Upload File

main.trai.gov.in · entities permitted to send stock tips using bulk sms" smss referred to in...

  • Home
  • Documents
  • main.trai.gov.in · Entities permitted to send stock tips using Bulk SMS" SMSs referred to in (i) above, sent by SEBI registered investment advisers, stock brokers, sub brokers, portfolio
4

Upload: others

Post on 16-Sep-2019

12 views

Category:

Documents


0 download

Report

TRANSCRIPT

Page 1: main.trai.gov.in · Entities permitted to send stock tips using Bulk SMS" SMSs referred to in (i) above, sent by SEBI registered investment advisers, stock brokers, sub brokers, portfolio
Page 2: main.trai.gov.in · Entities permitted to send stock tips using Bulk SMS" SMSs referred to in (i) above, sent by SEBI registered investment advisers, stock brokers, sub brokers, portfolio
Page 3: main.trai.gov.in · Entities permitted to send stock tips using Bulk SMS" SMSs referred to in (i) above, sent by SEBI registered investment advisers, stock brokers, sub brokers, portfolio
Page 4: main.trai.gov.in · Entities permitted to send stock tips using Bulk SMS" SMSs referred to in (i) above, sent by SEBI registered investment advisers, stock brokers, sub brokers, portfolio

Online Share Trading- Share Brokers in India, Stock Market

JAMNADAS VIRJI SHARES & STOCK BROKERS PVT. LTD.jvsons.com/pdf/CLIENT REG FORM.pdf · JAMNADAS VIRJI SHARES & STOCK BROKERS PVT. LTD. ... Mumbai - 400 701. Tel.: 6177 8067/68, 6177

ICM Stock Brokers Study Guide 2010

Functions of stock brokers in sharekhan ltd

SEMINAR ON INTERNAL AUDIT OF STOCK BROKERS … · SEMINAR ON INTERNAL AUDIT OF STOCK BROKERS ... MCA Member Client Agreement ... Additional documents may be obtained for better compliance

Arcadia Share & Stock Brokers Pvt. Ltd

Business Intelligence for Stock Brokers

NIKUNJ STOCK BROKERS LTD.nikunjonline.com/pdf/Only-Trading-AOF.pdfNIKUNJ STOCK BROKERS LTD. U74899DL1994PLC060413 INZ000169335 BSE : 6645, NSE : 06913, MCX : 16505 A-92, GF, Left Portion,

RIGHTS AND OBLIGATIONS OF STOCK BROKERS, …...RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS 1. The client shall invest/trade in those securities/contracts/other

Arjun Stock Brokers

RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS … · 22. The stock broker shall provide the client with the relevant contact details of the concerned Exchanges and SEBI. 23

John Keells Stock Brokers (Pvt) Ltd.€¦ · John Keells Stock Brokers (Pvt) Ltd. Opening of Securities Account for Individuals John Keells Stock Brokers (Pvt) Ltd., (JKSB) is duly

Sri Lanka : Banking Sector - JOHN KEELLS STOCK BROKERS [ JKSB

RECENT AUDIT ISSUES FOR STOCK BROKERS & DP - …jbnagarca.org/.../07/6-December-2015-Recent...DP-CA-Sandeep-Mahe… · RECENT AUDIT ISSUES FOR STOCK BROKERS & DP CA Sandeep Maheshwari

ಸದಸಯರುMembers / Stock Brokers ) ಅಕೃತ ಯಯಿಗಗಳು … · ಗ್ಾಾಹೃನ ಮಾಹತ್ತ 8. ಗ್ಾಾಹೃನು ‘ಅಕೌಂಟ್ ಓಪ್ನಿಂಗ್

Functions of stock brokers

Audit of Stock Brokers - JB Nagarjbnagarca.org/wp-content/uploads/2012/07/Audit-of-Stock-Broker-23... · Audit of Stock Brokers Presented by : ... cum interest / ex interest ,

Analysis of Indian Stock Market and Comparison of Corporate Stock Brokers Final

7967045 Stock Brokers

RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS …

InfoSlips presentation for Stock Brokers

C.M. GOENKA STOCK BROKERS PRIVATE LIMITED. GOENKA STOCK BROKERS PRIVATE LIMITED MEMBER: NSE, MCX -SX Exchange Exchange Membership Code Exchange Membership Date SEBI Registration

Stock Brokers

Investigating Stock Brokers, Investment Advisers and Financial Planners by Rob Wells

RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS …content.indiainfoline.com/IIFLTT/DownloadFormFormats/... · 2020. 2. 4. · RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS

Back Office Solution For C.T Smith Stock Brokers WEG-34

MANDATORY DISCLOSURES · 2019. 10. 22. · RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS as prescribed by SEBI and Stock Exchanges Rights & Obligations. 2 though

TOPIC : Issues in Audit of Stock brokers / Commodity brokers / …2019. 12. 13. · • Rights And Obligations Of Stock Brokers, Sub-Brokers And Clients • Risk Disclosure Document

Kinship Platform - Comprehensive Customer Service Platform for Indian Stock Brokers

Comparative Analysis of Stock Brokers in CHANDIGARH Region - Manjit Gogoi

Competitive Analysis of Stock Brokers Religare

The Best Online Brokers For Stock Trading

(Stock-Brokers and Sub-Brokers) Regulations, 1992

Internal Audit of Stock Brokers Ccrt

Exposure Draft on Internal Audit of Stock Brokers & Depository