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UNITED STATES DISTRICT COURT

WESTERN DISTRJCT OF MICHIGAN

PAULL. MALONEY CHIEF JlIDGE

410 W. Michigan Ave. Kalamazoo. Ml 49007 (269) 381 4741

August 3, 2010 r·' _.. .,

Honorable Bobby R. Baldock "• .... . , . IChairman, Committee on Financial Disclosure : •·•. . . ' :> ...D

Washington DC 20544 c·:; �:.:::,.. ·ni .. n .. ,9

Re: Your Letter of July 26, 2010 (, .)

D ear Judge Baldock:

In response to your letter. the undergraduate university is · · ·• . •

United States District Court Western Di tri t of Michigan

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of1978 Rev. J/2010 FOR CALENDAR YEAR 2009 (5 USC. opp.§§ 101-1 I I)

I. Person Reporting (last name. first, middle initial)

Maloney, Paul L.

4. Title (Ankle m judges indicate active or senior status; magistrate judges indicate full- or part-time)

District Judge-Active

2. Court or Organization

District Court. WD Ml

5a. Keport Type (check appropriate type)

D '.'Jomination, Date

D Initial 0 Annual

Sb. D Amended Repon D Final

3. Oate of Report

05/18/2010

6. Reporting Period

01/01/2009

to

12/31/2009

7. Chambers nr Office Address

410 W. Michigan Ave. Kalamazoo, MI 49007

8. On the Dasis ot· the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompany ing this form m11st befollmved. Complete all parts, checking the NONE box for each part where you have no reportuble informati1m. Sign on las/ page.

I. POSIT} 0 NS. (Reporting individual only; see pp. 9-13 of filing imtrnctfons.)

[Z] NONE (11/o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3. (/) ("-) C3 ;:o

... -:. -<

II. AG REE MEN TS. (Rept>rling individual t>n/y; . ·,.1i··- }> < - rn

CJ ,1

r:·1 ...0

2. 1995-2007 Berrien County Pension calculated based on years of service

3.

SQL;RCE AND TYPE

SOURCE LOCATlO!\ PAID OR

·------------------------------- ---------...... ___ -----

FINANCIAL DISCLOSURE REPORT

Page 2of11

Name of Person Reporting

Maloney. Paul L.

Date of Report

05/18/2010

JII. NON-INVESTMENT IN COl\tJE. (Reporting individual and spouse; ,,ee pp. 17-24 of.filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investrner// income.) [{] SOURCE AND TYPE INCOME

1.

2.

fyours, not spouse's)

3.

4.

B. Spouse's Non-Investment Income - lfyou were married during any p"rtiun of the reporting year, comple1e1hissec1itm. (Dol!t1r amount nor r'eqm·red except/or Jumoraria.)

D NONE (No reporrable 11011-i11vest111en1 income.)

1. 2009 Teachcl', River Valley School District

2.

3.

4.

JV. RE (MB lJ RS EMENTS - transportutitm, lmlging.foad, entat11inn1

of filing

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

05/18/2010Maloney, Paul L. Page 3 of 11

V. G JFTS. (Includes t/10!-;e to spouse and dependent children; see pp. 28-31 instructions.)

[Z] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VJ, LJ ABJL JTJES. (lndudes those of spouse and dependenl children_: see pp. 31-33 of filing instructions.)

NONE (No reporwble liabilities.) D CREDITOR DESCRIPTIO

I. Tuition Management Services Payment Agreement-College Tuition

VALUE CODE

2. Undergraduate University Tuition, Room and Board None

3.

4.

5.

!

IA ;unt

-

-

-

���:e.g

.I

(2) (4) ·- - ·--- ------· -············· ·-----

(I)

Date of Report Name of Pt:rson Repol"ting FINANCIAL DISCLOSURE REPORT

Page 4of11 05il8/20l0Malone)', Paul t.

VII. IN''EST.lVIENTS and T'R USTS - income, vatue .. ,,,,,.sa,·rfons (Includes tht>se •>t spouse and dependent cliildren; see PP· J4-6o of fl/inc insrructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c D. Description of Assets Income during Gross value ar end Transactions during reporting period

(including lrust assets) , reporting period of reponing p riod (I} (2) (3) (5)

Place "(X)" after each asset .. ' Value Value Type(e.g., Oare Val\lc Gajn ldentity of exempt from prior Uisciosure Code l div., rent, Code 2 McthtI - $5.000.0

i

(2) (!)

i

(2) (3)

FINANCIAL DISCLOSURE REPORT Page 5of11

Name of Person Repo.-ting

Maloney, Paul L.

Date ut' l{eport

05/18/2010

VII. INVESTMENTS and TRUSTS - income, •·atue, 1ramtwio11s ftnc1uaes those of-'P"""' and dependent children; see PP· 34-60 offilinc ins1ructi NONE (No reportable income, assets. or transactions.) D

18.

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

o.}..__

33.

A.

Description of Ass.els (including 1rnst assets)

Pia "(X)" atier t.!ach asset exempt frnm prior disclosure

--Allianz NFJ Sm-Cap Value A

--Amer Cent Growth ADV

--Blackrock lntlar Prt Rond A

--Blackrock Equity Dividend A

American Euro Pacific Grow1h F

--American Gr FD of America F

--rN·G G!!lbal Real Estate A

--Perkins Mid Cap Val !NV

B.

lncome during

reponing period

(I) Amounl Type (e.g,, Code I div .. rent, (A-HJ or int.'I

A Dividend

A Dividend

A Oividend

A Dividend

A Divideml

/\ Dividend

A Dividend

A Divid end

c

Gross value at end of reporting period

Valu

Code 2 (!-I')

J

J

J

J

J

J

. ··- ----···-·--

!2) Value

Method

Code 3

(4)

2. Value CW (Sec Cohunn Cl an t 03)

3. \.':tlue Mc1hoU Coiks !Sec Column C1)

i\ Sl.000 \)r less F "S.'tl,001 - SI00.000 J ... '515.000 or less N S250.l)(ll · $5t ).00JQ 0 ·S5U0.001-$t.000.000

· l\i t IHi:-;il l stal Only) V =-·Olh r

C -'S2.501 - SS.000 Ill =$1.000.001 - $5.000.000

L .:i,)t)JlOI - :i I 00.000 !'I =Sl.000.001 · $5.000.000 fl4 =!\fore than $ 0.000.000 S -=.\sscs.smcnt \11.' EMima1cd

D.

Transactions during reponrng period

Dat Value

mmldd/yy . Code 2 (J-P)

07/14109 J

01/12/09 J

07/14/09 J

01/12/09 J

07il4/09 J

01/12/09 J

07/14/09 J

01/12/09 J

07!14i09 J

01/12/09 J

07114109 J

01112109 J

07/14/09 J

Olil 2/09 J

07114/09 J

01112/09 J

07il4/09 J

(4) Gain

! Code I (A-H)

A

A

A

A

A

A

o ··15.001 - Sis.ono t 12 =More than :$5-.000,00tl M =$100.001 - $250.00f> P2 -•$5.000.001 - $25.000,000 T .:.Cash Mmkc1

(5) ld:!mityof

buyeri::;ellcr

(if private transaclion)

·-··-··-··-------·-· -· -·-

!

(I)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6of11 Maloney, Paul L. 05/18/2010

VII. INVESTMENTS and TRUSTS - income, value, transactivns (Includes thvse of spouse and dependent children; see PP· 34-60 of filing instructin.

_________ __

(I) (2)

Uate of Keport Name of Pe.-son Reporting FINANCIAL DISCLOSURE REPORT

Page 7of11 05/18/2010Maloney, Paul L.

VII. INVESTMENTS and TRUSTS - income, ..arue, transactions r1nctudes tiwse of spouse and dependent c/li1Jren; see PP· 34-60 •if filing ins1ruc1ions.J

D NONE (No reportable income. assets, or transactions.) A. c. D.r---8

Income during Gross value at end Transactions during reporting period Description of Assets reporting period of reponing period (including lrnst assets)

(2) (l) (I) (2) i (3) I (4) (5)

I Identity of Amount Type (e.g., Value Value Type (e.g., Date i Value GainPlace "(X)" a lter each asset

buyer/sell rCode l div., rent, Code 2 Method buy, sell. mm/dd!yy 1 Code 2 Code Iexempt from prior disclosure (if private(A-H) or int.) (J-P) Code 3 redemption) 1 (J-P) (A-H)

transaction)(Q-W) ____ . i ·- -- - -· -

52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

--TCW Total Return BD N

--UBS I:lank USA Dep Acct

--UBS Pace Money Market INV Fund Class p

Brokerage Account #2

--Apple Computer common stock

--UBS Deposit Acct

Brokerage Account #3

--Morgan Stanley Money Market

--S & P 500 Index Fund B

--Dividend Growth Securities B

--MS Global Dividend Growth Security A

--MS Global Dividend Growth Security B

State of Michigan 401k

A

A

A

A

A

A

A

A

A

A

Dividend J

interest J

Dividend J

Dividend J

Int.!Div. J

Dividend

Dividend J

Dividend J

Dividend J

Dividend J

T

T

T

T

T

T

T

T

T

Buy 01/12/09 J

Sold 07/14/09 J A (part)

Open 01/12/09 J

Buy 07/14/09 J

Sold 07/31/09 J A (part)

Sold 10/23/09 J A (part)

Sold 06/29/09 J c (part)

Open 4/9/09 J

Sold 04i06/09 J A

I. Income Guin Codes: tS I! Columns Bl antl 04)

2. Value Codes

(Sec Column..:; Cl and D3)

3. Value Mclhod c xlcs

iSl!c Column C2J

A =$1.000 or less

· ,$50.001. $100.000 J =-$ l 5,000 or kss 1' =$250.110t . $500.000

P.1 =$25.000.001 -$50.000.000 Q *"Appraisal

L -=Hoo Value

U•$1.lllll -$2.500 G =SI00.001 -$1.000.1100

K "S 15.00 I . $50.000 0 =$500.00 I - $1.1100.000

R =Cost t R al Estate Only•

V -Otha

c =$2.501 -$5.000

Ill =$t.000.001 -$5.000.000

L =$50.UUI • $100.000 r1 =$ J.000.001 -S5.ooo.ooo P4 =More than $50.000.000

S =As.s

172. ! !

A

(I)

J

J

(2i

pri·· • ..-atc

:

:

I

FINANCIAL DISCLOSURE REPORT

Page 8of11

Name of Person Reporting

Maloney, Paul L.

Date of Report

05!18i2010

VI I. INVESTl\tIENTS and TRUSTS - Income. ""tue. transactions (11rctudes 1h11se of spouse unJ dependent children; see PP· 34-60 offiti111: ins1rudi1ms.)

0 NONE (No reportable income. assets, or transactions.) A. B. c.

Description of Assets (including rrust assets)

Income during

reportjng period

Gross vaiu 31 end of reporting period

'69.

70.

,71.

73.

74.

75.

76.

77.

78.

79.

o.

81.

82.

83.

84.

85.

Place "(X)" .:tftcr each asset exiernpt from prior disclosure

--SSgA Bond Mark t Index

--M FS Total Return A

--Dodge and Cox Stock Fund

--Rainer Lg Cap (>wwth Equity Fund

--Colurnbi;i Acom Z

--American Funds Euro Pacific -

--Alliance Bernstein Int Value I

--Pi rnco Total Return Fund I

--UBS Deposil Acct

457 Rclircment Accl

--Nationwide Fixed Acct

--Newberger licncsis Fund TC

403 b Account

--New Perspective Fund A

--Capital World Growth A

--CS Govt Securities A

Fifth Third Bank Account

J Income Ci3rn Codes: A ·$1.000 ur h!ss !Sec Cohmm:; BI 1md D4)

2. Value Codes iSel! Column Cl .md DJi

-$50.Uil I - $100.000 J ··SI 5.000 vr li:ss :'>.l ='t25U.001 - 00.000

(I) Amount Code l (A-H)

A

A

A

A

A

A'

A

A

A

B

A

A

A

A

3. V;iluc Method (ctdcs /Sc·.:- { '11i11mn (2}

P:\ -· 'S2 S.000.0(1 t - i50.0(l(1_00()Q =Appraisall.1 =Boo V.:i.lu.::

(2) Type (e.g.,

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

lnt./Div.

lnt./Div.

Dividend

Dividend

Dividend

Dividend

Interest

8-$1.001 - $2,500

Value (;;Jde 2 (J-P)

K

L

J

J

K

J

J

L

J

J

J

J

J

G ··$100.001 - Sl.000.000 K -· $15 .l){l l - SS0.000 0-$:)00.001 -Sl.000.DOll

R -=Cos1 \Real F."tatc Only) \' ""0thl.'.r

Value Method Code 3 (Q-W)

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

(I) Type (e.g .. buy. sell.

redemption)

Open

c -$2501 . $5.000 Ill =Sl.!>0-0.001 - $5.000.000 l. =$50.0t)J - $Hl0.000 r r "'-·S J.000.001 - S.5.

!

! I

A

(I) (2)

J

(I) (2) (4) i

I

i

-·ssO.ooo

(I)

Code l div., rent.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of11 0511812010Maloney, Paul L.

Vil. INVESTMENTS and TRUSTS - income, l'lllue. 1ransa"tfons onctudes i1tose of spo1ue and dependent ,·hilliren; see pp . .u-60 ,,/filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at nd Transactions during reponmg period

(including trust asset'>) reporting period of reporting period

(2) (3) (5) Type (e.g., Vahi0 Va Jue Type (e.g., Dare Value Gain Identity ofPlace "(X)" after each asset Amount

[mmiddiyyCode 2 Method buy. sell.ex.empt from prior disclosure ! Code :2 Code I buyerl•eller (A-H) or int.) (J·Pl Code 3 redemption) IJ-P) (A-H) (if private

(Q·Wl transacrion) L- _ ...!._·--+ .. ·

86. DOJ Fcd•'ral Credit Union Interest T

87. 403 b(7) Account

88. --New Perspectiw Fund A A Dividend J T Open 12/i8i09 J

89.I

--Capital World Growth A A Dividend J T . Open I 2il 8!09 J

L. S Govl Sccuritic' A A Dividend J T Open 121!8/09 J

l. Income Gain Code : A .:. l.•)1)1Jorlcss H '·')LOOI - $2.500 (See Columns Ul and 04) 0.001 tl00,(}{){I G 5 llltlJlfJI - $1.0011.000

2. Value Codes J -S15.0tltl or le K $I 5.001 - $.

FINANCIAL DISCLOSURE REPORT

Page 10of11

Name of rerson Reporting Oat• of Report

Maloney, Paul L. 05/1812010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/mlicatepartv/Rep11rt.j

. .

FINANCIAL DISCLOSURE REPORT

Page 11 of 11

Name of Person Reporting Dote of Report

Maloney, Paul L. 05/18/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, trne, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honorari:i and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 ct. seq., 5 li.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY l"iDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S F.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Couns Suite :!-301 One Columbus Circle, N.E. Washington, D.C. 20544