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Measurement uncertainty: Requirements set in the accreditation standards Kyriacos C. Tsimillis Pancyprian Union of Chemists Division of Quality Assurance

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Page 1: Measurement uncertainty: Requirements set in the ... · Measurement uncertainty: Requirements set in the accreditation standards ... Pancyprian Union of Chemists Division of Quality

Measurement uncertainty: Requirements set in the accreditation standards

Kyriacos C. Tsimillis

Pancyprian Union of Chemists Division of Quality Assurance

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Accreditation standards • ISO/IEC 17025 (2005) General requirements for the competence of testing

and calibration laboratories • ISO/IEC DIS 17025 General requirements for the competence of testing and

calibration laboratories • ISO 15189 (2012) Medical laboratories – Requirements for quality and

competence • ISO/IEC 17043 (2010) Conformity assessment – General requirements for

proficiency testing • ISO 17034 (2016) General requirements for the competence of reference

material producers • ISO/IEC DIS 17011 Conformity assessment – Requirements for accreditation

bodies accrediting conformity assessment bodies Eurachem/CITAC Guide on R&D and non-routine analysis (under revision)

Eurachem Workshop 2017 MU requirements 2

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The Accreditation Standards…

are generally applicable and they do not address all specific needs in

each field; therefore additional documents are necessary to provide

guidance and explanations to laboratories…

Eurachem Workshop 2017 MU requirements 3

Guides (Eurachem/

CITAC, Eurolab)

Standards EA and ILAC publications

Accreditation standards

Other documents

(BIPM, OIML)

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Requirements for measurement uncertainty

ISO/IEC DIS

17025

testing and calibration

laboratories ISO/IEC 17025

medical laboratories ISO 15189 reference

materials producers ISO 17034

proficiency testing ISO/IEC 17043

Eurachem Workshop 2017 MU requirements 4

Accreditation body

ISO/IEC 17011

user

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Τhe accreditation body

• Shall follow the requirements of EA e.g. EA 4-02 M, EA 4-16 G

(or, other regional body) as well as those of ILAC i.e. P 10,

P 14, G 17. Such documents comprise the basis for the EA

MLA/ILAC MRA. Laboratories need to be aware of these!

• Further to these, the national accreditation body may

prepare additional documents, both informative of their

policy and guidance to the laboratories in the country.

Eurachem Workshop 2017 MU requirements 5

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Who is the user of laboratory services?

Eurachem Workshop 2017 MU requirements 6

testing/ calibration laboratory

testing laboratory calibration laboratory manufacturer competent authority consumer

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How is uncertainty used? Is it well understood?

• Laboratories need to take the stated uncertainty into account

when evaluating the uncertainty of their results.

• Competent authorities need to consider the stated

uncertainty to correlate the result with a legislative limit.

• The manufacturer can decide on adjustments needed bearing

in mind contractual commitments already undertaken.

(continued)

Eurachem Workshop 2017 MU requirements 7

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How is uncertainty used? Is it well understood? (2)

• The consumer may find it difficult to understand what this

“uncertain component” of the result may mean

All users need to understand the meaning of uncertainty

stated on testing reports and calibration certificates and, if

necessary, ask for clarifications.

Eurachem Workshop 2017 MU requirements 8

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A laboratory is supported by… a series of different suppliers; their selection shall be based

on set criteria related to the specific supply and address the

provisions of the Standard.

Are laboratories aware of accreditation standards applying

to their suppliers and the requirements included therein?

Are these standards included in the list of external

documents and are controlled as appropriate?

Eurachem Workshop 2017 MU requirements 9

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The environment of a laboratory

Eurachem Workshop 2017 MU requirements 10

Proficiency Testing

Schemes

ISO 17043

Calibration

Laboratory

ISO 17025

National Metrology Institute -

CIPM Key Comparisons

ISO 17025

Testing

Laboratory

ISO 17025

Legislation/

Authorities

Suppliers of Reagents

ISO 9001

Customers

Accreditation Body

ISO 17011 -

MLA/MRA

Certification

Body

ISO 17021

Reference Materials

ISO 17034

Suppliers of

Equipment

ISO 9001

Testing/

Calibration

Laboratory

ISO 17025

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ISO/IEC 17025:2005 indicates that…

The laboratory shall have a policy and procedure(s) for the

selection and purchasing of services and supplies it uses that

affect the quality of the tests and/or calibrations.

What are the needs regarding measurement uncertainty

(MU)…

Eurachem Workshop 2017 MU requirements 11

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Accreditation standards specify…

that the laboratory shall evaluate the measurement

uncertainty of their results; this is the case with both

ISO/IEC 17025 and ISO 15189.

Furthermore, ISO 17025 provides for the reporting of the

results…

Eurachem Workshop 2017 MU requirements 12

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ISO/IEC 17025 specifies that…

for calibrations

laboratories (both calibration and testing) shall apply a procedure to estimate the uncertainty of measurement for all calibrations they carry out

for testing

similarly as for calibrations; in case this is not possible, laboratories shall at least attempt to identify all the components and make a reasonable estimation

In both cases all uncertainty components of importance shall be taken into account

Eurachem Workshop 2017 MU requirements 13

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When reporting…

a statement of the estimated uncertainty shall be included where

necessary for the interpretation of results (ISO/IEC 17025)

• Testing laboratories, when

- relevant to the validity or application of test results

- required by the customer

- it affects compliance to a specification limit;

• Calibration laboratories, in relation to a statement on

compliance with an identified metrological specification

Eurachem Workshop 2017 MU requirements 14

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The ISO/IEC DIS 17025

• No significant change regarding MU

• Reference to sampling; it has been included in laboratory’s

activities

• Description how MU to be presented

• Reference to the “decision rule” (describing how MU will be

accounted for when stating conformity with a specified

requirement)

Eurachem Workshop 2017 MU requirements 15

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Reporting of results

ISO/IEC DIS 17025 lists common requirements for all types of

laboratory activities; when referring to a laboratory involved in

sampling (for subsequent testing or calibration), it indicates

that, where necessary, relevant information regarding sampling

shall be taken into account in the estimate of MU.

Eurachem Workshop 2017 MU requirements 16

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In parallel, ISO 15189 specifies that…

medical laboratories shall

• determine measurement uncertainty for each measurement

procedure

• define the performance characteristics for each case

• regularly review estimates of measurement uncertainty

• consider measurement uncertainty when interpreting measured

quantity values

Upon request, the laboratory should make its estimates of

measurement uncertainty available to laboratory users

Eurachem Workshop 2017 MU requirements 17

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Three types of services

are of particular importance, affecting the overall uncertainty

budget of the laboratory:

Calibration

Reference materials

Proficiency testing

Eurachem Workshop 2017 MU requirements 18

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Metrological traceability…

Are relevant criteria well defined and clear to laboratories?

Example:

The establishment of the metrological traceability. For part of

the task, a testing or calibration laboratory relies on services

provided by a calibration Laboratory. For a long time it was

unclear which should be the requirements to be met by the

calibration services supplier…

Eurachem Workshop 2017 MU requirements 19

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Is the calibration laboratory accredited?

• If YES,

- is the property included in the accreditation scope?

- is the calibration and measurement capabilities (CMC) declared fit for purpose?

• If NO,

- how does the calibration laboratory demonstrate its metrological traceability?

- is the laboratory to be served aware that it has to evaluate the situation and

adequately document it?

• Does the national accreditation body (NAB) have clear policy to support

- the said task of the laboratory

- the assessment of the laboratory

- the evaluation of the NAB by EA?

Eurachem Workshop 2017 MU requirements 20

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These questions were answered by….

ILAC P10:2013, a policy document prepared to support the

ILAC MRA.

It clearly indicates the need for an accredited calibration

laboratory (although not as the only route).

Recently, the DIS 17025 seems to follow the same lines.

ILAC P14:2013 on the policy for uncertainty in calibration

is also important.

Eurachem Workshop 2017 MU requirements 21

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Three types of services

are of particular importance, affecting the overall uncertainty

budget of the laboratory:

Calibration

Proficiency testing

Reference materials

Eurachem Workshop 2017 MU requirements 22

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According to ISO/IEC 17043

The PT provider shall document and provide information for a

series of issues, including the origin, metrologicαl traceability

and measurement uncertainty of assigned values, taking into

account all factors including problems in homogeneity and

stability.

One of the purposes of interlaboratory comparisons is the

validation of uncertainty chains

Eurachem Workshop 2017 MU requirements 23

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PT schemes…

• in calibration shall have assigned values with metrological

traceability, including MU

• in testing metrological traceability and associated MU shall

be determined taking into account specified requirements

Eurachem Workshop 2017 MU requirements 24

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The competence of the PT provider

for the development of PT schemes refers to meeting the

requirements of ISO/IEC 17043.

In case the provider/scheme is accredited, competence is

documented.

If this is not the case, the laboratory shall look for other

means to confirm the required competence.

Laboratory accreditation standards do provide some support…

Eurachem Workshop 2017 MU requirements 25

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What is expected from laboratories?

• in DIS 17025* it is noted that proficiency test providers

meeting the requirements of ISO 17043 are considered as

• competent (it should be considered as referring to the particular

scheme)

• ISO 15189 notes that the (medical) laboratory should

participate in schemes that substantially fulfil the requirements

of ISO/IEC 17043

*ISO/IEC 17025 does not refer to any requirement on this issue

Eurachem Workshop 2017 MU requirements 26

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Three types of services

are of particular importance, affecting the overall uncertainty

budget of the laboratory:

Calibration

Proficiency testing

Reference materials

Eurachem Workshop 2017 MU requirements 27

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Reference materials are used

in all stages of the measurement process, including

• Method validation

• Calibration

• Quality control

They are also used in interlaboratory comparisons

Eurachem Workshop 2017 MU requirements 28

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ISO 17034 specifies that…

the reference material producer (RMP) shall address, among

others, the following:

• establishing uncertainty budgets and estimating uncertainties

of certified value(s)

• defining acceptance criteria for measurand levels and their

uncertainties

Eurachem Workshop 2017 MU requirements 29

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Furthermore, the RMP shall provide… • evidence of the metrological traceability of the certified value

to a stated reference

• identify the uncertainty contributions to be included in the

assigned uncertainty

• document the factors affecting the uncertainty of the

certified value

Eurachem Workshop 2017 MU requirements 30

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The competence of the RM producer

refers to meeting the requirements of ISO 17034.

In case the producer is accredited, competence is

documented.

If this is not the case, the laboratory shall look for other

means to confirm the required competence.

Laboratory accreditation standards do not provide much

support…

Eurachem Workshop 2017 MU requirements 31

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Reference materials

• Only ISO/IEC DIS 17025 recommends the use or reference

materials from producers that meet ISO 17034

• ISO/IEC 17025 and ISO 15189 do not make any reference to

ISO Guide 34 which was used as the basis for the

competence of RMP until recently when ISO 17034 was

published.

Eurachem Workshop 2017 MU requirements 32

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A laboratory uses information

provided by PT schemes and RMP taking into account when

estimating its uncertainty budget. Their technical competence

required is the main selection criterion.

Are they accredited? Does the particular activity fall within

their accreditation scope, if any?

Eurachem Workshop 2017 MU requirements 33

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It is not always realistic

to find accredited suppliers in every field, especially RMP;

the accreditation standard ISO 17034 has been published quite

recently (replacing ISO Guide 34), thus not many RMP are

accredited as yet.

In case of no accreditation status, which evidence does exist

for their compliance with relevant standards?

Eurachem Workshop 2017 MU requirements 34

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In case these suppliers are not accredited

• The laboratory should take an additional role of considering

the competence of the supplier

• Further to this and regardless of how the supplier

demonstrates competence, the laboratory should be in a

position to adequately communicate and make best use of

the information the supplier provides

Eurachem Workshop 2017 MU requirements 35

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The laboratory at the end of the route…

Eurachem Workshop 2017 MU requirements 36

RMP

PT

calibration laboratory

laboratory

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What is necessary for a laboratory…

either accredited or being prepared towards its accreditation?

The most probable answer is “the requirements of the relevant

standard i.e. ISO/IEC 17025 (or, ISO 15189)”.

• Is this answer enough?

• Is it the only relevant to the laboratory and its activities?

Eurachem Workshop 2017 MU requirements 37

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It is expected that accreditation…

now covering all types of conformity assessment bodies as well

as other bodies supporting them will be more and more used

as a tool.

In case all partners/players are accredited against the

corresponding standard, this would speed up the

harmonisation procedure regarding conformity assessment!

Eurachem Workshop 2017 MU requirements 38

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Thank you for your attention

…and your questions!

Eurachem Workshop 2017 MU requirements 39