long-term consequences of repetitive brain...

8
Concussion Supplement Long-term Consequences of Repetitive Brain Trauma: Chronic Traumatic Encephalopathy Robert A. Stern, PhD, David O. Riley, BS, Daniel H. Daneshvar, MA, Christopher J. Nowinski, BA, Robert C. Cantu, MD, Ann C. McKee, MD Abstract: Chronic traumatic encephalopathy (CTE) has been linked to participation in contact sports such as boxing and American football. CTE results in a progressive decline of memory and cognition, as well as depression, suicidal behavior, poor impulse control, aggressiveness, parkinsonism, and, eventually, dementia. In some individuals, it is associ- ated with motor neuron disease, referred to as chronic traumatic encephalomyelopathy, which appears clinically similar to amyotrophic lateral sclerosis. Results of neuropathologic research has shown that CTE may be more common in former contact sports athletes than previously believed. It is believed that repetitive brain trauma, with or possibly without symptomatic concussion, is responsible for neurodegenerative changes highlighted by accumulations of hyperphosphorylated tau and TDP-43 proteins. Given the millions of youth, high school, collegiate, and professional athletes participating in contact sports that involve repetitive brain trauma, as well as military personnel exposed to repeated brain trauma from blast and other injuries in the military, CTE represents an important public health issue. Focused and intensive study of the risk factors and in vivo diagnosis of CTE will potentially allow for methods to prevent and treat these diseases. Research also will provide policy makers with the scientific knowledge to make appropriate guidelines regarding the prevention and treatment of brain trauma in all levels of athletic involvement as well as the military theater. PM R 2011;3:S460-S467 INTRODUCTION There has been increased attention given to the recognition, diagnosis, and management of sports-related concussion. Participants in popular sports such as American football, hockey, wrestling, rugby, soccer, and lacrosse all risk exposure to brain injury that range from asymptomatic subconcussive blows to symptomatic concussion to more moderate or severe traumatic brain injury (TBI). In addition, military service and many other activities, including, but not limited to, downhill skiing, martial arts, horse riding, parachuting, and other adventure sports have been associated with TBI [1-3]. An estimated 1.6-3.8 million sports- and recreation-related concussions occur in the United States each year, although the true figure is unknown because most concussions are not recognized and reported [4-6]. In addition to symptomatic concussions, players in collision sports such as American football may experience many more subconcussive impacts throughout a season and career. Athletes at certain positions (eg, linemen) may sustain up to 1400 impacts per season, and high school players who play both offense and defense potentially sustain closer to 2000 impacts [7-10]. A mild TBI (mTBI) or concussion is a brain injury that results from a force transmitted to the head that leads to a collision between the brain and skull or to a strain on the tissue and vasculature of the brain [11,12]. This injury can lead to a variety of physical, psychosocial, and cognitive symptoms, and, when these deficits do not resolve, can result in postconcus- sion syndrome (PCS) [13]. Common symptoms include fatigue, dizziness, headache, light and noise sensitivity, mental fogginess, depression, irritability, and impairments of execu- tive functioning and concentration. Because a concussion and its symptoms result from temporary, reversible cytoskeletal and metabolic derangements that involve shifts in ion R.A.S. Center for the Study of Traumatic En- cephalopathy, Boston University School of Medicine, Boston University, 72 East Concord St, 7380, Boston, MA 02118; Department of Neurology and Neurosurgery; Alzheimer’s Dis- ease Center Clinical Core, Boston University School of Medicine, Boston, MA. Address correspondence to: R.A.S.; e-mail: bobstern@ bu.edu Disclosure: nothing to disclose D.O.R. Center for the Study of Traumatic En- cephalopathy, Department of Neurology, Bos- ton University School of Medicine, Boston, MA Disclosure: nothing to disclose D.H.D. Department of Neurology, Boston Uni- versity School of Medicine, Boston, MA Disclosure: nothing to disclose C.J.N. Center for the Study of Traumatic En- cephalopathy, Boston University School of Medicine, Boston, MA, Sports Legacy Institute, Waltham, MA Disclosure: nothing to disclose R.C.C. Center for the Study of Traumatic En- cephalopathy, and the Department of Neuro- surgery, Boston University School of Medicine, Boston, MA; Sports Legacy Institute, Waltham, MA; Neurosurgery Service, and the Depart- ment of Surgery, Emerson Hospital, Concord, MA; and Sports Medicine, Emerson Hospital, Concord, MA Disclosure: nothing to disclose A.C.M. Center for the Study of Traumatic Encephalopathy; Neurology and Pathology, Boston University School of Medicine, Boston, MA Disclosure: nothing to disclose Disclosure Key can be found on the Table of Contents and at www.pmrjournal.org Research support: This work was supported by the Boston University Alzheimer’s Disease Center NIA P30 AG13846, supplement 0572063345-5; NIH R01NS078337; a grant from the National Operating Committee on Standards for Athletic Equipment; the Sports Legacy Institute; and an unrestricted gift from the National Football League PM&R © 2011 by the American Academy of Physical Medicine and Rehabilitation 1934-1482/11/$36.00 Vol. 3, S460-S467, October 2011 Printed in U.S.A. DOI: 10.1016/j.pmrj.2011.08.008 S460

Upload: dinhthien

Post on 13-Oct-2018

235 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

a:

Concussion Supplement

Long-term Consequences of Repetitive Brain TraumChronic Traumatic EncephalopathyRobert A. Stern, PhD, David O. Riley, BS, Daniel H. Daneshvar, MA,

Christopher J. Nowinski, BA, Robert C. Cantu, MD, Ann C. McKee, MD

pation inecline ofcontrol,

is associ-elopathy,athologiceteswit

ghtedillionorts

ted bnt puCTEl prordingell a

460-S

eme, hocge f

or sectiv

ting,8 mialthoed [4merd cason,to 2

mitteissuehosotconhe,

of exult f

aumatic En-y School ofast Concordepartment ofeimer’s Dis-n UniversityA. Address

l: bobstern@

aumatic En-rology, Bos-, Boston, MA

Boston Uni-n, MA

aumatic En-y School ofacy Institute,

aumatic En-nt of Neuro-of Medicine,

te, Waltham,the Depart-

tal, Concord,on Hospital,

f TraumaticPathology,

ine, Boston,

the Table ofl.org

s supporteder’s Diseasesupplement

337; a grantmmittee on

t; the Sports

Abstract: Chronic traumatic encephalopathy (CTE) has been linked to particicontact sports such as boxing and American football. CTE results in a progressive dmemory and cognition, as well as depression, suicidal behavior, poor impulseaggressiveness, parkinsonism, and, eventually, dementia. In some individuals, itated with motor neuron disease, referred to as chronic traumatic encephalomywhich appears clinically similar to amyotrophic lateral sclerosis. Results of neuropresearch has shown that CTE may be more common in former contact sports athlpreviously believed. It is believed that repetitive brain trauma, with or possiblysymptomatic concussion, is responsible for neurodegenerative changes highliaccumulations of hyperphosphorylated tau and TDP-43 proteins. Given the myouth, high school, collegiate, and professional athletes participating in contact spinvolve repetitive brain trauma, as well as military personnel exposed to repeatrauma from blast and other injuries in the military, CTE represents an importahealth issue. Focused and intensive study of the risk factors and in vivo diagnosis ofpotentially allow for methods to prevent and treat these diseases. Research also wilpolicy makers with the scientific knowledge to make appropriate guidelines regaprevention and treatment of brain trauma in all levels of athletic involvement as wmilitary theater.

PM R 2011;3:S

INTRODUCTION

There has been increased attention given to the recognition, diagnosis, and managsports-related concussion. Participants in popular sports such as American footballwrestling, rugby, soccer, and lacrosse all risk exposure to brain injury that ranasymptomatic subconcussive blows to symptomatic concussion to more moderatetraumatic brain injury (TBI). In addition, military service and many other aincluding, but not limited to, downhill skiing, martial arts, horse riding, parachuother adventure sports have been associated with TBI [1-3]. An estimated 1.6-3.sports- and recreation-related concussions occur in the United States each year,the true figure is unknown because most concussions are not recognized and reportIn addition to symptomatic concussions, players in collision sports such as Afootball may experience many more subconcussive impacts throughout a season anAthletes at certain positions (eg, linemen) may sustain up to 1400 impacts per seahigh school players who play both offense and defense potentially sustain closerimpacts [7-10].

A mild TBI (mTBI) or concussion is a brain injury that results from a force transthe head that leads to a collision between the brain and skull or to a strain on the tvasculature of the brain [11,12]. This injury can lead to a variety of physical, psycand cognitive symptoms, and, when these deficits do not resolve, can result in possion syndrome (PCS) [13]. Common symptoms include fatigue, dizziness, headacand noise sensitivity, mental fogginess, depression, irritability, and impairmentstive functioning and concentration. Because a concussion and its symptoms res

temporary, reversible cytoskeletal and metabolic derangements that involve shifts in

PM&R © 2011 by the American Ac1934-1482/11/$36.00

Printed in U.S.A.S460

thanhout

bys ofthatrainblicwillvidethe

s the

467

nt ofkey,romvereities,and

llionugh-6].icanreer.and000

d toandcial,cus-lightecu-rom

R.A.S. Center for the Study of Trcephalopathy, Boston UniversitMedicine, Boston University, 72 ESt, 7380, Boston, MA 02118; DNeurology and Neurosurgery; Alzhease Center Clinical Core, BostoSchool of Medicine, Boston, Mcorrespondence to: R.A.S.; e-maibu.eduDisclosure: nothing to disclose

D.O.R. Center for the Study of Trcephalopathy, Department of Neuton University School of MedicineDisclosure: nothing to disclose

D.H.D. Department of Neurology,versity School of Medicine, BostoDisclosure: nothing to disclose

C.J.N. Center for the Study of Trcephalopathy, Boston UniversitMedicine, Boston, MA, Sports LegWaltham, MADisclosure: nothing to disclose

R.C.C. Center for the Study of Trcephalopathy, and the Departmesurgery, Boston University SchoolBoston, MA; Sports Legacy InstituMA; Neurosurgery Service, andment of Surgery, Emerson HospiMA; and Sports Medicine, EmersConcord, MADisclosure: nothing to disclose

A.C.M. Center for the Study oEncephalopathy; Neurology andBoston University School of MedicMADisclosure: nothing to disclose

Disclosure Key can be found onContents and at www.pmrjourna

Research support: This work waby the Boston University AlzheimCenter NIA P30 AG13846,0572063345-5; NIH R01NS078from the National Operating CoStandards for Athletic Equipmen

ionLegacy Institute; and an unrestricted gift fromthe National Football League

ademy of Physical Medicine and RehabilitationVol. 3, S460-S467, October 2011

DOI: 10.1016/j.pmrj.2011.08.008

Page 2: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

cits asatter

PCS mwevers withter inju

nownnly ben trauthe lonE, it hbe as

Martlahich

fromy in sluas parucede charoxers.[21],

althoutia pu

thatwithe boxhe 196

deter]. Recogic eutside

hockin th

athletiho i

s clo

epetitute trthesizepetitma, pncussnkno

exposurauma

suscf CTEa role, levelpositi

der, anddevelop-variables

thologicas in themericane Veter-

alopathyE. This isidence ofuse fam-

inationelated toresearch,f diseasel lead tonce, and

rview ofross andnic trau-h motorr clinicalon of theecessary

ate-stagerate gen-d mediald ventri-strationsthalamic

enceph-

S461PM&R Vol. 3, Iss. 10S2, 2011

channels and energy imbalance, the majority of deficiated with a concussive injury resolve within a mdays, weeks, or months [13-16]. In some instances,persist for months or years after the initial injury. Hois believed that no more than 15% of individualhistory of mTBI still experience symptoms 1 year af[13,17,18].

To date, the resulting progressive tauopathy, kchronic traumatic encephalopathy (CTE), has ofound in individuals with a history of repetitive brai[3,7]. Despite the recent increase in attention onterm effects of repetitive brain trauma, including CTbeen known for some time that contact sports mayciated with neurodegenerative disease. In 1928,[19] described a symptom spectrum in boxers, wtermed “punch drunk,” that appeared to resultrepeated blows experienced in the sport, particularlging boxers who took significant head punishmenttheir fighting style. In 1937, Millspaugh [20] introdterm dementia pugilistica to describe the syndromterized by motor deficits and mental confusion in b1973, a neuropathologic report, by Corsellis et aldementia pugilistica in 15 boxers concluded that,similar to other neurodegenerative diseases, demenlistica is a neuropathologically distinct disorder.

After its initial description, evidence emergedclinical symptoms and neuropathology associatedmentia pugilistica were not solely limited to thpopulation. As a result, the term CTE surfaced in tand is now the term used to describe the neurologicration that results from repetitive brain trauma [3,22research results have demonstrated neuropatholdence of CTE in participants of many sports oboxing, including American football, professionaland professional wrestling. CTE also has been foundwith a history of repetitive brain trauma aside fromincluding a victim of physical abuse, a person wself-injurer, a person with epilepsy, and a circu[3,7,23-28].

Although CTE is associated with a history of rbrain trauma, the exact relationship between the acmatic injury and CTE is unclear. It has been hypothat a neurodegenerative cascade is triggered by raxonal stretching and deformation induced by trauticularly in individuals with previous unresolved coand/or subconcussive injuries [14,29]. It also is uwhether CTE is more likely to occur after extendedto repetitive brain trauma or whether a single tinjury can initiate this neurodegenerative cascade intible individuals. Given the current understanding oseems likely that trauma type and frequency playCTE development [30]. An athlete’s specific sportcompetition (eg, professional versus collegiate),

and playing career duration may all confer different degr

so-ofay, it

ary

asen

mag-as

so-ndhe

theg-

t oftheac-Byofghgi-

thede-ing0sio-entvi-of

ey,osecs,s awn

iveau-edivear-ivewnretic

ep-, itinof

on,

of CTE risk [30]. Other factors, such as age, gengenetic predisposition, may contribute to CTE’sment in susceptible individuals, although theserequire further investigation [3].

To date, there has been no randomized neuropastudy of CTE, and, as a result, there is a selection bireported cases. Fourteen of the 15 professional Afootball players examined neuropathologically at thans Affairs Center for the Study of Traumatic Enceph(VA CSTE) Brain Bank have been diagnosed with CTa biased sample, which overrepresents the actual incCTE in professional American football players, becailies are more likely to consider neuropathologic examif they suspect that their loved one has symptoms rCTE or another neurodegenerative disease. Futureperhaps in vivo studies that use biologic markers oand new clinical diagnostic criteria for CTE, wilimproved understanding of the incidence, prevalerisk factors for CTE.

In the sections below, we will provide (1) an ovethe neuropathologic findings of CTE (including gmicroscopic pathology) and a related variant, chromatic encephalomyelopathy that is associated witneuron disease; (2) descriptions of the early and latepresentations and course of CTE; and (3) a descriptipossible risk factors for CTE, in addition to the nrepetitive brain trauma.

GROSS NEUROPATHOLOGY

The gross changes of CTE are typically observed in ldisease (Table 1). Advanced cases of CTE demonsteralized atrophy, most prominent in the frontal antemporal lobes; enlargement of the lateral and thircles; cavum septum pellucidum; and septal fene(Figure 1). There also may be thinning of the hypo

Table 1. Gross neuropathology of chronic traumaticalopathy

OverallDecrease in brain massCavum septum pellucidumSeptal fenestrations

VentriclesEnlarged lateral ventriclesEnlarged third ventricle

AtrophyGeneralized atrophy, particularly of the frontal andtemporal lobesAtrophy of the medial temporal lobesMammillary body atrophyThalamic atrophy

PallorLocus coeruleus

eesSubstantia nigra

Page 3: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

hy of].

roscooreactT), a

s (Figutauo

cluste, andthereralim

s found, and thebinding

ortantly,relative

ivity, the-43 pro-read andienceph-

insularindivid-clusionsinal cordt degen-

ord, andgressive

o amyo-by pro-

ascicula-found informs of

ephalo, showrtex afootb

atholond III

the mof t

raumatic

S462 Stern et al CHRONIC TRAUMATIC ENCEPHALOPATHY

floor, shrinkage of the mammillary bodies, and atrophippocampus, entorhinal cortex, and amygdala [3,7

MICROSCOPIC NEUROPATHOLOGY:GENERAL DESCRIPTION

CTE is characterized by a unique pattern of micchanges (Table 2). There are extensive tau-immunneurofibrillary tangles (NFT), neuropil neurites (Nglial tangles (GT) in the frontal and temporal cortice2). Unlike Alzheimer disease (AD) or many otherthies, the tau immunoreactive abnormalities tend tothe depths of sulci, around small blood vesselssuperficial cortical layers [3,7]. In advanced cases,tau-immunoreactive inclusions in the limbic and pa

Figure 1. Gross pathology of chronic traumatic encathy (CTE). The coronal section of normal brain (top)the expected size and relationship of the cerebral coventricles. The brain from a retired professionalplayer (bottom), showing the characteristic gross pof CTE with severe dilatation of ventricles II (1) acavum septum pellucidum (3), marked atrophy ofdial temporal lobe structures (4), and shrinkagemammillary bodies (5).

regions, diencephalon, brainstem, and subcortical wh

the

picivendre

pa-r atin

arebic

matter. The specific soluble and insoluble tau isoformin CTE are indistinguishable from those found in ADratio of tau isoforms with 4 versus 3 microtubulerepeats is approximately 1 in both diseases [31]. Impthese changes seen in CTE usually occur in theabsence of beta-amyloid (A�) deposits [3,7].

In addition to the widespread tau immunoreactmajority of CTE cases also are marked by TDPteinopathy. The TDP-43 inclusions can be widespare typically found in the brainstem; basal ganglia; dalon; medial temporal lobe; frontal, temporal, andcortices; and subcortical white matter. In a subset ofuals with CTE, abundant TDP-43 immunoreactive inand neurites are found in the anterior horns of the spand motor cortex, combined with corticospinal-traceration, loss of anterior horn cells of the spinal cventral root atrophy. These individuals develop a promotor neuron disease that appears very similar ttrophic lateral sclerosis (ALS) and is characterizedfound weakness, muscular atrophy, spasticity, and ftions [32]. The fact that an ALS-like condition issome individuals with CTE suggests that someclinical ALS may be associated with TBI [33,34].

p-ingndallgy

(2),e-

he

Table 2. Microscopic neuropathology of chronic tencephalopathy

Neurofibrillary tangles, frequentOlfactory bulbDorsolateral frontal cortexOrbital frontal cortexSubcallosal frontal cortexInsular cortexSuperior and/or middle temporal gyriInferior temporal gyrusEntorhinal cortexHippocampusAmygdalaMammillary bodiesSubstantia nigraLocus coeruleus

Neurofibrillary tangles, commonHypothalamusSubstantia innominataMedullaThalamus

Neurofibrillary tangles, rareCingulate gyrusInferior parietal cortexOccipital lobe

�-Amyloid depositsDiffuse plaques in 45%Sparse neuritic plaques

White matterLoss of myelinated fibersPerivascular macrophages

iteCribriform state

Page 4: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

thologic-age fromho haveposed tothologistl historyxposure)mpletedl historyxt of kinhologistlogic re-ere com-ur previ-

and/orprisinglyentation

n of CTEssion orms fromike otherssive de-neuronalf normals) of thaturrentlythan 50concus-E beginimpair-

ely abates. In stillmptomsorsen at

lly yearsve brainave seenE in thenclear ifhat time

atic en-

“short

aticau (Arain (leyer w

ofibrillrtex (easalisnges as: (A) T

epths�60).in bo

ctionn of txtremructure. Senagnificd tol patch(E) N

T8 immtz cel

agnificFTs are

characteristic feature of CTE (original magnification �15

S463PM&R Vol. 3, Iss. 10S2, 2011

CLINICAL PRESENTATION

To date, we have found more than 50 neuropaconfirmed cases of CTE, with patients ranging inteens to their 80s, and occurring in individuals wplayed contact sports as well as military personnel exblast injuries. During diagnosis, the neuropa(A.C.M.) remained blinded to the patient’s clinica(eg, medical, behavioral, cognitive, brain trauma euntil after the neuropathologic examination was coand the pathologic diagnosis was made. This clinicawas obtained from semistructured interviews with neand by review of medical records by the neuropsyc(R.A.S.) who remained blinded to the neuropathosults until after all aspects of the clinical history wpleted. The results of this experience, along with oously published review of the literature of CTEdementia pugilistica as of 2009, resulted in a surconsistent description of the clinical course and presof CTE [3].

It is important to note that the clinical presentatiois distinct from the long-term sequelae of a concufrom PCS. CTE is not the accumulation of symptothe earlier injuries. Rather, the symptoms of CTE, lneurodegenerative diseases, results from the progrecline in functioning of neurons or of the progressivedeath. That is, when there is sufficient disruption oneuronal functioning, symptoms specific to the area(disruption will begin to exhibit. Based on our cunpublished observations from our series of morecases, there may have been no earlier symptoms ofsion or PCS, and, therefore, the symptoms of CTinsidiously and are apparently unrelated to earlierment. In other cases, PCS symptoms may completmonths or years before the onset of CTE symptomother cases, there may be overlap; that is, the PCS symay begin to abate but CTE symptoms gradually wthe same time.

Typically, CTE symptoms present in midlife, usuaor decades after the end of exposure to repetititrauma (ie, retirement from sports). Although we hthe earliest stages of neuropathologic changes of CTbrains of individuals in their teens or early 20s, it is uany cognitive, mood, or behavioral symptoms at t

Table 3. Early clinical presentation of chronic traumcephalopathy

Short-term memory problemsExecutive dysfunction (eg, planning, organization,multitasking)

Depression and/or apathyEmotional instabilityImpulse control problems (eg, disinhibition, having afuse”)

en-T8)ft)ith

aryc),ofre

auof

(B)th

forauelyes,ilea-

bees

FTsu-

l ofa-a

0).

Figure 2. Microscopic pathology of chronic traumcephalopathy (CTE). Top panel: Phosphorylated timmunostained coronal hemisections of a normal band a brain from a retired professional football plaCTE (right). The brain with CTE, showing severe neurdegeneration of the amygdala (a), entorhinal cotemporal cortex, insular cortex (ins), nucleus bMeynert (nbM), and frontal cortex. The cortical chamost severe at the depths of the sulci. Lower panelneurofibrillary tangles (NFT) are often prominent at dthe sulci (AT8 immunostain, original magnificationSubpial tau immunoreactive tangles are foundneurons and astrocytes (double immunostained seGFAP [red] and AT8 [brown], showing colocalizatioand GFAP; original magnification �350). (C) Edense NFTs are found in the medial temporal lobe stincluding CA1 of the hippocampus, shown herplaques are absent (AT8 immunostain, original mtion �150). (D) NFTs and astrocytic tangles tencentered around small blood vessels and in subpia(AT8 immunostain, original magnification �150).characteristically involve cortical layers II and III (Anostain, original magnification �150). (F) NFT in a Beprimary motor cortex (AT8 immunostain, original mtion �350). (G) Perivascular tau immunoreactive N

Suicidal behavior

Page 5: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

isruptonse

than tporalgradu

le 3)atholomentsal fronand

ion).m meto th

ood aspecialude, suicicontrmetim

re sevaturesorsenhe sevmem(eg, pouage ditableimes pior), as wellogressymptofunctio

riableAll na histoith expl of C

t of this

e geneticies that

cally thexers andery afterfessionallly con-

ose werefindings

eptibilityoreover,and theD, addi-aps ALS,

considerTE (Ta-ave hadspecifice devel-ple, it ister a fewsive im-g impactrts. For

th have ae shownotationalre linear

elerome-can foot-pact ex-

Linemened mores. Line-impactsterbacksthe headn of sim-lume ofh can ber the ca-e risk of

individ-the rela-that theyounger

brain in-that a

se brain

atic

veretionin

S464 Stern et al CHRONIC TRAUMATIC ENCEPHALOPATHY

were directly the result of the mild neuronal dcaused by the disease. When symptoms begin, theearlier than that of sporadic AD and usually earlierof frontotemporal lobar degeneration or frontotemmentia (FTD). Symptom progression is slow andoften over several decades. Early symptoms (Tabconsistent with those expected from the neuropchanges observed at autopsy. These include impaircognition (eg, from medial temporal and dorsolaterdegeneration), mood (eg, amygdala degeneration),havior (eg, amygdala and orbitofrontal degeneratthough the cognitive difficulties (including short-terory problems and executive dysfunction) are similarseen in other neurodegenerative diseases, the mbehavioral symptoms may be the most concerning, eto family members and coworkers [35]. These incpressed mood and/or apathy, emotional instabilityideation and behavior, and problems with impulseespecially having a “short fuse.” Substance abuse (sofatal) and suicide are not uncommon.

As the disease progresses, symptoms become moand their scope broadens. The primary clinical feworsening CTE are listed in Table 4, including wmemory impairment (although it may not resemble trapid forgetting typical of the hippocampal episodicimpairment of AD), worsening executive dysfunctionplanning, organization, multitasking, judgment), langficulties (including speech output), aggressive and irrhavior (including physical aggression), apathy (sometfound and in contrast to the outward aggressive behavmotor disturbance (most frequently parkinsonism, adifficulties with gait and falling). As the condition prinstrumental activities of daily living worsen and the sare severe enough to impair social and/or occupationaling, with eventual dementia.

RISK FACTORS

Repetitive brain trauma appears to be a necessary vathe development of CTE but may not be sufficient.ropathologically confirmed cases of CTE have hadof brain trauma exposure but not all individuals wsure to brain trauma develop CTE. A major goa

Table 4. Later clinical presentation of chronic traumcephalopathy

Worsening memory impairmentWorsening executive dysfunctionLanguage difficultiesAggressive and irritable behaviorApathyMotor disturbance, including parkinsonismDementia (ie, memory and cognitive impairment se

enough to impair social and/or occupational func

research must be epidemiologic and prospective studies

iont ishatde-al,aregicintal

be-Al-m-osendlly

de-dalol,es

ereof

ingereoryorif-

be-ro-ndases,msn-

foreu-ryo-

TE

identify the specific risk factors for the developmenneurodegenerative disease.

An important potential risk factor for CTE may bpredisposition. There have been preliminary studlinked the apolipoprotein E (APOE) gene, specifiAPOE �4 allele, to worse cognitive functioning in boprofessional football players, and to prolonged recova single TBI [36-38]. In our case series of 12 profootball players and boxers with neuropathologicafirmed CTE, 5 were APOE �4 carriers, and 2 of thhomozygous for the �4 allele [32]. Although thesetaken together suggest that APOE may be a suscgene for CTE, much more research is required. Mbecause of the presence of TDP-43 in CTE brainssimilar clinical presentations between CTE and FTtional genes associated with familial FTD, and perhmay prove to play a role in CTE risk.

There are many other nongenetic variables towhen evaluating an individual’s risk of developing Cble 5). As stated above, all confirmed cases of CTE ha history of repetitive brain trauma. However, thenature of the brain trauma exposure necessary for thopment of the disease is not yet known. For examunknown if CTE is any more likely to manifest afsevere TBIs versus numerous repetitive subconcuspacts. Further complications arise when comparinexposure and type both between and within spoexample, although boxing and American football bohigh incidence of head impacts, results of a study havthat boxers are exposed to a greater amount of rforces, whereas American football players receive moblows [39]. More recently, a study that used an accter-based system in the helmets of 3 college Ameriball teams throughout a season found that head-imposure differed significantly based on position [9].(both offensive and defensive) and linebackers receivimpacts per practice and game than other positionman, linebackers, and defensive backs received moreto the front of the head than the back, whereas quarhad a higher percentage of impacts to the back ofcompared with the front [9]. Future implementatioilar technology will help clarify the type and voimpacts in American football and other sports, whicextrapolated to estimate total impacts received overeer duration and may translate to information on thdeveloping CTE based on the sport and position.

Age at the time of head injury also may affect anual’s risk of developing CTE later in life, althoughtionship is not yet understood. It has been suggestedincreased plasticity of a younger brain may allow aindividual to better compensate and recover afterjury [40]. However, current literature indicatesyounger brain may be more susceptible to diffu

en-

g)

to injury, which leads to more pronounced and prolonged

Page 6: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

at expincre

ough tgirls a

sion an parteportbles mpectrummatnd heT formtial reropathifestatropatherve me dise

ct disdic Ases. Nto th

tletiesnt yea

eases,rationogic (oimagal neuspectrn for

in CSFr for ADoup hasiomark-

stitute oftitute onHuman

develop-ble to bees to thelzheimermptomsdence oftion andges and,heoreti-

vene, thebe. If ae devel-

file, thenn such ald be de

s of CTEhat wass is nowepetitiveall levelsoverage,ublishedwe knowow com-

minimum

ithoutamount

play thelater in

tangles

S465PM&R Vol. 3, Iss. 10S2, 2011

cognitive deficits [41,42]. Therefore, it is possible thsure to repetitive brain trauma at an early age maythe risk of CTE more than exposure later in life, althhas yet to be proven. Gender also may play a role, aswomen appear to be at greater risk for concusPCS-related symptoms, although this may be due igirls and women being more forthcoming when rtheir symptoms [43,44]. Other health-related variaaffect the neurodegeneration and clinical symptom sassociated with CTE. For example, chronic inflaassociated with obesity, hypertension, diabetes, adisease may exacerbate neurodegeneration and NFtion in AD [45-48]. Cognitive reserve (ie, differenience to the clinical presentation of underlying neulogic disease) also may play a role in the clinical manof CTE neuropathology. That is, given identical neulogic severity, individuals with greater cognitive resbe less likely to display the clinical symptoms of ththan individuals with less cognitive reserve [49].

ONGOING AND FUTURE RESEARCH

As stated above, CTE is a neuropathologically distinder, different in many ways from AD, FTD, sporaParkinson disease, or other neurodegenerative diseaertheless, its clinical presentation can be similardiseases, especially in the later stages when subpresentation are less likely to be delineated. In receresearch to investigate other neurodegenerative disexample, AD, has been moving toward the integclinical (eg, neurologic, neuropsychological), biolcerebrospinal fluid [CSF] and/or functional neurmeasurements of proteins), anatomical (eg, structurimaging), biochemical (eg, magnetic resonancecopy), and genetic (eg, APOE genotype) informatio

Table 5. Potential additional risk factors for chronic

Potential General Risk Factor

Genetics APOE �4Family history First- andType of brain trauma exposure Symptom

gravitaAge and duration of brain trauma

exposureSusceptib

Frequency of brain trauma exposure Minimumany adof “res

Chronic inflammation Obesity,neurod

Cognitive reserve Greaterclinicathe ne

Gender Are womRace Are there

CTE � chronic traumatic encephalopathy; NFT � neurofibrillary

purposes of early detection, differential diagnosis, treatme

o-asehisndndto

ingaym

ionarta-

sil-o-

iono-ay

ase

or-LS,ev-eseinrs,forof

eg,ingro-os-the

and prevention [50]. In addition, recent advancesbiomarkers have resulted in a “signature” biomarkeof low CSF A� and elevated CSF tau [51]. Our grrecently begun investigations aimed at developing bers for CTE through funding from the National InNeurological Disorders and Stroke, the National InsAging, and the National Institute of Child Health andDevelopment. Through this research on biomarkerment for CTE, accurate diagnostic criteria will be aproposed and validated by using similar approachrecently published revised diagnostic criteria for Adisease [52-55]. This approach includes clinical syand history combined with objective biomarker evithe disease. This method will allow for the detecdiagnosis of the CTE in the early symptomatic stapossibly, in the preclinical stages of the disease. Tcally, the earlier in the disease process one can intermore effective disease-modifying agents will likelydisease-modifying agent (eg, a tau antagonist) can boped, proven effective, and has an adequate risk propreclinical intervention with the drug could result ilong delay in symptom presentation that there woufacto prevention of the clinical disorder or CTE.

DISCUSSION

There has been a tremendous growth in the awarenesin both scientific and lay circles in recent years. Wbelieved to be a very rare disease only seen in boxercommonly discussed as a potential consequence of rbrain trauma seen in multiple different sports and atof play. In contrast to the rapid increase in media cnew policies, and culture change, the rate of new presearch on CTE has been relatively slow. Althoughmuch more about certain aspects of the disease n

tic encephalopathy

Specific Examples and/or Questions

; GRN; TARDPcond-degree relatives with history of dementiaoncussions; asymptomatic subconcussive blows; blast wave;force; degree of axonal injury and/or microhemorrhageseriod during youth; years of overall exposure

er of injuries (eg, can one moderate-severe TBI lead to CTE, wal repetitive concussions or subconcussive exposure history?);

overall time interval) between injuriesension, diabetes, and heart disease may exacerbate

eration and NFT formationive reserve (or brain reserve capacity) may be less likely to distoms associated with the neurodegeneration or exhibit themthologic processgreater risk if they had the same exposure as men?l differences in risk?

; TBI � traumatic brain injury.

trauma

; MAPT/or seatic ctionalility p

numbdition

t” (andhypertegen

cognitl sympuropaen atracia

nt, pared with just 5 years ago, especially the neuropathology

Page 7: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

in inover 1ainsof A

, andtion,s rem

ng: Wthe rs, brpopu

TE? Hcific acted abe p

l dise

odelid epiand c

m to oted, pe critiy makpproped treement

ts suchn seenepetitma, wscaderked bmpton traueneratory a

nd/oressionIn so

e, simthat Civenthat

y troond othtive he

K. Punchin Japanese246.

Sports Med

c encepha-ead injury.

iology andad Trauma

of sports-t develop-

idemiology, vii.lopathy: Assive head

ct severityexposure.

on of headAthl Train

ly-detectedt clinically-b ahead of

hysician: A99.hophysiol--48, vii-iii.plications5-202.sion. J Athl

llow-up ofpost-trau-of cortisol,j 2006;20:

injuries asonic post-

traumatick Force on4-105.jury. Arch

37;35:297-

of boxing.

d 1966;59:

ytoskeletalActa Neu-

servationscta Neuro-

S466 Stern et al CHRONIC TRAUMATIC ENCEPHALOPATHY

and clinical history associated with CTE, we remafancy in the study of CTE. Because it has been wellyears since AD was first described, and there remconsensus as to the underlying causal mechanismno highly accurate method of in vivo AD diagnosisavailable Alzheimer disease–modifying intervenshould not be surprising that many critical questionregarding CTE. These questions include the followiis the underlying mechanism of disease? What arefactors for disease (including susceptibility genetrauma exposure variables, and others)? What is thetion prevalence of CTE? What is the incidence of Ccommon is the disease among individuals with speletic and/or military histories? How can CTE be detediagnosed accurately during life? How can CTEvented? What interventions can result in successfumodification?

Only through further study (including animal mbasic and translational investigations, and clinical anmiologic research) can these questions be answeredCTE move from a disease only diagnosed postmortethat can be identified in life and eventually be treavented, and cured. In addition, by addressing thesquestions, new research findings will provide policwith urgently needed scientific knowledge to make aate guidelines regarding the prevention and requirment of brain trauma in all levels of athletic involvwell as the military theater.

CONCLUSION

CTE has been linked to participation in contact sporboxing, American football, and hockey, and has beeindividuals with non–sports-related histories of rhead injuries. It is believed that repetitive brain trauor without symptomatic concussion, sets off a caevents that results in neurodegenerative changes maunique tauopathy and TDP-43 proteinopathy. Symay begin years or decades after the cessation of braiexposure although earlier than most other neurodegdiseases. Early symptoms include a decline of memexecutive functioning, depression, suicidal ideation ahavior, and poor impulse control. Disease progrrelatively slow and eventually leads to dementia.individuals, CTE may lead to a motor neuron diseasto ALS. Recent neuropathologic research suggestsmay be more widespread than previously believed. Gmillions of athletes participating in contact sportsvolve repetitive brain trauma, as well as militarexposed to repetitive brain trauma from blast ainjuries and others in society who experience repeti

injuries, CTE represents an important public health issue

in-00noD,noit

ainhatiskainla-owth-ndre-ase

ng,de-annere-calersri-at-as

asin

iveithof

y amsmaivendbe-

ismeilarTEthein-pserad

REFERENCES1. Aotsuka A, Kojima S, Furumoto H, Hattori T, Hirayama

drunk syndrome due to repeated karate kicks and punches [with English abstract]. Rinsho Shinkeigaku 1990;30:1243-1

2. McCrory P, Turner M, Murray J. A punch drunk jockey? Br J2004;38:e3.

3. McKee AC, Cantu RC, Nowinski CJ, et al. Chronic traumatilopathy in athletes: Progressive tauopathy after repetitive hJ Neuropathol Exp Neurol 2009;68:709-735.

4. Langlois JA, Rutland-Brown W, Wald MM. The epidemimpact of traumatic brain injury: A brief overview. J HeRehabil 2006;21:375-378.

5. Thurman DJ, Branche CM, Sniezek JE. The epidemiologyrelated traumatic brain injuries in the United States: Recenments. J Head Trauma Rehabil 1998;13:1-8.

6. Daneshvar DH, Nowinski CJ, McKee AC, Cantu RC. The epof sport-related concussion. Clin Sports Med 2011;30:1-17

7. Gavett BE, Stern RA, McKee AC. Chronic traumatic encephapotential late effect of sport-related concussive and subconcutrauma. Clin Sports Med 2011;30:179-188, xi.

8. Greenwald RM, Gwin JT, Chu JJ, Crisco JJ. Head impameasures for evaluating mild traumatic brain injury riskNeurosurgery 2008;62:789-798; discussion, 798.

9. Crisco JJ, Fiore R, Beckwith JG, et al. Frequency and locatiimpact exposures in individual collegiate football players. J2010;45:549-559.

10. Talavage TM, Nauman E, Breedlove EL, et al. Functionalcognitive impairment in high school football players withoudiagnosed concussion. J Neurotrauma 2010 Oct 1 [Epuprint].

11. Concussion (mild traumatic brain injury) and the team pconsensus statement. Med Sci Sports Exerc 2006;38:395-3

12. Barkhoudarian G, Hovda DA, Giza CC. The molecular patogy of concussive brain injury. Clin Sports Med 2011;30:33

13. Hall RC, Chapman MJ. Definition, diagnosis, and forensic imof postconcussional syndrome. Psychosomatics 2005;46:19

14. Giza CC, Hovda DA. The neurometabolic cascade of concusTrain 2001;36:228-235.

15. Sojka P, Stalnacke BM, Bjornstig U, Karlsson K. One-year fopatients with mild traumatic brain injury: Occurrence ofmatic stress-related symptoms at follow-up and serum levelsS-100B and neuron-specific enolase in acute phase. Brain In613-620.

16. Sterr A, Herron KA, Hayward C, Montaldi D. Are mild headmild as we think? Neurobehavioral concomitants of chrconcussion syndrome. BMC Neurol 2006;6:7.

17. Carroll LJ, Cassidy JD, Peloso PM, et al. Prognosis for mildbrain injury: Results of the WHO Collaborating Centre TasMild Traumatic Brain Injury. J Rehabil Med 2004(Suppl):8

18. Rees PM. Contemporary issues in mild traumatic brain inPhys Med Rehabil 2003;84:1885-1894.

19. Martland HS. Punch drunk. JAMA 1928;91:1103-1107.20. Millspaugh JA. Dementia pugilistica. US Naval Med Bull 19

303.21. Corsellis JA, Bruton CJ, Freeman-Browne D. The aftermath

Psychol Med 1973;3:270-303.22. Miller H. Mental after-effects of head injury. Proc R Soc Me

257-261.23. Geddes JF, Vowles GH, Nicoll JA, Revesz T. Neuronal c

changes are an early consequence of repetitive head injury.ropathol 1999;98:171-178.

24. Hof PR, Knabe R, Bovier P, Bouras C. Neuropathological obin a case of autism presenting with self-injury behavior. A

. pathol 1991;82:321-326.

Page 8: Long-term Consequences of Repetitive Brain Trauma…sites.bu.edu/.../Long-term-Consequences-of-Repetitive-Brain-Trauma... · Long-term Consequences of Repetitive Brain Trauma:

tic enceurosurg

RL, Weball Lea34.c traumensic N

entia i

nnelopapeat inj

Mild treimers

ski JQ.listica r18-524pathy

y. J Neu

ead in6:810-8f ALS wNeurol

demener’s Dise-Blackw

, Gandatic b

r cognioprotei658.of apolncet 19

rofessioNeuro

n early79;17:5

y a role inigh school

immaturend delayed

der in thelin Sports

idence and

inflamma-lzheimer’s

e-caspase-staglandin

munoreac-. Brain Res

tal diabetesmodel of

lication of0.ria for theRDA crite-

dependental elderly

the recom-r’s Associa-r’s disease.

iagnosis ofm the Na-

ps on diag-nt 2011;7:

preclinicale Nationaldiagnostic

011;7:280-

MRI whitec memory.

S467PM&R Vol. 3, Iss. 10S2, 2011

25. Omalu BI, DeKosky ST, Hamilton RL, et al. Chronic traumaalopathy in a national football league player: Part II. Ne2006;59:1086-1092; discussion, 1092-1093.

26. Omalu BI, DeKosky ST, Minster RL, Kamboh MI, HamiltonCH. Chronic traumatic encephalopathy in a National Footplayer. Neurosurgery 2005;57:128-134; discussion, 128-1

27. Omalu BI, Fitzsimmons RP, Hammers J, Bailes J. Chroniencephalopathy in a professional American wrestler. J For2010;6:130-136.

28. Roberts GW, Whitwell HL, Acland PR, Bruton CJ. Dempunch-drunk wife. Lancet 1990;335:918-919.

29. Yuen TJ, Browne KD, Iwata A, Smith DH. Sodium chainduced by mild axonal trauma worsens outcome after a reJ Neurosci Res 2009;87:3620-3625.

30. Gavett BE, Stern RA, Cantu RC, Nowinski CJ, McKee AC.matic brain injury: A risk factor for neurodegeneration. AlzhTher 2010;2:18.

31. Schmidt ML, Zhukareva V, Newell KL, Lee VM, Trojanowisoform profile and phosphorylation state in dementia pugipitulate Alzheimer’s disease. Acta Neuropathol 2001;101:5

32. McKee AC, Gavett BE, Stern RA, et al. TDP-43 proteinomotor neuron disease in chronic traumatic encephalopathpathol Exp Neurol 2010;69:918-929.

33. Chen H, Richard M, Sandler DP, Umbach DM, Kamel F. Hand amyotrophic lateral sclerosis. Am J Epidemiol 2007;16

34. Schmidt S, Kwee LC, Allen KD, Oddone EZ. Association ohead injury, cigarette smoking and APOE genotypes. J2010;291:22-29.

35. Stern RA, Andersen SL, Gavett BE. Executive functioning inIn: Kowall NW, Budson AE, eds. The Handbook of Alzheimand Other Dementias. Chichester, West Sussex, UK: Wiley2011.

36. Jordan BD, Relkin NR, Ravdin LD, Jacobs AR, Bennett AApolipoprotein E epsilon4 associated with chronic trauminjury in boxing. JAMA 1997;278:136-140.

37. Kutner KC, Erlanger DM, Tsai J, Jordan B, Relkin NR. Loweperformance of older football players possessing apolipepsilon4. Neurosurgery 2000;47:651-657; discussion 657-

38. Teasdale GM, Nicoll JA, Murray G, Fiddes M. Associationprotein E polymorphism with outcome after head injury. La350:1069-1071.

39. Viano DC, Casson IR, Pellman EJ, et al. Concussion in pfootball: Comparison with boxing head impacts—Part 10.gery 2005;57:1154-1172; discussion 1154-1172.

40. Schneider GE. Is it really better to have your brain lesiorevision of the “Kennard principle”. Neuropsychologia 19

583.

ph-ery

chtgue

aticurs

n a

thyury.

au-Res

Taueca-.andro-

jury16.ithSci

tia.aseell;

y S.rain

tiven E

ipo-97;

nalsur-

? A57-

41. Field M, Collins MW, Lovell MR, Maroon J. Does age plarecovery from sports related concussion? A comparison of hand collegiate athletes. J Pediatr 2003;142:546-553.

42. Pullela R, Raber J, Pfankuch T, et al. Traumatic injury to thebrain results in progressive neuronal loss, hyperactivity acognitive impairments. Dev Neurosci 2006;28:396-409.

43. Covassin T, Elbin RJ. The female athlete: The role of genassessment and management of sport-related concussion. CMed 2011;30:125-131, x.

44. Dick RW. Is there a gender difference in concussion incoutcomes? Br J Sports Med 2009;43(Suppl 1):i46-50.

45. Arnaud L, Robakis NK, Figueiredo-Pereira ME. It may taketion, phosphorylation and ubiquitination to “tangle” in Adisease. Neurodegener Dis 2006;3:313-319.

46. Arnaud LT, Myeku N, Figueiredo-Pereira ME. Proteasomcathepsin sequence leading to tau pathology induced by proJ2 in neuronal cells. J Neurochem 2009;110:328-342.

47. Duong T, Nikolaeva M, Acton PJ. C-reactive protein-like imtivity in the neurofibrillary tangles of Alzheimer’s disease1997;749:152-156.

48. Ke YD, Delerue F, Gladbach A, Gotz J, Ittner LM. Experimenmellitus exacerbates tau pathology in a transgenic mouseAlzheimer’s disease. PLoS One 2009;4:e7917.

49. Stern Y. What is cognitive reserve? Theory and research appthe reserve concept. J Int Neuropsychol Soc 2002;8:448-46

50. Dubois B, Feldman HH, Jacova C, et al. Research critediagnosis of Alzheimer’s disease: Revising the NINCDS-ADria. Lancet Neurol 2007;6:734-746.

51. De Meyer G, Shapiro F, Vanderstichele H, et al. Diagnosis-inAlzheimer disease biomarker signature in cognitively normpeople. Arch Neurol 2010;67:949-956.

52. Jack CR Jr, Albert MS, Knopman DS, et al. Introduction tomendations from the National Institute on Aging-Alzheimetion workgroups on diagnostic guidelines for AlzheimeAlzheimers Dement 2011;7:257-262.

53. McKhann GM, Knopman DS, Chertkow H, et al. The ddementia due to Alzheimer’s disease: Recommendations frotional Institute on Aging-Alzheimer’s Association workgrounostic guidelines for Alzheimer’s disease. Alzheimers Deme263-269.

54. Sperling RA, Aisen PS, Beckett LA, et al. Toward defining thestages of Alzheimer’s disease: Recommendations from thInstitute on Aging-Alzheimer’s Association workgroups onguidelines for Alzheimer’s disease. Alzheimers Dement 2292.

55. Smith EE, Salat DH, Jeng J, et al. Correlations betweenmatter lesion location and executive function and episodi

Neurology 2011;76:1492-1499.