lateral load capacity of piles

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    226 The design of piled foundations to resist uplift and lateral loadingThe point of rotation at depth x is correctly chosen when 2',M =0, i.e. when the passive resistance ofthe soil above the point of rotation balances that below it. Point X is thus determined by a processof trial and adjustment. If the head of the pile carries a moment M instead of a horizontal force, themoment can be replaced by a horizontal force H at a distance e above the ground surface where Mis equal to H x e.Where the head of the pile is fixed against rotation, the equivalent height e] above ground level

    of a force H acting on a pile with a free head is given by... (6.13)

    where e is the height from the ground surface to the point of application of the load at the fixed headof the pile (Figure 6.21a), and Zj is the depth from the ground surface to the point of virtual fixity.The depth z/ is not known at this stage but for practical design purposes it can be taken as 1.5m fora compact granular soil or stiff clay (below the zone of soil shrinkage in the latter case), and 3m fora soft clay or silt. The American Concrete Institute(2.9) recommend that Zj should be taken as 1.4Rfor stiff, over-consolidated clays and L8T for normally consolidated clays, granular soils and silt, andpeat (see equations 6.8 and 6.9).Having obtained the depth to the centre of rotation from equation 6.12, the ultimate lateral resistance

    of the pile to the horizontal force H; can be obtained by taking moments about the point of rotation,~whenx L x+L L

    H.,(e+x)= LPz-B(x-z)+ LPz-+B(z-x)o n x nThe final steps in Brinch Hansen's method are to construct the shearing force and bending momentdiagrams (Figure 6.21b and 6.21c). The ultimate bending moment, which occurs at the point of zeroshear, should not exceed, the ultimate moment of resistance Mil . of the pile shaft. The.appropriate loadfactors are applied to the horizontal design force to obtain the ultimate force Hu. .When applying the method to layered soils, assumptions must be made concerning the depth z to

    obtain Kq and K; for the soft clay layer, but z is measured from the top of the stiff clay stratum toobtain K; for this layer, as shown in Figure 6.23.

    The undrained shearing strength c" is used in equation 6.11 for short-term loadings such as waveor ship-berthing forces on a jetty, but the drained effective shearing strength values (c' and ( I > ' ) areused for long-term sustained loadings such as those on retaining walls. A check should be made toensure that there is an adequate safety factor for undrained conditions in the early stages of loading.The step-by-step procedure using the Brinch Hansen method is illustrated in worked examples 6.4 and6.5.

    For short-term loading in uniform cohesive (= 0) soils the method of Broms(6.13)is quick and conve-nient to use. For such soils Brems has assumed that the reaction of the soil on the pile is representedby the simplified diagrams for piles with free and fixed heads shown in Figure 6.24. The zone of zeropressure over the depth 1.58 represents the effect of soil shrinkage away from the pile. The ultimatelateral resistance H it is obtained from Figure 6.25, in which it is related to the undrained shearing strengthcu, the pile width B and the ratio L/ B of embedded length to width. From the diagram in Figure 6.24

    ... (6.14)

    He

    ~z (for sof t day)~ t V ; ; ; - /~r----''----17_ : J c l 8 Y / ,

    ~ - - - - - - - ~ ~Fig. 6.23 R ea ctio ns i n la ye re d s oil o n veri/cal p ile u nd er h or iz on ta l lo ad

    Z (for stiff clay)

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    :

    HSingle vertical piles subjected to lateral loads

    /'58e: IIIIIII: I LIIIIIIIIuDeflect ion

    L

    ( (I II rI IIIII

    / JI III&!ndinQmoment

    (b) Fixed head

    227

    the depth to the point of zero shear j, and from this the maximum bending moment for free-headedconditions, can be calculated fromand

    Soil reaction(a) Free head

    Fig. 6.24 Soil reactions and bending moments for short pile under horizontalload in cohesive soil (af ter Broms(6.13))

    Mmax =H (e + 1.5B +O.Sf )... (6.15)

    The part of the pile of.length g resists the bending moment Mmax , and from equilibrium in short rigidpiles, .... (6.16)

    Mmax =2 . 25 c"Bg2 ... (6.17)The short rigid fixed-headed pile (Figure 6.24b) behaves as a simple cantilever carrying a load overpart of its length, for which

    ... (6.18)The ultimate lateral resistance for the fixed-headed pite can also be determined from Figure 6.25.For cohesionless (c u = 0) soils the distributions of soil reaction and bending moment are as shownin Figure 6.26. At any depth z the unit soil reaction on the pile is given by

    . .Il:l' "~'40~~~~--T--+----~~~~~~--~~cs.

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    ~I . _ J I228 The design of piled foundations to resist uplift and lateral loading

    1""1IIIIII

    L

    j II IIIIII IIIIII IIII

    e

    J I1I PDeflection t 38({LKp ..Soilreaction

    (a) Free head

    L . 3 " 8 If LKP..Soil reaction

    (b) F ix ed h ea d8endinomomenf

    MmsxBendinqmomen l

    Fig. 6.26 S oil r ea ctio ns a nd b en din g m o m e nts f or s ho rt p ile u nd er h or iz on ta ll oa d i n c oh es io nl es s s oi l ( af te r B r om s ( O . 1 4)

    II[JI

    -[,11 IFig. 6.27 U lti ma te l at er al r es is ta nc e o f s ho rt p il e i n c oh es io n l es s s ol / r el at edto e m be dd ed le ng th ( af te r B r om s (o .1 4 )

    E m f

    where B is the width of the pile perpendicular to the direction of rotation, Po, is the effective overburdenpressure at a depth z and K p is Rankine's coefficient of passive pressure, i.e. K p = = (1 + sin < b ) / ( l - sin < b ) .The high passive resistance at the toe of a pile in a cohesionless soil can be replaced by a single

    concentrated horizontal force P and, from equation 6.19, the bending moments and shearing forcesof the driving and the resistance forces can be equated to obtain the ultimate lateral resistance H"in a similar manner to that already described for Brinch Hansen's method.For uniform cohesion less soils, Broms(6.14j has established the graphical relationships for H I kI 'BJ-yand L/ B shown in Figure 6.27, from which the ultimate lateral resistance H" can bc determined. It

    can also be obtained from

    --" = O.5BVKp'Y/ (e + L) " .(6.20)

    For short rigid fixed-headed piles in cohesionless soils, failure is due to simple translation (Figure 6.26b),~m~~ . -.. (6.21)Equation 6.21 is valid only when the maximum negative bending moment which develops at the pilehead is less than the ultimate resistance moment Mu of the pile at this point. The bending momentis given by

    -I-.~... (6.22)

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    Single vertical piles subjected to lateral loadsUltimate resistance of long piles

    229

    The passive resistance provided by the soil to the yielding of an infinitely long pile is infinite. Thusthe ultimate lateral load which can be carried by the pile is determined solely from the ultimate momentof resistance M u of the pile shaft.A simple method of calculating the ultimate load, which may be sufficiently accurate for cases oflight loading on short or long piles of small to medium width, for which the cross-sectional area isgoverned by considerations of the relatively-higher compressive loading, is to assume an arbitrary depthzr to the point of virtual fixity. Then from Figure 6.28,

    ultimate lateral load on free-headed pile H; = M,./(e + zr )ultimate lateral load on fixed-headed pile H; = 2Mu/ (e + zr ) ... (6.23)... (6.24)

    Arbitrary values for zrwhich are commonly used are given in the reference to the Brinch Hansen method.The ultimate moment of resistance of the pile is also taken by Broms(6.13.6.14)s the criterion of failureof a long pile. A plastic hinge capable of resisting shear is assumed to form at the point of failureof the shaft. The soil reactions and bending moments for cohesive soils are shown in Figure 6.29.The maximum (positive) bending moment for a free-headed pile is given by

    M mfV:(+ve) = H (e + 1.5B + O.5f) ... (6.25)

    ili l.~~, m i"l: IIIIII II II fDefJedion

    e e

    Fig. 6,28 Piles under horizontal load considered as simple cantilevers

    zPoint of v i r l . u 8 1'--_-w-__f_ixity

    Bendingmoment

    z

    Deflection Soilreaction Bendingmomeri1Soilreaction(8)

    Fig, 6,29 Soil reactions and bendill~ nWIIl'l1/S for / O I 1 R pile under horizontalload ill cohesive soil (af ter Broms' .1J )

    (b)

    . " ~: . 1 1

    1J ._

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    230 The design of piled foundations to resist uplift and lateral loading

    s o

    4

    l+-~~~~~--~---r-4~4-rr~----'_--r-~~3 " 4 8 < 10 20 4() 100 2 0 400 e o o

    Ultimate resistance momentMu/cu 85F ig. 6 .3 0 U ltim ate la tera l resista nce o f lo ng p ile in coh esive so il reia ted tou l ti m a te r es is ta n ce m om e n t ( a ft er S rom s (6 .l 3 )

    where f= H/9c"B. The ultimate value of H is the load at which Mma.r(+ve) is equal to the ultimate resistancemoment of the pile shaft. Thus .

    H - M"U - (e + 1.5B + 0.51) .. (6.26)

    For fixed-headed piles in cohesive soils (Figure 6.29b),2M u

    B " =(1.5B +0.5f) .. (6.27)Broms(6.13) has established the graphical relationship for H,. /cuB 2 and Mjc"B3 shown in Figure 6.30for free- and fixed-headed piles, from which H" can be determined.

    For long piles in cohesionless soils the soil reactions and bending moments for free-headed piles areshown in Figure 6.31a. The maximum bending moment on the pile shaft occurs at the point wherethe shearing force is zero. Thus for free-headed piles,

    f=0.82J HyBKp , .. (6.28)The corresponding maximum positive bending moment is given by

    M",ax(+ve):= H(e + 0.67f) .. (6.29)For zero bending moment at the pile head, the ultimate lateral load is given by

    MuH=-----u I He +0.54" YB~p .. (6.30)

    Broms(6.14) has established the graphical relationship between H/K"yB 3 and M"hKI 'B~ shown in Figure6.32. These graphs can be used to determine the ultimate lateral load H".The soil reactions and bending moments for fixed-headed piles are shown in Figure 6.31b. The maximum

    negative bending moment occurs at the pile head and at the. ultimate load it is equal to the ultimatemoment of resistance of the pile shaft. The ultimate lateral load 1 5 given b y

    ... (6.31)

    " ' " . " ,i!iQ _~

    ie..

    r:\!

    . '

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    .Single vertical piles subjected to lateral loads 231

    Hu

    For a pile of uniform cross-section,

    e

    IIIIIII

    2M"H" = - -- _ :: _ _ -e+O.S4J--'Y p ... (6.32)

    Broms' graphical relationships for fixed-headed long piles are also shown in Figure 6.32.It is evident from the worked examples that the ultimate lateral load for a long pile is much higherthan that for a short pile of the same cross-section. Therefore when lateral loads are to be carried

    by vertical piles the aim should be to provide piles of sufficient length to develop their maximum resistance.

    r ,IIIJIIf IIIII

    Deflection Sci/reaction(8)

    8endinqmoment

    lJefkction Soil reaction(b)

    Bendingmomen t

    Fig. 6.31 Soil reactions and bending moments for long pile under horizontalload in cohesionless soil (after Broms(6.14)(a) Free head (b) Fixed head

    '0 10 100 1000Ultimate resist.Bnce moment Mu/S4J' Kp

    10000

    Fig. 6.32 Ultimate lateral resistance of / 0 7 , l i ~i/e in cohesionless soil relatedto ult imate resistance moment iaf ter Broms( .1 ))

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    . . (6,35)

    232 The design of piled foundations to resist uplift and lateral loadingThere is, however, no point in taking piles to greater depths than the following.L =: 4T (for linearly increasing soil modulus)L = 3.5R (for constant soil modulus and free head)L ee 2R (for constant soil modulus and fixed head)

    Considerations of the resistance to compressive or uplift loads may require greater penetration depths.It has already been stated that vertical piles offer poor resistance to lateral loads. However, in somecircumstances it may be justifiable to add the resistance provided by the passive resistance of the soilat the end of the pile cap and the friction or cohesion on the embedded sides of the cap. The pilecap resistance can be taken into account when the external loads are transient in character, such aswind gusts and traffic loads, but the resulting elastic deformation of the soil must not be so great asto cause excessive deflection and hence overstressing of the piles. The design of pile caps to resist lateralloading is discussed in 7.9. .

    6.3.2 Bending and buckling of partly embedded single vertical pilesA partly-embedded vertical pile may be required to carry a vertical load in addition to a lateral loadand a bending moment at its head. The stiffness factors Rand T as calculated from equations 16.8and6.9 have been used by Davisson and Robinson(6.20)o obtain the equivalent length of a free-standingpile with a fixed base, from which the factor of safetyagainst failure due to buckling can be calculatedusing conventional structural design methods.A partly-embedded pile carrying a vertical load P, a horizontal load H, and a moment M at a heighte above the ground surface is shown in Figure 6,33a. The equivalent height L, of the fixed-base pileisshown in Figure 6.33b.For soils having a constant modulus: " .

    Depth to point of fixityzf= 1.4R .,. (6.33)For soils having a linearly-increasing modulus:

    Zf= L8T ... (6.34)The relationships 6.33 and 6.34 are only approximate, but Davisson and Robinson state that they arevalid for structural design purposes provided that {max, which is equal to Lj R, is greater than 4 forsoils having a constant modulus and provided that Zmax, which is equal to LIT, is greater than 4 forsoils having a linearly-increasing modulus. From equations 6.33 and 6.34 the equivalent length L, ofthe fixed-base pile (or column) isequal to e + z/ and the critical load for buckling

    1 [ , 1 E lP cr = = 4( ) 2 for free-headed conditionse + zfM M

    fr_ Lezr

    t:ixed base,L fb)

    x(8)

    Fig. 6.33 Bending of pill ' carrying vertical and horizonial loads (1 / hca(a) Partly-embedded pile (I,) Equivalent j ixed base pile or co/rml l t