kyc individual - upload file

8/19/2019 KYC Individual - Upload File

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)5 53 M;-

)6 33 M

)? 33 -

33 -

) Cit" ; Ton ; Eilla!e 3 -

PIN Code ) M

0 'tate M

1 'tate (-t#ers$ 53 M;-3 Countr" 0 M

2 M

5 53 M;-

6 - Tel I'D Numer )1 -

? - Tel 'TD Numer ) -

0 - Tel Numer 1 -

0) &es Tel I'D Numer )1 -

0 &es Tel 'TD Numer ) -

00 &es Tel Numer 1 -

01 Moile I'D Numer )1 -

03 Moile No. Numer )3 -

02 Fa Tel I'D Numer )1 -

05 Fa Tel 'TD Numer ) -

06 Fa No. 1 -

0? @mail ID 2 -

1 ) M 4Y4 ; 4N4

1) Permanent :ddress (7ine )$ 33 M;-

1 Permanent :ddress (7ine $ 33 -

10 Permanent :ddress (7ine 0$ 33 -

11 Cit" ; Ton ; Eilla!e 3 -

13 PIN Code Earc#ar ) M;-

12 'tate Numer M;- &eer '#eet or 'tatic Codes

15 'tate (-t#ers$ 53 M;-

16 Countr" Numer 0 M;-

1? Numer M;-

3 53 M;-

3)


3/473

30 Net Gort# as on Date Date )) M;-

31 Numer M

33 -ccupation Numer M

32 -ccupation Details (For :ll$ 53 M;-

35 :n" -t#er Inormation ) -

36 Date o Declaration Date )) M 4DD/M-N/YYYY4

3? ) M :la"s 4Y4

2 ) M :la"s 4Y4

2) Date )) - 4DD/M-N/YYYY4

2 No - Documents 'umitted Numer M

20 'ender reerence numer ) 03 -

21 'ender reerence numer 03 -

23 KYC :pplication No Earc#ar -

22 KYC :pplication Date Date )) - 4DD/M-N/YYYY4

25Earc#ar -

26 Branc# Code Earc#ar ) -

2? IPE Fla! ) M 4Y4 4

5 IPE Date Date )) - 4DD/M-N/YYYY4

5) IPE Name )3 -

5 IPE Desi!nation 3 -

50 IPE -r!anisation )3 -

51 TM Code 3 -

53 Client Code ) -

52 Filler / ) Date 3 -

55 Filler / Numer 3 -

56 Filler / 0 3 -

5? Filler / 1 3 -

4DD/M-N/YYYY4Mandator" i 4Net Gort#4 isspecifed.

Politicall" @posed Person(P@P$

Refer Sheet for Static Codes

Refer Sheet for Static CodesC#aracter

Mandator" i -ccupation is4??4C#aracte

r

(-ri!inals erifed$ True copieso documents receied C#aracter

('el/:ttested$ 'el CertifedDocument copies receied

C#aracter

Document receied Date atIntermediar"

C#aracterC#aracter

Intermediar" Internal&erence No

C#aracter

C#aracterC#aracterC#aracterC#aracterC#aracte

r

C#aracterC#aracter


4/474

m )


5/475


6/476


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File Structure for Succeful KYC record in le upload - In

File Name HIntermediar" ID_KYC_I_YYYYYMMDD.'nnn

File Format Pipe delimited fle

YYYYYMMDD Business date

' File indicator ( or successul records$nnn Batc# numer

Record Identier

*eader +), -ne (First$

Detail +,

Header Record (10)

Sr.no Decription Statu

) &ecord T"pe Numer M

Batc# Numer Numer 0 M

0 Intermediar" T"pe Numer M

1 Intermediar" ID 2 M

3 Branc# Code 1 M

2 Numer 5 M

5 Create Date Date )) M

6 Filler 3 -

Detail Record (#0)



7ine Numer Numer 5 M

0 8pdate 9a! Numer M

1 Name o t#e :pplicant )3 M

3 Fat#er4s;*usand4s Name )3 M

2


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)1 Nationalit" M

)3 Nationalit" (For -t#er$ 3 M;-

)2 Proo o Identit" sumitted M

)5 53 M;-

)6 33 M

)? 33 -

33 -


PIN Code ) M

0 'tate M

1 'tate (-t#ers$ 53 M;-

3 Countr" 0 M

2 M

5 53 M;-



0 - Tel Numer 1 -








06 Fa No. 1 -

0? @mail ID 2 -

1 ) M






12 'tate Numer M;-

C#aracter

C#aracter

C#aracter

Proo o Identit" sumitted(-t#ers$

C#aracter

Correspondence :ddress (7ine)$

C#aracterCorrespondence :ddress (7ine

$C#aracterCorrespondence :ddress (7ine

0$C#aracterC#aracterC#aracterC#aracter

C#aracte

r

C#aracter

Proo o :ddress sumitted orcorrespondence address

C#aracter

Proo o :ddress sumitted orcorrespondence address(-t#ers$

C#aracter

C#aracterC#aracter

Fla! indicatin! i Permanent:ddress is same ascorrespondence :ddress

C#aracter

C#aracter

C#aracterC#aracterC#aracte

r


9/47

15 'tate (-t#ers$ 53 M;-


1? Numer M;-

3 53 M;-

3)


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5? Filler / 1 3 -

6 Client &eerence No Earc#ar )1 M

File Structure for re'ected KYC record in le upload - Indivi

File Name HIntermediar" ID_KYC_I_YYYYYMMDD.&nnn

File Format Pipe delimited fle

YYYYYMMDD Business date

& File indicator ( or reJected records$

nnn Batc# numer

Record Identier

*eader +), -ne (First$

Detail +,

Header Record (10)



Batc# Numer Numer 0 M

0 Intermediar" T"pe Numer M

1 Intermediar" ID 2 M

3 Branc# Code 1 M

2 Numer 5 M

5 Create Date Date )) M

6 Filler 3 -

Detail Record (#0)



7ine Numer Numer 5 M

0 8pdate 9a! Numer M

1 Name o t#e :pplicant )3 M

3 Fat#er4s;*usand4s Name )3 M

2


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)) Numer M;-

) 8ID N8MB@& ) -

)0 'tatus (Indiidual$ M

)1 Nationalit" M

)3 Nationalit" (For -t#er$ 3 M;-

)2 Proo o Identit" sumitted M

)5 53 M;-

)6 33 M

)? 33 -

33 -


PIN Code ) M

0 'tate M

1 'tate (-t#ers$ 53 M;-

3 Countr" 0 M

2 M

5 53 M;-



0 - Tel Numer 1 -








06 Fa No. 1 -

0? @mail ID 2 -

1 ) M


@idence ; Documentsproided in case o P:Neemption

C#aracter

C#aracte

r

C#aracter

C#aracter

Proo o Identit" sumitted(-t#ers$

C#aracter

Correspondence :ddress (7ine)$

C#aracterCorrespondence :ddress (7ine

$C#aracterCorrespondence :ddress (7ine

0$

C#aracte

rC#aracterC#aracterC#aracter

C#aracter

C#aracter

Proo o :ddress sumitted orcorrespondence address

C#aracter

Proo o :ddress sumitted orcorrespondence address(-t#ers$

C#aracter

C#aracterC#aracter

Fla! indicatin! i Permanent:ddress is same ascorrespondence :ddress

C#aracter

C#aracte

r


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12 'tate Numer M;-

15 'tate (-t#ers$ 53 M;-


1? Numer M;-

3 53 M;-

3)


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51 TM Code 3 -

53 Client Code ) -

52 Filler / ) Date 3 -

55 Filler / Numer 3 -

56 Filler / 0 3 -

5? Filler / 1 3 -

6 &eJection reason C#aracte M

C#aracterC#aracter

C#aracterC#aracte

r


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ividual

record per fle

Re!ar"

) / *eader

44

4DD/M-N/YYYY4

Re!ar"

/ Detail &eocrd

+M, = Male> +F, = Female

4DD/M-N/YYYY4

> .

&unnin! 'e%uenceNumer 'tarts rom )

) / Ne &ecord> /8pdate it#documents > 0 8pdateit#out documents

+', = 'in!le> +M, =Married

Mandator" in case oP:N eemption

Refer Sheet for Static Co


15/47

4Y4 ; 4N4

&eer '#eet or 'tatic Codes


Mandator" i Nationalit"is 4??4


Mandator" i Identit"Proo is 4??4


Mandator" i 'tate Code

is 4??4



Mandator" i :ddressProo is 4??4

I dierent romcorrespondenceaddress. Mandator" orNon/&esident applicantto speci" oerseasaddress.


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4DD/M-N/YYYY4

:la"s 4Y4

:la"s 4Y4

4DD/M-N/YYYY4

4DD/M-N/YYYY4

4Y44

4DD/M-N/YYYY4

Mandator" i 'tate Codeis 4??4



Mandator" #en:ddress Proo is 4??4


Mandator" i 4


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dual

record per fle

Re!ar"

) / *eader

44

4DD/M-N/YYYY4

Re!ar"

/ Detail &eocrd

+M, = Male> +F, = Female

4DD/M-N/YYYY4

> .

&unnin! 'e%uenceNumer 'tarts rom )

) / Ne &ecord> /8pdate it#documents > 0 8pdateit#out documents

+', = 'in!le> +M, =Married


18/47

4Y4 ; 4N4

Mandator" in case oP:N eemption



Mandator" i Nationalit"is 4??4


Mandator" i Identit"Proo is 4??4


Mandator" i 'tate Codeis 4??4



Mandator" i :ddressProo is 4??4

I dierent romcorrespondenceaddress. Mandator" or

Non/&esident applicantto speci" oerseasaddress


19/47

&eer '#eet or 'tatic Codes

4DD/M-N/YYYY4

:la"s 4Y4

:la"s 4Y4

4DD/M-N/YYYY4

4DD/M-N/YYYY4

4Y4

4DD/M-N/YYYY4

Mandator" i 'tate Code

is 4??4



Mandator" #en:ddress Proo is 4??4


Mandator" i 4


20/47


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23/47

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25/47

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Statu(Individual)

Statu(+on Individual)

ro *nnual Inco!eRane(Individual)

ro *nnual Inco!eRane(+on Individual)

Relation2ip 3it2*pplicant(i.e. pro!oter4 32oleti!e director etc.)


29/47

8pdate Fla!

)

0


30/47

Decription

'tocL BroLer

Depositor" Participant

Mutual Fund

&e!istrar Transer :!ent

Portolio Mana!erCollectie Inestment 'c#eme

Eenture Capital Fund

-t#er

8ni%ue Identifcation Numer (8ID$ (:ad#aar$

Passport

Eoter ID Card

Driin! 7icense

P:N Card it# P#oto!rap#

ID Card it# p#oto issued " Central ; 'tate


31/47

ID Card it# address issued " Pulic 'ector 8ndertaLin!s

ID Card it# address issued " 'c#eduled Commercial BanLs

ID Card it# address issued " Pulic Financial Institutions

ID Card it# address issued " Colle!es aliated to 8niersities

Proo o address in t#e name o t#e spouse

-t#ers

Transactions undertaLen on e#al o Central


32/47


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Boliian

Bosnia/#erOe!oina

Botsana

BraOil

Brunei

Bul!aria

BurLina FasoBurundi

Cameroon &epulic

Canada

Cape Eerde

Ca"man Islands

Central :rican &epulic

C#ad

C#ile

C#ina

ColomiaComodia

Comoros

Con!o

CooL Islands

Costa &ica

Cote D4ioire

Croatia

Cua

C"prus

COec# &epulic

DenmarL

DJiouti

Dominica

Dominican &epulic

@ast Timor

@cuador

@!"pt

@l 'alador

@%uatorial


34/47


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Mala"sia

Maldies

Mali

Malta

Mauritania

Mauritius

MeicoMoldoa

Monetar" :ut#orities

Mon!olia

Montserrat

Morocca

MoOami%ue

M"anmar

Namiia

Nepal

Net#erlandsNet#erlands :ntilles

Ne Caledonia

Ne Qealand

Nicara!ua

Ni!er

Ni!eria

No 'pecifc Countr"

Nort# Korea

Nora"

-man

PaListan

Panama

Papua Ne


36/47

'loenia

'olomon Islands

'omalia

'out# :rica

'out# Korea

'pain

'ri 7anLa't. *elena

't. Kitts :nd Neis

't. Eincent :nd


37/47

&esident Indiidual

Non &esident

Forei!n National

Priate 7imited Co.

Pulic 7td. Co.

Bod" Corporate Trust

C#arities

N


38/47

Ne

8pdate it# documents

8pdate it#out documents


39/47


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" Courts


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