar ways and that

newcomers are demographically similar to members of their cohort (i.e., other

newcomers). Newcomers are typically framed as young and starting a career or first job

where they are expected to remain for an extended period and make a contribution

(Jablin, 2001). These models do not fit many contemporary organizational socialization

contexts.

In reality, many people who begin affiliations with organizations and are

socialized into them do not fit the profile of the paid, full-time employee. Their individual

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life circumstances, experiences, organizational context or adjustment process may

diverge substantially from what socialization models suggest (Bullis & Stout, 2000;

Forward, 1999; Gibson & Papa, 2002). Variations in career paths and employment

patterns — including the phenomena of seasoned professionals changing careers at

midlife — require that we expand and improve our understanding of socialization

through applied research in under-studied contexts (Ballard & Gossett, 2007; Ibarra,

2003; Keyton, Bisel, & Ozley, 2009; Smith & Turner, 1995; Waldeck & Myers, 2007).

One such context is the focus of this thesis: traditional academic departments socializing

nontraditional midcareer women graduate students.

The Significance of Socialization Practices in Graduate Education

Recent calls emphasizing the need to address organizational socialization from

“localized” contexts are based on recognition that newcomers are socialized through

interpersonal interactions and events in their immediate work groups or departments

rather than by the larger organization as a whole (Ashford et al., 2007; Jablin, 2001). For

example, in graduate education the academic department, rather than the university as a

whole, is the localized context primarily responsible for socializing graduate students

(Gardner, 2010; Golde, 2005). The adjustment process is presumed to be difficult for new

graduate students and challenges are alleviated through social (interpersonal) interactions

within the local community of fellow graduate students who help one another to adjust

(Austin, 2002; Weidman, Twale & Stein, 2001).

When new graduate students experience an inadequate socialization process they

may leave before completing the degree program. This growing problem of attrition or

completion of graduate programs is considered a crisis in higher education (Brus, 2006;

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Council of Graduate Schools, 2004; Nesheim, Guentzel, Gansemer-Topf, Ross, &

Turrentine, 2006). Thus graduate student socialization has been identified as an urgent

area for further study (Austin, 2002; Golde, 2005; Polson 2003). Graduate students are

more likely to leave if they do not receive consistent relational support from peers and

faculty in their academic departments and this support is especially salient during

socialization (Gardner, 2010; Lovitts & Nelson, 2000; Nesheim et al., 2006).

Some research has found that institutions value older, experienced students

because they tend to perform better than younger students despite having greater

responsibilities and multiple roles (e.g., Carney-Crompton & Tan, 2002). However, the

growing numbers of nontraditional or demographically different graduate students and

their socialization experiences are rarely addressed (Brus, 2006; Polson, 2003). This

thesis responds to this gap in higher education research through exploring how midcareer

transition women graduate students interpret and respond to messages—or

communication—during their socialization into academic departments.

Socialization From the Midcareer Transition Woman’s Perspective

In addition to contextualizing research in specific environments such as traditional

academic departments, scholars have called for greater understanding of how distinct

types of newcomers experience socialization when they have demographic characteristics

different from the norm. We need to understand more about how individual differences

like age, gender, background and career stage influence socialization processes (Allen,

1996; Jablin, 2001; Waldeck & Myers, 2007). The phenomenon of midcareer transition

women leaving their previous jobs and enrolling in traditional graduate study

encompasses all of these factors. While it would be valuable to compare midcareer

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transition women with their male counterparts or with traditional-aged graduate students

(defined in the higher education literature as between ages 22-29) this study is

intentionally limited in scope. The purpose is to explore the experiences of a specific,

demographically determinant sample.

The midcareer transition woman is an appropriate research subject for reasons

beyond broadening our understanding of graduate school socialization. These reasons

include burgeoning interest on midlife as a time of self-transformation and multiple

transitions for women (Shellenbarger, 2005; Vickers-Willis, 2002). Literature suggests

the midlife woman is likely to be more assertive or proactive in pursuit of her goals in

comparison to how she behaved earlier in life. She typically reassesses her career path

with an interest in balancing multiple identities, priorities, and roles (Josselson, 2002).

Deciding to enroll in graduate school is one result of this midlife reassessment process

and the phenomenon is reported to be increasing among midlife women (Levine, 2005).

Midcareer transition is a term frequently used in the career paths literature (Hall,

1986). Several authors have focused on midcareer transition and related non-linear,

contemporary career paths as growing numbers of established professionals shift careers

(e.g., Arthur, 2008; Hall, Zhu, & Yan, 2002). Ibarra (2003) has called specifically for

understanding more about socialization processes people may experience during

midcareer transition. This thesis responds to her call.

A primary argument underlying this study is that demographic differences like

age, the midcareer stage, gender and life experiences matter and impact the socialization

process into traditional organizations that may not be prepared for atypical newcomers

(Allen, 1996; Hall et al., 2002). Authors in both higher education and organizational

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communication argue for the importance of understanding diverse or “non-normative”

socialization contexts: all newcomers—and all graduate students—are not the same

(Brus, 2006; Jablin, 2001; Polson, 2003; Weidman et al., 2001).

The newcomers in this thesis voluntarily left employment, which distinguishes

them from other midlife professionals who work full-time, attend school part-time, or

have employers who encourage or even finance graduate study. These graduate school

newcomers in midcareer transition enter academic departments after giving up or

divesting themselves of significant things they accumulated or took for granted over

several years including professional identities, incomes, status, social support and more.

They are in a developmental life phase known for changes in women’s identities, roles,

and relationships, including an increased likelihood of taking risks and expressing their

needs through proactive behavior (Josselson, 2002; Shellenbarger, 2005). Thus in several

respects midcareer transition women graduate students differ from typical 22-29 year old

graduate students. We know little about how midcareer transition women behave in the

context of beginning traditional graduate study and the findings of this research should

shed light on this group of atypical newcomers.

Summary and Assumptions

In summary, this applied phenomenological study was designed to explore a new

research context: traditional academic departments socializing nontraditional, midcareer

transition women graduate students. A key assumption is that traditional academic

departments intentionally or unintentionally socialize full-time graduate students in ways

that may not fit the unconventional, midcareer transition woman student because her age,

life experiences, professional background and career stage — including the identity and

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status she gave up to enter graduate school at midcareer — make her different from

traditional younger graduate students.

Although socialization is normally an experience of uncertainty, change, shock

and surprise and graduate school adjustment is nearly always difficult (Louis, 1980;

Weidman et al. 2001), adjustment-related challenges may be intensified for a midlife

woman in the traditional academic department context (Anderson & Miezitis, 1999;

Sanders & Nassar, 1993). This thesis is based on the belief that a midcareer transition

woman enters graduate school with a strong age and career-related identity she may seek

to maintain, despite having voluntarily given up her job. She filters her experiences as a

newcomer through all of her past experiences. This study explores how the early

adjustment process unfolds through socialization communication processes in academic

departments that from her perspective may or may not seem to recognize her identity as

an established midcareer professional. It is important to note this research focuses only on

how midcareer transition women perceived or interpreted experiences in their academic

departments. It does not challenge the accuracy of midcareer women’s interpretations nor

does it address the intentions or perspectives of the academic departments.

In addition to broadening our understanding of communication-socialization

processes this study has practical implications for graduate education, i.e., departmental

socialization practices. The following literature review discusses selected work focusing

on communication socialization processes during the organizational adjustment stage.

Relevant interdisciplinary research is included to provide greater context about the

socialization environment (the traditional academic graduate department) and the

individual being socialized (the midcareer transition woman graduate student).

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Organizational Socialization Communication Processes

Diverse perspectives, inconsistency, shifts in thought and controversy characterize

the vast body of socialization research. Scholars employ numerous approaches in their

work and there is little consensus about theoretical models, terminology or paths to

understanding complex socialization processes (Barge & Schlueter, 2004; Bullis, 1993;

Clair, 1999; Kramer & Miller, 1999; Smith & Turner, 1995). Nevertheless, there is

agreement on the need to understand more about the individual-organization relationship

(Ashforth et al., 2007; Jablin, 2001; Waldeck & Myers, 2007). We begin the literature

review with a general overview highlighting socialization as a communicative process

and the significance of fit to successful integration of a newcomer into an organization.

Communication is central to socialization processes because the organization-

individual relationship develops through a series of messages and interactions (Jablin,

2001). Research on socialization “endures and evolves, because it is theorizing about

fundamentally important, even universal, human experiences and organizational

communication processes” (Krone, 2005, p. 99). We know that socialization into

organizations typically occurs through interaction with peers, i.e., other newcomers or co-

workers, and/or through communication with mentors, superiors, or role models (Jablin,

2001). Socialization is important because a positive socialization experience is more

likely to result in a satisfied individual enhancing and remaining in an organization where

he or she perceives a good fit, whereas a negative experience not only impacts the

individual but could have serious detrimental effects on the organization (Ashforth et al.,

2007; Cable & Parsons, 2001). Perceived fit into organizations during socialization is

particularly relevant to studies of nontraditional newcomers who by definition lack

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commonalities with others in the organization and/or who may not desire to fit the

organizational norm (Allen, 1996).

The complex, interrelated nature of research addressing fit and other factors

applicable to this thesis is apparent when one considers the large volume of work in other

disciplines that emphasize information exchange, interpersonal relationships and

interactive socialization processes (e.g., Louis, 1980; Jones, 1986; Lundberg & Young,

1997; Reichers, 1987; Weick, 1995). To trace the development and branches of

socialization research relevant to this thesis, I begin with a traditional communication

perspective, particularly that of Jablin (1982, 1987, 2001).

Jablin’s Perspective and Stage Model

Much communication-centered research is influenced by Jablin’s work (1982,

1987, 2001) including his comprehensive developmental stage model of socialization.

Jablin borrowed from theories that originated in disciplines including sociology,

industrial psychology and management. Such earlier socialization research, which

primarily attended to the role of the organization, assumed a one-way process in which

workplaces mold new employees as they are “broken in” or “learn the ropes” (e.g.,

Hughes, 1958; Schein, 1968; Van Maanen, 1978).

By contrast, Jablin advocated a dual-process, reciprocal approach to

understanding the organization-individual relationship. He posited that newcomers

actively engage in communicative processes during socialization, rather than simply

being acted upon by socializing agents. He asserted that socialization is a process

constituted by communication; formal and informal messages are implicit in the

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developmental period when individuals are introduced and become accustomed to

organizations (Jablin, 1987; 2001).

Jablin’s framework assumes that “outsiders” become “insiders” or full members

of employing organizations as they pass through stages. His model begins with an

anticipatory phase that occurs before a newcomer enters an organization. This stage

represents a life span progression during which the individual learns about work,

including specific jobs, vocations or organizations. Jablin noted that prior to joining

organizations, individuals typically have unrealistic expectations. To the extent

expectations are not met, the next stage of being socialized into the organization is more

difficult for the newcomer (Louis, 1980). Jablin referred to this second stage, germane to

the present study, as organizational encounter/entry and assimilation. This phase, which

has generated a huge body of research, begins with the individual’s first day of work with

an organization.

The encounter stage involves the newcomer actively or passively learning about

her role, while the organization ––intentionally, unintentionally, or both–– socializes her

into the work environment. This transitional stage is known as a period of anxiety,

uncertainty, change, contrast, surprise and information seeking for newcomers who try to

make sense of new environments (Louis, 1980; Miller & Jablin, 1991; Van Maanen &

Schein, 1979; Weick, 1995).

Jablin proposed that the outcome of the entry/assimilation stage is

metamorphosis, the point at which the newcomer has been assimilated and feels part of

the new organization, i.e., has become an insider as opposed to the outsider she was upon

entry. Some communication work using Jablin’s model and focused on this stage of the

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process is framed as assimilation research, whereas other authors prefer the umbrella

term of socialization when referring to any or all phases of organizational socialization

(see Barge & Schlueter, 2004; Bullis, 1993; Smith & Turner, 1995). Finally, Jablin’s

model delineates the organizational exit stage, which, as the term implies, marks the

moment when an employee leaves the workplace.

This thesis is concerned exclusively with the narrow time period Jablin framed as

organizational entry or encounter. Among its many labels are the “breaking in” period,

indoctrination, enculturation or adjustment. I have chosen to use the latter term. During

this adjustment stage, the newcomer pays careful attention to messages from

organizational sources to reduce uncertainty as the organization uses various tactics or

strategies to socialize the newcomer (Jablin, 1987; Jones, 1986; Van Maanen & Schein,

1979). Most research on this stage, including the present study, assumes organizational

adjustment lasts up to six months, although the length of this significant developmental

period may differ by individual or context (Ashford & Black, 1996; Jablin, 2001;

Weidman et al., 2001).

Jablin summarized what happens via communication during the adjustment stage,

stating that newcomers adjust through “a chain of events, activities, message exchanges,

interpretations, and related processes—essentially ‘links’” in which they come to

understand the new organizational context by building upon what they have learned in

the past and considering how best to adapt to their present or future circumstances”

(2001, p. 759, emphasis added). As will be explained further, the research questions

guiding this thesis explore socialization processes through tracing the chain of events or

links Jablin thus described in his latest (2001) writing on the subject.

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Although Jablin’s work is a foundation and informs the research questions, this

study incorporates other approaches to investigating socialization, i.e., a constant

comparative method and qualitative thematic analysis. In his 2001 literature review Jablin

acknowledged the limitations of his own stage model and advocated diverse research

methods. He reviewed a large body of work from the 1980s and 1990s that criticized

traditional research and employed interpretive methods. Jablin underscored the need to

continue exploring communication socialization processes in ways that would help us to

better understand the perspective of individuals adjusting to new organizations.

Criticisms of Traditional Research Approaches

Beginning in the 1980s scholars introduced alternatives to traditional quantitative

work that focused primarily on socialization stage models and outcomes. They also

challenged the models directly and advanced qualitative research, including exploratory

studies on how newcomers experienced socialization and on how the process unfolded

differently depending on organizational context and other individual factors (e.g., Allen,

1996; Bullis & Bach, 1989; Clair, 1996; Stohl, 1986; Turner 1999). For example, Bullis

(1993) criticized socialization research in a groundbreaking article on enabling,

constraining, and shifting research perspectives, in which she argued both for and against

traditional socialization theories and frameworks. Bullis called for more work that

explores socialization using existing, traditional models, as appropriate, while also

employing other approaches. Numerous scholars responded to her call, as does this

thesis, which incorporates traditional models within an interpretive approach.

Other weaknesses identified in earlier socialization work included problems with

the linear or predictable progression assumed in socialization stage models and in related

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conceptualizations of career paths (e.g., Buzzanell & Goldzwig, 1991; Clair, 1996).

Socialization theorizing was criticized for being based on narrow, outdated employment

trends and for assuming uniformity in organizational contexts, the sequence of

socialization events and in newcomers (Allen, 1996; Bullis & Stout, 2000).

In the last decade traditional socialization stage models have fallen out of favor as

a research focus. However, issues related to the adjustment phase continue to be relevant

to most newcomers and organizations. Thus it remains a fertile area of study (Ashforth et

al., 2007). For example, the burgeoning research on proactive newcomer socialization is

based on the organizational adjustment stage, which continues to “provide a useful

heuristic for thinking through the challenges that newcomers (and their employers) tend

to face” (Ashforth et al., p. 9).

Contemporary Research Foci: Proactive Newcomers and Socialization in Context

From the early 1990s to date literature on newcomer proactivity has exploded.

Much of the research was based on the work of Miller and Jablin (1991) who stimulated

hundreds of studies on information-seeking tactics among newcomers (e.g. Forward,

1999; Holder, 1996; Morrison, 1993; Myers, 1998). In the last decade the focus has

shifted to considering individual differences among newcomers’ socialization processes

and proactive behaviors (e.g., Gibson & Papa, 2003; Tidwell & Sias, 2005). Also,

scholars are increasingly interested in how socialization context or content impacts the

interactive socialization process. This growing body of research considers what kinds of

work cultures or socialization tactics help or hinder newcomer adjustment, including how

factors unique to an organization may encourage or predict proactive behaviors in

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newcomers (Ashforth et al., 2007; Hart & Miller, 2005; Scott & Myers, 2005; Slaughter

& Zickar, 2006).

Socialization researchers are being challenged to integrate their work with related

theoretical concepts, including Person-Organization Fit (Cable & Parsons, 2001) and how

socialization processes unfold in nonstandard work relationships (Ballard & Gossett,

2007; Kim, Cable & Kim, 2005). Consensus has grown that more research in narrow,

applied contexts is required to broaden our knowledge of socialization processes. This is

because: a) socialization can’t be understood well unless one considers who is interacting

with what kind of newcomer/s and under what circumstances; and b) socialization occurs

in and impacts the discrete local organizational environment, such as a work group, team

of colleagues or an academic department (Ashforth et al, 2007; Gardner, 2010; Waldeck

& Myers, 2007).

Finally, recent literature trends underscore what Jablin (1982; 1987) originally

emphasized: socialization is a dynamic, developmental communicative process. Our

understanding improves when research links both what organizations do and what

newcomers do during this reciprocal process. As stated earlier, this thesis is intentionally

limited to only one half of this process, i.e., the newcomer’s perspective of events in

which the organization is equally involved. Although only the newcomer’s interpretations

of “what organizations do” are addressed and the intentions or actions from

organizational perspectives are not explored, it is essential to understand the

organization’s integral role in a reciprocal process. Thus, we begin the next section with

what organizations generally do during the interactive socialization process, based on the

assumption that organizations recognize the need to orient newcomers.

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How Organizations Socialize Newcomers

Organizations continue to socialize newcomers in traditional ways described in

half a century of research (Hughes, 1958; Jablin, 2001; Jones, 1986; Saks & Ashforth,

1997; Schein, 1968; Van Maanen, 1978). There is no universally accepted definition or

conceptualization of socialization processes, strategies, tactics or messages (Barge &

Schlueter, 2004; Bullis, 1999; Dallimore, 2003; Smith & Turner, 1995). Yet there is

widespread agreement on how organizations and their members attempt to orient

newcomers through information exchange and interactions (communication), based on

thousands of studies across disciplines. Much of the research focuses on socialization

strategies or tactics that are intentional, planned or designed to orient newcomers in a

particular way and/or strategies that are used unintentionally or by default, i.e., when the

organization may not have particular plans for newcomers.

Organizational Socialization Processes: Tactics and Messages

Much of our knowledge about how organizations approach the socialization of

newcomers is based on a frequently used model originated by Brim (1966) and re-

conceptualized various ways by Van Maanen & Schein (1979), Jones (1986), and others.

This model proposes that organizations socialize new employees with six tactics that may

overlap and are practiced along a continuum as follows: a) individual or collective, i.e.,

newcomers may be oriented by themselves or in a group; b) informal or formal, i.e., the

newcomer immediately becomes part of the work group and learns “on the job” or is

segregated from the work group while learning about roles; c) random or sequential, i.e.,

the socialization process unfolds in a haphazard way or in a planned series of stages; d)

variable or fixed, i.e., the organization has no specific time table for newcomer

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adjustment or delineates a clear time period for orientation and socialization activities;

e) disjunctive or serial, i.e., there is a lack of previous cohorts from which the newcomer

can learn (no one available to “pass down” information), as opposed to others with

relevant organizational experience being available, willing or assigned to help the

newcomer; and f) divestiture or investiture, i.e., organizational members deny or strip

away elements of the newcomer’s identity, in contrast to organizational members

recognizing and confirming the identity, skills and experience of the newcomer.

Although hundreds of studies have investigated socialization tactics and the

model remains robust, research is inconclusive and there is more to learn about how

particular tactics may influence socialization outcomes or newcomer behavior (Ashforth

et al. 2007). Following the lead of Jones (1986) some scholars have collapsed the six

tactics into two general domains labeled as institutional or collective socialization

strategies (encompassing collective, formal, sequential, fixed, serial and investiture

tactics) and individual strategies (individual, informal, random, variable, disjunctive and

divestiture). For example, Cable and Parsons (2001) found that highly institutionalized

tactics were positively correlated to newcomers’ perceptions of organizational fit.

Researchers have emphasized that organizations use both institutional and

individualized tactics in ways that may be idiosyncratic. Tactics grouped together by

Jones (1986) and others (e.g., divestiture and disjunctive tactics vs. investiture and serial

tactics), and labeled as either “individual” or “institutional,” are not always practiced

together. This is especially true of investiture and divestiture, which may or may not

correlate with the other “institutionalized” or “individualized” tactics (Ashforth et al.

2007). For example, the military is known for strong institutional socialization tactics

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(collective, formal, sequential, fixed and serial) and uses divestiture with new recruits, as

their former identities are stripped away to form them into taking on new identities as

soldiers. Other organizations may use informal, random or variable tactics overall yet

also affirm new members’ prior identities through practicing investiture during which an

established organization member communicates that she values the newcomer’s

incoming identity.

For the purposes of this study we are primarily interested in the influence of

investiture and divestiture socialization tactics as practiced by members of work groups

or departments. Jones (1986) and other researchers including Griffin, Colella and

Goparaju (2000) have argued that investiture and divestiture tactics, specifically,

represent the social (i.e., interpersonal or interactive) dimension of socialization. Griffin

et al. point out that newcomers experience investiture or divestiture in terms of whether

or not they have social support in the organization. The use of investiture tactics

communicate to the newcomer that she is important as an individual and that the

organization accepts her identity. In contrast, when divestiture strategies are used the

newcomer gets the message that she must change or give up her prior identity to fit into

the organization. Griffin et al. further note that in some organizational contexts where

collective or institutionalized tactics including investiture are absent, newcomers may be

forced to be more proactive as they must engage in a self-socialization process.

Korte (2009) recently affirmed the importance of what he termed “relational

processes” and “social tactics” in successful newcomer socialization. Korte also

advanced the argument that socialization occurs in discrete work groups or departments,

and that practices can vary considerably within the same organization. Korte interviewed

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30 recently hired engineers representing different departments in a global organization

that employs thousands of engineers. Korte found that the quality of relationships within

work departments, specifically newcomers’ perceptions of key interpersonal interactions,

was the single most important factor in the socialization of new engineers. The most

satisfied newcomers felt they had received valuable support through helpful and

respectful interactions with co-workers and managers. In contrast, the most frustrated and

unhappy newcomers expressed how dissatisfied they were with their new engineering

jobs due to lack of social support, which they attributed to receiving no interest, respect

or attention from others in their department.

Overall, there has never been consistency in the vast body of socialization

research, nor in findings related to specific socialization tactics as originally outlined by

Brim (1966) and re-conceptualized numerous ways since. This lack of consistency is not

surprising because socialization experiences vary considerably from the perspectives of

unique types of newcomers and research has been done in widely divergent settings.

However, there are some areas of agreement in the literature. We do know that

socialization tactics — especially the “social” tactics of investiture or divestiture — are

enacted via communication, i.e., information exchanges between the organization (or its

members) and the newcomer. Jablin’s (2001) inclusive term encompassing socialization

tactics, communicative events and information from the organization is “socialization

messages.” Socialization messages initiate the chain of events explored in this thesis.

Organizational Socialization Messages

Socialization messages have been defined or identified in a number of ways

(Dallimore, 2003; Jablin, 2001; Turner, 1999). Organizational newcomers learn culture or

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role-related information from official, formal, or planned events/sources, i.e., collective

or institutional strategies, as characterized by Jones (1986). Newcomers also adjust

through observation, stories and informal encounters with others in the organization from

which they receive advice or messages that seem relevant. Common sources of

socialization messages in traditional employment settings include the newcomer’s

supervisor and co-workers, upper-level management and written documents provided by

the organization (e.g., training manuals). People also pick up significant cues about the

culture and their status in ways that can be both mundane and subtle, such as noticing

how others are addressed, workspace organization, the use of humor, nonverbal

communication, who is included in departmental functions and more (Falcione & Wilson,

1988; Hess, 1993; Louis, 1980; Jablin, 2001).

Several scholars have explored specific types of socialization messages including

speech acts, discursive formations, and other communicative events they argue are

particularly significant to newcomers. These include stories (Brown, 1985), memorable

messages (Barge & Schlueter, 2004; Dallimore, 2003; Stohl, 1986;), colloquialisms

(Clair, 1996), turning points (Bullis & Bach, 1989) and critical incidents (Gundry &

Rousseau, 1994; Korte, 2009; Lundberg & Young, 1997; Teboul, 1997).

Jablin’s 2001 review broadly characterized socialization messages as

communicative events, activities and interactions. He acknowledged the diverse range of

messages and concluded that something meaningful to a newcomer––i.e., perceived as

pertinent to her place or value in the organization although not necessarily an explicit

action––may be construed as a “message.” This study uses Jablin’s broad 2001 definition

through identifying and gathering all types of communicative events or organizational

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socialization messages relevant to the research context and purpose. (See Appendix B

for how organizational socialization messages were defined and identified in this thesis.)

For nearly three decades researchers have pointed out the need to highlight

individuals’ socialization experiences and perspectives (Allen, 1996; Bullis & Bach,

1989; Jablin, 1982, 1987, 2001; Louis, 1980; Reichers, 1987; Stohl, 1986). Despite the

large body of research responding to these calls we need to learn more about what

newcomers typically do and how they feel when entering and adjusting to organizations.

The next section reviews socialization processes from the perspective of the newcomer

during the organizational adjustment stage.

How Newcomers Interpret and Respond to Socialization Messages

Beginning in the 1980s socialization research gradually shifted from an emphasis

on the organization to considering the individual newcomer’s point of view. The

newcomer’s sensemaking, or perceptions of new environments, is based on cues or

socialization messages from a number of sources (Jablin, 2001). However, newcomers do

not enter organizations as blank slates; they bring prior experiences and professional

identities with them. These imported identities also influence how newcomers make

sense of an unfamiliar environment (Louis, 1980; Weick, 1995).

Hundreds — if not thousands — of studies have affirmed newcomer uncertainty,

stress or anxiety during adjustment and that individual newcomers respond and attempt to

cope through engaging in information seeking (Ashforth et al., 2007; Jablin, 2001; Miller

& Jablin, 1991). Beginning in the 1990s researchers turned their attention to variations in

newcomer behaviors, including ways newcomers interpret and respond proactively to

socialization messages beyond the expected information seeking. This study assumes that

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the stress experienced by midcareer transition women as newcomers in graduate school

as well as their responses and ways of being proactive are unique.

Proactive Newcomer Communication in Context

Among the large, growing body of literature on proactive newcomer

communication, recent work highlights the influence of localized socialization contexts

on newcomers’ behavior and/or distinct proactive behaviors associated with individual

newcomer characteristics. When newcomers enter organizations they do more than ask

questions to clear up confusion and in some contexts they may be required to ask more

questions than in others (Griffin et al., 2000; Jablin, 2001). Across disciplines scholars

recognize that most newcomers must engage in at least some self-socialization through

information seeking and thus are forced to be proactive, especially in work environments

where little orientation or information is offered to them (Ashforth et al., 2007). Grant

and Ashford (2008) assert that proactive behavior is increased by ambiguity, including

confusion about roles, procedures and expectations (see also Weick, 1995).

Miller and Jablin (1991) were instrumental in initiating hundreds of

variable/analytic studies focusing on information seeking, the most universal type of

proactive newcomer communication. Ashford and Black (1996) built upon Miller and

Jablin’s work, defining newcomer proactivity as including seven components:

1) information seeking to learn how the organization operates; 2) feedback seeking to

inquire about one’s work performance; 3) relationship building to connect positively with

others; 4) general socializing or participating in social events; 5) networking or

socializing with people outside one’s work group; 6) job-change negotiating to modify

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job-related tasks or expectations, and 7) positive framing, or trying to view things in an

optimistic way.

Saks and Ashforth (1997) called for research that addresses what organizational

socialization programs or tactics are most likely to facilitate newcomer proactivity. In

response to this and other calls from the 1990s to date scholars have proposed various

models and/or definitions of proactivity at work, proactive behavior, proactive newcomer

communication or proactive socialization (e.g., Scott & Myers, 2005). As is the case with

other concepts and theories related to socialization, there is no consistent definition of

proactive newcomer communication. This study was guided by a definition informed by

Myers and McPhee (2006) who characterized proactivity as “the initiative to work to

obtain desired goals” (p. 446). Therefore proactive communication was defined broadly

as: communication initiated by the newcomer during adjustment and targeted to

organizational sources to achieve the newcomer’s immediate goals during graduate study

and/or her related future career goals. Appendix B further explains how proactive

communication was defined and identified in this thesis.

Research has found that various individual or demographic attributes including

newcomer gender, race, past work experience, age, and personality traits influence how

they interpret and respond to socialization processes when they join organizations

(Finkelstein, Kulas, & Dages, 2003; Gibson & Papa, 2000; Saks & Ashforth, 1997;

Tidwell & Sias, 2005). In short, newcomers are not all alike, but it is useful to look for

trends in groups of newcomers that share attributes. Just as socialization is better

understood when embedded in localized contexts, we learn the most about socialization

processes when distinct characteristics of newcomers being socialized are considered.

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A localized research context that to date has not been studied through the lens of

these combined factors is the traditional academic department. Although no two

academic programs, disciplines or departments are the same in their cultures or

socialization practices, the higher education research on graduate student socialization

offers relevant information on how traditional departments generally socialize students

into master’s or doctoral programs.

The Research Context: Graduate Student Socialization

Graduate school — which may last for several years — is a transitional period

during which students are socialized into academic disciplines, professions and

departments (Golde, 2005; Weidman et al., 2001). This thesis is concerned with the

discrete time period of adjustment when graduate students enter their departments and

navigate their first semesters. Orientation practices offered by departments may vary

greatly by disciplines and department cultures yet there are longstanding academic

traditions and expectations applicable to most graduate programs (Austin, 2002).

Adaptation to graduate study comprises activities beyond official orientation meetings or

reading departmental handbooks; these activities include important interactions with

others in the department (Brus, 2006; Myers, 1998; Polson, 2003).

Overall, the research on graduate student socialization published during the last

decade is alarming in tone and highlights widespread inadequate practices and negative

outcomes, including high attrition rates framed as a crisis in higher education (Council of

Graduate Schools, 2004; Golde 2005; Nesheim et al., 2006). Lovitts and Nelson (2000)

argue that high attrition rates are attributable to students’ negative experiences when they

begin graduate school, including lack of integration into the social structures of graduate

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programs. They stated, “Students leave less because of what they bring with them to the

to the university than because of what happens to them after they arrive” (p. 50). Across

disciplines around 57% of graduate students drop out before completion of their degrees

and other scholars have linked this problem to poor socialization and bad fit (e.g.,

Gardner, 2010; Golde, 2005).

Trends indicate graduate students are increasingly diverse with growing numbers

of older nontraditional students and more women entering graduate school (National

Center for Educational Statistics, 2007). Higher education research has found that

orientation programs may be especially inadequate for nontraditional, older students who

bring a different set of expectations, knowledge and needs to universities (Austin, 2002;

Brus, 2006; Nesheim et al. 2006; Polson, 2003). As will be discussed further, most

departments officially or unofficially assume that graduate students are socialized

primarily with the cohort (other graduate students) with whom they are likely to bond and

share some characteristics, including age. This thesis argues that one reason traditional

socialization practices may be inadequate for nontraditional older students is that they are

unlikely to feel similar to and connect with peers who are half their ages.

Graduate school adjustment is consistently described in the literature as a highly

interactive, social process during which integration into department cultures and forming

relationships with others in the department are keys to student success (Weidman et al.,

2001). Research has affirmed that positive outcomes including higher completion rates

and students who perceive their departments favorably are linked with strong

departmental support from both peers (the graduate student cohort) and faculty (Gardner,

2010; Polson, 2003).

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Weidman et al. (2001) proposed a comprehensive model of graduate student

socialization cited often in the literature. They concluded that peer climate is a critical

aspect of the culture graduate students encounter: “the cohort influences the learning

process, opens support mechanisms, and enriches the experience socially and

emotionally” (p. 62). The authors state that when fellow graduate students are

demographically similar, peer bonding and support is more likely to be strong and their

adjustment to graduate study is easier. In addition to addressing the significance of peer

support, Weidman et al. discuss what graduate departments attempt to accomplish via

socialization. They refer to students as “neophytes” whose socialization outcomes are the

acquisition of sufficient knowledge, skills, and values for successful entry into a

professional career. Adjustment to a subordinate student role is necessary for progression

to professional status and an individual student’s personality or stage of development

may require abandonment of previous roles and identities, which may cause internal

conflict. This “abandonment of previous roles and identities” is consistent with

divestiture, a socialization tactic described earlier in this literature review.

Although Weidman et al. only briefly introduce socialization tactics as

conceptualized by Van Maanen and Schein (1979), they make points relevant to this

thesis. They note the importance of investiture for successful transformation of the

student into a new professional academic role and argue that this typically occurs along

with serial socialization as faculty train, mentor and act as role models for graduate

students. They also state that faculty members may not readily accept new nontraditional

students, because they are not like their predecessors or other students in the department.

In such cases, disjunctive socialization and divestiture may be more likely to occur as

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there are no role models for the nontraditional student and/or her characteristics seem

incompatible with what is expected in the department.

Weidman et al. emphasize that no two graduate student socialization experiences

are identical. Nevertheless, the normative process is to pass through traditional rites of

passage (some originating hundreds of years ago) that bring students to a higher level of

personal and professional maturity. In order to mature, new graduate students rely on

faculty and older peers as role models. Interaction with role models in the academic

department is such an important part of the socialization process because the graduate

student’s new identity as an academic is built around learning from and following the

lead of her superiors (i.e., more experienced faculty members who explain how things are

done and act as mentors).

The Weidman et al. report assumes a homogeneous population of traditional,

younger graduate students being assisted or mentored by older or more experienced

department members. Clearly, aspects of this model do not fit experienced graduate

students who entered professions years ago and who are already “mature” by most

definitions. Such students might be older than the department members who may or may

not mentor them. Presumably older students have also reached stages of personal or

professional development that will require divestiture of prior roles and identities above

and beyond what is normally expected of all graduate students. Midcareer transition

women students, in particular, are likely to have strong age and career-related identities

they may not wish to give up upon entering graduate school.

This thesis, like Brus (2006) and Polson (2003), challenges traditional graduate

student socialization practices in that they fail to value and address the specific needs of

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nontraditional graduate students. Brus highlights changing demographic trends in

graduate schools including increasing numbers of older women students who are

challenged to balance school with other life issues and who don’t fit the normative profile

for graduate students. She argues that such students often perceive a “chilly climate” in

their graduate departments and that the “one-size-fits-all” model is inadequate in

providing the academic and social support that will increase satisfaction and retention

among nontraditional students (p. 43).

Polson (2003) emphasizes that graduate student role socialization is a primary

responsibility of academic departments, while noting that most departmental orientation

programs are not designed for the needs of older students. Like Brus, Polson notes that

nontraditional graduate students’ life circumstances make their adjustments to graduate

school more difficult. These circumstances may include juggling multiple roles (i.e.,

providing materially for self or family, elder care, and other “adult” responsibilities).

Polson argues that there is a need for better departmental support as nontraditional

students deal with possible role conflicts and the burden of extra responsibilities not

shared by typical younger graduate students. She recommends that department members

must do a better job of communicating to older graduate students that their experiences

and opinions matter; however, she does not specify how academic departments should

accomplish this.

Although Polson’s article does not incorporate socialization tactics, the idea that

departments must communicate to students that they “matter” is consistent with the

investiture socialization tactics discussed in the previous section. To review, when an

organization practices investiture tactics through members’ interactions with the

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newcomer, the newcomer’s unique identity and experiences are being recognized and

affirmed. Finally, Polson underscores that graduate student demographics are

increasingly diverse, and require “sensitive, flexible, and creative” responses from

graduate departments if institutions wish to retain and earn the loyalty of mature, high-

performing students.

Summary and Research Focus

The higher education literature on graduate student socialization is incomplete. It

marginalizes or does not adequately address the experiences and needs of increasing

numbers of nontraditional, older graduate students and no study explores the experiences

of midcareer transition women specifically. However, the higher education research

informs this thesis as follows: a) it affirms the centrality of communication in

socialization (i.e., social support or integration, interactions, and relationships with

faculty and other graduate students); b) it suggests that investiture tactics, especially,

might improve socialization experiences for nontraditional older students by academic

departments recognizing the unique “adult” identities of such students (Polson, 2003); c)

it notes that normative graduate student socialization processes require a divestiture of

prior identities in order to take on a new academic identity; and d) such divestiture is

likely to be experienced more strongly by nontraditional students who enter departments

where they don’t fit the norm (Weidman et al, 2001).

In sum, the higher education literature associates inadequate socialization with

alarming graduate student attrition rates and indicates further study is needed if graduate

departments wish to socialize and retain increasing numbers of older nontraditional

students (Brus, 2006; Council of Graduate Schools, 2004; Golde, 2005; Lovitts &

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Nelson, 2000). This thesis explores the experiences of a distinct and under-studied type

of older nontraditional student labeled the midcareer transition woman graduate student. I

argue that the midcareer transition woman graduate student begins graduate school as an

atypical, proactive newcomer unlikely to fit the mold in her academic department.

The Newcomer: Midcareer Transition Women Graduate Students

This section discusses selected work to shed light on characteristics and

experiences of midcareer transition women graduate students. The limited research on

this group also frames my argument for labeling thesis participants atypical, proactive

newcomers in the context of being socialized into traditional academic departments.

As briefly discussed in the introduction of this chapter, the midlife period for

women and the midcareer transition phase in a professional’s career are both associated

with self-directed, proactive behavior (Hall et al., 2002; Josselson, 2002). At midlife, a

woman is typically focused on integrating aspects of her identity and she desires work-

life balance, including a career that reflects how she sees herself during a stage known for

transformation (Vickers-Willis, 2002). This thesis argues that the midcareer transition

woman graduate student is by definition proactive because she chose to give up her

previous established, fulltime career to attend graduate school in anticipation of a new

career. She is also atypical as a newcomer to fulltime graduate study because job or

career-related losses she voluntarily incurred immediately prior to starting graduate

school make her different from traditional graduate students in their 20s.

Little is known about how midcareer transition women behave in and what they

experience in traditional graduate departments. No research addresses their socialization

into graduate study specifically. We need to understand more about how their life stage,

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career stage and age-related identity may (or may not) impact their adjustment. The

limited literature on midcareer transition women graduate students summarized here

highlights some unique challenges these women experience that are relevant to this

thesis.

Graduate students have been the subjects of hundreds of studies. However, as

addressed in the previous section, the literature focuses almost exclusively on traditional

graduate students between the ages of 22 and 29 and overlooks the perspectives of older

students (Brus, 2006; Carney-Crompton & Tan, 2002; Polson, 2003). Furthermore, the

higher education literature does not adequately address the needs of distinct groups of

older students, e.g., distinguishing male students from female students or looking at those

in midcareer transition, specifically. The research fails to recognize that nontraditional

midcareer transition women graduate students may be entering graduate school with

distinct motivations, characteristics, and experiences. The few studies that narrowly

describe the midcareer transition woman’s experience call for the need to learn more

about how women adjust to academic departments after choosing to leave their longtime

jobs and give up previous lifestyles and identities in pursuit of a career change.

Sanders and Nassar (1993) conducted an exploratory study on master’s level

social work (MSW) students who had previously held careers yet chose to enter social

work as a new profession. As graduate faculty members who interacted regularly with

their subjects, the authors were keenly aware of how experienced nontraditional women

students differed from their younger cohort. They interviewed mature women (mean age:

43) in their master’s programs and described their subjects as “‘atypical’ in terms of their

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social and psychological maturity” (p. 108). Participants responded to questions about

factors related to their career change and graduate student life.

Sanders and Nassar found that many subjects experienced a “profound identity

crisis” (p. 109) when they entered the MSW program that they associated with a sudden

change and loss in status (e.g., from successful entrepreneur or professional to the role of

subordinate student). The researchers found that the oldest members of the graduate

student cohort reported the most difficulty adjusting to the student role. The authors

argued for graduate programs to differentiate such students’ needs from the needs of

traditional graduate students.

Another exploratory study by Anderson and Miezitis (1999) described the

perceived stress and life satisfaction of ten women who had been active in established

careers prior to beginning graduate study. These women were in graduate school to begin

new careers. As expected, the researchers reported that their respondents experienced a

lot of stress while adjusting to graduate school. The authors found that participants who

had formerly occupied positions of authority reported the most stress related to policies,

expectations and academic hierarchies they perceived both as too rigid and as designed

for younger, traditional graduate students.

Dissertation research by Spaite (2004) examined how participants perceived their

graduate educations and role transitions when they decided to pursue new careers as

professional psychologists, in particular how subjects’ previous career identities

influenced their transitions to new identities. Spaite found that women coped most

effectively with the stresses related to demanding graduate programs when they were able

to rely upon multiple identities and roles. This dissertation was accessible only in the

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form of an abstract so limited information was available. However, Spaite’s finding about

seasoned graduate students depending on multiple identities to cope with stress seems

connected to Josselson’s (2002) assertion that midlife women seek to integrate multiple

identities and roles rather than giving up one identity for another.

Literature Summary and Research Questions

Knowledge from diverse disciplines and perspectives plus personal experience

informs this thesis. Higher education scholarship highlights the applied research context

(graduate student socialization in traditional academic departments). Through the

literature on midcareer transition women graduate students we know something about

characteristics associated with thesis participants, whom I label atypical proactive

newcomers when they begin graduate school. The communication socialization literature

provides the theoretical framework and research questions.

To understand how midcareer transition women experience adjustment into

academic departments through communication socialization processes, decades of

literature suggest that we must: a) explore socialization from the individual’s point of

view (Allen, 1996; Clair, 1999; Gundry & Rousseau, 1994; Louis, 1980; Stohl, 1986);

and b) look at socialization as a developmental interactive process, considering how

various strategies, tactics or messages used by the organization influence perception of fit

and patterns of newcomer interpretation, response and proactive communication (Cable

& Parsons, 2001; Jablin, 1987, 2001; Jones, 1986; Korte, 2009; Reichers, 1987) .

The higher education literature on graduate student socialization is incomplete

and does not address what happens when a midcareer transition woman enters a

traditional academic department as a new graduate student. The organizational

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socialization research, while rich and deep, continues to overlook early socialization

experiences from perspectives of newcomers in contemporary contexts that do not fit

outdated assumptions or limited models (Allen, 1996; Ashforth et al., 2007; Waldeck &

Myers, 2007).

This thesis argues that life stage (age), career stage and pre-entry identity or

status-loss issues are central to understanding how midcareer transition women

experience their organizational adjustment-socialization process into traditional graduate

programs. My assumption is that characteristics these women share impact their

interpretation and responses to socialization messages from academic departments, as

well as their proactive behavior. It is expected that a distinctly different socialization

process will occur because prior to entering graduate school the midcareer transition

woman graduate student had substantive life experiences and made significant life

decisions (including leaving behind her previous career and related roles). These

differences distinguish her from typical younger graduate students. A useful way to

explore how midcareer transition women experience socialization is through the lens of

communication processes she recalls from her graduate department adjustment.

This study starts with socialization messages the midcareer transition student

receives in her graduate department. They begin a chain of events during the critical

organizational adjustment period through which a newcomer comes to understand her

role, the organizational culture and how well she fits (Ashforth et al. 2007; Jablin, 2001;

Louis, 1980). These messages initiate the newcomer’s interpretation and response

according to Jablin’s (1982) observation that newcomers interpret new work

environments primarily from formal and informal communication received from others.

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This study assumes that, like all newcomers, the midcareer transition woman will

try to make sense of messages and is likely to respond with uncertainty and information

seeking, a nearly universal type of proactive communication. However, unlike other

newcomers, she may interpret messages, respond to them, and behave proactively in

unique ways because she does not fit the typical profile in the context of traditional

graduate study.

The three research questions guiding this study assume a progression or dynamic

unfolding of socialization-communication processes, beginning with the subjective

meanings newcomers make of socialization messages. They are as follows:

RQ1: How do midcareer transition women graduate students interpret

organizational socialization messages during organizational adjustment?

RQ2: How do midcareer transition women graduate students respond to

organizational socialization messages during organizational adjustment?

RQ3: How do midcareer transition women graduate students engage in proactive

communication during organizational adjustment?

The next chapter outlines the methods I used to explore 20 midcareer transition

women’s interpretations, responses and proactive communication patterns during

adjustment to graduate study.

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CHAPTER II

METHODOLOGY

Research Approach

The research questions in this study were answered using an interpretive

phenomenological interviewing approach. Phenomenology investigates lived experience

through describing individual recollections and personal accounts and derives meaning

from these descriptions (Van Manen, 1990). The research design was built on Jablin’s

(1987; 2001) conceptual framework of communication socialization processes and

responds to numerous calls to examine socialization from the perspective of individuals

and/or in contexts that do not fit established models or assumptions (e.g., Allen, 1996;

Ballard & Gossett, 2007; Clair, 1999; Polson, 2003).

The goal was to extend the socialization literature through exploring a localized

context to unearth authentic stories of subjective experiences (Ashforth et al., 2007;

Silverman, 2001). Accordingly, this exploration focused exclusively on 20 midlife

women participants who chose to begin traditional full-time graduate study at an age and

career stage that was atypical. This thesis distinguished full-time, traditional graduate

education from part-time, distance learning, or other specialized curricula that may have

been created specifically for mature adults who are working or have other responsibilities

precluding full-time attendance. Traditional graduate departments and programs are not

defined explicitly in the higher education literature. However, there is an implicit

assumption and understanding that such programs and related departmental policies are

designed for traditional graduate students, generally defined as between 22-29 years of

age (Brus, 2006; National Center for Education Statistics, 2007).

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To keep this study focused I explored what this transitional time of graduate study

adjustment meant through a specific lens: participants’ interpretations and responses to

organizational socialization messages. I also wished to understand how they engaged in

proactive communication within their academic departments. This was based on an

assumption that midcareer transition women were likely to behave proactively, and the

need to address an area about which we know little in the growing proactive newcomer

literature (Grant & Ashford, 2008; Josselson, 2002; Levine, 2005).

Recruitment and Description of Participants

To identify mid-career transition women graduate students, I used a purposive

sampling strategy (also known as criterion sampling), plus snowball sampling. Purposive

sampling identifies subjects representative of a special population and snowball sampling

allows volunteer respondents to suggest other possible study participants (Babbie, 2004;

Miles & Huberman, 1994). The criteria to identify mid-career transition women graduate

students was informed by the career stages work of Hall (1986) and Ibarra (2003). The

sampling frame was set as follows:

1. Self-identified, established career women who were employed full time for 10 or

more years prior to graduate school enrollment.

2. Enrolled in graduate school for reason(s) related to mid-career transition (planning

a different career).

3. Completed at least six months’ full-time graduate study in traditional academic

departments within the three most recent academic years (i.e., the years closest to the

data collection period of summer and fall, 2006).

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In addition to meeting the above eligibility requirements, participants identified

themselves as willing to engage in an in-depth e-mail interviewing process and to be

available by phone, if necessary.

Participants were recruited in August 2006, using multiple-channel networking

(word of mouth, phone, and the Internet, including the National Communication

Association’s Communication Research and Theory Network [CRTNET] service). After

volunteers were pre-screened for eligibility, 23 signed consent forms and began the

interviewing process. Three chose to withdraw from the study, which left a remaining

sample of 20. Table 1 on the following page depicts the make-up of the sample.

The mean age of participants when they started graduate school was 42.3 years.

The sample represented a variety of living arrangements, degree programs, and

geographic locations in the United States. Participants attended graduate school in 15

states: Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania (3), Ohio

(4), Indiana, North Carolina, Tennessee, Florida, Texas, California, New Mexico, North

Dakota, and Montana. Ten respondents had relocated to new communities for graduate

school, including two who moved across the country (e.g., from the West Coast to New

England). Ten women were Ph.D. students; one was pursuing a law degree (JD). The

remaining nine were pursuing master’s degrees.

Participants’ earlier professional careers were also varied. Most held management

or leadership positions prior to beginning graduate study, including one publishing

company president, a corporate human resources director, a city planning engineer, an

officer in the military, and a news bureau chief for one of the nation’s largest newspapers.

The majority of participants (75%) planned to transition their career into academia.

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Table 1 – Sample Description

TABLE 1 - SAMPLE DESCRIPTION Pseudonym Age Previous fulltime career

or position New career choice following graduate school Degree program

Amanda 41 Manager/public retirement system

Professor or consultant PhD

Ann 39 Newspaper reporter/editor

Professor MA

A. Hawken 48 Community College Administrator

Professor PhD

Bess 41 Environment/Safety Consultant

Consulting/Teaching MA

C. Sunset 52 Marketing Director Professor PhD Doria 45 University administrator Professor PhD

Elizabeth 37 President of publishing firm Professor MA

Emily 41 County Detective/Major Crimes

Professor PhD

Fiona 42 Military officer/Air Nat'l Guard

Adult learning/development/teaching M Ed

Helen 47 Director, Information Technology

Professor PhD

Karin 39 Television producer/director

Consultant to TV industry/professor PhD

Lydia 37 Program administrator/State DOT

Professor PhD

Mabel 43 Corporate Director/materials

College instructor MS

Pandora 47 International news bureau chief Professor PhD

R. Hat 46 Corporate HR Director Professor PhD

n = 15 (75%) with professor or teaching role as primary or secondary new career choice

Estelle 35 National sales manager Speech Pathologist MA G. 40 City Planning Engineer Marketing Consultant MBA

Mary Alice 34 Systems Analyst/Software consultant

Law JD

Rainey 40 Writer/Editor Marketing/Corporate Communications MA

Sophia 52 Secondary education/counselor

Non-profit Executive Director MA

Mean age 42.3

Age Range 34 to 52

n = 5 (25%) with plans to enter a new career outside academia (following graduate school)

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During their first semester of graduate study, most (85%) participants were

married or in a committed relationship. Two married respondents lived alone during

graduate school adjustment (their spouses remained in other states). The two single

respondents also lived alone and had moved to new states to begin their programs.

Sixteen research participants lived with others. Of these, 15 cohabited with spouses or

partners and four had at least one child living at home. The one divorced respondent lived

with a roommate during her first semester of graduate study.

Data Collection: The Interviewing Procedure

Phenomenological studies use in-depth interviews to provide portrayals of lived

experience and then offer insightful reflections on the meanings of those complex

experiences (Van Manen, 2002). I used computer-mediated communication in the form

of electronic interviews (hereafter referred to as e-mail interviewing) to elicit detailed,

deep descriptions of participants’ graduate school adjustment. This method was suitable

to the goals of this study for several reasons, including the desire to interview a national,

verifiable sample from diverse institutions within a short time frame and at minimal

expense (Lindlof & Taylor, 2002).

E-mail interviewing is noted for being efficient and effective (Meho, 2006). It has

been successfully employed in numerous studies (e.g., Creswell, 2002; Dallimore &

Mickel, 2006; McAuliffe, 2003). Morgan and Symon (2004) found that e-mail interviews

provide many advantages, especially for samples of populations who are familiar and

comfortable with using e-mail such as the participants in this study who were career-

oriented professionals before entering graduate school.

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A comprehensive review of this rapidly growing research method highlights

several benefits of e-mail interviewing. These advantages include gathering data quickly

from geographically dispersed participants, allowing conversations to continue over a

series of days (encouraging enhanced reflection and further probing into participants

responses), and the end result: a transcript in participants’ own words (Meho, 2006). This

low-inference data (i.e., verbatim transcripts) is guaranteed in e-mail interviews because

respondents provide the text for analysis, which eliminates the risk of transcription error

(Silverman, 2001). An accurate transcript of participants’ accounts is also especially

appropriate to a phenomenological research approach that attempts to capture the essence

of lived experience using participants’ own words (Van Manen, 2002).

Upon initiation of e-mail interviewing I set the context for the study, emphasizing

that I wanted participants to focus on what they experienced in their first semesters of

graduate school within the boundaries of their academic departments. I also asked the

respondents to choose pseudonyms. Thereafter, I addressed and identified them by their

pseudonyms.

Because this study examined a context that had not been researched previously,

the guiding research questions represented a best guess of what might be revealed in the

data (Lindlof & Taylor, 2002). As indicated in the literature review, the research

questions were derived from Jablin’s (2001) theoretical framework and reflected a

developmental communication socialization process that unfolds in a fairly predictable

way, yet I remained open to finding unanticipated results, with the intent of answering the

original questions broadly (Lindlof & Taylor, 2002).

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Interview questions were sent in a series of sequential e-mails, at the rate of one to

three questions per message. This method ensured that participants met study parameters

and clearly understood the questions. Initial questions were designed to determine study

eligibility, set the context, and introduce topics related to the research questions. I had

pre-tested my interview questions with five pilot interviews (Lindlof & Taylor, 2002).

During and following this process I received feedback from pilot participants that boosted

my confidence in question clarity and wording. I used a semi-structured interview

schedule (Appendix A) that included 14 questions and instructions such as:

What graduate student orientation-related information do you remember receiving when you started? Tell me about messages or interactions that stood out for you during this adjustment period. How did you respond to the messages you received (and/or interactions you experienced) at this time? Can you think of other factors that influenced your feelings about your role in your graduate department during this adjustment period (or, is there anything else you wish I had asked, or that you wish to share)?

Although I sometimes changed the order or adapted wording to fit with the flow

of respondents’ answers, I made sure that each interviewee addressed every question

(King, 2004). I remained open to other issues respondents brought out in interviews,

because my goal was to collect rich data encompassing the complete range of adjustment

experiences (Van Manen, 1990). The full raw data set consisted of 232 single-spaced

pages (10,456 lines) of printed e-mail interview transcripts to be interpreted. At this

point, I began data analysis using a recommended detailed, line-by-line approach as my

first step to reduce data (Strauss & Corbin, 1998). The data analysis and interpretation

process is explained in the following section.

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Data Analysis and Interpretation

The goal was to identify common patterns of: a) socialization message

interpretation; b) responses to these messages; and c) incidents of proactive

communication in which participants engaged during first semesters of graduate study.

To accomplish this, I analyzed interview transcripts following procedures recommended

by Miles and Huberman (1994) and Strauss and Corbin (1998). I used a constant

comparative method, explained by Strauss and Corbin as an interpretive nonmathematical

data analysis process designed to discover concepts and patterns in the data, followed by

arranging findings in a manner that makes sense theoretically.

This required multiple readings and rounds of data analysis, undertaken in four

general stages: a) data reduction and preparation for coding, based on theoretical

sensitivity; b) organizing or segmenting reduced data into units of analysis (thought units)

and coding or labeling the thought units; c) clustering thought units into categories (or

themes); and d) using a thematic analysis process to identify the primary themes for the

entire data set. The following sections explain these steps in more detail.

Data Reduction and Theoretical Sensitivity

I prepared data for coding by combining each respondent’s individual e-mail

messages into one document or “transcript” identified by her pseudonym. Early on in the

data collection process, I began to make notes in text margins as I recognized material

that seemed related to research questions or was most emphasized by respondents

(Shank, 2006). My process of filtering raw data for relevant concepts was guided by

theoretical sensitivity, or being sensitive to material I might expect to find, based on

established research and theory. This data reduction method is recommended as an early

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step in qualitative research (Lindlof & Taylor, 2002). Although I also read for and paid

attention to unexpected information in the interview transcripts, my data reduction

process was informed by definitions used in earlier socialization research. Appendix B

explains this process in detail and includes the information I used as sensitizing concepts.

First, I dissected raw data to identify pre-existing categories derived from

socialization theory and the localized context I had set for this research. I used sensitizing

concepts or definitions from Jablin’s (2001) broad conceptualization of socialization

messages, responses and categories of proactive communication. I also remained open to

other examples of messages, responses, and newcomer proactivity as described in studies

published after 2001 (e.g. Scott & Myers, 2005).

As the analytical starting point, socialization messages were identified in order to

trace participants’ impressions or conclusions about these messages. This required

several readings to locate references to socialization messages, defined broadly as all

types of communicative events relevant to the research context and purpose, i.e., any

message from the academic department that made an impression on the newcomer

because she perceived it as relevant to understanding the new culture or her role.

I highlighted every line of text that contained something related to socialization

messages and interpretations, responses or proactive communication that were linked to

these messages. In addition, I highlighted any other factors emphasized as integral to

respondents’ first semester transition. Appendix B explicates this process in more detail,

including my initial definitions, guidelines, and exemplars. This multi-step process of

data reduction resulted in 106 single-spaced pages, or 4808 lines of text highlighted for

the next stage: coding and segmenting by thought unit.

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The Coding Process

After data reduction or narrowing the data set to what is of interest (Keyton,

2006), I identified which data I would code. The next step was to choose a unit of

analysis (i.e., a standard, well-defined element within the text). Because my intent was to

capture deep descriptions of lived experience and complex communication socialization

processes Jablin (2001) described as a linked chain of events, I chose the thought unit as

my unit of analysis. This has been employed in hundreds of studies that use thematic

analysis and/or analyze interview text to explore socialization, individual-work

relationships and messages (e.g., Canary & Canary, 2007; Donohue & Druckman, 2009;

Jehn & Shah, 1997; Mickel, Dallimore, & Nelson, 2008; Souza, 1999).

The thought unit was defined as a complete statement of any length, ranging from

a phrase to a string of sentences or paragraphs, focusing on a cohesive topic,

communicative event or main idea. This is consistent with the definition used by several

researchers (e.g., Atwater, Waldman, Carey & Cartier, 2001; Canary & Canary, 2007;

Dallimore & Mickel, 2006). After reorganizing and piecing together data into coherent

thought units, 519 thought units were identified and coded for the next stage:

organizing/clustering into themes.

Clustering Data Into Categories

Following identification of thought units, I generated a list of 57 codes or labels

and organized each by their apparent relationships to the three original research questions

plus an important “other” category. My procedure for axial coding, i.e., categorizing open

codes into groups or themes, was influenced by Boyatzis (1998) who lists the attributes

of good codes, including: a label, a definition of what a theme concerns, a description of

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how to recognize when themes occur, and theme qualifications or exclusions, which may

be demonstrated by exemplars. Thus I created my axial codes (clustered categories),

defined them, and set parameters for applying them. At this stage I needed to prioritize

and reduce categories, and I used a thematic analysis process to do so. My codebook

incorporating the reduced categories that resulted in final themes appears in Appendix C.

The themes are explained in detail in the following two chapters of this thesis.

Thematic Analysis and Generation of Meaning

Interpretive thematic analysis is an effective way to organize or generate meaning

from a large amount of data, especially when attempting to preserve each participant’s

lived experience or language (Ezzy, 2002; Shank, 2006). I applied Owen’s (1984)

thematic analysis as I reached the final stage of reviewing categories and narrowing them

to the most significant, over-arching themes or findings. Owen’s method has been

employed in numerous socialization and other organizational communication studies

(e.g., Clair, 1996; Dallimore, 2003; Kramer & Noland, 1999; Lui & Buzzanell, 2004;

Souza, 1999; Zorn & Gregory, 2005). I used Owen’s criteria of repetition, recurrence,

and forcefulness to identify primary themes for the data set by cross-referencing all 20

participants’ most-emphasized themes.

Repetition refers to words or phrases repeated within the text and related to

research questions or emerging themes. Recurrence is noted when identical or similar

meanings show up throughout multiple participants’ accounts (i.e., different words used

to express the same theme). Forcefulness indicates emphasis or importance. In addition to

obvious emphasis through language (e.g., “absolutely the most important factor was...”),

forcefulness was shown through bold, underlined or italicized words, use of all capital

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letters, exclamation points, or other unusual punctuation. I confirmed indications of

forcefulness with respondents to ensure things such as capitalization or punctuation, were

not merely features of e-mail programs or of my computer printer.

In the interest of themes best fitting Owens’ criteria, I limited final themes

described in Chapters 3 and 4 to concerns or patterns of response most predominant

across the data set and meeting all three criteria (Buzzanell & Turner, 2003). I was

careful to confirm my perceptions of participants’ areas of emphasis. I used established

methods to check the credibility of my findings, as the next section describes.

Credibility of Findings and Member Checking

In their widely cited work Miles & Huberman (1994) address the credibility of

qualitative research findings in terms of whether findings have “truth value” or make

sense to both the participants studied and to the reader. Shank (2006) affirms that

verification of meaning is fundamental to good interpretive research. The authenticity or

plausibility of findings are enhanced by rigorous data analysis procedures as well as by

checking in with participants (often referred to as member checking) to confirm whether

the researcher’s interpretation of findings matches participants’ experiences.

As a means to ensure the credibility of my findings I employed a member

checking process through which I engaged with respondents regularly and rigorously by

e-mail, checking my interpretations as data was being gathered (Lindlof & Taylor, 2002).

For example, upon receipt of an e-mail answer to a specific question, I e-mailed back to

confirm my understanding of the answer and/or to request more information. Following

the initial confirming/clarifying e-mail, I typically responded with another follow-up

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e-mail message in which I requested affirmation that I “understand correctly” or “have it

right.” Participants would respond with comments such as “exactly,” “you are correct in

your understanding,” or “yes, I’m confirming you have it right!” This process of constant

e-mailing back and forth occurred with all 20 participants during data collection and up to

72 separate e-mail messages were exchanged between me and each participant.

Additional member checking, to confirm my assumptions and/or to collect more data,

occurred via telephone with 25% of participants. All five women with whom I had

in-depth confirmatory phone conversations agreed with my interpretations of their

experiences, which boosted my confidence in my conclusions (Silverman, 2001).

I used other recommended practices for enhancing the credibility of qualitative

research as listed here, to bolster the authenticity of my data (Lincoln & Guba, 1985,

2000; Lindlof & Taylor, 2002; Miles & Huberman, 1994; Shank, 2006; Silverman,

2001):

1. Pre-testing the interview schedule, to check that questions were being

interpreted consistently by participants

2. Addressing data dependability and integrity by clarifying where data

originated and tracing it via an audit trail that showed specifically how it was

collected and used

3. Seeking enhanced believability of findings, through maintaining extended

contact with participants and noting findings that indicated more than one

participant experienced the same phenomena

4. Organizing data in various ways, including within case and cross case

research displays to discover or explain patterns in the data

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5. Taking care to reduce bias inherent in exploring a process with which I had

personal experience, recognizing there is no such thing as “neutral” research.

To control for my own position and interpretations, I put data aside for long

periods (several months) and reviewed it anew, repeatedly. I checked in with

participants again for validation of their interpretations and intentionally

sought information in the data that differed or contrasted sharply with my own

experiences to ensure I was not overlooking anything.

Summary

An in-depth phenomenological e-mail interviewing process was used to capture

authentic descriptions of participants’ lived experience as they recalled their adjustment

to graduate school. A constant comparative data analysis method and thematic analysis

were applied to generate understanding —from the perspectives of 20 mid-career

transition women — of their socialization communication patterns in traditional academic

departments during their first semesters. In the next chapter, an explanation of results

from the thematic analysis process is presented to further demonstrate how meaning was

generated from participants’ descriptions of their experiences (Van Manen, 2002).

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CHAPTER III

RESULTS

Introduction of Themes

As discussed in the literature review, socialization communication for newcomers

is a dynamic, complex process of sensemaking, reacting, responding and interacting

while attempting to understand and fit into a new organization and role. The guiding

research questions were designed to discover common ways twenty midcareer transition

women experienced a discrete period through tracing the socialization-communication

processes they recalled from first semesters of graduate study.

Research questions were informed by work of Jablin (1987; 2001). The first

research question asked how do midcareer transition women graduate students interpret

organizational socialization messages during organizational adjustment? The second

question asked how do midcareer transition women graduate students respond to

organizational socialization messages during organizational adjustment? Finally, research

question three asked how do midcareer transition women graduate students engage in

proactive communication during organizational adjustment?

The research questions are answered from a perspective appropriate to the

phenomenological interviewing approach described in the previous chapter. Findings

reflect participants’ own words and the full story as they shared it, i.e., the “lived

experience” of their socialization-communication processes (Lindlof & Taylor, 2002;

Van Manen, 2002). Data consisted of e-mail responses to questions related exclusively to

participants’ perceptions of their experiences when they started graduate school. For

example, they were asked: What orientation-related information do you remember

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receiving? Who were the significant people (and their roles) who influenced you at this

time? How did you respond to the messages you received (and/or interactions you

experienced) at this time? (See Appendix A for interview schedule.)

Although findings are addressed by research question and are described separately

in this chapter, they overlap and are connected, as explained by Jablin (1987; 2001) who

characterized the developmental nature of communication-socialization. To review, he

described the process as a series of communicative events, message exchanges,

interpretations and responses through which newcomers attempt to make sense of

unfamiliar organizations by calling upon their past experiences while simultaneously

coping with present circumstances and thinking about the future. This thesis assumed that

past experiences would influence the socialization process strongly because of midcareer

transition women’s established age and career-related identities.

This study identified aspects of the socialization process unique to midcareer

transition women in the localized, academic department context of beginning fulltime

graduate school. Findings also highlighted the interrelated nature of socialization

processes through revealing extra-organizational factors unique to a group of experienced

newcomers who entered graduate study in the midst of multiple transitions related to a

midcareer change (Ibarra, 2003; Josselson, 2002). This thesis was designed to reveal and

understand commonalities in experiences based on assumptions that participants began

graduate study as atypical newcomers who had voluntarily given up previous careers and

who had proactive orientations. Thus, findings are organized based on the commonalities

or the six most prevalent, global themes across the data set. These themes were identified

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using Owen’s (1984) criteria of repetition, recurrence and forcefulness, described in

Chapter Two.

Primary themes related to the research questions as follows: a) two perspectives

through which participants interpreted socialization messages (department fit and identity

losses); b) two patterns of response to these messages (interactive stress reactions and

internal success strategies); and c) two contrasting ways they engaged in proactive

communication in their academic departments during adjustment (positive proactive

communication and sink or swim survival communication). A description and examples

of each theme follows, organized by research question.

Interpretations of Socialization Messages

The first research question asked how participants interpreted a broad range of

socialization messages they received from their graduate departments. A newcomer’s

interpretations of earliest organizational encounters are highly influential in setting the

stage for her relationship with the organization. They initiate reactions or responses from

the newcomer, which may include information seeking and other forms of proactive

communication with the intent to clarify roles or advance in the organization (Jablin,

2001).

In this study organizational socialization messages were defined broadly as all

communicative events the newcomer perceived as relevant to her organizational role(s)

and/or her learning about the new culture (Jablin, 2001; Louis, 1980; Smircich & Calas,

1987; Weidman et al., 2001). Participants reported a wide range of socialization

messages and information from a number of sources. However, specific messages from

sources outside of the academic department were outside the scope of this study. (See

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Appendix B for parameters I used to determine socialization messages.) In brief,

socialization messages encompassed the full continuum of collective and/or

individualized departmental socialization tactics (Jones, 1986) including planned, official

information exchanges (or encounters) as well as unplanned, unofficial or implicit

information exchanges.

In their retrospective accounts of first semester experiences, participants

expressed their interpretations of departmental socialization messages in terms of what

was happening to them both within and outside their academic departments. They

emphasized a multi-layered adaptation process of simultaneously navigating significant

changes in lifestyle, roles and personal/professional identity while adjusting to the

graduate department (Brus, 2006; Josselson, 2002; Spaite, 2004). The women

interviewed for this research changed their lives to begin graduate school and their

message interpretations were filtered through an awareness of these changes, including

what they had given up. Several years of having worked in professional organizational

contexts distinguished midcareer women from younger, traditional-aged graduate

students in their departments. A comparison to past professional experiences in other

organizations is inherent in midcareer transition women’s interpretations and responses to

socialization messages in the new organizational context of graduate study (Louis, 1980).

Participants’ interpretations of socialization messages focused upon their personal

assessments of how well they fit or found their place in the academic department, and

external identity loss issues related to the midcareer transition that brought them to

graduate school. External identity loss issues impacted internal departmental adjustment

in significant ways. Themes of loss and trying to find fit reflected the concerns foremost

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in participants’ minds while concurrently adapting to new lifestyles, roles and

organizational environments. The two predominant and interrelated issues newcomers

attempted to resolve during their adjustment to the graduate department were: a)

Department Fit, i.e., to what extent she experienced a sense of belonging and insider

support; and b) Identity Losses, i.e., the impact of what she gave up to attend graduate

school in pursuit of a new career, including status, roles and rewards associated with her

former career. The two themes of Department Fit and Identity Losses are described in the

following sections. The participants in this study self selected their pseudonyms at the

beginning of data collection. These pseudonyms are used to identify the source of each

exemplar and appear in italic type for ease of identification (e.g., Pandora).

Department Fit

As indicated in the literature review, issues of fit are fundamental to

organizational socialization and reflect a core assumption of this study: when atypical

newcomers enter traditional organizations that socialize newcomers in standard ways, the

process may not unfold as expected (Allen, 1996; Golde, 2005; Jablin, 2001). Midcareer

transition women beginning graduate programs in established academic departments do

not fit the organizational norms and have distinct needs differentiating them from

traditional aged students (Polson, 2003; Sanders & Nassar, 1993). Although they were

not asked explicitly about fit, participants were asked to explain how they felt during

their first semesters of graduate study and how they would describe their place in relation

to their academic departments (see the interview schedule in Appendix A).

In this thesis department fit was defined along three dimensions, informed by

relevant interdisciplinary literature on graduate department socialization, person-

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organization fit, communication socialization processes, and organizational cultures (e.g.,

Austin, 2002; Cable & Parsons, 2001; Jablin, 2001; Smircich & Calas, 1987).

Department fit issues encompassed each participant’s interpretation of her difference or

similarity to others in the academic program in which she had enrolled. Several

participants responded specifically that they did not fit the mold in their departments.

Hence, this theme’s label was derived from participants’ words.

The three dimensions of department fit are explained further in Appendix C. They

are: a) culture fit, e.g., fit with department rules, status or hierarchy issues, and

communication climate; b) role fit, e.g., fit with departmental expectations of a first-

semester graduate student, class participant, teaching assistant, novice researcher, scholar,

or aspiring professional; and c) relational fit and insider support, e.g., fit with others in

the department, including finding peers or connecting with department members who

recognized the newcomer’s needs and offered instrumental help.

Not surprisingly, given their nontraditional life stage upon beginning graduate

school and the uncertainty newcomers experience as they try to fit into organizations, all

20 participants emphasized department fit in their accounts. Good fit was suggested by

positive descriptions or a sense of belonging or congruence with the department culture,

role(s) or relationships with others in the department. For example, feeling comfortable

with informal dress and the communication climate suggested good fit with the culture.

Finding one’s place as a scholar in the discipline suggested fit with the graduate student

role of novice researcher, and connecting with a faculty member who offered insider

support suggested good relational fit.

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In contrast, bad fit was suggested by negative descriptions or a sense of not

belonging or incongruence with the academic culture, role(s) and relationships. For

example, struggling with departmental practices drastically different from past

experiences, not feeling comfortable in a new teaching role, or failing to bond with or get

help from anyone in the department indicated bad fit.

The most important dimension of fit emphasized in participants’ accounts was

relational fit and specifically the role of insider support. Most participants found it

difficult to connect or identify with others in their departments due to being older than

their cohort (i.e., fellow graduate students) or faculty. A majority (70%) noted they felt

out of place with other graduate students who were much younger.

Another pattern in the data was particularly significant because of how much it

influenced interpretations of good or bad department fit: this factor was the presence or

absence of insider support from faculty. Over half (12) participants in this study reported

bad fit overall in their departments and emphasized a lack of insider support. In contrast,

the eight participants who reported good fit overall underscored the instrumental role of

faculty support. We begin with examples of bad fit in academic departments where

participants felt they did not belong with other students, faculty, or both.

Bad fit and lack of insider support

Midcareer transition women who experienced bad fit described their lack of

connections and relational fit in terms of feeling isolated, unwelcome, awkward,

different, lonely or uncomfortable in departments accustomed to younger students.

Common characterizations of this theme in participants’ own words included feeling out

of place or not belonging. For example, C. Sunset felt disconnected from both her

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graduate student cohort and faculty. She reported that she felt shocked and frightened,

like an alien from another planet who was “completely clueless and out of the loop… I

felt like an outsider and that I did not belong there… and to make matters worse, I think

the faculty agreed that I didn’t belong.”

Several participants noted they had little in common with other graduate students

because of age disparities. Among the 14 respondents who emphasized being older than

fellow graduate students, some mentioned they were old enough to be their parent. Ann

reported she hated being assigned to a “squirrely, childish master’s student office” with

fifteen immature 22-year olds who behaved like something out of Animal House or Old

School.

Mary Alice did not fit well with her younger cohort, who surprised and annoyed

her with their casual attitudes. She felt “old and out of place” compared to other students.

I assumed that my classmates would be like the grad students I worked with when I was an undergrad in physics — smart, interested in what they were doing, highly motivated… It was disappointing. I thought I'd finally be in a class with grownups and instead I was in a class with a bunch of kids. … And use of language — using "like" and "you know" in class discussions. Drove me up the wall.…

Emily also noticed how different she was from other graduate students, especially

since she was old enough to be their mother:

I was the oldest… they went out drinking and partying … I was in grad school to learn and earn the degree, not to socialize. I did not want to appear like a snob – but I also did not want to go to smoke-filled bars and talk to people I did not know while a band played in the background… I did that in the 1970s. Although the data included numerous accounts highlighting the youthfulness of

other graduate students, anecdotes about bad relational fit and lack of support from

faculty were emphasized more. The issue of faculty support made the biggest difference

in terms of participants’ overall assessments of department fit. Faculty and other older,

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paid department members had official authority to help, advise or direct graduate

students. Many participants struggled to get this help and felt no one in the department

noticed or cared about them.

R. Hat explained she endured a full semester of ambiguous academic expectations

including multiple fruitless encounters with a department head and professors she

described as “disorganized” and “of no help whatsoever” as she tried to figure out

program requirements. Other participants were officially assigned faculty mentors or

temporary advisors, but found their interactions with them to be awkward and unhelpful.

Doria characterized her department as a “sink or swim environment” that offered

no orientation and was “sorely lacking in communication.” However, graduate students

were “randomly assigned” advisors and she looked forward to having things clarified in a

meeting with her advisor, including recommendations about courses. She was

disappointed:

The advisor I was assigned was not talkative. She seemed curt and hurried. Our ideas of an advisor meeting were very different… she did not ask me anything about my background and experience. Doria had also hoped her unanswered questions would be addressed during a

“meet and greet” session announced by a faculty member during which new graduate

students were supposed to get to know faculty and one another. She eagerly anticipated

this meeting and drove to campus on a day she would not normally be there, which was

inconvenient and cost her valuable time and additional expense.

… when I got to the classroom there was a note on the door saying that it had been cancelled. I was ANGRY that in the communication department no one thought to send an e-mail … so that we didn’t WASTE OUR TIME coming on to campus… finding parking… which you have to pay for … I thought the way the cancellation was handled was INCONSIDERATE. We all had to come to campus to find out it was cancelled!

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Like Doria, other participants experienced bad fit because the department did not

value them or failed to recognize their professional backgrounds. Many noted that faculty

taught as if all students were neophytes with no experience. One participant, G., actually

did quit her program at the end of the first semester because interactions with faculty led

her to conclude it was a bad fit for what she wanted and needed to learn:

Professors did not acknowledge that the classes were not composed entirely of 23 year olds… being in that environment just wasn’t for me… the program I had enrolled in was not adequate for individuals with significant professional and life experience.

G. noted that the department was supposed to pair graduate students with mentors, but “I

never got my mentor because I asked for one who had more experience than me!”

C. Sunset felt angry and further alienated from her department when a much

younger faculty member failed to acknowledge the valuable life and career backgrounds

of the three older students in a class of 14. The professor was discussing a topic with

which C. Sunset had a lot of professional experience.

I remember … she talked to us as if we were children, telling us … how to act. I’m older and more experienced than she is, and I was deeply offended… I have been … speaking at professional conferences longer than she has been alive! In contrast to participants who lacked insider support, the eight participants who

experienced good department fit and felt more at home were able to make key

connections in the department and formed supportive, helpful relationships with faculty.

Feeling at home - finding relational fit and insider faculty support

Adjustment experiences were not all grim. When department fit was good it

appeared to be driven by early insider support, especially from faculty who treated the

newcomer as a respected peer. Participants paid careful attention to what department

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members did or did not do to help them, specifically. Some respondents noted how

fortunate they felt to have practical assistance and support from department members as a

whole when they started their programs. For instance, Estelle expressed her admiration

and gratitude for faculty, administrators and staff whom she found to be “extremely

approachable.”

I “lucked” into a great program… They were always willing to discuss courses, requirements and the details that have arisen. I think the professors… are extremely talented … providing me with a fantastic life experience! Particularly noteworthy is that insider support from faculty was automatically

available to the eight respondents who emphasized the importance of this issue. They

reported they did not have to ask for this help. It was freely offered and in some cases

faculty members were proactive on behalf of participants, going out of their way to ease

the socialization experience. This is in sharp contrast to those who experienced bad fit

and were unable to get help from faculty even when they tried, often repeatedly.

Within the first two weeks of the semester Ann reported that her department head

recognized she was not going to “survive” in a shared graduate student office with 22-

year olds. Without being asked, he arranged to move her into a “grown up” office closer

to faculty where she was “immediately much happier.” She believed he did this because

he was a smart man who could see her discomfort and “he wanted to retain me as a

graduate student.”

Lydia’s first semester account emphasized a pervasive “sense of community,”

including the presence of other older students and faculty around her age with whom she

related as peers from her first day on campus. Because she was the only participant who

emphasized both faculty and fellow graduate students in her department being similar to

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her, Lydia was a unique case in this study. Lydia described a “very collegial”

environment where she was consistently recognized as an experienced adult. She noted

that faculty played an instrumental role in setting the inclusive tone. She emphasized that

she realized her experience was unusual in that there were several other older

nontraditional graduate students in her cohort. People went out of their way to offer Lydia

assistance, including her graduate program director. He had welcomed her and her

husband when they moved from another state for her to begin graduate school:

I quickly developed a friendly relationship with the graduate program director, a longtime faculty member who is only a year older than I am.… … I felt that he really extended himself and his friendship.

She underscored what she most appreciated about her first semester - an environment of

colleagues upon whom she could depend:

I think it’s testament to the sense of community in the program that I could readily voice …concerns, without hesitation, and have a number of people willingly offer their suggestions and relate their own experiences.

Like Lydia, Elizabeth recalled being treated as a respected adult peer by the faculty

in her department, and this bolstered her through times of doubt.

Everyone was extraordinarily friendly to me… I got the feeling that they saw me as being very professional and competent (perhaps because of my age… or because of my professional experience). If they hadn't treated me so well, I don't know that I would have succeeded. …They took time in responding to my questions. They felt motivated to help me get answers to questions when they didn't know the answers. They also included me in professional conversations and when we met at parties, I felt like they talked to me as their equal Fiona shared an anecdote of how a professor extended his support when she was

feeling overwhelmed with anxiety on her first day as a graduate student. This support

made a significant difference and set a positive tone for her first semester. Fiona reported

that she felt distant from other graduate students with whom she had little in common.

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She also felt inadequate and unprepared compared to the apparently confident students

she observed around her as they waited for class to begin. She was wondering whether

she had made a mistake by enrolling in her program.

… I remember … waiting for the instructor to show up … I sat far away from the rest of my classmates… feeling so anxious… and just as I believed I was not intelligent enough to even sit in this class, my professor showed up. He placed a hand on my shoulder and said, "Come join us." I was overwhelmed with emotion and began my first class teary-eyed.

I asked Fiona to clarify how she felt about her professor’s gesture and she responded,

“absolutely reassured.” She added that prior to this act—which she perceived as genuine

and welcoming—she had been considering leaving the class and opting out of the

program, as she felt she did not fit in well with other students in her program. Fiona

highlighted what she called a department-wide “student-centered approach” and how

much she appreciated the reliable support she was offered by this professor, and by all

faculty, during her entire first semester.

… my advisor and other teachers practiced what they preached, so to speak. They believed in setting the example for their students and were consistently accessible for questions, concerns, etc.

Although participants had different experiences in terms of good or bad

department fit, they had similar experiences in terms of identity losses associated with

giving up their previous careers. The impact of these losses and how they influenced

department adjustment — independent of good or bad fit — was one of the most

significant findings unique to midcareer transition women graduate students.

Identity Losses: Another Layer of Complexity

Midcareer transition women changed their lives and left behind important,

established aspects of their identity to enter graduate study. For many respondents, these

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changes impacted their first semesters significantly. Respondents influenced most by

identity loss issues were constantly aware of what they gave up to be in graduate school.

Specifically, they chose to let go of established careers and job titles plus the tangible and

intangible things that went along with those careers. These losses included financial

independence (or being an equal partner contributing materially to their household), and

the respected, experienced adult professional status associated with management and

leadership positions they formerly held. Concerns about these identity losses were

literally described as inseparable from their adjustment to the new graduate student role.

They were another layer or lens through which they interpreted and responded to

departmental socialization messages.

The new identity of being a “graduate student” instead of a fulltime professional

impacted participants’ lives in significant and complex ways. A core assumption

underlying this thesis is that a midcareer transition woman experiences her socialization

into graduate school in unique ways because she entered graduate school after several

years during which she built a career and took on multiple adult life responsibilities and

roles (Brus, 2006; Josselson, 2002; Polson, 2003).

These adult roles included being a financial contributor to a family or household.

Most participants were married or in a committed relationship. Of this group the majority

depended on partners for financial support and/or for managing a greater share of

household responsibilities or roles they had handled independently or jointly prior to

attending graduate school. Husbands and partners provided critical financial support and

were credited for freeing up time for the student to concentrate on her new graduate

student role. For example, Estelle underscored her reliance on her husband:

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My husband is EXTRAORDINARY in terms of … support… I wouldn’t have been so successful without him. He wanted to know how things were going and provided positive feedback.

Bess shared how her partner made it possible for her to complete the semester:

The biggest issue I faced was juggling my roles … with my grad student responsibilities. I relied heavily upon my partner to free me up from household responsibilities since I wasn’t able to fulfill both sets of needs (school and home). …In fact, my partner picked up so much slack, I would not have been able to finish that first semester if he hadn’t helped me out in so many ways. In addition to depending on supportive partners to compensate for lost income or

time, many participants emphasized challenges related to professional identity losses.

These included loss of status, professional perks, self worth, confidence, community,

respect, and voice (i.e., freedom to speak out, or to be one’s authentic, preferred, adult

self in the new environment). These losses made the adjustment to graduate school

difficult for 16 (80%) of participants; thus, even when department fit was good, some

women felt upset or experienced additional stress during their first semesters because of

what they had given up.

Elizabeth’s early experiences in the context of her department were mostly

positive. She felt she was treated as a competent and experienced adult professional, in

addition to being helped and welcomed by faculty. However, her first semester

adjustment was clouded by the difficulties of making the “huge” identity and lifestyle

change she had chosen, including moving out of state and leaving the business she had

once led. Throughout her narrative Elizabeth offered details about the identity she had

left behind, comparing her former high status with her low status as a graduate student:

…. I missed that lifestyle … I really felt as though it had been ripped away from me… I was no longer the president of a publishing company. I no longer had business cards, a nice office, employees to delegate work to …. now… I was just a grad student like so many others. I felt like I may as well have been 22 years old

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with no professional experience or competencies… I remember when I met people and they asked me what I did for a living, I felt it necessary to say what I used to do first… It was important that they see value in me because I guess I didn't feel very much self worth as a grad student.

Helen explained at length the painful process of feeling forced to suppress

everything she knew and had accomplished during a remarkable career. She felt that

entering graduate study required that she return to a childlike status:

… my first semester was an adaptation process in the extreme, seeking to find that balance of how much of my previous identity, career, and successes that I could claim, and how much I had to cut loose. This was really the most difficult part of the whole process… Most frustrating was the sense that my identity (“who I am”), then, must be tightly coupled with what I’m doing professionally (“what you do”). Thus, losing my professional status somehow also meant losing my adult status, and this was just jarring!

Sophia emphasized how her first semester was a time of feeling unsettled and in

emotional upheaval after leaving a community of professional colleagues who saw her as

a leader. Her story represents how some participants experienced profound identity losses

plus poor department fit, an especially negative combination:

I was unprepared for the emotional impact of leaving behind my wonderful connections… and career. I was in culture shock, I suppose, because the adjustment was multidimensional. I was not ready for this! I had not considered just what I would be facing, starting over so to speak as a woman in her 50s. It did not help when I realized the school was not equipped to deal with older students and faculty did not treat me as an equal… I was used to being a mentor and leader and suddenly my opinion did not matter, even with all my relevant experience.

Summary of Themes Related to Interpretations of Socialization Messages

Midcareer transition women graduate students interpreted organizational

socialization messages in terms of department fit and the identity losses they experienced

in order to begin graduate school. Most participants found it difficult to connect or

identify with their departments and even when they did, they still experienced blows to

their identity related to their lower status student role. Their positive or negative

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interpretations of department fit combined with the impact of challenging identity loss

issues influenced their reactive and strategic responses to socialization messages, as will

be discussed in the next section.

Responses to Socialization Messages

Midcareer transition women graduate students’ responded to organizational

socialization messages in two main ways: a) interactive stress reactions, defined as

passive or non-instrumental responses to ease anxiety; and b) internal success strategies,

defined as instrumental responses through which participants empowered themselves.

(See Appendix C for further information on how response themes were defined.) The first

theme of interactive stress reactions underscores decades of findings that newcomer

socialization into organizations — and into academic departments specifically — is

stressful (Jablin, 2001; Louis, 1980; Weidman et al., 2001).

Because stress responses are nearly universal during organizational adjustment,

the description of this theme is limited here to how midcareer transition women students

responded in ways that may differ from how more traditional graduate students would

respond to stress. This theme highlights communicative responses to stress, the most

recurrent type of response across the data set (Owen, 1984).

Interactive Stress Reactions

Interactive stress reactions encompassed non-instrumental ways of coping with

the intent of alleviating intense emotions or anxiety. All 20 participants mentioned stress

in their accounts. As participants dealt with their concerns related to department fit and/or

concurrent identity loss issues, they typically concluded they were overwhelmed. The

word “overwhelmed” was one of the most frequently mentioned in the data set and

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“stressed out” was high on the list as well. What makes this group of nontraditional

newcomers different from other, traditional aged overwhelmed graduate students is how,

to what extent and with whom they communicated to manage their stress.

The most common reaction to socialization messages mentioned in the data set

was to vent or “blow off steam,” emphasized by 19 out of 20 participants. However only

six (30%) of participants reported that they “complained,” “commiserated” or “shared

concerns” with fellow graduate students. Of these six who commiserated with the cohort,

three of them noted that they typically did not interact with fellow graduate students in

other contexts (with the exception of the classroom). Kvetching inside graduate

departments with other students was sometimes described as being coupled with humor,

e.g., “laughing over our shared misery,” or “misery loves company.” For example, R. Hat

explained “we were all in the soup together and tried to help each other cope as best as

we could.”

In contrast to limited descriptions of commiserating with graduate students, 90%

of participants shared numerous examples of venting with significant others outside the

department, or at home. This was three times more common than blowing off steam in

the departmental context. Most participants did not identify with younger graduate

students nor did they feel comfortable sharing negative feedback with faculty. Therefore,

talking with trusted outsiders was often described as necessary to help with a difficult

adjustment in departments where they felt little connection with insiders or felt the need

to remain silent about their discontent. This pattern seems unusual in that the literature on

graduate student socialization highlights the importance of peer climate, emphasizing a

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norm of regular social interaction among graduate students to share stress and concerns

(Weidman et al. 2001).

Participants emphasized how they sought reassurance, escape from department

“politics,” or someone who would listen to them “moan and groan” about what was

happening in graduate school. They relied a great deal on friends, a husband/partner,

other family members, or professionals in helping roles (e.g., a minister, therapist, and a

long-time professional mentor). For instance, Pandora noted “my poor husband heard a

lot about this,” referring to her feelings of “being hazed” and negative messages she was

getting in her department that made her feel ignored. She purposely chose not to share her

feelings with others in the department. G. credited her husband and her teenage daughter

with helping her to “endure” the first semester through regular conversations about what

was happening in classes she felt were “totally inadequate” for someone with her level of

professional experience. Karin depended heavily on regular long, encouraging talks with

a former professional mentor to help her process negative department experiences.

The stress, anxiety, and overwhelming feelings experienced by participants were

constant throughout their first semesters. While some passively accepted it and dealt with

it through interactive stress reactions and venting, others were determined to adapt and

decided to change the only thing they could control: themselves. When they recognized

poor fit or worried about whether they could succeed in their new identity as a graduate

student, they moved into action through internal success strategies.

Internal Success Strategies

Internal success strategies involved re-positioning one’s self, re-framing a

problem, and/or implementing a behavioral change to facilitate success. These proactive

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decisions and behaviors were enacted independently, i.e., they were not interactive or

dependent on cooperation from others, nor were they intended to change anything in the

graduate department. Among the 14 respondents who described these strategic decisions,

only three of them reported good department fit and 11 reported bad department fit.

Whether or not they fit in their departments, those who implemented internal success

strategies were explicit in explaining their motives: they were determined to succeed in

graduate school, on their own terms, and they created plans to reach their goals.

I originally coded these themes as “doing it my way” because participants shared

how they took charge of their programs through making the best of bad fit, overall, or

coming up with strategies to turn around a particular issue causing them concern. The

women who implemented internal success strategies worked consciously to change

attitudes, beliefs, behaviors, or perspectives to bolster confidence, or chose a self-

empowering “keep the eyes on the prize” approach to getting through difficulties. They

also relied upon their past experiences to come up with a plan that would work.

Success strategies most often originated in a participant’s recognition that she did

not fit in her department and she had to do something about it. For example, C. Sunset

described navigating an environment that was “frightening” at times, but instead of

giving up she took action, ultimately turning the situation around via success strategies.

Nothing changed in her department, but she consciously changed the ways she thought

about her doctoral program. After describing several “disturbing” encounters and

situations where she felt insulted, alienated and ignored by faculty, C. Sunset explained

how she responded:

But… it’s people and situations like that… that get me going, and … I decided it’s up to me to take responsibility and to make my program … work for me. I

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was not going to allow anyone’s behavior in the department get to me! I can’t depend on others to make me happy… when I make up my mind to do something – and tell many others that I am going to do it – I will do whatever it takes to not let myself or those others down – it is a strategy that has served me well.

Pandora had an impressive record of achievement in her career prior to beginning

graduate school. She felt her professional accomplishments were “pointedly ignored” in

her department and she refused to believe messages about what kinds of research first

semester graduate students should (or should not) do. She was confident that her

background, expertise and contacts could benefit the department and gave her advantages

compared to other graduate students.

When she realized that “no one cared” and that “people were recognized only for

what they accomplished in classes and by such standards as conference paper

acceptances” Pandora decided to “prove a point” to her department and to set her own

standards for success. She noted that while in her department “I mainly observed and

kept a low profile” but she was always thinking of her future as she independently

pursued conference and publication opportunities to show she could accomplish more

than less experienced graduate students.

I became determined to excel in this new challenge, submitting papers to conferences as soon as I finished them for classes, for example. I also insisted on doing research that took advantage of language skills and contacts that others did not have. I tried to force professors to recognize that my previous experience had value and had prepared me to undertake research that most of them could not. In the end, I proved the point to myself and if no one else could see it, it did not matter.

Other participants enacted self-directed learning strategies. These included doing

additional reading, initiating better study habits, or making changes to improve academic

performance, ease fears, or compensate when they felt overwhelmed and/or

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underprepared. For instance, Emily created a way to learn what she needed to know

because she lacked the background coursework that had been taken by her graduate

student peers, whom had learned more up-to-date theory from their recent undergraduate

or master’s programs. Emily’s proactive strategy was rooted in a fear of failure after early

negative feedback on her performance.

I felt out of the loop – and stupid. … if you can imagine driving along a road at night and your headlights illuminate a deer in the road … I … had that stunned look the whole first semester. My papers (and the grades I received on them) reflected that same helpless feeling. I knew that I would have to ‘catch up’ … and I did. My days were often 12 hours long and I lived in the library… but the strategy worked... I began to be overly organized and I outlined every book we read (10-12 per course). I typed up my notes through the early hours… I could not let my guard down or I might fail.

Elizabeth was among the three respondents who experienced good department fit

and also enacted internal success strategies. She shared that although she was excited by

the challenges of graduate school she was also afraid of being unable to manage her

workload. Because it had been so painful to lose her former high status identity as a

successful business owner, she was highly motivated to succeed in her new role as a

graduate student. To deal with her anxiety she tried to stay ahead in her courses and

worked constantly. “I thought that if I could spend enough time studying, reading, writing

papers, I could be successful.”

Summary of Themes Related to Socialization Message Responses

Midcareer transition women graduate students responded to organizational

socialization messages — influenced by their interpretations of good or bad department

fit and challenging identity losses — with non-instrumental stress responses, especially

venting outside their departments, and/or with internal success strategies designed to help

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them succeed in graduate school on their own terms. Also, most participants either freely

chose or felt forced to engage in proactive communication in their departments, as

explained in the next section.

Proactive Communication Themes

Proactive communication was defined as targeted communication initiated by the

newcomer to achieve her graduate study goals or future career related goals. For instance,

information seeking to reduce uncertainty is among the most common types of proactive

communication (Jablin, 2001; Miller & Jablin, 1991). Proactive behavior is anticipatory,

strategic and action oriented. Proactive newcomers in organizations show initiative

because they are motivated to change something (e.g., improve their situation in the

organization or improve the environment). Proactive communication is intentional and

focused; it requires thought, time and energy (Grant & Ashford, 2008).

Fifteen (75%) of participants engaged in proactive communication. The most

common behavior was information seeking about everything from how to receive a

teaching assistant paycheck to how to connect with the department’s most respected

faculty member in order to reach a long-range career objective. The most striking

findings related to proactive communication were: a) how participants framed these

interactions in sharply contrasting positive or negative ways; and b) how the negatively

framed proactive communication was reported only by participants who had experienced

bad department fit.

In some cases, proactive communication was positive and something participants

wanted to pursue. In other instances, applying exclusively to participants who felt they

did not fit in their departments, proactive communication was negative, a cause of

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additional stress, and perceived as unwanted but necessary. The following sections

describe these disparate views of proactive interactions, with the first labeled positive

proactive communication and the latter labeled sink or swim survival communication.

Positive Proactive Communication

Positive proactive communication was an intentional, interactive activity that

participants wanted to pursue. They felt comfortable and confident engaging in this

communication. As discussed briefly in the literature review, proactive behavior is

associated with midlife women and with self-directed professionals in midcareer

transition who are proactive by definition (Hall, et al., 2002; Ibarra, 2003; Josselson,

2002). Participants anticipated these interactions as a means to move ahead or enhance

graduate study and future career goals. This communication was growth/success oriented

and characterized by freedom to choose, because the participant instrumentally selected

her message channel, timing, content and target(s). It was focused on making the most of

the present and initiating opportunities for the future.

Eight respondents (40% of the data set) reported instances of positive proactive

communication, typically described in favorable terms (e.g., as pleasant, energizing,

worth the time and effort or fun). In addition to asking lots of questions of selected

sources to reduce uncertainty, participants targeted communication to help them meet

goals through impression management, relationship building and related strategies.

Impression management included introductory interactions (early in department

tenure) with faculty, peers and other key people with the intent to be included, liked,

taken seriously as a student, respected or otherwise seen in a favorable light.

Relationship-building communication was initiated to achieve one’s own instrumental

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goals and/or in response to others’ goals. This included proposing collaboration, learning

and development strategies (seeking advice, finding an advisor or mentor), information

sharing, coaching and offering to assist other department members. It is important to note

that in most cases, positive proactive communication was described as having multiple

purposes.

Elizabeth engaged in proactive relationship building and information seeking,

approaching faculty or peers regularly to get what she needed, ranging from departmental

facts to new social connections. She wanted to make a good impression with faculty and

she wanted to make connections since she had moved to another state for graduate

school. After a successful career as a business owner, Elizabeth started graduate school

with a strategy to succeed in an unfamiliar environment. She was comfortable with

approaching anyone in her department to find out what she needed to know.

When I get started in something new, I typically want to get as much information (to be successful), as possible. Since I didn't know anyone… I wanted to make friends. … I asked my cohorts what they knew because some of them had done undergraduate work at ___ and others were from the area. I also was not shy about asking questions of my advisor (who was also the grad director) and other professors that I met. Helen characterized faculty in her department as closed off and “selfish.” Yet she

wished to develop a mutually beneficial relationship with a particular faculty member and

had a plan to engage him in a joint research project. Her proactive communication was a

success strategy motivated by wanting to succeed in her new academic career.

One faculty member is very prolific and productive, and I was hoping to find an opportunity to work on something with him. So I asked if he’d be willing to collaborate on this paper, and offered some suggestions about how to expand its thesis into some publishable work. He seemed very pleased, and I was happy to have a project with him. I’ve definitely been “strategic” about some of the connections I have tried to build.

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Like Helen, other participants reported initiating conversations with professors to

meet various goals. Some respondents combined faculty relationship-building strategies

with proactive impression-management strategies, hoping to create rapport with

professors they admired. Mary Alice shared what motivated her to start a relationship

with professors she had observed and liked:

I approached two professors to ostensibly talk about classes for the following year, but my real motive was to try and get to know them — although I did want advice, what I really wanted was to form a connection. One of them has since become a fantastic mentor for me, and I’m so grateful.

Sophia not only initiated communication with professors; she was one of the most

proactive women in the sample. Throughout her account she used forceful language to

describe what motivated her to speak up. She wanted to improve things in her

department, not only for her own sake but also on behalf of other students. Sophia had

earned a master’s in education several years prior to entering her graduate program at

midlife and she had many years’ teaching experience, including at the college level. She

had several suggestions she did not hesitate to share especially since she believed it was

likely other mature students would enter her graduate program.

Coming from a background in education, with 20+ years of experience …I was a real critic of processes that seemed outdated. The school, moving at the pace of a dinosaur, was not making headway fast enough to incorporate the energy and experience of older, returning students. I vociferously challenged the system… … I hoped to improve things… to be a part of the conversation at least. I spoke up, as often as I felt necessary, because an issue was not resolved… I am tenacious and gave no respite until I at least had a listening ear. …I also made a ruckus when it seemed a "large" issue was at stake—one that affected many people, not just me.

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By the end of her first semester, Sophia felt she had been heard, because her

department head had implemented some of the changes she had recommended and

thanked her for the input.

Two final examples of positive proactive communication are based on a universal

graduate student experience: selecting an advisor. Ann’s interview underscored her

careful observations of professors early in her departmental tenure and her subsequent

choice of the department chair as advisor. She described him as a “wise and intuitive

man” and emphasized his maturity in contrast to younger faculty members in her

department. Her department chair was older than her, near his retirement. She asked him

to be her advisor because she felt respected, understood and had a good rapport with him.

She also chose him in order to pursue the research that interested her most:

… my department head…was the only potential advisor … who would let me be me. The other professors… made it clear that their advisees should become clones... mimicking their research… The department chair was completely comfortable with helping guide me on whatever research path I chose ... Another respondent, A. Hawken, used a similar strategic approach to decide upon

an advisor, actively observing faculty in her department—all younger than her—and

weighing options to facilitate the outcome she desired. She had been assigned an

“inexperienced” temporary advisor 15 years her junior and had a hard time taking him

seriously, because he looked like her son. She described his behavior as “socially inept

and immature.” She believed he was repelling potential advisees because of his demeanor

and at first, she said, “he drove me crazy.” She wasn’t sure she could handle having him

as an advisor.

After assessing the situation based on what would serve her needs, she realized it

made sense to keep her youthful advisor. From her stance as an older woman she

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recognized what her young, inexperienced advisor needed to learn and she also wished to

avoid unwanted advice that would interfere with her research plans.

I felt sorry for my advisor. I didn’t want to abandon him… A younger female professor hinted that she wanted to be my advisor, but I felt that she would give me too much advice… I was mostly just enjoying what I was doing. I didn’t want an advisor who would push me this way or that way. So I decided to stick with my young advisor because I knew he wouldn’t give me so much advice. I also felt that HE would learn a lot from me about being an advisor.

In contrast to newcomers like Sophia or Ann who initiated positive changes and/or

felt their objectives to move ahead were being met through positive proactive

communication, others felt disempowered and drained, as they were forced to engage in

negative sink or swim survival communication to stay afloat during their first semesters.

Sink or Swim Survival Communication

Half of the participants in this research had common, difficult experiences that

were coded as sink or swim survival communication. These interactions were universally

described as draining and “required” to resolve issues perceived as slowing down or

blocking their progress. A negative frame characterized sink or swim communication, as

participants felt they had little or no choice in terms of message content, channel, timing,

target and the need to be proactive. This proactive communication was — paradoxically

— reactive and unplanned, in contrast to strategic positive proactive communication.

One of the most significant findings in this study is that sink or swim survival

communication was reported only by participants who experienced bad department fit

(10 out of 12 or 83% of those who reported bad fit also emphasized sink or swim survival

communication).

Sink or swim communication was described as demanding a great deal of time,

effort and patience. A cost, perceived punishment, or negative outcome was associated

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with these interactions. When a respondent perceived a lack of departmental support and

no help was available she concluded that she had to figure things out on her own. It was

necessary to go on numerous information-seeking missions to resolve her concerns.

Grant and Ashford (2008) argue that proactive behavior is increased by ambiguity,

including uncertainty about roles, procedures and expectations (see also Weick, 1995).

Sink or swim communicators experienced ambiguity and felt required to socialize

themselves because they received little or no direction from their departments. In some

cases, they received information, but it contradicted what they had been told earlier and

they struggled to resolve these contradictions.

For example Karin received official information from her department, but she

thought her orientation was incomplete, unclear and not helpful. Furthermore, what she

was told at one point directly contradicted what she had been told earlier. She had

sacrificed much to be in graduate school and her plans were not working out as expected.

She felt resentment that things were not more organized after several unsuccessful

attempts to go through “official channels” for information she needed. I noticed that three

times in her interview text Karin referred to the “dead” of graduate studies. I asked her

about it. She responded that she meant the dean of graduate studies, and that he was so

unapproachable, no wonder she had written about him as “dead.” She summed up her

first semester this way:

This made me angry … I needed clear answers and I wasn’t getting them…. After all these failed attempts to get answers, I stopped communicating. There was nothing else I could do… I just sucked it up … Unfortunately in the end, I really felt like I'd made a bad choice … It was upsetting… I had come to this school based on “false advertising.” I’ve concluded I just don’t fit the mold here.

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Karin’s failed attempts at proactively resolving her issues led to further stress and

she gave up, falling back on passive/reactive responses. She mentioned that in the end she

was disengaged from her department and very eager to get her program over with as

quickly as possible. She emphasized that she would not recommend her prestigious

graduate program to anyone else.

Rainey’s experience was also characterized by a series of unpleasant, draining

interactions. By semester’s end, she summed up her relationship to her department as the

“lowest life form in the department” and with one particular department staff member as

“gum underneath his shoe.” She shared how she came to these conclusions after multiple

sink or swim encounters with people she would have preferred to avoid because they

treated her so poorly. She recalled spending a lot of her time during the first semester

going on information-seeking missions and she described key insiders as being “passive,”

“unhelpful,” or unwilling to do their jobs. This anecdote about her first teaching assistant

paycheck is representative of how little help she received in her department.

One of the first questions I had to ask involved … a paycheck … I asked …if my paperwork had been submitted. He…. responded "I don't know"… so I had to inquire how I could find out. He again responded… "I don't know, maybe ask ______" …. When I asked her, I got a grimace like I was bothering her… her response was that the paperwork had been sent to the dean… but she didn't know… I then went to someone else who didn’t know… Much of my first semester was like that…

Rainey noted that the negative tone of forced interactions with faculty and staff

she perceived as rude, unprofessional, and unpleasant ultimately dampened her

enthusiasm for graduate school and impacted her performance.

These interactions left me feeling like I wasn't important as a person or a contributor to the department; like I was even less of a peon than a low-level clerk in some office somewhere. It also affected my schoolwork. By the end of the semester, I had lost interest and enthusiasm in my classes… and couldn't wait for

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the semester to get over. It even affected my desire to return the following semester.

Like Rainey, R. Hat reported several instances of information seeking in an

academic department populated with unhelpful people at every turn. She noted trying to

track down the department head, several faculty and others who seemed “disorganized”

or uninformed. Finally, she found out the official person she needed to approach about an

important issue related to her timeline for completing her doctorate, but dreaded having

to interact with this individual again:

The graduate coordinator person responsible for course selection was just horrid… her attitude exuded superiority and power abuse. She treated me as though I didn’t matter as an individual. She was inflexible and didn’t want to hear about the fact that taking additional courses I didn’t need would literally cost me a semester. She was of little assistance other than spitting back the rules, in the rigid way that she understood them. She just wasn’t a nice or helpful person.

In sum, participants noted how their efforts to find information or resolve

problems through sink or swim survival communication were demoralizing or a “waste of

time.” Those who felt forced to engage in this communication had negative impressions

of their departments and felt these interactions added to their stress.

Summary of Findings

This chapter described the unique and most significant socialization

communication processes reported by twenty midcareer transition women during their

first semester adjustment to graduate study. Participants interpreted organizational

socialization messages (research question one) based on good or bad department fit and

identity loss issues that differentiated them from more traditional graduate students. They

responded to messages (research question two) through interactive stress reactions

including venting with people outside the department when they did not connect with

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others within the department. They also engaged in internal success strategies that helped

them to experience their new identity as a graduate student in positive terms and take

control in difficult circumstances. Finally, they engaged in proactive communication

(research question three) including positive proactive communication calculated as an

interactive success strategy and negative, reactive sink or swim survival communication

reflective of not fitting in their departments.

Findings suggested several patterns of influence that may have important

implications for graduate student socialization practices, especially for academic

departments interested in attracting and retaining midcareer transition women students.

The connections between the themes will be explored further in the final chapter, along

with theoretical and practical implications of findings.

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CHAPTER IV

DISCUSSION

Introduction

This research was designed to answer calls in the literature to more fully

understand interactive organizational socialization processes from newcomers’

perspectives in localized contexts that do not fit traditional assumptions or models (Allen,

1996; Ashforth et al., 2007; Bullis & Stout, 2000; Jablin, 2001; Louis, 1980). More

specifically, it responded to calls in higher education literature to learn more about

nontraditional older graduate students’ socialization into academic departments (Brus,

2006; Polson, 2003). As an applied, exploratory study, this thesis also aimed to identify

areas for further research and to inform practices in traditional academic departments

wishing to socialize midcareer transition women students.

In the previous chapter, the three research questions about socialization

experiences of midcareer transition women graduate students were answered separately

using six integrated themes. To review, participants’ interpretations of socialization

messages were influenced by perceived department fit and identity losses. Two common

responses to messages were interactive stress reactions and internal success strategies.

The two contrasting ways participants engaged in proactive communication were positive

proactive communication and sink or swim survival communication.

This study assumed that midcareer transition women entered graduate study with

more and different past experiences than their typical younger counterparts, i.e.,

traditional students aged 22-29 (Polson, 2006). They also experienced more lifestyle and

identity losses than their traditional aged peers. Thus, participants were framed as

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atypical proactive newcomers and the adjustment was expected to be qualitatively

different from what traditional beginning graduate students might experience (Brus,

2006; Carney-Crompton & Tan, 2002). Findings showed that midcareer transition women

did have unique socialization adjustment experiences. This chapter discusses selected

results and significant patterns of influence revealed in the data.

Findings as described in the previous chapter illuminated the critical role of

departmental fit in helping or hindering the socialization adjustment process. Further,

results highlighted how the adjustment process for midcareer transition women graduate

students is more difficult due to identity loss issues related to giving up a professional

career identity for a new, lower status graduate student identity. Finally, one of the most

significant findings was the apparent connection between participants’ perceptions of bad

fit in their departments and negative, sink or swim survival communication. These

interrelated findings can be explored in terms of organizational socialization processes,

focusing specifically on socialization strategies or tactics used by organizations.

Implications For Organizational Socialization Processes

Findings suggested socialization experiences of midcareer transition women

graduate students were unique in three ways. First, the socialization tactics departments

used influenced participants’ interpretations of department fit. When departments as a

whole affirmed the identity of the newcomer and/or the newcomer felt supported by at

least one member of the faculty participants seemed to perceive good fit. The

socialization tactic that best supports identity affirmation is that of investiture.

Conversely, when departments did not recognize newcomer identity and there was not

support from at least one faculty insider the newcomer perceived bad fit. The majority or

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60% of thesis participants perceived bad fit. The socialization tactic associated with bad

fit and most disaffirming of identity is that of divestiture. Both of these tactics and their

explanatory power in this study will be discussed further in this chapter. Second, identity

losses related to midcareer transition women giving up previous careers before entering

graduate school strongly impacted the socialization process. Finally, the third most

significant finding related to socialization during adjustment was the nature of proactive

communication experiences participants had which seemed driven by whether they

perceived good fit or bad fit. Women who perceived bad department fit were the only

participants who engaged in draining and negatively framed proactive communication

identified as “sink or swim survival” communication.

These findings have both theoretical and practical implications for organizational

socialization. We begin with the theoretical implications related to socialization tactics,

contrasting the experiences of participants who perceived good fit with those who

perceived bad fit.

Department Fit and Socialization Tactics

As Cable and Parsons (2001) state, the ways organizations manage or fail to

manage newcomers’ encounters with other organizational members influence

newcomers’ subjective perceptions of how they fit. Organizations manage these

encounters through intentional or unintentional socialization messages or socialization

tactics (Jablin, 2001; Jones, 1986). As addressed in the literature review, socialization

tactics include formal and informal strategies used to orient all newcomers to their role in

the organization. Two contrasting tactics particularly relevant to this study were those of

investiture and divestiture (Van Maanen & Schein, 1979).

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Investiture involves the confirmation of the individual newcomer’s previous

role/identity. Conversely, divestiture tactics involve not recognizing the newcomer’s

previous identity in order to create a collective identity for newcomers. The military uses

divestiture tactics in the hopes of creating soldiers. “Soldier” becomes a primary

identifier rather than the job. For example, the Army has lawyers, doctors and

accountants but soldier is the most salient identity. Similarly, graduate school

socialization is a complex process of taking on a new identity as “graduate student” or

aspiring professional academic. The assumption is that beginning graduate students are

inexperienced neophytes who must mature, develop under the direction of more

experienced mentors, and learn how to be professional through following the lead of

older faculty role models (Austin, 2002). The challenging process of fitting into the new

academic department is facilitated through the cohort or support from graduate student

peers (Weidman et al., 2001).

Findings of this thesis indicate this model doesn’t work for mature, experienced

midcareer transition women, who don’t fit with their cohort and who are around the same

age and life stage as faculty. In fact, this research indicates that connecting with faculty is

very important for midcareer transition women graduate students, as the adjustment

process and perception of good fit are enhanced through faculty investiture tactics.

Good Fit, Investiture and Faculty Support

For the eight participants in this thesis who experienced good department fit, it

seemed to be driven especially by investiture socialization tactics practiced by faculty

members. Investiture includes respecting, recognizing and affirming the individuality,

value, past experiences and potential contributions of the newcomer (Jones, 1986).

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The data suggested that good fit with at least one faculty member who provided reliable

support and encouragement to the midcareer transition student facilitated her feelings of

department fit. Even if other aspects of departmental adjustment felt awkward or were

perceived negatively (such as feeling out of place among other graduate students or being

bored with coursework), the interest and attention of a single faculty member made a

positive difference. For example, some participants emphasized how a department head

or faculty advisor recognized her unique needs or made it clear she was seen as an adult

peer rather than as just another graduate student. One of the most significant findings

overall is that participants who perceived good fit reported no negative (sink or swim

survival) communication, which contrasts them sharply with women who experienced

bad fit. This will be discussed further later in the chapter.

Good department fit through positive connections with faculty is not meant to

suggest the adjustment period was easy. Participants who experienced good fit were still

strongly impacted by identity loss issues that caused considerable angst, such as loss of

professional status, financial independence, or self worth. In this respect, they were

similar to participants who experienced bad department fit. The impact of identity losses

for most participants in this thesis is briefly summarized in the next section.

Identity Losses and Pre-entry Divestiture

The majority of participants (16 of 20) experienced what I label a “pre-entry

divestiture” factor that seemed to influence socialization experiences in ways that have

not been addressed in previous research. Regardless of socialization tactics departments

used and resulting perceptions of department fit, participants emphasized that the

adjustment to graduate school was hindered or made significantly more difficult because

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of lifestyle and identity losses they had voluntarily assumed just before starting graduate

school. For example, they missed the professional perks and higher status identity

associated with being a business owner or with holding a management position. They

bemoaned having to rely excessively on husbands or partners when they were

accustomed to contributing more time or resources in their households.

This pre-entry divestiture was foremost in participants’ minds throughout their

adjustment to academic departments. For 80% of participants, the awareness of what they

had given up to be in graduate school was described repeatedly and forcefully as an extra

layer of complexity through which they navigated their adaptation to graduate study. For

new graduate students dealing with significant losses related to pre-entry divestiture,

additional divestiture or bad fit within their academic departments was especially difficult

and disappointing.

Participants who perceived bad department fit had an experience and pattern of

responses that contrasted in significant ways with the eight women who perceived good

department fit. For one half of participants in this study the adjustment to graduate school

included an unwelcome, unplanned form of communication framed as sink or swim

survival communication. This negative factor and its connection to bad fit and

departmental divestiture socialization tactics are explained in the next section.

Bad Fit, Divestiture and Sink or Swim Proactivity

Perception of poor fit, described as a lack of orientation, direction and support

from academic departments seemed connected with a sink-or-swim survival self-

socialization process reported as draining. These “required” proactive encounters were

associated with negative impressions of departments in which participants felt

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disrespected, devalued, uninformed or ignored. The ways they were treated by

department insiders suggested divestiture rather than investiture; i.e., from the

newcomers’ perspectives their identities and previous experiences were not recognized or

affirmed by the department (Jones, 1986). Participants experiencing poor fit also

described some apparently disjunctive socialization tactics that were non-existent (i.e., no

orientation whatsoever), unhelpful, confusing or contradictory.

Ten out of twelve (83%) participants who experienced poor fit emphasized they

spent a lot of time and effort engaging in unwelcome sink-or-swim communication to

stay afloat in programs where they had no guidance. Some of these sink-or-swim

survivalists also reported internal success strategies explicitly designed to help them cope

with poor department fit (in contrast to internal success strategies reported by “good fit”

participants which were more often motivated by wanting to improve learning or

performance in departments where they already felt respected and valued).

As described earlier, poor fit was also interpreted through the lens of challenging

identity loss issues. The most dissatisfied respondents seemed to be those who perceived

they sacrificed a lot to enter graduate school only to be divested further of previous

identities in their academic departments. Thus this study suggests they experienced a

“double divestiture” during their adjustment to graduate study.

In sum, findings suggested that academic departments helped or hindered the

adjustment process for new midcareer transition women graduate students through

socialization tactics that either supported individual identity (investiture) or disaffirmed

individual identity (divestiture). Based on the results of this thesis, for midcareer

transition women graduate students it appears important to their satisfaction and

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perception of a successful adjustment that the academic department use investiture

socialization strategies to facilitate fit. Practical implications of these findings are

explored next.

Implications for Practice in Traditional Graduate Departments

Numerous reports about graduate education emphasize a growing crisis:

increasing numbers of graduate students do not complete their programs, resulting in

wasted dollars, time and resources (Lovitts & Nelson, 2000). Higher education research

has linked these graduate student attrition issues to a number of factors including

inadequate socialization (Austin, 2002; Golde, 2005; Weidman et al., 2001). Presently it

is common knowledge that institutions are pressed to further reduce expenses and

maximize resources due to budget cuts related to a significant global recession.

Meanwhile a reduction in the population of typical graduate students indicates more

atypical newcomers, i.e., nontraditional graduate students, may be needed to fill graduate

programs. As the demographic profile of students changes institutions will need to be

more concerned with recruitment and retention of older students. The average age of

graduate students is increasing and greater numbers of nontraditional students are

entering graduate study (Brus, 2006; Gardner, 2010; Polson, 2003). This thesis provides

insights about how socialization should be adapted for midcareer transition women.

Implications for Department-wide Socialization Practices

Research on graduate student socialization practices emphasizes insider peer

support from fellow graduate students as easing the socialization process (Brus, 2006;

Myers, 1998). The most cited graduate student socialization models take for granted that

socialization occurs with and through the peer group and characterize this support as

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“critical” to a successful transition into graduate school (e.g. Weidman et al. 2001).

However, this model proved to be ineffective with participants in this study. Significant

demographic and background differences impeded bonding with other graduate students

and socialization most often did not occur through social support from the cohort. Rather,

faculty and administrators played a more instrumental role in establishing the good fit

that facilitates retention. Participants who felt they were socialized effectively in their

departments were recognized and treated by faculty and administrators as experienced

professionals.

Some of the most positive socialization experiences in the present study seemed

related to a departmental-wide focus on welcoming, orienting and providing consistent

relational support to newcomers. Department chairs and other insiders (i.e., graduate

coordinators and faculty) were described as setting an example and modeling

expectations for all department members to follow, including being attentive to or

anticipating the needs and questions of midcareer transition women graduate students

(and of all graduate students in their departments). Socialization responsibilities were

managed collectively, with every employee of the department prepared, willing and

available to help new graduate students.

Findings of this study suggest that the importance of the academic department

respecting the individual identity, background and experienced adulthood of the

midcareer transition woman student is especially salient for women who voluntarily take

on significant losses immediately prior to entering graduate school, divesting themselves

of previous professional identities, status, homes, relationships, financial independence

and more. The “pre-entry divestiture” identified in this thesis affirms findings in the

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limited earlier research on midcareer transition women graduate students who reported

extreme stress and identity crises related to giving up careers they had held prior to

graduate school (e.g., Sanders & Nassar, 1993).

The majority of participants in this research were constantly aware of midcareer

transition-related identity losses while adjusting to new academic environments. When

faced with additional losses (e.g., the perception of being treated like a child, having

one’s background ignored or being challenged instead of being helped by people in the

department) the process was more difficult. These participants felt forced to engage in

sink or swim survival communication to make progress in departments where they felt

they did not fit.

Implications for Graduate Faculty

Findings have implications for graduate faculty members because for some

participants the actions of just one person helped her feel like she found good fit in the

department. Participants’ accounts suggested that a sensitive faculty member can make a

significant positive difference regardless of how effective or ineffective department-wide

socialization practices may be. Those who reported good fit were able to connect with at

least one faculty member who recognized and affirmed her as an experienced

professional or peer (i.e., communicated in ways suggesting investiture).

One participant noted “my advisor respected my adulthood” and others

highlighted how department chairs intervened to ease various challenges or make the

student feel more comfortable. For example, a graduate director arranged for a welcome

dinner after a student moved with her husband to attend graduate school out-of-state, and

a department chair moved a midcareer student out of a crowded graduate student office

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she “hated” because it was filled with 22-year olds with whom she had nothing in

common.

In contrast, participants who reported bad department fit emphasized that faculty

may be have been well-intentioned but seemed uninformed, “clueless,” disengaged, and

insensitive to the age, life/professional experiences and different needs of midcareer

transition women students. When it was difficult to connect with other graduate students

and equally challenging to find peers among faculty, participants had negative

perceptions of their departments. These findings suggest that departments might offer

faculty development programming emphasizing a culture of inclusion that does not treat

graduate students with a “one size fits all” approach.

Limitations and Future Research

This applied study explored the experiences of a small, purposive sample

adjusting to a unique organizational context. The findings are most informative to

academic departments wishing to recruit, socialize and retain midcareer transition women

graduate students. Findings should be applied to socialization experiences in other

contexts with caution; i.e., they are not transferrable to other types of newcomers or other

types of organizations.

Due to the sampling strategy used more than half of participants were pursuing

advanced degrees in communication studies or related disciplines (e.g. journalism and

mass communication). These participants may be more aware of socialization messages

because they are predisposed to consider perspectives related to their area of study.

Although there appeared to be no significant differences in data collected from

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participants representing the various academic disciplines, caution should be used in

applying results.

A primary goal of exploratory research is to identify areas for further study. This

thesis explored a narrow time period of organizational adjustment (the first semester or

six months of graduate study). While findings may have implications for organizational

socialization theorizing about this stage, they also suggest that we need to learn more

about the role of anticipatory socialization as an earlier stage in the socialization process

in terms of expectation-setting for newcomers (Jablin, 2001; Louis, 1980). Further testing

is needed of findings connected to outcome variables such as satisfaction and retention,

especially as low graduate student satisfaction and related high attrition rates are framed

as a growing crisis in higher education (Gardner, 2010; Polson, 2003). It would also be

helpful to compare traditional graduate departments that appear to use “best practices” in

socializing midcareer transition women students with those that don’t by examining their

socialization tactics.

Thesis participants were in the midst of broader life and career stages that have

received a lot of research attention. Findings revealed important and under-studied factors

that have implications beyond organizational socialization theory; they may build upon

our knowledge of midcareer women in transition. For instance, we need to understand

more about how and why women make significant career shifts at midlife and how this

impacts identity. Ibarra (2003) called for research to shed light on the organizational

socialization experiences of people in midcareer transition, specifically.

Many respondents credited husbands or partners for being critical sources of

support, and others commented they might have left graduate school if not for the steady

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encouragement or tangible help provided by close friends or family. Data suggested that

the transition was more difficult for those who made the most significant lifestyle

changes (e.g., moving across country, selling homes, losing financial independence,

leaving loved ones and familiar communities behind).

When the decision to enter an organization represents significant losses or

sacrifices, the stakes are high. The usual shock, disappointment, and surprise associated

with entering unfamiliar environments may be intensified (Louis, 1980). Thus, we need

to learn more about what this study identified as “pre-entry divestiture,” or the losses that

precede organizational entry and adjustment. Finally, in addition to “pre-entry

divestiture” identity losses, the least satisfied respondents experienced what appeared to

be a “double divestiture” when they perceived poor department fit and no affirmation of

their identities. This concept deserves further exploration.

Conclusions

In sum, this thesis answered a call in the literature to study a new research context

in depth by exploring the experiences of midcareer transition women graduate students

entering traditional academic departments where they did not fit the norm. Findings add

to our knowledge through affirming the connection between investiture socialization

tactics and perception of good fit (Cable & Parsons, 2001). Results also suggest that for

midcareer transition women graduate students a lack of faculty support and academic

department divestiture tactics, in particular, lead to a perception of poor organizational fit

and subsequent sink or swim proactive communication. This finding underscores the link

between ambiguity and proactivity proposed by Grant & Ashford (2008). This thesis also

identified a significant “pre-entry divestiture” factor, i.e., identity losses, that impacted

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newcomer adjustment in negative ways, even when the organization used socialization

tactics resulting in the perception of good fit.

In terms of practical implications, this thesis found that for midcareer transition

women graduate students who did not fit with their cohort, building relationships with

faculty members was an important substitute or means of investiture through providing

insider support. Those participants who lacked both peer (fellow graduate students)

support and faculty support experienced the most negative and difficult socialization

processes. This finding informs the limited higher education research stating that

graduate student socialization processes need to be improved and different for older

nontraditional students (e.g., Brus, 2006; Polson, 2003). It also directly challenges

established models for graduate student socialization that emphasize the central role of

peer climate and regular interaction among graduate students to facilitate socialization

and provide support (e.g., Weidman et al., 2001).

Van Manen (2002) wrote that perhaps the best place to begin phenomenological

research exploring common human experiences (such as socialization into a new

organization) is in the context of one’s own experience. This study originated in my

experiences as a midcareer transition woman who started full-time graduate study at age

45. I wanted to understand more about my own socialization process through exploring

the experiences of demographically similar students entering similar contexts. I felt

compelled to find out whether other women experienced my conflicting feelings about

where they fit as new graduate students after giving up established professional identities.

Each of the twenty midcareer transition women interviewed for this thesis had unique life

circumstances during graduate school adjustment and their first semester experiences

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were not all the same. They had enrolled in different programs, had varied living

arrangements, distinct personalities and a wide range of work/life backgrounds.

Nevertheless, this thesis found there were significant similarities in the experiences of

these 20 individuals during the first semester of graduate school.

As I reflect on the process, I am grateful to the women I interviewed and I am

inspired by their stories. Three and a half years have passed since I interviewed them.

I’ve learned that some have embarked on highly successful new careers in academia and I

was pleased to encounter a recently published peer-reviewed publication by one of my

research participants. For me, completing this thesis was a highly personal and

introspective endeavor. I hope my attempt to share participants’ personal perspectives of

starting graduate school in midcareer transition has been fair to them and informative to

the reader.

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APPENDIX A

Interview Schedule

Please provide the following introductory and background information:

1. Name (a pseudonym of your choice).

2. List all degrees previously earned (before entering your midcareer transition).

Include your major or concentration.

3. Provide title and brief description of last fulltime position held before entering

your midcareer transition.

4. Number of years you worked, fulltime, before entering midcareer transition.

5. What is your new (most recent, or current) career choice?

6. What is your most recent, or current, graduate degree program and concentration.

7. Your age when you started fulltime graduate school, in your most recent (or

current) program.

8. a) Please describe how your graduate school expenses (tuition, fees, books) were

funded in your first full semester (approximately six months).

b) Please describe how your living expenses were funded at this time.

9. Please describe your living circumstances when you started fulltime graduate

school as a midcareer transition student (e.g., living alone, living with husband

and two children, single parent, living with partner, spouse, roommate, etc.).

10. Please tell me a bit about what’s going on in your life right now.

The following information was provided to orient participants to the study context (i.e.,

the first semester or first six months of graduate study):

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The context (time and place) for this study is the first six months you attended

graduate school as a fulltime, midcareer transition student. Please think back to the

period when you entered graduate school, and how you perceived your situation then.

Specifically, I will ask you to focus on interactions or messages related to your role

as a graduate student during the time you were a “newcomer” in graduate school.

Questions:

1. What happened in your life that led to you becoming a midcareer, fulltime

graduate student?

2. When you first started graduate school, what expectations did you have about

graduate school?

3. What graduate student orientation-related information do you remember receiving

when you started? (e.g., formal training/orientation materials, informal messages

or stories you were told about how to navigate graduate school, what you needed

to know about your department, expectations about your role, etc.)

4. What—or who—were the most accurate sources of information?

5. Overall, what was your first semester of fulltime graduate school like for you?

Describe how you felt at the time.

6. Tell me about messages or interactions that stood out for you during this

adjustment period.

7. What were the key sources of information for you?

8. Who were the significant people (and their roles) who influenced you at this time?

9. How did you respond to the messages you received (and/or interactions you

experienced) at this time?

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10. With whom did you choose to communicate regarding your role as a graduate

student?

11. What did you hope to accomplish?

12. After your first full semester, or your first six months of fulltime graduate school,

how would you describe yourself in relation to your graduate department?

13. Can you think of other factors that influenced your feelings about your role in

your graduate department during this adjustment period?

14. What advice would you offer to other midcareer-transition women entering

fulltime graduate school?

Thank you for participating in this study.

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APPENDIX B

Definitions and Parameters For Data Reduction and Analysis

This appendix explains a priori definitions and parameters used for data reduction

based on the three guiding research questions and theoretical sensitivity. It includes

exemplars to illustrate the process used during early stages of data analysis. Jablin (2001)

and other scholars have emphasized there are no consistent conceptual or operational

definitions for socialization-communication processes. As explained in the literature

review, definitions for this study were determined based on sources that have been widely

cited, and/or that had purposes or perspectives most similar to this thesis.

Organizational Socialization Messages

Socialization messages were defined broadly as all types of communicative events

or organizational socialization messages relevant to the research context and purpose,

based on Jablin (2001). I identified organizational socialization messages in raw data as

any message, piece of information, event, interaction, observation, incident, or “clue”

from organizational sources or within the organization that made an impression on the

newcomer because she perceived it as relevant to her new organizational role(s) and/or

her learning about the new culture.

Socialization message parameters included:

• Formal, planned, official and explicit information as well as informal,

unplanned, unofficial or implicit information.

• Institutionalized (or collective) socialization tactics as well as

individualized socialization tactics (Jones, 1986)

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• Messages received from the first day of the newcomer’s first semester in

her graduate department, through the end of her first semester, or after

approximately six months (limited to the organizational adjustment stage,

as defined by Jablin, 1987; 2001).

• Messages originating from organizational sources, i.e., others who were

representatives or had roles in the graduate department.

• Observations or clues the newcomer perceived in the new organizational

context, i.e., what she noticed about the culture or what made an

impression on her while she was physically present in the graduate

department.

Exemplars of organizational socialization messages:

All new graduate students received a packet of official orientation materials on our first day, including departmental policies and a graduate handbook. We got this information from the department secretary.

I discovered professors’ offices were on a separate floor, as far from the graduate student office as possible. Professors’ office doors were always closed, although I knew at least some of them were in their offices.

Parameters excluded:

• Messages, observations or opinions originating from outsiders about the

department, graduate schools, or academia.

• Observations the newcomer made about areas of the university outside her

graduate department.

• Messages received in the academic department prior to or after the organizational

adjustment stage of socialization.

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Exemplars of data excluded from further analysis:

My sister works at another university and before I started graduate school she… warned me it was not going to be like the “real world.”

Near the end of my first year, my advisor gave me positive feedback on my research ideas and suggested we work on a summer project together.

Identifying Socialization Message Interpretations and Responses

The first two research questions in this thesis are based on Jablin (1982; 1987;

2001) and they are linked. The first question asked how participants interpreted

socialization messages and the second question asked how they responded to these

messages. The socialization messages (defined above) were identified first and then the

data was analyzed for related interpretations and responses.

This research did not use pre-determined definitions for socialization message

interpretations and responses, as the purposes were to discover what the data revealed.

However, the following parameters were used to reduce data prior to coding.

Interpretations and responses included thoughts, feelings, behaviors, emotions, and

reactions linked to one or more departmental socialization message. They included

respondents’ initial thoughts and feelings or sensemaking about their departments’

socialization messages, and how they reacted or responded to messages (with the

exception of proactive communication responses, defined separately).

Exemplars of socialization message interpretation and response:

I noticed the other graduate students were half my age. I was old enough to be their mother, and I was older than some faculty. I felt old and unsure of where I fit in. My temporary advisor was wonderful; she made an effort to support me in any way she could, starting with good advice about how to get started on my research early.

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Interpretations and responses excluded thoughts or feelings about organizational

socialization messages received from institutional (university) sources outside the

newcomer’s academic department.

Exemplar of data excluded for further analysis:

On my first day, I was walking around … the main library… someone welcomed me and asked if I was interested in a tour or had questions. I was excited to be on campus and impressed with this offer of help.

Combining Data into Cohesive Thought Units

Following is a more detailed exemplar of how data was combined into a thought

unit for further analysis and coding. This illustrates how I identified and gathered the

linking threads of data from the original socialization message to the interpretation and

the response.

I got the message that required coursework was going to be “by the book” and little discussion was going to happen in class because professors were into lecturing (socialization message). I felt frustrated and bored in these traditional lecture classes. I wanted to discuss and apply the material because for me that’s an enjoyable and rich aspect of learning (message interpretation; i.e., feeling/thought about the socialization message). So after complaining numerous times to my husband about this—bless his heart—I finally decided I had to suck it up and resign myself to boring lectures. I was also looking forward to my electives the next semester and hoping they would be better (responses to the socialization message).

Guiding Definition For Proactive Communication

The third research question in this thesis asked how participants engaged in

proactive communication during graduate school adjustment. Proactive communication

was defined broadly as: communication initiated by the newcomer during adjustment and

targeted to organizational sources to achieve the newcomer’s immediate goals during

graduate study and/or her related future career goals. This was informed by the work of

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Myers and McPhee (2006), who defined proactivity as “the initiative to work to obtain

desired goals” (p. 446).

There are various conceptualizations or categories of proactive behavior in the

literature with no one definitive list. For this study, Miller and Jablin (1991) and Ashford

and Black (1996) were consulted. Also, Jablin’s (2001) list of newcomer proactive

communication behaviors was used as a guideline to identify instances of proactive

communication. These behaviors include but are not limited to: information seeking,

feedback seeking, information giving (also encompassing impression management),

relationship development, and role negotiation.

Exemplars of proactive communication:

I initiated contact with professors I admired most and who were influential in the department. It was important to me that they see me as a serious, good graduate student. I needed to get information, so I latched onto the graduate student association president, and asked him lots of questions.

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APPENDIX C

Codebook Defining Final Themes

Interpretation Themes

Department fit

The definition of department fit was informed by multidisciplinary literature (e.g.,

Austin, 2002; Cable & Parsons, 2001; Jablin, 2001; Smircich & Calas, 1987).

Department fit issues encompassed each participant’s interpretation of her difference or

similarity to others in the academic program in which she had enrolled. These differences

or similarities were clustered into three dimensions: culture fit, role fit, and relational

fit/insider support.

Detailed definition:

Expressions of suitability, appropriateness, comfort, and satisfaction with the organizational culture (pre-existing academic department norms), roles, and/or relationships and level of insider support, indicating finding one’s place, belonging to a peer group, and/or adapting to established practices and expectations.

Parameters:

Culture fit • How things are done, formal and informal rules • Personality of the department as a whole • The use of time or space • Status and hierarchy issues • Communication climate

Role fit

• As a new graduate student in the discipline or academic program • With knowledge or learning expectations and coursework requirements • As a class participant (in graduate course meetings) • Other or unofficially assigned roles as applicable,

e.g., teaching assistant, novice researcher, scholar or aspiring professional

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Relational fit and insider support • A sense of belonging, similarity, or being a peer with groups in the

department as a whole (graduate student cohort or faculty) • Insider support - connecting with key department members who

recognized the newcomer’s needs and offered instrumental help • Affirmation of newcomer’s identity

Exemplars of department fit:

I felt thrilled to be in a classroom environment studying something interesting… really stretching my brain. I started to have some ideas about how the school was structured, and I was feeling at home with it.

I think I began to find “my people” which was a means of confirming this new identity I’d adopted as a graduate student. Finding common interests with the other cultural studies students and faculty was a way in which I settled into the department.

Lack of fit exemplars:

I hated some of the old methods of instruction… I needed a more diverse bulk of material and variety of interactive experiences (I was bored otherwise) and they were into rote memorization.

I felt old, and out of place vis a vis most classmates.

Identity losses

Identity losses comprised tangible and intangible losses participants attributed to

their midcareer transition and their choice to leave established jobs prior to enrolling in

fulltime graduate study.

Detailed definition and parameters:

Includes losses or divestiture of tangible things, e.g., income, benefits, financial independence, homes, time, other material goods, companionship, community relationships, professional perks; and/or intangible things, e.g., status, positive self image, confidence, professional identity, respect, authority, “adulthood,” voice, and freedom. Also includes loss of ability to handle household or other responsibilities on her own, requiring reliance on others.

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Exemplars of identity losses:

I could no longer handle everything that was on my plate, even though I was always a “multi-tasker.” My husband didn’t seem to mind paying all the bills and helping out, but it really bothered me because I needed to see myself as an equal contributor around the house. Not a day went by during that first semester that I didn’t miss my salary and benefits. The financial losses I faced were probably the most difficult part of my adjustment.

Response Themes

Interactive stress reactions

Interactive stress reactions were non-instrumental “venting” episodes participants

engaged in with others described as a means of coping with intense emotions or the

anxiety related to adjusting to graduate school.

Detailed definition and parameters:

Passive or reactive (non-instrumental) interactive episodes or encounters that were attributed to the stress or overwhelming feelings related to graduate department adjustment. These interactions occurred with both internal (departmental) targets and external targets (e.g., family members and trusted friends). These encounters were unplanned. The intent was to relieve stress or to be heard and understood by others who cared (or with whom the participant could commiserate).

Exemplars of interactive stress reactions:

I really needed to blow off steam. I moaned and groaned a lot to my husband. It was a highly stressful time and I sometimes commiserated with my classmates, who were over 15 years younger, but a good source for feedback when I had that “overwhelmed” feeling.

Internal success strategies

Internal success strategies included instrumental decisions and actions motivated

by the desire to take charge of, improve, or advance one’s academic program, situation,

or future career path.

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Detailed definition and parameters:

Includes non-interactive strategies and decisions such as re-positioning one’s self, re-framing a problem, working consciously to change an attitude, belief, or perspective to bolster confidence, or choosing a self-empowering approach to getting through difficulties. Includes working independently on self-directed learning strategies to improve academic performance or to address fear of failure. Also includes defining one’s own goals or measures of “success” for graduate study, and/or implementing a behavioral change to facilitate success.

Exemplars of internal success strategies:

I decided it was up to me to make this program work. I was not going to allow anyone’s behavior in the department to get to me! I made up my mind that I would change my attitude and do whatever it takes to not let myself down, and this strategy served me well.

I wanted to succeed so I studied constantly, stayed focused on my own goals and worked hard.

Proactive Communication Themes

Positive proactive communication

Positive proactive communication was intentional (strategic or planned) and

desired interaction with academic department members initiated to further one’s graduate

study or future career-related goals.

Detailed definition and parameters:

Includes positively framed and planned communication initiated by the newcomer and motivated by the desire to succeed or advance in various ways. Such communication included information seeking, impression management and instrumental relationship building. It was characterized by freedom to choose, because the subject instrumentally selected her message channel, timing, content, and target(s). Includes interactions described in favorable terms (e.g., as pleasant, energizing, worth the time and effort, or fun). Also includes communication resulting in a reward or positive outcome.

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Exemplars of positive proactive communication:

I’m an extrovert so I worked on being a part of the department more by starting a conversation with a faculty member who seemed approachable. I invited her out to lunch. I needed to make some connections and this worked out well. I enjoyed getting to know her.

One faculty member is very prolific and productive, and I was hoping to find an opportunity to work on something with him. So I asked if he’d be willing to collaborate on this paper, and offered some suggestions about how to expand its thesis into some publishable work. He seemed very pleased, and I was happy to have a project with him. I’ve definitely been “strategic” about some of the connections I have tried to build.

Sink or swim survival proactive communication

Sink or swim survival proactive communication was negative, unwanted,

unplanned and framed as necessary or required to resolve issues during adjustment.

Detailed definition and parameters:

Interactions with department members, initiated by the newcomer, and reported as draining, forced, and required for self-orientation, or to resolve issues perceived as slowing down or blocking progress. Includes communication initiated to address immediate role requirements or needs, when the newcomer had little or no choice in terms of message content, channel, timing, or target. Includes interactions initiated by the newcomer and framed negatively as demanding time, effort, and patience, and/or resulting in perceived punishment (negative outcome).

Exemplars of sink or swim survival communication:

I was forced to track down the graduate coordinator or plan my week around people’s schedules, to see when someone that I needed might be available. I was wasting my time chasing down information, and I had way more questions than answers, but I needed to get answers, because I could end up taking the wrong courses or doing something else that would set me back. I was given no information or help whatsoever. So I had to ask lots of questions and deal with issues or problems as necessary. It was very difficult to approach people with my questions when they acted like they couldn’t be bothered and gave me the runaround.

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