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LOW-TEMPERATURE PLASMA NEEDLE FOR BIOMEDICAL TREATMENTS Michael A. Wilson, 1 Timothy R. Brubaker, 2 Andrea M. Mastro, 3 Michael M. Micci, 4 Sven G. Bilén, 5 and Sean D. Knecht 6 1 Undergraduate Student, Department of Electrical Engineering; 2 Ph.D. Student, Department of Electrical Engineering; 3 Professor of Microbiology and Cell Biology, Department of Biochemistry and Molecular Biology; 4 Professor of Aerospace Engineering, Department of Aerospace Engineering; 5 Assoc. Prof. of Engineering Design, Electrical Engineering, and Aerospace Engineering, Department of Electrical Engineering; 6 Research Faculty, Applied Research Laboratory ABSTRACT An overview of the design methodology of a low- temperature plasma needle and preliminary results investigating its efficacy in treating metastatic human breast cancer epithelial cells is reported. Low-temperature plasma is created by flowing gas past a high-voltage surface. This process produces ions and generates an electrically conductive state of matter (plasma) at room temperature. High-energy collisions of electrons with neutral particles create reactive chemical species such as NO, O3, H2O2 and others which have biomedical applications. Current cancer treatment options, such as surgery and chemotherapy, may not be sufficient to treat metastatic cancer. Initial experiments have been conducted in which a line of cultured metastatic human breast cancer epithelial cells (MDA-MB-231) are exposed to the low- temperature plasma needle. The plasma needle is lowered into cell culture dishes and the cells are exposed to plasma at different dosages. Cell detachment was observed for plasma and helium-exposed cultures with a greater effect observed for plasma-exposed cultures. This is attributed to reactive chemical species generation in the plasma plume. Experiments are continuing to optimize the treatment conditions and further this research. 1. INTRODUCTION The number of women in the U.S. with a history of breast cancer was estimated to be more than 3.1 million as of January 1, 2014 with an additional 232,670 women expected to be diagnosed in 2014 [1]. Approximately 43% of women diagnosed with breast cancer are 65 years and older, 20% are under the age of 50, and 37% are between 50 and 65 years old [1], with an average age of 61 [1]. This form of cancer, unless treated early, generally metastasizes to areas such as bone, ovaries, skin, and pericardium [2]. Approximately 2030% of breast cancer victims will later find out that their breast cancer has become metastatic and the average survival period after this diagnosis is three years [3]. The average 5-year survival rate for this disease has increased from 75% between 1975 and 1977, to 90% between 2003 and 2009 [1]. While the survival rate has increased significantly, the methods that are currently used to treat cancer still have limitations. Any new methods of eradicating the areas that are affected by the breast cancer cells without harming the adjacent healthy cells would benefit cancer patients. This research group is working on using low-temperature plasma as a possible therapy option for breast cancer patients. The term “plasma” was coined in 1928 by Irving Langmuir because the substance reminded him of blood plasma [4]. Plasma is the most common state of matter found in the universe and finds many uses and applications in a variety of fields. For example, the medical community uses plasmas for disinfection and sterilization [512]. Scientists classify plasma into two main types: high- temperature (thermal) plasma, or HTP, and low- temperature (non-thermal) plasma, or LTP. LTP remains near room temperature making it easier to work with compared to HTP. The generation of LTP is due to the thermal equilibration of electron self-collisions occurring faster than the equilibrium between electrons and ions. This leads to high electron temperatures and very low gas temperatures [5]. Researchers have realized that LTP can be useful in many applications within the medical field, due to the generation of reactive chemical species in the plasma plume. Specifically, there have been many experiments with plasmas in areas of cancer research and dentistry [13]. Scientists and engineers have been researching and working to commercialize these therapies. A dielectric barrier discharge (DBD), also known as a barrier discharge or silent discharge, is an electrical discharge that occurs between two electrodes that are separated by a dielectric barrier. One of the electrodes is connected to a high voltage (AC) power supply and the other electrode is connected to ground. The DBD method is beneficial because it provides a wide range of geometric

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  • LOW-TEMPERATURE PLASMA NEEDLE FOR BIOMEDICAL TREATMENTS

    Michael A. Wilson,1 Timothy R. Brubaker,2 Andrea M. Mastro,3

    Michael M. Micci,4 Sven G. Biln,5 and Sean D. Knecht 6

    1Undergraduate Student, Department of Electrical Engineering; 2Ph.D. Student,

    Department of Electrical Engineering; 3Professor of Microbiology and Cell Biology,

    Department of Biochemistry and Molecular Biology; 4Professor of Aerospace Engineering,

    Department of Aerospace Engineering; 5Assoc. Prof. of Engineering Design, Electrical

    Engineering, and Aerospace Engineering, Department of Electrical Engineering; 6Research

    Faculty, Applied Research Laboratory

    ABSTRACT

    An overview of the design methodology of a low-

    temperature plasma needle and preliminary results

    investigating its efficacy in treating metastatic human

    breast cancer epithelial cells is reported. Low-temperature

    plasma is created by flowing gas past a high-voltage

    surface. This process produces ions and generates an

    electrically conductive state of matter (plasma) at room

    temperature. High-energy collisions of electrons with

    neutral particles create reactive chemical species such as

    NO, O3, H2O2 and others which have biomedical

    applications. Current cancer treatment options, such as

    surgery and chemotherapy, may not be sufficient to treat

    metastatic cancer. Initial experiments have been conducted

    in which a line of cultured metastatic human breast cancer

    epithelial cells (MDA-MB-231) are exposed to the low-

    temperature plasma needle. The plasma needle is lowered

    into cell culture dishes and the cells are exposed to plasma

    at different dosages. Cell detachment was observed for

    plasma and helium-exposed cultures with a greater effect

    observed for plasma-exposed cultures. This is attributed to

    reactive chemical species generation in the plasma plume.

    Experiments are continuing to optimize the treatment

    conditions and further this research.

    1. INTRODUCTION

    The number of women in the U.S. with a history of breast

    cancer was estimated to be more than 3.1 million as of

    January 1, 2014 with an additional 232,670 women

    expected to be diagnosed in 2014 [1]. Approximately 43%

    of women diagnosed with breast cancer are 65 years and

    older, 20% are under the age of 50, and 37% are between

    50 and 65 years old [1], with an average age of 61 [1]. This

    form of cancer, unless treated early, generally metastasizes

    to areas such as bone, ovaries, skin, and pericardium [2].

    Approximately 2030% of breast cancer victims will later find out that their breast cancer has become metastatic and

    the average survival period after this diagnosis is three

    years [3]. The average 5-year survival rate for this disease

    has increased from 75% between 1975 and 1977, to 90%

    between 2003 and 2009 [1]. While the survival rate has

    increased significantly, the methods that are currently used

    to treat cancer still have limitations. Any new methods of

    eradicating the areas that are affected by the breast cancer

    cells without harming the adjacent healthy cells would

    benefit cancer patients. This research group is working on

    using low-temperature plasma as a possible therapy option

    for breast cancer patients. The term plasma was coined in 1928 by Irving

    Langmuir because the substance reminded him of blood

    plasma [4]. Plasma is the most common state of matter

    found in the universe and finds many uses and applications

    in a variety of fields. For example, the medical community

    uses plasmas for disinfection and sterilization [512]. Scientists classify plasma into two main types: high-

    temperature (thermal) plasma, or HTP, and low-

    temperature (non-thermal) plasma, or LTP. LTP remains

    near room temperature making it easier to work with

    compared to HTP. The generation of LTP is due to the

    thermal equilibration of electron self-collisions occurring

    faster than the equilibrium between electrons and ions. This

    leads to high electron temperatures and very low gas

    temperatures [5]. Researchers have realized that LTP can

    be useful in many applications within the medical field, due

    to the generation of reactive chemical species in the plasma

    plume. Specifically, there have been many experiments

    with plasmas in areas of cancer research and dentistry [13].

    Scientists and engineers have been researching and

    working to commercialize these therapies.

    A dielectric barrier discharge (DBD), also known as a

    barrier discharge or silent discharge, is an electrical

    discharge that occurs between two electrodes that are

    separated by a dielectric barrier. One of the electrodes is

    connected to a high voltage (AC) power supply and the

    other electrode is connected to ground. The DBD method

    is beneficial because it provides a wide range of geometric

  • 2

    configuration options. With respect to biomedical

    applications, configurations can include quartz plates

    covering one or both electrodes; high-voltage insulated

    wires plasma stamp; plasma stick; plasma comb; and

    plasma roller [14], among many others. Rather than

    generating a plasma plume within small discharge gaps,

    plasma jets generate plasma in the open air (see Figure 1).

    Due to the applications on living tissue, the current is kept

    in the milliamp range to prevent electric shock. In terms of

    the grounding electrode, an external or internal ground

    configuration may be used. The external configuration is

    required for plasma jets using noble gases. An internal

    configuration can be used for air-plasma jets in which the

    grounding electrode is within a metal cap. The high energy

    collisions between the gases and neutral molecules create

    the reactive species of interest for biomedical treatments.

    This paper details the design of preliminary LTP

    experiments with emphasis on breast cancer research. The

    remainder of this paper is structured as follows. Section 2

    introduces information about the cancer cell line used in the

    experiments. Section 3 explains how the LTP needle was

    designed and discusses the experiments and the methods

    used in testing the plasma on breast cancer cultures. Section

    4 discusses the results. Section 5 provides concluding

    remarks and plans for future research.

    2. CELL CULTURE

    For these experiments human metastatic breast cancer cells

    (MDA-MB-231, ATCC-HTB 26 presumptive equivalent)

    that were genetically engineered to produce green

    fluorescent protein (GFP) were utilized. Hereafter these are

    referred to as BCs. Derived from a pleural effusion [15],

    MDA-MB-23GFP cells are known to invade the murine

    skeleton [16].

    Before use, the cells were grown to confluency in

    Dulbeccos Modified Eagles Medium (DMEM) with 5% fetal bovine serum and 1 essential amino acids in 24- or

    48-well standard tissue culture plates made of polystyrene

    as indicated. Each well is circular with a diameter of 15.6

    mm and holds a maximum volume of 3.4 mL

    3. EXPERIMENTAL DESIGN

    The goal of the experiments is to investigate the effects of

    LTP on metastatic BCs. A design methodology for the LTP

    source was established such that it could eventually suit the

    needs of doctors working with this equipment in a clinical

    setting.

    The syringe system includes two electrodes to generate

    the plasma. The syringe itselfa 22-gauge needle that is 2 long serves as the high-voltage electrode. Helium flows

    axially through the syringe (note: this configuration is

    slightly different that that shown in Figure 1, but is

    conceptually the same). The syringe is sheathed with PEEK

    (polyether ether ketone) plastic tubing, which serves as the

    dielectric barrier around the needle. PEEK has a high

    dielectric strength and is used as a barrier to prevent arc

    production. The overall diameter of the device is equivalent

    to a 16-gauge needle.

    The ground electrode is placed approximately 1/8 from the tip of the syringe. The placement of the ground is

    important for generating plasma, as it can affect the electric

    field that is formed on the needle. This electric field is

    necessary for the formation of plasma because it accelerates

    electrons, resulting in high energy collisions with neutral

    particles (atoms, molecules) that are already flowing

    axially. These collisions result in atomic excitation or

    molecular dissociation processes which result in reactive

    chemical species in the plasma plume. The operation of this

    setup is demonstrated in Figure 2, which shows the

    dielectric barrier discharge interface on a saline sample.

    Since the device is exposed to very high voltage, it is

    essential to make sure that the high voltage and ground

    were encased safely in a polycarbonate clear tubing (1.5 inner diameter, 1.75 outer diameter). This arrangement allows the operator to hold onto the syringe without being

    Figure 1. Schematic of an LTP dielectric barrier

    discharge. The HV power supply is connected to the

    syringe which is encased within the dielectric barrier

    (PEEK). The gas flows through the back and out of the

    tip of the syringe as plasma.

    Figure 2. The interface between the LTP syringe

    interacting with a saline sample. The visible plasma jet

    has a diameter similar to the syringe.

  • 3

    exposed to the high voltage. It is also preferable to have

    optical access to the device which is why clear

    polycarbonate tubing was used. Holes were drilled within

    the tubing to thread the voltage line through the device to

    its respective input location.

    An optical table is used to hold the syringe in place and

    allows precise motion in the x, y, and z directions. This

    optical table is able to hold the syringe at one spot in the

    cell culture wells. As mentioned in Section 2, the cultures

    were placed in 24- and 48-well cell culture plates. The

    plasma jet is lowered into the cell culture wells to a height

    at which the jet is visibly in contact with the surface of the

    buffer solution in the wells.

    Helium is used for plasma production during the

    experiments. Additional gases will be mixed with the

    helium as dopants in future experiments to increase reactive

    species generation. The helium flow rate is controlled via a

    mass flow controller (MFC) which is calibrated for gases at

    70 F, 14.7 psia. The flow rate can be controlled over the

    range of 15-775 mL/min.

    The electric field is generated by the high voltage

    applied to the metal syringe. An Agilent 33220A Function

    Generator generates a 5-kHz, 2-Vpp sine wave which is

    amplified 1000 to 2 kV by a Trek 10-40 amplifier.

    Although the voltage amplifier has current-limiting

    capability, a secondary current limiter is included via a 500-

    k resistor stack. Increasing the voltage or mass flow rate of the helium results in an increasing length and visible

    intensity of the plasma plume. Figure 3 shows the setup

    used for these experiments.

    4. RESULTS

    Over several days, data were collected to determine how

    the cells responded to treatment with LTP. Cell cultures

    were observed with microscopy pre- and post-exposure.

    For the first group of experiments, it was observed that

    there was an equal amount of cell detachment from both the

    plasma and helium exposure. This result suggests that there

    was a physical effect of the flow velocity on the cell culture

    medium. Specifically, it is likely that the kinetic energy of

    the flowing helium was sufficient to damage the cultured

    cells under these conditions. It was necessary to limit this

    effect in the subsequent experiments in order to isolate

    potential effects of reactive chemistry.

    For the second group of experiments, the cells were

    exposed to helium and plasma for 90 seconds with 200-L of PBS (phosphate buffered saline). PBS provides a

    physical buffer to the cell culture and also prevents the cells

    from drying out and dying. This buffer was then

    immediately removed after the treatment and cell culture

    medium was re-introduced. No effect was observed for

    both helium- and plasma-exposed cells indicating that jet

    kinetic energy did not penetrate the PBS, which further

    supports the conclusions from the first group of

    experiments. However, the diffusion of reactive chemical

    species was also likely prevented in this case.

    For the third group of experiments, the growth medium

    was removed from the cells and 200 L of PBS was added to two sets of wells and 100 L of PBS to one set. The plasma was then applied for 120 seconds to the 200- and

    100-L samples. The other 200-L sample was also exposed for 180 seconds. After exposure, the samples were

    left alone for 5 minutes before the PBS was removed and

    the growth medium re-introduced. The same procedure was

    followed for the pure-helium exposure to the cells as a

    control. The voltage was 2.5 kVpp at a frequency of 5 kHz.

    It was observed that the cell cultures had large circular

    holes in the areas that were exposed to both the plasma and

    the helium. Critically, the holes left from the pure helium

    were smaller in area.

    The final group of experiments utilized 50 L of PBS in each of six total wells. Three cell culture wells were

    exposed to the helium and three wells were exposed to the

    plasma. Two of the six wells were exposed for 60 seconds,

    whereas the other four were exposed for 180 seconds. The

    mass flow rate was at its maximum of 775 mL/min. After

    the experiments, it was observed that the plasma exposed

    cultures had voids in the cell culture that were two to three

    times the diameter of the voids in the helium-exposed

    cultures, as shown in Figure 4. This result indicates an

    Figure 3. Full LTP setup. Helium is introduced to the

    system using a mass flow controller. The voltage and

    ground inputs are connected to the power supply and

    threaded through the tube to their respective input

    locations. The optical table is used for support and

    measurement purposes.

  • 4

    additional mechanism of cell destruction is active in the

    low-temperature plasma beyond the kinetic energy of the

    jet molecules. The hypothesis is that reactive oxygen

    species generated in the plasma plume are responsible for

    the increased destructive effects due to increased oxidative

    stress on the cells. These reactive species can diffuse

    through the surrounding air and the PBS buffer, resulting in

    a larger area of cell destruction compared to the helium jet.

    Further experimentation is planned to quantify the

    generation of reactive chemical species and evaluate this

    hypothesis.

    5. CONCLUSIONS

    In summary, a preliminary investigation of the effects of a

    low-temperature plasma needle on metastatic breast cancer

    cultures was undertaken. The results indicate that the

    helium jet and the plasma jet both result in cell destruction

    under certain conditions. Cell destruction was observed to

    occur for a larger area in the case of the plasma jet

    indicating an additional mechanism of cell destruction

    beyond the kinetic energy of the jet molecules. The

    generation of reactive oxygen species in the plasma plume

    and the subsequent oxidative stress on the cells is the

    proposed method of action. The results provide a solid basis

    for continuing investigations regarding the mechanisms

    and efficacy of low-temperature plasma on metastatic

    breast cancer.

    Further investigation is needed to determine why the

    pure helium exposure can result in cell destruction.

    Different gases will also be used in future experiments as

    well as longer treatment times to the cultures themselves.

    Larger diameter wells and a greater volume of PBS will

    also be used. Further experiments will be executed in the

    near future to investigate the role that low-temperature

    plasma, and subsequent enhanced reactive chemistry in the

    plasma plume, has in successfully treating cancer cells

    without harming neighboring healthy tissue by expanding

    upon the results from these preliminary tests.

    Acknowledgments

    The authors wish to thank D. Sosnoski, for helping prepare

    the cell cultures. The BC line (MDA-MB-231, ATCC-HTB

    26 presumptive equivalent) was initially provided by Dr. D.

    Welch, University of Alabama at Birmingham.

    REFERENCES

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    [2] G. diSibio and S. French, Metastatic Patterns of Cancers: Results from a Large Autopsy Study, Arch. Pathol. Lab. Med., vol. 132, 2007.

    (a) (b)

    (c) (d)

    Figure 4. Images of metastatic breast cancer culture MDA-MB-231 post treatment. Images are equivalent in scale. Each

    culture was exposed to 3-minute dosages. (a) Helium-exposed culture, (b) Plasma-exposed culture, (c) Helium-exposed

    culture, (d) Plasma-exposed culture. The voids in cell culture are larger for plasma-exposed culture.

  • 5

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