livelihoods & urban form: mumbai in a comparative perspective session 5: february 25...

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LIVELIHOODS & URBAN FORM: MUMBAI IN A COMPARATIVE PERSPECTIVE SESSION 5: FEBRUARY 25 INTERROGATING BEST PRACTICES # 1 WARWICK JUNCTION DURBAN, SOUTH AFRICA MARTY CHEN LECTURER IN PUBLIC POLICY, HARVARD KENNEDY SCHOOL AFFILIATED PROFESSOR, HARVARD GRADUATE SCHOOL OF DESIGN INTERNATIONAL COORDINATOR, WIEGO NETWORK

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LIVELIHOODS & URBAN FORM:MUMBAI IN A COMPARATIVE PERSPECTIVE

SESSION 5: FEBRUARY 25INTERROGATING BEST PRACTICES # 1

WARWICK JUNCTIONDURBAN, SOUTH AFRICA

MARTY CHENLECTURER IN PUBLIC POLICY, HARVARD KENNEDY SCHOOL

AFFILIATED PROFESSOR, HARVARD GRADUATE SCHOOL OF DESIGNINTERNATIONAL COORDINATOR, WIEGO NETWORK

TAKEAWAYS FROMLAST SESSION

Policies & Informal Economy– rethinking formalization formalization debate

narrowly defined: shift to formal jobs + regulation & taxation broadly defined: regulation/taxation + protection + promotion, often

sector-specific debates re street vendors

arguments for vs. against street vendors persecution + regulation vs. tolerance + promotion

Planning & Informal Economy – rethinking planning flexible, mobile, provisional social infrastructure vs. normative linear

planning (Simone) uncentralized networks and patterns vs. planned grid of administrative

centralization (Scott)

STATUS REPORTS ONLITERATURE REVIEWS

Construction workers

Garment workers

Home-based workers

Street vendors

Waste pickers

TODAY’S CLASS

Best Practice Example # 1: Warwick Junction, Durban, South Africa pre-city project city project post-city project Class Discussion: what strikes you as the most innovative aspects of this

example? what are your main takeaways? what questions do you have? Urban Informal Sector in Sub-Saharan Africa (Meagher 1995)

differentiation within the informal economy: 2 strata role of social networks links with the formal sector role of the state in the informalization process►framework for analysis of specific groups of informal workers in

Mumbai – and elsewhere

WARWICK JUNCTION

city precinct on edge of the Durban's CBD primary public transport interchange in the city:

460, 000 commuters per day on average natural market for street vendors: given confluence of

rail, taxi and bus transport Markets of Warwick: www.marketsofwarwick.org.za

5000-8000 vendors 9 distinct marketslargest informally structured market in a public space most authentic African market in South Africa

WARWICK JUNCTION:MID-1800s TO MID-1990s

1860: 300 migrants from India arrived in the Natal Colony to work as indentured laborers

1872: Indian migrant named Aboobaker Jhaveri set up first trading store and later a bazaar and the Jama Masjid Mosque in the Warwick Junction area

by 1930s: Warwick Junction area was major shopping, trading and business center

1948: National Party enacted legislation to restrict black economic activity in so-called “white areas”

by 1960s: street vending prohibited in Durban 1973: Natal Ordinance allowed vendors to occupy a space for 15 minutes =

“move-on law” 1980s: more liberal Progressive Federal Party came to power in Durban –

commissioned survey of street traders began to allow street vending 1991: Department of Informal Trade and Small Business Opportunities

established 1994: national elections of first democratic government in South Africa

WARWICK JUNCTION:POST-1994

New Constitution: the democratic government in South Africa set up three spheres of

government: national, provincial and local local governments;

given new freedoms & new tasks underwent political & administrative restructuring

Durban Municipality: 1999: set up Warwick Junction Urban Renewal Project 2001: restructured into a larger municipality called eThekwini Municipality

Self-Employed Women’s Union (SEWU) established in 1994 with headquarters in Durban early active branch of street vendors in Warwick Junction

Informal Traders’ Management Board (ITMB) set up in 1995 as umbrella organization of informal traders for Municipal

Council to deal with

WARWICK JUNCTIONURBAN RENEWAL PROJECT

1995: establishment of Project aim: To improve quality of urban environment in Warwick

Junction area: safety & security + cleanliness + functionality + economic opportunities

institutional location: within Council, in Urban Design Department

operating structure: 3 teams (planning, implementation, operations) drawing on staff from the different departments of the municipality + urban council officials

Project Center: old warehouse in the center of Warwick Junction – used as office + venue for meetings with informal traders

1996: first task - operation clean-up

WARWICK JUNCTIONURBAN RENEWAL PROJECT

Project Components: communications: marketing the “new” Warwick to

change people’s perceptions (not site of crime-and-grime)

knowledge & information about the informal economy spatial design & built environment furniture & equipment design capacity building & voice of informal workers

Project Fundamentals: area-based & inter-departmental committed to participation & consultation

RICHARD DOBSONPR. [email protected]

WARWICK JUNCTION DURBAN. SOUTH AFRICA

herb market

bovine head cooks

mealie cooks

brook street market

1996 2010

Context: Warwick Junction

© Presentation restricted titled audience only. March 2014

Photo and Drawing Credits: Richard Dobson, Dennis Gilbert, Gerald Botha, Andrew Griffin, Tasmi Quazi Mxolisi Cele, Barbra Van Zyl , Tamryn Coats, Terence Hogden

www.aet.org.za

BARROW OPERATORS IN WARWICK JUNCTION

BARROW OPERATORS IN WARWICK JUNCTION

CARDBOARD RECYCLERSIN WARWICK JUNCTION

ASIYE eTAFULENI(“A Seat at the Table”)

NGO that collaborates with informal workers and allied professionals to develop inclusive urban spaces to support sustainable livelihoods for informal workers

Co-founded by the two leaders of the Warwick Junction Urban Renewal Project Richard Dobson – former leader of Warwick Junction Project,

architect and planner Patrick Ndlovu – former area manager of Warwick Junction

Project, former police officer

www.aet.org.za

ASIYE eTAFULENI

Timeline of key achievements and milestones:2008 – Founding of Asiye eTafuleni and commencement of the Inclusive Cities project;2010 – Launch of the Markets of Warwick Tour in conjunction with the 2010 World Cup World Class Cities for All Campaign;2011 – Legal victories to preserve Warwick Junction’s historic Early Morning Market and prevent development of mall in the area2011 – Mail and Guardian ‘Drivers of Change Award’2012 – First external competitive commission – Imagine Durban Inner-City Informal Recycling Project and AfriSam-South African Institute of Architects (SAIA) Award2012 – AeT is chosen as a local research partner for the Informal Economy Monitoring Study – the first global, multi-year study on the informal economy.2013 – AeT and WIEGO “Safe Warwick” (Phephanati) project wins a Rockefeller Foundation Centennial Innovation Award2015 – legal victory for street vendors

COURT VICTORY FOR WARWICK JUNCTION STREET VENDOR

High Court of South Africa, KwaZulu Natal Local Division, Durban judgment on February 15, 2015 compensation to street vendor for the

confiscation goods in the sum of R775confiscation of street vendor goods declared

“unconstitutional, unlawful and invalid”

►Legal Precedent for All Street Vendors

COURT VICTORY FOR WARWICK JUNCTION STREET VENDOR

John Makwicana, above and on the far right next to AeT co-founders, Richard Dobson and Patrick Ndlovu outside the High Court after the Court victory. Photo: www.aet.org.za./landmark-legal-case-defending-informal-workers-rights/

ROLE OF WIEGO:GLOBAL ACTION-RESEARCH-POLICY NETWORK

In-Country Support: WIEGO Team members in South Africa….

conducted 1997 survey of street vendors in Durban & South Africa

served as resource persons & researchers for Warwick Junction Project

built supportive research team at University of KwaZulu Natal

motivated allies for advocacy & litigation

collaborated on joint research, action & advocacy

served as technical advisors to – and on board of - Asiye eTafuleni (AeT)

International Support: WIEGO…

collaborated on global Inclusive Cities project with AeT and StreetNet International (headquartered in Durban)

collaborates on & built capacity for joint research projects: Informal Economy Monitoring Study, Universal Health Care for Informal Workers, Technology & Future of Work, Informal Economy Budget Analysis

provides sustainability planning & fund raising support to AeT

helped found StreetNet International & provided support to SEWU (and its successor organization SASEWA)

International “Spot-Light”

showcases Warwick Junction as good practice example

convened events in Durban: notably, 2006 WIEGO General Assembly & 2 Exposure Dialogues

documents & disseminates Warwick Junction case (as in this course!!)

creates opportunities for joint advocacy: e.g. World Urban Forums

highlights “good” & “bad” policies & practices of Durban-eThekwini municipality & national government in South Africa

INTERROGATING WARWICK CASE

what strikes you as… the most innovative aspects of this case? the weaknesses of this case?

what questions do you have?

what are your main takeaways?

URBAN INFORMAL SECTOR IN SUB-SAHARAN AFRICA (Meagher 1995)

Overview of Theoretical approaches to the “Informal Sector” Early Neo-Liberal and Marxist: comprised of survivalists on the margin New Neo-Liberal & Economic Crisis of the State: has dynamic potential to play a

central role in the economy Marxist Reappraisals & Global Economic Crisis: informal sector involved in a

variety of capital/labor relationships (as employers, own account operators, laborers) & part of a historical process of “ups and downs” of capitalism

Informalization Approach: primary focus on sub-contracting in manufacturing, more so than self-employment & services sector

Reassessment of the Informal Sector in Africa Differentiation & Characteristics Role of Social Networks Linkages with Formal Sector Role of the State

URBAN INFORMAL SECTOR IN SUB-SAHARAN AFRICA (Meagher 1995)

Differentiation & Characteristics two strata:

top 20%: owners of enterprises with skill- and capital-intensive enterprises

bottom 80%: “informal proletariat” (own account operators + commission agents + limited numbers of informal labourers)

Role of Social Networks – indigenous ethnic or religious networks positive role: cohesion, shared norms & economic infrastructure +

insulate informal workers from market forces negative role: logic of networks works to the advantage of the

employer or lead enterprise + to the exploitation of workers or subordinated enterprises

URBAN INFORMAL SECTOR IN SUB-SAHARAN AFRICA (Meagher 1995)

Linkages with Formal Sector relative lack of forward linkages: limited by poor quality and unreliability of

informal sector production: i.e. lack of integration, not exploitation►concentration in low-income saturated markets

Presence of disadvantaged backward linkages: for supplies and inputs, including imported goods and often involving exploitative relationships

Role of the State – ambiguous or inconsistent policies of the state rooted in something more complex than ignorance or lack of policy

coordination represents an implicit encouragement of informalization

►creates climate suitable for creation of exploitative structures of informality: ► generates gaps in the legal structure permitting stronger economic actors to

make use of informal labor + creates pools of surplus labor

URBAN INFORMAL SECTOR IN SUB-SAHARAN AFRICA (Meagher 1995)

Conclusion the market is incapable of generating the dynamic potential of the informal sector the expansion of informality in Africa, on the scale found in many African countries,

cannot develop without the complicity of the state the successful operation of informal enterprises requires a supportive formal or

informal institutional environment

What do you think of Meagher’s analysis & conclusions?

Meagher’s political-economy framework is useful to keep in mind when conducting the analyses of your respective occupational groups in Mumbai. differentiation & characteristics of informal employment: which strata? role of social networks: e.g. caste and religion in Mumbai links with formal sector: backward & forward; exploitative? role of state: based on ignorance, lack of policy cohesion or complicity?

GOOD LUCK!