list of marginable securities with effect from … · list of marginable securities with effect...

LIST OF MARGINABLE SECURITIES WITH EFFECT FROM 12 OCTOBER 2017

(US MARKET)

No. Code Security Name (Sorted by Alphabetical Order) Group Valuation

Ratio Price Cap

Marginable Value Cap Per

Client

* Company's margin limit for the counter has been fully utilized. No further marginable value will be accorded to the counter for purchases and/or transfer-in of shares.

Note: The marginable list is subject to change at the Company's discretion without prior notice. Kindly check with your trading representative for the latest updated marginable list.

of 15

1 MMM 3M CO A 90% - -

2 ABT ABBOTT LABORATORIES A 90% - -

3 ABBV ABBVIE INC A 90% - -

4 ACN ACCENTURE PLC-CL A A 90% - -

5 ATVI ACTIVISION BLIZZARD INC A 90% - -

6 AYI ACUITY BRANDS INC B 70% - -

7 ADBE ADOBE SYSTEMS INC A 90% - -

8 AAP ADVANCE AUTO PARTS INC B 70% - -

9 AMD ADVANCED MICRO DEVICES B 70% - -

10 AES AES CORP B 70% - -

11 AET AETNA INC B 70% - -

12 AMG AFFILIATED MANAGERS GROUP B 70% - -

13 AFL AFLAC INC B 70% - -

14 A AGILENT TECHNOLOGIES INC B 70% - -

15 APD AIR PRODUCTS & CHEMICALS INC B 70% - -

16 AKAM AKAMAI TECHNOLOGIES INC A 90% - -

17 ALK ALASKA AIR GROUP INC B 70% - -

18 ALB ALBEMARLE CORP B 70% - -

19 AA ALCOA CORP C 50% - S$150,000

20 ARE ALEXANDRIA REAL ESTATE EQUIT B 70% - -

21 ALXN ALEXION PHARMACEUTICALS INC A 90% - -

22 BABA ALIBABA GROUP HOLDING-SP ADR C 50% - S$150,000

23 ALGN ALIGN TECHNOLOGY INC B 70% - -

24 ALLE ALLEGION PLC B 70% - -

25 AGN ALLERGAN PLC A 90% - -

26 ADS ALLIANCE DATA SYSTEMS CORP B 70% - -

27 LNT ALLIANT ENERGY CORP B 70% - -

28 ALL ALLSTATE CORP B 70% - -

29 GOOGL ALPHABET INC-CL A A 90% - -

30 GOOG ALPHABET INC-CL C A 90% - -

31 MO ALTRIA GROUP INC A 90% - -

32 AMZN AMAZON.COM INC A 90% - -

33 AMBA AMBARELLA INC C 50% - S$150,000

34 AEE AMEREN CORPORATION B 70% - -

35 AAL AMERICAN AIRLINES GROUP INC A 90% - -

36 AEO AMERICAN EAGLE OUTFITTERS C 50% - S$150,000

37 AEP AMERICAN ELECTRIC POWER B 70% - -

38 AXP AMERICAN EXPRESS CO A 90% - -

39 AIG AMERICAN INTERNATIONAL GROUP A 90% - -

40 AMT AMERICAN TOWER CORP A 90% - -


(US MARKET)


Ratio Price Cap


Client



of 15

41 AWK AMERICAN WATER WORKS CO INC B 70% - -

42 AMP AMERIPRISE FINANCIAL INC B 70% - -

43 ABC AMERISOURCEBERGEN CORP B 70% - -

44 AME AMETEK INC B 70% - -

45 AMGN AMGEN INC A 90% - -

46 APH AMPHENOL CORP-CL A B 70% - -

47 APC ANADARKO PETROLEUM CORP B 70% - -

48 ADI ANALOG DEVICES INC A 90% - -

49 ANDV ANDEAVOR B 70% - -

50 ANSS ANSYS INC B 70% - -

51 ANTM ANTHEM INC B 70% - -

52 AON AON PLC B 70% - -

53 APA APACHE CORP B 70% - -

54 AIV APARTMENT INVT & MGMT CO -A B 70% - -

55 APLE APPLE HOSPITALITY REIT INC C 50% - S$150,000

56 AAPL APPLE INC A 90% - -

57 AMAT APPLIED MATERIALS INC A 90% - -

58 ADM ARCHER-DANIELS-MIDLAND CO B 70% - -

59 ARNC ARCONIC INC B 70% - -

60 AJG ARTHUR J GALLAGHER & CO B 70% - -

61 AIZ ASSURANT INC B 70% - -

62 T AT&T INC A 90% - -

63 ADSK AUTODESK INC A 90% - -

64 ADP AUTOMATIC DATA PROCESSING A 90% - -

65 AZO AUTOZONE INC B 70% - -

66 AVB AVALONBAY COMMUNITIES INC B 70% - -

67 AVY AVERY DENNISON CORP B 70% - -

68 BIDU BAIDU INC - SPON ADR A 90% - -

69 BHGE BAKER HUGHES A GE CO B 70% - -

70 BLL BALL CORP B 70% - -

71 BAC BANK OF AMERICA CORP A 90% - -

72 BK BANK OF NEW YORK MELLON CORP A 90% - -

73 ABX BARRICK GOLD CORP C 50% - S$150,000

74 BAX BAXTER INTERNATIONAL INC B 70% - -

75 BBT BB&T CORP B 70% - -

76 BDX BECTON DICKINSON AND CO B 70% - -

77 BRK/B BERKSHIRE HATHAWAY INC-CL B A 90% - -

78 BBY BEST BUY CO INC B 70% - -

79 BIG BIG LOTS INC C 50% - S$150,000

80 BIIB BIOGEN INC A 90% - -


(US MARKET)


Ratio Price Cap


Client



of 15

81 BMRN BIOMARIN PHARMACEUTICAL INC A 90% - -

82 BLK BLACKROCK INC A 90% - -

83 BX BLACKSTONE GROUP LP/THE C 50% - S$150,000

84 BA BOEING CO/THE A 90% - -

85 BWA BORGWARNER INC B 70% - -

86 BXP BOSTON PROPERTIES INC B 70% - -

87 BSX BOSTON SCIENTIFIC CORP B 70% - -

88 BHF BRIGHTHOUSE FINANCIAL INC B 70% - -

89 BMY BRISTOL-MYERS SQUIBB CO A 90% - -

90 AVGO BROADCOM LTD A 90% - -

91 BAM BROOKFIELD ASSET MANAGE-CL A C 50% - S$150,000

92 BF/B BROWN-FORMAN CORP-CLASS B B 70% - -

93 CHRW C.H. ROBINSON WORLDWIDE INC B 70% - -

94 CA CA INC A 90% - -

95 COG CABOT OIL & GAS CORP B 70% - -

96 CDNS CADENCE DESIGN SYS INC B 70% - -

97 CPB CAMPBELL SOUP CO B 70% - -

98 COF CAPITAL ONE FINANCIAL CORP B 70% - -

99 CAH CARDINAL HEALTH INC B 70% - -

100 KMX CARMAX INC B 70% - -

101 CCL CARNIVAL CORP B 70% - -

102 CAT CATERPILLAR INC A 90% - -

103 CBOE CBOE HOLDINGS INC B 70% - -

104 CBG CBRE GROUP INC - A B 70% - -

105 CBS CBS CORP-CLASS B NON VOTING B 70% - -

106 CELG CELGENE CORP A 90% - -

107 CNC CENTENE CORP B 70% - -

108 CNP CENTERPOINT ENERGY INC B 70% - -

109 CTL CENTURYLINK INC B 70% - -

110 CERN CERNER CORP A 90% - -

111 CF CF INDUSTRIES HOLDINGS INC B 70% - -

112 CHTR CHARTER COMMUNICATIONS INC-A A 90% - -

113 CHKP CHECK POINT SOFTWARE TECH A 90% - -

114 CHK CHESAPEAKE ENERGY CORP B 70% - -

115 CVX CHEVRON CORP A 90% - -

116 CMG CHIPOTLE MEXICAN GRILL INC B 70% - -

117 CB CHUBB LTD A 90% - -

118 CHD CHURCH & DWIGHT CO INC B 70% - -

119 CI CIGNA CORP B 70% - -

120 XEC CIMAREX ENERGY CO B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

121 CINF CINCINNATI FINANCIAL CORP B 70% - -

122 CTAS CINTAS CORP A 90% - -

123 CSCO CISCO SYSTEMS INC A 90% - -

124 C CITIGROUP INC A 90% - -

125 CFG CITIZENS FINANCIAL GROUP B 70% - -

126 CTXS CITRIX SYSTEMS INC A 90% - -

127 CLX CLOROX COMPANY B 70% - -

128 CME CME GROUP INC B 70% - -

129 CMS CMS ENERGY CORP B 70% - -

130 COH COACH INC B 70% - -

131 KO COCA-COLA CO/THE A 90% - -

132 CDE COEUR MINING INC C 50% - S$150,000

133 CTSH COGNIZANT TECH SOLUTIONS-A A 90% - -

134 CL COLGATE-PALMOLIVE CO A 90% - -

135 CMCSA COMCAST CORP-CLASS A A 90% - -

136 CMA COMERICA INC B 70% - -

137 CAG CONAGRA BRANDS INC B 70% - -

138 CXO CONCHO RESOURCES INC B 70% - -

139 COP CONOCOPHILLIPS A 90% - -

140 ED CONSOLIDATED EDISON INC B 70% - -

141 STZ CONSTELLATION BRANDS INC-A B 70% - -

142 COO COOPER COS INC/THE B 70% - -

143 GLW CORNING INC B 70% - -

144 COST COSTCO WHOLESALE CORP A 90% - -

145 COTY COTY INC-CL A B 70% - -

146 BCR CR BARD INC B 70% - -

147 CCI CROWN CASTLE INTL CORP B 70% - -

148 CSRA CSRA INC B 70% - -

149 CSX CSX CORP A 90% - -

150 CTRP CTRIP.COM INTERNATIONAL-ADR A 90% - -

151 CMI CUMMINS INC B 70% - -

152 CVS CVS HEALTH CORP A 90% - -

153 DHR DANAHER CORP A 90% - -

154 DRI DARDEN RESTAURANTS INC B 70% - -

155 DVA DAVITA INC B 70% - -

156 DE DEERE & CO B 70% - -

157 DLPH DELPHI AUTOMOTIVE PLC B 70% - -

158 DAL DELTA AIR LINES INC B 70% - -

159 XRAY DENTSPLY SIRONA INC A 90% - -

160 DVN DEVON ENERGY CORP B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

161 DLR DIGITAL REALTY TRUST INC B 70% - -

162 DFS DISCOVER FINANCIAL SERVICES B 70% - -

163 DISCA DISCOVERY COMMUNICATIONS-A A 90% - -

164 DISCK DISCOVERY COMMUNICATIONS-C A 90% - -

165 DISH DISH NETWORK CORP-A A 90% - -

166 DG DOLLAR GENERAL CORP B 70% - -

167 DLTR DOLLAR TREE INC A 90% - -

168 D DOMINION ENERGY INC B 70% - -

169 DOV DOVER CORP B 70% - -

170 DWDP DOWDUPONT INC A 90% - -

171 DHI DR HORTON INC B 70% - -

172 DPS DR PEPPER SNAPPLE GROUP INC B 70% - -

173 DTE DTE ENERGY COMPANY B 70% - -

174 DUK DUKE ENERGY CORP A 90% - -

175 DRE DUKE REALTY CORP B 70% - -

176 DXC DXC TECHNOLOGY CO B 70% - -

177 ETFC E*TRADE FINANCIAL CORP B 70% - -

178 EMN EASTMAN CHEMICAL CO B 70% - -

179 ETN EATON CORP PLC B 70% - -

180 EBAY EBAY INC A 90% - -

181 ECL ECOLAB INC B 70% - -

182 EIX EDISON INTERNATIONAL B 70% - -

183 EW EDWARDS LIFESCIENCES CORP B 70% - -

184 EA ELECTRONIC ARTS INC A 90% - -

185 LLY ELI LILLY & CO A 90% - -

186 ELLI ELLIE MAE INC C 50% - S$150,000

187 EMR EMERSON ELECTRIC CO B 70% - -

188 ETP ENERGY TRANSFER PARTNERS LP C 50% - S$150,000

189 ESV ENSCO PLC-CL A C 50% - S$150,000

190 ETR ENTERGY CORP B 70% - -

191 EPD ENTERPRISE PRODUCTS PARTNERS C 50% - S$150,000

192 EVHC ENVISION HEALTHCARE CORP B 70% - -

193 EOG EOG RESOURCES INC A 90% - -

194 EQT EQT CORP B 70% - -

195 EFX EQUIFAX INC B 70% - -

196 EQIX EQUINIX INC B 70% - -

197 EQR EQUITY RESIDENTIAL B 70% - -

198 ESS ESSEX PROPERTY TRUST INC B 70% - -

199 EL ESTEE LAUDER COMPANIES-CL A B 70% - -

200 RE EVEREST RE GROUP LTD B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

201 ES EVERSOURCE ENERGY B 70% - -

202 EXC EXELON CORP B 70% - -

203 EXPE EXPEDIA INC A 90% - -

204 EXPD EXPEDITORS INTL WASH INC B 70% - -

205 ESRX EXPRESS SCRIPTS HOLDING CO A 90% - -

206 EXR EXTRA SPACE STORAGE INC B 70% - -

207 XOM EXXON MOBIL CORP A 90% - -

208 FFIV F5 NETWORKS INC B 70% - -

209 FB FACEBOOK INC-A A 90% - -

210 FAST FASTENAL CO A 90% - -

211 FRT FEDERAL REALTY INVS TRUST B 70% - -

212 FDX FEDEX CORP A 90% - -

213 FIS FIDELITY NATIONAL INFO SERV B 70% - -

214 FITB FIFTH THIRD BANCORP B 70% - -

215 FE FIRSTENERGY CORP B 70% - -

216 FISV FISERV INC A 90% - -

217 FLEX FLEX LTD C 50% - S$150,000

218 FLIR FLIR SYSTEMS INC B 70% - -

219 FLS FLOWSERVE CORP B 70% - -

220 FLR FLUOR CORP B 70% - -

221 FMC FMC CORP B 70% - -

222 FL FOOT LOCKER INC B 70% - -

223 F FORD MOTOR CO B 70% - -

224 FTV FORTIVE CORP B 70% - -

225 FBHS FORTUNE BRANDS HOME & SECURI B 70% - -

226 BEN FRANKLIN RESOURCES INC B 70% - -

227 FCX FREEPORT-MCMORAN INC B 70% - -

228 GPS GAP INC/THE B 70% - -

229 GRMN GARMIN LTD B 70% - -

230 IT GARTNER INC B 70% - -

231 GD GENERAL DYNAMICS CORP A 90% - -

232 GE GENERAL ELECTRIC CO A 90% - -

233 GIS GENERAL MILLS INC B 70% - -

234 GM GENERAL MOTORS CO A 90% - -

235 GPC GENUINE PARTS CO B 70% - -

236 GGP GGP INC B 70% - -

237 GILD GILEAD SCIENCES INC A 90% - -

238 GPN GLOBAL PAYMENTS INC B 70% - -

239 GS GOLDMAN SACHS GROUP INC A 90% - -

240 GT GOODYEAR TIRE & RUBBER CO B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

241 HRB H&R BLOCK INC B 70% - -

242 HAE HAEMONETICS CORP/MASS C 50% - S$150,000

243 HAL HALLIBURTON CO B 70% - -

244 HBI HANESBRANDS INC B 70% - -

245 HOG HARLEY-DAVIDSON INC B 70% - -

246 HRS HARRIS CORP B 70% - -

247 HIG HARTFORD FINANCIAL SVCS GRP B 70% - -

248 HAS HASBRO INC A 90% - -

249 HCA HCA HEALTHCARE INC B 70% - -

250 HCP HCP INC B 70% - -

251 HP HELMERICH & PAYNE B 70% - -

252 HSIC HENRY SCHEIN INC A 90% - -

253 HSY HERSHEY CO/THE B 70% - -

254 HES HESS CORP B 70% - -

255 HPE HEWLETT PACKARD ENTERPRIS B 70% - -

256 HLT HILTON WORLDWIDE HOLDINGS IN B 70% - -

257 HIMX HIMAX TECHNOLOGIES INC C 50% - S$150,000

258 HOLX HOLOGIC INC A 90% - -

259 HD HOME DEPOT INC A 90% - -

260 HON HONEYWELL INTERNATIONAL INC A 90% - -

261 HRL HORMEL FOODS CORP B 70% - -

262 HST HOST HOTELS & RESORTS INC B 70% - -

263 HPQ HP INC B 70% - -

264 HUM HUMANA INC B 70% - -

265 JBHT HUNT (JB) TRANSPRT SVCS INC A 90% - -

266 HBAN HUNTINGTON BANCSHARES INC B 70% - -

267 IDXX IDEXX LABORATORIES INC A 90% - -

268 INFO IHS MARKIT LTD B 70% - -

269 ITW ILLINOIS TOOL WORKS B 70% - -

270 ILMN ILLUMINA INC A 90% - -

271 INCY INCYTE CORP A 90% - -

272 IR INGERSOLL-RAND PLC B 70% - -

273 INTC INTEL CORP A 90% - -

274 ICE INTERCONTINENTAL EXCHANGE IN B 70% - -

275 IP INTERNATIONAL PAPER CO B 70% - -

276 IPG INTERPUBLIC GROUP OF COS INC B 70% - -

277 IBM INTL BUSINESS MACHINES CORP A 90% - -

278 IFF INTL FLAVORS & FRAGRANCES B 70% - -

279 INTU INTUIT INC A 90% - -

280 ISRG INTUITIVE SURGICAL INC A 90% - -


(US MARKET)


Ratio Price Cap


Client



of 15

281 IVZ INVESCO LTD B 70% - -

282 IPGP IPG PHOTONICS CORP C 50% - S$150,000

283 IRM IRON MOUNTAIN INC B 70% - -

284 JEC JACOBS ENGINEERING GROUP INC B 70% - -

285 JD JD.COM INC-ADR A 90% - -

286 JKS JINKOSOLAR HOLDING CO-ADR C 50% - S$150,000

287 SJM JM SMUCKER CO/THE B 70% - -

288 JNJ JOHNSON & JOHNSON A 90% - -

289 JCI JOHNSON CONTROLS INTERNATION B 70% - -

290 JPM JPMORGAN CHASE & CO A 90% - -

291 JNPR JUNIPER NETWORKS INC B 70% - -

292 KSU KANSAS CITY SOUTHERN B 70% - -

293 K KELLOGG CO B 70% - -

294 KEY KEYCORP B 70% - -

295 KEYS KEYSIGHT TECHNOLOGIES IN C 50% - S$150,000

296 KMB KIMBERLY-CLARK CORP B 70% - -

297 KIM KIMCO REALTY CORP B 70% - -

298 KMI KINDER MORGAN INC B 70% - -

299 KGC KINROSS GOLD CORP C 50% - S$150,000

300 KLAC KLA-TENCOR CORP A 90% - -

301 KSS KOHLS CORP B 70% - -

302 KHC KRAFT HEINZ CO/THE A 90% - -

303 KR KROGER CO B 70% - -

304 LB L BRANDS INC B 70% - -

305 LLL L3 TECHNOLOGIES INC B 70% - -

306 LH LABORATORY CRP OF AMER HLDGS B 70% - -

307 LRCX LAM RESEARCH CORP A 90% - -

308 LVS LAS VEGAS SANDS CORP C 50% - S$150,000

309 LEG LEGGETT & PLATT INC B 70% - -

310 LEN LENNAR CORP-A B 70% - -

311 LUK LEUCADIA NATIONAL CORP B 70% - -

312 LVLT LEVEL 3 COMMUNICATIONS INC B 70% - -

313 LBTYK LIBERTY GLOBAL PLC- C A 90% - -

314 LILA LIBERTY GLOBAL PLC LILAC - A A 90% - -

315 LILAK LIBERTY GLOBAL PLC LILAC - C A 90% - -

316 LBTYA LIBERTY GLOBAL PLC-A A 90% - -

317 QVCA LIBERTY INTERACTIVE CORP Q-A A 90% - -

318 LVNTA LIBERTY VENTURES - SER A A 90% - -

319 LNC LINCOLN NATIONAL CORP B 70% - -

320 LKQ LKQ CORP B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

321 LMT LOCKHEED MARTIN CORP A 90% - -

322 L LOEWS CORP B 70% - -

323 LOW LOWE'S COS INC A 90% - -

324 LYB LYONDELLBASELL INDU-CL A B 70% - -

325 MTB M & T BANK CORP B 70% - -

326 MAC MACERICH CO/THE B 70% - -

327 M MACY'S INC B 70% - -

328 MRO MARATHON OIL CORP B 70% - -

329 MPC MARATHON PETROLEUM CORP B 70% - -

330 MAR MARRIOTT INTERNATIONAL -CL A A 90% - -

331 MMC MARSH & MCLENNAN COS B 70% - -

332 MLM MARTIN MARIETTA MATERIALS B 70% - -

333 MAS MASCO CORP B 70% - -

334 MA MASTERCARD INC - A A 90% - -

335 MAT MATTEL INC A 90% - -

336 MXIM MAXIM INTEGRATED PRODUCTS A 90% - -

337 MKC MCCORMICK & CO-NON VTG SHRS B 70% - -

338 MDR MCDERMOTT INTL INC C 50% - S$150,000

339 MCD MCDONALD'S CORP A 90% - -

340 MCK MCKESSON CORP B 70% - -

341 MDT MEDTRONIC PLC A 90% - -

342 MELI MERCADOLIBRE INC A 90% - -

343 MRK MERCK & CO. INC. A 90% - -

344 MET METLIFE INC A 90% - -

345 MTD METTLER-TOLEDO INTERNATIONAL B 70% - -

346 MGM MGM RESORTS INTERNATIONAL B 70% - -

347 KORS MICHAEL KORS HOLDINGS LTD B 70% - -

348 MCHP MICROCHIP TECHNOLOGY INC A 90% - -

349 MU MICRON TECHNOLOGY INC A 90% - -

350 MSFT MICROSOFT CORP A 90% - -

351 MAA MID-AMERICA APARTMENT COMM B 70% - -

352 MHK MOHAWK INDUSTRIES INC B 70% - -

353 TAP MOLSON COORS BREWING CO -B B 70% - -

354 MOMO MOMO INC-SPON ADR C 50% - S$150,000

355 MDLZ MONDELEZ INTERNATIONAL INC-A A 90% - -

356 MON MONSANTO CO B 70% - -

357 MNST MONSTER BEVERAGE CORP A 90% - -

358 MCO MOODY'S CORP B 70% - -

359 MS MORGAN STANLEY A 90% - -

360 MOS MOSAIC CO/THE B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

361 MSI MOTOROLA SOLUTIONS INC B 70% - -

362 MYL MYLAN NV A 90% - -

363 NDAQ NASDAQ INC B 70% - -

364 NOV NATIONAL OILWELL VARCO INC B 70% - -

365 BABY NATUS MEDICAL INC C 50% - S$150,000

366 NAVI NAVIENT CORP B 70% - -

367 NTAP NETAPP INC B 70% - -

368 NTES NETEASE INC-ADR A 90% - -

369 NFLX NETFLIX INC A 90% - -

370 NYCB NEW YORK COMMUNITY BANCORP C 50% - S$150,000

371 NWL NEWELL BRANDS INC B 70% - -

372 NFX NEWFIELD EXPLORATION CO B 70% - -

373 NEM NEWMONT MINING CORP B 70% - -

374 NWSA NEWS CORP - CLASS A B 70% - -

375 NWS NEWS CORP - CLASS B B 70% - -

376 NEE NEXTERA ENERGY INC A 90% - -

377 NLSN NIELSEN HOLDINGS PLC B 70% - -

378 NKE NIKE INC -CL B A 90% - -

379 NI NISOURCE INC B 70% - -

380 NBL NOBLE ENERGY INC B 70% - -

381 JWN NORDSTROM INC B 70% - -

382 NSC NORFOLK SOUTHERN CORP B 70% - -

383 NTRS NORTHERN TRUST CORP B 70% - -

384 NOC NORTHROP GRUMMAN CORP B 70% - -

385 NCLH NORWEGIAN CRUISE LINE HOLDIN A 90% - -

386 NRG NRG ENERGY INC B 70% - -

387 NUS NU SKIN ENTERPRISES INC - A C 50% - S$150,000

388 NUE NUCOR CORP B 70% - -

389 NVDA NVIDIA CORP A 90% - -

390 OAK OAKTREE CAPITAL GROUP LLC C 50% - S$150,000

391 OXY OCCIDENTAL PETROLEUM CORP B 70% - -

392 OLN OLIN CORP C 50% - S$150,000

393 OMC OMNICOM GROUP B 70% - -

394 OKE ONEOK INC B 70% - -

395 ORCL ORACLE CORP A 90% - -

396 ORLY O'REILLY AUTOMOTIVE INC A 90% - -

397 PCG P G & E CORP B 70% - -

398 PCAR PACCAR INC A 90% - -

399 PKG PACKAGING CORP OF AMERICA B 70% - -

400 PH PARKER HANNIFIN CORP B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

401 PDCO PATTERSON COS INC B 70% - -

402 PAYX PAYCHEX INC A 90% - -

403 PYPL PAYPAL HOLDINGS INC A 90% - -

404 PNR PENTAIR PLC B 70% - -

405 PBCT PEOPLE'S UNITED FINANCIAL B 70% - -

406 PEP PEPSICO INC A 90% - -

407 PKI PERKINELMER INC B 70% - -

408 PRGO PERRIGO CO PLC B 70% - -

409 PFE PFIZER INC A 90% - -

410 PM PHILIP MORRIS INTERNATIONAL A 90% - -

411 PSX PHILLIPS 66 B 70% - -

412 PNW PINNACLE WEST CAPITAL B 70% - -

413 PXD PIONEER NATURAL RESOURCES CO B 70% - -

414 PNC PNC FINANCIAL SERVICES GROUP A 90% - -

415 PPG PPG INDUSTRIES INC B 70% - -

416 PPL PPL CORP B 70% - -

417 PX PRAXAIR INC B 70% - -

418 PCLN PRICELINE GROUP INC/THE A 90% - -

419 PFG PRINCIPAL FINANCIAL GROUP B 70% - -

420 PG PROCTER & GAMBLE CO/THE A 90% - -

421 PGR PROGRESSIVE CORP B 70% - -

422 PLD PROLOGIS INC B 70% - -

423 PRU PRUDENTIAL FINANCIAL INC B 70% - -

424 PEG PUBLIC SERVICE ENTERPRISE GP B 70% - -

425 PSA PUBLIC STORAGE B 70% - -

426 PHM PULTEGROUP INC B 70% - -

427 PVH PVH CORP B 70% - -

428 QRVO QORVO INC B 70% - -

429 QCOM QUALCOMM INC A 90% - -

430 PWR QUANTA SERVICES INC B 70% - -

431 DGX QUEST DIAGNOSTICS INC B 70% - -

432 Q QUINTILES IMS HOLDINGS INC B 70% - -

433 RDN RADIAN GROUP INC C 50% - S$150,000

434 RL RALPH LAUREN CORP B 70% - -

435 RMBS RAMBUS INC C 50% - S$150,000

436 RRC RANGE RESOURCES CORP B 70% - -

437 RJF RAYMOND JAMES FINANCIAL INC B 70% - -

438 RTN RAYTHEON COMPANY A 90% - -

439 O REALTY INCOME CORP B 70% - -

440 RHT RED HAT INC B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

441 REG REGENCY CENTERS CORP B 70% - -

442 REGN REGENERON PHARMACEUTICALS A 90% - -

443 RF REGIONS FINANCIAL CORP B 70% - -

444 RSG REPUBLIC SERVICES INC B 70% - -

445 RMD RESMED INC B 70% - -

446 RHI ROBERT HALF INTL INC B 70% - -

447 ROK ROCKWELL AUTOMATION INC B 70% - -

448 COL ROCKWELL COLLINS INC B 70% - -

449 ROP ROPER TECHNOLOGIES INC B 70% - -

450 ROST ROSS STORES INC A 90% - -

451 RCL ROYAL CARIBBEAN CRUISES LTD B 70% - -

452 SPGI S&P GLOBAL INC B 70% - -

453 CRM SALESFORCE.COM INC A 90% - -

454 SBAC SBA COMMUNICATIONS CORP B 70% - -

455 SCG SCANA CORP B 70% - -

456 SLB SCHLUMBERGER LTD A 90% - -

457 SCHW SCHWAB (CHARLES) CORP A 90% - -

458 SNI SCRIPPS NETWORKS INTER-CL A B 70% - -

459 STX SEAGATE TECHNOLOGY A 90% - -

460 SEE SEALED AIR CORP B 70% - -

461 SRE SEMPRA ENERGY B 70% - -

462 SHW SHERWIN-WILLIAMS CO/THE B 70% - -

463 SHPG SHIRE PLC-ADR A 90% - -

464 SIG SIGNET JEWELERS LTD B 70% - -

465 SPG SIMON PROPERTY GROUP INC B 70% - -

466 SIRI SIRIUS XM HOLDINGS INC A 90% - -

467 SWKS SKYWORKS SOLUTIONS INC A 90% - -

468 SLG SL GREEN REALTY CORP B 70% - -

469 AOS SMITH (A.O.) CORP B 70% - -

470 SNA SNAP-ON INC B 70% - -

471 SO SOUTHERN CO/THE B 70% - -

472 LUV SOUTHWEST AIRLINES CO B 70% - -

473 STMP STAMPS.COM INC C 50% - S$150,000

474 SWK STANLEY BLACK & DECKER INC B 70% - -

475 SBUX STARBUCKS CORP A 90% - -

476 STT STATE STREET CORP B 70% - -

477 SRCL STERICYCLE INC B 70% - -

478 SYK STRYKER CORP A 90% - -

479 STI SUNTRUST BANKS INC B 70% - -

480 SYMC SYMANTEC CORP A 90% - -


(US MARKET)


Ratio Price Cap


Client



of 15

481 SYF SYNCHRONY FINANCIAL B 70% - -

482 SNPS SYNOPSYS INC B 70% - -

483 SYY SYSCO CORP B 70% - -

484 TROW T ROWE PRICE GROUP INC B 70% - -

485 TGT TARGET CORP B 70% - -

486 TEL TE CONNECTIVITY LTD B 70% - -

487 FTI TECHNIPFMC PLC B 70% - -

488 TSLA TESLA INC A 90% - -

489 TXN TEXAS INSTRUMENTS INC A 90% - -

490 TXT TEXTRON INC B 70% - -

491 TMO THERMO FISHER SCIENTIFIC INC A 90% - -

492 TRI THOMSON REUTERS CORP C 50% - S$150,000

493 TIF TIFFANY & CO B 70% - -

494 TWX TIME WARNER INC A 90% - -

495 TJX TJX COMPANIES INC B 70% - -

496 TMUS T-MOBILE US INC A 90% - -

497 TMK TORCHMARK CORP B 70% - -

498 TSS TOTAL SYSTEM SERVICES INC B 70% - -

499 TSCO TRACTOR SUPPLY COMPANY A 90% - -

500 TDG TRANSDIGM GROUP INC B 70% - -

501 TRV TRAVELERS COS INC/THE A 90% - -

502 TRIP TRIPADVISOR INC B 70% - -

503 FOX TWENTY-FIRST CENTURY FOX - B A 90% - -

504 FOXA TWENTY-FIRST CENTURY FOX-A A 90% - -

505 TSN TYSON FOODS INC-CL A B 70% - -

506 UDR UDR INC B 70% - -

507 ULTA ULTA BEAUTY INC A 90% - -

508 UMPQ UMPQUA HOLDINGS CORP C 50% - S$150,000

509 UAA UNDER ARMOUR INC-CLASS A B 70% - -

510 UA UNDER ARMOUR INC-CLASS C B 70% - -

511 UNP UNION PACIFIC CORP A 90% - -

512 UAL UNITED CONTINENTAL HOLDINGS B 70% - -

513 UPS UNITED PARCEL SERVICE-CL B A 90% - -

514 URI UNITED RENTALS INC B 70% - -

515 UTX UNITED TECHNOLOGIES CORP A 90% - -

516 UNH UNITEDHEALTH GROUP INC A 90% - -

517 UHS UNIVERSAL HEALTH SERVICES-B B 70% - -

518 UNM UNUM GROUP B 70% - -

519 USB US BANCORP A 90% - -

520 USNA USANA HEALTH SCIENCES INC C 50% - S$150,000


(US MARKET)


Ratio Price Cap


Client



of 15

521 VLO VALERO ENERGY CORP B 70% - -

522 VNQ VANGUARD REIT ETF C 50% - S$150,000

523 VAR VARIAN MEDICAL SYSTEMS INC B 70% - -

524 VTR VENTAS INC B 70% - -

525 VRSN VERISIGN INC B 70% - -

526 VRSK VERISK ANALYTICS INC A 90% - -

527 VZ VERIZON COMMUNICATIONS INC A 90% - -

528 VRTX VERTEX PHARMACEUTICALS INC A 90% - -

529 VFC VF CORP B 70% - -

530 VIAB VIACOM INC-CLASS B A 90% - -

531 VIAV VIAVI SOLUTIONS INC C 50% - S$150,000

532 V VISA INC-CLASS A SHARES A 90% - -

533 VOD VODAFONE GROUP PLC-SP ADR A 90% - -

534 VNO VORNADO REALTY TRUST B 70% - -

535 VMC VULCAN MATERIALS CO B 70% - -

536 WBA WALGREENS BOOTS ALLIANCE INC A 90% - -

537 WMT WAL-MART STORES INC A 90% - -

538 DIS WALT DISNEY CO/THE A 90% - -

539 WM WASTE MANAGEMENT INC B 70% - -

540 WAT WATERS CORP B 70% - -

541 WEC WEC ENERGY GROUP INC B 70% - -

542 WB WEIBO CORP-SPON ADR C 50% - S$150,000

543 WFC WELLS FARGO & CO A 90% - -

544 HCN WELLTOWER INC B 70% - -

545 WDC WESTERN DIGITAL CORP A 90% - -

546 WU WESTERN UNION CO B 70% - -

547 WRK WESTROCK CO B 70% - -

548 WY WEYERHAEUSER CO B 70% - -

549 WHR WHIRLPOOL CORP B 70% - -

550 WMB WILLIAMS COS INC B 70% - -

551 WLTW WILLIS TOWERS WATSON PLC B 70% - -

552 INT WORLD FUEL SERVICES CORP C 50% - S$150,000

553 GWW WW GRAINGER INC B 70% - -

554 WYN WYNDHAM WORLDWIDE CORP B 70% - -

555 WYNN WYNN RESORTS LTD A 90% - -

556 XEL XCEL ENERGY INC B 70% - -

557 XRX XEROX CORP B 70% - -

558 XLNX XILINX INC A 90% - -

559 XL XL GROUP LTD B 70% - -

560 XYL XYLEM INC B 70% - -


(US MARKET)


Ratio Price Cap


Client



of 15

561 YUM YUM! BRANDS INC B 70% - -

562 YY YY INC-ADR C 50% - S$150,000

563 ZBH ZIMMER BIOMET HOLDINGS INC B 70% - -

564 ZION ZIONS BANCORPORATION B 70% - -

566 ZTS ZOETIS INC B 70% - -

list of marginable securities with effect from … · list of marginable securities with effect...

Documents