jon p mccalla financial disclosure report for 2009

8/3/2019 Jon P McCalla Financial Disclosure Report for 2009

1/8

I A O t 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q m r e a b y t h ein Government Act of 1978~ e v . U 2 0 ~ O FOR CALENDAR YEAR 200 9 0 u . s .c . ~ m . ~ ~ o ~ - ~ ~ )I. Person Reporting (last name, first~ middle initial) 2. Court or Organization 3. Date of ReportMCCALLA, JON P. U.S. DISTRICT COURT 5/31/2010

4. Title (Article I11 judges indicate active or se~fior status: 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)[~ Nomination, Date I/1/2009

U.S. D1STRICTJUDGE(ACTIVE) [] Initial [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Report and an ymodifications pertaining thereto, it is, in my op inion, in compliance167 N. MAIN STREET with applicable laws and regulations.11TH FLOORMEMPHIS, TN 38103 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying thisform must be followed. Complete all parts,checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . ~ n ~ r o , , ~ z i n a i ~ i a , o ~ o n O ; ~ , ~ , . 9 -1 3 of filing i n s t r u c t i o n s . )~ N O N E (No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

l l. A G ~ E M E N T S . (a,vo,,i,,s individnal only; xee pp. 14-16 of filing iN O N E (No reportable agreements.)

D A T E PARTIES AND TE~S1.


2/8

tame of Person Reporting ] Date of ReportP a g e F IN A N C I A L 2 o f 8 D I S C L O S U R E R E P O R T I MCCALLA, J a N P"I 5 / 3 1 / 2 0 1 0

I II . N O N - I N V E S T M E N T IN C O M E . CR epor,i,~ ~,~,.idua~ o,,d.~, . . . .. : s e e p S . ~ 7 - ~ , , /y ~ , o g ~ . ~ , , ~ , i o ~A. Filers Non-Investment Income

NONE (No reportable non-investment income.,)DATE SOURCE AND TYPE I ~ [ _ C _ . _ , O M E(yours, not spouses)

1.

2.

3.

4.

B . S p o u s e s N o n - i n v e s tm e n t I n c o m e - If you a,ere married duri~tg any partion of the reporting year, complete this section.(Do!lar a~nount not required except Jbr honoraria,)~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE1. 2009 MCCALLA EAR, NOSE & THROAT, P.C. - PHYSICIAN

2.

3.

4.

IV. REIMBU RSEM ENTS ....... ~ , o , , o , ~ o . , t o d g ~ , ,g , o ~ t , . . , . r , , ,~ .......(Includes those to spouse and dependent children; see pp. 25.27 of J~ting instructions.)

N O N E (No reportable reimbursements.)q O . ~ _ U _ U R C E DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.

4.


3/8

.FINA~NCIAL DISCLOSURE REPORTPage 3 of 8

V. G IFTS. (~.a~ tho~ ,o ~o.~ . , .d d~.~ ~U d~.; . .~N O N E (No reportable g~s.)

SOURCE DESCRIPTION VALUE1.2.3.4.5.

[~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1.2.3.

5,


4/8

FINANCIAL DISCLOSURE REPORT , ~ a m e o f P e , s o ~ R e p o r t i l l g D a t e o f R e p o g tPage 4 of 8 M C C A L L A , JO N P . 5 / 3 1 / 2 0 1 0

V I I . I ~ N V E S T M E N T S a n d T R U S T S - income, value, tra~actions (Includes those of sp ..... d dependent children; ~ , pp. 34-60 of fillng instruction&)~ ~ ONE ~Vo reportable income, ~sets, or transactions~)A . i B. . C. D,D e s c r i p ti o n o f A s s e ~ ] I n c o m e d ur i n g G r o s s v a l u e a t e n d Transactions during re,fling period(~neluding u~st ~ts) ~ e p o ~ i n g p e r io d o f r e p o s i n g p e r io d

P l a c e " ( X ) " ~ f t e r e a c h a s s e t - A m o u n t T~e (e.g., Value V alue T~e (e.g., ~l Date I Value I Gain I d e n t i t y o fe x e m p t I Y o m p r i o r d i s c l o s u re [ C o d e I d i v . , r e n L Code2 M e th o d buy, sell, m~d~~ [~ Code2t~ Code 1 buyer/seller[ (A-H) o r i n t . ) ( 3 - P ) C o d e 3 r e d e m p t i o n ) ] (J-P) ~ (A-I~) i (ifpriwte; ( Q - W ) ~ : ~ t r a n s a c t i o n )

1. IST ~ BANK - CH ECKING/SAVING, A In,rest J TMEMPHIS, ~2. FA~S SHELBY CO, TN A Rent K R

3. SHS TRUSTMARK BANK COMMON B Dividend K T4. FARM LAND # I , SH ELBY COUNTY, TN A Rent K Q12/16/945. FARM LAND #2, SHELBY COUNTY, TN A Rent J Q1 1/28/946. FARM LAND #3, SHELBY COUNTY, TN A Rent J QI 1 / 2 8 1 9 47. SHS TRUSTMARK BANK COMMON C Dividend L T8. IP,.A-WELLS FARGO-FIRST E A G L E B Dividend M TSOGEN FDS INC GLOBA L FD CL A9. IP-.A-WELL S FARGO-AMERICAN A Dividend K TFLrNDS-NEW PERSPECTIVEI0. IR.A-WELLS FARGO-FLOWERS A Dividend J TINDUSTRIES SH S COMMONI i. St lS H ANOVER INS A Dividend J T12 . AMERICAN FUNDS-AMERICAN" None Sold 12/23/09 JGR.OWTH FUND13 . AMERICAN FUNDS-INVESTMENT CO A Dividend K TOF AMERICA

14 . AMERICAN FUNDS-AMERICAN NEW A Dividend K TPERSPECTIVES FUND15 . FKACTIONAL INTERESTS IN FAR.M A Rent K WLAND, StlELBY CO., TN16 . FRACTIONAL FNTER.EST IN FARM A Rent L WLAND, INH ERITED, SIIELBY CO, TN17 . [R.A-WELLS FARGO-INVESCO A Dividend J TAINI-AIM CONSTELLATION FD CL A

2, Value Codes J =,$1 ~,0~ or less K


5/8

[Namef Person Report ing Date of ReportFINANCIAL DISCLOSURE REPORT[ MCCALLA , JON P,age 5 of 8 5 / 3 1 / 2 0 1 0

VII. I1NVESTMENTS and TRU STS - i ..... e , value, , ...... ,ions ancludea ,hose of sp ....... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f . f il i n g i n s t r u c t i o n s . )~. NONE (No reportable income, assets, transactions.)r-- . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ ; . . . . . . . . .. . . . . . . . . . .. . . . . . . . . .. . . . . . . . ........~ .......... c, D . " .......................D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l a d i n g t r u s t a s s e l s ) r e p o r t i n g p e r i o d , o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t [Amount i Type (e.g., Value Value T y p e ( e . g ., DateI~! Value [ Gain l d e n t i ly o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I ] div., rent. Code 2 i Method b u y , s e l l , mm/dd/yy Code 2 ~ Code 1 buyer/selleri( A - H ) o r i n t . ) ( . l - P ) C o d e 3 r e d e m p t i o n ) i (J-P) ( A - H ) ( i f p r i v a t e.......................................... ! .............. ~ ~ t r a n s a c t i o n )

1 8 . IRA-WELLS FARGO-AIvlERICAN A Dividend K TFUNDS-AM GROWTH FUND OFAIMERICA19 , IRA-WELLS FARGO-CALAMOS INVT None J T Sold 10/08/09 LTR - NEW GROWTH FUND CL C (part)20, PUTNAM INVT FUNDS- MID CAP None Sold 10/30/09 KVALU E FD CL C21. CALAMOS INVT TR NEW GROWTH None Sold 10/30/09 KFI~ND CL C22. LNG FUNDS- INTL VA LUE FUND CL C A Dividend Sold 10/30/09 K2 3 . IRA-WELLS FARG6-VAN KA MPEN FD- A Dividend K TVAN KAMPEN GROWTH & INCOME24. IRA-WELLS FARGO-AMERICAN A Dividend L TFUNDS-GROWTH FUND OF AMERICA25. IRA-WELLS FARGO-DISCOVER BK CD A Interest Sold !01/30/09 J2 6 . IRA-WEI.,LS FARGO-ALLSTATE LIFE C Interest M TINS T-LINK ANNUITY27. GROWTII FUND OF A MERICA None Sold 12/23/09 K B2 8 . COMMERCIAL REAL F Rent N RESTATE-MEMPttlS, T N2 9 . IRA-WELLS FARGO-GENERAL A Dividend K TELECTRIC30. IRA-WELLS FARGO-PIMCO B Dividend K TFL~NDS-PAC I~VT MGMT CaM REALRET STRAT ,3I. IRA-WELLS FARGO-HOTCHKIS & A Dividend K TWILEY FD- LRG CAP VAL FDS CL C32. PUTNAM FUNDS-PUTNAM FLOATING B Dividend K "rRATE INCOME FD CL C33. IRA-WELLS FARGO-HOTCHKIS & A Dividend L TWILEY fd- LRG CAP VALU E34. HOT CHKIS & W [I.,EY FD -LRG CAP A Dividend Sold 08/18/09 KVALU E FUNDS CL C

P3 =~25,000,001 - $50,000,000 I4 =More than $~0.000,0OO(See Column C2) U =Book Value V =Other W = Estimated


6/8

FINANCIAL DISCLOSURE REPORT n a n , e o f P e r s o n R e p o r t i n g I D a t e o f R e p o r tPage 6 of" 8 MCCALLA, JON P.[

5 / 3 1 , r 2 0 1 0

V I I .. I N V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of s~ou se and d ependen t chi ldren; see pp. 34 -60 of f i ling instructions.)[---] N O N E (No reportable income, assets, or transactions.)..................................................~, ........... ............... c. - ..................................., ....D e ~ r i p ti o n o f A s s e t s [ Income during Gloss value at end i T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s) L r e p or l i n g p er i o d o f r e p or t i n g p er i o d

Va ue Value i Type (e.g.,, I Date | Value I Gainexempt fiom prior disclosure l ! die., rent, buyer/seller( A - H ) o ~ i n t . ) ( J - P ) [ Code 3 [ r e d e m p t i o n ) i / (JP) [ (A-H) I ( i f p r i v a t e~ ( Q -W ) [ | i [ t r a n s a c t i o n )~: 35. IRA-WEL LS FARGO-NUVEEN- A Dividend K T~ U V E E N t R A D E W I N D S V A L U E O O PF D C L C

3 6 . IRA-WACHOVIA-CASH A Interest K T37. WACH OVIA BANK DEPOSIT SWEEP A Interest J T38. IRA-WELLS FARGO-ALLIANCE A Dividend J TBERNSTEIN INVT- INTL V ALUE CL C39. IRA-WELLS FARGO-CALAMOS INVT A Dividend K TTR - MARKET NEUTRAL FD CL C40. IRA-WELLS FARGO -MUNDER FDS- A Dividend J TINC GWTH MID-CAP CORE OWTH CLA41~ IRA-WELLS FARGO-RYDEX SERIES A Dividend K TFUNDS-MANAGED FUTURESi, STRATEGY42. IRA-WELLS FARGO-CALAMOS INVT A Dividend K T Bu y 1 0 / 0 7 1 0 9 KTR NEW CONVERTIBLE FLrND4 3 . SHS TRUSTMARK BANK COMMON A Dividend J T Buy 03/06/09 J44. AMERICAN FUNDS-TAX EXEMPT A Interest K T Bu y 10/07/09 KBOND FUND CL C4 5 . AMERICAN FUNDS-TAX EXEPMT A Interest J T Buy 10/07/09 JBOND FUND CL A4 6 . CALAMOS INVT TR NEW A Dividend K T Bu y ! 0 7 3 0 / 0 9 KCONVERTIBLE FUND4 7 . ING FUNDS INTERMEDIATE BOND A Int./Die. K T Bu y 10/30/09 KFLrND48. IRA-WELLS FARGO-CALAMOS A Dividend K T Bu y I0/07/09 KMARKET NEUTRAL FD CL C49. PUTNA M DIVERSIFIED INCOME TR B Dividend K T Bu y 10/30/09 K


7/8

FINANCIAL DISCLOSURE REPORT N a , ~ e o f ~ ~ r ~ o n R ~ , o ~ i n g ~ ) a t e o f R , p o r ,Page 7 of 8 MCCALLA, J O N P . 5 / 3 1 ! 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,,~c,,~,~,,,,to/R,~,o,~)

SCHEDULE V ll, LINE 2I /3 INTEREST IN~ FARMS, SHELBY COUNT Y, TENNESSEE WA S PURCH ASED ON JULY 20, 1982 FOR $96 ,800. THIS LA ND IS INAGRICULTURAL~~SCHEDUI..E VII, LINE 4INHERITED AN UNDIVIDED 1/12 INTEREST IN FAP~I LAND IN SHELBY COUNTY, TENNESSEE, DATED 12/16/94.SCIIEDULE V II, LINES 5 & 6RECEIVED AN UNDIVIDED 1/6 INTEREST IN F A R M LAND AND A N UNDIVIDED 1/12 INTEREST IN FARM LA ND LOCATED IN SHELBYCOU~NI|Y, TENNESSEE, DATED 11/28/94.SCHEDULE V II , LINE 15FRACTIONAL INTERESTS IN FARM LAND IN SH ELBY COUNTY, TENNESSEE GIFTED IN 2000.SCHEDULE VII, LINE 16FRACTIONAL INTEREST IN FARM LAND IN SHELBY COUNT Y, TENNESSEE INHERITED IN 1992.SCHEDULE V II , LINE 28COMMERCIAL PEAL ESTATE WAS PURCHASED 8/3/03 FOR $479,988.


8/8

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o t !Page 8 of 8 MCCALLA, J O N P , 5 / 3 1 / 2 0 1 0IX. CERTIFICATION.

I certify that all information given above (including inform ation pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from oulside em ployment and ho noraria and the acceptance of gifts which hav e been reporied are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatut

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY F SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Colum bus Circle, N.E.Washington, D.C. 20544

jon p mccalla financial disclosure report for 2009

Documents