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    MECHANICAL ELEVATOR DOOR

    RESTRICTORS: WHAT

    FIREFIGHTERS NEED TO KNOW

    BY BILL GUSTIN

    Modern elevators have a remarkable safety record, transporting millions of

    people each day without incident. Elevators are one of the safest means of

    transportation because of their many safety features. Here, we will discuss one

    of these safety features, door restrictors. These devices are typically found on

    elevators built since 1980 but also may have been retrofitted on many older

    installations. This article is not intended to be a stand-alone primer on the

    basics of elevator nomenclature, operation, or rescue.1 It provides information

    specific to a group of door restrictors and is intended only for fire personnel

    who are thoroughly trained in elevators and understand the risks of removing

    occupants of stalled elevators and the dangers of using elevators during a fire.

    Members of the fire service have different points of view concerning elevators,

    but there should be no debate on these two facts: (1) The vast majority of

    occupants trapped in stalled elevators are safer (inside the elevator car)

    awaiting the arrival of an elevator mechanic than risking removal by

    undertrained firefighters, and (2) an elevator can be a deathtrap for civiliansand firefighters under fire conditions.

    RESTRICTORS PREVENT ACCIDENTS

    During the 1970s and 1980s, there were several accidents involving elevator

    passengers who manually pried open the car doors and attempted to exit an

    elevator stopped between floors. Youngsters living in public housing projects

    and students in college dormitories have been known to pry open the car doors

    of a moving elevator, which immediately stops the hoisting machine and sets

    the brake. This can stall the elevator between floors, enabling the passengers toclimb on top of the car. "Elevator surfing," as it is called, is undoubtedly a

    thrilling experience, riding the top of an elevator traveling at high speeds.

    Unfortunately, some of these "surfers" were decapitated or lost limbs when

    they were crushed between the elevator car, hoistway (shaftway), or

    counterweights.

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    Occupants of an elevator stalled between floors have been known to force open

    the car doors with their hands and then open the hoistway doors by manually

    releasing the interlock. Unfortunately, some of these do-it-yourself rescuers

    then fall to their deaths down an open elevator shaft. When an elevator stalls or

    is intentionally stopped between floors, an occupant who manages to muscle

    the car doors open may see two sets of hoistway doors: the upper portion of the

    doors on the landing below the elevator and the lower portion of the doors on

    the landing above the elevator. The interlock mechanism of the upper hoistway

    doors will probably be above the occupant's reach, but the interlock on the

    lower hoistway doors will be easily accessible. Therefore, the occ- upant will

    release the interlock on the lower set of doors and attempt to squeeze out of the

    elevator in the space between the floor of the elevator car and the top of the

    hoistway opening. This places the escapee in grave danger because he can

    easily fall in the space between the floor landing and the bottom of the elevator

    car and plunge to his death down an open elevator shaft.

    (1) Depressing the restrictor release duplicates the actions of the hostway door

    release rollers, allowing the car doors to fully open. (Photos by Steve English.)

    Click here to enlarge image

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    As a result of these accidents, the American Society of Mechanical Engineers,

    which writes model codes and standards for the elevator industry, has

    incorporated door restrictors since 1980. Additionally, the fear of liability for

    elevator accidents has resulted in the installation of door restrictors on manyolder elevators.

    (2) Closeup of restrictor at the top of elevator car doors.

    Click here to enlarge image

    Door restrictors prevent the car doors of an elevator from opening more thanfour inches when the elevator is not within its "landing zone," which is usually

    18 inches above or below the floor landing. Door restrictors prevent surfers and

    do-it-yourself escapees from forcing open the doors of an elevator car when it

    is between floors. Restrictors can be re-leased on the outside of elevator car

    doors or at the top of the elevator car. Firefighters not familiar with door

    restrictors may cause unnecessary damage when they remove occupants of a

    stalled elevator if they use hydraulic tools to defeat restriction devices.

    There are two basic types of mechanical door restrictors: The clutch-type

    restrictor consists of a latch located at the top of the car doors. On someassemblies, the latch is re-leased, permitting the car doors to fully open when

    the clutch or driving vane on the car doors lines up with the release rollers of

    the shaftway door. When the elevator is within its landing zone, the hoistway

    door release rollers depress a release mechanism located next to the driving

    vane or clutch of the car door. The release mechanism is connected to the latch

    at the top of the car doors by a reach rod, similar to the linkage between the

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    door release rollers and the interlock at the top of the hoistway doors. The key

    to releasing this type of restrictor is to duplicate the pressure of the hoistway

    door release rollers on the restrictor release located on the car door. When the

    release mechanism is within reach, simply depress it and push open the car

    doors. When an elevator is too far above or below a floor landing to reach the

    release by hand, use a pike pole to depress the release or access the top of the

    car from a landing above the elevator and directly release the latch at the top of

    the car doors.

    The second basic type of door restrictor, the angle iron restrictor (commonly

    found on Otis elevators), consists of projections fastened to the car door and

    hoistway similar to an angle iron. When an elevator equipped with this

    restrictor is outside its landing zone, the car door restricting angle will strike the

    angle iron on the shaftway doors and the shaft, preventing the car door from

    opening more than four inches. The car door can only open completely when

    the elevator car is within its landing zone, where the car door angle and

    shaftway angles do not line up to strike each other. On older installations, the

    angle-type door restrictor could not be manually released. Some Otis elevators,

    however, have restrictors that are hinged and spring-loaded. Depressing the

    angle on the car door will allow it to clear the angle iron fastened to the

    hoistway and hoistway doors.

    There are other door restriction devices on the market, including the

    electromechanical type of restrictor (see sidebar by Glenn P. Corbett above).

    Fire departments should consult with elevator mechanics in their area to

    become familiar with the types of door restrictors that they may encounter.

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    Click here to enlarge image

    Figure 1: View of the outside of center-opening elevator car doors. When the

    elevator is within its landing zone, the hoistway door release roller contacts the

    restrictor vane, actuating the release of the car door restrictor. Depressing the

    restrictor vane by hand or a pike pole will also release the device. Figure 2: The

    car door restrictor strikes opposing restrictor angles mounted in the hoistway

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    and the bottom of each hoistway door, preventing the car doors from opening

    more than four inches when the car is 18 inches or more away from the landing.

    FORCIBLE EXIT FROM ELEVATORS

    Although door restrictors save lives by preventing accidents, they can endanger

    the lives of civilians and firefighters who become trapped in a stalled elevator

    during a high-rise fire. This was reported to have occurred at the World Trade

    Center, where several people lost their lives because door restriction devices

    prevented them from prying open car doors to escape stalled elevators.

    Using elevators during a high-rise fire is definitely risky business, but

    examining the pros and cons of elevator use under fire conditions is beyond the

    scope of this article. Firefighters who choose to use elevators during a fire will

    substantially increase their chances of survival if they follow one of the basicrules of elevator use for fire operations: Always take tools with you in case you

    have to break out of a stalled elevator.2

    (3) Forcing the elevator car door. To achieve the

    initial purchase, drive the tapered, beveled fork of thehalligan around the edge of the door recessed in the

    jamb.

    Click here to enlarge image

    null

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    (4) 4-inch 2 4-inch cribbing fills the gap between the

    door frame and the hydraulic forcible entry tool.Click here to enlarge image

    What tools are necessary to escape a stalled elevator? Certainly, a prying tool

    such as a halligan or claw tool is essential. The tool must, however, have a

    long, tapered fork with a pronounced bevel to work the tool around the edge of

    the car door where it is recessed into its jamb as much as 11/2 inches. The pry

    tool is used to gain an initial purchase on the car door and overcome anyresistance exerted by the car drive motor and its mechanism.

    It should be obvious that some type of striking tool is needed, both to drive the

    pry tool around the edge of the door and break open the top escape hatch of the

    elevator car. Escaping through the top hatch of an elevator is definitely an

    option, but it can be very difficult because the hatch is locked at the top of the

    elevator with wing nuts or sliding latch bolts.

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    (5) Use a pike pole to reach and release the interlock of the hoistway doors on the landing above the

    elevator. Note the floor landing at chest height.

    Click here to enlarge image

    (6) The head of the pike pole actuates the

    interlock.

    Click here to enlarge image

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    Firefighters should also be equipped with a hydraulic forcible entry tool to

    defeat elevator car door restrictors. The hydraulic tool alone may have

    inadequate spread to force a restrictor that does not begin to restrain a door

    until it opens four inches. For this reason, use a piece of 4-inch 2 4-inch

    cribbing to fill the gap between the hydraulic tool and the door frame.

    When an elevator is stalled between floors, a pike pole may be necessary to

    reach and operate the interlock of the shaftway doors on the landing above the

    elevator. It is much safer to exit an elevator by climbing up to a landing instead

    of dropping to a lower landing because of the open hoistway below the elevator

    car.

    (7) This firefighter is in grave danger of falling down the elevatorshaft. It would be much safer to use a pike pole to release the shaftway

    doors at the upper floor landing and climb up to the exit.

    Click here to enlarge image

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    (8) A firefighter exits the elevator by climbing to the upper landing.

    Click here to enlarge image

    Breaking out of an elevator should definitely be considered a last resort. There

    are no guarantees that it will be successful or that a stalled elevator will not

    suddenly move and crush a firefighter. An elevator may stall in a blind shaft or

    express hoistway, forcing firefighters to breach the hoistway wall. Often,

    firefighters can wait safely in a stalled elevator for other firefighters or an

    elevator mechanic to remove them, instead of attempting a risky forcible exit.

    Practicing forcible exit from an elevator can cause damage; therefore,

    firefighters practicing such techniques should do so only under the direct

    supervision of an elevator mechanic. Firefighters practicing forcible exittechniques must kill the power to the elevator at the main switches in the

    machine room and use ladders or other barriers to block the shaftway opening

    between the elevator and floor landing.

    Working with elevators, like all fire department operations, must be performed

    in accordance with an ongoing risk vs. benefit analysis. Firefighters must

    realize their limitation in terms of the knowledge and skills necessary to safely

    rescue themselves or others from an elevator and know when it is better to wait

    for an elevator mechanic. They must also realize how vulnerable an elevator

    can be under fire conditions and recognize that taking an elevator to fight a firejust isn't worth the risk.

    Endnotes

    1. For complete instructions on elevator rescue, see chapter 4 of Truck

    Company Operations by John W. Mittendorf (Fire Engineering, 1998).

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    2. "Elevators were disaster within disaster," Dennis Cauchon and Martha T.

    Moore, www.USAtoday.com, Sept. 4, 2002.

    BILL GUSTIN, a 30-year veteran of the fire service, is a captain with Miami-

    Dade (FL) Fire Rescue and lead instructor in his department's officer training

    program. He began his fire service career in the Chicago area and teaches firetraining programs in Florida and other states. He is a marine firefighting

    instructor and has taught fire tactics to ship crews and firefighters in Caribbean

    countries. He also teaches forcible entry tactics to fire departments and SWAT

    teams of local and federal law enforcement agencies. Gustin is an editorial

    advisory board member of Fire Engineering.

    ELEVATORS AND THE CODES

    BY GLENN P. CORBETT

    Although elevators have been in existence for 150 years, the codes that regulate

    their construction and maintenance still continue to be updated. Generally

    speaking, it is your local building code that provides for overall regulation of

    elevators. This includes mandating periodic inspections by building department

    inspectorsone of the very few "maintenance" inspections that a building

    inspections department performs.

    Your local building code very likely also references and mandates the use of

    ASME (American Society of Mechanical Engineers) Standard A17.1, Safety

    Code for Elevators and Escalators. It is this standard that provides the detailed

    requirements for elevator design and use, including the "phase one" recall of

    elevators during a fire emergency as well as their use by firefighters under

    "phase two" operation. This standard also incorporates the requirements

    pertaining to the use of elevator door restrictors.

    Door restrictors are installed for one primary reasonto keep people from

    opening the door of a stalled elevator car and falling down the shaft below.

    When a car is 18 inches above or below the floor landing, the door restrictor isengaged, preventing the car door from being opened

    ASME A17.1 first included provisions for door restrictors in 1980. The door

    restrictors can be placed into two broad categories: mechanical and

    electromechanical. Mechanical restrictors include both special devices mounted

    on elevator cab doors and a set of "angle iron" door restrictors. These angle

    irons mount on the hoistway (shaft) door and the elevator cab door. In some

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    cases, the angle iron on the car door is made to be collapsible, allowing for it to

    be moved out of the way.

    Electromechanical devices typically use a microprocessor to control electrical

    power to the restrictor device, keeping the doors closed. Depend-ing on the

    type of solenoid used, the door restrictor may or may not be released on loss ofpower. Those using a "gravity"-type solenoid will not usually allow the

    restrictor to open with loss of power; spring-loaded types will typically fail-safe

    and release the door when there is a loss of power. Some manufacturers also

    provide emergency release buttons (often located on the top or bottom of the

    car), which allow firefighters to disable the restrictor outside the car. Some

    restrictor devices also provide a "fire service override," which disables the

    device when the elevator is in phase two operation.

    As a firefighter, you must preplan the types of door restrictors used in your

    jurisdiction. Many manufacturers make these pieces of equipment, and youmust familiarize yourself with all of them. Ask elevator mechanics to show you

    how the devices work and to help you develop your operational guidelines.

    GLENN P. CORBETT is a professor of fire science at John Jay College in

    New York City, a technical editor of Fire Engineering, and a captain with the

    Waldwick (NJ) Fire Department. He previously held the position of

    administrator of engineering services with the San Antonio (TX) Fire

    Department. Corbett has a master of engineering degree from Worcester

    Polytechnic Institute in Massachusetts. He authored two chapters on fire

    prevention/protection in The Fire Chief's Handbook, Fifth Edition (Fire

    Engineering Books, 1995). Corbett has been in the fire service since 1978.