leonard b sand financial disclosure report for 2010

8/3/2019 Leonard B Sand Financial Disclosure Report for 2010

1/11

A O IORev. 1 /2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 20 10Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app..~~" lOl-I l l)

I. Person Re por t ing ( las t name, f i r s t , middle in i t ia l)SA N D , L E O N A R D B.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part- time)U . S . D I S T R I C T C O U R T J U D G E - S E N IO R S T A T U S

2, Court or OrganizationU.S. DISTRICT COURT: SDNY

5a. Repor t Type (check app ropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual5b. [] Amended Report

] Final

7. Chambers or Off ice AddressU.S. COURTHOUSE50 0 PEARL STREET, ROOM 1 6 50NEW YORK , NY 10007

3. DateofRepor t8/12/2011

6. Report ing Pe riod01/01 /2010

to12/31/2010

8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Office r Date

IMP OR T ANT NOT ES: The instructions accompanying this form must be followetL C omplete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( n e~ , o ,~ , g individual only; seepp. 9-13 of filing instructlon.~)D N O N E (No reportable positions.)

I. T R U S T E E2.3.

4.5.

POSITION NAME OF ORGANIZATION/ENTITYT R U S T # 2

I I . A G R E E M E N T S . mepo,n.g indlv lduot only; ,ee p p . 1 4 - 1 6 of filing instructions.)NONE (No reportable agreements.)

DATE

1 .2.3.

PARTIES AND TERM S


2/11

FINANCIAL DISCLOSURE REPORTPage 2 of 11

N a m e o f P e r s o n R e p o r t i n gS A N D , L E O N A R D B .

D a t e o f R e p o r ~8/12/201 I

I I I . NO N - I N V E S T M E N T I N C O M E . Repo. ing lndi , iduol and spouse: see pp . IZ-24 of~l ingA. Filers Non-Investm ent Incom e

D (No repor tab le i ncome. )ON E non- inves tmentD A T E SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

I. 2010 TEACHING SALARY - UNIVERSITY $20,000.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you w e r e m ar r i e d dur i ng any portion of the reporting year , complete this sect ion.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - t r a n s p o r t a t io n , I o d g l n g , f o o d , entertainment(Includes those to spouse and dependent children," see pp. 25-27 off!ling instructions.)

NONE (No reportable reimbursements.)SOURCE D A T E S LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


3/11

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

Name of Person Repor tingSAND, LEONARD B.

Date of Repor t8/12/201 I

V . G I F T S . a n c l, ,d ~ , h o s e, o sp o ,~ e and dependent children; s e e p p . 2 8 - 3 1 of filing instructlong)NONE (No reportable g~s.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VA LU E

V I . L I A B I L I T I E S . a n c t u d e s ,hose of sp ...... d dependent children; s ee pp. 32-JJ of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


4/11

FINANCIAL DISCLOSURE REPORTPage 4 of I 1

N a m e o f P e r so n R e p o r t i n gSAND, LEONARD B.

Date of R e p o r t8/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . e o , .e , v a t u ., ,r o , ~ o . l o ,~ a n e l u d e s , h o s e o / s p o u s e ~ n a d e p o n a o n , children; s e e p p . 3 4 - 6 0 of filing lnstructions.)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Incom e during Transactions during reporting period

(including t rust assets) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t " r y p e ( e . g . ,

exempt from prior disclosure i Code I d i v . , r e n t ,i (A-H) o r i n t . )

Gross value a t endof reporting period(I) (2)V alu e V a lue

Code 2 M e t h o d( J - P ) Code 3( Q - W )

O)T y p e ( e . g . ,buy, se l l ,

r e d e m p t i o n )

(2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

mm!dd/yy Cod e 2 Cod e I buyer /se l ler( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. E X X O N M O B I L C O M M O N S T O C K A D i v i dend J T

IBM COMM ON STOCK C Dividend M T

3. B P A M O C O P L C C O M M O N S T O C K B D i v i dend M T

4. S A F ET Y K L E E N CO R P C O M M O N N o n eS T O C K5. N I K E I N C C O M M O N S T O C K B D i v i dend M

S o l d 04/30/10 J

6. C O M M E R C I A L M E T A L S C OM M O N D D i v i dend MS T O C K7. S T R Y K E R C O R P C O M M O N S T O CK D D i v i dend O8. TO O TS I E RO LL I N D S C O M M O N S TO C I < A D i v i dend K

T

T

T

So ld 04/06 /10(part)

9. UNITED COMPANIES TAX DEFERRED B Interest KANNUITY1 0 . KIMBERLY CLARK COMMON STOCK B Di vi de nd L T1 1 . K I M B E R L Y C L A R K C O M M O N S T O C K A D i v i dend J T

1 2 . M C K E S S O N H B O C C O M M O N S T O C K A D i v i dend K T

1 3 . J P M O R G A N C H A S E & C O CO M M O N A D i v i dendS T O C K1 4 . NASSAU C TY SER N MUNI B OND A Interest J T1 5 . NEW YORK STATE DORM AU MUNI B InterestBOND1 6 . LM C LEARB AGG GRW FD C L A None

K

K

T

T1 7 . LM C LEARB AGG GRW FD C L A N o n e J

I. Income Gain Codes: A =$1.000 or l e s s B = $1,001 - $2 .5 00 C = $2 ,501 - $5 .000 D =$5,001 - I;15,000{S ee C olmnns B I and D 4) F =$50,001 - $100.000 G = $100.001 - $1.000,000 III =$1.000.001 - $5,000.000 112 =More than $5.000,000

2. V alue Co d es J = $15 ,000 o r le ss K -$15 .001 - 1 ;50.000 L =$50.0OI - 1;100.0~3 M =$100.001 - $250.000tS, ze Columns CI and D3) N = $250,001 - $500.000 O = $5 0~ .001 -

P3 =$25.000.001 - $50.000,000 P4 =More than $50.000,0003 . Va l ue Met h o d Co d es Q :Appraisal R =Cost (Real Is tate Only) S = A s s c s sn ~ . m t T = C as h Mar ket(Sc Column C2) U =B~o k Value V =O~her W =Estimated

E = $15 ,001 - $5 0 .000


5/11



Date of Report

8/12/2011

V I I . I N V E ST M E N T S a n d T R U S T S -i .... o , value, tramactions (Includes those of spo ..... d dependent ch i ldren; see pp . 34-60 o f f i l lng ins truc tlons~)[ ~ ] N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t en d T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e ~ s ) r e po rt i n g p e r i o d o f r e p o rt i n g p e r i o dl (I) (2) (I) (2) (1 ) (2) (3) (4) ( . 5 )P l a c e " ( X ) " a f te r e a c h a s s e t [ A m o u n t T y p e ( e .g . , Value Value T y p e ( e .g . , D a t e Value G a in I d e n t i t y o fe x e m p t f ro m p r i o r d i s c l o s u r e i C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d ~ C o d e 2 C o d e I b u y e r / s e l l e r

,! ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t eI ( Q - W ) t r a n s a c t i o n )

1 8 .

1 9 .

20 .

B ERMUDA PROPERTIES LTDCOMMON & PFD STOCKOLSTEIN FINANCIAL ALERT FUND -CLASS CLM C LEARB LG C AP GRW FD C L A

None J TNone N TNone K T

21 . NYS DORM AUTH REV S RFDG LENOX AHILL HOSPITAL MUNI BOND22 . HAIN C ELSTIALGROUP

InterestNone T

Sold 02/08/10 J A

23 .24 .

25 .26 .27 .

OLSTEIN FINANCIAL ALERT FUNDCLASS CA N N AL Y M O R T G A G E M G M TC O M M O N S T O C KOLSTEIN FINANCIAL ALERT FUNDCLASS CNEW YORK TIMES C LASS A STOC K(x )LM W EST ASSET ADJ RATE INC FD

NoneA Di vi de nd

NoneNone

A Div idend

M TSold

T

T

T

06/01/10 K A

28 . LM CLEARBR APP FD CL B B Di vi de nd M T29 . LM C LEARB R LG C AP GRW FD C L B None M T30 . FIRST MARB LEHEAD C ORP C OMM ON NoneSTOCK31 . WH IRLPOOL CORP C OMM ON STOC K A Di vi de nd T

Sold 04/06/10 J A

32 . W I N D S T R EA M C O R P C OM M O N S T O C K A Di vi de nd J T33 . NYC G/O FISC AL 1 9 9 4 SER A M UNI NoneBOND34 . DISH NETWORK C L A C OMMON None

Sold 02/08/10 J ASold 04/19/10 K A

I. Income Gain Codes: A =$1.000 or less B -$1,001 - $2.500 C = $2.5 01 . $5 ,000 D = $5.001 . $15 ,000( S ee C olu mns B I and I ) 4) F = $5 0.001 - $100.000 G = $100.001 - $1.000.000 Itl = $1.000.001 - $5 ,000.000 112 =M ore than $5 .000.000

2. Value Codes J =$15.000 or le~s K =$15.0OI - $50.000 L =$50.0OI - $100.000 M =$100.001 - $25 0. ( ~0( S ee C olu mns C I and D 3) N = $250.001 - $500.0~ 0 O = $5 00.001 - $1 ,000.000 P I = $1.000.0OI - $5 .000.0(X) P2 =$5.000.001 - $25.000.000

P 3 = $25.000.001 - $5 0.0~ 0,000 P 4 = M ore th an $5 0.000.0003. V alue M eth o d Co d es Q = Ap praisa l R =Cost (Real Estate Only) S =Assessm en t T = C as h Mar ket(S~e Column C2) O = B ook V alu e V =Ot h e r W = Est im a t ed

E ~$15,001 - $50.0~0


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D a t e o f R e p o r t8/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , .e , v a t u e , , ~ a ~ a o i o , ~ ( Inc l ude s those o f spouse an d d e p e n d e n t c h l t d r e n ; s e e p p . 3 4 - 6 0 of f i l in g in s tr u ct ion s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p l i o n o f A s s e t s I n c o m e d u r i n g( in c l u d i n g t ru s t a sse t s ) re p o r t i n g p e r io d

I 0) (2)Place "(X)" after each asset ] A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s cl o s u r e [ Code I di v. , ren t ,! (A-It) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

(I )T y p e ( e . g . ,

b u y , sell,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) (3) ( 4 ) ( 5 )D a t e Value Gain I d e n t i t y o f

m m / d d : ~ ! Code 2 Code I buyer /se l ler( J - P ) (A-H) ( i f p r i v a t e


35 . USG CORPCOMM O N STOCK None S o l d 11/05/10 J A36 . PUERTO RICO COM W LTH PUB SER A B I n t e r e s t LBOND37 . PENNANT PARK INV TCORP B Dividend K

TT Bu y 06/01/10 K

38 . AUTOMAT IC DATA PROCESSING None J Bu y 11/05/1039. TRUSTS

40 .41 .42 .43 .44 .45 .46 .47 .48 .

IRA A/C #1 E lnt./Div. N( U . S. T R E A S SE CU R I T I E S, M O N E YM K T I N T E R E S T & M U T U A L F U N DDIVIDENDS FROM DE G ROUP FD &EMERGING M KT FUND)IRA AIC #2 A Int./Div.(U.S. TREAS SECURITIES, MONEYMKT INTEREST & MUTUAL FUNDD I V I D E N D S F R O M D E G R O U P F D &E M E R G I N G M K T S F D )L I F E I N T E R E ST I N I N CO M E O F

T R U S T # IV A L U E O F T R U S T H O L D I N G S lnt./Div. PI TIDENTITY OF TRUST HOLDINGS

4 9. COM M ON ST OCK S50 . E XXO N M O BI L

51 . GENERAL ELEC TRIC

1. In com e Gain Co dcs: A = $1.000 o r less B = $1,001 - $2 ,5 00 C = $2.5 01 - $5 .000 D =$5.001 . $15,000( S ee C olu mns B I and D 4) F ~ $5 0,001 - $100.000 G = $100,001 - $1.000,000 I11 =$1.000,001 - $5,000.000 112 =M orc than $5 .000,000

2. V alue Co d es J = $15.000 o ~ le ss K ~ $15,001 - $5 0.000 L =$50,001 - $ I00.00~ M = $10~.001 . $25 0.C~0{5 C olu m~ C I and O 3) N =$250.001 - $500.000 O =$500 ,00 1 - $1,000.0~ O P I = $1.00 ~.00 1. $5.0 ~30 ,0 ~0 P2 = $5.0~ 0.00 1 - $25 .0~ 0.0 00

P3 =$25,0~0.001 - $50,0~0.000 P4 =More than $50.00~.0~03. V alue Meth o d Co d es Q =Ap praisa l R =Cos~ (Re al Estate Only) S = A s s c s s mem T =: ( a sh Mar k c l

Sc Column C2) U =Bo o k Va l ue V =Ot h e r W = Est im a t ed

E :$15.001 - $50,000


7/11



D a t e o f R e p o r ~8/12/2011

V I I . I N V E S T M E N T S a n d TRU STS - i . c o , ~ . , , ,. t .. , ~ . . ,~ . . i o ~ a . d . a , ~ , h o ~ e o l s ~ , o . , o ~ . d S , p e . a e , t h i ta r e , : ~ e e p p . 3 4 - 6 0 of fillng instructionx.)[~ N O N E (No reportable income, assets, or t ransact ions. )

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c l u d i n g t ru s t a sse t s ) re p o r t i n g p e r io d o f r e p o r t i n g p e r i o d(i) (2) (i) (2)

Place "(X)" after each asset A m o u n t T y p e ( e . g ., V a lu e V a lu ee x e m p t f r o m p r i o r d i s cl o s u r e [ Code I di v. , ren t , C o d e 2 M e t h o d(A-H) or inL) ( J - P ) C o d e 3( Q - W )

52 . B R I S T OL M Y E R S

53 . V E R I Z O N C O M M U N I C A T I O NS

54 . N O R F O L K S O U T H E R N C O R P

55 . N O R T H R O P G R U M A N

56 . D O W C H E M I C A L CO

57 . Z I M M E R H O L D IN G S I N C58 . U . S . BA N C O R P D E L C O M59 . D U PO N T E l D E N E M O U R S & CO

60 . A R C H E R D A N I E L S M I D L A N D C O

61 . N E S T L E S A ( C H F ) l

62 . PR A XA I R I N C

63 . E M E R S O N E L E C T R I C64 . C U M M I N S IN C

65 . H O S P I R A I N C

66 . J O H N S O N & J O H N S O N

67 . O R A C L E C O R P

68 . F R O N T I E R C O M M U N I C AT I O N S

(1 )T y p e ( e . g . ,b uy , se l l ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain I d e n t i ty o f

m r ~ dd /y y C od e 2 Cod e I bu y er/se lle r( J - P ) (A-H) ( i f p r i v a t e


Bu y 0 6 /0 7/1 0 KBu y 0 6 /0 7/1 0 JBu y 0 6 /0 7/1 0 JBu y 0 6 /0 7/1 0 JBu y 06/07 /10 JBu y 0 6 /0 7/1 0 J

Spinof f 0 7/0 9 /1 0 J( f rom l i ne 53 )

I. Income Gain Codes: A ~ $1,000 o r less B = $1,001 - $2 ,5 00 C = $2.501 - $5 ,000 D = $5.001 - $15.000( S ee C olu mns B I and D 4) F = $5 0.001 - $100,000 G = $100.001 - $1 ,000,000 Itl = $1.000.0~ 1 - $5 ,000.000 112 =More than $5.000.000

2. V alue Co ck~ J =$15.0~ O o less K = $ 1 5 . 1 3 O I - $ 5 0 . 0 0 0 L = $ 5 0 .0 O I - $ 1 0 0 . 0 ~ X ) M = $100, 001 - $25 0.000( S ee C olu mns C I and D 3) N =$250,001 - $500.000 O =$500,001 - $1,000,000 PI =$1.000.001 - $ 5.0(10.000 P2 =$5.000,001 - $25.000.000P3 =$25,0~1,001 - $50,000.000 P 4 =Mo r e I h an $50.00~,000

3. Value Me~hod Codes Q =Appraisal R -Cost (Real Estate Only) S = A s s c s s n v ,. n ! T =:Cash Mar k d( S ~ e C o l u r rm ~ ) U = B ook V alu e V -O ~ her W = Est im a t ed

E ~$15,0~1 - $50,000


8/11

FINANCIAL DISCLOSURE REPORTPage 8 of I 1


D a t e o f R e p o r t8 / 12 / 201 I

V 1 1 . I N V E S T M E N T S a n d T R U S T S - i n c o m e , vu l u e , ~ .. .. , i o . ~ (Includes those of s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p l x 3 4 - 6 0 o f f i l i n g i n s t r u c t io n ~ )NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transactions during reporting period

(including trust assets) r e p o r t in g p ~ r i o d o f r e p ~ r t i ~ a g p e r i o d~ (I) (2) ( I ) ( 2 ) (I) ( 2 ) ( 3 ) ( 4 ) (5)

P l a c e " ( X ) " a l 2 e r e a c h a s s e t i A m o u n t T y p e ( e .g . , V alue V a lue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt f rom pr ior d isclosure i Code I d i v . , r e n t , Code 2 M e t h o d b u y , se ll, m m /dd iy y Code 2 Co de I bu y er/se lle r! (A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e[ ( Q -W ) t r a n s a c t i o n )

69 . SOUTHERN COM PANY Bu y 06/07/10 J70 . NEX TERA ENERGY INC Bu y 06/07 /10 J71 . LIFE INTEREST IN INCOM E OF

TRUST # 272 . VALUE OF TRUST HOLDINGS C Int./Div. N T73 . IDENTITY OF TRUST HOLDINGS74 . SB M ONEY FUND75 . CITIBANK B ANK NA BANK DEPPROGRAM76 . C O M M O N S T O C K S77 . H AIN CELESTIAL GRP INC78 . K B H OM E79 . FIRST M ARBLEHEAD CORP80 . FEDERAL NATIONAL MORTGAGEASSOCIATION81 . WELLPOINT INC

S o l d

S o l d

0 4/0 8 /1 00 4/0 8 /1 0

J

J

82 . GENERAL ELEC TRIC83 . MUTUAL FUNDS84 . OLSTEIN FINANCIAL ALERT FUND CL

C85 . LM C B A EQ UITY INC B UILDER (C B ACAP & INC F D CL C)

I. Incom e Gain Cod es: A -$1.00 0 o r less B =$1,001 - $2.500 C -52.501 - $5.000 D =$5.001 - $15.000(See Columns BI and 134) F = $ 5 0 . 0 9 1 - 5 1 0 0 . 0 { ) ~ ) G =5100.001 - $1.000.000 III =$1.000.001 - $5.000.000 1 1 2 = M o r e ~ h a n $ 5 .0 ~ 0 . 0 0 0

2. V alue Cod c~ J ~ $15 .000 o r le ss K = $15 .0OI - 5 50.000 L =150.001 - $100.000 M = $10~ .001 - $250.000(S~ Columns CI and D3) N = $250.001 - 5 500.000 O = $5 00.001 - $1.000.000 P I = $1.0~ O.001 - $5 .000.(~ 0 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003 . Va l ue Met h o d Co d es Q =Ap p r a isa l R =cost (Real Estale Only) S =Asscssm cn ! T = C a s h M a r k ~( S ee C olu mn C 2 ) U -B ook V alu e V = O ther W = Est im a t ed

E =515.001 - $50.000


9/11



Date of R e p o r t8/I 2/201 I

VII. INVESTM ENTS and TRUSTS - i,co,,e, value, tr .... , i o , ~ a , c t a d e s t h o s e o f s p . . . . . . d depen den t c h i ldren ; s e e p p . 3 4 - 6 0 of jql in g in s tr u ct ion s . )N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d(i) (2)

i A m o u n t T y p e ( e . g .,Code I d i v . , r e n t ,( A - H ) o r i n t . }P l a c e " C A ) " a ft e r ea c h a s s e t

exempt f rom pr ior d isclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dV a l u e V a l u e

C o d e 2 M e th o d( J - P ) C o d e 3

T y p e ( e . g . ,buy, se l l ,


(2) (33 (4)Da te V a l u e Ga in I d e n t i t y o f

m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A - H ) ( i f pr iva t e

t ransact i on)

86 . PARTNERSHIPS - LIM ITED INTEREST87 . UNDERH ILL ASSOC- ORIGINAL COST C Distr ibution$6,00088 . 150 LAKE ASSOC. - ORIGINAL COST B Distr ibut ion

$3,00089 . RAMCO G ERSHENSON PROPERTIES A DistributiortLP - OR IGINAL C OST $ 1 0 ,50 09 0. B ANK A CCOUNTS91 . CITIBANK C I n t e r e s t92 . JPM ORGAN CHASE A I n t e r e s t93 . H UDSON CITY SAVINGS BANK A I n t e r e s t94 . CITIBANKN.A. BANK DEPOSIT A I n t e r e s tPROGRAM95 . CITIBANKN.A. BANK DEPOSIT A I n t e r e s tPROGRAM96 . CITIBANK.NA. BANK DEPOSIT A I n t e r e s tPROGRAM97. KEY BANK NATIONAL ASSOCIATION None98 . M AHOPAC NATIONAL BANK A I n t e r e s t99 .

PIK

JLK

K

T

TT

TT

TClosed

T

1 0 0 .1 0 1 .

1. Income Gain Codes: A =$1.000 or less 1 3 = $ 1 . 0 0 1 - $ 2 . 5 0 0 C = $2 ,5 01 - $5 .000 D = $5.0OI . $15.000( S ee C olu mns B I and 0 4) F = , . $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 O =$ 100 .00 1 - $1 .0 00 .0 00 I11 = $1.0 00 .0 01 - $5.00 0.00 0 112 =M orc than $5 .00 0.0 00

2. Value Codes J =$15.0~ O or less K = $15.001 . $5 0.000 L = $50.001 - $100.000 M = $100.001 - $25 0.000( S ee C olu mr ~ s C I and 0 3) N -$25 0.001 - $5 00.0~0 O =$500.001 - $1.000.000 P I =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $ 25 .0 00 .0 00P3 =$25.000,001 - $50.000.000 P4 =More than $50.000.0~O

3. V alue M eth o d Co d es Q =Ap p raisal R ~ os t ( R eal E s ta t e O nly) S =Asg z ssm en t T - - C ~ h M a r k e t( S ee C olu mn C 2 ) U = Book Value V = O~ h e r W = Est im a t ed

E = $15 .001 - $ 5 0 . 0 0 0


10/11


N a m e o f P e r so n R e p o r t i n gS A N D , L E O N A R D B .

Date of Repor t8/12/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndic~tepartofrepor~)VII. TKANSACTIONSThe u n de rs igned has s m a l l minor i t y i n t e re s ts a s a l imi t ed pa r tne r i n t he l imi t ed pa r tne rs h ips l is t ed i n P a r t Vl l and i s no t i n a pos i t i on t o ob t a in da t a rega rd ingt r a nsa c t ions i n r e a l p rop e r t y , se c ur i ti e s , e t c . If a ny fu r t he r i n fo rm a t i on i s r e qu i r e d , p l e a se r e f e r t o h i s l e t te r o f Auga s t 2 1 , 1 9 8 0 t o t he Hono ra b l e Edwa rd Al l e nTam m, Ju dic i a l Eth i cs Comm i t t ee .


11/11

FINANCIAL DISCLOSURE REPORTP a g e 1 1 o f " 1 1

Name o f Pe rson Report ingS A N D , L E O N A R D B .

Date of Repor t8/12/201 I

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n fo rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u ra t e , t r u e , a n d c o m p l e t e t o t h e be s t o f m y k n o ~v l e d g e a n d be l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d wa s wi t h h e l d be c a u se i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e wi t h t h e p ro v i s i o n s o f 5 U.S .C . a p p . 5 01 e t . s e q ., 5 U.S .C . 73 5 3 , a n d Ju d i c i a l C o n fe r e n c e r e g u l a t i o n s .

Signa tu re: S] LEONARD B. SAND

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W l L F UL L Y F A L S IF I E S O R F A L LS T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRIM INAL SANCTIONS (5 U.S .C. app. 104 )

C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdm in is t ra t ive Off ice o f the Uni ted Sta te s Cour tsSui te 2- 301One Columbus Circ le , N.E.Washington , D.C. 20544

leonard b sand financial disclosure report for 2010

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