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Lecture 4MAE 323: Review
2011 Alex Grishin 1MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•The Cauchy stress tensor arises naturally when one considers that the forces on
an arbitrary plan cut through a continuum can always be resolved into a
component normal and tangent to that plane.
•If only an infinitesimal portion of this plane is considered, the force over this
portion can be constant – as can the resulting pressure. This allows us to calculate
the pressure equilibrium in along coordinate directions as below
x
y
∆L
n
nx
ny
F
Tx
Ty
T
S
T1
S1
T2S2
1
2
Lecture 4MAE 323: Review
2011 Alex Grishin 2MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•Since S and T are always at right angles, we can consider them independently. So,
to keep things simple, consider first a force on the inclined plane acting only
normal to the plane…
x
y
∆L
n
nx
ny
F
Tx
Ty T
T1
S1
T2S2
1
2
0
( )limA A∆ →
∆=
∆
FT
•Again, the traction, T
is defined by:
Lecture 4MAE 323: Review
2011 Alex Grishin 3MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•Equilibrium in the X and Y directions follow according to:
xF∑
2 1
2 1
cos sin 0
cos sin
x
x
T L T L S L
T T S
θ θ
θ θ
∆ − ∆ − ∆ =
= +
yF∑
1 2
1 2
sin cos 0
sin cos
y
y
T L T L S L
T T S
θ θ
θ θ
∆ − ∆ − ∆ =
= +
Lecture 4MAE 323: Review
2011 Alex Grishin 4MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•And moment equilibrium follows according to…:
x
y
T1
S1
T2
S2
1
2
PM∑•Sum moments about point P
T
P
∆y
∆x
2 1
2 1
0S x y S y x
S S
− ∆ ∆ + ∆ ∆ =
=
•So, we see that the tangential
“pressures” on the two sides parallel to
the x and y axes are always equal
•We’ll use this fact to swap the S1 and S2
terms in the previous summation…
Lecture 4MAE 323: Review
2011 Alex Grishin 5MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•The preceding leads to…:
2 2x x yT T n S n= +
cos
sin
x
y
n
n
θ
θ
=
=
1 1y y xT Tn S n= +
•Or, as a matrix equation*:
2 2
1 1
x x
y y
T nT S
T nS T
=
(1)
•So the traction equilibria may expressed as (after
swapping the S2 and S1 terms because they’re
equal):
Lecture 4MAE 323: Review
2011 Alex Grishin 6MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The (Cauchy) Stress Tensor Defined
•The matrix of normal and tangential pressures is known as the Cauchy or
infinitesimal stress tensor. It’s two-dimensional form is shown below. It gets
this name because it is only valid for small increments of stress and
corresponding strain
2 2
1 1
xx xy
yx yy
T S
S T
σ σ
σ σ
=
•The preceding derivation could have been done in three dimensions following
the same procedure, but on a plane cut through a 3D infinitesimal cube (a
tetrahedron)…
•As we saw in slide 5: xy yxσ σ= So, the matrix is also symmetric
Lecture 4MAE 323: Review
2011 Alex Grishin 7MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
x
y
σxx|x+∆x
σxy|x+∆x
σyx|y+∆y
σyy|y+∆y
σxx|x
σxy|x
σyy|y
σyx|y
∆x
∆ybx
by
•If we again consider the
pressure equilibrium over an
infinitesimal cube (this time
using the Cauchy stress tensor),
we can derive an equilibrium
expression for structural
continua…
Lecture 4MAE 323: Review
2011 Alex Grishin 8MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
•Applying Newton’s Third Law in the x-direction gives:
x
y
σxx|x+∆x
σxy|x+∆x
σyx|y+∆y
σyy|y+∆y
σxx|x
σxy|x
σyy|y
σyx|y
∆x
∆ybx
by
| | | | 0
x
xx x xx x x xy y xy y y x
F
y y x x b x yσ σ σ σ+∆ +∆= − ∆ + ∆ − ∆ + ∆ + ∆ ∆ =
∑
•Rearranging and dividing by ∆x∆y yields:
| || |0
xy y y xy yxx x x xx xx
bx y
σ σσ σ +∆+∆−−
+ + =∆ ∆
•Taking the limit as ∆x→0, ∆y→0:
0xyxx
xb
x y
σσ ∂∂+ + =
∂ ∂
Lecture 4MAE 323: Review
2011 Alex Grishin 9MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
•Similarly, repeating the previous three steps in the y-direction yields:
•And, once again, even though we won’t go thru the steps, we will simply point
out that the full three dimensional equations can be obtained in a similar
manner, considering a three-dimensional cube element instead of a square.
Without showing the derivation, the equations are:
0
0
0
xyxx xzx
yx yy yz
y
zyzx zzz
bx y z
bx y z
bx y z
σσ σ
σ σ σ
σσ σ
∂∂ ∂+ + + =
∂ ∂ ∂
∂ ∂ ∂+ + + =
∂ ∂ ∂
∂∂ ∂+ + + =
∂ ∂ ∂
0yy xy
yb
y x
σ σ∂ ∂+ + =
∂ ∂
Lecture 4MAE 323: Review
2011 Alex Grishin 10MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
•The stress equilibrium equation is very useful and general (it applies to
all elastic continua)
•It may be used, for example to derive the differential equation for a
bar/truss as follows:
Example
0yy xy
yb
y x
σ σ∂ ∂+ + =
∂ ∂
F
A
x
y•Assume a
response in the
x-direction ONLY
•Also, assume
no body forces
(b=0)
(2)
Lecture 4MAE 323: Review
2011 Alex Grishin 11MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
•And for a single direction (x), Generalized Hooke’s Law
reduces to:
Eσ ε= (3)
where: du
dxε = (4)
Plugging (3) and (4) back into (2) yields:
2
20
uE
x
∂=
∂
Integrating (5) once gives:
(5)
u FE c
x A
∂= =
∂(6)
Lecture 4MAE 323: Review
2011 Alex Grishin 12MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Stress Equilibrium Equation
•Equation (6) says that a bar/truss is a “constant strain” element. This is
why linear shape functions are typically used for this element (nothing is
to be gained by using higher order shape functions)
•The most general form of the full stress equilibrium equation is:
0
0
0
xyxx xzx
yx yy yz
y
zyzx zzz
bx y z
bx y z
bx y z
σσ σ
σ σ σ
σσ σ
∂∂ ∂+ + + =
∂ ∂ ∂
∂ ∂ ∂+ + + =
∂ ∂ ∂
∂∂ ∂+ + + =
∂ ∂ ∂
,0
ij j ibσ + =
…which can be expressed more compactly with indicial notation:
Lecture 4MAE 323: Review
2011 Alex Grishin 13MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Small Strain Tensor
•Just as the displacement field is the natural counterpart to the external forces
in a structure, the strain field is the natural counterpart to the stress field in a
structure. So, in two spatial dimensions, we can expect four strain
components (three independent ones due to the symmetry in slide 7)
•We will designate the strain tensor as εεεε.
xx xy
yx yy
ε ε
ε ε
=
ε
And, in three dimensions:
xx xy xz
yx yy yz
zx zy zz
ε ε ε
ε ε ε
ε ε ε
=
ε
Lecture 4MAE 323: Review
2011 Alex Grishin 14MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Small Strain Tensor
•Although it’s a little difficult to convey graphically, an infinitesimal element
undergoing nonzero εxx,εyy, and εyz represents a small perturbation from an
equilibrium configuration (the dashed square), such that the actual lengths, ∆x
and ∆y don’t change. With this in mind, the strain components are defined as:
x
y
,, |x yu v
,, |x x yu v +∆
,, |x y yu v +∆
,, |x x y yu v +∆ +∆
θy
θx
, ,
0
| |lim
x x y x y
xxx
u u u
x xε +∆
∆ →
− ∂= =
∆ ∂
, ,
0
| |lim
x y y x y
yyy
v v v
y yε +∆
∆ →
− ∂= =
∆ ∂
, ,
0
| |lim tan
x x y x y
x xx
v vv
x xθ θ+∆
∆ →
− ∂= = ≈
∂ ∆
Lecture 4MAE 323: Review
2011 Alex Grishin 15MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Small Strain Tensor
And finally:
x
y
,, |x yu v
,, |x x yu v +∆
,, |x y yu v +∆
,, |x x y yu v +∆ +∆
θy
θx
, ,
0
| |lim tan
x y y x y
y yy
u uu
y yθ θ+∆
∆ →
− ∂= = ≈
∂ ∆
•The engineering shear strain is given by:
xy
u v
y xγ
∂ ∂= +
∂ ∂
•The tensor shear strain is ½ the
engineering shear strain:
1
2xy
u v
y xε
∂ ∂ = + ∂ ∂
Lecture 4MAE 323: Review
2011 Alex Grishin 16MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
The Small Strain Tensor•Thus, it should be clear that
•Once again, without going thru the details, we’ll point out that in three
dimensions, there are three additional unique strain components (letting w
stand for displacement in the z-direction)
andxy yx xy yx
γ γ ε ε= =
, , , ,
0
| |lim
x y z z x y z
zzy
v v w
z zε +∆
∆ →
− ∂= =
∆ ∂
1 1
2 2yz yz
v w
z yε γ
∂ ∂ = + = ∂ ∂
1 1
2 2xz xz
u w
z xε γ
∂ ∂ = + =
∂ ∂
•Note that the engineering strain represents the TOTAL shear
angle, whereas the tensor strain represents an average
Lecture 4MAE 323: Review
2011 Alex Grishin 17MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Generalized Hooke’s Law for Isotropic Solids
1 0 0 0
1 0 0 0
1 0 0 0
0 0 0 (1 2 ) / 2 0 0(1 )(1 2 )
0 0 0 0 (1 2 ) / 2 0
0 0 0 0 0 (1 2 ) / 2
xxxx
yyyy
zzzz
xyxy
yzyz
xzzz
E
εσ ν ν ν
εσ ν ν ν
εσ ν ν ν
γσ νν ν
γσ ν
γσ ν
− − −
= −+ −
−
−
i ij jCσ ε=
xx
yy
zz
xy
yz
xz
σ
σ
σ
σ
σ
σ
=
σ
xx
yy
zz
xy
yz
xz
ε
ε
ε
γ
γ
γ
=
ε
•Through the use of Voigt Notation*, we can
express the constitutive relation between stress
and strain as…:…where the
stress and strain
tensors are now
represented as
column vectors
Lecture 4MAE 323: Review
2011 Alex Grishin 18MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Poisson’s Effect
1xx xx
yy xx
zz xx
E
E
E
ε σ
νε σ
νε σ
=
= −
= −
•Suppose you have a uniaxial stress field in the x-direction. In
that case, the stress-strain relations for an isotropic solid
reduce to:
yy zz
xx xx
ε εν
ε ε= − = −
…and you can retrieve the following relations for Poisson’s
Ratio. This shows that it is a measure of lateral to axial
strain:
Lecture 4MAE 323: Review
2011 Alex Grishin 19MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Poisson’s Effect•In other words, Poisson’s ratio may be thought of as a ratio of transverse to axial
strain (or contraction) under a uniaxial stress as shown in the figure below. It is
worth repeating: This a material property. Different materials will exhibit
different ratios of contraction under a given tensile load (the values may even be
negative or zero, but they must never exceed 0.5, in which case the material is
perfectly incompressible) :
xxε
yyε
zzεxx
σ
x
y
z
xxσ
Lecture 4MAE 323: Review
2011 Alex Grishin 20MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Stress•When analyzing bounded continua in two spatial dimensions, one can make
one of two assumptions. The first one is that all stress components in the third
dimension (let’s call it z) are zero. In other words:
•We plug this assumption into (4) :
0zz xz yz
σ σ σ= = =
1 0 0 0
1 0 0 0
1 0 0 0 01
0 0 0 2(1 ) 0 0
0 0 0 0 2(1 ) 0 0
0 0 0 0 0 2(1 ) 0
xx xx
yy yy
zz
xy xy
yz
zz
E
ε ν ν σ
ε ν ν σ
ε ν ν
γ ν σ
γ ν
γ ν
− − − − − −
= +
+
+
to yield:
1
2(1 )
xx xx yy
yy xx yy
xy xy
E
ε σ νσ
ε νσ σ
γ ν σ
−
= − + +
( )zz xx yyE
νε σ σ= − +
and:
(7) (8)
These
components
are zero
Lecture 4MAE 323: Review
2011 Alex Grishin 21MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Stress•Note that separation of the z-component strain reaction (due purely to
Poisson’s Effect) in (10) is integral to the plane stress assumption. We omit it
from the constitutive relation and apply it as a bookkeeping exercise after
calculating the in-plane reactions
•Re-writing (10) as a matrix equation:
1 01
1 0
0 0 2(1 )
xx xx
yy yy
xy xy
E
ε ν σ
ε ν σ
γ ν σ
− = − +
2
1 0
1 01
0 0 (1 ) / 2
xx xx
yy yy
xy xy
Eσ ν ε
σ ν εν
σ ν γ
= − −
•And, after inversion (using Mathematica):
(10)
And remember our bookkeeping:
( )zz xx yyE
νε σ σ= − +
(9)
Lecture 4MAE 323: Review
2011 Alex Grishin 22MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Strain•The other 2D assumption we could make is that all the strain components in the
z-direction are zero:
0zz xz yz
ε ε ε= = =
•This is a different kind of assumption because it can be explicitly enforced (it may
be stated as a boundary condition on the LHS of the governing differential
equation), whereas the plane stress assumption arises from an observed
approximation due to the absence of loads, gradients, and boundary conditions in
the z-direction.
•Simply plug the above assumptions into (4):
1 0 0 0
1 0 0 0
1 0 0 0 0
0 0 0 (1 2 ) / 2 0 0(1 )(1 2 )
0 0 0 0 (1 2 ) / 2 0 0
0 0 0 0 0 (1 2 ) / 2 0
xx xx
yy yy
zz
xy xy
yz
zz
E
σ ν ν ν ε
σ ν ν ν ε
σ ν ν ν
σ ν γν ν
σ ν
σ ν
− − −
= −+ −
−
−
Lecture 4MAE 323: Review
2011 Alex Grishin 23MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Strain
1 01
1 0(1 )(1 2 )
0 0 (1 2 ) / 2
xx xx
yy yy
yx xy
σ ν ν ε
σ ν ν εν ν
σ ν γ
− = − + − −
•This yields:
•And:
( )(1 )(1 2 )
zz xx yy
Eνσ ε ε
ν ν= +
+ −
Where we again remove the out-of-plane reaction purely due to Poisson’s Effect
and calculate it separately.
•As we mentioned before, this condition can be explicitly enforced in a structure.
Specifically, if we have a structure whose z-dimension is very long compared to the
other two. If we then fix the z-displacements at the extreme z-locations (the
“ends” of the structure) and ensure no load gradients in the z-direction, then the
plane strain assumption should hold at locations far from the ends.
(11)
Lecture 4MAE 323: Review
2011 Alex Grishin 24MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Strain (Axisymmetric Version)
•The planar axisymmetric formulation is another planar stress/strain formulation,
but we do not include it as a separate category because it is actually equivalent to
the plane strain formulation in cylindrical coordinates (all properties of plane strain
hold equally true of axisymmetric elements). Switching to a cylindrical reference
frame does introduce some interesting differences, however.
…all that is required to convert the
plane strain formulation to an
axisymmetric one is replace the y-
coordinate with the cylindrical z,
the x-coordinate with r, and z
coordinate with θ . This produces
a 4 x 4 constitutive matrix and 4 x 1
stress/strain vector:
( )(1 )(1 2 )
rr zz
Eθθ
νσ ε ε
ν ν= +
+ −
θ
r
z
Lecture 4MAE 323: Review
2011 Alex Grishin 25MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Plane Strain (Axisymmetric Version)
( )(1 )(1 2 )
rr zz
Eθθ
νσ ε ε
ν ν= +
+ −
θ
r
z
( )( )
1 0
1 0
1 01 1 2
0 0 0 1/ 2
r r
z z
rz rz
Eθ θ
σ εν ν ν
σ εν ν ν
σ εν ν νν ν
σ γν
− − =
−+ − −
Lecture 4MAE 323: Review
2011 Alex Grishin 26MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
But What Physical Situations Produce Plane Stress or
Plane Strain?
Planar Model Problem
Large thickness
One end free
Plane strain
Both ends fixed in z
Plane strain
Small thickness
One end free
Plane stress
Both ends fixed in z
Plane strain
Lecture 4MAE 323: Review
2011 Alex Grishin 27MAE 323 Review of Lecture 4
•Highlights of Lecture 2 (9/15/2011):
Conclusions
•The examples in Lecture 4 seemed to illustrate that in the absence of a singularity
associated with the free end, the plane stress and plane strain solutions are identical in
plane – the only difference being that the plane stress solution produces a nonzero axial
strain accompanied by a zero axial stress while the plane strain solution has a nonzero
axial stress accompanied by a zero axial strain
•This is further evidence that the plane stress solution is an approximation associated
with a free end condition. If the thickness of the part is thin enough, this end condition
dominates (leading to the plane stress condition). With sufficient thickness, parallel
planar sections far enough from this condition will not be influenced by it at all due to
Saint -Venant’s Principle (leading to the plane strain condition).
•We conclude by noting that even in thick parts satisfying the planar stress/strain
requirements, a free end with a singularity will have a solution lying somewhere between
the plane stress and plane strain conditions