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Los Angeles City Ethics Commission

October 30, 2015

The Honorable City Council c/o Holly Wolcott, City Clerk 200 North Spring Street City Hall - 3rd Floor Los Angeles CA 90012

Council File Number 15-1233Re:Appointment of Brian Pendleton to the Board of Fire and Police Pension Commissioners

FOR COUNCIL CONSIDERATION

Dear Councilmembers:

Brian Pendleton was appointed by the Mayor to Board of Fire and Police Pension Commissioners on October 15, 2015. The Ethics Commission received Mr. Pendleton’s pre­confirmation financial disclosure statement on October 29, 2015. In compliance with Los Angeles Municipal Code § 49.5.10, a copy of Mr. Pendleton’s financial disclosure statement is enclosed.

If you have questions, please feel free to contact me at (213) 978-1960.

Sincerely,

U.

Alexandria Latragna Senior Ethics Analyst

lr

Enclosures:CA Form 700 CEC Form 60 \

Mayor Eric Garcetticc:

200 North Spring Street, Suite 2410 • Los Angeles CA 90012 • phone (213) 978-1960 » fax (213) 978-1988 • ethics.lacity.org

LOS ANGELES CITYETHI<§£i§OiUM48Sa0N

0-- U, . OnyCALIFORNIA FORM 700 STATEMENT OF ECONOMIC INTERESTSOCT 2 9 2015FAIR POLITICAL PRACTICES COMMISSION

A PUBLIC DOCUMENT COVER PAGEP/ease type or print in ink. RFCEIVED

(FIRST) (MIDDLE)NAME OF FILER

Pendleton(LAST)

Brian

1. Office, Agency, or CourtAgency NameBoard of Fire and Police Pension Commissioners

Your Position Commissioner

Division, Board, Department, District, if applicable

► If filing for multiple positions, list below or on an attachment.

Position:Agency:

2. Jurisdiction Of Office (Check at least one box)

F] State

[H Multi-County_______ _________________________

M City of

□ Judge or Court Commissioner (Statewide Jurisdiction)

□ County of_________________________ ________

□ Other_____________________________________Los Angeles

3. Type Of Statement (Check at least one box)

□ Annual: The period covered is January 1, 2013, through December 31, 2013,

The period covered is _December 31, 2013.

CH Assuming Office: Date assumed

□ Leaving Office: Date Left (Check one)

O The period covered is January 1, 2013, through the date of leaving office.

O The period covered is__the date of leaving office.

y.

-or-J_____ L through

7. y. throughy. y.

Pre-confirmation (Date appointed or reappointed)

4. Schedule SummaryCheck applicable schedules or "None. ► Total number of pages including this cover page:__________

§fl Schedule C - Income, Loans, & Business Positions - schedule attached

Q] Schedule D - Income - Gifts - schedule attachedl~1 Schedule E - Income - Gifts - Travel Payments - schedule attached

§§ Schedule A-1 - Investments - schedule attached

§5 Schedule A-2 - Investments - schedule attached

□ Schedule B - Reai Property - schedule attached

-or-□ None - No reportable interests on any schedule

5. VerificationSTATEMAILING ADDRESS CITYSTREET

(Business o, Agency Address Recommended - Public DocumentIZIP CODE

E-MAIL ADDRESS (OPTIONAL)DAYTIME TELEPHONE NUMBER

i have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained herein and in any attached schedules is true and complete. ! acknowledge this is a public document.

I certify under penalty of perjury under the laws of the State of California that tl

IQ iZLrdJZ(month, day year)

SignatureDate Signed

FPPC Form 700 (2011/2012) FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov

r 700SCHEDULE A-1CALIFORNIA FORM

InvestmentsStocks, Bonds, and Other Interests (Ownership Interest is Less Than 1 D%) Do not attach brokerage or financial statements.

inc*i practicf: ccmmvmn

j__ Name

<BLUE> is a required field

NATURE OF INVESTMENT fS&teer from dlxp 4mm but

if''other* 40iU>.iba)if APFtlCAQlE. UST DATE

(romfc‘,V2014)/aoutinsfi raspoetoGENERiV. tiESCRIPTjr*.- OF

THIS BUSINESS ACTIVITYFA'R. MARKET VALUE

(Safest hvm rfivv rtown bat)NAJffi OF BUSINESS ENTITY

Energy LP - ATLAS ENERGY GROUP LLC

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CUM RFDMBLF PFD STK 6.00% PERPETUAL

Energy 52,000 - £10,000 stockfmrmsss Stock"

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CUM PFD STK 5.625% PERPETUAL

'mssrmm—'Capital Markets’

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----------£i3W"Ti<5OT--------Stock*"Preferred" Slock -PFD SHRS 06.500% PERPETUAL

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"Stock*Teferr latec trieSUB DEBENTURES 05.250% DEC 01 2062

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FPPC Form 700<Z014/Z015t Sch. A-1*FPPC Toll Free Helpline: 866/ASK-FPPC www.fppc.ca.jov

SCHEDULE A-1 700CALIFORNIA FORMInvestments

Stocks, Bonds, and Other Interests

(Ownership Interest is Less Than 10%)Do not attach brokerage or financial statements.

MM n I MM! MkCtl f

Name

J

<BtU€> b a required field

NATURE OP INVES VH.-NT (Stded (mm drop drnvn '

IF APH -ASLE, UST RA'IE tm rfdd/2014)

ClNEFU’ CotSCi.IPTiON OF THIS BUSINESS ACTIVITY

FiMlS IiViRKET VALUE (Seiua fmin drop down lid)

OF BUSINESS ENTITYif "0<her* deaenbe' •'iOQUtRi I*

Slock - LAMAR ADVERTISING CO-A “Corp Bond - (^'h"mi7§AClT^T^©u^TNSSUBORDINATED SER M VAR% PERPETUAL

--------- --SUBORDNTD SER V GLR VAR% PERPETUAL

-----------------------------------------------WewiFi'WKgmmm ptorstp— ■ST^“v^AF3Nr^^^r(5TH?i’ADR------^0 rgy'l. p‘-^^LAR TTJ^^frfrTERsTP^^^"

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"dom'putefT^oiiimuri icafion' $TolA0T -”JTd6"6Sd “StocirJia 53^335Energy Stock*

'Stock"fio.oonroOT "STock"Energy

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fROrSTJBSfiBWgE m.m-Mhm' Stocktanks- jalM VAR% PERPE1UAL

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FPPC Form 700 (2014/2015) 5ch. A-1*FPPC Toll Free Helpline: 866/ASK-FPPC www.fppc.ce.gow

700SCHEDULE A-1 iCALIFORNIA FORMr*ai»<H<nou p**ci'cficcn*5fwInvestments

Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%) Do not attach brokerage or financial statements.

LName

<BLUE> is a required field

NATURE OF INVESTMENT IP APPLICABLE, LIST DATE (mmMdF2tH4>GENERAL DESCRIPTION Of

THIS BUSINESS ACTIVITYFAS < MARKET VAL1T5

(Seteci from drxjfj down i m.NAME OF BUSINESS ENTITY tSateol from time cfoew teIf "Other" describe} ACQUIRED r SPOQEO

Sector Fund - FIRST TR NEW OPPORTUNITIES MLP Energy AND EN

$10,001 -$100,000 Slock 7/8/15

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FD INC

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'SiZSSjSoTi'6oo750o stock'’TfOTTTOTffiS—

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FPPC Form 700 12014/2015) Sch. A-lxFPPC Toll-Free HalpllriB: B66/A5K-FPPC www.fppc.cs.gov

700Investments, Income, and Assets

of Business Entities/Trusts(Ownership Interest is 10% or Greater)

SCHEDULE A-2 CALIFORNIA FORMFAIR POLITICAL PRACTICES COMMISSION

<BLUE> is a required field Name

* Select from drop down list

3. Sources of Income of $10,000 ©t more

2 Grcas Income Received

4. investments or Interests In Real Property Meld by tbe Business Entity or Trust (Use a separate fine foi each investment real property interest.)

1 business Entity or Trust

INCLUDE YOUR PRO RATA SHARE OF

CROSS INCOME

NAME AND ADDRESS OF BUSINESS ENTITY OR TRUST

('Business Address Acceptable)(If Trust, go to 2)

LIST DATEFAIR MARKET ACQUIRED OR __

DISPOSED (mm/dd/2014) U

NATURE OFINVESTMENT YOUR BUSINESS

(it "other," describe)*

LIST SINGLE SOURCES OF

INCOME OF 510,000 OR MORE

INVESTMENT-BUSINESS

REAL PROPERTY- LIST PRECISE

LIST DATEFAIR MARKET ACQUIRED OR *

VALUE*

NATURE OF INTEREST (if "other," describe)*

GENERAL DESCRIPTION OF

BUSINESS ACTIVITYor

VALUE* POSITION FNTI1Y/NAME, AND LOCATION OF REAL BUSINESS ACTIVITY

DISPOSED p (mm/dd/2014) UTO PROPERTY

ENTITY/TRUST*

"B’ria7)'Pen3Teton"£ Chad ColHrn an Trust

$0-$499

iHoi dTngCompany^fiverH igH FIVa Group" IncT "3tock" "’"PresidenT GrrTmF orceH ol ding”,'

LLC - Holding Company

Holding Company

"Sver"”**”*’*$1,000,000

fvtern’bership"interest$1,000,000

■joTSnfraraor:Holding Company Over"OmniForce Holdings, LLC 6vernrnn,nr$1,000,000

MembershipInterest

President MembershipInterest$1,000,000

PresidentMembershipInterest

Over$100,000 Members)Interest

tine /er)mni Force, CauseForce, LLC - Fundraising, Consulting Services

RaceFarcerbt-^-~^Fundraising, Consulting Services

S$5 f^ro3uctSo n sTTric ” Video Production Service

>ver$1,000,000 $1,000,000

4.rHoldm"gTom"pany*,J,5ver' Tvfernbership'Interest

*OverTf55',Q^5'TSmniPorce'LLc" President' Members)Interest

X$1,000,000 $1,000,000

TloIHjng^ompany "CveT ’ M"erfiHership"vut""Presiden tInterest

TJveT'n^*"$1,000,000

Stock"TSrnmTorceTrLcr I$1,000,000 !

1° "ProjeSISpbririLUC *

Fundraising, Consulting Services

TToTdTfi g "Co mpany Over "KTernBersKip^ ” ~FresidenT Interest

"PfaceKorce! lL"£.... "Over$1,000.000

iml irsfl Interest$1,000,000

iTlSTdmg^brnpany^Sver-RaceForce," LLC* Pacific Shoreline

Marathon, LLCOver$1,000,000

MembershipInterest

PresidentMembershipInterest$1,000,000

FPPC Form 700 (2014/2015) Sch. A-2xFPPC Toll-Free Helpline: 866/A5K-FPPC www.fppc.ca.gov

700SCHEDULE CIncome, Loans, & Business

Positions

(Other than Gifts and travel Payments)

CALIFORNIA FORMFAIR POLITICAL PRACTICES COMMISSION

Name

"You are not required to report loans from commerciai lending institutions, or any Indebtedness created as part of a retail installment or credit card transaction, made in the lender's regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender's regular course of business must be disclosed as follows:

<BI.UE> is a required field

* Select from drop down list

1 Income Received 2 Loans Received or Outstanding

NAME AND ADDRESS OF

LENDER’' (Business Address Acceptable) AND

GUARANTOR, IF ANY

CONSIDERATION FOR WHICH INCOME WAS

RECEIVED’(if "other," describe)

GROSSINCOME

RECEIVED’

INTERESTRATE

SECURITY FOR LOAN REAL PROPERTY ADDRESS/OTHER

INFORMATION*

NAME AND ADDRESS OF SOURCE

BUSINESS ACTIVITY, IF ANY

YOUR BUSINESS POSITION

BUSINESS ACTIVITY, IF ANY

HIGHESTBALANCE’

TERM(Mos/Yrs)

(%)

CauseForce, LLC,7080 Hollywood Blvd Consulting# 4, Los Angeles, CA Services90028 _____ _______________CauseForce, LLC,7080 Hollywood Blvd Consulting# 4, Los Angeles, CA Services 90028

Fundraising, President (Brian) Over$100,000

Salary

^hief^reative' Officer (Chad)

Fundraising, Over$100,000

Spouse's or registered

domestic partner's

income

FPPC Form 700 (2014/2015) Sch. Cx

FPPC Toll-Free Helpline: 866/ASK-FPPC www.fppc.ca.gov

Restricted Source Financial Disclosure Statement

CEC Form 60

City Ethics Commission 200 N Spring Street City Hall — 24th Floor Los Angeles, CA 90012 Mail Stop 129 (213) 978-1960

fellitElected City officials, general managers and chief administrative officers of City agencies, members of City boards and commissions, and individuals nominated to positions subject to City Council approval must file this form in conjunction with the state Form 700. Please refer to the attached instructions for additional information.

0 Original Filing Q Amended Filing (original filed on____ /____ /20.2

Total Pages:_____---------LOO ANGELES CITY

ETHICS COMMISSIO JName:(Last, First, Middle)

Pendleton, BrianOCT 2 9 Z0I5| Position:Agency: CommissionerBoard of Fire and Police Pension Commissioners

RECEIVEDEmail:Phone:

/ 20 151510□ Pre-confirmation

[~~l Assuming Office

l~~1 Annual H Leaving Office

Date of nomination:

First day in position:

____ /_____ / 20_

Last day in office:

Type of Statement:15/ 20.

14 through December 31, 20 ^4

_/____/20.____

I had the following interests associated with restricted sources during this reporting period:

□ 1. REAL PROPERTY

The following interest in real property was leased from or to, co-owned by, purchased from, or sold to a restricted source.

Name of restricted source: ___________________________________________________________________________

Address of restricted source: _____ ____________________________________________________________________

Address or assessor's parcel number of real property:______________________________________________________

Interest co-owned/purchased/sold by/leased by or to: □ Me □ My spouse/registered domestic partnerH My dependent child

Interest was: □ Leased □ Co-owned □ Purchased (date:___/___ / 20___ ) □ Sold (date:___ /___ / 20___ )

Nature of interest: □ Ownership/Deed or Trust □ Easement □ Leasehold (years remaining:.[~l Other:______________________________________________________

Value of interest: □ $2,000-$10,000 □ $10,001—$100,000 □ $100,001-$1,000,000 □ Over $1,000,000

Do you have additional real property interests to report? □ No □ Yss, and

□ 2. INVESTMENTS

The following investments (other than real property) were co-owned by, purchased from, or sold to a restricted source.

Name of restricted source: ___________________________________________________________________________

Address of restricted source: _________________________________________________________________________

Name of investment: ________________________________________________________________________________

Nature of investment: CD Stock □ Partnership □ Other____________________________________________

Investment co-owned/purchased/soid by: □ Me □ My spouse/registered domestic partner CD My dependent child

Investment was: CD Co-owned CD Purchased (date:___/___ / 20___ ) CD Sold (date:___ /___ / 20___ )

Value of investment: □ $2,000—$10,000 □$10,001—$100,000 □$100,001—$1,000,000 □ Over $1,000,000

Do you have additional investments to report? Dno OYes, and

additional pages are attached.

additional pages are attached.

April 2014 Los Angeles Municipal Code §§ 49.5.2, 49.5.9, 49.5.10 Page 1 of 2

Restricted Source Financial Disclosure Statement

CEC Form 60

City Ethics Commission 200 N Spring Street City Hall — 24th Floor Los Angeles, CA 90012 Mail Stop 129 (213) 978-196C

Hi fin Ini11ifii »ir

fellliJ□ 3. INCOME

The following income was received from a restricted source.

Name of restricted source: ________________________________________________________________

Address of restricted source: ______________________________________________________________

Business activity of source: ______ __________________________________________________________

Your business position: ___________________________________________________________________

Income received by: □ Me i iMv spouse/registered domestic partner CD My dependent child

$500—$1,000 □$1,001—$10,000 □$10,001—$100,000 Dover $100,000

Income was: □ Salary/Commission □ Loan repayment □ Rental income □ Sale of_________

□ Other: ________________________________

Do you have additional income to report? DNo □ Yes, and

Value of income:

(e.g., car, boat, etc.)

additional pages are attached.

□ 4. GIFTS

The following gifts cumulatively valued at $50 or more were received from a restricted source.

Name of restricted source:__________________________________________________ _

Address of restricted source:_________________________________________________________

Business activity of source:___________________________________________________________

Gifts received by: QMe DMy spouse/registered domestic partner QMy dependent child

Value of gifts:_____________/ 20. / 20.Dates received: __

Description of gifts:

Do you have additional gifts to report? QNc □ Yes, and additional pages are attached.

□ 5. BOARD POSITIONS

The following position was held on the board of a restricted source.

Name of restricted source: _________________________________________________________

Address of restricted source: ______________________________ _________________________

Position title: _____________________________________________________________________

Position held by: □ Me □ My spouse/registered domestic partner □ My dependent child

Do you have additional positions to report? □ No QYes, and additional pages are attached.

0 6. NO INTERESTS

I had no reportable interests in real property, investments, income, gifts, or board positions associated with restricted sources during this reporting period.

Certification

I declare under penalty of perjury under the laws of the City of Los Angeles and the state of California that I have read the instructions for this form, and

fo-^rr~Date

April 2014 Los Angeles Municipal Code §§ 49.5.2, 4S.5.9, 49.5.1 G Page 2 of 2