metaphor as a tool in educational
TRANSCRIPT
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Metaphor as a tool in educationalleadership classrooms
Kathryn SinghCollege of Education, San Diego State University
Abstract
As students begin credentialing programs, they usually take a basic course on leadership, and we often invite them toreflect on their own perceptions of qualities, vision, mission and effectiveness. In Fall 2008, in my classes, I discoveredthat students struggled to articulate thoughts on leadership. Many felt unqualified, not having been leaders. I usedmetaphor as a vehicle for formulating and expressing their concept of leadership. Students felt more relaxed whencomparing leadership to something else such as an orchestra conductor, a traffic cop, a stovetop or a sail. The use ofmetaphor allows students to relate a concept to something familiar and make it more concrete. Metaphors can be
used to describe leadership as well as to explore how this language tool is used within a leadership setting. This articlediscusses the use of metaphors as a teaching tool, provides examples, and offers suggestions for future uses.
Keywords
Leadership, metaphors, teaching strategies, language used in leadership
Introduction
In working with students as they explore educational
leadership, we often ask them about their philosophy of
education, their vision of an effective school and their
leadership non-negotiables. As students move throughtheir preparation programme, it is important for them to
continuously shape a personal and professional platform
that can serve as a foundation for them in their future
careers. It has been my experience in teaching introductory
leadership classes that students often feel hesitant to share
their ideas on leadership, feeling that they have limited
knowledge and experience in this area. However, as the
semester progresses, they soon begin to realise that they
have, in fact, experienced different types of leadership
throughout their lives and they do have initial notions to
build upon. I wondered if it was possible to get them
actively involved in the process of examining their knowl-
edge of leadership earlier in the semester. A colleague
recommended that I use metaphors to assess students
understanding of what educational leadership represents
to them and how and why leaders work in a particular way.
Two key questions were asked: What metaphors do future
educational leaders use to describe educational leadership?
What new insights can be gained from the use of metaphors
in developing educational leaders?
The Merriam Webster online dictionary defines
metaphor as a figure of speech in which a word or phrase
literally denoting one kind of object or idea is used in place
of another to suggest a likeness or analogy between them
(http://www.merriam-webster.com/dictionary/metaphor).Examples of metaphors include: love is a battleground or
everyone in the organisation needs to get on board with
this new sales campaign. When one uses metaphors one
makes an effort to relay a message to an audience in a
non-literal way. When the speaker or writer offers a more
concrete representation of an idea or concept, it may be
easier for the listener or reader to understand. The message
is delivered in a more visual way, with the speaker or writer
comparing one thing to another familiar thing, which
creates a mental picture for the message receiver. For
example, when leadership is referred to as the cultivation
of a garden, the speaker or author may be implying that the
leader helps others to develop and grow by nurturing them
and overseeing their progress. If a sports metaphor is used,
the image may be of a coach who is assisting and correct-
ing, or a player who is trying to move ahead despite
obstacles, working as part of a team. Metaphor can be used
to facilitate the grasp of an abstract concept by concretising
it. As we use the metaphors just described, the listener or
reader who is already familiar with sports or gardening canmore easily visualise a leader seeing himself in this way
and acting accordingly with others.
In this article I will share a reviewof theliterature on meta-
phor as a tool for expressing concrete concepts in an abstract
way and, specifically, in describing leadership. I will also
describe the process used with my educational leadership
students. Results will be presented as metaphors chosen and
students visualisations of them and as phrases related to
specific categories. Finally, I will make suggestions for
MiE
Corresponding author:
Kathryn Singh, College of Education, San Diego State University, San
Diego, CA 92182, USA
Email: [email protected]
Management in Education
24(3) 127131
2010 British Educational Leadership,
Management & Administration Society
(BELMAS)
Reprints and permission:
sagepub.co.uk/journalsPermissions.nav
DOI: 10.1177/0892020608090411
mie.sagepub.com
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metaphor usage in educational leadership coursework in
general.
Review of the literature
In Metaphor and Thought (1993), a group of experts
approached the definition of metaphor from a number ofperspectives. In his introduction, Otorny speaks of two over-
arching perspectives: the constructivist view, which asks the
listener or reader of the metaphor to go beyond the literal in
order to create his or her own understanding of reality, and
the non-constructivist view, which sees metaphors as devi-
ants that do not follow rules or describe reality as it is. He
mentions that metaphors can be seen as a cognitive rather
than purely linguistic endeavour, allowing abstract concepts
to be dealt with more concretely by couching the unfamiliar
in a familiar framework, attributing characteristics from one
concept to another. For the purposes of this article, metaphor
will be considered based on this more constructivist sense, as
a cognitive phenomenon played out linguistically and
interpreted pragmatically.
Lakoff (1993) invites us to consider metaphor as a
cognitive tool when he says In short, the locus of metaphor
is not in language at all, but in the way we conceptualize
one mental domain in terms of another (p. 1). He believes
that metaphor corresponds to neural mapping in the brain
and that it is a way to organise human experience. Our mind
leads us to create images or connections through concep-
tual maps which are then expressed through metaphorical
expressions. Lakoff explains that metaphors operate at
superordinate levels and then branch off into specifics. For
example, one may speak oflove as a journey, with journeybeing a large concept involving transportation, and then
proceed to talk about going off track (train), hitting bumpy
patches (car) or being on the rocks (boat), all subordinate
concepts of transportation (p. 8). According to Lakoff,
conceptual mappings are purposeful and universal. He
gives the example of up signifying progress or good
movement and down implying negative movement or
backsliding in many cultures (p. 34). Metaphors naturally
emerge from our human experience allowing us to capture
the message conveyed by the speaker, seeking out the
characteristics of the source domain or metaphor chosen
to represent the concrete target domain (p. 10). For exam-
ple, using the journey metaphor, journey is the source
domain and the target is love.
Oberlechner & Mayer-Schonberger (2003) talk about
metaphors as creating reality, helping us understand
abstract, complex phenomena, showing hidden strategies
and even permitting manipulation. They suggest that meta-
phors make clear which rules are valid and which guide-
lines are useful when thinking of a construct. They tend
to revolve around themes, are not static and usually arise
in the dynamic interplay of people with their environment.
Metaphors can be gender-, age- or career- related and may
be adjusted to fit audience or societal trends. Again, this
approach follows the idea that metaphors are a cognitivematter rather than a merely linguistic one, with many
complex factors interacting in their creation.
The metaphor we choose determines our vision of the
world before us, the framework possibly acting as both
an advantage and a disadvantage to our thinking. Morgan
(1997) provides us with common metaphors for organisa-
tions. He states that Any given metaphor can be incredibly
persuasive, but it can also be blinding and block our ability
to gain an overall view (p. 347). He also says that themetaphors and ideas through which we see and read
situations influence how we act . . . as we quickly learn
that the insights of one metaphor can often help us over-
come the limitations of another (pp. 350, 353). When we
attribute certain characteristics of one object or idea to
another, it allows us to provide an image representing how
we view what we are describing, but, at the same time, it
also ties us to a particular view of reality. For example, if
we see organisations as organisms, machines, brains,
cultures or political systems, we will tend to expect and
promote certain things adaptation, connections, systemic
thought, shared norms or power struggles.
Researchers have explored the use of metaphors in
educational leadership to describe how administrators see
themselves as leaders. Fennel (1996) spoke to four female
elementary school principals and asked them how they
perceived themselves within the context of their leadership
role. They used metaphors such as: an exploding volcano, a
river, a steering wheel, a shepherd and an orchestra conduc-
tor. The principals focused on areas including relational
aspects of leadership and power, ethics of responsibility
towards co-workers, and a sense of nurturance for
co-workers. Findings suggest that the metaphors repre-
sented a power with rather than power over followers
and the notion of leadership as multi-faceted (p. 12).In an article focused on instructional leadership during
high stakes, high accountability times, Reitzug et al.
(2008) share information on how metaphors have changed
over time, with the shift moving from more bureaucratic,
scientific management approaches to more humanistic,
instructional and moral leadership emphases (p. 694). They
claim that with the bright spotlight on accountability, lead-
ers have shifted back to inspector modes rather than
facilitators of teacher growth (p. 695). Metaphors of school
leadership, then, appear to be influenced by the times.
Noonan & Fish (2004) present an analysis of dominant
metaphors in bestselling books on leadership. In their
analysis, they found the most used metaphors to be: war,
a spiritual journey, teamwork, a game, performing arts, a
natural process, a machine, vocational roles or experiences.
They state that:
Metaphors of leadership influence the way we think about
such things as: the nature and purpose of leadership; the
role and participation of leaders and followers; the actions
associated with leadership activity; the skills or traits asso-
ciated with effective leadership; and the representation of
leadership found in various cultures. (p. 1)
Mullen et al. (2005) used metaphor to explore the connec-tion between theory and practice in educational leadership
courses. The authors indicate that metaphors provide an
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organizational framework for expanding understanding
and reflective inquiry of complex concepts (Gentner &
Gentner, 1983, and Lakoff & Johnson, as cited in Mullen
et al., 1980: 1) and that metaphorical pedagogy facilitates
the concept of reflection for producing insight into human
experience that shapes future action (Schon, 1987, as cited
in Mullen et al., 1980: 1). In order to break down the barrierbetween theory and practice, Mullen and colleagues asked
students to imagine that they were looking through binocu-
lars and seeing theory in one lens and practice in the other.
Graduate students were asked to develop their own theory
practice metaphors. Results include mountain climbers
ascending from different sides but obligated and willing
to inform one another along the way, ocean waves crashing
on the beach and then returning to the sea implying a circu-
lar motion, the relationship between architect and builder in
a construction project and a closet including many theories
that can be used in different ways.
Petrie (1979) states that The very possibility of learning
something new can only be understood by presupposing the
operation of something very much like metaphor . . . it is
what renders possible and intelligible the acquisition of
new knowledge (p. 439). Metaphor gives us a structure
through which we can visualise and express our ideas in
a more concrete way. The use of metaphor may make con-
cepts easier to grasp by establishing relationships between
the unknown and the known. Some theorists, such as
Lakoff (1993), believe that much learning occurs only if
an abstract, metaphorical approach is taken, allowing the
learner to grasp a complex concept and place it within his
or her repertoire.
The literature indicates that metaphor can be visualisedfrom different perspectives. It can be seen as purely linguis-
tic, and within that classification can be considered a legit-
imate part of language or a violator of the rules. It can also
be seen as more pragmatic and meaning-focused, with the
speaker or writer deciding to use language creatively to
convey a message. Cognitively, metaphor can be seen as
a tool to facilitate the understanding of abstract concepts
by creating a new mental picture, attributing familiar
characteristics to a lesser known construct. Metaphor as a
cognitive tool may be used as an instructional strategy to
facilitate and enrich the process of conceptually mapping
out complex constructs such as leadership, allowing the
metaphor-generator to consider which characteristics are
key and to determine how best to share his or her world
view with another.
Discussion of methodology
In the Fall of 2008, I worked with two sections of an
introductory educational leadership class, with an average
of 20 credential Masters level students, with an average age
of approximately 30, 57 years in teaching positions (not
yet in administrative/leadership roles) and an equal distri-
bution of males and females. Students were asked to
describe a metaphor that best captured their perception ofeducational leadership. A 23 page paper was due in writ-
ten form on the second night of class. They were to describe
what leadership would look like if their metaphor were
applied. They had one week to work, individually. Students
would then share and discuss their metaphors in class.
The activity was assigned early in the semester so that
ideas could be gathered before the formal content influenced
them too much. In the first class, teams talked about their
thoughts on leadership in educational settings, their personalinterest in leadership, the capacities needed to be effective
and their experiences as leaders. They also shared their basic
beliefs and values and their mission as educators, what they
stand for, both personally and professionally. They also
talked about how societys expectations for schools and
educators, including leaders, have changed. The purpose of
this activity was to put leadership in a context. At the start
of the second class, information on leadership theory was
presented to them in lecture format. Students then shared
their metaphors, with their team providing feedback about
theoretical and practical concerns that emerged.
Presentation of findings
Until I had students share and discuss their metaphors, I did
not realise the tremendous potential this activity had for
allowing students to get to their deep-down perceptions.
Students were better able to express their ideas when
questions about leadership were couched in this creative
exercise. The exercise allowed me to reach greater insight
as to their particular leadership orientation, something that
would not have been possible had I asked them to write a
simple, more factual, description of leadership. When
asked to comment on leadership in the first class session
(prior to creating their metaphors), students hesitated, stat-ing that they did not know what their principals did. Or
they described leaders as they felt they should, based on
what they heard in their schools, what they had experienced
as teachers or what they had read. Many saw school admin-
istrators as managers rather than leaders. When using meta-
phors their descriptions were much richer. I looked at the
results from two perspectives. First, I looked at the meta-
phors themselves. Then I classified the comments they
made into different aspects of leadership, such as vision,
values, leader qualities, results, role, commitment and
teamwork.
When connecting them with their metaphors, I began to
understand each of my students more fully. For example,
seeing leadership as a traffic cop is very different to seeing
leadership as a clock, a rock climber or a bridge. Each
metaphor carries its subtleties and implications. Many of
the metaphors shared common threads: control, organisa-
tion, orchestration, flexibility, strength, nurturing, growth,
collaboration and struggling to move ahead or get to the top
of a challenge. Examples of metaphors are provided in
Table 1.
Phrases generated by students through their metaphors
revealed interesting ways of looking at leaders, followers
and their interactions. Their thoughts provided a base for
the course, during which we would cover many of the areasthey naturally generated. Some examples of phrases and
categories are given in Table 2.
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Table 2. Leadership phrases by theme
Vision The leader, as a beacon of light,transmits clarity and perspective.
A successful leader is a coach whowill seek to help others realise notjust who they are but who they canbecome.
A leader decides on a path the otherscan follow.
Values The tracks symbolise the values thata group stands on as it journeystogether towards success.
Leaders are able to look into theirown beliefs and values to create anappropriate vision for their team.
A caring, passionate and capableleader can take their school as far asthe staff wants to go.
Leadershipqualities
Leadership does not require thatthe leader be better than all or any ofthe employees at their job.
The leader has to have enoughGrenache (a type of grape that is thefirst to be tasted in a Rhone wine) toensure that the beginning of everyinteraction starts well.
A leader must be student-focused andready to stand up for what is best forstudents. It means having the courageto overcome fear and to take risks.
Results If all the teachers show up and present
their lessons, but students are notlearning, the school is not a success.
The leader manages people and
transforms the source of energy(like a prism) into a visible product.
Schools are just buildings where great
things can happen but without astable curriculum and instruction,learning does not take place.
Role Leadership is not authoritative. It isinvested with authority, but that issomething different.
Leadership is a vehicle that takes usfrom being simple seedlings tobeautiful flowers and strong trees.
A leader is not useful if he has nofollowers.
Commitment If someone is not committed anddoes not put in what it takes to get aticket on the success train they areasked to pay the price and if theyrefuse they are kicked off the train.
A good leader uses the abilities anddreams of others to create anappropriate goal for the commongood.
Teachers must feel they have thetools and strategies that will supportthem in teaching.
Teamwork As one thread in a quilt gets strongerby the other threads feeding off thatfirst thread, it builds cooperation and
aids the progress of reaching the finalgoal.
The final goal in leadership isobserving your school runningsmoothly with a collaboration of
trained professionals all workingtogether towards a goal.
Players might think they know thebest way to proceed and try to do itall themselves, but a coach will try to
get those players to help othersaround them to become a betterteam.
Motivationand courage
Powerful leadership, like a trainengine, will keep the whole trainmoving ahead no matter how steepthe hills or challenges might be.
A school leader who possessescourage can lead his or her staffthrough uncharted paths that willbenefit student achievement.
People will work harder towards agoal if they enjoy the journey.
Change Changing course on a ship is likeimplementing institutional change you cannot stop on a dime and changecourse suddenly. You need the crewonboard and doing their jobs.
Leaders must learn to bend and swayand adapt to change, lest they perish.They must embrace the inevitablechange that will arrive.
The quality of change is more criticalthan the quantity.
Context A miracle worker in one school mightnot make it in another the light bulbdid not fit the socket.
A good leader adapts his style to themovement needed in an organisation.
Table 1. Metaphor themes and descriptions
Traffic cop needs to oversee, orchestrate, is not a driver but can create harmony or chaos with movementsor decisions
Pair of shoes different types of shoes for different situations, some shoes are more comfortable than others,not alone always in a pair, allow one to move about
A cornfield ears open and listening, flexible and swaying with the wind, students are kernels to be protected
by leadersA sail on a sailboat can make the trip successful or can toss the whole crew into the oceanWine grapes different grapes add different aspects, leader needs to lead in, develop and then finish off
interactions smoothlyDiet 7-Up transparent, bubbly, soothing, refreshingA stovetop lots of things cooking at the same time, some needing more tending than others, can get burned
outAn artist commissioned to do acommunity mural
has talents and tastes but also gets feedback from those who will live with the final results of theproject
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Discussion
The metaphor exercise allowed students to explain how they
visualised educational leadership. Students appeared to be
more at ease and open to play with their ideas knowing that
they did not have to write a formal paper. No one expressed a
concern about the difficulty of generating a metaphor; all
approached the activity with enthusiasm. The exercise
required that they personalise the description of leadership
rather than using formal theory as their platform. With these
two groups under study, source domains representing the
target domain of leadership varied greatly, but in general
referred to concepts similar to those presented in Fennel
(1996) including: relationships, power, responsibility and
nurturing. Other concepts included: organisation, order, inte-
grating, complexity, multi-tasking and flexibility/adaptabil-
ity. Many of the dominant metaphors mentioned by Noonan
& Fish (2004) were mentioned as well, for example the voca-
tion of a traffic cop, thejourney or experience of sailing, oper-
ating a stove as a machine, and the performing arts through amuralist. In terms of the work presented by Reitzug et al.
(2008), students used a mixture of metaphors, ranging from
the more top-down and monitoring, such as the traffic cop,
to more facilitative and collaborative, like the muralist or the
cornfield. In their phrasestheytalked about quilts, ships, jour-
neys, light, paths, coaching, a vehicle, a success train, flex-
ible tree trunks and miracle workers. Leaders were seen as
guides who keep the group motivated, inspired and on track.
Close consideration of the metaphors used by students pro-
vides insight into how they perceive their future role and, per-
haps, the way they see their current or previous school leaders.
This insight may assist instructors and fieldwork supervisors
in monitoring how students act out their metaphors and how
they expand their thinking so as not to be limited by the real-
ity they create, as suggested by Morgan (1997). It is also use-
ful for studentsto seethatwe donot allshare thesameconcept
(or expectations) of leadership.
Suggestions for using metaphors in
educational leadership programmes
Metaphors can be used in a number of ways in educational
leadership courses. Through an analysis of their own and
others metaphors, students can be asked to describe what
the leader stands for, what types of activities would bepriority, the school environment and relationships with
others. Students can ask practising leaders about their meta-
phors and then shadow them to determine whether the
leader actually follows through. Students can research a
communitys ideal leadership metaphors and then compare
them to the metaphor they attribute to their actual school
leader. They can also match metaphors to leadership the-
ories (for example, what type of metaphor might go with
transformational, X and Y, or situational leadership?).
Later on, students can look at the use of metaphor as a tool
used by leaders in communicating with their followers.
Conclusions
Metaphors allow us to visualise and describe an abstract
concept in a more concrete way. By using metaphors in
educational leadership classes we can invite students to
reflect on their perceptions in a more natural way and to
gain a greater depth of understanding sooner in the pro-
gramme. Asking students to create their own metaphors
and share their perspectives with others allows them to con-
sider their own and others perceptions. It also allows
groups to have a greater understanding of what each mem-
ber believes in terms of the role leaders play, permitting
them to use those ideas as springboards for discussion.
References
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Morgan, G. (1997) Images of Organization. Thousand Oaks CA:
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Mullen, C. A., Greenlee, B. J. & Bruner, D. Y. (2005) Exploring
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Biography
Kathryn Singh is an Assistant Professor in Education
Leadership at San Diego State University in California. Her
research interests primarily include the study of leadership
as it plays out in schools as well as how future leaders are
prepared to assume leadership roles and to build leadership
capacity in others. E-mail: [email protected]
Singh 131