macquarie unit trust series the period from 1 july … · macquarie unit trust series 4 for the...

Investments in the Macquarie Unit Trust Series are not deposits with or liabilities of Macquarie Bank Limited ABN 46 008 583 542 (“Macquarie”) or any Macquarie Group company and are subject to investments risk, including possible delays in repayment and loss of income and capital invested. None of Macquarie or any other Macquarie Group company guarantees the performance of the Macquarie Unit Trust Series, the repayment of capital from the Macquarie Unit Trust Series or any particular rate of return.

003867728 FANL AD4 JCCH RPT

MACQUARIE UNIT TRUST SERIES

UNAUDITED SEMI-ANNUAL REPORTS AND FINANCIAL STATEMENTS FORTHE PERIOD FROM 1 JULY 2012 TO 31 DECEMBER 2012


TABLE OF CONTENTS

MANAGEMENT AND ADMINISTRATION .................................................................................................................... 1STATEMENTS OF FINANCIAL POSITION (UN-AUDITED)......................................................................................... 2INVESTMENT PORTFOLIO (UN-AUDITED) ................................................................................................................ 4STATEMENT OF MOVEMENTS IN INVESTMENT PORTFOLIO (UN-AUDITED) ....................................................... 8PERFORMANCE RECORD (UN-AUDITED) ............................................................................................................... 15


1

MANAGEMENT AND ADMINISTRATION

Directors of the Manager Trustee and Registrar

John Charles Bugg HSBC Trustee (Cayman) LimitedAndrew Alexander P.O. Box 484Axel Armin Maier (appointed 26/10/2012) HSBC House

68 West Bay RoadGrand Cayman KY1-1106 Cayman Islands

Manager Service Provider to the Trustee

Macquarie Funds Management Hong Kong LimitedHSBC Institutional Trust Services (Asia)Limited

Level 18, One International Finance Centre No 1 Queen’s Road1 Harbour View Road CentralCentral, Hong Kong Hong Kong

Sub-Manager Auditor

MQ Portfolio Management Limited Ernst & Young Ltd(ABN 55 092 552 611) 62 Forum Lane, Camana BayNo. 1 Martin Place P.O. Box 510Sydney, NSW 2000 Grand Cayman, KY1-1106Australia Cayman Islands

Legal Advisors

As to matters of Cayman Islands law As to matters of Hong Kong law

Maples and Calder Deacons53rd Floor, The Center 5th, Floor, Alexandra House99 Queen’s Road Central 16-20 Chater RoadHong Kong Central

Hong Kong


2

STATEMENTS OF FINANCIAL POSITION (UN-AUDITED)AS AT 31 DECEMBER 2012

MACQUARIE IPO CHINA CONCENTRATED CORE FUND

MACQUARIE IPO CHINA GATEWAY FUND

MACQUARIE ASIA NEW STARS FUND

31 Dec 2012US$

31 Dec 2012US$

31 Dec 2012US$

Assets Cash and cash equivalents 860,367 1,823,616 1,404,436Amounts receivable on subscription - 14,372 3,698Amounts due from brokers - - 804,483Amount receivable on unsettled foreign

exchange transactions - - 8Other receivables 1 2 2Financial assets held at fair value

through profit or loss 33,772,155 59,542,069 49,118,700Total assets 34,632,523 61,380,059 51,331,327

LiabilitiesAmounts payable on redemption 89,872 82,367 -Amounts due to brokers - - 1,067,644Amount payable on unsettled foreign

exchange transactions - - 8Management fee payable 121,469 214,280 88,965Administration fee payable 20,245 35,713 14,828Other payables 38,718 44,137 36,439

Total liabilities (excluding net assets attributable to unitholders) 270,304 376,497 1,207,884

Net assets attributable to unitholders 34,362,219 61,003,562 50,123,443

Represented by:Net assets attributable to unitholders

(at last traded market prices) 34,428,877 61,154,582 50,264,832Adjustment from last traded market prices

to bid market prices (66,658) (151,020) (141,389)

Number of units in issue – Class A1 7,745,052 8,729,588 216,272Number of units in issue – Class A2 334,184 254,091 1,219,509Number of units in issue – Class A3 - 1,372 -Number of units in issue – Class I - - 1,639,901Net assets attributable to unitholders per

unit (at last traded market prices) –Class A1 4.0736 6.7197 12.5108

Net assets attributable to unitholders per unit (at last traded market prices) –Class A2 8.6131 9.7641 17.7159

Net assets attributable to unitholders per unit (at last traded market prices) –Class A3 (HK$) - 77.1310 -

Net assets attributable to unitholders per unit (at last traded market prices) –Class I - - 15.6309


3

STATEMENTS OF FINANCIAL POSITION (UN-AUDITED) (CONTINUED)AS AT 30 JUNE 2012

MACQUARIE IPO CHINA CONCENTRATED CORE FUND

MACQUARIE IPO CHINA GATEWAY FUND

MACQUARIE ASIA NEW STARS FUND

30 June 2012US$

30 June 2012US$

30 June 2012US$

Assets Cash and cash equivalents 2,264,751 2,744,455 2,588,793Amounts receivable on subscription - 3,483 7,859Amounts due from brokers - - 154,204Amount receivable on unsettled foreign

exchange transactions - - 399,641Dividends receivable 296,327 492,296 59,268Other receivables 1 2 2Financial assets held at fair value

through profit or loss 30,926,960 54,578,778 39,195,733Total assets 33,488,039 57,819,014 42,405,500

LiabilitiesAmounts payable on redemption 59,072 320,238 -Amounts due to brokers 332,096 578,238 743,820Amount payable on unsettled foreign

exchange transactions - - 400,077Management fee payable 132,884 229,247 86,347Performance fee payable - - 2,004Administration fee payable 22,147 38,208 14,391Other payables 28,536 34,368 26,346

Total liabilities (excluding net assets attributable to unitholders) 574,735 1,200,299 1,272,985

Net assets attributable to unitholders 32,913,304 56,618,715 41,132,515

Represented by:Net assets attributable to unitholders

(at last traded market prices) 32,975,371 56,759,112 41,294,786Adjustment from last traded market prices

to bid market prices (62,067) (140,397) (162,271)

Number of units in issue – Class A1 9,109,362 9,827,657 317,787Number of units in issue – Class A2 316,459 311,161 1,242,146Number of units in issue – Class A3 - 2,866 -Number of units in issue – Class I - - 1,555,471Net assets attributable to unitholders per

unit (at last traded market prices) –Class A1 3.3724 5.5194 10.3156

Net assets attributable to unitholders per unit (at last traded market prices) –Class A2 7.1305 8.0201 14.6074

Net assets attributable to unitholders per unit (at last traded market prices) –Class A3 (HK$) - 63.3920 -

Net assets attributable to unitholders per unit (at last traded market prices) –Class I - - 12.7763


4

FOR THE PERIOD FROM 1 JULY 2012 TO 31 DECEMBER 2012

INVESTMENT PORTFOLIO (UN-AUDITED)

MACQUARIE IPO CHINA CONCENTRATED CORE FUND 31 Dec 2012 31 Dec 2012 31 Dec 2012

HoldingsFair value % of net

assetsInvestments – Listed US$

China

AGRICULTURAL BANK OF CHINA H SHS ORD CNY1 4,526,781 2,242,542 6.51%

CHINA MEDICAL SYSTEM HOLDINGS LTD ORD USD0.005 2,585,162 2,004,389 5.82%

CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 614,000 124,362 0.36%

CHINA QINFA GROUP LTD ORD HKD0.1 8,727,662 1,328,617 3.86%

CITIC SECURITIES CO LTD H SHR ORD CNY1 147,148 370,936 1.08%

HAITONG SECURITIES CO LTD H SHR ORD CNY1 1,057,624 1,801,047 5.23%

PRINCE FROG INTERNATIONAL HOLDINGS ORD HKD0.01 685,289 288,212 0.84%

REAL GOLD MINING LTD ORD HKD1 3,010,400 908,782 2.64%

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 2,538,653 1,375,538 4.00%

SIHUAN PHARMACEUTICAL HLDGS ORD HKD0.01 1,945,800 853,487 2.48%

SUN ART RETAIL GROUP LTD ORD HKD0.3 141,284 216,171 0.63%

WANT WANT CHINA HOLDINGS LTD ORD USD0.02 1,506,000 2,074,990 6.03%

XIAO NAN GUO RESTAURANTS HOLDINGS LTD ORD HKD0.01 1,700,000 289,496 0.84%

YUANDA CHINA HLDG LTD ORD HKD0.1 6,108,000 717,068 2.08%

ZHONGSHENG GROUP HOLDINGS LTD ORD HKD0.0001 301,466 455,034 1.32%

Hong Kong

AIA GROUP LTD ORD USD1 525,800 2,051,946 5.96%

BBMG CORP H SHS ORD CNY1 1,373,000 1,241,676 3.61%

CHINA HONGQIAO GROUP LTD ORD USD0.01 664,690 348,149 1.01%

CHINA MINSHENG BANKING CO LTD H SHR ORD CNY1 1,935,541 2,234,834 6.49%

CHINA PACIFIC INSURANCE (GR) CO LTD H SHS ORD CNY1 553,401 2,045,429 5.94%

CHINA SUNTIEN GREEN ENERGY CORP H SHR ORD CNY1 6,969,770 1,501,602 4.36%

CHINA VANADIUM TITANO - MAGNETITE ORD HKD0.1 4,417,783 1,042,978 3.03%

GUANGZHOU AUTOMOBILE GROUP CO LTD H SHR ORD CNY1 221,246 195,518 0.57%

GUOTAI JUNAN INTERNATIONAL HOLDINGS ORD HKD0.1 3,349,000 1,369,602 3.98%

MAN WAH HOLDINGS LTD ORD HKD0.4 890,000 740,576 2.15%

MIE HOLDINGS CORP ORD USD0.001 2,947,000 927,662 2.69%

SAMSONITE INTERNATIONAL ORD USD0.01 706,200 1,455,876 4.23%

SINOPHARM MEDICINE HOLDING CO LTD H SHR ORD CNY1 268,125 838,820 2.44%

TSUI WAH HOLDINGS LTD ORD HKD0.01 754,000 245,127 0.71%

ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO LTD H SHRS ORD CNY1 236,800 348,873 1.01%

ItalyPRADA HOLDING ORD NPV 224,319 2,132,816 6.20%

Total Investments 33,772,155 98.10%

Adjustment from bid market prices to last traded market prices 66,658 0.19%

Other net assets 590,064 1.71%

Net assets attributable to unitholders 34,428,877 100.00%

Total investments, at cost 33,495,918


5


INVESTMENT PORTFOLIO (UN-AUDITED) (CONTINUED)

MACQUARIE IPO CHINA GATEWAY FUND 31 Dec 2012 31 Dec 2012 31 Dec 2012



China

AGRICULTURAL BANK OF CHINA H SHS ORD CNY1 7,473,269 3,702,216 6.05%

CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 1,030,000 208,620 0.34%

CHINA QINFA GROUP LTD ORD HKD0.1 16,521,594 2,515,092 4.11%

CITIC SECURITIES CO LTD H SHR ORD CNY1 98,352 247,929 0.41%

HAITONG SECURITIES CO LTD H SHR ORD CNY1 2,291,176 3,901,685 6.38%

PRINCE FROG INTERNATIONAL HOLDINGS ORD HKD0.01 990,190 416,444 0.68%

REAL GOLD MINING LTD ORD HKD1 5,335,742 1,610,759 2.63%

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 4,054,850 2,197,070 3.59%

SUN ART RETAIL GROUP LTD ORD HKD0.3 242,816 371,520 0.61%

WANT WANT CHINA HOLDINGS LTD ORD USD0.02 2,565,000 3,534,097 5.78%

XIAO NAN GUO RESTAURANTS HOLDINGS LTD ORD HKD0.01 2,960,000 504,064 0.82%

YUANDA CHINA HLDG LTD ORD HKD0.1 10,394,000 1,220,236 2.00%

ZHONGSHENG GROUP HOLDINGS LTD ORD HKD0.0001 513,034 774,376 1.27%

Hong KongAIA GROUP LTD ORD USD1 720,800 2,812,937 4.60%

BBMG CORP H SHS ORD CNY1 1,175,500 1,063,067 1.74%

BOER POWER HOLDINGS LTD ORD HKD0.1 1,773,000 844,024 1.38%

CARPENTER TAN HOLDINGS LTD ORD HKD0.01 530,000 333,669 0.54%

CHINA HONGQIAO GROUP LTD ORD USD0.01 1,759,310 921,485 1.51%


CHINA MINSHENG BANKING CO LTD H SHR ORD CNY1 3,432,550 3,963,326 6.48%

CHINA PACIFIC INSURANCE (GR) CO LTD H SHS ORD CNY1 784,785 2,900,649 4.74%

CHINA SUNTIEN GREEN ENERGY CORP H SHR ORD CNY1 12,497,230 2,692,465 4.40%

CHINA VANADIUM TITANO - MAGNETITE ORD HKD0.1 6,290,023 1,484,989 2.43%


MAN WAH HOLDINGS LTD ORD HKD0.4 1,600,000 1,331,372 2.18%

MIE HOLDINGS CORP ORD USD0.001 4,921,000 1,549,041 2.53%

SAMSONITE INTERNATIONAL ORD USD0.01 1,185,300 2,443,571 4.00%

SIHUAN PHARMACEUTICAL HLDGS ORD HKD0.01 3,034,000 1,330,805 2.18%

SINOPHARM MEDICINE HOLDING CO LTD H SHR ORD CNY1 456,675 1,428,693 2.34%

TRAUSON HOLDINGS CO ORD HKD0.1 5,927,645 3,020,641 4.94%

TSUI WAH HOLDINGS LTD ORD HKD0.01 1,346,000 437,588 0.71%ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO LTD H SHRS ORD CNY1 201,240 296,483 0.48%

ItalyPRADA HOLDING ORD NPV 367,081 3,490,191 5.71%

TaiwanTPK HOLDING CO LTD ORD TWD10 32,656 576,977 0.94%



Other net assets 1,461,493 2.39%




6



MACQUARIE ASIA NEW STARS FUND 31 Dec 2012 31 Dec 2012 31 Dec 2012



Cayman Islands

LEE'S PHARMACEUTICAL HOLDINGS LTD ORD HKD0.05 375,000 241,892 0.48%

ChinaCHINA HONGQIAO GROUP LTD ORD USD0.01 832,000 435,782 0.87%


CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 819,495 165,984 0.33%

CHINA QINFA GROUP LTD ORD HKD0.1 5,082,118 773,654 1.54%

CHINA TAIPING INSURANCE HOLDINGS CO LTD ORD HKD0.05 913,000 1,849,227 3.68%

GREAT WALL MOTOR COMPANY LTD H SHRS ORD CNY1 733,750 2,290,780 4.56%

INTIME DEPARTMENT STORE GROUP CO LTD ORD USD0.00001 736,000 864,050 1.72%

REAL GOLD MINING LTD ORD HKD1 337,171 101,786 0.20%

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 672,006 364,118 0.72%

SINO BIOPHARMACEUTICAL LTD ORD HKD0.025 4,039,808 1,917,911 3.81%

Hong KongCHINA RESOURCES GAS GROUP LTD ORD HKD0.1 282,000 581,361 1.16%

CHINA SHANSHUI CEMENT GROUP CO LTD ORD USD0.01 2,958,000 2,159,904 4.30%

CHINA VANADIUM TITANO - MAGNETITE ORD HKD0.1 2,418,910 571,072 1.13%

GOLDEN EAGLE RETAIL GROUP LTD ORD HKD0.1 581,000 1,421,131 2.83%


MAN WAH HOLDINGS LTD ORD HKD0.4 1,256,800 1,045,793 2.08%

PHOENIX SATELLITE TELEVISION HLDGS ORD HKD0.1 2,430,000 786,864 1.56%

SA SA INTERNATIONAL HOLDINGS LTD ORD HKD0.1 2,066,000 1,695,147 3.37%

IndiaGLENMARK PHARMACEUTICALS LTD ORD INR1 (DEMAT) 100,019 965,043 1.92%

GUJARAT MINERAL DEV CORP LTD ORD INR2 (DEMAT) 215,054 840,509 1.67%

HAVELLS INDIA LIMITED ORD INR5 (DEMAT) 35,401 410,814 0.82%

IPCA LABORATORIES LTD DMT ORD INR2 43,184 408,821 0.81%

NIIT TECHNOLOGIES LTD ORD INR10 73,792 387,091 0.77%

YES BANK LTD ORD INR10 230,902 1,950,317 3.88%

IndonesiaARWANA CITRAMULIA ORD IDR50 (DEMAT) 6,481,816 1,089,494 2.17%

BANK PEMBANGUNAN DAERAH JAWA ORD IDR250 9,982,074 1,087,485 2.16%

PT MATAHARI PUTRA PRIMA TBK (DEMAT) ORD IDR50 2,599,842 310,211 0.62%

TEMPO SCAN PACIFIC ORD IDR 50 1,052,703 401,399 0.80%

KoreaDONGBU INSURANCE CO LTD ORD KRW500 18,027 762,561 1.52%

GRAND KOREA LEISURE CO LTD ORD KRW500 10,113 271,455 0.54%

HYUNDAI GREENFOOD CO LTD ORD KRW500 75,702 1,205,728 2.40%

HYUNDAI HOME SHOPPING NETWORK CORP ORD KRW5000 2,726 309,033 0.62%

HYUNDAI MARINE & FIRE INSURANCE CO LTD ORD KRW500 14,460 449,779 0.89%

SOULBRAIN CO LTD ORD KRW500 33,009 1,438,065 2.86%


7



MACQUARIE ASIA NEW STARS FUND 31 Dec 2012 31 Dec 2012 31 Dec 2012



Malaysia

MAH SING GROUP ORD MYR0.5 700,800 471,858 0.94%

PhilippinesMANILA WATER COMPANY ORD PHP1 1,958,500 1,523,225 3.03%

SECURITY BANK CORP ORD PHP10 403,528 1,532,385 3.05%

SEMIRARA MINING CORPORATION ORD PHP1 177,629 1,008,351 2.01%

SingaporeEZION HOLDINGS LTD ORD NPV 1,172,075 1,615,366 3.21%

OSIM INTERNATIONAL LTD ORD SGD0.05 1,058,404 1,493,331 2.97%

TaiwanAPEX BIOTECHNOLOGY ORD TWD10 117,365 302,760 0.60%

CHAILEASE HOLDING CO LTD TWD10 366,000 838,264 1.67%

RADIANT OPTO-ELECTRONICS CORP ORD TWD10 160,920 662,302 1.31%

ST SHINE OPTICAL CO LTD ORD TWD10 115,161 1,753,097 3.49%

ThailandCENTRAL PLAZA HOTEL PCL ORD THB1 (FR) 1,424,569 1,210,023 2.41%

JASMINE INTERNATIONAL PCL ORD THB0.5 (FR) 14,522,265 2,538,194 5.05%

SAMUI AIRPORT PROPERTY FUND (LR) 1,494,400 820,187 1.63%

SINO THAI ENGINEERING & CONSTRUCTION PCL ORD THB1 (FR) 773,900 669,988 1.33%

United States of AmericaHOLLYSYS AUTOMATION TECHNOLOGIES LTD COM USD0.0001 44,798 531,304 1.06%



Other net assets 1,004,743 2.00%




8


STATEMENT OF MOVEMENTS IN INVESTMENT PORTFOLIO (UN-AUDITED)

MACQUARIE IPO CHINA CONCENTRATED CORE FUND 1 Jul 2012 Period from 1 Jul 2012 to 31 Dec 2012 31 Dec 2012

Investments – Listed Opening balance Additions Disposals Closing Balance

China

AGRICULTURAL BANK OF CHINA H SHS ORD CNY1 4,526,781 - - 4,526,781

CHINA MEDICAL SYSTEM HOLDINGS LTD ORD USD0.005 1,621,679 963,483 - 2,585,162

CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 614,000 - - 614,000

CHINA QINFA GROUP LTD ORD HKD0.1 9,161,662 - (434,000) 8,727,662

CITIC SECURITIES CO LTD H SHR ORD CNY1 147,148 - - 147,148

E-HOUSE CHINA HOLDINGS ADR (ONE ADS REPS 1 ORD SHRS) 68,013 - (68,013) -

HAITONG SECURITIES CO LTD H SHR ORD CNY1 1,057,624 - - 1,057,624

PRINCE FROG INTERNATIONAL HOLDINGS ORD HKD0.01 1,693,852 - (1,008,563) 685,289

REAL GOLD MINING LTD ORD HKD1 3,010,400 - - 3,010,400

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 2,538,653 - - 2,538,653

SIHUAN PHARMACEUTICAL HLDGS ORD HKD0.01 2,166,300 - (220,500) 1,945,800

SUN ART RETAIL GROUP LTD ORD HKD0.3 141,284 - - 141,284

WANT WANT CHINA HOLDINGS LTD ORD USD0.02 2,010,000 - (504,000) 1,506,000

XIAO NAN GUO RESTAURANTS HOLDINGS LTD ORD HKD0.01 1,700,000 - - 1,700,000

YUANDA CHINA HLDG LTD ORD HKD0.1 8,594,000 - (2,486,000) 6,108,000

ZHONGSHENG GROUP HOLDINGS LTD ORD HKD0.0001 440,522 - (139,056) 301,466

Hong Kong

AIA GROUP LTD ORD USD1 565,600 - (39,800) 525,800

BBMG CORP H SHS ORD CNY1 830,000 543,000 - 1,373,000

CHINA HIGH PRECISION AUTOMATION GROUP LTD ORD HKD0.1 772,000 - (772,000) -

CHINA HONGQIAO GROUP LTD ORD USD0.01 664,690 - - 664,690

CHINA MINSHENG BANKING CO LTD H SHR ORD CNY1 2,504,041 - (568,500) 1,935,541

CHINA PACIFIC INSURANCE (GR) CO LTD H SHS ORD CNY1 644,009 - (90,608) 553,401

CHINA SHANSHUI CEMENT GROUP CO LTD ORD USD0.01 552,000 - (552,000) -

CHINA SUNTIEN GREEN ENERGY CORP H SHR ORD CNY1 6,969,770 - - 6,969,770

CHINA VANADIUM TITANO - MAGNETITE ORD HKD0.1 4,417,783 - - 4,417,783

DAH CHONG HONG ORD HKD0.15 1,055,000 - (1,055,000) -GUANGZHOU AUTOMOBILE GROUP CO LTD H SHR ORD CNY1 221,246 - - 221,246

GUOTAI JUNAN INTERNATIONAL HOLDINGS ORD HKD0.1 3,795,000 - (446,000) 3,349,000

MAN WAH HOLDINGS LTD ORD HKD0.4 - 890,000 - 890,000

MIE HOLDINGS CORP ORD USD0.001 2,947,000 - - 2,947,000

SAMSONITE INTERNATIONAL ORD USD0.01 706,200 - - 706,200SINOPHARM MEDICINE HOLDING CO LTD H SHR ORD CNY1 204,541 63,584 - 268,125

TSUI WAH HOLDINGS LTD ORD HKD0.01 - 754,000 - 754,000ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO LTD H SHRS ORD CNY1 236,800 - - 236,800


9


STATEMENT OF MOVEMENTS IN INVESTMENT PORTFOLIO (UN-AUDITED) (CONTINUED)

MACQUARIE IPO CHINA CONCENTRATED CORE FUND 1 Jul 2012 Period from 1 Jul 2012 to 31 Dec 2012 31 Dec 2012


Italy

PRADA HOLDING ORD NPV 224,319 - - 224,319

United States of AmericaCHINA XINIYA FASHION LTD ADR (1 ADR REPS 4 ORD SHS) 351,375 - (351,375) -

SHANGPHARMA CORP ADR (1 ADR REPS 18 ORD SHS) 54,001 - (54,001) -


10



MACQUARIE IPO CHINA GATEWAY FUND 1 Jul 2012 Period from 1 Jul 2012 to 31 Dec 2012 31 Dec 2012


China

AGRICULTURAL BANK OF CHINA H SHS ORD CNY1 7,473,269 - - 7,473,269

CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 1,030,000 - - 1,030,000

CHINA QINFA GROUP LTD ORD HKD0.1 17,327,594 - (806,000) 16,521,594

CITIC SECURITIES CO LTD H SHR ORD CNY1 98,352 - - 98,352E-HOUSE CHINA HOLDINGS ADR (ONE ADS REPS 1 ORD SHRS) 109,950 - (109,950) -

HAITONG SECURITIES CO LTD H SHR ORD CNY1 2,291,176 - - 2,291,176

PRINCE FROG INTERNATIONAL HOLDINGS ORD HKD0.01 1,615,400 - (625,210) 990,190

REAL GOLD MINING LTD ORD HKD1 5,335,742 - - 5,335,742

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 4,054,850 - - 4,054,850

SUN ART RETAIL GROUP LTD ORD HKD0.3 242,816 - - 242,816

WANT WANT CHINA HOLDINGS LTD ORD USD0.02 3,462,000 - (897,000) 2,565,000XIAO NAN GUO RESTAURANTS HOLDINGS LTD ORD HKD0.01 2,960,000 - - 2,960,000

YUANDA CHINA HLDG LTD ORD HKD0.1 14,424,000 - (4,030,000) 10,394,000

ZHONGSHENG GROUP HOLDINGS LTD ORD HKD0.0001 762,978 - (249,944) 513,034

Hong Kong

AIA GROUP LTD ORD USD1 720,800 - - 720,800

BBMG CORP H SHS ORD CNY1 859,500 316,000 - 1,175,500

BOER POWER HOLDINGS LTD ORD HKD0.1 1,773,000 - - 1,773,000

CARPENTER TAN HOLDINGS LTD ORD HKD0.01 530,000 - - 530,000CHINA HIGH PRECISION AUTOMATION GROUP LTD ORD HKD0.1 1,366,000 - (1,366,000) -

CHINA HONGQIAO GROUP LTD ORD USD0.01 1,759,310 - - 1,759,310

CHINA MEDICAL SYSTEM HOLDINGS LTD ORD USD0.005 2,812,821 1,169,655 - 3,982,476

CHINA MINSHENG BANKING CO LTD H SHR ORD CNY1 4,128,550 - (696,000) 3,432,550CHINA PACIFIC INSURANCE (GR) CO LTD H SHS ORD CNY1 870,777 - (85,992) 784,785

CHINA SHANSHUI CEMENT GROUP CO LTD ORD USD0.01 793,000 - (793,000) -

CHINA SUNTIEN GREEN ENERGY CORP H SHR ORD CNY1 12,497,230 - - 12,497,230


DAH CHONG HONG ORD HKD0.15 2,027,000 - (2,027,000) -

GUOTAI JUNAN INTERNATIONAL HOLDINGS ORD HKD0.1 6,521,000 - (828,000) 5,693,000

MAN WAH HOLDINGS LTD ORD HKD0.4 - 1,600,000 - 1,600,000

MIE HOLDINGS CORP ORD USD0.001 4,921,000 - - 4,921,000

SAMSONITE INTERNATIONAL ORD USD0.01 1,185,300 - - 1,185,300

SIHUAN PHARMACEUTICAL HLDGS ORD HKD0.01 3,635,500 - (601,500) 3,034,000SINOPHARM MEDICINE HOLDING CO LTD H SHR ORD CNY1 351,459 105,216 - 456,675

TRAUSON HOLDINGS CO ORD HKD0.1 6,979,645 - (1,052,000) 5,927,645

TSUI WAH HOLDINGS LTD ORD HKD0.01 - 1,346,000 - 1,346,000ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO LTD H SHRS ORD CNY1 201,240 - - 201,240


11



MACQUARIE IPO CHINA GATEWAY FUND 1 Jul 2012 Period from 1 Jul 2012 to 31 Dec 2012 31 Dec 2012


Italy

PRADA HOLDING ORD NPV 367,081 - - 367,081

Taiwan

TPK HOLDING CO LTD ORD TWD10 32,656 - - 32,656

United States of AmericaCHINA XINIYA FASHION LTD ADR (1 ADR REPS 4 ORD SHS) 795,760 - (795,760) -

SHANGPHARMA CORP ADR (1 ADR REPS 18 ORD SHS) 101,281 - (101,281) -


12



MACQUARIE ASIA NEW STARS FUND 1 Jul 2012 Period from 1 Jul 2012 to 31 Dec 2012 31 Dec 2012


Cayman Islands

LEE'S PHARMACEUTICAL HOLDINGS LTD ORD HKD0.05 - 375,000 - 375,000

China

CHINA HONGQIAO GROUP LTD ORD USD0.01 832,000 - - 832,000

CHINA MEDICAL SYSTEM HOLDINGS LTD ORD USD0.005 - 1,687,533 - 1,687,533

CHINA POLYMETALLIC MINING LTD ORD HKD0.00001 335,000 484,495 - 819,495

CHINA QINFA GROUP LTD ORD HKD0.1 4,602,118 480,000 - 5,082,118CHINA TAIPING INSURANCE HOLDINGS CO LTD ORD HKD0.05 611,000 302,000 - 913,000

GREAT WALL MOTOR COMPANY LTD H SHRS ORD CNY1 959,750 - (226,000) 733,750

INTIME DEPARTMENT STORE GROUP CO LTD ORD USD0.00001 - 1,153,000 (417,000) 736,000

PRINCE FROG INTERNATIONAL HOLDINGS ORD HKD0.01 1,591,258 254,250 (1,845,508) -

REAL GOLD MINING LTD ORD HKD1 337,171 - - 337,171

SHENGUAN HOLDINGS GROUP LTD ORD HKD0.01 2,315,618 - (1,643,612) 672,006

SINO BIOPHARMACEUTICAL LTD ORD HKD0.025 4,140,943 388,865 (490,000) 4,039,808

UNI PRESIDENT CHINA HOLDINGS ORD HKD0.01 - 610,000 (610,000) -

WUMART STORES INC H SHRS ORD CNY1 392,500 - (392,500) -

YUANDA CHINA HLDG LTD ORD HKD0.1 2,416,000 - (2,416,000) -

ZHONGSHENG GROUP HOLDINGS LTD ORD HKD0.0001 258,200 - (258,200) -

Hong Kong

BBMG CORP H SHS ORD CNY1 488,500 1,264,000 (1,752,500) -

CHINA HIGH PRECISION AUTOMATION GROUP LTD ORD HKD0.1 405,266 - (405,266) -

CHINA RESOURCES GAS GROUP LTD ORD HKD0.1 282,000 - - 282,000

CHINA SHANSHUI CEMENT GROUP CO LTD ORD USD0.01 730,000 2,958,000 (730,000) 2,958,000


CSI PROPERTIES LIMITED ORD HKD0.008 1,110,000 5,870,000 (6,980,000) -

DAH CHONG HONG ORD HKD0.15 1,022,000 - (1,022,000) -

GOLDEN EAGLE RETAIL GROUP LTD ORD HKD0.1 144,000 437,000 - 581,000

GUOTAI JUNAN INTERNATIONAL HOLDINGS ORD HKD0.1 2,406,000 1,003,000 (265,927) 3,143,073

MAN WAH HOLDINGS LTD ORD HKD0.4 - 1,256,800 - 1,256,800

PHOENIX SATELLITE TELEVISION HLDGS ORD HKD0.1 1,190,000 1,240,000 - 2,430,000

SA SA INTERNATIONAL HOLDINGS LTD ORD HKD0.1 - 2,066,000 - 2,066,000

SHOUGANG FUSHAN RESOURCES GROUP LTD ORD HKD0.1 5,773,471 - (5,773,471) -

SIHUAN PHARMACEUTICAL HLDGS ORD HKD0.01 763,700 - (763,700) -

SINGAMAS CONTAINER HLDGS LTD ORD HKD0.1 1,660,480 281,777 (1,942,257) -

SKYWORTH DIGITAL HOLDINGS LTD ORD HKD0.1 723,648 - (723,648) -

TCC INTERNATIONAL HOLDINGS LIMITED ORD HKD0.1 70,000 - (70,000) -


13





India

AMTEK AUTO LTD ORD INR2 (DEMAT) 113,108 - (113,108) -

APOLLO HOSPITALS ENTERPRISE LTD ORD INR5 (DEMAT) 8,935 - (8,935) -

GLENMARK PHARMACEUTICALS LTD ORD INR1 (DEMAT) 201,325 9,000 (110,306) 100,019

GUJARAT MINERAL DEV CORP LTD ORD INR2 (DEMAT) - 215,054 - 215,054

HAVELLS INDIA LIMITED ORD INR5 (DEMAT) 61,948 12,947 (39,494) 35,401

IPCA LABORATORIES LTD DMT ORD INR2 34,529 51,772 (43,117) 43,184

NIIT TECHNOLOGIES LTD ORD INR10 - 73,792 - 73,792

YES BANK LTD ORD INR10 265,402 8,700 (43,200) 230,902

Indonesia

ACE HARDWARE INDONESIA ORD IDR100 759,455 8,870,545 (9,630,000) -

ARWANA CITRAMULIA ORD IDR50 (DEMAT) - 6,481,816 - 6,481,816

BANK PEMBANGUNAN DAERAH JAWA ORD IDR250 - 9,982,074 - 9,982,074

HARUM ENERGY ORD IDR100 409,077 - (409,077) -

MITRA ADIPERKASA TBK PT ORD IDR500 1,653,000 161,000 (1,814,000) -

NIPPON INDOSARI CORPINDO ORD IDR100 63,500 245,333 (308,833) -

PETROSEA ORD IDR50 1,029,500 - (1,029,500) -

PT MATAHARI PUTRA PRIMA TBK (DEMAT) ORD IDR50 - 7,138,684 (4,538,842) 2,599,842

SAKARI RESOURCES LTD ORD NPV 187,000 - (187,000) -

TEMPO SCAN PACIFIC ORD IDR 50 685,618 367,085 - 1,052,703

Korea

DONGBU INSURANCE CO LTD ORD KRW500 26,127 10,100 (18,200) 18,027

GRAND KOREA LEISURE CO LTD ORD KRW500 77,243 - (67,130) 10,113

HYUNDAI DEPARTMENT STORE CO LTD ORD KRW5000 5,267 - (5,267) -

HYUNDAI GREENFOOD CO LTD ORD KRW500 105,372 - (29,670) 75,702

HYUNDAI HOME SHOPPING NETWORK CORP ORD KRW5000 14,954 - (12,228) 2,726

HYUNDAI MARINE & FIRE INSURANCE CO LTD ORD KRW500 39,110 580 (25,230) 14,460

SOULBRAIN CO LTD ORD KRW500 - 33,009 - 33,009

Malaysia

MAH SING GROUP ORD MYR0.5 - 700,800 - 700,800

QSR BRANDS BHD ORD MYR1 126,000 - (126,000) -

Philippines

MANILA WATER COMPANY ORD PHP1 1,887,500 71,000 - 1,958,500

SECURITY BANK CORP ORD PHP10 323,332 80,196 - 403,528

SEMIRARA MINING CORPORATION ORD PHP1 335,320 - (157,691) 177,629

Singapore

EZION HOLDINGS LTD ORD NPV 513,000 659,075 - 1,172,075OSIM INTERNATIONAL LTD ORD SGD0.05 - 1,058,404 - 1,058,404


14





Taiwan

APEX BIOTECHNOLOGY CORP NIL PAID RTS 17/09/2012 - 2,876 (2,876) -

APEX BIOTECHNOLOGY ORD TWD10 256,751 26,876 (166,262) 117,365

CATCHER TECHNOLOGY CO LTD ORD TWD10 273,000 - (273,000) -

CHAILEASE HOLDING CO LTD TWD10 200,000 166,000 - 366,000

RADIANT OPTO-ELECTRONICS CORP ORD TWD10 164,000 186,920 (190,000) 160,920

ST SHINE OPTICAL CO LTD ORD TWD10 60,077 55,084 - 115,161

TPK HOLDING CO LTD ORD TWD10 36,284 - (36,284) -

Thailand

CENTRAL PLAZA HOTEL PCL ORD THB1 (FR) - 1,424,569 - 1,424,569

CENTRAL PLAZA HOTEL PCL ORD THB1 (LR) - 1,320,315 (1,320,315) -

HOME PRODUCTS CENTRE PCL ORD THB1 (FR) 813,474 - (813,474) -

JASMINE INTERNATIONAL PCL ORD THB0.5 (FR) - 14,522,265 - 14,522,265

ROBINSON DEPARTMENT STORE PCL ORD THB3.55 (FR) 183,985 - (183,985) -

SAMUI AIRPORT PROPERTY FUND (LR) - 1,494,400 - 1,494,400

SINO THAI ENGINEERING & CONSTRUCTION PCL ORD THB 1 (LR) - 455,600 (455,600) -

SINO THAI ENGINEERING & CONSTRUCTION PCL ORD THB1 (FR) - 773,900 - 773,900

United States of America

HOLLYSYS AUTOMATION TECHNOLOGIES LTD COM USD0.0001 - 44,798 - 44,798


15


PERFORMANCE RECORD (UN-AUDITED)

a) Net asset value

At end of the financial period dated 31 December 2012 Total net asset valueUS$

Net asset value per unit (cum distribution)

Macquarie IPO China Concentrated Core Fund 34,428,877 Class A1: US$4.0736Class A2: US$8.6131

Macquarie IPO China Gateway Fund 61,154,582 Class A1: US$6.7197Class A2: US$9.7641

Class A3: HK$77.1310Macquarie Asia New Stars Fund 50,264,832 Class A1: US$12.5108

Class A2: US$17.7159Class I: US$15.6309

b) Performance record

Financial period ended 31 December 2012 Highest issue price per unit Lowest redemption price per unit

Macquarie IPO China Concentrated Core Fund Class A1: US$4.074Class A2: US$8.614

Class A1: US$3.132Class A2: US$6.623

Macquarie IPO China Gateway Fund Class A1: US$6.720Class A2: US$9.764

Class A3: HK$77.131

Class A1: US$5.138Class A2: US$7.466

Class A3: HK$59.016Macquarie Asia New Stars Fund Class A1: US$12.511

Class A2: US$17.716Class I: US$15.631

Class A1: US$ 9.971Class A2: US$14.119

Class I: US$12.365

macquarie unit trust series the period from 1 july … · macquarie unit trust series 4 for the...

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