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Page 1: Media Brief Sterling

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

ABC, Inc.

amicus

ABC, Inc. is an indirect, wholly-owned subsidiary of The Walt Disney Company.

The Walt Disney Company

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Advance Publications, Inc.

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

ALM Media, LLC

amicus

ALM Media Holdings, Inc., and Allies Holdings, LLC, neither of which is a publicly held entity.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The Associated Press

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Bloomberg L.P.

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Cable News Network, Inc.

amicus

Cable News Network, Inc. is a wholly-owned subsidiary of Turner Broadcasting System, Inc.(TBS). TBS is a wholly-owned subsidiary of Time Warner Inc.

Time Warner Inc.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

CBS Corporation

amicus

National Amusements, Inc., a privately held company, owns the majority of the voting stock ofCBS Corporation.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Cox Media Group, Inc.

amicus

Cox Enterprises, Inc. is the parent corporation of Cox Media Group, Inc.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Daily News, L.P.

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Dow Jones & Company, Inc.

amicus

News Corporation, a publicly held company, is the indirect parent corporation of Dow Jones &Company, Inc.

Ruby Newco LLC, a subsidiary of News Corporation and a non-publicly held company, is thedirect parent of Dow Jones & Company, Inc.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The E. W. Scripps Company

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

First Amendment Coalition

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Fox News Network, L.L.C.

amicus

Fox News Network, L.L.C. is a wholly-owned subsidiary of Fox Entertainment Group, Inc., whichis a wholly-owned subsidiary of News Corporation, a publicly held company.

News Corporation

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Gannett Co., Inc.

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The Hearst Corporation

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The McClatchy Company

amicus

More than 10% of stock in The McClatchy Company is owned by Contrarius InvestmentManagement Limited.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

National Association of Broadcasters

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

National Public Radio, Inc.

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

NBCUniversal Media, LLC

amicus

Corporations in NBCUniversal Media, LLC's ownership chain include Navy Holdings Inc.,National Broadcasting Company Holding, Inc., Comcast Programming Development, Inc., CSNBay Area Holdings, Inc., G4 Holding Company, Comcast SportsNet NE Holdings, Inc., ComcastSpectator Holding Company, Inc., Comcast Programming Ventures II, Inc., Comcast TGCHoldings, Inc., E! Holdings, Inc., Golfnow Holdings, Inc. and Comcast Holdings Corporation.

Publicly held corporations owning ten percent or more of NBCUniversal's stock are ComcastCorporation and General Electric Company.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The New York Times Company

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

Print Save Reset For

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Newspaper Association of America

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

The Newsweek/Daily Beast Company LLC

amicus

Parent: TDB Holdings, Inc.Grandparent: IAC/InterActiveCorp

IAC/InterActiveCorp, which is the sole owner of TDB Holdings, Inc.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Radio Television Digital News Association

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Reporters Committee for Freedom of the Press

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Reuters America LLC

amicus

The parent of Reuters America LLC is Thomson Reuters (Markets) LLC, a non-publiccorporation.

Reuters America LLC is an indirect, wholly-owned subsidiary of Thomson Reuters Corporation,a publicly held company.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Time Inc.

amicus

Time Warner Inc.

Time Inc. is an indirect, wholly-owned subsidiary of Time Warner Inc.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

Tribune Company

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

WP Company LLC d/b/a The Washington Post

amicus

The Washington Post is a wholly-owned subsidiary of The Washington Post Company, apublicly held entity.

The Washington Post is a wholly-owned subsidiary of The Washington Post Company, apublicly held entity. Berkshire Hathaway, Inc., a publicly held company, has a 10 percent orgreater ownership interest in The Washington Post Company.

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

DISCLOSURE OF CORPORATE AFFILIATIONS AND OTHER INTERESTS

Only one form needs to be completed for a party even if the party is represented by more than

one attorney. Disclosures must be filed on behalf of all parties to a civil, agency, bankruptcy or

mandamus case. Corporate defendants in a criminal or post-conviction case and corporate amicicuriae are required to file disclosure statements. Counsel has a continuing duty to update this

information.

No. _______ Caption: __________________________________________________ 

Pursuant to FRAP 26.1 and Local Rule 26.1,

______________________________________________________________________________

(name of party/amicus)

______________________________________________________________________________

who is _______________________, makes the following disclosure:(appellant/appellee/amicus)

1. Is party/amicus a publicly held corporation or other publicly held entity? YES NO

2. Does party/amicus have any parent corporations? YES NO

If yes, identify all parent corporations, including grandparent and great-grandparentcorporations:

3. Is 10% or more of the stock of a party/amicus owned by a publicly held corporation or

other publicly held entity? YES NO

If yes, identify all such owners:

11-5028 United States of America v. Jeffrey Alexander Sterling

WNET

amicus

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4. Is there any other publicly held corporation or other publicly held entity that has a direct

financial interest in the outcome of the litigation (Local Rule 26.1(b))? YES NOIf yes, identify entity and nature of interest:

5. Is party a trade association? (amici curiae do not complete this question) YES NOIf yes, identify any publicly held member whose stock or equity value could be affected

substantially by the outcome of the proceeding or whose claims the trade association is

pursuing in a representative capacity, or state that there is no such member:

6. Does this case arise out of a bankruptcy proceeding? YES NO

If yes, identify any trustee and the members of any creditors’ committee: 

CERTIFICATE OF SERVICE

**************************  

I certify that on _________________ the foregoing document was served on all parties or theircounsel of record through the CM/ECF system if they are registered users or, if they are not, by

serving a true and correct copy at the addresses listed below:

_______________________________ ________________________

(signature) (date)

N/A

2/21/2012

s/ Lee Levine 2/21/2012

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