mark r. martin marylou e. macmahan horton, j
TRANSCRIPT
MAINESUPREMEJUDICIALCOURT ReporterofDecisionsDecision: 2021ME62Docket: Sag-21-18Argued: July13,2021Decided: December14,2021Panel: MEAD,GORMAN,JABAR,HUMPHREY,HORTON,andCONNORS,JJ.
MARKR.MARTIN
v.
MARYLOUE.MACMAHANHORTON,J.
[¶1] Mark R. Martin appeals from judgments entered by the District
Court (West Bath, Raimondi, J.) establishing Dawn and James Ostrander as
defactoparentsoftwobiologicalchildrenofMartinandMarylouE.MacMahan;
allocatingparentalrightsandresponsibilitiesandchildsupportamongMartin,
MacMahan, and theOstranders; andamendinganexistingdivorce judgment
betweenMartinandMacMahan.1Martinarguesthatthatthecourtmisapplied
thelegalstandardsgoverningdefactoparentageandmadefindingsthatwere
notsupportedbyevidenceintherecord,includingbyadoptingamagistrate’s
findings in an interim order. We affirm the judgment establishing de facto
parentage,parentalrightsandresponsibilities,andchildsupport,butwevacate
1WeconsolidatedMartin’sappealsunderthecaptionforthedivorcematter.
2
the judgmentamendingthedivorce judgmentbecauseit is inconsistentwith
thejudgmentestablishingparentalrightsandresponsibilities,andweremand
sothattheinconsistencycanbecorrected.
I.BACKGROUND
[¶2]Thefollowingfactsandprocedurearedrawnfromtheprocedural
recordandfindingsmadebythecourtthataresupportedbyevidenceadmitted
atthefinalhearing.2SeeKilbornv.Carey,2016ME78,¶¶3,16,140A.3d461.
MartinandMacMahanarethebiologicalparentsoftwinsborninMarch2014.
Whenthechildrenwereborn,MartinandMacMahanlivedinArrowsicanddid
not have a vehicle. Dawn Ostrander, MacMahan’s lifelong friend, drove
MacMahantoprenatalcareappointments,drovethechildrenhomefromthe
hospital after they were born, and drove MacMahan and the children to
subsequent checkups. The Ostranders helped care for the children and
suppliedthenecessitiesofcare,suchasdiapers,wipes,formula,andclothing.
[¶3]Whenthechildrenwereaboutfourmonthsold,Martinmovedthe
family to Kansas, believing—incorrectly—that he would have housing and
employmentthere.InKansas,afterstayingaweekwithMartin’smotherand
2Thefactsrecitedheredonotincludethosethatthecourtadoptedfromthemagistrate’sinterim
orderwithoutcorroborativeevidentiarysupportfromthefinalhearing.Seeinfra¶20.
3
grandmother,thefamilymovedtoamotelandthenstartedlivingoutofacar.
While they were still in the motel, Martin began shoplifting DVDs to make
money.HewasarrestedinDecember2014andspentaboutaweekinjail.After
his release from jail, his criminal case was resolved and he was placed on
probationuntilOctober2015.HehasgenerallyremainedinKansassincethen.
[¶4] When Martin went to jail, MacMahan and the children had no
money, housing, or means of transportation. Desperate, MacMahan called
DawnOstrander,whodrove toKansas,broughtMacMahanand thechildren
back to Maine, and helpedMacMahan find a place to live. The Ostranders
resumed providingMacMahanwith the necessities of care for the children,
includingdiapers,wipes,formula,clothing,bassinets,andcarseats.
[¶5]Atfirst,thechildrenstayedwiththeOstrandersonweekendsand
forsomeovernightsduringtheweek.ByApril2016,thechildrenwereliving
primarily with the Ostranders, who provided for all aspects of their care.
Martindidnotprovideanysupportforthechildrenduringthistime.Onseveral
occasions between 2015 and early 2017, MacMahan, who was homeless at
times,toldMartinthatsheneededhelpandaskedhimtocomegetthechildren.
He responded that he could not. InApril 2016,when the children had just
turnedtwoyearsold,theOstrandersbeganprovidingfull-timecareforthemat
4
therequestofacommunityorganizationconcernedaboutMacMahan’slackof
stablehousing,and,withlimitedexceptions,thechildrenhaveresidedwiththe
Ostrandersfull-timeeversince.DawnOstranderhasenrolledbothchildrenin
speechtherapyandhastransportedthemtothosesessionsforseveralyears.
[¶6] In June 2017, Martin came to Maine, believing that he had an
agreementwithMacMahanthathewouldtakecustodyofthechildrenforsome
period of time. When he arrived,MacMahan did not permit him to see the
children. Martin initiated a divorce action against MacMahan and then
returnedtoKansas.MartinreturnedtoMaineforavisitaroundChristmasin
2017; itwas the first time he had seen the children since being arrested in
KansasinDecember2014.
[¶7] In an agreed-upon divorce judgment issued in January 2018, a
Family Law Magistrate (Kidman, M.) awarded shared parental rights to
MacMahan and Martin, granted primary residence to MacMahan, and set a
contactschedulethatincludedatwo-monthvisitwithMartininKansasduring
thesummerof2018. Meanwhile,althoughthechildrenwerespendingsome
weekends at MacMahan’s home, they were otherwise living with the
Ostranders. InApril2018, theOstrandersobtainedaprotection fromabuse
5
orderagainstMacMahanonbehalfof thechildren.3 WhenMartin foundout
abouttheprotectionorder,4hecontactedtheOstranders,gavethemtemporary
legal authority over the children, and told them he would come to get the
childreninJune.Martinthenmovedtomodifythedivorcejudgment,seeking
primaryresidenceandsoleparentalrights.
[¶8] In June 2018, after the Ostranders filed petitions seeking
guardianship of the children, a Family LawMagistrate (Adamson,M.) held a
combinedinterimevidentiaryhearingonMartin’smotiontomodifythedivorce
judgment and the Ostranders’ guardianship petitions. The magistrate then
issued an interimorder inwhich shemade extensive findings and set forth
detailedarrangementsforthechildren’svisitwithMartininKansas,including
thattheywere“tobereturnedto[Maine]accordingtothe[divorce][j]udgment
...onAugust17,2018”5andthattheyweretobeallowedtohavecontactwith
the Ostranders while they were with Martin. The magistrate declined to
3Theprotectionorder,whichprohibitedMacMahanfromhavinganycontactwiththechildren,
wasbasedonthechildren’sreporttotheOstrandersofinappropriatebehaviortowardthembyamember of MacMahan’s household. The protection order was dismissed in May 2019 on theOstranders’motionafterMacMahanhadendedherrelationshipwiththepersoninquestion.
4MartinlatertestifiedthatthefatherofMacMahan’sotherchildrencalledhiminApril2018andtoldhimabouttheprotectionorderandthatthiswaswhenhefirstbecameawarethatthechildrenhadbeenlivingwiththeOstranders.5Accordingtothedivorcejudgment,Martinwastoprovideforthechildren’stransportationto
Kansas;MacMahanwastoprovidefortheirtransportationbacktoMaine.
6
otherwisemodifythedivorcejudgmentandissuednodecisionregardingthe
Ostranders’guardianshippetitions.6
[¶9]MartindidnotreturnthechildrentoMaineinAugust2018.Healso
did not comply with the interim order’s requirement that he allow the
Ostranders to have contactwith the children three times perweek. In late
October2018,aftertheOstrandersnotifiedthecourtthattheyhadnotbeen
allowedtospeakwiththechildrenforeightdays,thecourt(Dobson,J.)helda
hearingandthenauthorizedtheOstranderstopickupthechildreninKansas
assoonaspossible.
[¶10] The Ostranders drove to Kansas to pick up the children on
November1,2018;whentheyarrived,Martintoldthemtheycouldnottakethe
children until noon the next day. They slept in their car that night before
returning to Maine with the children. The children have resided with the
Ostranderseversince.
[¶11]MartinsawthechildrenforChristmasin2018andthenfortwo
weeksinKansasinthesummerof2019.Hespeakswiththechildrenonthe
6Withrespecttotheguardianshippetitions,however,themagistratenotedthat“while[Martin]
may be capable of caring for the children during [the summer 2018] visit, a strong bond hasdevelopedbetweenthe[]childrenandthe[Ostranders],whohaveprovidedfortheircareforthreeyears.[TheOstranders]aretheonlycaregivers[thechildren]havetrulyknown.The...[children]were delayed socially and developmentallywhen entering [theOstranders’] care and have sinceflourishedand receivedmedical andother therapeutic care. Itwould jeopardize the [children’s]well-beingtobreakthisbondoutofangerorspite.”
7
phone and over video chat. A court order would have permitted a visit in
Kansasduringthesummerof2020,butrestrictionsrelatedtotheCOVID-19
pandemic made that difficult. Martin suggested, in the alternative, that he
would come toMaine for a week-long visit, but after planning to do so, he
canceledthearrangements.
[¶12] Since 2016, the Ostranders have received a total of $100 in
financial support fromMartinand$85 in financial support fromMacMahan,
and they have received no state or federal financial aid in caring for the
children. According to the children’s teachers, the children are doing well
socially and academically, and the Ostranders are active and concerned
caretakers. The teachers have not had any contact with either Martin or
MacMahan.Martinagreed,duringhistestimony,thatheneverreachedoutto
the children’s teachers or health care providers because he “relied on [the
Ostranders] to keep [him] up to date on those things” and because hewas
“relyingonthemto[exercise]theparentalresponsibilitiesfor[his]children.”
[¶13]AfterreturningtoMainewiththechildreninNovember2018,the
Ostrandersfiledacomplaintandaffidavitseekingadeterminationofdefacto
parentage, parental rights and responsibilities, and child support. With the
agreementoftheparties,thecourtfoundinMay2019thattheOstrandershad
8
demonstrated standing to proceed with the defacto parentage action. See
19-AM.R.S. § 1891(2) (2021); see also, e.g.,Libby v. Estabrook, 2020ME71,
¶¶13-14,234A.3d197.
[¶14]Thecourt(Raimondi,J.)heldafinal,consolidatedhearingonthe
Ostranders’ guardianship petitions, their de facto parentage complaint, and
Martin’smotiontomodifythedivorcejudgment.Overthecourseoftwodays
in September 2020, it heard testimony from, among other people, Martin,
MacMahan,theOstranders,andtheguardianadlitem.Thecourtthenissued
an order addressing both theOstranders’ parentage complaint andMartin’s
motion tomodify the divorce judgment.7 The order incorporated extensive
findings,whichthecourtsetforthinaseparatedocument.Inthemiddleofa
section of that document titled “FACTUAL HISTORY,” the court referred to
findingsexpressedbythemagistrateintheJune2018interimorderandstated:
“Afterconsiderationoftheevidencepresentedtothiscourtatthehearingin
thismatter,thecourtadoptsthosefindings.”Thecourtthenrestated,verbatim,
manyofthefindingsexpressedintheJune2018interimorder.
[¶15]Inanothersectionofthecourt’sordertitled“LEGALANALYSIS,”
thecourtmadeadditional findingsspecificallyrelatedtotheelementsof the
7ThecourtdismissedtheOstranders’guardianshippetitionsasmoot.
9
Ostranders’de factoparentage claim, see 19-AM.R.S. §1891(3) (2021), and
concluded that the Ostranders hadmet their burden to prove, by clear and
convincingevidence,thattheyaredefactoparentsofthechildren.Specifically,
thecourtmadethefollowingfindings:
• ThechildrenhavehadregularcontactwiththeOstrandersfortheirentirelives and have resided primarily with the Ostranders since 2016, see19-AM.R.S.§1891(3)(A);
• TheOstrandershaveengagedincaretakingforthechildrensincebeforethe children were born, consistently providing emotional, financial,educational,andmedicalsupportforthechildrenonaday-to-daybasis,see19-AM.R.S.§1891(3)(B);
• The Ostranders have provided the only stable parenting the childrenhaveknown,andthechildrenaredeeplybondedtothem,see19-AM.R.S.§1891(3)(C);
• The Ostranders have accepted responsibility for the children withoutexpectingcompensation,see19-AM.R.S.§1891(3)(D);and
• Remaining with the Ostranders is in the children’s best interests, see19-AM.R.S.§1891(3)(E).
Thecourtalsofoundthat“MacMahandoesnotdisputethatshefosteredand
supported therelationshipbetween theOstrandersand thechildren.” As to
Martin, the court found that he knew, by no later than April 2018, that the
childrenhadbeenlivingwiththeOstranders;thatbeforethenheeitherknew
or“turnedablindeyeandchosenottoknow”;andthathehad“abdicatedhis
10
financialandpersonalresponsibilitytocareforthechildrenand...continues
todoso.”
[¶16]Addressingparentalrightsandresponsibilities,thecourtordered,
interalia,thatthechildren’sprimaryresidencewouldbewiththeOstranders
andthatparentalrightswouldbesharedamongtheOstranders,Martin,and
MacMahan, with the Ostranders having final decision-making authority.
Accordingly,thecourtdeniedMartin’smotiontomodifythedivorcejudgment,
decliningtogranthimsoleparentalrightsandprimaryresidence.Finally,the
courtissuedachildsupportorderandamendedsomeofthedivorcejudgment’s
provisions—includingthoseforchildsupportandforcontactbetweenMartin
and the children—to render the divorce judgment consistent with the
judgmentsettingforthparentalrightsandresponsibilitiesandchildsupport.8
[¶17]Withoutfirstmovingforamendedoradditionalfindings,cf.M.R.
Civ.P.52(b);Davisv.McGuire,2018ME72,¶2n.2,186A.3d837,Martinfiled
thistimelyappeal.See14M.R.S.§1901(2021);M.R.App.P.2B(c)(1).
8Thecourtmadeclearthatitsintentwastoamendthedivorcejudgmenttomakeitconsistent
with the judgmentestablishingde factoparentage,parental rights and responsibilities, and childsupport.Butalthoughthejudgmentestablishingparentalrightsandresponsibilitiesprovidesthatthechildren’sprimaryresidenceshallbewiththeOstrandersandawardsspecifiedrightsofcontacttoMartinandMacMahan,thecourtdidnotamendthedivorcejudgment’sconflictingprovisionthatthechildren’sprimaryresidenceshallbewithMacMahan.Wethereforevacatetheamendeddivorcejudgmentandremandthemattertoenablethecourttoresolvetheconflict.Seeinfra¶36.
11
II.DISCUSSION
A. AdoptionofInterimFindings
[¶18]Martinfirstarguesthatthecourterredbyincorporatingfindings
fromtheinterimorderintoitsfinaljudgment.Hereliesprimarilyon4M.R.S.
§183(1)(E) (2021),whichprovides that “[i]nterimorders . . . are subject to
denovo reviewbya judgeat the finalhearing,” andM.R.Civ.P.110A(b)(7),
whichprovidesthat“[a]ninterimorderdoesnotconstitutethelawofthecase,
and the issuesmay be decided de novo at the final hearing.” Although the
statuteandrulebothtouchontheeffectofamagistrate’sinterimorder,neither
governs the precise issue here, which is the proper treatment of specific
findingsinaninterimorderbyacourtissuingafinaljudgment.Here,thecourt
heldatwo-dayfinalhearingbeforeadjudicating,initsfinaljudgment,Martin’s
motiontomodifythedivorcejudgmentandtheOstranders’parentageaction.9
[¶19]Althoughthecourtstatedthatitwas“adopt[ing]”themagistrate’s
findings, it also explained that it was doing so “[a]fter consideration of the
evidencepresentedtothiscourtatthehearinginthismatter.”Ontherecord
beforeus,wearesatisfiedthatthecourtviewedtheevidencepresentedatthe
finalhearingassupportingthefindingsthatthemagistratehadmadebasedon
9ThemagistratehadnotaddressedtheOstranders’parentagepetitionatall;thatpetitionwas
notfileduntilafterthemagistrateissuedtheinterimorder.
12
thetestimonypresentedattheinterimhearing.10Martincontendsotherwise,
buthedidnotaskthetrialcourttoclarifyitsstatement,reconsideritsfindings,
oralteroramenditsjudgment.SeeAdoptionbyJessicaM.,2020ME118,¶16,
239A.3d633(“Theappellantbearstheburdenofprovidinganadequaterecord
upon which the reviewing court can consider the arguments on appeal.”
(quotationmarksomitted));cf.M.R.Civ.P.52(b);59(e).
[¶20]WeagreewithMartinthatoneofthecourt’sfindingswasclearly
erroneous because there was no evidence admitted at the final hearing to
supportthefindingthatacaseworkerconcludedthatMartinhadneglectedthe
childrenbeforethefamilymovedtoKansas.Ultimately,however,theerrorwas
harmless.ContrarytoMartin’ssuggestion,thevastmajorityofthe“adopt[ed]”
findingswereindependentlysupportedbycompetentevidenceadmittedatthe
finalhearing,includingthecrucialfindingthat,beforeApril2018,“if[Martin]
was unaware that the [children]were not in [MacMahan’s] direct care, it is
becauseheturnedablindeyetothediresituationhere inMaine.” See infra
¶¶32-33. The court expressed that finding—alongwith the other findings
10TheOstrandersdonotarguethatthecourtcouldhaveadoptedtheinterimfindingspursuant
toM.R. Civ. P. 118(a)(2),whichprovides for reviewby the court of amagistrate’s final order orjudgment, or that the court could have taken judicial notice of the interim findings, see M.R.Evid.201(b);AdoptionbyJessicaM.,2020ME118,¶14,239A.3d633;InreScottS.,2001ME114,¶¶12-14,775A.2d1144.
13
centraltoitsdefactoparentagedetermination,see19-AM.R.S.§1891(3)—ina
separateportionofthejudgmentwithoutreferencetothestray,unsupported
findingconcerningthecaseworker’sobservations.Inthecontextofthecourt’s
entire order, it is highly probable that the erroneous finding did not affect
Martin’ssubstantialrights.SeeM.R.Civ.P.61;InreScottS.,2001ME114,¶25,
775A.2d1144;seealsoBanksv.Leary,2019ME89,¶¶15,18,209A.3d109
(highlightinga“court’slimitedrelianceon”anerroneouslyadmittedguardian
adlitemreporttoconcludethatharmlesserrorapplied).
B. DeFactoParentage
[¶21] Martin argues that, because the trial court did not find that he
affirmatively fostered and supported the Ostranders’ de facto parent
relationship with the children, we would need to interpret the de facto
parentage statute unconstitutionally in order to uphold the trial court’s
determination that the Ostranders are the children’s de facto parents. The
statuteprovides,inrelevantpart,asfollows:
3.Adjudicationofdefactoparentstatus.Thecourtshalladjudicateapersontobeadefactoparentifthecourtfindsbyclearandconvincingevidencethatthepersonhasfullyandcompletelyundertakenapermanent,unequivocal,committedandresponsibleparental role in the child’s life. Such a finding requires adeterminationbythecourtthat:
14
A.The person has resided with the child for a significantperiodoftime;
B.Thepersonhas engaged in consistent caretakingof thechild;
C.A bonded and dependent relationship has beenestablished between the child and the person, therelationshipwasfosteredorsupportedbyanotherparentofthe child and the person and the other parent haveunderstood, acknowledgedor accepted that or behaved asthoughthepersonisaparentofthechild;
D.The person has accepted full and permanentresponsibilitiesasaparentofthechildwithoutexpectationoffinancialcompensation;and
E.Thecontinuingrelationshipbetweenthepersonandthechildisinthebestinterestofthechild.
19-AM.R.S.§1891(3).
[¶22]Specifically,Martin’sargumentfocusesupontherequiredfindings
that“therelationshipwasfosteredorsupportedbyanotherparentofthechild”
andthat“thepersonandtheotherparenthaveunderstood,acknowledgedor
accepted that or behaved as though the person is a parent of the child,”
19-AM.R.S. § 1891(3)(C). Martin contends that for the statute to survive
constitutionalscrutiny,thestatutoryreferencesto“anotherparent”and“the
otherparent”mustbereadtorefertoeachandeverylegalparent.Martindoes
not challenge the court’s findings that the Ostranders proved the other
15
elementsoftheirdefactoparentageclaim,suchasthattheyprovidedresidence
andcareandexercisedparentalresponsibilitiesforthechildren,andweagree
thattherecordfullysupportsthosefindings.
[¶23] Martin’sargumentraisesa legal issueandafactual issue. First,
based on our case law explaining that a de facto parentage determination
implicatesalegalparent’sfundamentalrighttocontrolthecareandcustodyof
hisorherchild,e.g.,Pittsv.Moore,2014ME59,¶27,90A.3d1169,Martin
arguesthatfortheOstranderstosatisfytheirburdenundersection1891(3)(C),
theOstranders needed to prove thathe—apresumptively fit legal parent—
fostered or supported the children’s relationships with the Ostranders and
behavedasthoughtheOstranderswereparentsofthechildren,notjustthat
MacMahandidso.Second,hearguesthattherecordcontainsinsufficientproof
tosupportthatfinding.11
[¶24] Our task is thus to examine (1) whether, to avoid an
unconstitutionalresult,thestatutemustbereadasMartincontends,and,ifso,
(2)whetherthecourt’sfindingsaresupportedbytheevidence.Wereviewthe
11Martinalsoargues,forthefirsttimeinhisreplybrief,thattherewasinsufficientevidenceto
support findings thatMacMahan fosteredor supported the relationshipwith theOstranders andbehavedasthoughtheOstranderswereparentsofthechildren.BecauseMartinhasnotpreservedthatargument,weneednotaddressit,see,e.g.,BayviewLoanServicingv.Bartlett,2014ME37,¶24,87A.3d741,butwenoteherethatwearenotpersuaded.
16
court’sfindingsforclearerror,Kilborn,2016ME78,¶16,140A.3d461,and
we examine questions of constitutional law and statutory interpretation de
novo, In reD.P., 2013ME40, ¶ 6, 65A.3d 1216. “If at all possible,wewill
construe[a]statutetopreserveitsconstitutionality.”TownofBaldwinv.Carter,
2002ME52,¶9,794A.2d62.“Thus,whenthereisareasonableinterpretation
of a statute thatwill satisfy constitutional requirements,wewill adopt that
interpretation notwithstanding other possible interpretations of the statute
thatcouldviolatetheConstitution.”Naderv.Me.DemocraticParty,2012ME57,
¶19,41A.3d551(citationomitted).
[¶25]Aswehaveconsistentlyrecognized,effortsbypersonsotherthan
legalparents“toobtainparentalrightsthroughlitigation,overtheobjections
ofparents,implicatetheparents’fundamentalright[s]todirecttheupbringing
oftheirchildren.”Philbrookv.Theriault,2008ME152,¶17,957A.2d74;see
Pitts, 2014ME59, ¶¶ 11-12, 17, 24, 27, 90A.3d 1169;Rideout v. Riendeau,
2000ME198,¶18,761A.2d291(“[T]herighttodirectandcontrolachild’s
upbringing is a ‘fundamental’ liberty interest protected by the Due Process
Clause.” (quoting Troxel v. Granville, 530 U.S. 57, 65 (2000) (emphasis
omitted))).Becauseacourt’sdeterminationthatapersonisadefactoparent
constitutesa“substantial”“intrusionintoa[legal]parent’sfundamentalrights”
17
thatis“nolesspermanentthantheterminationofparentalrights,”weapply
strictscrutinytoevaluatewhetherthatinterferenceimpermissiblyburdensthe
rightsatissue.Pitts,2014ME59,¶¶12,17,27,90A.3d1169;seeC.L.v.L.L.,
2015ME131,¶22,125A.3d350(“Thecreationbyacourtofanadditional,
legally recognized parental relationshipwith a child permanently alters the
relationshipsamongthechildandtheotherparents.”).
[¶26]WhenwedecidedPittsv.Moore,wehadpreviouslyrecognizedthat
ourcourts couldgrantparental rights toapersonother thanabiologicalor
adoptiveparent,12 but neitherwenor the Legislaturehad acted to establish
precisestandardsforsuchadeterminationthatwouldaccountfortheexacting
scrutinyrequired.SeePitts,2014ME59,¶¶19,24,90A.3d1169.Inaplurality
opinioninPitts,weheldthatapersonseekingdefactoparentagestatusmust
provebyclearandconvincingevidence“(1)[that]heorshehasundertakena
permanent, unequivocal, committed, and responsible parental role in the
child’slife,and(2)thatthereareexceptionalcircumstancessufficienttoallow
the court to interfere with the legal or adoptive parent’s rights.” Id. ¶ 27
(quotationmarksandcitationsomitted).
12 See Stitham v. Henderson, 2001 ME 52, 768 A.2d 598; C.E.W. v. D.E.W., 2004 ME 43,
845A.2d1146;Youngv.Young,2004ME44,845A.2d1144;Leonardv.Boardman,2004ME108,854A.2d869;Philbrookv.Theriault,2008ME152,957A.2d74.
18
[¶27]Relevanttothiscase,weexplainedthefirstelementinmoredetail,
stating,
Wedefinea“permanent,unequivocal,committed,andresponsibleparentalrole”by looking to theelementsofde factoparenthoodemployedinMassachusetts:“Adefactoparentisonewhohasnobiologicalrelationtothechild[asaparent],buthasparticipatedinthechild’slifeasamemberofthechild’sfamily.Thedefactoparentresideswiththechildand,withtheconsentandencouragementofthelegalparent,performsashareofcaretakingfunctions....”
Id. ¶28 (quotingE.N.O. v. L.M.M., 711N.E.2d886, 891 (Mass. 1999)). “This
language,”westated,“giveslitigantsandcourtsalistofthenecessaryelements
fordeterminingwhetheranindividual’srelationshipwithachildispermanent,
unequivocal,committed,andresponsible.”Id.Wenotedthat“thetestaccounts
fortheintentofthelegalparentandtheputativedefactoparenttoco-parent,
asmeasuredbefore thedissolutionof their relationship,or the intentof the
legalparentthatthenon-parentactasparentinplaceofthelegalparent.”Id.
InKilborn,2016ME78,¶18,140A.3d461,wereiteratedthatthiselement“can
bemetbydemonstratingthat...alegalparentintendedforthenonparentto
actinplaceofthelegalparent.”Wealsomadeclearthatproofthatthelegal
parent“implicitly,ifnotexplicitly,consentedtoandencouraged”theputative
de facto parent’s parental role can suffice. Id. ¶¶ 19-21 (quotation marks
omitted).
19
[¶28] InJuly2016,whentheLegislatureenactedtheMaineParentage
Act,itcodifiedthesecommonlawstandards.P.L.2015,ch.296,§A-1(effective
July1,2016);Libby,2020ME71,¶16n.3,234A.3d197(notingthat19-AM.R.S.
§1891“codifie[d] thecommon lawprinciple thatapersoncannotbecomea
defacto parent unless the child’s legal parent recognizes the person as a
parent); Kilborn, 2016 ME 78, ¶ 1 n.1, 140 A.3d 461 (explaining that
section1891codifiedthefirstelementofthetwo-parttestsetforthinPitts);
L.D.1017,EnactedLawSummary(127thLegis.2015)(statingthatthestatute
“codifie[d]thedefactoparentdoctrine,nowfirmlyestablishedbycaselaw”).
Thus,thestatuteprovidesthatthecourtmustadjudicateapersonadefacto
parentifitfindsbyclearandconvincingevidence“thatthepersonhasfullyand
completelyundertakenapermanent,unequivocal,committedandresponsible
parentalroleinthechild’slife,”anditfurtherprovidesthat“[s]uchafinding
requires”fiveenumeratedsub-findings,13oneofwhichcontainsthelanguage
atissuehere:that
[a] bonded and dependent relationship has been establishedbetweenthechildandtheperson,therelationshipwasfosteredorsupportedbyanotherparentof thechildandthepersonandthe
13Thesearewhatwedescribedas“thenecessaryelements”fordeterminingwhetheraputative
defactoparent“hasundertakenapermanent,unequivocal,committed,andresponsibleparentalrolein thechild’s life,”which isnecessary toprotecta legalparent’s fundamental right tocontrol theupbringingofhisorherchildren. Pittsv.Moore,2014ME59,¶¶27-28,90A.3d1169(quotationmarksomitted).
20
otherparenthaveunderstood,acknowledgedoracceptedthatorbehavedasthoughthepersonisaparentofthechild.
19-AM.R.S.§1891(3)(C)(emphasisadded).
[¶29] In light of this precedent,we conclude that a putative de facto
parentmustprovetheelementsofsection1891(3)(C)astoalegalparentwho
appears14andobjectstothedefactoparentagepetition,asMartinhas.15 See
Davis, 2018ME72,¶20,186A.3d837 (“Given the legislativehistoryof the
[MaineParentageAct],weusethecommonlawthatthe[Act]laterattempted
to codify as one way to understand the Legislature’s intentions.” (footnote
omitted)). We therefore agree with Martin that in order for the court to
adjudicate the Ostranders de facto parents of the children, the Ostranders
neededtoprovethat“therelationshipwasfosteredorsupportedby”Martin
and thatMartinand theOstranders “understood, acknowledgedoraccepted
that or behaved as though” the Ostranders were parents of the children.
19-AM.R.S. § 1891(3)(C). To hold otherwise would potentially allow the
unilateralactionsofonelegalparenttocauseanunconstitutionaldilutionof
14Thestatuterequiresapersonseekingtobeadjudicatedadefactoparenttoservetheinitiating
pleadingsandaffidavit“uponallparentsandlegalguardiansofthechildandanyotherpartytotheproceeding.”19-AM.R.S.§1891(2)(A)(2021).15Thiscasedoesnotcallonustodecidewhetherthesamerequirementappliestolegalparents
whofailtoappearorwhoappearanddonotobject.Nordoesitpresenttheissueofwhatstandardsapplywhenanobjectingparenthasbeendeemedunfit.
21
anotherlegalparent’srights.SeeE.N.v.T.R.,255A.3d1,31(Md.2021)(“[T]o
declaretheexistenceofadefactoparentshipbasedontheconsentofonlyone
[legal]parent...underminesand,essentially,negates[anyotherlegal]parent’s
constitutionalrighttothecare,custody,andcontrolofthe...children.”).16
[¶30] Our conclusion is consistent with Maine’s de facto parentage
statute, which requires “all parents and legal guardians of the child” to be
servedwithadefactoparentagefiling,19-AM.R.S.§1891(2)(A),andthelaw
of other states, seeD.C. Code § 16-831.01(1) (LEXIS through all permanent
L.effectiveasofNov.17,2021) (definingde factoparent to requireholding
16InE.N.v.T.R.,theMarylandCourtofAppealsarticulateditsrationaleforrequiringashowingof
consentbyalllegalparents:
[I]nadditiontoinfringingonaparent’sindividualconstitutionalrighttocustodyandcontrolofhisorherchild . . . , therearepractical concernsattendant to judiciallycreatingadefactoparentshipwithouttheconsentofbothlegalparents.Creatingadefactoparentshipwiththeconsentofonlyoneparentwheretherearetwofitlegalparents and in the absence of exceptional circumstances would result incircumstancesthatmaybeunworkableforthelegalparents,thedefactoparent,andthe children involved. . . . [T]herewill inevitablybe circumstanceswherede factoparenthoodissoughtbyathirdpartyintheabsenceofexceptionalcircumstancesandwith both fit legal parents available and involved in a child’s life. Under suchcircumstances,topermittheconsentofjustoneparenttocreateathirdparentwithcustodial rights to a childwithout the consentof the secondparentmay result infamilies inMarylandwith children being subject to custody and visitation ordersbetween all three or perhaps more fit parents, who have little or no ability toco-parent, andwho possibly do not even know each other, a situation that couldrarelybeseentobeinthebestinterestofachild.
255 A.3d 1, 40 (Md. 2021) (citation omitted). The court also recognized that “consent”may be“implied”andmaybe“inferredfromalegalparent’sconduct”and“shownthroughactionorinaction,so long as the action or inaction is knowing and voluntary and is reasonably understood to beintended as that parent’s consent to and fostering of the thirdparty’s formation of a parent-likerelationshipwiththechild.”Id.at34.
22
oneselfoutasaparent“withtheagreementofthechild’sparentor,ifthereare
2parents,bothparents”);E.N.,255A.3dat30-32.17
[¶31]Importantly,however,section1891(3)(C)doesnotrequireproof
that every legal parent has given express consent to the de facto parent
relationship.Ifsuchconsentwererequired,therecouldbenolitigationofany
defactoparentageclaimbecausealegalparent’sobjectionwouldnecessarily
defeattheclaim.Rather,theproofthatsection1891(3)(C)requiresisthatthe
legalparentorparentshaverecognized,accepted,andsupportedtheformation
andgrowthof“[a]bondedanddependentrelationship”betweentheputative
de facto parent and the child, 19-A M.R.S. § 1891(3)(C). See Kilborn,
2016ME78,¶¶18-20,140A.3d461;Pitts,2014ME59,¶28,90A.3d1169;
Youngv.King,2019ME78,¶¶9-12,208A.3d762.Apersonseekingdefacto
parentagestatuscansatisfythesection1891(3)(C)burdenbydemonstrating
17Althoughwehavenothadoccasiontoaddresstheissuedirectlybefore,ourconclusionisalso
consistent with our own decisions. In Kilborn v. Carey, in affirming a de facto parentagedetermination on the merits before Maine’s de facto parentage statute became effective, weaddressedseparatelywhethersufficientevidenceexistedtosupportthetrialcourt’s findingsthateach legalparent fosteredandsupportedtherelationshipwith thede factoparent. 2016ME78,¶¶18-21,140A.3d461.Untilthiscase,ourdefactoparentagedecisionsunderthestatuteaddressedonlyissuesofstanding.SeeLibbyv.Estabrook,2020ME71,¶1,234A.3d197;InreChildofPhilipS.,2020ME2,¶1,223A.3d114;Youngv.King,2019ME78,¶1,208A.3d762;Lamkinv.Lamkin,2018ME76,¶1,186A.3d1276;Davisv.McGuire,2018ME72,¶1,186A.3d837.Insomeofthosedecisions,however,weaffirmedthedismissalofadefactoparentagepetitionforlackofstandingbecause one legal parent had not fostered and supported the relationship or acknowledged theputativede factoparentas aparent, andwedid sowithout consideringwhetheranyother legalparenthadfosteredorsupportedtheputativedefactoparentingrelationship.SeeDavis,2018ME72,¶¶10,30,32,186A.3d837;InreChildofPhilipS.,2020ME2,¶¶3,9,22,223A.3d114.
23
that the child’s legal parent or parents have implicitly, through acts or
omissionsifnotthroughwords,fostered,supported,andacceptedtheperson’s
parental role. Kilborn, 2016ME78,¶¶18-21,21n.6,140A.3d461;Young,
2019ME78,¶10,208A.3d762.
[¶32]Here,thetrialcourtfound,contrarytoMartin’stestimony,thatat
leastbyApril2016,Martinkneworshouldhaveknownthatthechildrenwere
livingwith theOstranders and thathe “abdicatedhis financial andpersonal
responsibility to care for the children.” See Principles of the L. of Fam.
Dissolution:AnalysisandRecommendations§2.03cmt.c(Am.L.Inst.2002)
(explainingthatadefactoparentrelationshipmayformwithouttheagreement
of“[t]helegalparentorparents”wherethereis“acompletefailureorinability
ofanylegalparenttoperformcaretakingfunctions,”suchas“whenaparentis
absent, or virtually absent, from the child’s life”); In re Parentage of J.B.R.,
336P.3d648,653-54(Wash.Ct.App.2014)(concludingthatatrialcourtdid
noterrinfindingthataparent“consent[ed]toandfoster[ed]arelationship”
withadefactoparentby“voluntarilyabsent[ing]himselffromhischild’slife”).
Martin’spervasivefailuretoexerciseeitherhisparentalrightsorhisparental
responsibilities illustrates the principle that a legal parent’s omissions or
24
absencemaycreateavacuumintermsofcareandnurturethatisfilledbythe
defactoparentrelationship.SeeLibby,2020ME71,¶16,234A.3d197.
[¶33]Thecourt’sfindingsregardingMartin’sabdicationofhisrightsand
responsibilitiesareamplysupportedbytheevidenceintherecordandtheyare
sufficient to support the determination that Martin—at least implicitly—
understoodandacceptedthattheOstranderswerefulfillingparentalrolesfor
his children. TherecordevidencewentbeyondmereomissionsonMartin’s
part and included his testimony that he voiced affirmative support for the
Ostranders’ de facto parentage relationship with the children when he
expressedhisappreciationtothemfor“raising[his]girls,”andalsothathetook
anaffirmativesteptofostertherelationshipwhenhegrantedthemtemporary
legal authority over the children. It is true thatMartin’smotion tomodify
reflected a step toward asserting his own parental rights, but given the
evidenceofcommitmentsmadebutnotkeptonhispart,itdidnotdetractfrom
therecordevidencesupportingthecourt’sfindingsinfavoroftheOstranders.
SeeSulikowskivSulikowski,2019ME143,¶14,216A.3d893(“Thetrialcourt
isthesolearbiterofwitnesscredibilityanditisthereforefreetoacceptorreject
portionsoftheparties’testimonybasedonitscredibilitydeterminationsand
togivetheirtestimonytheweightitdeemsappropriate.”(citationomitted));
25
Handrahanv.Malenko,2011ME15,¶14,12A.3d79(“Acourtisnotrequired
tobelievethetestimonyofanyparticularwitness,...evenwhenthewitness’s
testimonyisuncontradicted.”(quotationmarksandcitationsomitted)).
C. Martin’sMotiontoModifytheDivorceJudgment
[¶34]Martinalsochallengesthecourt’sdenialofhisrequest,madevia
hismotiontomodifythedivorcejudgment,forsoleparentalrightsandforthe
childrentoliveprimarilywithhiminKansas.See19-AM.R.S.§1657(1)(2021).
“Wereviewanorderonapost-divorcemotion foranabuseofdiscretionor
error of law and review factual findings contained therein for clear error.”
Lewinv.Skehan,2012ME31,¶24,39A.3d58.“[O]nlyasubstantialchangein
circumstances since the entry of the most recent decree can justify the
modificationof thedecree,and . . . theoverridingconsiderationwhenevera
proposedmodificationissoughtisthebestinterest[s]oftheminorchildren.”
Levy,Maine Family Law § 6.6[1] at 6-61 (8th ed. 2013) (quotation marks
omitted).
[¶35] We do not agree with Martin that the court acted outside its
discretionwhenitdeclinedtofindthatMartinhaddemonstratedachangein
circumstances—sincetheentryofthedivorcejudgmentinJanuary2018—that
was substantial enough to justify themodifications he sought. See Smith v.
26
Rideout,2010ME69,¶¶15-18,1A.3d441;Villav.Smith,534A.2d1310,1312
(Me.1987)(explainingthatthetrialcourthasbroaddiscretiontodetermine
whetherachangeincircumstanceshasaffectedthechildren’sbestintereststo
adegreesignificantenoughtojustifyachangeofprimarycustody).Thecourt
thoroughlyexaminedthechildren’sbestinterestsinitsconsolidatedorderand
determined that those interests would be served by continued residence
primarilywith theOstranders and shared parental rights. It did not err or
abuse its discretion when, in accordance with those supported findings, it
declinedMartin’srequestforsoleparentalrightsandprimaryresidence.
D. Conclusion
[¶36] WeaffirmthejudgmentgrantingtheOstrandersparentalrights
and vacate the judgment amending the divorce judgment for three reasons.
First, to theextent that the trialcourterredby“adopt[ing]” themagistrate’s
interim findings, the error was harmless. Second, although the Ostranders
were required to prove that Martin—as a legal parent objecting to the
Ostranders’ de facto parentage petition—“fostered or supported” the
Ostranders’ parental role and “understood, acknowledged or accepted that
[role] or behaved as though the” Ostranders were the children’s parents,
19-AM.R.S. § 1891(3)(C), the court didnot errwhen it determined that the
27
Ostrandershadsustainedtheirburden.Finally,becausethecourt’samended
divorcejudgmentdoesnotprovidethatthechildren’sprimaryresidenceisto
be with the Ostranders, we vacate the judgment amending the divorce
judgment and remand to allow the court to remedy that remaining
inconsistency.
Theentryis:
The judgment establishing de facto parentage,parental rights and responsibilities, and childsupportisaffirmed.Thejudgmentamendingthedivorce judgment is vacated. The matter isremanded for the trial court to enter a newamended divorce judgment that is consistentwith the judgment establishing parental rightsand responsibilities and provides that thechildren’s primary residence shall be with theOstranders.
E.AnneCarton,Esq.,Brunswick,andMatthewC.Garascia,Esq.(orally),Auburn,forappellantMarkR.MartinJohnF.Zink,Esq.(orally),Freeport,forappelleesDawnandJamesOstranderVanessa A. Bartlett, Esq., Law Offices of Vanessa A. Bartlett, Portland, forappelleeMarylouE.MacMahanWestBathDistrictCourtdocketnumbersFM-2017-186;FM-2018-340’FORCLERKREFERENCEONLY