microwave photonics || photonic oscillators for thz signal generation
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4
Photonic Oscillators for THz SignalGeneration
Andreas St€ohr and Dieter J€ager
4.1 Introduction
The photonic oscillator concept is a rather new technique for providing low-phase noise
continuous-wave signals in the THz regime. Compared to other electrical and optical
generation techniques, photonic oscillators exhibit a number of unique features such as
ultra-wideband tuneability, compactness and ability to operate over a broad temperature range
making it an interesting device for several THz applications. According to a recent study
initiated by the European Space Agency (ESA), photonic oscillators utilizing advanced
photodetectors are considered as one of the most promising candidates for the generation
of THz signals [1]. This chapter reviews the state-of-the-art in photonic oscillators for THz
generation and compares this new technique with other existing electrical and optical
approaches. Since the development of terahertz photonic oscillators is strongly related to the
invention of ultra high-frequency photodetectors we will also cover recent achievements in
high-frequency photodetectors in this chapter. Explicitly, we will discuss the high-frequency
performance of distributed travelling-wave photodetectors which exhibit a great potential for
efficient local oscillator (LO) generation at THz frequencies. This fact is experimentally proven
by demonstrating compact photonic oscillators employing advanced travelling-wave photo-
detectorswhich are indeed capable of providing sufficient LOpower at THz frequencies (e.g. to
pump a superconductor–insulator–superconductor (SIS) mixer at around 500GHz). A key and
unique feature of a photonic oscillator compared to other THz sources is its ability to allow for
tuning the LO frequency over a wide frequency range. As an example, compact photonic
oscillator modules exhibiting an amazingly large tuning range of almost 1 THz will be
presented.
Microwave Photonics: Devices and Applications Edited by Stavros Iezekiel
© 2009 John Wiley & Sons, Ltd. ISBN: 978-0-470-84854-8
4.2 THz Sources
Today, the term terahertz is commonly applied to submillimetre-wave (submm-wave) energy
that fills the wavelength range of 1000 mm–100 mm (300GHz–3 THz). Below 300GHz, we
enter the millimetre-wave (mm-wave) regime covering the wavelength region of 10–1mm
(30–300GHz). Beyond 3 THz and up to 30 THz (100–10mm)we enter the far-infrared (far-IR),
but the exact border between submillimetre and far-infrared is still rather blurred since the
frequency range 3–10 THz is more or less unclaimed territory. Above 30 THz there is the
infrared region covering thewavelength span 10–1mm(frequency 30–300 THz). In Figure 4.1,
the commonly assigned terms for the various frequency bands of the electromagnetic spectrum
between 30GHz and 3 PHz are indicated.
So far, the THz frequency regime has been of interest for some more or less niche
applications existing in that high-frequency range. Today, we notice a significantly increased
interest in THz technologies which is in part stimulated by some recent space and earth
exploration experiments such as the Atacama large millimetre array (ALMA) telescope
project [2]. The ALMA telescope will be the largest ground telescope for astronomers in the
next decade, comprising some 64 submm-wave high quality antennas. ALMA will make it
possible to scan and map the emission lines of a variety of lightweight molecules within the
frequency region from 30 to 950GHz for studying the formation of stars and planets. However,
besides astronomy there is also much interest in THz technology for imaging applications (T-
ray imaging), for security applications and even for some communication systems. An
excellent overview of the various applications in the THz frequency band can be found in
the review paper by Siegel [3].
Despite the fact that there is quite some interest in THz frequencies, the commercial use (e.g.
the development of compact THz sources) is only just beginning to emerge. Looking at the
various existing concepts for high-frequency LO power sources summarized in Figure 4.2, it is
noticeable that all-electronic solutions such as Gunn diodes, IMPATT diodes, resonant
tunnelling diodes (RTD) or frequency doublers and triplers are widely employed in the
mm-wave and ‘lower’ submm-wave regions. On the other hand, all-optical sources, namely
different types of lasers such as p-doped Ge lasers or quantum cascade lasers (QCLs) are
3PHz300THz30THz3THz300GHz30GHz frequency
1mm1cm 1 µm
1eV100meV10meV1meV energy
100nm
10eV
10 µm100 µm wavelength
THz(submm)
UVIRfar-IRmm visible
1.31.55
Figure 4.1 The electromagnetic spectrum between 30GHz and 3000THz. The term THz is commonly
applied to the submm-wave frequency range which extends from 300GHz up to about 3 THz
86 Microwave Photonics: Devices and Applications
employed in the far-IR. Among optical sources, QCLs are very promising devices for the lower
far-IR region, being currently limited in terms of their lower cut-off frequency at around a few
THz. For lower frequencies in the THz frequency range, there is almost no power source
available as can be seen from Figure 4.2, not to mention the complexity of the few sources
existing at all. Obviously, at this point the question arises as to whether optoelectronics could
provide a compact source technology not only for the THz frequency range but also for lower
frequencies in the mm-wave range. Recently, some promising high-frequency optoelectronic
or photonic solutions have been investigated and the achievements in this field of research
indicate that the photonic oscillators (PO) concept indeed has great potential for the generation
of continuous-wave THz signals with reasonable power levels. As compared to purely
electrical and optical solutions the PO concept exhibits some unique advantages such as
ultra-wide tuneability, compactness and the possibility of room-temperature operation. These
advantages have increased the interest in the PO concept but so far the implementation of
optoelectronics for THz signal generation has been delayed; this is mainly because of the
limited power level of POs and because of some technological uncertainties of this emerging
technique. However, in the course of ongoing research and developments, the power level
provided by POs is increasing while on the other hand the required power levels – for example
the power level to pump a THz mixer – are decreasing. This fact will foster the future
development and improvement of THz POs which do have the potential to become a baseline
technology for a wide variety of high-frequency applications as we will show later in this
chapter.
At first,we shall discuss the effect of optical heterodyning or photomixing in a photodetector,
which is the fundamental physical mechanism employed in a PO for generating a high-
frequency sinusoidal signal. Then, the basic constitution of a photonic oscillator for high-
frequency sinusoidal or quasi-sinusoidal signal generation is explained. Since the performance
of a PO in terms of maximum operating frequency and maximum available power is to a large
extent determined by the high-frequency photodetector being used, we will look at the various
Figure 4.2 Overview of available all-electrical and all-optical power sources versus operating
frequency; power slopes with frequency are also indicated (original data has been prepared by J.
Hesler [1])
Photonic Oscillators for THz Signal Generation 87
existing types of high-frequency photodetectors and compare them in terms of their high-
frequency performance. Next, the high-frequency performance of travelling-wave photode-
tectors (TWPDs) is investigated using an analytical model describing the vertical and
longitudinal carrier transport in a TWPD. By using this model, the major physical effects
determining the efficiency of TWPDs at high frequencies are studied. In Section 4.5, various
fabricated photonic oscillator modules will be presented, yielding either quasi-optical free
space radiation of the generated THz signals or guided transmission within a rectangular
metallic waveguide. Ultra-wideband (0.02–0.7 THz) bow-tie antenna integrated and narrow
band 0.46 THz slot antenna integrated photonic oscillators are presented in detail, as well as
rectangular waveguide coupled TWPDs that enable ultra-wideband continuous-wave signal
generation from 0.06 THz up to 1 THz.
4.3 Optical Heterodyning or Photomixing in a Photodetector
The fundamental physical principle that is used in photonic THz oscillators is to down-convert
optical infrared signals to the THz regime by employing a high-frequency photodetector. This
principle, which is also called optical heterodyning or photomixing, is illustrated in Figure 4.3.
Two phase-locked infrared waves with angular frequenciesv1 andv2 are superimposed and
injected into a high-frequency photodetector that down-converts the infrared input signal to the
THz frequency regime by generating an electrical signal at the frequencyv2-v1. To explain this
inmore detail, let us consider the relation between the generated electrical output signal and the
two superimposed optical input waves from a more physical point of view. For simplicity, we
assume that the two optical input waves are linearly polarized monochromatic plane waves in
the infrared which propagate in the þ z direction. Let
E1 ¼ E1ejðv1t� k1zþw1Þe1; ð4:1Þ
and
E2 ¼ E2ejðv2t� k2zþw2Þe2; ð4:2Þ
Photodiode
Beamsplitter
+z direction
ω2−ω1
ω2~ω1, ω2,ω1>>ω2−ω1
ω2
ω1
Figure 4.3 Principle for optical heterodyne generation employing a high-frequency photodetector. The
angular frequencies of the two optical input wavesv1 andv2 are in the IR region (e.g. 200THz), whereas
the difference frequencyv2 -v1 of the generated output signal is much lower, typically in the THz ormm-
wave region
88 Microwave Photonics: Devices and Applications
be the complex electrical field vectors of the two opticalwaves,with field amplitudes E1 and E2,
angular frequencies v1 and v2 and wave numbers k1 and k2. The phase of each optical input
wave is considered byw1 andw2 and e1 and e2 are the unit vectors determining the orientation of
the electrical field vector of the linearly polarized optical input waves. The intensities of the
constituent waves are given by the magnitude of their Poynting vectors and are therefore
given by
I1 ¼ 1
2
ffiffiffiffiffiffiffiffiffi«r«0m0
rjE1j2; ð4:3Þ
and
I2 ¼ 1
2
ffiffiffiffiffiffiffiffiffi«r«0m0
rjE2j2: ð4:4Þ
If the two incident optical waves are perfect plane waves and have precisely the same
polarization (e1¼ e2), the resulting electrical field E0 of the optical interference signal is the
sum of the two constituent input fields and hence we can write E0¼E1 þ E2. Taking the
squared absolute value of the optical interference signal we obtain
jE0j2 ¼ jE1 þE2j2 ¼ jE1j2 þ jE2j2 þE1E2* þE1
*E2
¼ jE1j2 þ jE2j2 þ 2jE1jjE2jcosððv2 �v1Þ � t�ðw2 �w1ÞÞ: ð4:5Þ
FromEquation (4.5) and by usingEquations (4.3) and (4.4), it follows that the intensity of the
interference signal I0 is given by
I0 ¼ I1 þ I2 þ 2ffiffiffiffiffiffiffiffiI1I2
pcosððv2 �v1Þ � t�ðw2 �w1ÞÞ: ð4:6Þ
By launching this optical interference signal into a photodetector, a photocurrent i is
generated which can be expressed as
i ¼ h0 � q=hf1 �P1 þh0 � q=hf2 �P2 þ 2hfc� q=h �
ffiffiffiffiffiffiffiffiffiffiP1P2
f1f2
scosððv2 �v1Þ � t�ðw2 �w1ÞÞ; ð4:7Þ
where q is the electron charge and P1 and P2 denote the optical power levels of the two
constituent optical input waves. The photodetector’s DC and high-frequency quantum
efficiencies are represented by h0 and hf c. It is of course important to consider that the
detector’s quantum efficiency is not independent of the frequency. Several intrinsic and
extrinsic effects such as transit time limitations or microwave losses will eventually limit
the high-frequency performance of the detector and thus the detector’s DC responsivity h0 is
typically much larger than its high-frequency responsivity hf c. In our case, we can further
simplify the photocurrent equation (Equation (4.7)) by considering the fact that the two optical
input waves are close in frequency (f1� f2) whereas the difference frequency fc is by far smaller
( fc¼ f2� f1� f1, f2). As an example, if we employ a photodetector operating in the infrared at
1.55mmwavelength,wemight use optical inputwavelengths atl1¼ 1.55mm( f1¼ 193.4 THz)
and l2¼ 1.542 mm ( f2¼ 194.4 THz). In this case, the difference frequency would be exactly
fc¼ 1THz which is about 200 times smaller than the optical frequencies. A small detuning of
Photonic Oscillators for THz Signal Generation 89
one input laser wavelength by only 0.8 nm (at 1.55mm) thus results in a remarkable change of
the beat frequency by about 100GHz.
If we further assume for simplicity that the power levels of the two optical input waves are
equal (Popt�P1�P2), Equation (4.7) becomes
i ¼ 2s0Popt þ 2sf cPoptcosð2pfctþDwÞ; ð4:8Þwhere
fc ¼ f2 � f1; ð4:9Þdenotes the difference frequency or beat frequency of the two constituent optical input waves
and Dw¼w2�w1. Here s0¼h0�q/hf and sf c ¼ hf c� q=hf are the photodetector’s DC and high-
frequency responsivities given in A/W.
Equation (4.8) is the fundamental equation describing optical heterodyning in a photode-
tector. The first term is the DC photocurrent generated by the constituent optical input waves
and the second term is the desired high-frequency signal oscillating at the difference frequency
fc (down-converter). From a physical point of view, it is important to note that by optical
heterodyning no signal is generated which oscillates at the sum of the two optical frequencies.
This is in contrast to nonlinear effects such as three-wave mixing in a second-order nonlinear
optical medium where not only the difference frequency but also a wave at a higher frequency
f1 þ f2 (up-converter) is generated.
According to the theoretical discussion above, a photonic oscillator for sinusoidal LO
generation thus consists of an optical heterodyne source generating the dual wavelength or dual
mode optical signal and a high-frequency photodetector. Schematically, this concept is
illustrated in Figure 4.4. Besides compact size, light weight and room temperature operation,
a large tuning range is another important advantage of the PO concept. Slightly shifting the
wavelength of one laser by only 0.8 nm results in a remarkable tuning of the beat frequency by
100GHz as discussed above. Themaximum tuning range of the PO ismainly determined by the
high-frequency responsivity of the employed photodetector and the locking range of the optical
heterodyne source. As wewill see later in this chapter, the tuning range can be quite large and a
tuning range of about 1 THz has already been achieved experimentally.
Instead of using a dual-mode optical input signal to the photodetector (PD) one can also use a
multimode optical input signal for generating a quasi-sinusoidal oscillator signal. This concept
is shown schematically in Figure 4.5. Here the optical spectrum consists not only of twomodes
but of a larger number of modes, with a constant difference frequency fc between all
phasephase lockedlockedopticaloptical heterodyneheterodyne
sourcesource
highhigh --frequencyfrequencyphotodiodephotodiode
λ
P
λ
λ λ
0λ∆
20
0 λλ∆⋅≈ cf
PhasePhase locked lockedopticaloptical heterodyneheterodyne
sourcesource
HighHigh--frequencyfrequencyphotodiodephotodiode
λ
Popt
0λ
1λ 2λ
λ∆
20 λλ∆⋅≈ cfc
Figure 4.4 Typical set-up of a photonic local oscillator consisting of a stabilized optical source
generating a phase locked optical heterodyne signal and a high-frequency photodetector generating the
electrical beat signal in the THz frequency regime
90 Microwave Photonics: Devices and Applications
neighbouring modes. In this case, the photodetector generates a quasi-sinusoidal output signal
at the difference frequency fc. The multimode optical source employed in this approach could
be a mode-locked laser diode (MLLD) for example.
In order to generate an oscillator signal with high spectral purity and high stability the locking
of the opticalmodes is crucial.Different injection techniques for achieving opticalmode locking
have been proposed and investigated. The selection of two phase locked modes from a
multimode optical source, such as a Fabry–Perot laser, a mode-locked laser diode [4] or an
optical comb generator [5, 6] is a comparably straightforward approach. Other approaches are
based upon optical injection locking of two independent lasers using an optical phase locked
loop (PLL) configuration [7]. For verification of the spectral purity and stability of the optically
generated oscillator signal, phase and amplitude noise measurements have been performed. So
far, this has been done mainly at ‘lower’ frequencies in the microwave andmm-wave frequency
range. As an example, the phase noise of a mode-locked photonic oscillator in the microwave
region has been measured to be as low as �125dBc/Hz at 10 kHz offset from the oscillator
frequency.At higher frequencies in themm-wave regime the typical phase noise is of theorder of
�80 dBc/Hz to �95 dBc/Hz at 10 kHz offset. The phase and amplitude noise of a PO at THz
frequencies has not been thoroughly investigated yet but from initial experiments there is
evidence that the phase noise of photonic THz oscillators is comparable to the phase noise of all-
electronic Gunn oscillators and warm multiplier assemblies [8].
Further key specifications of a photonic oscillator, namely the frequency and power level of
the generated signal aswell as the possible tuning range, depend strongly on the performance of
the employed high-frequency photodetector. From Equation (4.8) we note that the output
power of the generated high-frequency oscillator signal is linearly dependent on the detector’s
responsivity at that frequency and the optical input power injected into the detector. Thus, for
generating high-power oscillator signals in the THz frequency range, the photodetector is
required to exhibit a reasonably high responsivity at THz frequencies and, secondly, it should
allow for a high optical input power. In other words, the detector should exhibit a large
saturation photocurrent.
In the next sectionwewill compare the various types of photodetectors in terms of their high-
frequency and high-saturation photocurrent performances. This general comparison will be
followed by a more detailed discussion on the high-frequency performance of so-called
travelling-wave photodetectors (TWPDs). It will be shown that TWPDs offer great potential
for high-power THz generation, that is they can be designed to exhibit a high responsivity at
high frequencies and a high-saturation photocurrent.
λ
Popt
OpticalOpticalmultimodemultimode
sourcesource
High-frequencyHigh-frequencyphotodetectorphotodetector
0λ
cfcf
Figure 4.5 Typical set-up of a photonic local oscillator consisting of a stabilized optical source for
generating an optical comb signal featuring a constant difference frequency fc between the various
longitudinal optical modes
Photonic Oscillators for THz Signal Generation 91
4.4 Travelling-wave Photodetectors
The high-frequency photodetector is a key component for any photonic oscillator. The most
important requirement for this kind of application is a high responsivity at THz frequencies –
not necessarily a large 3 dB bandwidth. In the following subsection we will review recent
achievements in high-frequencyphotodetectors andwewill look at the physical effects limiting
the detector’s quantum efficiency, especially at THz frequencies. For a comprehensive review
on the bandwidth–efficiency product of photodetectors the interested reader is referred to
Kato [9].
The physical effects determining the detector’s high-frequency performances are usually
represented by time constants describing the dynamics of the photogenerated carriers. Most
important are the transit time and the carrier lifetime. Generally speaking, these two time
constants represent the average time it takes a carrier to travel between the electrodes and the
average time a free carrier exists before it finally recombines. Further, conventional lumped
photodetectors are limited by some internal and external RC time constants. At very high
frequencies ( > 100GHz) electrical wave propagation effects must also be considered since the
electrical wavelength is getting close to the device dimensions and further on microwave
propagation losses become more significant.
Looking at the various types of photodetectors, the conventional vertically illuminated
photodetectors such as the p–n or the p–i–n photodetector introduce a trade-off between
quantum efficiency or responsivity and high-frequency or bandwidth. In conventional photo-
detectors, light is coupled in through the upper layers of the device and is absorbed as it travels
through the structure. This fundamental absorption process generates electron–hole pairs
travelling under the influence of the applied electric field to the device contacts thus producing a
photocurrent. The frequency response of such conventional vertical photodetectors depends on
the transit time taken for the photo-induced carriers to reach the contacts. For short transit times
the absorbing layer of a conventional pn-PD or pin-PD needs to be thin; this, on the other hand,
results in a low efficiency and a large capacitance and thus the RC time constant is extremely
large preventing the conventional vertical PD from being used at very high frequencies.
An approach to reduce the RC time constant of the conventional PDs is to utilize very narrow
and closely spaced contact fingers which is usually done in metal–semiconductor–metal
(MSM) PDs. Obviously, due to the closely spaced contact fingers, the transit time is short and
also the device capacitance is small due to the small surface area. The short transit time and the
small capacitance together allow wide-bandwidth operation but the quantum efficiency of a
vertically illuminated MSM-PD is comparably small for reasonable applications.
A promising approach for achieving a high-efficiency is to utilize the uni-travelling carrier
(UTC) concept. In the UTC-PD the absorbing layer is p-doped and therefore only electrons
travel across the depletion layer, with holes disappearing quickly since they are majority
charge carriers. Due to the much higher drift velocity of electrons and due to the fact that
electrons can travel at overshoot velocity, the space charge effect is significantly reduced.
This principle allows high-saturation currents or higher optical input power. The bandwidth
of a UTC-PD is restricted by transit time effects mainly determined by the diffusion time of
electrons travelling in the p-doped absorbing layer and of course it is also limited by the RC
time constant. Recently, high-bandwidth UTC-PDs have been demonstrated and in terms of
the bandwidth–efficiency product, UTC-PDs exhibit much better performances than con-
ventional pin-diodes [9].
92 Microwave Photonics: Devices and Applications
Tocircumventthetransit timelimitationonecanalsoemployamaterialwithaveryshortcarrier
lifetime. Besides the RC time constant the transit time determines the detector’s frequency
response provided that the carrier lifetime ismuch shorter than the transit time. For several years,
researchhasbeencarriedout togrowGaAslayersat lowtemperatures.Duetothelowtemperature
the grown GaAs layers contain numerous impurities which capture the free carriers and thus
reduce the carrier lifetime. Recently, low-temperature grown GaAs operating at around 850 nm
wavelength have been utilized for high-frequency signal generation in the THz range [10].
Edge-coupled or waveguide photodetectors can overcome some of the limitations discussed
above by allowing the optical signal to enter through the edge of the device. Thus the electrical
carrier transport is perpendicular to the propagation of light. In principle, this approach allows
for a long but narrow absorption layer having both a low transit time and a high efficiency. On
the other hand, the detector’s RC time constant becomes significantly large due to the long
absorbing layer, leading to the well-known lumped element RC time limitation.
All approaches discussed above lead to lumped elements since the detector’s responsivities
are determined by the total dimensions of the devices. These lumped element photodetectors,
however, can no longer cope with the requirements as the frequencies extend into the THz
regime. To overcome the RC time limitation so-called distributed or travelling-wave photo-
detectors (TWPDs) have been investigated since the early 1990s. In a TWPD the photo-
absorption process occurs in a distributed manner along the length of the device such that it
contributes to the overall electrical signal in the contact transmission line. Thus, travelling-
wave pin–PD (TWPDs), being two-port devices, are not limited by the RC time constant since
electrically the devices are not lumped elements with a concentrated capacitance but an
electrical waveguide (typically microstrip or coplanar) with a given characteristic impedance.
The bandwidth of a TWPD is therefore mainly determined by its transit time. Since it is not RC
time limited the travelling-wave concept can accomplish quite thin absorbing layers leading to
short transit times and high bandwidths. A major drawback is that the electrical characteristic
impedance of a TWPD needs to be matched to the external circuitry and, secondly, the optical
group velocity needs to match with the electrical phase velocity for achieving the highest
efficiencies. Although TWPDs exhibit a couple of challenges that need to be solved, they do
offer a great advantage for high-power THz signal generation, namely the prospect of
independently optimizing its quantum efficiency and saturation photocurrent. For this reason
various TWPD structures have been investigated by different research groups in the past. These
include p–i–n [11, 12], MSM [13], Schottky [14] and photo-transistor configurations [15], all
showing excellent performance at high frequencies. In the following subsectionwewill discuss
the various physical effects determining the high-frequency performance of a p–i–n TWPD in
more detail using a theoretical model that describes the vertical and longitudinal transport of
the photogenerated electrical carriers in a TWPD.
4.4.1 Drift-diffusion Model for p–i–n Photodetectors
A sketch of a high-speed travelling-wave photodetector (TWPD) employing a pin waveguide
structure is shown in Figure 4.6. The detector consists of an optical waveguide and an electrical
transmission line. The optical heterodyne signal launched into the optical strip loaded
waveguide is gradually absorbed resulting in a distributed current generation along the
detector’s length which contributes to the overall current propagating along the electrical
transmission line of the TWPD.
Photonic Oscillators for THz Signal Generation 93
As can be seen from Figure 4.6, the p–i–nwaveguide structure of the detector consists of an
intrinsic region sandwiched between p- and n-doped semiconductor layers. In order to enable
optical waveguiding, the intrinsic core region needs to have a larger refractive index, that is a
smaller bandgap energy, compared with the p- and n-doped cladding layers. Further on, the
intrinsic region often consists of multiple layers instead of a single absorption layer. This is
mainly to reduce the modal absorption per unit length in order to allow for a long absorption
length. In our model we thus assume a waveguide core consisting of an intrinsic photon
absorbing layer with a thickness d0, and two adjacent nonabsorbing layers with thicknesses dipand din as illustrated in Figure 4.6.
In general, the photogenerated carrier transport in the p–i–n waveguide structure can be
described by the continuity equation. By neglecting the transversal carrier transport and
assuming harmonic time dependence, the one-dimensional (1D) complex continuity equations
for the electron and hole densities n(x) and p(x) are given by
jv � nðxÞ ¼ Dn � d2
dx2nðxÞ� d
dxnðxÞ � vnðxÞ½ � �Rc þGc; ð4:10Þ
jv � pðxÞ ¼ Dp � d2
dx2pðxÞ� d
dxpðxÞ � vpðxÞ
� ��Rc þGc: ð4:11Þ
The first term in the continuity equations describes the carrier diffusionwith the electron and
hole diffusion constants represented by Dn and Dp. These diffusion constants are functions of
carrier mobility and electric field and it has been shown in [10] that the carrier diffusion
constants become very small in value for high electric fields in excess of 20 kV/cm. Assuming
Figure 4.6 The left-hand figure schematically shows a waveguide photodetector with a coplanar
metallization. On the right, a typical cross section of a detector’s layer structure is shown. It consists of an
intrinsic core regionwith an absorbing (Wg < hf ) and two adjacent non-absorbing (Wg > hf ) waveguiding
layers
94 Microwave Photonics: Devices and Applications
that the intrinsic layer(s) thickness of a high-frequency p–i–n detector iswell below500 nmand
also that a reverse voltage of a few volts is applied, high electric fields well above 20 kV/cm
occur. Thus, we can neglect carrier diffusion in the intrinsic region of the reverse biased
photodetector. The carrier recombination rate represented by Rc can also be neglected for our
purposes, since the carrier lifetime is in the order of a fewnanoseconds [11]which is about three
orders of magnitude larger than the average transit time of the investigated structure. Thus the
continuity equations (4.10) and (4.11) can be simplified to
jv � nðxÞ ¼ 1
q� d
dxðJnÞþGn; ð4:12Þ
jv � pðxÞ ¼ � 1
q� d
dxðJpÞþGp: ð4:13Þ
The first term in Equations (4.12) and (4.13) describes the carrier drift in the presence of an
electric field with vn(x) and vp(x) representing the electron and hole velocity, respectively. The
carrier generation rate is a function of the optical intensity at any point along the detector. We
can therefore infer that the generation rates of holes and electrons are equal and can be
expressed as
G ¼ Gn ¼ Gp ¼ G0 � expð� gopt � zÞ ð4:14Þ
with
G0 ¼ h � lh � c �aopt � Iopt: ð4:15Þ
Here h denotes the external quantum efficiency, gopt is the complex propagation constant of
the optical heterodyne input signal and Iopt represents the optical intensity. It should be noted
that the carrier generation rate is a function of the longitudinal coordinate z due to the optical
wave propagation determined by the complex heterodyne optical propagation constant gopt.Since diffusion can be neglected as discussed above, the electron and hole current densities
in the absorbing layer are given by
JnðxÞ ¼ � q � vnðxÞ � nðxÞ; ð4:16Þ
JpðxÞ ¼ � q � vpðxÞ � pðxÞ: ð4:17Þ
Here we assume that electrons and holes in the intrinsic region travel at constant saturation
velocities vn and vp, an assumption which is appropriate for reverse biased photodetectors with
strong internal electric fields. Introducing Equations (4.14) – (4.17) into Equations (4.12)
and (4.13) we derive two first-order differential equations with constant coefficients describing
the carrier densities in the absorbing layer:
dJn
dx¼ � jv
vn� Jn � q �G; ð4:18Þ
Photonic Oscillators for THz Signal Generation 95
dJp
dx¼ þ jv
vp� Jp þ q �Gp: ð4:19Þ
To solve the above differential equations wemake use of the fact that electrons only travel in
the positive x-direction and thus the electron carrier density at x¼ 0 needs to be equal to zero.
Similarly, we can state that the hole current density is equal to zero at x¼ d0:
Jnðx ¼ 0Þ ¼ 0: ð4:20Þ
Jpðx ¼ d0Þ ¼ 0 ð4:21ÞByusing the two boundary values inEquations (4.20) and (4.21)we can solve the differential
Equations (4.18) and (4.19) and derive the electron and hole current densities in the absorbing
layer
Jn ¼ q �G � vnjv
e� jv � xvn � 1
� � ð4:22Þ
Jp ¼ q �G � vpjv
e� jv � d0 � x
vp � 1
� �ð4:23Þ
In a similar way, we can now proceed to find the current densities in the adjacent
nonabsorbing intrinsic layers. For simplicity, we only consider the hole current density in
the following derivation; the procedure for deriving the electron current density is similar. Due
to the fact that there is no photon absorption in these two layers the continuity equation for
holes – Equation (4.11) – becomes quite simple.
jv � p ¼ � 1
q� d
dxðJpÞ: ð4:24Þ
This leads to the following simple differential equation for the carrier density
d
dxðJpÞ ¼ jv
vp� Jp: ð4:25Þ
The required boundary values to solve Equation (4.25) are given by the consistency of the
current density at the boundary. From Equation (4.23) it follows that
Jpðx ¼ 0Þ ¼ q �G � vpjv
� e� jv � d0
vp � 1
� �ð4:26Þ
and by using Equation (4.26) we derive the hole current density in the nonabsorbing intrinsic
layer
Jp ¼ q �G � vnjv
� e� jv � d0vn � 1
h i� e� jv � x� d0
vn : ð4:27Þ
96 Microwave Photonics: Devices and Applications
i0ðzÞ ¼ w
din þ dip þ d0� q �G0 � expð� gopt � zÞ
jv
�
vn � vn
jv� d0 � vn
jv� exp � jv � d0
vn
� �� �
þ vp � vp
jv� d0 � vp
jv� exp � jv � d0
vp
� �� �
þ vn � exp � jv � d0vn
� �� 1
� �� vn
jv� vn
jv� exp � jv � din
vn
� �� �
þ vp � exp � jv � d0vp
� �� 1
� �� vp
jv� vp
jv� exp � jv � dip
vp
� �� �
26666666666666664
37777777777777775
ð4:28Þ
The total current density is given by superimposing the electron and hole current densities in
the absorbing region (Equations (4.22) and (4.23)) and the electron and hole current
densities of the nonabsorbing regions (see Equation (4.27)). If we further proceed by
integrating the total current density along y, we gain the total photogenerated current per unit
length generated at any point z along the detector. This equation not only comprises the
carrier transport and generation within the intrinsic absorptive layer of the photodetector but
also the carrier transport through the adjacent non-absorptive intrinsic regions of the
waveguide core.
4.4.2 Transmission Line Model for Travelling-wave Photodetectors
In this section we will develop a transmission line model describing the contribution of the
distributed current source found above to the overall electrical wave propagating along the
electrical transmission line of the travelling-wave photodetector. The type of transmission line
formed in this TWPD is a slow-wave hybrid coplanar/microstrip waveguide [16]. Generally,
such transmission lines require ‘full-wave’ analysis for rigorous modelling. However, for our
purposes the quasi-TEM analysis using a quasistatic equivalent circuit model as shown in
Figure 4.7 satisfactorily describes the high-frequency properties of the detector’s transmission
line. Here, the photogenerated current per unit length is represented by the distributed current
source i0(z). R0 and L0 are the resistance and the inductance of the metal centre conductor per
unit length, respectively. R0S represents the semiconductor losses associated with transverse
current flow in the doped cladding layers and C0i and G0
i are the capacitance and the
conductance of the intrinsic core layer per unit length. For high frequencies in the THz
regimewe also need to consider the capacitance of the doped semiconductor layersC0S and the
outer air capacitance C00.
For further considerations employing a transmission line model, it is advantageous to
separate the active current source from the passive impedances. This is achieved by transform-
ing the distributed current source i0(z) into a form which is in parallel to all other passive
impedances of the equivalent circuit as shown in Figure 4.8. The former current source is
transferred to a distributed current source i00 which is in parallel with a completely passive
electrical transmission line of unit length represented by its characteristic impedance Z0 and
Photonic Oscillators for THz Signal Generation 97
propagation constant gel. For the transformed distributed current source i00ðzÞ we obtain
i00ðzÞ ¼ i0ðzÞ � Z 0iðvÞ
Z 0iðvÞþ Z 0
SðvÞ : ð4:29Þ
The impedances shown in Figure 4.8 are not affected by this transformation and thus remain
unchanged. Therefore we can state that the characteristic impedance and the electrical wave
propagation constant are given by
Z0 ¼ffiffiffiffiffiffiffiZ 0
H
Y 0V
r; ð4:30Þ
gel ¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiZ 0
H � Y 0V
p: ð4:31Þ
Now, we can proceed and define a transmission line model for the travelling-wave
photodetector which is shown in Figure 4.9. Here Ze represents the electrical impedance at
the input port of the detector’s transmission line and Za is the load impedance at the output port.
In order to calculate the total power delivered by the TWPD to the load impedance Za, we use a
superposition approach. First, we determine the photocurrent delivered by each current source
independently (the other sources are considered as open) and then we calculate the total
SSll
SSll
R ll LLll
ii ll (z(z ))
SSll
iill
00ll
iill
ZZ
ZZ
ZZ
HHll
YYVVll
iill
SSll
SSll
R
RR CCCC
CCGG
ll ll
))
SSll
iill
00ll
iill
HHll
YYVVll
iill
Figure 4.7 Equivalent circuit representing a unit-section of a travelling-wave photodetector
Z0,γel
dz
i´0(z)
Figure 4.8 Equivalent circuit representing a unit section of a TWPDwith a transformed current source
in parallel with a passive transmission line
98 Microwave Photonics: Devices and Applications
photocurrent by integrating the contributions of all current sources. The photocurrent,
delivered to the load impedance Za by the current source i00ðzÞ located at z¼ zs, can be
calculated using the equivalent circuit shown in Figure 4.10 where all other current sources are
considered as open.
The electrical input reflection coefficient re and the output reflection coefficient ra are
respectively:
re ¼ ZE � Z0
ZE þ Z0; ð4:32Þ
ra ¼ Za � Z0
Za þ Z0: ð4:33Þ
Using these two reflection coefficients, we can further simplify the equivalent circuit as
shown in Figure 4.11, by transforming the input and the output impedances to the location of
the photocurrent source at z¼ zs.
The resulting transformed impedances are then given by
ZTe ¼ Z0 � 1þ re � e� 2g � zS
1� re � e� 2g � zS ; ð4:34Þ
dz dz dz
Ze Zai´0(0) i´0(Z) i´0(L)
Z0, γ Z0, γ Z0, γ Z0, γ
dz
IZa
....
.... ....
....
Figure 4.9 Transmission line model for a TWPD with input impedance Ze and load impedance Za
Figure 4.10 Equivalent circuit for the TWPD considering only the current source per unit length at the
position z¼ zs
Photonic Oscillators for THz Signal Generation 99
ZTa ¼ Z0 � 1þ ra � e� 2g � ðL-zSÞ
1� ra � e� 2g � ðL-zSÞ ; ð4:35Þ
and by using these equations, we can determine the forward propagating photocurrent
generated by the current source at z¼ zs at the position of the load impedance ZS. This
photocurrent contribution is called i0ha and is given by
i0haðzSÞ ¼i00ðzSÞ � ð1þ ree
� 2g � zSÞ � ð1� rae� 2g � ðL� zSÞÞ � e� g � ðL� zSÞ
ð1þ ree� 2g � zSÞ � ð1� rae� 2g � ðL� zSÞÞ þ ð1� ree� 2g � zSÞ � ð1þ rae� 2g � ðL� zSÞÞ :
ð4:36ÞNow,we can determine the total photocurrent travelling to the load impedance by integrating
all contributions along the detector’s length
ihaðz ¼ LÞ ¼ðL
z¼0
i0haðzSÞ � dzS ; ð4:37Þ
and by considering the output reflection coefficient at the end of the detector’s transmission line
we can finally determine the total photocurrent at the load impedance and thus the total
electrical power delivered to the load impedance.
In order to numerically calculate the generated power the circuit parameters of the TWPD
equivalent circuit must be determined first. Generally, these parameters are frequency
dependent but for frequencies in excess of 20GHz the parameters L0, R0S, C
0i and G0
i are
considered to be constant. Only R0 increases with the square root of frequency due to the skineffect. As a good approximation C0
i can be determined by C0i ¼ «0«r�w/di. The constant
conductor resistance per unit length at frequencies below 10GHz is given byR0 ¼ rAu/(w�dmet).
For frequencies in excess of 10GHz R0 is considered to increase with the square root of the
frequency. The series resistance of the doped semiconductor layers for a 6mm wide rib
waveguide with 15mm separation between the centre and the ground electrode is typically of
the order of R0S � 0.25Wmm. The parallel conductance G0
i and the transversal inductance L0
can be determined from experimental S-parameter measurements. With all the equivalent
circuit parameters known, the complex characteristic impedance Z0 and the complex electrical
propagation constant gel of the TWPD transmission line can be calculated.
ZaTZe
T
i´0(zs)i´h(zs)
Figure 4.11 Equivalent circuit for the TWPD considering only the current source per unit length at the
position z¼ zs. Both the input and output impedances are transformed along the detector’s transmission
line to the location of the current source
100 Microwave Photonics: Devices and Applications
Of course, in the above models we assumed some boundary conditions simplifying the real
physical effects inside the detector, leaving enough space for future optimizations or extensions
of the presented approach. Nevertheless, by using the frequency domain model developed here
we can study the most relevant intrinsic effects such as transit time limitations as well as
propagation effects such as microwave losses and the mismatch between the optical group
velocity and the electrical phase velocity. Furthermore, external effects such as the influence of
an impedance mismatch between the detector’s transmission line and the load impedance can
be investigated in detail and the contribution of the different effects on the total roll-off at high
frequencies can be identified. Therefore, although some simplifications were made, the model
yields a very good simulation as can be seen from Figure 4.12.
There is good agreement betweenmeasured and simulated datawith amaximumvariation of
about a few dB. This proves the accuracy and reliability of the analytical model. The total roll-
off of 50 dB for the full frequency span from DC to 1THz is due to the transit time effects and
intrinsic effects arising from carrier transport in the doped sections of the TWPD. In addition,
propagation effects such asmicrowave losses and velocitymismatch contribute to the total roll-
off. At frequencies in excess of 0.1 THz we found that the delivered power decreases with
frequency by about f-�3 for the investigated devices.
4.5 Terahertz Photonic Oscillators
The first promising photonic oscillators for continuous-wave THz generation were demonstrat-
ed in the mid-1990s, using LT-GaAs photodetectors [17]. State-of-the-art LT-GaAs photo-
detectors utilize a vertically illuminated MSM-PD on LT-GaAs either coupled to a log-spiral
antenna for wideband or coupled to a resonant dipole antenna for narrowband operation. Even
LT-GaAs based MSM-TWPDs have been developed and successfully employed for quasi
continuous-wave narrowband THz generation [18]. A major disadvantage associated with
LT-GaAs is the thermal failure due to the high thermal resistance of the LT-GaAs which limits
the maximum current density. Furthermore, the optimum optical wavelength for LT-GaAs
Figure 4.12 Simulated frequency response of a 50mm long and 6mm wide TWPD. Dots indicate
measured output power levels of the same device up to 110GHz
Photonic Oscillators for THz Signal Generation 101
photodetetors is around 800 nm and thus advanced lasers and amplifiers developed for the
communication industry operating in the optical C-band cannot be employed.
The employment of photonic oscillators for continuous-wave THz signal generation using
1.55mmlasers is a relatively new approach and there have only been a few experimental results.
In the following, we will summarize the achieved results and we will explicitly describe the
constitution of compact photonic THz oscillators employing 1.55 mm photodetectors. The
presented photonic oscillators either yield free-space coupling by using resonant slot-antenna
structures for narrowbandor bow-tie antenna forwideband operation.Guidedwave coupling of
the generated oscillator signal using WR10 and smaller rectangular waveguides has also been
achieved.
In the photonic oscillators presented in the following paragraphs, a dual-mode optical
heterodyne input signal was used that was generated by two free-running and tuneable 1.55 mmDFB lasers. A subsequent erbium-doped amplifier (EDFA) was used for boosting the optical
power level. This concept allows one to easily sweep the frequency of the generated signal from
DC to THz frequencies, which is especially important for investigating wideband perfor-
mances of the POs.
For detecting the generated high-frequency oscillator signals in the millimetre-wave region
up to 220GHz, external single-diode harmonicmixers have been used.At higher frequencies in
the THz regime a number of detectors exist, including liquid helium cooled bolometers with a
typical noise equivalent power (NEP) of about 2 pW/Hz�1/2 or Golay cells with a typical NEP
of 100–200 pW/Hz�1/2. Although the Golay cell does not provide such a good NEP it does not
require any expenditure for liquid helium cooling since it operates at room temperature.
Therefore it is well suited for the experimental characterization of high-power POs. A typical
experimental set-up consisting of the photonic THz oscillator and a Golay cell as THz detector
is shown schematically in Figure 4.13.
4.5.1 Wideband Photonic Oscillators Employing Waveguide coupledTHz Transmitter
For specific applications, guided transmission in a rectangular waveguide ismore desirable than
free-space radiation of thegenerated THz signals and, consequently, efficient optical heterodyne
generation of guided THz waves has already been studied and demonstrated in [19–22], [25]
and [27] up to about 600GHz using WR10 waveguide integrated high-speed photodetectors.
tuneableLD
DFB-LD1560 nm
Polarizationcontrol
EDFA Photonictransmitter
Golaycell
λ0+ ∆λ
fRFc0
λ0∆λλ2
0
Figure 4.13 Photonic THz oscillator consisting of two tuneable 1.55mm DFB lasers, an EDFA and a
photonic transmitter employing a TWPD. The generated THz oscillator signal is detected using a Golay
cell
102 Microwave Photonics: Devices and Applications
The following experiment, performed at the Universit€at Duisburg-Essen, Germany, demon-
strates ultra-wideband guided transmission up to1THzemploying a high-speed1.55mmTWPD
coupled to different rectangular waveguides (WR10, WR8 and WR5) [23]. For experimental
characterization the fabricated TWPDs have been connected using commercial coplanar to
waveguide transitions. The power levels of the generated oscillator signals have been measured
using a Golay cell as described in Figure 4.13 by quasi-optical coupling the THz power from the
waveguide into the Golay cell. The measured THz power level is shown in Figure 4.14 for an
ultra-wide frequency range up to about 1 THz. It should be pointed out that the lower cut-off
frequency at around 70GHz is given by the lower cut-off frequency of theWR10waveguide not
by the TWPD employed in the PO which can operate even at DC.
As can be seen in Figure 4.14, the maximum power level of about 100mW is achieved at
frequencies around 0.1 THz within the W-band. Here, the TWPD with an intrinsic region
thickness of d0¼ 100 nm generates about 5 dB more power than the TWPD with the 350 nm
thick intrinsic region which is due to the lower transit time penalty. It can further be observed,
from Figure 4.14, that the power decreases with frequency to the power of four. Similar results
were found by Huggard et al. in [20]. In their work, they fully-packaged a commercial
waveguide PD chip into a compact transmitter module with a WR10 waveguide output
(Figure 4.15). The measured frequency response as shown in Figure 4.16 reveals a similar
frequency dependence of the generated power level as shown in Figure 4.13with a lower cut-off
at 70GHz due to the WR10 waveguide. The maximum power level is about 100mW.
To investigate the power dependence on frequency further, the smaller waveguides (WR8
and WR5) were used since those waveguides exhibit significantly fewer modes that can
propagate at frequencies above 100GHz. Figure 4.17 shows the generated power level using
the same TWPD coupled to aWR8 and aWR5 waveguide. In addition, the cut-off frequencies
1000100Frequency (GHz)
-70
-60
-50
-40
-30
-20
-10
0
10
Gen
erat
ed (
sub
)mm
-wav
e p
ow
er (
dB
m) TW-PD/WR10
di=100nm
di=350nm~f~f -4-4
Figure 4.14 Ultra-wideband power generation employing rectangular-waveguide (WR10) coupled
TWPDs with different intrinsic region thicknesses of 100 and 350 nm
Photonic Oscillators for THz Signal Generation 103
Figure 4.15 Fully packaged transmitter module developed by P. Huggard et al. at the Rutherford
Appleton Laboratory, UK, in cooperationwith theUniversity ofKent andNRAO,USA.Reproduced from
[20] by permission of Peter Huggard (� 2002 IEEE)
10-8
10-7
10-6
10-5
10-4
10-3
1000100
Det
ecte
d po
wer
(W
)
Frequency (GHz)
30 mW Optical powerestimate
10 mW Optical power
Figure 4.16 Ultra-wideband power generation employing a WR10 coupled waveguide photodetector.
The experiment has been carried out by P. Huggard at the Rutherford Appleton Laboratory, UK, in
cooperation with the University of Kent and NRAO, USA. Reproduced from [20] by permission of Peter
Huggard (� 2002 IEEE)
104 Microwave Photonics: Devices and Applications
of the higher-order modes that can propagate in the twowaveguides are indicated by arrows in
Figure 4.17. A step-like response is observed with an almost flat response around the cut-off
frequencies of the higher-order modes. At lower frequencies the TWPD generates higher
power levels when coupled to a WR8 waveguide but at frequencies above 220GHz the power
level is about four times larger when the TWPD is coupled to a WR5 waveguide.
4.5.2 Wideband Photonic Oscillators Employing Broadband Antenna-coupled THz Transmitter
Although resonant type antennas exhibit a reasonably large bandwidth (e.g. to cover a single
astronomical band [12] in the ALMA telescope) it is also of great interest to develop an ultra-
wideband photonic transmitter that could eventually be employed not just for a single band but
for a number of astronomical bands or for spectroscopic THz imaging applications. For
developing an ultra-wideband photonic oscillator the high-speed TWPD in the transmitter part
of the PO needs to be integrated with a wideband antenna structure which exhibits a fairly
constant impedance within a large frequency range that can be matched to the detector’s
impedance. As an example, TWPDs have been integrated with bow-tie antenna structures as
shown in Figure 4.18 [26]. The inset shows a photograph of a fabricated chip. The length and
width of the TWPD and the opening angle of the bow-tie antenna are 116mm, 3.2mm and
u¼ 9.4�, respectively. The chip was also mounted on a hemispherical silica lens for improving
free-space coupling efficiency and in order to focus the generated THz oscillator signal. The
packagedmodules were investigated using the experimental set-up shown in Figure 4.13. Here
the generated powerwas quasi-optically radiated into theGolay cell without using any imaging
optics. Figure 4.19 shows themeasured THz power received by the Golay cell. Coupling losses
associated with the quasi-optical radiation into the Golay cell have not been excluded from the
measured results. As can be seen from Figure 4.19, the maximum power received by the Golay
cell is about 0.5 mW for a photocurrent of about 6mA. The generated power level is fairly flat
within a frequency range from 20GHz to 0.1 THz. Above 0.1 THz we observed that the power
Figure 4.17 Ultra-wideband (sub)mm-wavepowergenerationemployingaWR8andaWR5rectangular-
waveguide coupled TWPD
Photonic Oscillators for THz Signal Generation 105
level approximately decreases with frequency to a power of three which is in accordance with
the simulations. Similar frequency dependence of awideband antenna integrated photodetector
was also found in [24].
4.5.3 Narrowband Photonic Oscillators Employing a Slot Antenna CoupledTHz Transmitter
To investigate the performances of a narrowband photonic oscillator and to demonstrate their
feasibility to pump the SIS junction of an astronomical receiver, a photonic 0.46 THz
Figure 4.18 Schematic of a TWPD monolithically integrated with a planar ultra-wideband bow-tie
antenna. The inset shows an SEM picture of a fabricated transmitter chip
Figure 4.19 Ultra-wideband (sub)mm-wave power generation employing a bow-tie antenna integrated
TWPD
106 Microwave Photonics: Devices and Applications
transmitter has been fabricated. A sketch of the developed transmitter chip is shown in
Figure 4.20(a). In the transmitter, the TWPD was monolithically integrated with a planar full-
wave slot antenna resonant at 460GHz. A passive bias-T was also integrated on-chip
employing radial stubs as low-pass filters to allow for external DC-bias supply to the PD.
The SEM pictures in Figure 4.20(b) and Figure 4.20(c) show a top view of a transmitter chip
array and a single transmitter chip, respectively. The inset in Figure 4.20(c) shows an enlarged
view of thewaveguide PD (top) and the radial stub low-pass filter (bottom). The covered single
slot antenna, which cannot be seen in Figure 4.20, is located at the intersection between the
waveguide PD and the radial-stub filter and it is horizontally oriented to the optical waveguide
of the PD. The overall dimensions of a single transmitter chip are about 2.3� 1.7mm, and
about 300 transmitters have been fabricated from a single 2 inch InP substrate. The transmitter
chip was further mounted on a hemispherical silica lens with a diameter of 10mm as sketched
in Figure 4.20(d). The silica lens couples the antenna to free space, producing a near Gaussian
submm-wave beam, which can be re-imaged on any receiver optics (lens and horn). Finally, the
lens with the transmitter chip was packaged as can be seen from Figures 4.20(e) and 4.20(f).
To demonstrate the capabilities of the packaged THz transmitter module to pump an
astronomical receiver with an SIS junction an experiment has been undertaken using the
Figure 4.20 (a) Schematic of a photonic emitter consisting of a slot antenna integrated TWPD;
(b) photograph of a fabricated array of 0.46 THz transmitter; (c) SEM picture of a single emitter;
(d) schematic of an emitter mounted in the centre of a silicon ball lens; (e) and (f) photographs of the
fabricated modules
Photonic Oscillators for THz Signal Generation 107
astronomical receiver as a mixer for down-converting the 0.46 THz signal generated by the
photonic oscillator. In the experiment, all receiver components are operated at liquid helium
temperature. At first, a 460GHz solid-state oscillator chain consisting of aGunn oscillator with
a subsequent tripler was used to pump the SIS junction of the receiver. The output power of the
solid-state oscillator was adjusted for optimum sensitivity (i.e. lowest noise temperature) of the
SIS junction and the correspondingDCbias curve of the SIS junctionwas recorded (dark line in
Figure 4.21). Hereafter, the solid-state oscillator signal was replaced by the optically generated
LO signal from the photonic oscillator module. Different DC bias curves of the SIS junction
Figure 4.21 DC current–voltage curves derived from the SIS junction of a 460GHz astronomical
receiver (photo) which was either pumped by a Gunn oscillator (black line) or by using the developed
photonic 0.46 THz oscillator at different photocurrent levels (grey curves)
Figure 4.22 THz power received by the SIS junction of a receiver with respect to the detector’s
photocurrent
108 Microwave Photonics: Devices and Applications
were recorded as a function of laser input power level, that is as a function of the detector’s
photocurrent (grey lines in Figure 4.21). The inset in Figure 4.21 shows a photo of the employed
liquid helium cooled receiver which was used. As can be seen from Figure 4.21, at a
photocurrent of about 20mA the power generated by the PO is equivalent to the power
generated by the solid-state LO. Thus, the developed photonic transmitter is capable of
pumping the SIS junction of the receiver under optimum conditions. The total THz power
generated by the photonic oscillator module is shown in Figure 4.22 as a function of the
photocurrent in the TWPD. The total power generated by the TWPD follows the square-law
principle, as can be seen from Figure 4.23. No saturation effects are observed for photocurrents
up to 20mA.
References
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Symposium on Space Terahertz Technology, Tucson, USA, April 2003.
[2] See for example “The Atacama Large Millimeter Array”, The ESO Messenger, no. 107, March 2002.
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[5] T. Yamamoto, H. Takara and S. Kawanishi, “Generation and Transmission of Tuneable Terahertz Optical Clock”,
International Topical Meeting on Microwave Photonics, Awaji Island, Japan, T2-2, pp. 97–100, Nov. 2002.
[6] P. Shen and P.A. Davies, “Millimetre Wave Generation Using an Optical Comb Generator with Optical Pase-
Locked Loops”, International Topical Meeting on Microwave Photonics, Awaji Island, Japan, T2-3, Nov. 2002.
[7] See for example L.A. Johansson and A.J. Seeds, “Millimeter-Wave Modulated Optical Signal Generation with
High Spectral Purity and Wide-Locking Bandwidth Using a Fiber-Integrated Optical Injection Phase-Lock
Loop”, IEEE Photon. Technol. Lett., vol. 12, no. 6, June 2000.
[8] M. Ishiguro et al., “A hybrid Option for the First LOs using Direct Photonic LO Driver”, ALMA memo 435,
September 2002.
[9] K. Kato, “Ultrawide-Band/High-Frequency Photodetectors”, IEEE Trans. On Microwave Theory and Techni-
ques, vol. 47, no. 7, July 1999.
-35
-30
-25
-20
-15
-10
-5
0
001011
Photocurrent (mA)
Gen
erat
ed m
m-w
ave
pow
er (
dB) fc = 100GHz Uncooled
Cooled T = -14°C
0
01
Figure 4.23 Generated output power as a function of DC-photocurrent
Photonic Oscillators for THz Signal Generation 109
[10] See for example E.R. Brown, “THz Generation by Photomixing in Ultrafast Photoconductors”, Int. J. of High
Speed Electronics and Systems, vol. 13, no. 2, 2003.
[11] A. St€ohr, R. Heinzelmann, A. Malcoci and D. J€ager, “Optical Heterodyne Millimeter.Wave Generation Using
1.55mm Travelling-Wave Photodetectors“, IEEE Trans. on Microwave Theory and Techn., vol. 49, no. 10,
October 2001.
[12] V. Hietala, G.A. Vawter, T.M. Brennan and B.E. Hammons, “Traveling-Wave Photodetectors for High-Power,
Large-Bandwidth Applications”, IEEE Trans. onMicrowave Theory and Techn., vol. 43, no. 9, September 1995.
[13] J.-W. Shi, Y.-H. Chen, K.-G. Gan, Y.-J. Chiu, C.-K. Sun and J.E. Bowers, “High-Speed and High-Power
Performances of LT-GaAs Based Metal-Semiconductor-Metal Traveling-Wave Photodetectors in 1.3-mmWavelength Regime”, IEEE Photon. Technol. Lett., vol. 14, no. 3, March 2002.
[14] M. Alles, U. Auer, F.-J. Teude and D. J€ager, “Distributed velocity matched 1.55mm InP traveling-wave
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110 Microwave Photonics: Devices and Applications