john wiley & sons, inc. - hsbc...location(s): hsbc asset management paris, hsbc asset management...
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Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Home Properties, Inc.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Merger Agreement 1
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
John Wiley & Sons, Inc.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mari J. Baker For For
ForForElect Director George Bell 1.2
ForForElect Director Raymond W. McDaniel, Jr. 1.3
ForForElect Director Kalpana Raina 1.4
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Punch Taverns plc
Meeting Date: 10/01/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of 50% Interest in Matthew Clark (Holdings) Limited to Conviviality Brands Limited
For Abstain
Page 1 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WebMD Health Corp.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark J. Adler For For
ForForElect Director Neil F. Dimick 1.2
ForForElect Director James V. Manning 1.3
ForForElect Director Joseph E. Smith 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Zoopla Property Group plc
Meeting Date: 10/01/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Value Creation Plan For Against
AgainstForApprove Revised Remuneration Policy 2
Abbey plc
Meeting Date: 10/02/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
Page 2 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Abbey plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividends 2
ForForElect Anthony Quirke as a Director 3
ForForRe-elect Michael McNulty as a Director 4
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
5
Special Business
ForForAuthorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6.1
ForForAuthorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6.2
ForForAdopt New Articles of Association 6.3
Cal-Maine Foods, Inc.
Meeting Date: 10/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Adolphus B. Baker For For
ForForElect Director Timothy A. Dawson 1.2
ForForElect Director Letitia C. Hughes 1.3
ForForElect Director Sherman L. Miller 1.4
ForForElect Director James E. Poole 1.5
ForForElect Director Steve W. Sanders 1.6
ForForRatify Frost, PLLC as Auditors 2
Open Text Corporation
Meeting Date: 10/02/2015 Country: Canada
Meeting Type: Annual/Special
Page 3 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Open Text Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins For For
ForForElect Director Mark Barrenechea 1.2
ForForElect Director Randy Fowlie 1.3
ForForElect Director Gail E. Hamilton 1.4
ForForElect Director Brian J. Jackman 1.5
ForForElect Director Stephen J. Sadler 1.6
ForForElect Director Michael Slaunwhite 1.7
ForForElect Director Katharine B. Stevenson 1.8
ForForElect Director Deborah Weinstein 1.9
ForForRatify KPMG LLP as Auditors 2
ForForAmend Employee Stock Purchase Plan 3
Synergy Health plc
Meeting Date: 10/02/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
This is a Fourth Call Meeting Originally Held on 11 March 2015
AbstainForApprove Matters Relating to the Combination of Synergy Health plc with New Steris Limited
1
Synergy Health plc
Meeting Date: 10/02/2015 Country: United Kingdom
Meeting Type: Court
Page 4 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Synergy Health plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
This is a Fourth Call Meeting Originally Held on 11 March 2015
Court Meeting
Do Not Vote
ForModify the Long Stop Date of the Scheme; Approve Scheme of Arrangement
1
The Henderson Smaller Companies Investment Trust plc
Meeting Date: 10/02/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Jamie Cayzer-Colvin as Director 4
ForForRe-elect David Lamb as Director 5
ForForRe-elect Beatrice Hollond as Director 6
ForForRe-elect Keith Percy as Director 7
ForForRe-elect Mary Sieghart as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Purchase of the Preference Stock Units by the Company
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Page 5 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Tec Corp.
Meeting Date: 10/02/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Inoue, Yukio For Against
AgainstForElect Director Shiga, Shigenori 1.2
Dalata Hotel Group plc
Meeting Date: 10/05/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares with Pre-emptive Rights Pursuant to the Firm Placing and Placing and Open Offer
For Abstain
AbstainForApprove Issuance of Shares without Pre-emptive Rights Pursuant to the Firm Placing and Placing and Open Offer
2
Sequoia Economic Infrastructure Income Fund Ltd
Meeting Date: 10/05/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
AbstainForApprove Potential Related Party Transaction 1
Special Resolution
AbstainForApprove Issuance of Equity Without Pre-emptive Rights Pursuant to the Placing and/or Offer for Subscription of C Shares
2
Page 6 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Hub Power Company Ltd
Meeting Date: 10/05/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Minutes of Previous Meeting 1
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Final Dividend 3
AgainstForApprove Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForElect Directors 5
Special Business
ForForApprove Investment, Loan, and/or Guarantee to Sindh Engro Coal Mining Co. Ltd.
1
Special Resolution
ForForApprove Investment in Sindh Engro Coal Mining Co. Ltd.
1
TNT EXPRESS NV
Meeting Date: 10/05/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
Discuss Public Offer By FedEx 2
ForForApprove Conditional Sale of Company Assets 3i
ForForApprove Conditional Dissolution and Liquidation of TNT Express Following the Asset Sale and Conditional Appointment of TNT Nederland BV as Custodian of the Books and Records of TNT Express
3ii
ForForConditional Amendments of Articles Re: Offer on All Outstanding Shares by FedEx
4i
Page 7 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TNT EXPRESS NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles to Reflect Change of Corporate Form from a Public to Private Shareholding Company
4ii
ForForElect D. Cunningham to Supervisory Board 5i
ForForElect C. Richards to Supervisory Board 5ii
ForForElect D. Bronczek to Supervisory Board 5iii
ForForElect D. Binks to Management Board 6i
ForForElect M. Allen to Management Board 6ii
ForForAmend Remuneration Arrangements with De Vries Including Approval of One-Off Retention Bonus of EUR 250,000
7
ForForAccept Resignation and Discharge of Current Supervisory Board Directors A. Burgmans, S. Levy, M.E. Harris, R. King, M.A. Scheltema and S.S. Vollebregt
8
ForForAccept Resignation and Discharge of Current Management Board Directors L.W. Gunning and M.J. de Vries
9
Allow Questions 10
Close Meeting 11
Altera Corporation
Meeting Date: 10/06/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Cavco Industries, Inc.
Meeting Date: 10/06/2015 Country: USA
Meeting Type: Annual
Page 8 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cavco Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven G. Bunger For For
ForForElect Director Jack Hanna 1.2
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForIncrease Authorized Common Stock 4
AgainstForAmend Omnibus Stock Plan 5
Impala Platinum Holdings Ltd
Meeting Date: 10/06/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
AgainstForAmend Memorandum of Incorporation 1
Ordinary Resolutions
AgainstForAuthorise Specific Issue of Shares to Qualifying Investors Pursuant to the Bookbuild Placement
1
AbstainForAuthorise Specific Issue of Shares to PIC Pursuant to the Bookbuild Placement
2
AbstainForAuthorise Specific Issue of Shares to Coronation Pursuant to the Bookbuild Placement
3
AbstainForAuthorise Specific Issue of Shares to RBH Pursuant to the Bookbuild Placement
4
ForForAuthorise Ratification of Approved Resolutions
5
NN GROUP NV
Meeting Date: 10/06/2015 Country: Netherlands
Meeting Type: Special
Page 9 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NN GROUP NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
ForForElect Helene Vletter-van Dort to Supervisory Board
2a
ForForElect Robert Jenkins to Supervisory Board 2b
ForForElect Dick Harryvan to Supervisory Board 2c
Close Meeting 3
PhosAgro OJSC
Meeting Date: 10/06/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Dividends of RUB 57 per Share 1
ForForApprove Related-Party Transactions Re: Loan Agreements
2
AgainstForApprove Related-Party Transaction Re: Supplement to Guarantee Agreement
3
ForForApprove Related-Party Transaction Re: Guarantee Agreement
4
ForForApprove Related-Party Transaction Re: Guarantee Agreement
5
Air New Zealand Ltd.
Meeting Date: 10/07/2015 Country: New Zealand
Meeting Type: Annual
Page 10 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air New Zealand Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Antony Carter as Director For For
ForForElect Robert Jager as Director 2
ForForApprove Remuneration of Directors 3
KT&G Corp.
Meeting Date: 10/07/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Baek Bok-In as CEO For For
Ruby Tuesday, Inc.
Meeting Date: 10/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director F. Lane Cardwell, Jr. For For
ForForElect Director Kevin T. Clayton 1b
ForForElect Director Jeffrey J. O'Neill 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForAmend Omnibus Stock Plan 4
AgainstForApprove Executive Incentive Bonus Plan 5
Page 11 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thoratec Corporation
Meeting Date: 10/07/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Alibaba Group Holding Ltd.
Meeting Date: 10/08/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect Joseph C. Tsai as Director 1.1
ForForElect Jonathan Zhaoxi Lu as Director 1.2
ForForElect J. Michael Evans as Director 1.3
ForForElect Borje E. Ekholm as Director 1.4
ForForElect Wan Ling Martello as Director 1.5
ForForApprove PricewaterhouseCoopers as Independent Auditors
2
Ansell Ltd.
Meeting Date: 10/08/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Bevan as Director For For
ForForElect Marissa Peterson as Director 2b
Page 12 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ansell Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of 209,245 Performance Share Rights to Magnus Nicolin, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Grant of 150,000 Options to Magnus Nicolin, Managing Director and Chief Executive Officer of the Company
4
AgainstForApprove the Remuneration Report 5
ISRAEL CORPORATION LTD
Meeting Date: 10/08/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amen Sum of Franchise of the Company for the D&O Liability Policy of the Company
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
RPM International Inc.
Meeting Date: 10/08/2015 Country: USA
Meeting Type: Annual
Page 13 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RPM International Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John P. Abizaid For For
ForForElect Director Bruce A. Carbonari 1.2
ForForElect Director Jenniffer D. Deckard 1.3
ForForElect Director Salvatore D. Fazzolari 1.4
ForForElect Director Thomas S. Gross 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
BBA Aviation plc
Meeting Date: 10/09/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Landmark Aviation For Abstain
AbstainForAuthorise Issue of Equity in Connection with the Rights Issue
2
China Mengniu Dairy Co., Ltd.
Meeting Date: 10/09/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Authorized Share Capital For For
ForForApprove Issuance of Bonus Shares 2
Page 14 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Meeting Date: 10/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
AbstainForApprove the Notion that the Merger by Absorption of Company by China Merchants Shekou Industrial Zone Holdings Co., Ltd. through Issuance of A Shares and Raising Supporting Funds Complies with Relevant Laws and Regulations
1
APPROVE MERGER BY ABSORPTION OF COMPANY BY CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD. THROUGH ISSUANCE OF A SHARES AND RAISING SUPPORTING FUNDS
AbstainForApprove Issue Manner 2.1
AbstainForApprove Issue Type and Par Value 2.2
AbstainForApprove Target Subscribers 2.3
AbstainForApprove Issue Price of Merger by Absorption and Raising of Supporting Fund Shares and Exchange Price
2.4
AbstainForApprove Exchange Ratio 2.5
AbstainForApprove Exchange of Shares in Connection to Merger by Absorption
2.6
AbstainForApprove Issue Amount 2.7
AbstainForApprove Listing Exchange 2.8
AbstainForApprove Lock-up Period Arrangement 2.9
ForForApprove Intended Usage of Raised Funds 2.10
AbstainForApprove Distribution Arrangement of Cumulative Earnings
2.11
AbstainForApprove Cash Option 2.12
AbstainForApprove Handling Method of Fractional Shares
2.13
AbstainForApprove Handling of Restricted Existing Rights
2.14
AbstainForApprove Handling of Debt 2.15
AbstainForApprove Placement of Employees 2.16
AbstainForApprove Resolution Validity Period 2.17
Page 15 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Merger by Absorption Delivery 2.18
AbstainForApprove Effectivity and Completion of Merger by Absorption
2.19
AbstainForApprove the Notion That This Transaction Constitute as Related-Party Transaction
3
AbstainForApprove Deliberation of the Merger by Absorption of Company by China Merchants Shekou Industrial Zone Holdings Co., Ltd.
4
AbstainForApprove Signing of Shares Subscription Agreement with Specific Parties
5
AbstainForApprove Report (Draft) on Merger by Absorption of Company by China Merchants Shekou Industrial Zone Holdings Co., Ltd. by Issuance of New A shares and Raising of Supporting Fundsand Its Summary
6
AbstainForApprove the Notion that the Transaction Complies with Article IV of Provisions on Several Issues Regulating the Major Asset Restructuring of Listed Companies
7
AbstainForApprove the Completeness and Compliance of Implementation of Legal Proceedings of the Transactions and Validity of the Submitted Legal Documents Regarding this Transaction
8
AbstainForApprove Independence of Appraiser, the Validity of Hypothesis, the Relevance of Valuation Purpose and Approach as Well as the Fairness of Pricing
9
ForForApprove Employee Stock Ownership Plan (Draft) of China Merchants Shekou Industrial Zone Holdings Co., Ltd. and its Summary
10
AbstainForApprove Profit Forecast Report, Profit Forecast Audit Report and Profit Forecast Compensation Agreement
11
AbstainForApprove Related Commitment Letter Issued by Company
12
ForForApprove Authorization of Board to Handle All Related Matters in Connection to Major Restructuring
13
ForForApprove Termination of First Stock Option Grant Plan
14
ForForApprove Company's Self-Inspection Report on Real Estate Business
15
ForForApprove Termination of Trading and Delisting of Company's B Shares from the Singapore Secondary Market
16
Page 16 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Property Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Handle All Matters Related to Delisting of Company's B Shares from the Singapore Secondary Market
17
ForForApprove Appointment of Intermediary Institutions for Major Restructure
18
ForForApprove Appointment of Independent Financial Advisor
18.1
ForForApprove Appointment of Special Auditor 18.2
ForForApprove Appointment of Special Legal Advisor 18.3
Companhia Brasileira de Distribuicao Grupo Pao de Acucar
Meeting Date: 10/09/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Directors 1
Henderson European Focus Trust plc
Meeting Date: 10/09/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity with Pre-emptive Rights
For For
AgainstForAuthorise Issue of Equity without Pre-emptive Rights
2
Page 17 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC Global Liquidity Funds plc - Euro Liquidity Fund
Meeting Date: 10/09/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG as Auditors 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
HSBC Global Liquidity Funds plc - Sterling Liquidity Fund
Meeting Date: 10/09/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRatify KPMG as Auditors 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Huatai Securities Co., Ltd.
Meeting Date: 10/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Xu Min as Director 1
ForForElect Chen Zhibin as Director 2
ForForElect Liu Zhihong as Supervisor 3
ForForApprove Stock Remuneration Plan 4
Page 18 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Domestic Debt Financing Instruments
5.00
ForForApprove Issuing Entity, Size and Method in Relation to the Issuance of Domestic Debt Financing Instruments
5.01
ForForApprove Type of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.02
ForForApprove Term of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.03
ForForApprove Interest of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.04
ForForApprove Security and Other Credit Enhancement Arrangement in Relation to the Issuance of Domestic Debt Financing Instruments
5.05
ForForApprove Use of Proceeds in Relation to the Issuance of Domestic Debt Financing Instruments
5.06
ForForApprove Issue Price in Relation to the Issuance of Domestic Debt Financing Instruments
5.07
ForForApprove Issue Target and Arrangements on Placement to Shareholders in Relation to the Issuance of Domestic Debt Financing Instruments
5.08
ForForApprove Guarantee Measures for Repayment in Relation to the Issuance of Domestic Debt Financing Instruments
5.09
ForForApprove Listing of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.10
ForForApprove Validity Period of Resolution in Relation to the Issuance of Domestic Debt Financing Instruments
5.11
ForForAuthorized Board to Deal with Issuance of Domestic Debt Financing Instruments.
5.12
The Innovation Group plc
Meeting Date: 10/09/2015 Country: United Kingdom
Meeting Type: Special
Page 19 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Innovation Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Cash Acquisition of The Innovation Group plc by Axios Bidco Limited
For Abstain
The Innovation Group plc
Meeting Date: 10/09/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Unione di Banche Italiane SCPA
Meeting Date: 10/09/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Do Not Vote
ForAdopt New Bylaws 1
Ordinary Business
Do Not Vote
ForAmend Regulations on General Meetings 1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Page 20 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Unione di Banche Italiane SCPA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Bylaws 1
Ordinary Business
ForForAmend Regulations on General Meetings 1
Angang Steel Company Limited
Meeting Date: 10/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Supply of Materials and Services Agreement and the Proposed Annual Monetary Cap for the years of 2016, 2017 and 2018
1
ForForApprove Supply of Raw Materials Agreement and the Proposed Annual Monetary Cap for the years of 2016, 2017 and 2018
2
Assura plc
Meeting Date: 10/12/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Application by Invesco Asset Management Limited of New Ordinary Shares Under the Terms of the Firm Placing
2
China Resources Enterprise, Ltd.
Meeting Date: 10/12/2015 Country: Hong Kong
Meeting Type: Special
Page 21 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Enterprise, Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name For For
Ets Franz Colruyt
Meeting Date: 10/12/2015 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Receive Special Board Report Re: Employee Stock Purchase Plan
I.1
Receive Special Auditor Report Re: Employee Stock Purchase Plan
I.2
ForForApprove Employee Stock Purchase Plan Up To 1,000,000 Shares
I.3
ForForApprove Fixing of the Price of Shares to Be Issued
I.4
AgainstForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry
I.8
ForForAcknowledge Board Report Re: Company Law Article 604
II.a
AgainstForCap Amount to Increase Share Capital under Item II.c at 274 Million
II.b
AgainstForRenew Authorization to Increase Share Capital within the Framework of Authorized Capital
II.c
AgainstForAuthorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer
II.d
AgainstForAmend Article 6.1 to Reflect Changes in Capital Re: Item II.b
III.a
Page 22 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Article 6.2 Re: Duration of Authority under Item II.c
III.b
AgainstForAmend Article 6 to Reflect the Authority to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer under Item II.d
III.c
ForForAuthorize Implementation of Approved Resolutions
IV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Receive Special Board Report Re: Employee Stock Purchase Plan
I.1
Receive Special Auditor Report Re: Employee Stock Purchase Plan
I.2
ForApprove Employee Stock Purchase Plan Up To 1,000,000 Shares
I.3
ForApprove Fixing of the Price of Shares to Be Issued
I.4
ForEliminate Preemptive Rights Re: Item I.3 I.5
ForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForApprove Subscription Period Re: Item I.3 I.7
ForAuthorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry
I.8
ForAcknowledge Board Report Re: Company Law Article 604
II.a
ForCap Amount to Increase Share Capital under Item II.c at 274 Million
II.b
ForRenew Authorization to Increase Share Capital within the Framework of Authorized Capital
II.c
ForAuthorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer
II.d
ForAmend Article 6.1 to Reflect Changes in Capital Re: Item II.b
III.a
ForAmend Article 6.2 Re: Duration of Authority under Item II.c
III.b
Page 23 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Article 6 to Reflect the Authority to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer under Item II.d
III.c
ForAuthorize Implementation of Approved Resolutions
IV
Herman Miller, Inc.
Meeting Date: 10/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David A. Brandon For For
ForForElect Director Douglas D. French 1.2
ForForElect Director John R. Hoke III 1.3
ForForElect Director Heidi J. Manheimer 1.4
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Parkson Retail Group Ltd.
Meeting Date: 10/12/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale and Purchase Agreement and Related Transactions
For Abstain
Page 24 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TMK PAO
Meeting Date: 10/12/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders
ForForApprove Interim Dividends of RUB 2.42 per Share for First Six Months of Fiscal 2015
1
ForForApprove Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreement for Securing Obligations of PAO Tagmet
2A
ForForApprove Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreement for Securing Obligations of JSC VTZ
2B
Transurban Group
Meeting Date: 10/12/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Christine O'Reilly as Director For For
ForForElect Rodney Slater as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Awards to Scott Charlton, Chief Executive Officer of the Company
4
AAR CORP.
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Anthony K. Anderson For For
Page 25 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AAR CORP.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael R. Boyce 1.2
ForForElect Director David P. Storch 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Buwog AG
Meeting Date: 10/13/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForApprove Discharge of Management Board 3
Do Not Vote
ForApprove Discharge of Supervisory Board 4
Do Not Vote
ForApprove Remuneration of Supervisory Board Members
5
Do Not Vote
ForRatify Auditors 6
Carpenter Technology Corporation
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Carl G. Anderson, Jr. For For
ForForElect Director Philip M. Anderson 1.2
ForForElect Director Jeffrey Wadsworth 1.3
Page 26 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carpenter Technology Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GCP Infrastructure Investments Ltd.
Meeting Date: 10/13/2015 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Renew the Authority to Offer a Scrip Dividend Alternative
For For
ForForRatify Certain Previous Scrip Dividends 2
Mills Estruturas e Servicos de Engenharia SA
Meeting Date: 10/13/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters and Amend Article 3
For
Telstra Corporation Limited
Meeting Date: 10/13/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Russell A. Higgins as Director For For
ForForElect Margaret L. Seale as Director 3b
Page 27 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telstra Corporation Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Steven M. Vamos as Director 3c
ForForElect Traci (Trae) Vassallo as Director 3d
ForForApprove the Grant of 758,564 Performance Rights to Andrew Penn, Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
The Procter & Gamble Company
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Kenneth I. Chenault 1c
ForForElect Director Scott D. Cook 1d
ForForElect Director Susan Desmond-Hellmann 1e
ForForElect Director A.G. Lafley 1f
ForForElect Director Terry J. Lundgren 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director David S. Taylor 1i
ForForElect Director Margaret C. Whitman 1j
ForForElect Director Mary Agnes Wilderotter 1k
ForForElect Director Patricia A. Woertz 1l
ForForElect Director Ernesto Zedillo 1m
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProxy Access 4
Page 28 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UDG Healthcare plc
Meeting Date: 10/13/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of the Disposed Businesses For Abstain
Yuanta Financial Holding Co Ltd.
Meeting Date: 10/13/2015 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New Shares and Other Related Matters in Connection to Acquisition of Ta Chong Bank via Share Swap and Purchase of It's Private Issued Overseas Convertible Financial Bonds
For Abstain
ForForApprove Amendments to Articles of Association
2
Aeon REIT Investment Corp.
Meeting Date: 10/14/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Clarify Director Authority on Board Meetings - Allow Acquisition of Majority Stake in Foreign Real Estate Companies - Amend Permitted Investment Types - Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForAmend Articles to Clarify Asset Management Compensation Concerning Investment in Foreign Real Estate Companies
2
ForForElect Executive Director Kawahara, Kenji 3
Page 29 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aeon REIT Investment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Alternate Executive Director Shiozaki, Yasuo
4
ForForAppoint Supervisory Director Abo, Chiyu 5.1
ForForAppoint Supervisory Director Seki, Yoko 5.2
China Oceanwide Holdings Ltd.
Meeting Date: 10/14/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve US Sale Agreement and Related Transactions
For Abstain
AbstainForApprove Indonesian Sale Agreement and Related Transactions
2
Cintas Corporation
Meeting Date: 10/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gerald S. Adolph For For
ForForElect Director John F. Barrett 1b
ForForElect Director Melanie W. Barstad 1c
ForForElect Director Richard T. Farmer 1d
ForForElect Director Scott D. Farmer 1e
ForForElect Director James J. Johnson 1f
ForForElect Director Robert J. Kohlhepp 1g
ForForElect Director Joseph Scaminace 1h
ForForElect Director Ronald W. Tysoe 1i
Page 30 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cintas Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Ford Otomotiv Sanayi AS
Meeting Date: 10/14/2015 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForApprove Special Dividend 2
Wishes 3
Northern Property Real Estate Investment Trust (NorSerCo Inc.)
Meeting Date: 10/14/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Units in Connection with Acquisition For
ForForFix Number of Trustees at Nine 2
Paychex, Inc.
Meeting Date: 10/14/2015 Country: USA
Meeting Type: Annual
Page 31 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Paychex, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Joseph G. Doody 1b
ForForElect Director David J. S. Flaschen 1c
ForForElect Director Phillip Horsley 1d
ForForElect Director Grant M. Inman 1e
ForForElect Director Pamela A. Joseph 1f
ForForElect Director Martin Mucci 1g
ForForElect Director Joseph M. Tucci 1h
ForForElect Director Joseph M. Velli 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForRatify Auditors 5
Tsogo Sun Holdings Ltd.
Meeting Date: 10/14/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2
ForForRe-elect Marcel Golding as Director 3.1
ForForRe-elect Elias Mphande as Director 3.2
ForForRe-elect Jabu Ngcobo as Director 3.3
ForForRe-elect Rex Tomlinson as Member of the Audit and Risk Committee
4.1
Page 32 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tsogo Sun Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Busi Mabuza as Member of the Audit and Risk Committee
4.2
ForForRe-elect Jabu Ngcobo as Member of the Audit and Risk Committee
4.3
Non-Binding Advisory Endorsement
ForForApprove Remuneration Policy 1
Special Resolutions
ForForApprove Non-Executive Directors' Fees in Respect of the Period from 1 October 2015
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
3
ForForApprove Issuance of Shares or Options and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
4
Adler Real Estate AG
Meeting Date: 10/15/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights to Aggregate Nominal Amount of EUR 175 Million; Approve Creation of EUR 10.6 Million Capital Pool to Guarantee Conversion Rights for Longway Trading Ltd.
For Against
ForForAmend Conditional Capital 2015/1 2
AgainstForApprove Creation of EUR 1.4 Million Pool of Capital without Preemptive Rights
3
ForForApprove Remuneration of Supervisory Board 4
AgainstForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
5
Page 33 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barnes & Noble, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott S. Cowen For For
ForForElect Director William Dillard, II 1.2
ForForElect Director Patricia L. Higgins 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Berjaya Sports Toto Bhd.
Meeting Date: 10/15/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Directors For For
ForForElect Cheah Tek Kuang as Director 2
ForForElect Freddie Pang Hock Cheng as Director 3
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForApprove Renewal of Existing Shareholders' Mandate and Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
6
ForForAuthorize Share Repurchase Program 7
China CITIC Bank Corporation Ltd.
Meeting Date: 10/15/2015 Country: China
Meeting Type: Special
Page 34 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAmend Articles of Association 1
ForForElect Shu Yang as Supervisor 2
CSL Ltd.
Meeting Date: 10/15/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Anstice as Director For For
ForForElect Maurice Renshaw as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Renewal of the Proportional Takeover Provisions
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect David Anstice as Director 2a
ForElect Maurice Renshaw as Director 2b
ForApprove the Remuneration Report 3
ForApprove the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
4
ForApprove the Renewal of the Proportional Takeover Provisions
5
Page 35 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hellermanntyton Group plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Cash Acquisition of HellermannTyton Group plc by Delphi Automotive plc
For Abstain
Hellermanntyton Group plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Hertz Global Holdings, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carl T. Berquist For For
ForForElect Director Henry R. Keizer 1b
ForForElect Director Michael F. Koehler 1c
ForForElect Director Linda Fayne Levinson 1d
ForForElect Director John P. Tague 1e
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
Page 36 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hertz Global Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
ForAgainstPro-rata Vesting of Equity Awards 5
IG Group Holdings plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Andy Green as Director 4
ForForRe-elect Peter Hetherington as Director 5
ForForRe-elect Christopher Hill as Director 6
ForForRe-elect Stephen Hill as Director 7
ForForRe-elect Jim Newman as Director 8
ForForRe-elect Sam Tymms as Director 9
ForForElect June Felix as Director 10
ForForElect Malcom Le May as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 37 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LW Bogdanka SA
Meeting Date: 10/15/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
AgainstForAmend Statute Re: Introduction of Voting Rights Cap
5.1
AgainstForAmend Statute Re: Introduction of Voting Rights Cap
5.2
AgainstForTransact Other Business 6
Close Meeting 7
MasTec, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jose R. Mas For For
ForForElect Director John Van Heuvelen 1.2
ForForRatify BDO USA, LLP as Auditors 2
ForForAmend Qualified Employee Stock Purchase Plan
3
Metallurgical Corporation Of China Ltd.
Meeting Date: 10/15/2015 Country: China
Meeting Type: Special
Page 38 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metallurgical Corporation Of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
ForForApprove Non-public Issuance of A Shares of the Company
2
ForForApprove Class and Nominal Value of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
3.01
ForForApprove Method of Issuance of the Non-Public Issuance of A Shares
3.02
ForForApprove Target Investors and Method of Subscription of the Non-Public Issuance of A Shares
3.03
ForForApprove Issue Price and Pricing Principles of the Non-Public Issuance of A Shares
3.04
ForForApprove Size of Issuance of the Non-Public Issuance of A Shares
3.05
ForForApprove Use of Proceeds of Issuance of the Non-Public Issuance of A Shares
3.06
ForForApprove Arrangements for Distribution of Profits Accumulated Prior to the Non-Public Issuance of A Shares
3.07
ForForApprove Lock-up Period of the Non-Public Issuance of A Shares
3.08
ForForApprove Place of Listing of the Non-Public Issuance of A Shares
3.09
ForForApprove Valid Period of the Resolution in Relation to the Non-Public Issuance of A Shares
3.10
ForForApprove the Plan on the Non-Public Issuance of A Shares
4
ForForApprove the Feasibility Report on the Use of Proceeds from the Non-Public Issuance of A Shares
5
ForForApprove Dilution of Current Returns and Remedial Measures Upon Non-Public Issuance
6
ForForApprove Amendments to Articles of Association
7
ForForApprove Use of Proceeds from Fund Raising Activities
8
ForForAuthorized Board to Deal with All Matters in Relation to the Non-Public Issuance
9
Page 39 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metallurgical Corporation Of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Shareholder Return Plan for 2015 to 2017
10
ForForApprove Special Self-Inspection Report on the Real Estate Business for the Purpose of Non-Public Issuance of A Shares
11
ForForApprove Letter of Undertaking on Matters Relating to the Real Estate Business of the Company Issued by the Company's Controlling Shareholder
12
ForForApprove Letter of Undertaking on Matters Relating to the Real Estate Business of the Company Issued by the Company's Directors, Supervisors and Senior Management
13
Metallurgical Corporation Of China Ltd.
Meeting Date: 10/15/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class Meeting for Holders of H Shares
ForForApprove Class and Nominal Value of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
1.01
ForForApprove Method of Issuance of the Non-Public Issuance of A Shares
1.02
ForForApprove Target Investors and Method of Subscription of the Non-Public Issuance of A Shares
1.03
ForForApprove Issue Price and Pricing Principles of the Non-Public Issuance of A Shares
1.04
ForForApprove Size of Issuance of the Non-Public Issuance of A Shares
1.05
ForForApprove Use of Proceeds in Relation to the Non-Public Issuance of A Shares
1.06
ForForApprove Arrangements for Distribution of Profits Accumulated Prior to the Non-Public Issuance of A Shares
1.07
ForForApprove Lock-up Period of the Non-Public Issuance of A Shares
1.08
ForForApprove Place of Listing of the Non-Public Issuance of A Shares
1.09
Page 40 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metallurgical Corporation Of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Valid Period of the Resolution in Relation to the Non-Public Issuance of A Shares
1.10
ForForApprove the Plan on the Non-Public Issuance of A Shares
2
Orora Ltd.
Meeting Date: 10/15/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Chris Roberts as Director For For
ForForElect John Pizzey as Director 2b
ForForApprove the Grant of Up to 1.38 Million Options and 459,000 Performance Rights to Nigel Garrard, Managing Director and CEO of the Company
3
ForForApprove Remuneration Report 4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Raven Russia Ltd
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of Ordinary Shares Pursuant to the Tender Offer
For Abstain
Renishaw plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Annual
Page 41 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Renishaw plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
AgainstForRe-elect Sir David McMurtry as Director 4
AgainstForRe-elect John Deer as Director 5
ForForRe-elect Ben Taylor as Director 6
ForForRe-elect Allen Roberts as Director 7
ForForRe-elect Geoff McFarland as Director 8
ForForRe-elect David Grant as Director 9
ForForRe-elect Carol Chesney as Director 10
ForForRe-elect John Jeans as Director 11
ForForElect Kath Durrant as Director 12
ForForReappoint KPMG LLP as Auditors 13
AgainstForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Siliconware Precision Industries Co., Ltd.
Meeting Date: 10/15/2015 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amendments to Articles of Association
For Against
AgainstForAmend Procedures Governing the Acquisition or Disposal of Assets
2
Page 42 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Rank Group plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Chris Bell as Director 4
ForForElect Susan Hooper as Director 5
ForForRe-elect Henry Birch as Director 6
ForForRe-elect Ian Burke as Director 7
ForForRe-elect Clive Jennings as Director 8
ForForRe-elect Lord Kilmorey as Director 9
ForForRe-elect Owen O'Donnell as Director 10
ForForRe-elect Tim Scoble as Director 11
ForForReappoint Ernst & Young LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForElect Chris Bell as Independent Director 17
ForForElect Susan Hooper as Independent Director 18
ForForRe-elect Lord Kilmorey as Independent Director
19
ForForRe-elect Owen O'Donnell as Independent Director
20
ForForRe-elect Tim Scoble as Independent Director 21
Zhejiang Expressway Co., Ltd.
Meeting Date: 10/15/2015 Country: China
Meeting Type: Special
Page 43 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zhejiang Expressway Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement For For
ForForApprove Interim Dividend 2
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
Fibra Uno Administracion de Mexico S.A. de C.V.
Meeting Date: 10/16/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFFU000001
ForForApprove Report from Trust Technical Committee on Power Granted by General Meeting of April 4, 2014 to Approve Allocation of Real Estate Trust Certificates that Were Not Placed Through Offering
1
ForForAuthorize Repurchase Program of Real Estate Trust Certificates
2
ForForRatify Resignation of Elias Cababie Daniel and Abraham Cababie Daniel as Members of Trust Technical Committee
3
ForForAppoint Legal Representatives 4
ForForApprove Minutes of Meeting 5
Aetna Inc.
Meeting Date: 10/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
Page 44 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aetna Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 2
Alsea S.A.B. de C.V.
Meeting Date: 10/19/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForElect or Ratify Directors 1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 10/19/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Order of Convertors of yesMaxTotal 3 Type from Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder for a Total Sum of USD 14,389,200 for the Period up to Dec. 31, 2017
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Page 45 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
CPL Resources plc
Meeting Date: 10/19/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Final Dividend 2
AbstainForReelect John Hennessy as a Director 3a
ForForReelect Anne Heraty as a Director 3b
ForForAuthorize Board to Fix Remuneration of Auditors
4
Special Resolutions
ForForAmend Memorandum of Association 5
AbstainForAdopt New Articles of Association 6
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Humana Inc.
Meeting Date: 10/19/2015 Country: USA
Meeting Type: Special
Page 46 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Humana Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 10/19/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Prepare List of Shareholders 3
Acknowledge Proper Convening of Meeting 4
ForForApprove Agenda of Meeting 5
ForForApprove Sale of Shares of NYSAGAZ Sp. z.o.o.
6
ForForApprove Sale of Shares of ZRUG Sp. z.o.o. 7
Shareholder Proposals
AbstainNoneRecall Supervisory Board Member 8.1
AgainstNoneElect Supervisory Board Member 8.2
Management Proposals
Close Meeting 9
Shandong Weigao Group Medical Polymer Co., Ltd.
Meeting Date: 10/19/2015 Country: China
Meeting Type: Special
Page 47 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shandong Weigao Group Medical Polymer Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividend Distribution For For
ForForAmend Articles of Association 2
Shoprite Holdings Ltd
Meeting Date: 10/19/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor
2
ForForRe-elect Dr Christoffel Wiese as Director 3
ForForRe-elect Edward Kieswetter as Director 4
ForForRe-elect Jacobus Louw as Director 5
ForForRe-elect Johannes Basson as Chairperson of the Audit and Risk Committee
6
ForForRe-elect Jacobus Louw as Member of the Audit and Risk Committee
7
ForForRe-elect Jacobus Fouche as Member of the Audit and Risk Committee
8
ForForRe-elect Joseph Rock as Member of the Audit and Risk Committee
9
ForForPlace Authorised but Unissued Shares under Control of Directors
10
ForForAuthorise Board to Issue Shares for Cash 11
ForForAuthorise Ratification of Approved Resolutions
12
ForForApprove Remuneration Policy 13
Special Resolutions
Page 48 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shoprite Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Non-Executive Directors
1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
ForForAuthorise Repurchase of Issued Share Capital 4
ForForApprove Scheme of Arrangement Relating to Shoprite Holdings Five Percent Cumulative Preference Shares
5
ForForApprove Scheme of Arrangement Relating to Shoprite Holdings Second Five Percent Cumulative Preference Shares
6
ForForApprove Scheme of Arrangement Relating to Shoprite Holdings Third Five Percent Cumulative Preference Shares
7
Cochlear Ltd.
Meeting Date: 10/20/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove the Remuneration Report 2.1
ForForElect Alison Deans as Director 3.1
ForForElect Glen Boreham as Director 3.2
ForForElect Edward Byrne as Director 3.3
ForForApprove the Grant of Options and Performance Rights to Chris Smith, CEO and President of the Company
4.1
ForForRenew Partial Takeover Provision 5.1
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6.1
Page 49 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cochlear Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1.1
ForApprove the Remuneration Report 2.1
ForElect Alison Deans as Director 3.1
ForElect Glen Boreham as Director 3.2
ForElect Edward Byrne as Director 3.3
ForApprove the Grant of Options and Performance Rights to Chris Smith, CEO and President of the Company
4.1
ForRenew Partial Takeover Provision 5.1
NoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6.1
Forest City Enterprises, Inc.
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization to Facilitate Transition to REIT Status
For For
ForForAmend Articles of Incorporation to Add Provisions Necessary to Authorize Forest City to Declare and Pay a Special Dividend Part in Stock and Part in Cash in a Manner in which Shareholders May Receive the Dividend in Different Forms
2
AgainstForAmend REIT Charter to Increase or Decrease the Aggregate Number of Shares of REIT Stock or the Number of Shares Any Class or Series of Shares of REIT Stock that the REIT is Authorized to Issue
3
AgainstForApprove Provision in the REIT Charter and Provision in the Amended and Restated REIT Bylaws to Grant the REIT Board of Directors, with Certain Limited Exceptions and Exclusive Power to Amend the REIT Bylaws
4
ForForProvide Right to Call Special Meeting 5
Page 50 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Forest City Enterprises, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 6
KIMBALL INTERNATIONAL, INC.
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy J. Jahnke For For
ForForElect Director Thomas J. Tischhauser 1.2
ForForAmend Executive Incentive Bonus Plan 2
ForForRatify Deloitte & Touche LLP as Auditors 3
McBride plc
Meeting Date: 10/20/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Rik De Vos as Director 3
ForForElect Christopher Smith as Director 4
ForForRe-elect Iain Napier as Director 5
ForForRe-elect Stephen Hannam as Director 6
ForForRe-elect Neil Harrington as Director 7
ForForRe-elect Sandra Turner as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
Page 51 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McBride plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForApprove Bonus Issue of B Shares 13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Regis Corporation
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel G. Beltzman For For
ForForElect Director David J. Grissen 1b
ForForElect Director Daniel J. Hanrahan 1c
ForForElect Director Mark S. Light 1d
ForForElect Director Michael J. Merriman 1e
ForForElect Director M. Ann Rhoades 1f
ForForElect Director Stephen E. Watson 1g
ForForElect Director David P. Williams 1h
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Synaptics Incorporated
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Page 52 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Synaptics Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey D. Buchanan For For
ForForElect Director Keith B. Geeslin 1.2
ForForElect Director James L. Whims 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForAmend Omnibus Stock Plan 4
Amcor Limited
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Graeme Liebelt as Director For For
ForForElect Jeremy Sutcliffe as Director 2b
ForForApprove the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Graeme Liebelt as Director 2a
ForElect Jeremy Sutcliffe as Director 2b
ForApprove the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
3
Page 53 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amcor Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
4
ForApprove the Remuneration Report 5
ARRIS Group, Inc.
Meeting Date: 10/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Balmoral International Land Holdings plc
Meeting Date: 10/21/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Do Not Vote
ForAccept Financial Statements and Statutory Reports
1
Do Not Vote
ForRe-elect Alan White as a Director 2A
Do Not Vote
ForRe-elect Andrew Kelliher as a Director 2B
Do Not Vote
ForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolutions
Do Not Vote
ForAmend the Memorandum of Association 4
Do Not Vote
ForAmend the Articles of Association 5
Page 54 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Balmoral International Land Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
Do Not Vote
ForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
Special Resolution
Do Not Vote
ForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Ordinary Resolution
Do Not Vote
ForApprove 2015 Long Term Incentive Plan 8
Crown Resorts Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Andrew Demetriou as Director For For
ForForElect Robert Rankin as Director 2b
ForForElect Benjamin Brazil as Director 2c
AgainstForElect Michael Johnston as Director 2d
ForForElect Harold Mitchell as Director 2e
ForForApprove the Remuneration Report 3
ENEA S.A.
Meeting Date: 10/21/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
Page 55 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ENEA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Agenda of Meeting 4
AgainstForElect Supervisory Board Member 5
Close Meeting 6
Impala Platinum Holdings Ltd
Meeting Date: 10/21/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
1
ForForRe-elect Hugh Cameron as Chairman of the Audit Committee
2.1
ForForRe-elect Almorie Maule as Member of the Audit Committee
2.2
ForForRe-elect Babalwa Ngonyama as Member of the Audit Committee
2.3
ForForApprove Remuneration Policy 3
ForForRe-elect Peter Davey as Director 4.1
ForForRe-elect Mandla Gantsho as Director 4.2
ForForElect Nkosana Moyo as Director 4.3
ForForElect Sydney Mufamadi as Director 4.4
ForForRe-elect Brett Nagle as Director 4.5
ForForElect Mpho Nkeli as Director 4.6
ForForElect Bernard Swanepoel as Director 4.7
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Company
1
ForForAuthorise Repurchase of Issued Share Capital 2
Page 56 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Insurance Australia Group Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
**Withdrawn Resolution** Approve the Grant of Share Rights to Michael Wilkins, Chief Executive Officer of the Company
2
ForForElect Alison Deans as Director 3
ForForElect Raymond Lim as Director 4
ForForElect Elizabeth Bryan as Director 5
ForForElect Thomas Pockett as Director 6
ForForElect Jonathan (Jon) Nicholson as Director 7
ForForRatify the Past Issuance of 89.77 Million Shares to National Indemnity Company
8
ForForApprove the Issuance of 121.57 Million Options to National Indemnity Company
9
Medibank Private Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Christine O'Reilly as Director For For
ForForElect Peter Hodgett as Director 3
ForForAppoint PricewaterhouseCoopers as Auditor of the Company
4
ForForApprove the Remuneration Report 5
ForForApprove the Grant of 582,524 Performance Rights to George Savvides, Managing Director of the Company
6
Page 57 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Origin Energy Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForElect Scott Perkins as Director 2
ForForElect Steven Sargent as Director 3
ForForElect John Akehurst as Director 4
ForForElect Karen Moses as Director 5
ForForElect Helen Nugent as Director 6
ForForApprove the Remuneration Report 7
**Withdrawn Resolution*** Approve the Grant of Equity Grants to Grant A King, Managing Director of the Company
8
***Withdrawn Resolution*** Approve the Grant of Equity Grants to Karen A Moses, Executive Director of the Company
9
ForForApprove the Potential Future Termination Benefits
10
Shareholder Proposal
AgainstAgainstApprove the Amendment to the Constitution 11
Photo-Me International plc
Meeting Date: 10/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint KPMG LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
Page 58 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Photo-Me International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Serge Crasnianski as Director 6
ForForRe-elect Francoise Coutaz-Replan as Director 7
ForForRe-elect Jean-Marcel Denis as Director 8
ForForRe-elect Yitzhak Apeloig as Director 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Seagate Technology plc
Meeting Date: 10/21/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephen J. Luczo For For
ForForElect Director Frank J. Biondi, Jr. 1b
ForForElect Director Michael R. Cannon 1c
ForForElect Director Mei-Wei Cheng 1d
ForForElect Director William T. Coleman 1e
ForForElect Director Jay L. Geldmacher 1f
ForForElect Director Dambisa F. Moyo 1g
ForForElect Director Kristen M. Onken 1h
ForForElect Director Chong Sup Park 1i
ForForElect Director Stephanie Tilenius 1j
ForForElect Director Edward J. Zander 1k
ForForDetermine Price Range for Reissuance of Treasury Shares
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Page 59 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky Network Television Ltd.
Meeting Date: 10/21/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Reappointment of PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration
For For
ForForElect Susan Paterson as Director 2
ForForApprove the Increase in Maximum Aggregate Remuneration of Directors
3
Unifi, Inc.
Meeting Date: 10/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William J. Armfield, IV For For
ForForElect Director R. Roger Berrier, Jr. 1b
ForForElect Director Archibald Cox, Jr. 1c
ForForElect Director William L. Jasper 1d
ForForElect Director Kenneth G. Langone 1e
ForForElect Director Suzanne M. Present 1f
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ACE Limited
Meeting Date: 10/22/2015 Country: Switzerland
Meeting Type: Special
Page 60 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ACE Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Shares For For
ForForChange Company Name to Chubb Limited 2
AbstainForIssue Shares in Connection with Merger 3
ForForElect Sheila P. Burke as Director 4.1
ForForElect James I. Cash, Jr. as Director 4.2
ForForElect Lawrence W. Kellner as Director 4.3
ForForElect James M. Zimmerman as Director 4.4
ForForApprove the Increase in Maximum Aggregate Remuneration of Directors
5
AgainstForAuthorize Independent Representative to Vote on Any Amendment to Previous Resolutions
A
APA Group
Meeting Date: 10/22/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Leonard Bleasel as Director For For
ForForElect Russell Higgins as Director 2
ForForElect Michael Fraser as Director 3
ForForElect Debra Goodin as Director 4
ForForApprove the Amendments to the Australian Pipeline Trust Constitution
5
ForForApprove the Amendments to the APT Investment Trust Constitution
6
Ashmore Group plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Annual
Page 61 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashmore Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Mark Coombs as Director 3
ForForRe-elect Tom Shippey as Director 4
ForForRe-elect Nick Land as Director 5
ForForRe-elect Simon Fraser as Director 6
ForForRe-elect Dame Anne Pringle as Director 7
ForForElect David Bennett as Director 8
ForForElect Peter Gibbs as Director 9
AbstainForApprove Remuneration Report 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
AbstainForApprove Waiver on Tender-Bid Requirement 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
AgainstForApprove Ashmore Executive Omnibus Plan 2015
19
Auckland International Airport Ltd.
Meeting Date: 10/22/2015 Country: New Zealand
Meeting Type: Annual
Page 62 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Auckland International Airport Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Richard Didsbury as Director For For
ForForElect Brett Godfrey as Director 2
ForForElect Patrick Strange as Director 3
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
ForForAuthorize Board to Fix Remuneration of the Auditors
5
BHP Billiton plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint KPMG LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity with Pre-emptive Rights
4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Report for UK Law Purposes
7
ForForApprove Remuneration Report for Australian Law Purposes
8
ForForApprove Grant of Awards under the Group's Short and Long Term Incentive Plans to Andrew Mackenzie
9
ForForAmend BHP Billiton Limited Constitution Re: DLC Dividend Share
10
ForForAmend Articles of Association Re: DLC Dividend Share
11
Page 63 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend DLC Structure Sharing Agreement Re: DLC Dividend Share
12
ForForAmend BHP Billiton Limited Constitution Re: Simultaneous General Meetings
13
ForForAmend Articles of Association Re: Simultaneous General Meetings
14
ForForElect Anita Frew as Director 15
ForForRe-elect Malcolm Brinded as Director 16
ForForRe-elect Malcolm Broomhead as Director 17
ForForRe-elect Pat Davies as Director 18
ForForRe-elect Carolyn Hewson as Director 19
ForForRe-elect Andrew Mackenzie as Director 20
ForForRe-elect Lindsay Maxsted as Director 21
ForForRe-elect Wayne Murdy as Director 22
ForForRe-elect John Schubert as Director 23
ForForRe-elect Shriti Vadera as Director 24
ForForRe-elect Jac Nasser as Director 25
FBD Holdings plc
Meeting Date: 10/22/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Divestment by the Company of its Joint Venture Interest in FBD Property & Leisure Ltd to Farmer Business Developments plc
For Abstain
Pace plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Special
Page 64 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pace plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Combination of Pace plc and Arris Group, Inc
For Abstain
Pace plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Ryanair Holdings plc
Meeting Date: 10/22/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
ForForAmend the Memorandum of Association 1
ForForAmend the Articles of Association 2
Ordinary Resolutions
ForForApprove Share Subdivision 3
ForForApprove Share Consolidation 4
Special Resolution
ForForAuthorize Repurchase of the Deferred Shares 5
Page 65 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spotless Group Holdings Ltd.
Meeting Date: 10/22/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Margaret Jackson as Director For For
ForForElect Garry Hounsell as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Options to Martin Sheppard, Managing Director and CEO of the Company
4
The Chubb Corporation
Meeting Date: 10/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
The Go-Ahead Group plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
Page 66 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Go-Ahead Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Andrew Allner as Director 5
ForForRe-elect Katherine Innes Ker as Director 6
ForForRe-elect Nick Horler as Director 7
ForForRe-elect Adrian Ewer as Director 8
ForForRe-elect David Brown as Director 9
ForForRe-elect Keith Down as Director 10
ForForAppoint Deloitte LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForApprove Long Term Incentive Plan 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Turk Traktor ve Ziraat Makineleri AS
Meeting Date: 10/22/2015 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForApprove Special Dividend 2
Do Not Vote
ForRatify Director Appointment 3
Wishes 4
Page 67 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vector Ltd.
Meeting Date: 10/22/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Alison Paterson as Director For For
ForForElect Michael Stiassny as Director 2
ForForElect Jonathan Mason as Director 3
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
4
Advance Residence Investment Corp.
Meeting Date: 10/23/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForElect Executive Director Kosaka, Kenji 2
ForForElect Alternate Executive Director Takano, Takeshi
3
ForForAppoint Supervisory Director Matsuda, Shujiro 4.1
ForForAppoint Supervisory Director Auditor Oshima, Yoshiki
4.2
ForForAppoint Alternate Supervisory Director Endo, Kesao
5.1
ForForAppoint Alternate Supervisory Director Kobayashi, Satoru
5.2
Aedifica
Meeting Date: 10/23/2015 Country: Belgium
Meeting Type: Annual
Page 68 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Receive Directors' Reports (Non-Voting) 1
Receive Auditors' Reports (Non-Voting) 2
Receive Announcements on Company's Remuneration Policy
3
Receive Consolidated Financial Statements (Non-Voting)
4
ForForApprove Financial Statements and Allocation of Income
5a
ForForApprove Dividends of EUR 2.00 Per Share 5b
ForForApprove Remuneration Report 6
ForForApprove Discharge of Director O. Lippens 7a
ForForApprove Discharge of Director S. Gielens 7b
ForForApprove Discharge of Director A. Simont 7c
ForForApprove Discharge of Director Serdiser Comm. VA Represented by P. Iserbyt
7d
ForForApprove Discharge of Director Re-Invest Represented by B. Gouder de Beauregard
7e
ForForApprove Discharge of Director J. Kotarakos 7f
ForForApprove Discharge of Director S. Maes 7g
ForForApprove Discharge of Director J. Franken 7h
ForForApprove Discharge of Director E. Hohl 7i
ForForApprove Discharge of Director H. Laga 7j
ForForApprove Discharge of Ernst & Young as Auditors
8
ForForReelect Stefaan Gielens as Executive Director 9
ForForElect Katrien Kesteloot as Independent Director
10a
ForForElect Elisabeth May-Roberti as Independent Director
10b
ForForElect Serge Wibaut as Independent Director 10c
ForForApprove Restricted Stock Plan 11a
ForForApprove Grant of Shares under Restricted Stock Plan up to EUR 90,000
11b
Page 69 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Change-of-Control Clause Re : Credit Facility Agreement with ING Belgie of Oct. 8, 2014
12a
ForForApprove Change-of-Control Clause Re : Credit Facility Agreement with Banque Europeenne du Credit Mutuel of Nov. 13, 2014
12b
ForForApprove Change-of-Control Clause Re : Credit Facility Agreement with Belfius Bank of Nov. 27, 2014
12c
ForForApprove Change-of-Control Clause Re : Credit Facility Agreement with Caisse d'Epargne et de Prevoyance Nord France Europe of June 30, 2015
12d
ForForAdopt Financial Statements of Subsidiary Woon & Zorg Vg Tienen
13
ForForApprove Discharge of Director BVBA EB Management of Subsidiary Woon & Zorg Vg Tienen
14a
ForForApprove Discharge of Director Aedifica of Subsidiary Woon & Zorg Vg Tienen
14b
ForForApprove Discharge of Auditor Ernst & Young of Subsidiary Woon & Zorg Vg Tienen
15
ForForAdopt Financial Statements Subsidiary Immo Dejoncker
16
ForForApprove Discharge of Director S. Gielens of Subsidiary Immo Dejoncker
17a
ForForApprove Discharge of Director J. Kotarakos of Subsidiary Immo Dejoncker
17b
ForForApprove Discharge of Director Aedifica of Subsidiary Immo Dejoncker
17c
ForForApprove Discharge of Auditor Ernst & Young of Subsidiary Immo Dejoncker
18
ForForAdopt Financial Statements of Subsidiary Aedifica Invest Dilsen
19
ForForApprove Discharge of Director S. Gielens of Subsidiary Aedifica Invest Dilsen
20a
ForForApprove Discharge of Director J. Kotarakos of Subsidiary Aedifica Invest Dilsen
20b
ForForApprove Discharge of Director Aedifica of Subsidary Aedifica Invest Dilsen
20c
ForForApprove Discharge of Auditor Ernst & Young of Subsidiary Aedifica Invest Dilsen
21
ForForAdopt Financial Statements of Subsidiary Aedifica Invest Vilvoorde
22
ForForApprove Discharge of Director S. Gielens of Subsidiary Aedifica Invest Vilvoorde
23a
Page 70 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Director J. Kotarakos of Subsidiary Aedifica Invest Vilvoorde
23b
ForForApprove Discharge of Director Aedifica of Subsidiary Aedifica Invest Vilvoorde
23c
ForForApprove Discharge of Auditor Ernst & Young of Subsidiary Aedifica Invest Vilvoorde
24
ForForAdopt Financial Statements of Subsidiary Krentzen
25
ForForApprove Discharge of Director NV Soma of Subsidiary Krentzen
26a
ForForApprove Discharge of Director Aedifica of Subsidiary Krentzen
26b
ForForApprove Discharge of Auditor Ernst & Young of Subsidiary Krentzen
27
Transact Other Business 28
Aedifica
Meeting Date: 10/23/2015 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForAmend Article 15 Re: Delete References to Executive Committee
A.1
ForForAmend Article 16.1 Re: Establish Management Committee
A.2
ForForAmend Article 16.5 Re: Delegation of Powers A.3
ForForAmend Article 17 Re: Representation of Company
A.4
Receive Special Board Report Re: Company Law Article 604
B.1
AgainstForRenew Authorization to Increase Share Capital up to EUR 370 Million within the Framework of Authorized Capital
B.2
AgainstForAmend Articles to Reflect Changes in Capital Re: Item B.2
B.3
AgainstForAuthorize Repurchase of Up to 20 Percent of Issued Share Capital
C.1
Page 71 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Articles to Reflect Changes in Capital Re: Item C.1
C.2
AgainstForAmend Articles Re: Maximum Appointment Term Directors
D
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
E
Centene Corporation
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
ForForAdjourn Meeting 2
ForForIncrease Authorized Common Stock 3
China Petroleum & Chemical Corp.
Meeting Date: 10/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Renewal of Major and Non-Major Continuing Connected Transactions Including the Relevant Proposed Caps and Related Transactions
1
China Telecom Corporation Ltd
Meeting Date: 10/23/2015 Country: China
Meeting Type: Special
Page 72 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Telecom Corporation Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chang Xiaobing as Director and Authorize Board to Fix His Remuneration
For For
City of London Investment Trust plc
Meeting Date: 10/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Philip Remnant as Director 3
ForForRe-elect David Brief as Director 4
ForForRe-elect Simon Barratt as Director 5
ForForRe-elect Richard Hextall as Director 6
ForForRe-elect Martin Morgan as Director 7
ForForElect Samantha Wren as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise Market Purchase of the Preferred Stock
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 73 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dechra Pharmaceuticals plc
Meeting Date: 10/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Michael Redmond as Director 4
ForForRe-elect Ian Page as Director 5
ForForRe-elect Anne-Francoise Nesmes as Director 6
ForForRe-elect Anthony Griffin as Director 7
ForForRe-elect Ishbel Macpherson as Director 8
ForForRe-elect Dr Christopher Richards as Director 9
ForForRe-elect Julian Heslop as Director 10
ForForAppoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForAdopt New Articles of Association 17
Hargreaves Lansdown plc
Meeting Date: 10/23/2015 Country: United Kingdom
Meeting Type: Annual
Page 74 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hargreaves Lansdown plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint PricewaterhouseCoopers LLP as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Mike Evans as Director 5
ForForRe-elect Ian Gorham as Director 6
ForForRe-elect Chris Barling as Director 7
ForForRe-elect Stephen Robertson as Director 8
ForForRe-elect Shirley Garrood as Director 9
ForFor Authorise Market Purchase of Ordinary Shares
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
Harris Corporation
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William M. Brown For For
ForForElect Director Peter W. Chiarelli 1b
ForForElect Director Thomas A. Dattilo 1c
ForForElect Director Terry D. Growcock 1d
ForForElect Director Lewis Hay, III 1e
ForForElect Director Vyomesh I. Joshi 1f
Page 75 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Harris Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Karen Katen 1g
ForForElect Director Leslie F. Kenne 1h
ForForElect Director David B. Rickard 1i
ForForElect Director James C. Stoffel 1j
ForForElect Director Gregory T. Swienton 1k
ForForElect Director Hansel E. Tookes, II 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
AgainstForApprove Executive Incentive Bonus Plan 4
ForForRatify Ernst & Young LLP as Auditors 5
Health Net, Inc.
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Qantas Airways Limited
Meeting Date: 10/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Leigh Clifford as Director For For
ForForElect William Meaney as Director 2.2
ForForElect Paul Rayner as Director 2.3
Page 76 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qantas Airways Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Todd Sampson as Director 2.4
ForForApprove the Grant of 947,000 Performance Rights to Alan Joyce, Chief Executive Officer of the Company
3
ForForApprove the Remuneration Report 4
ForForApprove the Return of Capital 5
ForForApprove the Consolidation of Shares 6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Leigh Clifford as Director 2.1
ForElect William Meaney as Director 2.2
ForElect Paul Rayner as Director 2.3
ForElect Todd Sampson as Director 2.4
ForApprove the Grant of 947,000 Performance Rights to Alan Joyce, Chief Executive Officer of the Company
3
ForApprove the Remuneration Report 4
ForApprove the Return of Capital 5
ForApprove the Consolidation of Shares 6
Sino Land Company Ltd.
Meeting Date: 10/23/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForElect Ronald Joseph Arculli as Director 3.1
ForForElect Allan Zeman as Director 3.2
ForForElect Steven Ong Kay Eng as Director 3.3
Page 77 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sino Land Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wong Cho Bau as Director 3.4
ForForAuthorize Board to Fix Remuneration of Directors
3.5
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5.1
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Final Dividend 2
ForElect Ronald Joseph Arculli as Director 3.1
ForElect Allan Zeman as Director 3.2
ForElect Steven Ong Kay Eng as Director 3.3
ForElect Wong Cho Bau as Director 3.4
ForAuthorize Board to Fix Remuneration of Directors
3.5
ForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForAuthorize Repurchase of Issued Share Capital 5.1
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForAuthorize Reissuance of Repurchased Shares 5.3
AusNet Services
Meeting Date: 10/26/2015 Country: Australia
Meeting Type: Special
Page 78 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AusNet Services
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Issuance of Shares Pursuant to the Dividend Reinvestment Plan
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Issuance of Shares Pursuant to the Dividend Reinvestment Plan
1
Hopewell Highway Infrastructure Ltd.
Meeting Date: 10/26/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2a
ForForApprove Special Final Dividend 2b
ForForElect Chung Kwong Poon as Director 3a
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5a
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5b
ForForAuthorize Reissuance of Repurchased Shares 5c
Hopewell Holdings Ltd.
Meeting Date: 10/26/2015 Country: Hong Kong
Meeting Type: Annual
Page 79 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hopewell Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Eddie Ping Chang Ho as Director 3a1
ForForElect Albert Kam Yin Yeung as Director 3a2
ForForElect Leo Kwok Kee Leung as Director 3a3
ForForElect Gordon Yen as Director 3a4
ForForElect Yuk Keung Ip as Director 3a5
AgainstForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5a
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5b
ForForAuthorize Reissuance of Repurchased Shares 5c
ForForApprove Grant of Options Under the Share Option Scheme
5d
IOI Properties Group Berhad
Meeting Date: 10/26/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Tan Kim Heung as Director For For
ForForElect Lee Shin Cheng as Director 2
ForForElect Tan Kim Leong @ Tan Chong Min as Director
3
ForForApprove Remuneration of Directors 4
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
5
Page 80 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IOI Properties Group Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Share Repurchase Program 7
PT Bumi Serpong Damai Tbk
Meeting Date: 10/26/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and/or Commissioners For Against
ForForReport on the Election of Audit Committee 2
Applied Industrial Technologies, Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Peter A. Dorsman For For
ForForElect Director Vincent K. Petrella 1.2
ForForElect Director Jerry Sue Thornton 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Banco de Credito e Inversiones (BCI)
Meeting Date: 10/27/2015 Country: Chile
Meeting Type: Special
Page 81 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Credito e Inversiones (BCI)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
a Approve Cancellation of Unallocated Part of Capital Authorization Approved at EGM Held on Sep. 26, 2013 to Increase Capital
For Do Not Vote
Do Not Vote
ForApprove Increase in Capital by $450 Million via Share Issuance
b
Do Not Vote
ForAuthorize Board to Take any Necessary Actions to Carry out Registration and Placement of Shares in Connection with Company's Capital Increase
c
Do Not Vote
ForAmend Bylaws to Implement Approved Resolutions
d
Do Not Vote
ForAdopt Other Agreements Required to Carry out Decisions and Reform Bylaws Approved by General Meeting
e
Challenger Ltd
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Graham Cubbin as Director For For
ForForElect Steven Gregg as Director 3
ForForElect JoAnne Stephenson as Director 4
ForForApprove the Remuneration Report 5
China Coal Energy Company Limited
Meeting Date: 10/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 82 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Coal Energy Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Association 1
ForForApprove Provision of Guarantee for the Syndicated Loan Facility to Zhongtian Synergetic Company
2
ForForApprove Proposed Guarantee for Hecaogou Coal Mine Company
3
ForForApprove Emoluments of Directors and Supervisors for Year 2015
4
Cree, Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles M. Swoboda For For
ForForElect Director Clyde R. Hosein 1.2
ForForElect Director Robert A. Ingram 1.3
ForForElect Director C. Howard Nye 1.4
ForForElect Director Franco Plastina 1.5
ForForElect Director John B. Replogle 1.6
ForForElect Director Robert L. Tillman 1.7
ForForElect Director Thomas H. Werner 1.8
ForForElect Director Anne C. Whitaker 1.9
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Hibernia REIT plc
Meeting Date: 10/27/2015 Country: Ireland
Meeting Type: Special
Page 83 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hibernia REIT plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Entire Issued Share Capital of Nowlan Property Ltd
For Abstain
ForForElect Kevin Nowlan as Director 2
ForForElect Thomas Edwards-Moss as Director 3
ForForAuthorize the Company to Call EGM with Two Weeks Notice
4
Hong Leong Bank Berhad
Meeting Date: 10/27/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors 2
ForForElect Azhar bin Abdul Hamid as Director 3
ForForElect Kwek Leng Hai as Director 4
ForForElect A. Razak bin Ramli as Director 5
ForForElect Quek Leng Chan as Director 6
AgainstForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForApprove Renewal of Shareholders' Mandate and Approve Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
9
IOI Corporation Berhad
Meeting Date: 10/27/2015 Country: Malaysia
Meeting Type: Annual
Page 84 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IOI Corporation Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Lee Yeow Chor as Director For For
ForForElect Cheah Tek Kuang as Director 2
ForForElect Lee Shin Cheng as Director 3
ForForElect Peter Chin Fah Kui as Director 4
ForForApprove Remuneration of Directors 5
ForForApprove BDO as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
ForForApprove Renewal of Shareholders' Mandate and Approve Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Lee Yeow Chor as Director 1
ForElect Cheah Tek Kuang as Director 2
ForElect Lee Shin Cheng as Director 3
ForElect Peter Chin Fah Kui as Director 4
ForApprove Remuneration of Directors 5
ForApprove BDO as Auditors and Authorize Board to Fix Their Remuneration
6
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForAuthorize Share Repurchase Program 8
ForApprove Renewal of Shareholders' Mandate and Approve Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
9
Page 85 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IOI Corporation Berhad
Meeting Date: 10/27/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Executive Share Option Scheme (ESOS)
For For
ForForApprove Grant of Options to Lee Shin Cheng Under the ESOS
2
ForForApprove Grant of Options to Lee Yeow Chor Under the ESOS
3
ForForApprove Grant of Options to Lee Cheng Leang Under the ESOS
4
ForForApprove Grant of Options to Lee Yoke Hean Under the ESOS
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Executive Share Option Scheme (ESOS)
1
ForApprove Grant of Options to Lee Shin Cheng Under the ESOS
2
ForApprove Grant of Options to Lee Yeow Chor Under the ESOS
3
ForApprove Grant of Options to Lee Cheng Leang Under the ESOS
4
ForApprove Grant of Options to Lee Yoke Hean Under the ESOS
5
Kennametal Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald M. DeFeo For For
ForForElect Director Lawrence W. Stranghoener 1.2
Page 86 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kennametal Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Stockland
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Nora Scheinkestel as Director For For
ForForElect Carolyn Hewson as Director 3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Up to 750,000 Performance Rights to Mark Steinert, Managing Director of the Company
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Nora Scheinkestel as Director 2
ForElect Carolyn Hewson as Director 3
ForApprove the Remuneration Report 4
ForApprove the Grant of Up to 750,000 Performance Rights to Mark Steinert, Managing Director of the Company
5
WorleyParsons Limited
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual
Page 87 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WorleyParsons Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Erich Fraunschiel as Director For Against
ForForElect Wang Xiao Bin as Director 2b
ForForElect Christopher Haynes as Director 2c
ForForElect Jagjeet Bindra as Director 2d
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Up to 100,175 Performance Rights to Andrew Wood, CEO of the Company
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Erich Fraunschiel as Director 2a
ForElect Wang Xiao Bin as Director 2b
ForElect Christopher Haynes as Director 2c
ForElect Jagjeet Bindra as Director 2d
ForApprove the Remuneration Report 3
ForApprove the Grant of Up to 100,175 Performance Rights to Andrew Wood, CEO of the Company
4
Capital Property Fund Ltd
Meeting Date: 10/28/2015 Country: South Africa
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Special Resolution
AbstainForApprove Scheme of Arrangement 1
Ordinary Resolution
Page 88 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Capital Property Fund Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Ratification of Approved Resolutions
1
China Construction Bank Corporation
Meeting Date: 10/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Carl Walter as Director 1
ForForElect Anita Fung Yuen Mei as Director 2
China COSCO Holdings Co., Ltd.
Meeting Date: 10/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Mandate for Shipbuilding Agreements for the Construction and Purchase of Two 19,000 TEU and Four 19,000 TEU Container Vessels respectively
1
ForForApprove Mandate for Shipbuilding Agreements for the Construction and Purchase of Three 19,000 TEU and Two 19,000 TEU Container Vessels respectively
2
DEXUS Property Group
Meeting Date: 10/28/2015 Country: Australia
Meeting Type: Annual
Page 89 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DEXUS Property Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect John Conde as Director 2.1
ForForElect Richard Sheppard as Director 2.2
ForForElect Peter St George as Director 2.3
ForForRatify the Past Issuance of 54.64 Million Stapled Securities to Institutional and Sophisticated Investors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Remuneration Report 1
ForElect John Conde as Director 2.1
ForElect Richard Sheppard as Director 2.2
ForElect Peter St George as Director 2.3
ForRatify the Past Issuance of 54.64 Million Stapled Securities to Institutional and Sophisticated Investors
3
Federation Centres Ltd
Meeting Date: 10/28/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Hay as Director For For
ForForElect Richard Haddock as Director 2b
ForForElect Tim Hammon as Director 2c
ForForElect Peter Kahan as Director 2d
ForForElect Charles Macek as Director 2e
ForForElect Karen Penrose as Director 2f
Page 90 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Federation Centres Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wai Tang as Director 2g
ForForElect David Thurin as Director 2h
ForForElect Trevor Gerber as Director 2i
ForForElect Debra Stirling as Director 2j
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Angus McNaughton, Chief Executive Officer of Federation Centres
4
ForForApprove the Change of Company Name to Vicinity Centres
5
ForForApprove the Amendments to the Constitution- Company Only
6.1
ForForApprove the Amendments to the Constitution- Trust Only
6.2
ForForApprove the Insertion of the Partial Takeovers Provision in Federation Limited (FL) Constitution
7
ForForApprove the Insertion of the Partial Takeovers Provision in Federation Centres Trust No. 1 (FCT1) Constitution
8
Good Resources Holdings Ltd
Meeting Date: 10/28/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Limited Partnership Agreement and Related Transactions
For For
ForForAuthorize Board to Do All Such Acts Necessary to Give Effect to the Limited Partnership Agreement and Related Transactions
2
Hong Leong Financial Group Berhad
Meeting Date: 10/28/2015 Country: Malaysia
Meeting Type: Annual
Page 91 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hong Leong Financial Group Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Directors For For
ForForElect Lim Tau Kien as Director 2
ForForElect Lim Lean See as Director 3
ForForElect Quek Leng Chan as Director 4
ForForElect Khalid Ahmad bin Sulaiman as Director 5
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForApprove Renewal of Existing Shareholders' Mandate and Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Berhad (HLCM) and Persons Connected with HLCM
8
ForForApprove Renewal of Existing Shareholders' Mandate for Recurrent Related Party Transactions with Tower Real Estate Investment Trust
9
John B. Sanfilippo & Son, Inc.
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jim R. Edgar For For
ForForElect Director Ellen C. Taaffe 1.2
ForForElect Director Daniel M. Wright 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 92 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kabel Deutschland Holding AG
Meeting Date: 10/28/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014/2015 (Non-Voting)
ForForApprove Discharge of Management Board for Fiscal 2014/2015
2
ForForApprove Discharge of Supervisory Board for Fiscal 2014/2015
3
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2015/2016
4
AgainstForElect Ingrid Haas to the Supervisory Board 5.1
AgainstForElect Christoph Clement to the Supervisory Board
5.2
Mediobanca SPA
Meeting Date: 10/28/2015 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Company Bylaws 1
ForForApprove Issuance of Shares up to EUR 40 Million for a Private Placement Reserved to Italian and International Professional Investors
2
ForForApprove Authorization to Increase Capital in the Maximum Amount of EUR 100 Million with Preemptive Rights; Approve Issuance of Convertible Bonds with Warrants Attached with Preemptive Rights in the Maximum Amount of EUR 2 Billion
3
ForForApprove Performance Shares Plan Financing 4
Ordinary Business
ForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
Page 93 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mediobanca SPA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fixed-Variable Compensation Ratio 2.a
ForForApprove Severance Payments Policy 2.b
ForForApprove Remuneration Report 2.c
ForForApprove Performance Shares Plan 2015 3
ForForIntegrate Remuneration of External Auditors 4
Murray Income Trust plc
Meeting Date: 10/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Neil Honebon as Director 4
ForForRe-elect David Woods as Director 5
ForForRe-elect Jean Park as Director 6
ForForRe-elect Donald Cameron as Director 7
ForForRe-elect Neil Rogan as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Parker-Hannifin Corporation
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Page 94 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Parker-Hannifin Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks For For
ForForElect Director Robert G. Bohn 1.2
ForForElect Director Linda S. Harty 1.3
ForForElect Director William E. Kassling 1.4
ForForElect Director Robert J. Kohlhepp 1.5
ForForElect Director Kevin A. Lobo 1.6
ForForElect Director Klaus-Peter Muller 1.7
ForForElect Director Candy M. Obourn 1.8
ForForElect Director Joseph M. Scaminace 1.9
ForForElect Director Wolfgang R. Schmitt 1.10
ForForElect Director Ake Svensson 1.11
ForForElect Director James L. Wainscott 1.12
ForForElect Director Donald E. Washkewicz 1.13
ForForElect Director Thomas L. Williams 1.14
ForForAdopt Majority Voting for Uncontested Election of Directors
2
AgainstForEliminate Cumulative Voting 3
ForForRatify Deloitte & Touche LLP as Auditors 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
AgainstForApprove Executive Incentive Bonus Plan 6
Standex International Corporation
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles H. Cannon, Jr. For For
ForForElect Director Jeffrey S. Edwards 1.2
Page 95 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standex International Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Gerald H. Fickenscher 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify Grant Thornton LLP as Auditors 4
Wing Tai Holdings Limited
Meeting Date: 10/28/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove First and Final Dividend 2
ForForApprove Directors' Fees 3
ForForElect Cheng Wai Keung as Director 4
ForForElect Tan Hwee Bin as Director 5
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect Lee Kim Wah as Director 7
ForForElect Loh Soo Eng as Director 8
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
ForForApprove Grant of Awards and Issuance of Shares Under the Wing Tai Performance Share Plan and Wing Tai Restricted Share Plan and Issuance of Shares Under the Wing Tai Share Option Scheme 2001
10
ForForAuthorize Share Repurchase Program 11
Bio-Techne Corporation
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Page 96 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bio-Techne Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Nine For For
ForForElect Director Robert V. Baumgartner 2a
ForForElect Director Charles A. Dinarello 2b
ForForElect Director John L. Higgins 2c
ForForElect Director Karen A. Holbrook 2d
ForForElect Director Charles R. Kummeth 2e
ForForElect Director Roger C. Lucas 2f
ForForElect Director Roeland Nusse 2g
ForForElect Director Randolph C. Steer 2h
ForForElect Director Harold J. Wiens 2i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForRatify KPMG LLP as Auditors 5
BRIGGS & STRATTON CORPORATION
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James E. Humphrey For For
ForForElect Director Frank M. Jaehnert 1.2
ForForElect Director Charles I. Story 1.3
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 97 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brinker International, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Elaine M. Boltz For For
ForForElect Director Joseph M. DePinto 1.2
ForForElect Director Harriet Edelman 1.3
ForForElect Director Michael A. George 1.4
ForForElect Director William T. Giles 1.5
ForForElect Director Gerardo I. Lopez 1.6
ForForElect Director Jon L. Luther 1.7
ForForElect Director George R. Mrkonic 1.8
ForForElect Director Jose Luis Prado 1.9
ForForElect Director Wyman T. Roberts 1.10
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Profit Sharing Plan 4
Catalent, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Chiminski For For
ForForElect Director E. Bruce McEvoy 1.2
ForForElect Director Jack Stahl 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Page 98 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Pacific Insurance (Group) Co., Ltd
Meeting Date: 10/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Lee Ka Sze, Carmelo as Director 1
ForForElect Zhang Xinmei as Supervisor 2
China Railway Construction Corporation Ltd.
Meeting Date: 10/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Reward Scheme for Outstanding Contributions in Economic Output in the Year 2014 by Management Team Members of the Company
1
AgainstForApprove Increase of the Issuance Size of Domestic and Overseas Bonds
2
AgainstForApprove Reward Scheme for Outstanding Contributions in Economic Output in the Year 2014 by the Chairman of the Supervisory Committee
3
D.G. Khan Cement Co.
Meeting Date: 10/29/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 99 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
D.G. Khan Cement Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Cash Dividend 2
AgainstForApprove Auditors and Authorize Board to Fix Their Remuneration
3
Datang International Power Generation Co. Ltd
Meeting Date: 10/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Resolution on Entering into the Leasing and Factoring Business Cooperation Agreement with Shanghai Datang Financial Lease Co., Ltd.
1
ForForApprove Provision of Guarantee for Financial Lease of Zhejiang Datang InternationalJiangshan Xincheng Thermal Power Company Limited
2.1
AgainstForApprove Provision of Guarantee for Financial Lease of Yunnan Datang International HongheElectric Power Generation Company Limited
2.2
AgainstForApprove Provision of Guarantee for Financial Lease of Yunnan Datang InternationalWenshan Hydropower Development Company Limited
2.3
AgainstForApprove Provision of Guarantee for Financial Lease of Yunnan Datang InternationalMengyejiang Hydropower Development Company Limited
2.4
AgainstForApprove Provision of Guarantee for Financial Lease of Yunnan Datang International NalanHydropower Development Company Limited
2.5
ForForApprove Provision of Guarantee for Financial Lease of Ningxia Datang InternationalQingtongxia Wind Power Company Limited
2.6
ForForApprove Adjustments in Directors of the Company
3
Page 100 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Adjustments in Relevant Undertakings by the Controlling Shareholder of the Company
4
Genesis Emerging Markets Fund Limited
Meeting Date: 10/29/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports (Voting)
1
ForForRatify PricewaterhouseCoopers CI LLP as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForReelect Sujit Banerji as a Director 4
ForForElect Russell Edey as a Director 5
ForForReelect Michael Hamson as a Director 6
ForForReelect Saffet Karpat as a Director 7
ForForReelect John Llewellyn as a Director 8
ForForReelect Helene Ploix as a Director 9
Special Resolution
ForForApprove Share Repurchase Program 10
Hyundai Merchant Marine Co.
Meeting Date: 10/29/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
Page 101 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JB Hi-Fi Limited
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Wai Tang as Director 3a
ForForElect Gary Levin as Director 3b
ForForElect Beth Laughton as Director 3c
ForForApprove the Grant of Up to 55,144 Options to Richard Murray, Executive Director of the Company
4
KEPCO Plant Service & Engineering Co. Ltd.
Meeting Date: 10/29/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Hyun Sang-Gwon as Non-independent Non-executive Director
For For
Melrose Industries plc
Meeting Date: 10/29/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Introduction of a New Holding Company
For Abstain
AbstainForApprove Matters Relating to the Share Capital Reduction
2
AbstainForApprove Matters Relating to the Issuance of B Shares
3
Page 102 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Melrose Industries plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Matters Relating to the Return of Capital to Shareholders
4
AbstainForApprove Share Capital Reorganisation 5
Melrose Industries plc
Meeting Date: 10/29/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Newcrest Mining Ltd.
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Xiaoling Liu as Director For For
ForForElect Roger Higgins as Director 2b
ForForElect Gerard Bond as Director 2c
ForForApprove the Grant of Performance Rights to Sandeep Biswas, Managing Director and Chief Executive Officer of the Company
3a
ForForApprove the Grant of Performance Rights to Gerard Bond, Finance Director and Chief Financial Officer of the Company
3b
ForForApprove the Remuneration Report 4
AgainstAgainstApprove the Conditional Spill Resolution 5
Page 103 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Resources Connection, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan J. Crawford For For
ForForElect Director Donald B. Murray 1b
ForForElect Director A. Robert Pisano 1c
ForForElect Director Michael H. Wargotz 1d
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tabcorp Holdings Ltd.
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Elmer Funke Kupper as Director For For
ForForElect Steven Gregg as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to David Attenborough, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Up to 87,024 Performance Rights and 33,547 Ordinary Shares to David Attenborough, Managing Director and Chief Executive Officer of the Company
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Elmer Funke Kupper as Director 2a
ForElect Steven Gregg as Director 2b
Page 104 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tabcorp Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Remuneration Report 3
ForApprove the Grant of Performance Rights to David Attenborough, Managing Director and Chief Executive Officer of the Company
4
ForApprove the Grant of Up to 87,024 Performance Rights and 33,547 Ordinary Shares to David Attenborough, Managing Director and Chief Executive Officer of the Company
5
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 10/29/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Fiscal Council Member For Do Not Vote
Do Not Vote
ForElect Directors 2
Do Not Vote
ForApprove Company's Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction
3
Transocean Ltd.
Meeting Date: 10/29/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adjust Par Value of Common Stock For For
ForForApprove Cancellation of Capital Authorization 2
ForForApprove Cancellation of Third and Fourth Dividend Installments
3
ForForElect Director Jeremy D. Thigpen 4
AgainstForTransact Other Business (Voting) 5
Page 105 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Molybdenum Co., Ltd.
Meeting Date: 10/30/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForAmend Articles of Association 2
CRRC Corp Ltd.
Meeting Date: 10/30/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove 2014 Profit Distribution 1
ForForApprove Issuance of Debt Financing Instruments
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
AgainstForApprove Issuance of H Share Convertible Bonds
4
Daewoo Engineering & Construction Co.
Meeting Date: 10/30/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Oh Jin-Gyo as Non-independent Non-executive Director
For For
ForForElect Oh Jin-Gyo as Member of Audit Committee
2
Page 106 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Duratex S.A.
Meeting Date: 10/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb Duratex Comercial Exportadora S.A. (DCE)
For Do Not Vote
Do Not Vote
ForAppoint Moore Stephens Lima Lucchesi Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Absorption of Duratex Comercial Exportadora S.A. (DCE)
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Agreement to Absorb Duratex Comercial Exportadora S.A. (DCE)
1
ForAppoint Moore Stephens Lima Lucchesi Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Absorption of Duratex Comercial Exportadora S.A. (DCE)
4
GWA Group Ltd
Meeting Date: 10/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Bill Bartlett as Director For For
ForForElect Richard Thornton as Director 2
ForForApprove the Remuneration Report 3
Page 107 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GWA Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of Up to 65,000 Performance Rights to Richard Thornton, Executive Director of the Company
4
New China Life Insurance Co Ltd.
Meeting Date: 10/30/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAppoint Auditors 1
ForForApprove the Proposed Structuring of the New China Insurance Charity Foundation
2
SINOPEC Engineering Group Co Ltd
Meeting Date: 10/30/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Services Framework Agreement
For Against
ForForApprove Engineering and Construction Services Framework Agreement
2
ForForElect Zhang Jianhua as Director 3
ForForElect Li Guoqing as Directorr 4
ForForElect Lu Dong as Director 5
ForForElect Yan Shaochun as Director 6
ForForElect Hui Chiu Chung, Stephen as Director 7
ForForElect Jin Yong as Director 8
ForForElect Ye Zheng as Director 9
ForForElect Deng Qunwei as Supervisor 10
Page 108 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SINOPEC Engineering Group Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhou Yingguan as Supervisor 11
ForForElect Wang Guoliang as Supervisor 12
ForForElect Wang Cunting as Supervisor 13
Tatts Group Ltd.
Meeting Date: 10/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect Harry Boon as Director 2a
ForForElect Lyndsey Cattermole as Director 2b
ForForApprove the Grant of 103,383 Rights to Robbie Cooke, Chief Executive Officer of the Company
3
UEM Sunrise Berhad
Meeting Date: 10/30/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
ForForApprove Disposal by UEM Land Berhad, a Wholly-Owned Subsidiary of the Company, of an Office Block Together with a Commercial Area in Puteri Harbour to UEM Group Berhad
1
ForForApprove Issuance of Redeemable Convertible Preference Shares (RCPS)
2
SPECIAL RESOLUTION
ForForAmend Memorandum and Articles of Association to Facilitate the RCPS Issuance and Reclassification of Mandatory Convertible Redeemable Preference Shares into Shares
1
Page 109 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whitehaven Coal Ltd.
Meeting Date: 10/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove the Grant of 1.03 Million Performance Rights to Paul Flynn, Managing Director and Chief Executive Officer of the Company
2
ForForElect Julie Beeby as Director 3
ForForElect John Conde as Director 4
ForForElect Tony Haggarty as Director 5
Lucky Cement Limited
Meeting Date: 10/31/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Cash Dividend 3
ForForApprove Ernst & Young Ford Rhodes Sidat Hyder as Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForElect Directors 5
ForForAdopt New Articles of Association 6
AgainstForOther Business 7
Sun Pharmaceutical Industries Ltd.
Meeting Date: 10/31/2015 Country: India
Meeting Type: Annual
Page 110 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Pharmaceutical Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForReelect S. Valia as Director 3
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Increase in the Remuneration of Cost Auditors for the Financial Year 2014-15
5
ForForApprove Remuneration of Cost Auditors for the Financial Year 2015-16
6
ForForAmend Articles of Association 7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
JPMorgan Mid Cap Investment Trust plc
Meeting Date: 11/02/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Andrew Barker as Director 5
ForForRe-elect Michael Hughes as Director 6
ForForRe-elect Margaret Littlejohns as Director 7
ForForRe-elect Gordon McQueen as Director 8
ForForRe-elect Richard Huntingford as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
Page 111 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Mid Cap Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 11/02/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Park Sung-Chul as Non-independent Non-executive Director
For For
Sun International Ltd
Meeting Date: 11/02/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForApprove Merger of the Latin American Assets of Sun International Limited with Dream S.A.
1
ForForAuthorise Ratification of Ordinary Resolution 1
2
ForForApprove the Put and Call Options 3
ForForAuthorise Ratification of Ordinary Resolution 3
4
Zayo Group Holdings, Inc.
Meeting Date: 11/02/2015 Country: USA
Meeting Type: Annual
Page 112 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zayo Group Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel Caruso For For
ForForElect Director Don Gips 1.2
ForForElect Director Nina Richardson 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Amlin plc
Meeting Date: 11/03/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Offer for Amlin plc by Mitsui Sumitomo Insurance Company, Limited
For For
ForForAmend Articles of Association 2
Amlin plc
Meeting Date: 11/03/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
ForForApprove Scheme of Arrangement 1
Page 113 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DISH Network Corporation
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director George R. Brokaw For For
ForForElect Director James DeFranco 1.2
ForForElect Director Cantey M. Ergen 1.3
ForForElect Director Charles W. Ergen 1.4
ForForElect Director Steven R. Goodbarn 1.5
ForForElect Director Charles M. Lillis 1.6
ForForElect Director Afshin Mohebbi 1.7
ForForElect Director David K. Moskowitz 1.8
ForForElect Director Tom A. Ortolf 1.9
ForForElect Director Carl E. Vogel 1.10
ForForRatify KPMG LLP as Auditors 2
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
3
Eurocommercial Properties NV
Meeting Date: 11/03/2015 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1
Receive Report of Management Board (Non-Voting)
2
ForForAdopt Financial Statements and Statutory Reports and Allow Publication of Information in English
3
ForForApprove Dividends of EUR 0.20 Per Share and EUR 1.98 per Depositary Receipt
4
ForForApprove Discharge of Management Board 5
Page 114 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eurocommercial Properties NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Supervisory Board 6
ForForApprove Remuneration of Supervisory Board 7
ForForApprove Remuneration Policy 8
ForForRatify KPMG as Auditors 9
AgainstForGrant Board Authority to Issue Shares Up To 20 Percent of Issued Capital
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Allow Questions 12
Close Meeting 13
Imperial Holdings Ltd
Meeting Date: 11/03/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
For For
ForForReappoint Deloitte & Touche as Auditors of the Company with Andrew Mackie as the Designated Partner
2
ForForElect Moses Kgosana as Member of the Audit Committee
3.1
ForForElect Graham Dempster as Member of the Audit Committee
3.2
ForForRe-elect Thembisa Dingaan as Member of the Audit Committee
3.3
ForForRe-elect Phumzile Langeni as Member of the Audit Committee
3.4
ForForRe-elect Roderick Sparks as Member of the Audit Committee
3.5
ForForRe-elect Younaid Waja as Member of the Audit Committee
3.6
ForForRe-elect Osman Arbee as Director 4.1
ForForRe-elect Manuel de Canha as Director 4.2
ForForRe-elect Thembisa Dingaan as Director 4.3
Page 115 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Valli Moosa as Director 4.4
ForForRe-elect Marius Swanepoel as Director 4.5
ForForRe-elect Younaid Waja as Director 4.6
ForForElect Peter Cooper as Director 5.1
ForForElect Graham Dempster as Director 5.2
ForForElect Suresh Kana as Director 5.3
ForForElect Moses Kgosana as Director 5.4
ForForApprove Remuneration Policy 6
ForForApprove Fees of Chairman 7.1
ForForApprove Fees of Deputy Chairman 7.2
ForForApprove Fees of Board Member 7.3
ForForApprove Fees of Assets and Liabilities Committee Chairman
7.4
ForForApprove Fees of Assets and Liabilities Committee Member
7.5
ForForApprove Fees of Audit Committee Chairman 7.6
ForForApprove Fees of Audit Committee Member 7.7
ForForApprove Fees of Investment Committee Chairman
7.8
ForForApprove Fees of Investment Committee Member
7.9
ForForApprove Fees of Risk Committee Chairman 7.10
ForForApprove Fees of Risk Committee Member 7.11
ForForApprove Fees of Remuneration Committee Chairman
7.12
ForForApprove Fees of Remuneration Committee Member
7.13
ForForApprove Fees of Nomination Committee Chairman
7.14
ForForApprove Fees of Nomination Committee Member
7.15
ForForApprove Fees of Social, Ethics and Sustainability Committee Chairman
7.16
ForForApprove Fees of Social, Ethics and Sustainability Committee Member
7.17
ForForAuthorise Repurchase of Issued Share Capital 8
Page 116 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPlace Authorised but Unissued Shares under Control of Directors
9
ForForAuthorise Board to Issue Shares for Cash 10
AgainstForPlace Authorised but Unissued Non-Redeemable Cumulative, Non-Participating Preference Shares under Control of Directors
11
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
12
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
13
Industrias Bachoco S.A.B. de C.V.
Meeting Date: 11/03/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForElect Financial Expert Independent Director as Board Member
1
ForForElect or Ratify Chairman and Members of Audit and Corporate Practices Committee
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Jupiter European Opportunities Trust plc
Meeting Date: 11/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
Page 117 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jupiter European Opportunities Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lord Lamont of Lerwick as Director 4
ForForRe-elect Hugh Priestley as Director 5
ForForRe-elect Philip Best as Director 6
ForForRe-elect Alexander Darwall as Director 7
ForForRe-elect Andrew Sutch as Director 8
ForForRe-elect John Wallinger as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Increase in the Maximum Aggregate Fees Payable to Directors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
AgainstForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
MEDNAX, Inc.
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Nonqualified Employee Stock Purchase Plan
For For
ForForApprove Nonqualified Stock Purchase Plan 2
Schroder Japan Growth Fund plc
Meeting Date: 11/03/2015 Country: United Kingdom
Meeting Type: Annual
Page 118 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder Japan Growth Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Jonathan Taylor as Director 4
ForForRe-elect John Scott as Director 5
ForForRe-elect Richard Greer as Director 6
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Siam Commercial Bank PCL
Meeting Date: 11/03/2015 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Entire Charter Capital in VinaSiam Bank
For For
ForForAuthorize Board to Determine Conditions and Other Details in Relation to the Acquisition of Entire Charter Capital in VinaSiam Bank
2
Symantec Corporation
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Annual
Page 119 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Symantec Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Michael A. Brown For For
ForForElect Director Frank E. Dangeard 1b
ForForElect Director Geraldine B. Laybourne 1c
ForForElect Director David L. Mahoney 1d
ForForElect Director Robert S. Miller 1e
ForForElect Director Anita M. Sands 1f
ForForElect Director Daniel H. Schulman 1g
ForForElect Director V. Paul Unruh 1h
ForForElect Director Suzanne M. Vautrinot 1i
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstEstablish Public Policy Board Committee 4
Wizz Air Holdings plc
Meeting Date: 11/03/2015 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Proposed Purchase by Wizz Air Hungary of 110 A321neo Aircraft
For Abstain
Cardinal Health, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Page 120 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David J. Anderson For For
ForForElect Director Colleen F. Arnold 1.2
ForForElect Director George S. Barrett 1.3
ForForElect Director Carrie S. Cox 1.4
ForForElect Director Calvin Darden 1.5
ForForElect Director Bruce L. Downey 1.6
ForForElect Director Patricia A. Hemingway Hall 1.7
ForForElect Director Clayton M. Jones 1.8
ForForElect Director Gregory B. Kenny 1.9
ForForElect Director Nancy Killefer 1.10
ForForElect Director David P. King 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Coach, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director David Denton For For
ForForElect Director Andrea Guerra 1b
ForForElect Director Susan Kropf 1c
ForForElect Director Victor Luis 1d
ForForElect Director Ivan Menezes 1e
ForForElect Director William Nuti 1f
ForForElect Director Stephanie Tilenius 1g
ForForElect Director Jide Zeitlin 1h
Page 121 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coach, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Coty Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lambertus J.H. Becht For For
ForForElect Director Joachim Faber 1.2
ForForElect Director Olivier Goudet 1.3
ForForElect Director Peter Harf 1.4
ForForElect Director Paul S. Michaels 1.5
ForForElect Director Erhard Schoewel 1.6
ForForElect Director Robert Singer 1.7
ForForElect Director Jack Stahl 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Downer EDI Ltd.
Meeting Date: 11/04/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Phil S Garling as Director For For
ForForElect Eve A Howell as Director 2b
Page 122 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Downer EDI Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Grant Fenn, Managing Director of the Company
4
ECHO Entertainment Group Ltd.
Meeting Date: 11/04/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Sally Pitkin as Director 3
ForForElect Gregory Hayes as Director 4
ForForElect Katie Lahey as Director 5
ForForApprove the Grant of Performance Rights to Matt Bekier, Managing Director and Chief Executive Officer of the Company
6
ForForApprove the Change of Company Name to The Star Entertainment Group Limited
7
G&K Services, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas R. Greco For For
ForForElect Director Douglas A. Milroy 1.2
ForForElect Director Alice M. Richter 1.3
ForForAdopt Majority Voting for Uncontested Election of Directors
2
ForForRatify KPMG LLP as Auditors 3
Page 123 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
G&K Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
KLA-Tencor Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward W. Barnholt For For
ForForElect Director Robert M. Calderoni 1.2
ForForElect Director John T. Dickson 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin J. Kennedy 1.5
ForForElect Director Gary B. Moore 1.6
ForForElect Director Kiran M. Patel 1.7
ForForElect Director Robert A. Rango 1.8
ForForElect Director Richard P. Wallace 1.9
ForForElect Director David C. Wang 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martin B. Anstice For For
ForForElect Director Eric K. Brandt 1.2
Page 124 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lam Research Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael R. Cannon 1.3
ForForElect Director Youssef A. El-Mansy 1.4
ForForElect Director Christine A. Heckart 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Stephen G. Newberry 1.7
ForForElect Director Krishna C. Saraswat 1.8
ForForElect Director Abhijit Y. Talwalkar 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Executive Incentive Bonus Plan 3
AgainstForApprove Omnibus Stock Plan 4
ForForRatify Ernst & Young LLP as Auditors 5
Linear Technology Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert H. Swanson, Jr. For For
ForForElect Director Lothar Maier 1b
ForForElect Director Arthur C. Agnos 1c
ForForElect Director John J. Gordon 1d
ForForElect Director David S. Lee 1e
ForForElect Director Richard M. Moley 1f
ForForElect Director Thomas S. Volpe 1g
ForForAmend Qualified Employee Stock Purchase Plan
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Page 125 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perrigo Company plc
Meeting Date: 11/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Laurie Brlas For For
ForForElect Director Gary M. Cohen 1.2
ForForElect Director Marc Coucke 1.3
ForForElect Director Jacqualyn A. Fouse 1.4
ForForElect Director Ellen R. Hoffing 1.5
ForForElect Director Michael J. Jandernoa 1.6
ForForElect Director Gerald K. Kunkle, Jr. 1.7
ForForElect Director Herman Morris, Jr. 1.8
ForForElect Director Donal O'Connor 1.9
ForForElect Director Joseph C. Papa 1.10
ForForElect Director Shlomo Yanai 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAuthorize Share Repurchase Program 4
ForForDetermine Price Range for Reissuance of Treasury Shares
5
ForForApprove Amendments to the Memorandum of Association
6
ForForAdopt Revised Articles of Association 7
Ricardo plc
Meeting Date: 11/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 126 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ricardo plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForReappoint PricewaterhouseCoopers LLP as Auditors
3
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
4
ForForElect Laurie Bowen as Director 5
ForForRe-elect Ian Gibson as Director 6
ForForRe-elect Ian Lee as Director 7
ForForRe-elect Terry Morgan as Director 8
ForForRe-elect Dave Shemmans as Director 9
ForForRe-elect Peter Gilchrist as Director 10
ForForRe-elect Mark Garrett as Director 11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Sky plc
Meeting Date: 11/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Nick Ferguson as Director 4
ForForRe-elect Jeremy Darroch as Director 5
ForForRe-elect Andrew Griffith as Director 6
Page 127 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Tracy Clarke as Director 7
ForForRe-elect Martin Gilbert as Director 8
ForForRe-elect Adine Grate as Director 9
ForForRe-elect Dave Lewis as Director 10
ForForRe-elect Matthieu Pigasse as Director 11
ForForRe-elect Andy Sukawaty as Director 12
ForForRe-elect Chase Carey as Director 13
ForForRe-elect James Murdoch as Director 14
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Sun Pharmaceutical Industries Ltd.
Meeting Date: 11/04/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Loans, Investments, Guarantees, and/or Securities to Other Body Corporate
1
WESTERN DIGITAL CORPORATION
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Page 128 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WESTERN DIGITAL CORPORATION
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Martin I. Cole For For
ForForElect Director Kathleen A. Cote 1b
ForForElect Director Henry T. DeNero 1c
ForForElect Director Michael D. Lambert 1d
ForForElect Director Len J. Lauer 1e
ForForElect Director Matthew E. Massengill 1f
ForForElect Director Stephen D. Milligan 1g
ForForElect Director Paula A. Price 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForAmend Qualified Employee Stock Purchase Plan
4
ForForRatify KPMG LLP as Auditors 5
AVI Ltd
Meeting Date: 11/05/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
For For
ForForReappoint KPMG Inc as Auditors of the Company
2
ForForRe-elect Michael Bosman as Director 3
ForForRe-elect Andisiwe Kawa as Director 4
ForForRe-elect Adriaan Nuhn as Director 5
ForForRe-elect Abe Thebyane as Director 6
ForForRe-elect Michael Bosman as Chairman of the Audit and Risk Committee
7
Page 129 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVI Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect James Hersov as Member of the Audit and Risk Committee
8
ForForRe-elect Neo Dongwana as Member of the Audit and Risk Committee
9
ForForApprove Fees Payable to the Non-executive Directors Excluding the Board Chairman and the Foreign Non-executive Director, Adriaan Nuhn
10
ForForApprove Fees Payable to the Board Chairman 11
ForForApprove Fees Payable to the Foreign Non-executive Director, Adriaan Nuhn
12
ForForApprove Fees Payable to the Members of the Remuneration, Nomination and Appointments Committee
13
ForForApprove Fees Payable to the Members of the Audit and Risk Committee
14
ForForApprove Fees Payable to the Members of the Social and Ethics Committee
15
ForForApprove Fees Payable to the Chairman of the Remuneration, Nomination and Appointments Committee
16
ForForApprove Fees Payable to the Chairman of the Audit and Risk Committee
17
ForForApprove Fees Payable to the Chairman of the Social and Ethics Committee
18
ForForAuthorise Repurchase of Issued Share Capital 19
ForForApprove Remuneration Policy 20
Boral Ltd.
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect John Marlay as Director 3.1
ForForElect Catherine Brenner as Director 3.2
Page 130 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Boral Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of LTI and Deferred STI Rights to Mike Kane, CEO & Managing Director of the Company
4
ForForApprove the Renewal of the Proportional Takeover Provisions
5
CSSC Offshore & Marine Engineering (Group) Co., Ltd.
Meeting Date: 11/05/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Supplemental Agreement to the 2014-2016 Frame Agreement and Revised Annual Caps
1
ForForApprove Changes to the Group's Corporate Structure
2
ForForApprove Transfer of 100% Interests in Guangzhou GSI Large-size Heavy MechanicalEquipment Co., Ltd. to Guangzhou Shipyard
2.1
ForForApprove Transfer of 100% Interests in Zhongshan GSI Marine Engineering Co., Ltd. to Guangzhou Shipyard
2.2
ForForApprove Transfer of 100% Interests in GSI Marine Engineering CO., Ltd. to Guangzhou Shipyard
2.3
ForForApprove Transfer of 100% Interests in Guangzhou Guangli Shipbuilding HumanResource Services Co., Ltd. to Guangzhou Shipyard
2.4
ForForApprove Transfer of 100% Interests in Glory Group Developing Co., Ltd. to Guangzhou Shipyard
2.5
ForForApprove Transfer of 100% Interests in Guangzhou Xingshun Shipping Services Co., Ltd. to Guangzhou Shipyard
2.6
ForForApprove Transfer of 100% Interests in Guangzhou Shipyard Shipping Co., Ltd. to Guangzhou Shipyard
2.7
Page 131 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSSC Offshore & Marine Engineering (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transfer of 100% Interests in Guangdong GSI Elevator Co., Ltd. to GuangzhouShipyard
2.8
ForForApprove Transfer of 100% Interests in Guangzhou Hongfan Hotel Co., Ltd. to Guangzhou Shipyard
2.9
ForForApprove Transfer of 75% Interests in Guangzhou Wanda Marine Engineering Co., Ltd.to Guangzhou Shipyard
2.10
ForForApprove Transfer of 75% Interests in Guangzhou United Steel Structures Limited toGuangzhou Shipyard
2.11
ForForApprove Transfer of 51% Interests in Guangzhou Hongfan Technology Co., Ltd. to Guangzhou Shipyard
2.12
ForForApprove Transfer of 40% Interests in Zhanjiang Nanhai Ship Hi-tech Services Co., Ltd. to Guangzhou Shipyard
2.13
ForForApprove Transfer of 25% Interests in Guangzhou Economic and Technological Development Zone in South China Special Coating Industrial Co., Ltd. to Guangzhou Shipyard
2.14
ForForApprove Transfer of 4.04% Interests in China Shipbuilding Industry Yuan Zhou (Beijing) Technology Co., Ltd. to Guangzhou Shipyard
2.15
ForForApprove Disposal of Entire Equity Interests in Guangzhou Shipyard Shipping Co., Ltd. by Guangzhou Shipyard and Related Transactions
3
ForForApprove Intra-Group Guarantees by the Company and the Group
4
ForForApprove Shinewing Certified Public Accounts (Special General Partnership) as Auditors and Authorize Board to Fix Their Remuneration
5
ELECT TWO DIRECTORS VIA CUMULATIVE VOTING
ForForElect Wang Yichu as Director 6.1
ForForElect Min Weiguo as Director 6.2
Development Securities plc
Meeting Date: 11/05/2015 Country: United Kingdom
Meeting Type: Special
Page 132 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Development Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company Name to U and I Group plc
For For
DeVry Education Group Inc.
Meeting Date: 11/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher B. Begley For For
ForForElect Director David S. Brown 1.2
ForForElect Director Daniel M. Hamburger 1.3
ForForElect Director Lyle Logan 1.4
ForForElect Director Alan G. Merten 1.5
ForForElect Director Fernando Ruiz 1.6
ForForElect Director Ronald L. Taylor 1.7
ForForElect Director Lisa W. Wardell 1.8
ForForElect Director James D. White 1.9
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Electra Private Equity plc
Meeting Date: 11/05/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals
Page 133 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electra Private Equity plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstElect Edward Bramson, a Shareholder Nominee to the Board
1
AgainstAgainstElect Ian Brindle, a Shareholder Nominee to the Board
2
Eutelsat Communications
Meeting Date: 11/05/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.09 per Share
4
ForForApprove Stock Dividend Program (Cash or New Shares)
5
ForForReelect John Birt as Director 6
ForForElect Jean d'Arthuys as Director 7
ForForElect Ana Garcia as Director 8
ForForRenew Appointment of Ernst and Young et Autres as Auditor
9
ForForRenew Appointment of Auditex as Alternate Auditor
10
AbstainForAdvisory Vote on Compensation of Michel de Rosen, Chairman and CEO
11
AbstainForAdvisory Vote on Compensation of Michel Azibert, Vice-CEO
12
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
Page 134 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
17
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
18
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
19
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 16-18
20
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
21
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
AgainstForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Financial Statements and Statutory Reports
1
ForApprove Consolidated Financial Statements and Statutory Reports
2
ForAcknowledge Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions
3
Page 135 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Allocation of Income and Dividends of EUR 1.09 per Share
4
ForApprove Stock Dividend Program (Cash or New Shares)
5
ForReelect John Birt as Director 6
ForElect Jean d'Arthuys as Director 7
ForElect Ana Garcia as Director 8
ForRenew Appointment of Ernst and Young et Autres as Auditor
9
ForRenew Appointment of Auditex as Alternate Auditor
10
ForAdvisory Vote on Compensation of Michel de Rosen, Chairman and CEO
11
ForAdvisory Vote on Compensation of Michel Azibert, Vice-CEO
12
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
Extraordinary Business
ForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
ForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
15
ForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
16
ForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
17
ForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
18
ForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
19
ForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 16-18
20
ForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
21
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
Page 136 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
23
ForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
25
ForAuthorize Filing of Required Documents/Other Formalities
26
Fairfax Media Ltd.
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Nick Falloon as Director For For
ForForElect Michael Anderson as Director 2
ForForElect Jack Cowin as Director 3
ForForElect James Millar as Director 4
ForForApprove the Grant of Performance Shares and Options to Gregory Hywood, Chief Executive Officer and Managing Director of the Company
5
ForForApprove the Remuneration Report 6
JPMorgan Overseas Investment Trust plc
Meeting Date: 11/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
Page 137 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Overseas Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Jonathan Carey as Director 5
ForForRe-elect Nigel Wightman as Director 6
ForForRe-elect Gay Collins as Director 7
ForForElect Tristan Hillgarth as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForApprove Share Sub-Division 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAmend Articles of Association 14
Mighty River Power Ltd.
Meeting Date: 11/05/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Keith Smith as Director For For
ForForElect Prue Flacks as Director 2
ForForElect Mike Taitoko as Director 3
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Keith Smith as Director 1
ForElect Prue Flacks as Director 2
Page 138 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mighty River Power Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Mike Taitoko as Director 3
ForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
Perpetual Ltd.
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Craig Ueland as Director For For
ForForElect Nancy Fox as Director 2
ForForElect Ian Hammond as Director 3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Performance Rights to Geoff Lloyd, Managing Director and Chief Executive Officer of the Company
5
ForForApprove the Renewal of the Proportional Takeover Provisions
6
Platinum Asset Management Ltd
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Michael Cole as Director For For
ForForElect Stephen Menzies as Director 2
ForForElect Andrew Stannard as Director 3
AgainstForApprove the Remuneration Report 4
Page 139 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Symetra Financial Corporation
Meeting Date: 11/05/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 11/05/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize New Class of Mandatory Convertible Preferred Shares
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize New Class of Mandatory Convertible Preferred Shares
1
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 11/05/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAuthorize New Class of Mandatory Convertible Preferred Shares
1
Page 140 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Truworths International Ltd
Meeting Date: 11/05/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 28 June 2015
For For
ForForRe-elect Roddy Sparks as Director 2.1
ForForRe-elect David Pfaff as Director 2.2
ForForRe-elect Michael Mark as Director 2.3
ForForElect Jean-Christophe Garbino as Director 2.4
ForForAuthorise Board to Issue Shares for Cash 3
ForForAuthorise Repurchase of Issued Share Capital 4
ForForReappoint Ernst & Young Inc as Auditors of the Company with Tina Rookledge as the Registered Auditor and Authorise Their Remuneration
5
ForForApprove Non-Executive Directors' Fees 6
ForForRe-elect Michael Thompson as Member of the Audit Committee
7.1
ForForRe-elect Rob Dow as Member of the Audit Committee
7.2
ForForRe-elect Roddy Sparks as Member of the Audit Committee
7.3
ForForApprove Remuneration Policy 8
ForForApprove Social and Ethics Committee Report 9
ForForRe-elect Michael Thompson as Member of the Social and Ethics Committee
10.1
ForForRe-elect David Pfaff as Member of the Social and Ethics Committee
10.2
ForForRe-elect Thandi Ndlovu as Member of the Social and Ethics Committee
10.3
ForForApprove Financial Assistance to Related or Inter-related Company
11
Alibaba Health Information Technology Ltd.
Meeting Date: 11/06/2015 Country: Bermuda
Meeting Type: Special
Page 141 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Health Information Technology Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Grant of Restricted Share Units Under the Share Award Scheme
For Against
AgainstForApprove Grant of Restricted Share Units to Wang Lei Under the Share Award Scheme
1a1
AgainstForApprove Grant of Restricted Share Units to Meng Changan Under the Share Award Scheme
1a2
AgainstForApprove Grant of Restricted Share Units to Ma Li Under the Share Award Scheme
1a3
AgainstForApprove Grant of Restricted Share Units to Wang Peiyu Under the Share Award Scheme
1a4
ForForAuthorized Board to Exercise the Powers of the Company to Allot and Issue the Ordinary Shares of the Company Pursuant to the Proposed RSU Grant
1b
CDK Global, Inc.
Meeting Date: 11/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Steven J. Anenen For For
ForForElect Director Leslie A. Brun 1b
ForForElect Director Willie A. Deese 1c
ForForElect Director Amy J. Hillman 1d
ForForElect Director Brian P. MacDonald 1e
ForForElect Director Stephen A. Miles 1f
ForForElect Director Robert E. Radway 1g
ForForElect Director Frank S. Sowinski 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForAmend Omnibus Stock Plan 4
Page 142 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CDK Global, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 5
II-VI Incorporated
Meeting Date: 11/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Marc Y.E. Pelaez For For
ForForElect Director Howard H. Xia 1b
ForForElect Director Vincent D. Mattera, Jr. 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Lafarge Malaysia Berhad
Meeting Date: 11/06/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Entire Equity Interest in Holcim (Malaysia) Sdn Bhd by the Company or Its Nominated Wholly-Owned Subsidiary from Pt Holcim Indonesia
For For
Meridian Energy Ltd.
Meeting Date: 11/06/2015 Country: New Zealand
Meeting Type: Annual
Page 143 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Meridian Energy Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Mark Cairns as Director For For
ForForElect Anake Goodall as Director 2
ForForElect Peter Wilson as Director 3
Pernod Ricard
Meeting Date: 11/06/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.80 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Agreements with Alexandre Ricard, Chairman and CEO
5
ForForRatify Appointment of Veronica Vargas as Director
6
ForForReelect Nicole Bouton as Director 7
ForForElect Kory Sorenson as Director 8
ForForAppoint CBA as Alternate Auditor 9
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 950,000
10
AbstainForAdvisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously
11
AbstainForAdvisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015
12
ForForAdvisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015
13
Page 144 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
17
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
20
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
21
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
22
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForForAmend Article 33 of Bylaws Re: Record Date 25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Financial Statements and Statutory Reports
1
ForApprove Consolidated Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Dividends of EUR 1.80 per Share
3
Page 145 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditors' Special Report on Related-Party Transactions
4
ForApprove Agreements with Alexandre Ricard, Chairman and CEO
5
ForRatify Appointment of Veronica Vargas as Director
6
ForReelect Nicole Bouton as Director 7
ForElect Kory Sorenson as Director 8
ForAppoint CBA as Alternate Auditor 9
ForApprove Remuneration of Directors in the Aggregate Amount of EUR 950,000
10
ForAdvisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously
11
ForAdvisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015
12
ForAdvisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015
13
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
Extraordinary Business
ForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
16
ForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
17
ForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
ForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
20
ForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
21
ForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
22
Page 146 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
23
ForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForAmend Article 33 of Bylaws Re: Record Date 25
ForAuthorize Filing of Required Documents/Other Formalities
26
SINA Corporation
Meeting Date: 11/06/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Yan Wang as Director For For
ForForRe-elect Song-Yi Zhang as Director 2
ForForRatify Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor
3
Spark New Zealand Limited
Meeting Date: 11/06/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize the Board to Fix Remuneration of the Auditors
For For
ForForElect Paul Berriman as Director 2
ForForElect Charles Sitch as Director 3
ForForApprove the Issue of 1 Million Redeemable Ordinary Shares to Simon Moutter, Managing Director
4
ForForApprove the Issue of 1.25 Million Ordinary Shares to Simon Moutter, Managing Director
5
Page 147 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spark New Zealand Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
***Withdrawn Resolution*** Approve the Increase in Directors' Remuneration Fee Pool
6
ForForApprove the Amendments to the Company's Constitution
7
PT Bank Negara Indonesia (Persero) Tbk
Meeting Date: 11/09/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Commissioners For Against
ForForApprove the Ratification of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises
2
Recall Holdings Ltd.
Meeting Date: 11/09/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ian Blackburne as Director For For
ForForApprove the Grant of Performance Share Rights to Doug Pertz, President and Chief Executive Officer of the Company
2
ForForApprove the Remuneration Report 3
StanCorp Financial Group, Inc.
Meeting Date: 11/09/2015 Country: USA
Meeting Type: Special
Page 148 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
StanCorp Financial Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
TR European Growth Trust plc
Meeting Date: 11/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForRe-elect Audley Twiston-Davies as Director 5
ForForRe-elect Christopher Casey as Director 6
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
A & J Mucklow Group plc
Meeting Date: 11/10/2015 Country: United Kingdom
Meeting Type: Annual
Page 149 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A & J Mucklow Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Justin Parker as Director 5
ForForAppoint KPMG LLP as Auditors 6
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
7
ForForApprove Performance Share Plan 8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Asciano Ltd
Meeting Date: 11/10/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Malcolm Broomhead as Director 3
ForForElect Robert Edgar as Director 4
ForForElect Geoff Kleemann as Director 5
ForForElect Ralph Waters as Director 6
ForForApprove the Grant of Up to 317,229 Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company
7
Page 150 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asciano Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Remuneration Report 2
ForElect Malcolm Broomhead as Director 3
ForElect Robert Edgar as Director 4
ForElect Geoff Kleemann as Director 5
ForElect Ralph Waters as Director 6
ForApprove the Grant of Up to 317,229 Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company
7
Automatic Data Processing, Inc.
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ellen R. Alemany For For
ForForElect Director Peter Bisson 1.2
ForForElect Director Richard T. Clark 1.3
ForForElect Director Eric C. Fast 1.4
ForForElect Director Linda R. Gooden 1.5
ForForElect Director Michael P. Gregoire 1.6
ForForElect Director R. Glenn Hubbard 1.7
ForForElect Director John P. Jones 1.8
ForForElect Director Carlos A. Rodriguez 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 151 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Avago Technologies Limited
Meeting Date: 11/10/2015 Country: Singapore
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
AbstainForApprove Scheme of Arrangement 1
AbstainForApprove Allotment and Issuance of Ordinary Shares
2
Bendigo and Adelaide Bank Ltd.
Meeting Date: 11/10/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Deb Radford as Director For For
ForForElect Tony Robinson as Director 3
ForForApprove the Remuneration Report 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Deb Radford as Director 2
ForElect Tony Robinson as Director 3
ForApprove the Remuneration Report 4
Broadcom Corporation
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Special
Page 152 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Broadcom Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 11/10/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Alternate Fiscal Council Member For Do Not Vote
Do Not Vote
ForApprove Agreement to Absorb Empresa de Agua e Esgoto Diadema S.A. (EAED)
2
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
3
Do Not Vote
ForApprove Independent Firm's Appraisal 4
Do Not Vote
ForApprove Absorption of Empresa de Agua e Esgoto Diadema S.A. (EAED)
5
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 11/10/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForElect Alternate Fiscal Council Member 1
Do Not Vote
ForApprove Agreement to Absorb Empresa de Agua e Esgoto Diadema S.A. (EAED)
2
Page 153 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
3
Do Not Vote
ForApprove Independent Firm's Appraisal 4
Do Not Vote
ForApprove Absorption of Empresa de Agua e Esgoto Diadema S.A. (EAED)
5
Controladora Comercial Mexicana S.A.B. de C.V.
Meeting Date: 11/10/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Series B Shares
ForForApprove Individual and Consolidated Financial Statements that Are Basis for Spin-Off Approved by EGM on July 2, 2015
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
International Public Partnerships Ltd
Meeting Date: 11/10/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Issue and Placing Programme
For Abstain
Jack Henry & Associates, Inc.
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Annual
Page 154 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jack Henry & Associates, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
ForForElect Director Thomas H. Wilson 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
PT Kalbe Farma Tbk
Meeting Date: 11/10/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Johanes Berchman Apik Ibrahim as Independent Commissioner
For For
Redrow plc
Meeting Date: 11/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 155 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redrow plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForRe-elect Steve Morgan as Director 3
ForForRe-elect John Tutte as Director 4
ForForRe-elect Barbara Richmond as Director 5
ForForRe-elect Debbie Hewitt as Director 6
ForForRe-elect Nick Hewson as Director 7
ForForRe-elect Liz Peace as Director 8
ForForElect Sir Michael Lyons as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForApprove Remuneration Report 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Societatea Comerciala Electrica SA
Meeting Date: 11/10/2015 Country: Romania
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Shareholder Proposal
NoneMandate Board to Start Negotiations Re: Acquisition of Minority Stakes Held by Fondul Proprietatea in Four Subsidiaries
1
Management Proposal
ForEmpower Board to Complete Acquisitions Above
2
Shareholder Proposals
NoneSubject to Non-Approval of Item 2, Approve Acquisition Contract Pursuant to Item 1 at Future EGM after Negotiations
2.1
Page 156 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Societatea Comerciala Electrica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneAmend Bylaws 3
NoneDelegate Powers to Board Chairman to Sign Amended Bylaws
4
NoneAmend Article 17 and 18 of Bylaws 5
NoneDetermine Process If Increase in Board Size is Approved
6
Management Proposals
ForApprove Record Date for Effectiveness of This Meeting's Resolutions
7
ForAuthorize Filing of Required Documents/Other Formalities
8
Barratt Developments plc
Meeting Date: 11/11/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Cash Payment 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Mark Rolfe as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Tessa Bamford as Director 10
ForForRe-elect Nina Bibby as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove EU Political Donations and Expenditure
14
Page 157 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barratt Developments plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Deferred Bonus Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Computershare Limited
Meeting Date: 11/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Chris Morris as Director For For
ForForElect Penny Maclagan as Director 3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of 130,522 Performance Rights to Stuart Irving, Chief Executive Officer of the Company
5
Flight Centre Travel Group Ltd
Meeting Date: 11/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Robert Baker as Director For For
ForForApprove the Remuneration Report 2
Page 158 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Flight Centre Travel Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Robert Baker as Director 1
ForApprove the Remuneration Report 2
Fortescue Metals Group Ltd.
Meeting Date: 11/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect Cao Huiquan as Director 2
ForForElect Jean Baderschneider as Director 3
ForForApprove the Fortescue Metals Group Ltd Performance Rights Plan
4
ForForApprove the Grant of Up to 8.57 Million Performance Rights to Neville Power and 3.15 Million Performance Rights to Peter Meurs
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Remuneration Report 1
ForElect Cao Huiquan as Director 2
ForElect Jean Baderschneider as Director 3
ForApprove the Fortescue Metals Group Ltd Performance Rights Plan
4
ForApprove the Grant of Up to 8.57 Million Performance Rights to Neville Power and 3.15 Million Performance Rights to Peter Meurs
5
Page 159 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hays plc
Meeting Date: 11/11/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alan Thomson as Director 4
ForForRe-elect Alistair Cox as Director 5
ForForRe-elect Paul Venables as Director 6
ForForRe-elect Paul Harrison as Director 7
ForForRe-elect Victoria Jarman as Director 8
ForForRe-elect Torsten Kreindl as Director 9
ForForRe-elect Pippa Wicks as Director 10
ForForElect Peter Williams as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Jumbo SA
Meeting Date: 11/11/2015 Country: Greece
Meeting Type: Annual
Page 160 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jumbo SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting Agenda
ForForApprove Special Dividend 1
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income 3a
ForForApprove Remuneration of Certain Board Members
3b
ForForRatify Director Appointment 4
ForForApprove Discharge of Board and Auditors 5
AgainstForApprove Auditors and Fix Their Remuneration 6
ForForApprove Director Remuneration 7
AgainstForElect Directors 8
AgainstForElect Members of Audit Committee 9
ForForAmend Corporate Purpose 10
Meredith Corporation
Meeting Date: 11/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frederick B. Henry For For
ForForElect Director Donald C. Berg 1.2
ForForElect Director Joel W. Johnson 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Page 161 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Net 1 UEPS Technologies, Inc.
Meeting Date: 11/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Serge C. P. Belamant For For
ForForElect Director Herman G. Kotze 1.2
ForForElect Director Christopher S. Seabrooke 1.3
ForForElect Director Alasdair J. K. Pein 1.4
ForForElect Director Paul Edwards 1.5
ForForRatify Deloitte & Touche (South Africa) as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Northam Platinum Ltd
Meeting Date: 11/11/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForElect Brian Mosehla as Director 2.1
ForForRe-elect Michael Beckett as Director 2.2
ForForRe-elect Emily Kgosi as Director 2.3
AgainstForReappoint Ernst & Young Inc as Auditors of the Company with Mike Herbst as the Designated Registered Auditor
3
ForForRe-elect Michael Beckett as Member of Audit and Risk Committee
4.1
ForForRe-elect Ralph Havenstein as Member of Audit and Risk Committee
4.2
Page 162 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Northam Platinum Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Emily Kgosi as Member of Audit and Risk Committee
4.3
ForForRe-elect Alwyn Martin as Member of Audit and Risk Committee
4.4
ForForApprove Remuneration Policy 5
ForForApprove Non-executive Directors' Remuneration Paid for the Year Ended 30 June 2015
6
Special Resolutions
ForForApprove Non-executive Directors' Remuneration for the Year Ending 30 June 2016
1
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
Primary Health Properties plc
Meeting Date: 11/11/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Sub-Division For For
Resilient Property Income Fund Ltd
Meeting Date: 11/11/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Andries de Lange as Director 1.1
ForForRe-elect Spiro Noussis as Director 1.2
ForForRe-elect Umsha Reddy as Director 1.3
Page 163 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Resilient Property Income Fund Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Marthin Greyling as Director 2.1
ForForRe-elect Mfundiso Njeke as Director 2.2
ForForRe-elect Barry van Wyk as Director 2.3
ForForRe-elect Marthin Greyling as Member of Audit Committee
3.1
ForForRe-elect Bryan Hopkins as Member of Audit Committee
3.2
ForForRe-elect Barry van Wyk as Member of Audit Committee
3.3
ForForReappoint Deloitte & Touche as Auditors of the Company with B Greyling as the Designated Audit Partner
4
ForForAuthorise Board to Fix Remuneration of the Auditors
5
AgainstForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForAuthorise Board to Issue Shares for Cash for Black Economic Empowerment Purposes
8
ForForApprove Remuneration Policy 9
Special Resolutions
ForForApprove Change of Company Name to Resilient REIT Limited
1
ForForApprove Financial Assistance to Related or Inter-related Companies
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
ForForApprove Financial Assistance for the Purposes of Effecting Black Economic Empowerment
4
ForForApprove Non-executive Directors' Fees 5
Continuation of Ordinary Resolutions
ForForAuthorise Ratification of Special Resolutions 1 to 5
10
Sino Biopharmaceutical Ltd.
Meeting Date: 11/11/2015 Country: Cayman Islands
Meeting Type: Special
Page 164 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sino Biopharmaceutical Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bonus Issue For For
ForForApprove Increase in Authorized Share Capital 2
Aurizon Holdings Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Cooper as Director For For
ForForElect Karen Field as Director 2b
ForForElect Sam Lewis as Director 2c
ForForElect Tim Poole as Director 2d
ForForApprove the Grant of Up to 374,280 Performance Rights to Lance Hockridge, Managing Director and CEO of the Company
3
ForForApprove the Remuneration Report 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect John Cooper as Director 2a
ForElect Karen Field as Director 2b
ForElect Sam Lewis as Director 2c
ForElect Tim Poole as Director 2d
ForApprove the Grant of Up to 374,280 Performance Rights to Lance Hockridge, Managing Director and CEO of the Company
3
ForApprove the Remuneration Report 4
Page 165 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Avnet, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Rodney C. Adkins For For
ForForElect Director William J. Amelio 1b
ForForElect Director J. Veronica Biggins 1c
ForForElect Director Michael A. Bradley 1d
ForForElect Director R. Kerry Clark 1e
ForForElect Director Richard P. Hamada 1f
ForForElect Director James A. Lawrence 1g
ForForElect Director Avid Modjtabai 1h
ForForElect Director Ray M. Robinson 1i
ForForElect Director William H. Schumann, III 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Brambles Ltd
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Scott Redvers Perkins as Director 3
ForForElect Sarah Carolyn Hailes Kay as Director 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Remuneration Report 2
Page 166 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brambles Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Scott Redvers Perkins as Director 3
ForElect Sarah Carolyn Hailes Kay as Director 4
Broadridge Financial Solutions, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Richard J. Daly 1b
ForForElect Director Robert N. Duelks 1c
ForForElect Director Richard J. Haviland 1d
ForForElect Director Brett A. Keller 1e
ForForElect Director Stuart R. Levine 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Cracker Barrel Old Country Store, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Bradford For For
ForForElect Director Thomas H. Barr 1.2
ForForElect Director Sandra B. Cochran 1.3
Page 167 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cracker Barrel Old Country Store, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Glenn A. Davenport 1.4
ForForElect Director Richard J. Dobkin 1.5
ForForElect Director Norman E. Johnson 1.6
ForForElect Director William W. McCarten 1.7
ForForElect Director Coleman H. Peterson 1.8
ForForElect Director Andrea M. Weiss 1.9
AgainstFor Approve Shareholder Rights Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForRatify Deloitte & Touche LLP as Auditors 5
Finsbury Growth & Income Trust plc
Meeting Date: 11/12/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity with Pre-emptive Rights
For For
ForForAuthorise Issue of Equity without Pre-emptive Rights
2
Hansard Global plc
Meeting Date: 11/12/2015 Country: Isle of Man
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForAccept Financial Statements and Statutory Reports
1
Page 168 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hansard Global plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Dr Leonard Polonsky as Director 4
ForForRe-elect Maurice Dyson as Director 5
ForForRe-elect Philip Gregory as Director 6
ForForRe-elect Gordon Marr as Director 7
ForForRe-elect Andy Frepp as Director 8
ForForRe-elect Marc Polonsky as Alternate Director 9
ForForReappoint PricewaterhouseCoopers LLC as Auditors and Authorise Their Remuneration
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAdopt New Articles of Association 13
J D Wetherspoon plc
Meeting Date: 11/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Tim Martin as Director 4
ForForRe-elect John Hutson as Director 5
ForForRe-elect Su Cacioppo as Director 6
ForForRe-elect Debra van Gene as Director 7
AbstainForRe-elect Elizabeth McMeikan as Director 8
AbstainForRe-elect Sir Richard Beckett as Director 9
ForForRe-elect Mark Reckitt as Director 10
Page 169 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J D Wetherspoon plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Ben Whitley as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
12
ForForApprove Deferred Bonus Scheme 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
AbstainForAdopt New Articles of Association 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Kier Group plc
Meeting Date: 11/12/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Justin Atkinson as Director 4
ForForElect Nigel Brook as Director 5
ForForElect Bev Dew as Director 6
ForForElect Nigel Turner as Director 7
ForForElect Claudio Veritiero as Director 8
ForForRe-elect Kirsty Bashforth as Director 9
ForForRe-elect Richard Bailey as Director 10
ForForRe-elect Amanda Mellor as Director 11
ForForRe-elect Haydn Mursell as Director 12
ForForRe-elect Phil White as Director 13
Page 170 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kier Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Nick Winser as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForApprove Sharesave Scheme 2016 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Matrix Service Company
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John R. Hewitt For For
ForForElect Director Michael J. Hall 1.2
ForForElect Director I. Edgar (Ed) Hendrix 1.3
ForForElect Director Paul K. Lackey 1.4
ForForElect Director Tom E. Maxwell 1.5
ForForElect Director Jim W. Mogg 1.6
ForForElect Director James H. Miller 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Maxim Integrated Products, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Page 171 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maxim Integrated Products, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director B. Kipling Hagopian For For
ForForElect Director Tunc Doluca 1.2
ForForElect Director James R. Bergman 1.3
ForForElect Director Joseph R. Bronson 1.4
ForForElect Director Robert E. Grady 1.5
ForForElect Director William D. Watkins 1.6
ForForElect Director A. R. Frank Wazzan 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForEliminate Cumulative Voting 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mirvac Group Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect John Peters as Director For For
ForForElect Christine Bartlett as Director 2.2
ForForElect Samantha Mostyn as Director 2.3
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company
4
Page 172 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mirvac Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect John Peters as Director 2.1
ForElect Christine Bartlett as Director 2.2
ForElect Samantha Mostyn as Director 2.3
ForApprove the Remuneration Report 3
ForApprove the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company
4
Picton Property Income Ltd.
Meeting Date: 11/12/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForRatify KPMG Channel Islands Limited as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForElect Michael Morris as a Director 4
ForForReelect Robert Sinclair as a Director 5
ForForReelect Nicholas Thompson as a Director 6
ForForApprove Remuneration Report 7
Special Business -- Ordinary Resolution
ForForApprove Share Repurchase Program 8
Special Business -- Extraordinary Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Page 173 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ramsay Health Care Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
AgainstForElect Michael Stanley Siddle as Director 3.1
AgainstForElect Peter John Evans as Director 3.2
ForForElect Patricia Elizabeth Akopiantz as Director 3.3
ForForElect Margaret Leone Seale as Director 3.4
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
AgainstForApprove the Non-Executive Director Share Rights Plan
5
ForForApprove the Grant of Up to 191,060 Performance Rights to Christopher Paul Rex, Managing Director of the Company
6.1
ForForApprove the Grant of Up to 82,503 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company
6.2
REA Group Limited
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
AgainstForElect Kathleen Conlon as Director 3a
ForForElect Hamish McLennan as Director 3b
Regis Resources Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Page 174 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Regis Resources Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Report For For
ForForElect Ross Kestel as Director 2
ForForApprove the Grant of Up to 1.50 Million Options to Mark Clark, Managing Director of the Company
3
Seven West Media Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Kerry Stokes as Director For For
ForForElect David Evans as Director 3
ForForElect Sheila McGregor as Director 4
ForForElect Jeffrey Kennett as Director 5
ForForElect Michael Malone as Director 6
ForForApprove the Remuneration Report 7
ForForApprove the Grant of Up to 2.03 Million Performance Rights to Tim Worner, Managing Director and Chief Executive Officer of the Company
8
Sims Metal Management Limited
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect James T. Thompson as Director For For
ForForElect Geoffrey N. Brunsdon as Director 2
Page 175 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sims Metal Management Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Remuneration Report 4
ForForApprove the Issuance of 554,090 Performance Rights and 343,650 Options to Galdino Claro, Chief Executive Officer and Managing Director of the Company
5
Sun Hung Kai Properties Ltd.
Meeting Date: 11/12/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Kwok Kai-fai, Adam as Director 3.1a
ForForElect Lui Ting, Victor as Director 3.1b
ForForElect Li Ka-cheung, Eric as Director 3.1c
ForForElect Leung Ko May-yee, Margaret as Director 3.1d
AgainstForElect Po-shing Woo as Director 3.1e
ForForElect Kwong Chun as Director 3.1f
ForForAuthorize Board to Fix Remuneration of Directors
3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
ForForAdopt New Articles of Association 8
Page 176 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Hung Kai Properties Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Final Dividend 2
ForElect Kwok Kai-fai, Adam as Director 3.1a
ForElect Lui Ting, Victor as Director 3.1b
ForElect Li Ka-cheung, Eric as Director 3.1c
ForElect Leung Ko May-yee, Margaret as Director 3.1d
ForElect Po-shing Woo as Director 3.1e
ForElect Kwong Chun as Director 3.1f
ForAuthorize Board to Fix Remuneration of Directors
3.2
ForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForAuthorize Repurchase of Issued Share Capital 5
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForAuthorize Reissuance of Repurchased Shares 7
ForAdopt New Articles of Association 8
Target Healthcare Reit Limited
Meeting Date: 11/12/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReelect June Andrews as a Director 3
ForForReelect Gordon Coull as a Director 4
ForForReelect Thomas Hutchison III as a Director 5
Page 177 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Target Healthcare Reit Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForReelect Hilary Jones as a Director 6
ForForReelect Malcolm Naish as a Director 7
AbstainForReelect Graeme Ross as a Director 8
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForApprove Share Repurchase Program 11
ForForAuthorize Reissuance of Repurchased Shares 12
The Estee Lauder Companies Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rose Marie Bravo For For
ForForElect Director Paul J. Fribourg 1.2
ForForElect Director Mellody Hobson 1.3
ForForElect Director Irvine O. Hockaday, Jr. 1.4
ForForElect Director Barry S. Sternlicht 1.5
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForAmend Non-Employee Director Omnibus Stock Plan
5
Toyo Tire & Rubber Co. Ltd.
Meeting Date: 11/12/2015 Country: Japan
Meeting Type: Special
Page 178 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toyo Tire & Rubber Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Komaguchi, Katsumi For For
ForForElect Director Shimizu, Takashi 1.2
ForForElect Director Ono, Koichi 1.3
ForForElect Director Ishino, Masaji 1.4
ForForElect Director Tatara, Tetsuo 1.5
ForForElect Director Morita, Ken 1.6
ForForAppoint Alternate Statutory Auditor Hayashi, Koji
2
Treasury Wine Estates Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Ed Chan as Director For For
ForForElect Michael Cheek as Director 2b
ForForElect Garry Hounsell as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Treasury Wine Estates Share Cellar Plan
4
ForForApprove the Grant of 639,506 Performance Rights to Michael Clarke, Chief Executive Officer of the Company
5
Twenty-First Century Fox, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Page 179 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Twenty-First Century Fox, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch For For
ForForElect Director Lachlan K. Murdoch 1b
ForForElect Director Delphine Arnault 1c
ForForElect Director James W. Breyer 1d
ForForElect Director Chase Carey 1e
ForForElect Director David F. DeVoe 1f
ForForElect Director Viet Dinh 1g
ForForElect Director Roderick I. Eddington 1h
ForForElect Director James R. Murdoch 1i
ForForElect Director Jacques Nasser 1j
ForForElect Director Robert S. Silberman 1k
ForForElect Director Tidjane Thiam 1l
ForForElect Director Jeffrey W. Ubben 1m
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NonePlease vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
4
Wesfarmers Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paul Moss Bassat as Director For For
ForForElect James Philip Graham as Director 2b
ForForElect Diane Lee Smith-Gander as Director 2c
ForForElect Michael Alfred Chaney as Director 2d
Page 180 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wesfarmers Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Up to 87,220 Performance Rights to Richard Goyder, Group Managing Director of the Company
5
ForForApprove the Grant of Up to 69,657 Performance Rights to Terry Bowen, Finance Director of the Company
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Paul Moss Bassat as Director 2a
ForElect James Philip Graham as Director 2b
ForElect Diane Lee Smith-Gander as Director 2c
ForElect Michael Alfred Chaney as Director 2d
ForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForApprove the Remuneration Report 4
ForApprove the Grant of Up to 87,220 Performance Rights to Richard Goyder, Group Managing Director of the Company
5
ForApprove the Grant of Up to 69,657 Performance Rights to Terry Bowen, Finance Director of the Company
6
X5 Retail Group NV
Meeting Date: 11/12/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Open Meeting 1
Do Not Vote
ForElect Stephan DuCharme to Supervisory Board
2a
Page 181 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
X5 Retail Group NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Michael Kuchment to Supervisory Board 2b
Do Not Vote
ForElect Igor Shekhterman to Management Board 3
Do Not Vote
ForRatify Ernst & Young as Auditors 4
Other Business (Non-Voting) 5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Open Meeting 1
ForForElect Stephan DuCharme to Supervisory Board
2a
ForForElect Michael Kuchment to Supervisory Board 2b
ForForElect Igor Shekhterman to Management Board 3
ForForRatify Ernst & Young as Auditors 4
Other Business (Non-Voting) 5
Galliford Try plc
Meeting Date: 11/13/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Greg Fitzgerald as Director 4
ForForRe-elect Ken Gillespie as Director 5
ForForRe-elect Andrew Jenner as Director 6
ForForRe-elect Ishbel Macpherson as Director 7
Page 182 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Galliford Try plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Terry Miller as Director 8
ForForRe-elect Graham Prothero as Director 9
ForForElect Gavin Slark as Director 10
ForForElect Peter Truscott as Director 11
ForForElect Peter Ventress as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForApprove Savings Related Share Option Plan 17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Lend Lease Group
Meeting Date: 11/13/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Stephen Dobbs as Director For For
ForForElect David Crawford as Director 2b
ForForElect Jane Hemstritch as Director 2c
ForForElect Phillip Colebatch as Director 2d
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Securities and Deferred Securities to Stephen McCann, Managing Director and CEO of the Company
4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Page 183 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lend Lease Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Renewal of the Proportional Takeover Provisions
6
ForForApprove the Change of Entity Name 7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Stephen Dobbs as Director 2a
ForElect David Crawford as Director 2b
ForElect Jane Hemstritch as Director 2c
ForElect Phillip Colebatch as Director 2d
ForApprove the Remuneration Report 3
ForApprove the Grant of Performance Securities and Deferred Securities to Stephen McCann, Managing Director and CEO of the Company
4
NoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
ForApprove the Renewal of the Proportional Takeover Provisions
6
ForApprove the Change of Entity Name 7
Skycity Entertainment Group Ltd.
Meeting Date: 11/13/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Richard Tsiang as Director For For
ForForElect Richard Didsbury as Director 2
ForForAuthorize Board to Fix Remuneration of the Auditors
3
Page 184 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SOHO China Ltd.
Meeting Date: 11/13/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend and Related Transactions
For For
ForForElect Sun Qiang Chang as Director and Authorize Board to Fix His Remuneration
2
ForForElect Xiong Ming Hua as Director and Authorize Board to Fix His Remuneration
3
Trinity Mirror plc
Meeting Date: 11/13/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Ordinary Shares in the Capital of Local World Holdings Limited Not Already Owned by the Company
For Abstain
Alpha Bank AE
Meeting Date: 11/14/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Reverse Stock Split followed by Capitalisation of Part of Special Reserve and Decrease in Issued Share Capital
1
ForForAuthorize Share Capital Increase without Preemptive Rights
2
ForForAuthorize Issuance of Bonds without Preemptive Rights
3
Page 185 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alpha Bank AE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Contingent Convertible Bond Loan without Preemptive Rights
4
Piramal Enterprises Limited
Meeting Date: 11/14/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForApprove Loans, Guarantees, and/or Investments in Other Bodies Corporate
1
ForForApprove Increase in Borrowing Powers 2
Piraeus Bank SA
Meeting Date: 11/15/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Reverse Stock Split 1
ForForApprove Reduction in Issued Share Capital 2
ForForAuthorize Share Capital Increase up to EUR 4.93 Billion without Preemptive Rights
3
ForForAuthorize Issuance of Contingent Convertible Securities without Preemptive Rights
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities up to EUR 1 billion with Preemptive Rights
5
Various Announcements 6
Page 186 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anhui Conch Cement Company Ltd
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Provision of Guarantee for the Company's Subsidiaries and Invested Company
1
EFG Hermes Holding SAE
Meeting Date: 11/16/2015 Country: Egypt
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction in Share Capital For Do Not Vote
Do Not Vote
ForAmend Bylaws to Reflect Changes in Capital 2
Eurobank Ergasias SA
Meeting Date: 11/16/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Reverse Stock Split Followed by a Reduction in Issued Share Capital; Amend Company Bylaws
1
ForForAuthorize Share Capital Increase and Issuance of Contingent Convertible Securities without Preemptive Rights
2
Page 187 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IPC Healthcare, Inc.
Meeting Date: 11/16/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Lancaster Colony Corporation
Meeting Date: 11/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James B. Bachmann For For
ForForElect Director Neeli Bendapudi 1.2
ForForElect Director William H. Carter 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
LW Bogdanka SA
Meeting Date: 11/16/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Page 188 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LW Bogdanka SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
Shareholder Proposals
AgainstNoneApprove Remuneration of Supervisory Board Members
5
AbstainNoneRecall Supervisory Board Member 6.1
AgainstNoneElect Supervisory Board Member 6.2
Management Proposals
AgainstForTransact Other Business 7
Close Meeting 8
PT Astra International Tbk
Meeting Date: 11/16/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Basis for Determining the Participants and the Scope of Participants of the Restricted A Share Incentive Scheme II
1.01
ForForApprove Source and Number of Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.02
Page 189 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Restricted A Shares Granted to Participants Under the Restricted AShare Incentive Scheme II
1.03
ForForApprove Validity Period, Date of Grant, Lock-up Period, Unlocking Date and the Relevant Lockup Provisions of the Restricted A Share Incentive Scheme II
1.04
ForForApprove Grant Price and Basis of Determination of the Restricted A Share Incentive Scheme II
1.05
ForForApprove Conditions of Granting and Unlocking the Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.06
ForForApprove Adjustment Method and Procedures of the Restricted A Share Incentive Scheme II
1.07
ForForApprove Accounting Treatment for Restricted A Shares of the Restricted A Share IncentiveScheme II
1.08
ForForApprove Procedures of Grant and Unlocking of Restricted A Shares Held by Participants Under the Restricted A Share Incentive Scheme II
1.09
ForForApprove Rights and Obligations of the Company and the Participants
1.10
ForForApprove Variation and Termination of the Restricted A Share Incentive Scheme II
1.1
ForForApprove Principles of Repurchasing and Cancelling the Restricted A Shares Under theRestricted A Share Incentive Scheme II
1.12
ForForApprove Administrative Measures for the Appraisal System of the Restricted A Share Incentive Scheme II (Revised) of Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
2
ForForApprove Proposed Grant and Mandate to the Board to Deal with Matters Pertaining to the Restricted A Share Incentive Scheme II
3
ForForApprove the New Guarantee Quota of the Company for 2015
4
ForForApprove the Provision of Loan Quota to Fosun Industrial (HK) Co., Ltd., a Wholly Owned Subsidiary of the Company
5
AbstainForApprove the Bank Credit Applications of the Company
6
ForForApprove the Proposal in Respect of the Compliance with the Conditions for Proposed Issuance of Corporate Bonds by Company
7
ForForApprove Size and Method of the Issuance in Relation to the Corporate Bonds by Company
8.01
Page 190 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Coupon Rate and its Determination Mechanism in Relation to the Corporate Bonds by Company
8.02
ForForApprove Maturity Period, Method of Principal Repayment and Interest Payment, and OtherSpecific Arrangements in Relation to the Corporate Bonds by Company
8.03
ForForApprove Use of proceeds in Relation to the Corporate Bonds by Company
8.04
ForForApprove Issuance Target and Placing Arrangement for Shareholders of the Company in Relation to the Corporate Bonds by Company
8.05
ForForApprove Guarantee Arrangement in Relation to the Corporate Bonds by Company
8.06
ForForApprove Provisions on Redemption and Repurchase in Relation to the Corporate Bonds by Company
8.07
ForForApprove Credit Standing of the Company and Safeguards for Debt Repayment in Relation to the Corporate Bonds by Company
8.08
ForForApprove Underwriting Method in Relation to the Corporate Bonds by Company
8.09
ForForApprove Listing Arrangement in Relation to the Corporate Bonds by Company
8.10
ForForApprove Validity of the Resolutions in Relation to the Corporate Bonds by Company
8.11
ForForAuthorize Board to Deal with Matters in Relation to the Registration and Issuance of Corporate Bonds
9
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Basis for Determining the Participants and the Scope of Participants of the Restricted A Share Incentive Scheme II
1.01
Page 191 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Source and Number of Restricted A Shares Under the Restricted A Share IncentiveScheme II
1.02
ForForApprove Allocation of Restricted A Shares Granted to Participants Under the Restricted AShare Incentive Scheme II
1.03
ForForApprove Validity Period, Date of Grant, Lock-up Period, Unlocking Date and the Relevant Lockup Provisions of the Restricted A Share Incentive Scheme II
1.04
ForForApprove Grant Price and Basis of Determination of the Restricted A Share Incentive Scheme II
1.05
ForForApprove Conditions of Granting and Unlocking the Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.06
ForForApprove Adjustment Method and Procedures of the Restricted A Share Incentive Scheme II
1.07
ForForApprove Accounting Treatment for Restricted A Shares of the Restricted A Share IncentiveScheme II
1.08
ForForApprove Procedures of Grant and Unlocking of Restricted A Shares Held by Participants Under the Restricted A Share Incentive Scheme II
1.09
ForForApprove Rights and Obligations of the Company and the Participants
1.10
ForForApprove Variation and Termination of the Restricted A Share Incentive Scheme II
1.11
ForForApprove Principles of Repurchasing and Cancelling the Restricted A Shares Under theRestricted A Share Incentive Scheme II
1.12
ForForApprove Administrative Measures for the Appraisal System of the Restricted A Share Incentive Scheme II (Revised) of Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
2
ForForApprove Proposed Grant and Mandate to the Board to Deal with Matters Pertaining to the Restricted A Share Incentive Scheme II
3
Charter Hall Retail REIT
Meeting Date: 11/17/2015 Country: Australia
Meeting Type: Annual
Page 192 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Charter Hall Retail REIT
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Alan Rattray-Wood as Director For Against
AbstainForApprove the Issuance of Units to Charter Hall Group
2
ForForRatify the Past Issuance of 12.44 Million Units to Institutional, Professional and Other Wholesale Investors
3
Commonwealth Bank Of Australia
Meeting Date: 11/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Turner as Director For For
ForForElect Harrison Young as Director 2b
ForForElect Wendy Stops as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Issuance of Securities to Ian Narev, Chief Executive Officer and Managing Director of the Company
4a
ForForApprove the Issuance of Reward Rights to Ian Narev, Chief Executive Officer and Managing Director of the Company
4b
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect David Turner as Director 2a
ForElect Harrison Young as Director 2b
ForElect Wendy Stops as Director 2c
ForApprove the Remuneration Report 3
Page 193 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commonwealth Bank Of Australia
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Issuance of Securities to Ian Narev, Chief Executive Officer and Managing Director of the Company
4a
ForApprove the Issuance of Reward Rights to Ian Narev, Chief Executive Officer and Managing Director of the Company
4b
NoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Fletcher Building Ltd.
Meeting Date: 11/17/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Steven Vamos as Director For For
ForForElect John Judge as Director 2
ForForElect Kathryn Spargo as Director 3
ForForAuthorize the Board to Fix Remuneration of the Auditors
4
AgainstForOther Business 5
Growthpoint Properties Ltd
Meeting Date: 11/17/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
For For
ForForRe-elect Mzolisi Diliza as Director 1.2.1
ForForRe-elect Peter Fechter as Director 1.2.2
ForForRe-elect John Hayward as Director 1.2.3
ForForRe-elect Herman Mashaba as Director 1.2.4
Page 194 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Growthpoint Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Lynette Finlay as Chairman of the Audit Committee
1.3.1
ForForRe-elect Peter Fechter as Member of the Audit Committee
1.3.2
ForForRe-elect John Hayward as Member of the Audit Committee
1.3.3
ForForReappoint KPMG Inc as Auditors of the Company
1.4
ForForApprove Remuneration Policy 1.5
ForForPlace Authorised but Unissued Shares under Control of Directors
1.6
ForForAuthorise Directors to Issue Shares to Afford Shareholders Distribution Re-investment Alternatives
1.7
ForForAuthorise Board to Issue Shares for Cash 1.8
ForForApprove Social, Ethics and Transformation Committee Report
1.9
ForForApprove Non-Executive Directors' Fees 2.1
ForForApprove Financial Assistance to Related or Inter-related Companies
2.2
AgainstForAuthorise Repurchase of Issued Share Capital 2.3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1.1
ForRe-elect Mzolisi Diliza as Director 1.2.1
ForRe-elect Peter Fechter as Director 1.2.2
ForRe-elect John Hayward as Director 1.2.3
ForRe-elect Herman Mashaba as Director 1.2.4
ForRe-elect Lynette Finlay as Chairman of the Audit Committee
1.3.1
ForRe-elect Peter Fechter as Member of the Audit Committee
1.3.2
ForRe-elect John Hayward as Member of the Audit Committee
1.3.3
ForReappoint KPMG Inc as Auditors of the Company
1.4
ForApprove Remuneration Policy 1.5
Page 195 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Growthpoint Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForPlace Authorised but Unissued Shares under Control of Directors
1.6
ForAuthorise Directors to Issue Shares to Afford Shareholders Distribution Re-investment Alternatives
1.7
ForAuthorise Board to Issue Shares for Cash 1.8
ForApprove Social, Ethics and Transformation Committee Report
1.9
ForApprove Non-Executive Directors' Fees 2.1
ForApprove Financial Assistance to Related or Inter-related Companies
2.2
ForAuthorise Repurchase of Issued Share Capital 2.3
JPMorgan Emerging Markets Investment Trust plc
Meeting Date: 11/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Sarah Arkle as Director 5
ForForRe-elect Anatole Kaletsky as Director 6
ForForRe-elect Nigel Kenny as Director 7
ForForElect Richard Laing as Director 8
ForForRe-elect Percy Mistry as Director 9
ForForElect Andrew Page as Director 10
ForForRe-elect Alan Saunders as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
Page 196 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Emerging Markets Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForApprove Increase in the Maximum Aggregate Fees Payable to Directors
16
National Bank of Greece SA
Meeting Date: 11/17/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Capitalisation of Reserves followed by a Reverse Stock Split and a Reduction in Issued Share Capital
1
ForForAuthorize Share Capital Increase up to EUR 4.62 Billion without Preemptive Rights
2
ForForAuthorize Issuance of a Convertible Bond Loan without Preemptive Rights
3
ForForAuthorize Share Capital Increase without Preemptive Rights
4
ForForAuthorize Issuance of Contingent Convertible Bond Loan without Preemptive Rights
5
NWS Holdings Limited
Meeting Date: 11/17/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Hui Hon Chung as Director 3.1a
Page 197 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NWS Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Cheung Chin Cheung as Director 3.1b
AgainstForElect William Junior Guilherme Doo as Director
3.1c
ForForElect Lee Yiu Kwong, Alan as Director 3.1d
ForForAuthorize Board to Fix Remuneration of Directors
3.2
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Smiths Group plc
Meeting Date: 11/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Bruno Angelici as Director 5
ForForRe-elect Sir George Buckley as Director 6
ForForRe-elect Tanya Fratto as Director 7
ForForRe-elect Anne Quinn as Director 8
ForForRe-elect Bill Seeger as Director 9
ForForRe-elect Sir Kevin Tebbit as Director 10
ForForElect Chris O'Shea as Director 11
ForForElect Andrew Reynolds Smith as Director 12
Page 198 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Smiths Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise EU Political Donations and Expenditure
19
ForForApprove Sharesave Scheme 20
ForForApprove Long Term Incentive Plan 21
Solvay SA
Meeting Date: 11/17/2015 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Receive Special Board Report Re: Belgian Company Law Art. 604
I
ForForIncrease Capital up to EUR 1.5 Billion in Connection with Acquisition of Cytec Industries Inc.
II
ForForAuthorize Implementation of Approved Resolutions, Coordination of Articles of Association and Filing of Required Documents/Formalities at Trade Registry
III
Viavi Solutions Inc.
Meeting Date: 11/17/2015 Country: USA
Meeting Type: Annual
Page 199 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Viavi Solutions Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard E. Belluzzo For For
ForForElect Director Keith Barnes 1.2
ForForElect Director Tor Braham 1.3
ForForElect Director Timothy Campos 1.4
ForForElect Director Donald Colvin 1.5
ForForElect Director Masood A. Jabbar 1.6
ForForElect Director Pamela Strayer 1.7
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vital Therapies, Inc.
Meeting Date: 11/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terence E. Winters For For
ForForElect Director Philip M. Croxford 1.2
ForForElect Director Randolph C. Steer 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Campbell Soup Company
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Page 200 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Campbell Soup Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bennett Dorrance For For
ForForElect Director Randall W. Larrimore 1.2
ForForElect Director Marc B. Lautenbach 1.3
ForForElect Director Mary Alice Dorrance Malone 1.4
ForForElect Director Sara Mathew 1.5
ForForElect Director Denise M. Morrison 1.6
ForForElect Director Charles R. Perrin 1.7
ForForElect Director A. Barry Rand 1.8
ForForElect Director Nick Shreiber 1.9
ForForElect Director Tracey T. Travis 1.10
ForForElect Director Archbold D. van Beuren 1.11
ForForElect Director Les C. Vinney 1.12
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
DUET Group
Meeting Date: 11/18/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Resolutions for the Shareholders of DUET Investment Holdings Limited (DIHL)
ForForApprove the Remuneration Report 1
AgainstForElect Ron Finlay as Director 2
AgainstForElect Emma Stein as Director 3
ForForElect Simon Perrott as Director 4
Page 201 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DUET Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
5
ForForApprove the Renewal of Proportional Takeover Provision
6
Resolutions for the Shareholders of DUET Company Limited (DUECo)
ForForApprove the Remuneration Report 1
AgainstForElect Ron Finlay as Director 2
AgainstForElect Emma Stein as Director 3
ForForElect Simon Perrott as Director 4
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
5
ForForApprove the Renewal of Proportional Takeover Provision
6
Resolutions for the Unitholders of DUET Finance Trust (DFT)
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
1
ForForApprove the Renewal of Proportional Takeover Provision
2
Resolutions for the Shareholders of DUET Finance Limited (DFL)
ForForApprove the Remuneration Report 1
AgainstForElect Eric Goodwin as Director 2
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
3
ForForApprove the Renewal of Proportional Takeover Provision
4
Global Payments Inc.
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Page 202 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Global Payments Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William I Jacobs For For
ForForElect Director Alan M. Silberstein 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Henderson EuroTrust plc
Meeting Date: 11/18/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect John Cornish as Director 4
ForForReappoint PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
10
Jupiter US Smaller Companies plc
Meeting Date: 11/18/2015 Country: United Kingdom
Meeting Type: Annual
Page 203 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jupiter US Smaller Companies plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Gordon Grender as Director 3
ForForRe-elect Norman Bachop as Director 4
ForForRe-elect Peter Barton as Director 5
ForForRe-elect Clive Parritt as Director 6
ForForElect Lisa Booth as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
ForForAdopt New Articles of Association 14
New World China Land Ltd.
Meeting Date: 11/18/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Chi-kong, Adrian as Director 3a
ForForElect Fong Shing-kwong, Michael as Director 3b
ForForElect Cheng Wai-chee, Christopher as Director 3c
Page 204 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New World China Land Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Directors
3d
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
New World Development Co. Ltd.
Meeting Date: 11/18/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Kar-Shun, Henry as Director 3a
ForForElect Chen Guanzhan as Director 3b
ForForElect Cheng Chi-Man, Sonia as Director 3c
AgainstForElect Yeung Ping-Leung, Howard as Director 3d
AgainstForElect Cha Mou-Sing, Payson as Director 3e
AgainstForAuthorize Board to Fix Remuneration of Directors
3f
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Grant of Options Under the Share Option Scheme
7
ForForAdopt New Articles of Association 8
Page 205 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New World Development Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Final Dividend 2
ForElect Cheng Kar-Shun, Henry as Director 3a
ForElect Chen Guanzhan as Director 3b
ForElect Cheng Chi-Man, Sonia as Director 3c
ForElect Yeung Ping-Leung, Howard as Director 3d
ForElect Cha Mou-Sing, Payson as Director 3e
ForAuthorize Board to Fix Remuneration of Directors
3f
ForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForAuthorize Repurchase of Issued Share Capital 5
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForApprove Grant of Options Under the Share Option Scheme
7
ForAdopt New Articles of Association 8
Oracle Corporation
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director H. Raymond Bingham 1.2
ForForElect Director Michael J. Boskin 1.3
ForForElect Director Safra A. Catz 1.4
ForForElect Director Bruce R. Chizen 1.5
ForForElect Director George H. Conrades 1.6
Page 206 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Lawrence J. Ellison 1.7
ForForElect Director Hector Garcia-Molina 1.8
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Mark V. Hurd 1.10
ForForElect Director Leon E. Panetta 1.11
ForForElect Director Naomi O. Seligman 1.12
AgainstForAmend Executive Incentive Bonus Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
AgainstAgainstAdopt Quantitative Renewable Energy Goals 5
ForAgainstProxy Access 6
ForAgainstApprove Quantifiable Performance Metrics 7
ForAgainstAmend Corporate Governance Guidelines 8
ForAgainstProxy Voting Disclosure, Confidentiality, and Tabulation
9
ForAgainstReport on Lobbying Payments and Policy 10
Shopping Centres Australasia Property Group
Meeting Date: 11/18/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect Ian Pollard as Director 2
ForForElect Kirstin Ferguson as Director 3
ForForElect Mark Fleming as Director 4
ForForRatify the Past Issuance of 39.60 Million Stapled Units
5
ForForApprove the Grant of Up to 76,187 STI Rights to Anthony Mellowes, Chief Executive Officer of the Company
6
Page 207 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shopping Centres Australasia Property Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of Up to 43,118 STI Rights to Mark Fleming, Chief Financial Officer of the Company
7
ForForApprove the Grant of Up to 334,770 LTI Rights to Anthony Mellowes, Executive Officer of the Company
8
ForForApprove the Grant of Up to 153,038 LTI Rights to Mark Fleming, Chief Financial Officer of the Company
9
South32 Limited
Meeting Date: 11/18/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Xolani Mkhwanazi as Director For For
AgainstForElect David Crawford as Director 3
ForForAppoint KPMG as Auditor of the Company 4
ForForApprove the Remuneration Report 5
ForForApprove the Grant of Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company
6
ForForApprove the Giving of Benefits to a Person Ceasing to Hold a Managerial or Executive Office in the Company
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Xolani Mkhwanazi as Director 2
ForElect David Crawford as Director 3
ForAppoint KPMG as Auditor of the Company 4
ForApprove the Remuneration Report 5
ForApprove the Grant of Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company
6
Page 208 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
South32 Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Giving of Benefits to a Person Ceasing to Hold a Managerial or Executive Office in the Company
7
Sysco Corporation
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John M. Cassaday For For
ForForElect Director Judith B. Craven 1b
ForForElect Director William J. DeLaney 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Jonathan Golden 1f
ForForElect Director Joseph A. Hafner, Jr. 1g
ForForElect Director Hans-Joachim Koerber 1h
ForForElect Director Nancy S. Newcomb 1i
ForForElect Director Nelson Peltz 1j
ForForElect Director Richard G. Tilghman 1k
ForForElect Director Jackie M. Ward 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
The Clorox Company
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Page 209 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Clorox Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard H. Carmona For For
ForForElect Director Benno Dorer 1.2
ForForElect Director Spencer C. Fleischer 1.3
ForForElect Director George J. Harad 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director Robert W. Matschullat 1.6
ForForElect Director Jeffrey Noddle 1.7
ForForElect Director Rogelio Rebolledo 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Carolyn M. Ticknor 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAmend Executive Incentive Bonus Plan 4
Town Centre Securities plc
Meeting Date: 11/18/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Ben Ziff as Director 4
AbstainForElect Ian Marcus as Director 5
ForForElect Paul Huberman as Director 6
AgainstForRe-elect John Nettleton as Director 7
Page 210 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Town Centre Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForRe-elect Michael Ziff as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Weichai Power Co., Ltd.
Meeting Date: 11/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Supplemental Agreement to the Fast Transmission Sale Agreement and the Relevant New Caps
1
ForForApprove Supplemental Agreement to the Fast Transmission Purchase Agreement and the Relevant New Caps
2
AGL Resources Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
Page 211 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AGL Resources Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 3
BHP Billiton Limited
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint KPMG LLP as Auditors of the Company
2
ForForAuthorize Board to Fix Remuneration of the Auditors
3
ForForApprove the Authority to Issue Shares in BHP Billiton Plc
4
ForForApprove the Authority to Issue Shares in BHP Billiton Plc for Cash
5
ForForApprove the Repurchase of 211.21 Million Shares in BHP Billiton Plc
6
ForForApprove the Directors' Annual Report on Remuneration
7
ForForApprove the Remuneration Report 8
ForForApprove the Grant of Awards to Andrew Mackenzie, Executive Director of the Company
9
ForForApprove the Amendments to the BHP Billiton Limited Constitution for the DLC Dividend Share
10
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for the DLC Dividend Share
11
ForForApprove the Amendments to the DLC Structure Sharing Agreement Dividend for the DLC Dividend Share
12
ForForApprove the Amendments to the BHP Billiton Limited Constitution for Simultaneous General Meetings
13
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for Simultaneous General Meetings
14
Page 212 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Anita Frew as Director 15
ForForElect Malcolm Brinded as Director 16
ForForElect Malcolm Broomhead as Director 17
ForForElect Pat Davies as Director 18
ForForElect Carolyn Hewson as Director 19
ForForElect Andrew Mackenzie as Director 20
ForForElect Lindsay Maxsted as Director 21
ForForElect Wayne Murdy as Director 22
ForForElect John Schubert as Director 23
ForForElect Shriti Vadera as Director 24
ForForElect Jac Nasser as Director 25
Bluescope Steel Ltd.
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Daniel Grollo as Director 3a
ForForElect Ken Dean as Director 3b
ForForApprove the Grant of Share Rights Under the Short Term Incentive Plan to Paul O'Malley, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Share Rights Under the Long Term Incentive Plan to Paul O'Malley, Managing Director and Chief Executive Officer of the Company
5
ForForApprove the Potential Termination Benefits 6
Page 213 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CACI International Inc
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kenneth Asbury For For
ForForElect Director Michael A. Daniels 1.2
ForForElect Director James S. Gilmore, III 1.3
ForForElect Director William L. Jews 1.4
ForForElect Director Gregory G. Johnson 1.5
ForForElect Director J. Phillip London 1.6
ForForElect Director James L. Pavitt 1.7
ForForElect Director Warren R. Phillips 1.8
ForForElect Director Charles P. Revoile 1.9
ForForElect Director William S. Wallace 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
China Everbright Bank Co., Ltd.
Meeting Date: 11/19/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
SPECIAL RESOLUTIONS
AgainstForApprove Type and Par Value of Shares to be Issued in Respect of the Plan of Non-Public Issuance of H Shares
1.1
AgainstForApprove Method of Issuance in Respect of the Plan of Non-Public Issuance of H Shares
1.2
AgainstForApprove Target of Issuance in Respect of the Plan of Non-Public Issuance of H Shares
1.3
Page 214 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Number of Shares to be Issued in Respect of the Plan of Non-Public Issuance of H Shares
1.4
AgainstForApprove Method of Subscription in Respect of the Plan of Non-Public Issuance of H Shares
1.5
AgainstForApprove Benchmark Date for Pricing in Respect of the Plan of Non-Public Issuance of H Shares
1.6
AgainstForApprove Issuance Price in Respect of the Plan of Non-Public Issuance of H Shares
1.7
AgainstForApprove Lock-up Period in Respect of the Plan of Non-Public Issuance of H Shares
1.8
AgainstForApprove Venue of Listing in Respect of the Plan of Non-Public Issuance of H Shares
1.9
AgainstForApprove Arrangements on Accumulative Profits in Respect of the Plan of Non-Public Issuance of H Shares
1.10
ForForApprove Use of Proceeds in Respect of the Plan of Non-Public Issuance of H Shares
1.11
AgainstForApprove Effective Period for the resolution in Respect of the Plan of Non-Public Issuance of H Shares
1.12
ForForAmend Articles of Association 2
ForForAuthorized Board to Deal with All Matters in Relation to the Non-Public Issuance of H Shares.
3
ORDINARY RESOLUTIONS
AgainstForApprove Subscription Agreement in Relation to Subscription by China Everbright Group Ltd. for Non-Public Issuance of H Shares of China Everbright Bank Company Ltd.
1
ForForApprove the Waiver Granted to China Everbright Group Limited from Making the GeneralAcquisition Offer
2
AgainstForApprove Connected Transaction in Relation to Non-Public Issuance of H Shares
3
ForForApprove Amendments to the Rules of Procedures for the General Meeting
4
ForForApprove Amendments to the Rules of Procedures for the Board of Directors
5
ForForApprove Amendments to Administration Measures for External Equity Investment by China Everbright Bank Company Ltd.
6
Page 215 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Ernst & Young Hua Ming LLP and Ernst & Young as Domestic and Overseas Auditors Respectively and Authorize Board to Fix Their Remuneration
7
Elect Tang Shuangning as Director 8.1
Elect Gao Yunlong as Director 8.2
Elect Liu Jun as Director 8.3
Elect Zhang Shude as Director 8.4
Elect Wu Gang as Director 8.5
Elect Liu Wanjiang as Director 8.6
Elect Li Huaqiang as Director 8.7
Elect Zhao Wei as Director 8.8
Elect Yang Jigui as Director 8.9
Elect Zhao Huan as Director 8.10
Elect Ma Teng as Director 8.11
Elect Li Jie as Director 8.12
Elect Qiao Zhimin as Director 8.13
Elect Xie Rong as Director 8.14
Elect Fok Oi Ling, Catherine as Director 8.15
Elect Xu Hongcai as Director 8.16
Elect Feng Lun as Director 8.17
Elect Wang Zhe as Director 8.18
Elect Li Xin as Supervisor 9.1
Elect Yin Lianchen as Supervisor 9.2
Elect Wu Junhao as Supervisor 9.3
Elect Yu Erniu as Supervisor 9.4
Elect Wu Gaolian as Supervisor 9.5
Elect Deng Ruilin as Supervisor 9.6
Elect Zhao Dongping as Supervisor 9.7
Page 216 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Everbright Bank Co., Ltd.
Meeting Date: 11/19/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Type and Par Value of Shares to be Issued in Respect of the Plan of Non-Public Issuance of H Shares
1.1
AgainstForApprove Method of Issuance in Respect of the Plan of Non-Public Issuance of H Shares
1.2
AgainstForApprove Target of Issuance in Respect of the Plan of Non-Public Issuance of H Shares
1.3
AgainstForApprove Number of Shares to be Issued in Respect of the Plan of Non-Public Issuance of H Shares
1.4
AgainstForApprove Method of Subscription in Respect of the Plan of Non-Public Issuance of H Shares
1.5
AgainstForApprove Benchmark Date for Pricing in Respect of the Plan of Non-Public Issuance of H Shares
1.6
AgainstForApprove Issuance Price in Respect of the Plan of Non-Public Issuance of H Shares
1.7
AgainstForApprove Lock-up Period in Respect of the Plan of Non-Public Issuance of H Shares
1.8
AgainstForApprove Venue of Listing in Respect of the Plan of Non-Public Issuance of H Shares
1.9
AgainstForApprove Arrangements on Accumulative Profits in Respect of the Plan of Non-Public Issuance of H Shares
1.10
ForForApprove Use of Proceeds in Respect of the Plan of Non-Public Issuance of H Shares
1.11
AgainstForApprove Effective Period for the resolution in Respect of the Plan of Non-Public Issuance of H Shares
1.12
ForForAmend Articles of Association 2
ForForAuthorized Board to Deal with All Matters in Relation to the Non-Public Issuance of H Shares.
3
Cisco Systems, Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Page 217 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cisco Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carol A. Bartz For For
ForForElect Director M. Michele Burns 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director John T. Chambers 1d
ForForElect Director Brian L. Halla 1e
ForForElect Director John L. Hennessy 1f
ForForElect Director Kristina M. Johnson 1g
ForForElect Director Roderick C. McGeary 1h
ForForElect Director Charles H. Robbins 1i
ForForElect Director Arun Sarin 1j
ForForElect Director Steven M. West 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstAgainstAdopt Holy Land Principles 4
ForAgainstAdopt Proxy Access Right 5
Close Brothers Group plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Strone Macpherson as Director 4
ForForRe-elect Preben Prebensen as Director 5
Page 218 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Close Brothers Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Stephen Hodges as Director 6
ForForRe-elect Jonathan Howell as Director 7
ForForRe-elect Elizabeth Lee as Director 8
ForForRe-elect Oliver Corbett as Director 9
ForForRe-elect Geoffrey Howe as Director 10
ForForRe-elect Lesley Jones as Director 11
ForForRe-elect Bridget Macaskill as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Credit Suisse Group AG
Meeting Date: 11/19/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve CHF 2.3 Million Share Capital Increase without Preemptive Rights for Private Placement
For For
ForForApprove Share Capital Increase of Up to CHF 10.4 Million with Preemptive Rights
2
AgainstNoneAdditional Voting Instructions - Shareholder Proposals (Voting)
3.1
AgainstNoneAdditional Voting Instructions - Board of Directors Proposals (Voting)
3.2
Page 219 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dialog Group Berhad
Meeting Date: 11/19/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForElect Ngau Boon Keat as Director 2
ForForElect Zainab Binti Mohd Salleh as Director 3
ForForElect Oh Chong Peng as Director 4
ForForApprove Remuneration of Directors 5
ForForApprove BDO as Auditors and Authorize Board to Fix Their Remuneration
6
ForForAuthorize Share Repurchase Program 7
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
8
Dialog Semiconductor plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity in Connection with the Acquisition
For Abstain
Genus plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 220 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Genus plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Bob Lawson as Director 4
ForForRe-elect Karim Bitar as Director 5
ForForRe-elect Stephen Wilson as Director 6
ForForRe-elect Nigel Turner as Director 7
ForForRe-elect Mike Buzzacott as Director 8
ForForRe-elect Duncan Maskell as Director 9
ForForRe-elect Lykele van der Broek as Director 10
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 11/19/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAmend Dividend Policy 1
ForForApprove Cash Dividends 2
ForForApprove Auditor's Report on Fiscal Situation of Company
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
Page 221 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Banorte S.A.B. de C.V.
Meeting Date: 11/19/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Bylaws 1
ForForApprove Modifications of Sole Responsibility Agreement
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Iron Mountain Incorporated
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
JPMorgan Global Emerging Markets Income Trust plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Andrew Hutton as Director 4
ForForRe-elect Sarah Fromson as Director 5
Page 222 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Global Emerging Markets Income Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Richard Robinson as Director 6
ForForElect Caroline Gulliver as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForApprove Continuation of Company as Investment Trust
12
Lonmin plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Reorganisation For Abstain
AbstainForAmend Articles of Association 2
AbstainForAuthorise Issue of Equity with Pre-emptive Rights in Connection with the Bapo BEE Placing
3
AbstainForAuthorise Issue of Equity in Connection with the Proposed Rights Issue
4
AbstainForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Proposed Rights Issue and the Bapo BEE Placing
5
New Hope Corporation Ltd.
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Page 223 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New Hope Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect Robert Dobson Millner as Director 2
ForForElect William Hamilton Grant as Director 3
ForForElect Shane Oscar Stephan as Director 4
ForForElect Todd James Barlow as Director 5
ForForApprove the Grant of 338,310 Performance Rights to Shane Oscar Stephan, Managing Director of the Company
6
PartnerRe Ltd.
Meeting Date: 11/19/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Bylaws For For
AbstainForApprove Merger Agreement 2
AgainstForAdvisory Vote on Golden Parachutes 3
ForForAdjourn Meeting 4
Precision Castparts Corp.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
Page 224 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ResMed Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Farrell For For
ForForElect Director Gary Pace 1b
ForForElect Director Ron Taylor 1c
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sonic Healthcare Limited
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kate Spargo as Director For For
ForForApprove the Remuneration Report 2
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Grant of Long Term Incentives to Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Long Term Incentives to Chris Wilks, Finance Director and Chief Financial Officer of the Company
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Kate Spargo as Director 1
ForApprove the Remuneration Report 2
ForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
Page 225 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sonic Healthcare Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove the Grant of Long Term Incentives to Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company
4
ForApprove the Grant of Long Term Incentives to Chris Wilks, Finance Director and Chief Financial Officer of the Company
5
The Hain Celestial Group, Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Irwin D. Simon For For
ForForElect Director Richard C. Berke 1.2
ForForElect Director Andrew R. Heyer 1.3
ForForElect Director Raymond W. Kelly 1.4
ForForElect Director Roger Meltzer 1.5
ForForElect Director Scott M. O'Neil 1.6
ForForElect Director Adrianne Shapira 1.7
ForForElect Director Lawrence S. Zilavy 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForAdopt Proxy Access Right 4
Doosan Infracore Co. Ltd.
Meeting Date: 11/20/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Choi Hyung-Hee as Inside Director For For
Page 226 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goldin Financial Holdings Ltd.
Meeting Date: 11/20/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Pan Sutong as Director 2.1a
ForForElect Zhou Dengchao as Director 2.1b
ForForElect Tang Yiu Wing as Director 2.1c
ForForAuthorize Board to Fix Remuneration of Directors
2.2
ForForApprove Ernst & Young, Certified Pubic Accountants as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForAuthorize Reissuance of Repurchased Shares 6
MMI Holdings Ltd
Meeting Date: 11/20/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Mary Vilakazi as Director 1
ForForRe-elect Frans Truter as Director 2.1
ForForRe-elect Ben van der Ross as Director 2.2
ForForRe-elect Khehla Shubane as Director 2.3
ForForRe-elect Leon Crouse as Director 2.4
ForForRe-elect Syd Muller as Director 2.5
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
3
Page 227 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMI Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Frans Truter as Member of the Audit Committee
4.1
ForForRe-elect Syd Muller as Member of the Audit Committee
4.2
ForForRe-elect Fatima Jakoet as Member of the Audit Committee
4.3
ForForRe-elect Louis von Zeuner as Member of the Audit Committee
4.4
ForForApprove Remuneration Policy 5
ForForAuthorise Ratification of Approved Resolutions
6
Special Resolutions
ForForApprove Fees of Chairperson of the Board 1.1
ForForApprove Fees of Deputy Chairperson of the Board
1.2
ForForApprove Fees of Board Member 1.3
ForForApprove Fees of Chairperson of Audit Committee
1.4
ForForApprove Fees of Member of Audit Committee 1.5
ForForApprove Fees of Chairperson of Actuarial Committee
1.6
ForForApprove Fees of Member of Actuarial Committee
1.7
ForForApprove Fees of Chairperson of Remuneration Committee
1.8
ForForApprove Fees of Member of Remuneration Committee
1.9
ForForApprove Fees of Chairperson of Risk, Capital and Compliance Committee
1.10
ForForApprove Fees of Member of Risk, Capital and Compliance Committee
1.11
ForForApprove Fees of Chairperson of Social, Ethics and Transformation Committee
1.12
ForForApprove Fees of Member of Social, Ethics and Transformation Committee
1.13
ForForApprove Fees of Chairperson of Nominations Committee
1.14
ForForApprove Fees of Member of Nominations Committee
1.15
ForForApprove Fees of Chairperson of Fair Practices Committee
1.16
Page 228 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMI Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of Member of Fair Practices Committee
1.17
ForForApprove Fees of Chairperson of Board for Segments and the Product House
1.18
ForForApprove Fees of Member of Board for Segments and the Product House
1.19
ForForApprove Fees of Ad Hoc Work (Hourly) 1.20
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
2
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
AgainstForAuthorise Repurchase of Issued Share Capital 4
Rand Merchant Insurance Holdings Limited
Meeting Date: 11/20/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Lauritz Dippenaar as Director 1.1
ForForRe-elect Jan Dreyer as Director 1.2
ForForRe-elect Jan Durand as Director 1.3
ForForRe-elect Paul Harris as Director 1.4
ForForRe-elect Obakeng Phetwe as Director 1.5
ForForApprove Remuneration Policy 2
ForForPlace Authorised but Unissued Shares under Control of Directors
3
ForForAuthorise Board to Issue Shares for Cash 4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
5
ForForRe-elect Sonja De Bruyn Sebotsa as Member of the Audit and Risk Committee
6.1
ForForRe-elect Jan Dreyer as Member of the Audit and Risk Committee
6.2
Page 229 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rand Merchant Insurance Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
6.3
Special Resolutions
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance to Directors, Prescribed Officers, Employee Share Scheme Beneficiaries and Related and Inter-related Companies
3
ForForApprove Change of Company Name to Rand Merchant Investment Holdings Limited
4
ForForApprove Increase in Authorised Shares by the Creation of Unlisted, Redeemable no Par Value Preference Shares
5
AgainstForAdopt New Memorandum of Incorporation 6
RMB Holdings Ltd
Meeting Date: 11/20/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Leon Crouse as Director 1.1
ForForRe-elect Laurie Dippenaar as Director 1.2
ForForRe-elect Jan Dreyer as Director 1.3
ForForRe-elect Paul Harris as Director 1.4
ForForRe-elect Albertina Kekana as Director 1.5
ForForApprove Remuneration Policy 2
ForForPlace Authorised but Unissued Shares under Control of Directors
3
ForForAuthorise Board to Issue Shares for Cash 4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
5
ForForRe-elect Jan Dreyer as Member of the Audit and Risk Committee
6.1
Page 230 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RMB Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sonja De Bruyn-Sebotsa as Member of the Audit and Risk Committee
6.2
ForForRe-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee
6.3
Special Resolutions
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance to Directors, Prescribed Officers, Employee Share Scheme Beneficiaries and Related or Inter-related Companies
3
ForForApprove Increase in Authorised Share Capital through the Creation of Preference Shares
4
AgainstForAdopt New Memorandum of Incorporation 5
The Warehouse Group Ltd.
Meeting Date: 11/20/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Antony (Tony) Balfour as Director For For
ForForElect James Ogden as Director 2
ForForAuthorize the Board to Fix Remuneration of the Auditors
3
Brightoil Petroleum (Hldg) Ltd
Meeting Date: 11/23/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 231 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brightoil Petroleum (Hldg) Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForElect Tan Yih Lin as Director 3a
ForForElect Wang Wei as Director 3b
ForForElect Chang Hsin Kang as Director 3c
ForForElect Kwong Chan Lam as Director 3d
ForForAuthorize Board to Fix Remuneration of Directors
3e
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
Healthscope Ltd.
Meeting Date: 11/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Paula Dwyer as Director For For
ForForElect Simon Moore as Director 2.2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Robert Cooke, Managing Director and Chief Executive Officer of the Company
4
ForForAppoint Deloitte Touche Tohmatsu as Auditor of the Company
5
Jollibee Foods Corporation
Meeting Date: 11/23/2015 Country: Philippines
Meeting Type: Special
Page 232 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jollibee Foods Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Ratify and Amend the Senior Management Stock Option and Incentive Plan
For For
JPMorgan Smaller Companies Investment Trust plc
Meeting Date: 11/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Frances Davies as Director 5
ForForRe-elect Ivo Coulson as Director 6
AbstainForRe-elect Richard Fitzalan Howard as Director 7
ForForRe-elect Michael Quicke as Director 8
ForForRe-elect Andrew Robson as Director 9
ForForElect Andrew Impey as Director 10
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
11
ForForApprove Increase in the Maximum Aggregate Directors' Fees
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares and Subscription Shares
15
Page 233 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Just Retirement Group plc
Meeting Date: 11/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tom Cross Brown as Director 5
ForForRe-elect Keith Nicholson as Director 6
ForForRe-elect Kate Avery as Director 7
ForForRe-elect Michael Deakin as Director 8
ForForElect Steve Melcher as Director 9
ForForRe-elect James Fraser as Director 10
ForForRe-elect Rodney Cook as Director 11
ForForRe-elect Simon Thomas as Director 12
ForForRe-elect Shayne Deighton as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Pandox
Meeting Date: 11/23/2015 Country: Sweden
Meeting Type: Special
Page 234 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pandox
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Do Not Vote
ForDetermine Number of Members (7) and Deputy Members (0) of Board
7
Do Not Vote
ForApprove Remuneration of Directors 8
Do Not Vote
ForElect Ann-Sofie Danielsson as Director 9
Close Meeting 10
Remgro Ltd
Meeting Date: 11/23/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Hein Doman as the Individual Registered Auditor
2
ForForRe-elect Wilhelm Buhrmann as Director 3
ForForRe-elect Gerrit Ferreira as Director 4
ForForRe-elect Frederick Robertson as Director 5
ForForRe-elect Johann Rupert as Director 6
Page 235 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remgro Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Herman Wessels as Director 7
ForForElect Sonja de Bruyn Sebotsa as Director 8
ForForRe-elect Peter Mageza as Member of the Audit and Risk Committee
9
ForForRe-elect Phillip Moleketi as Member of the Audit and Risk Committee
10
ForForRe-elect Frederick Robertson as Member of the Audit and Risk Committee
11
ForForElect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee
12
ForForRe-elect Herman Wessels as Member of the Audit and Risk Committee
13
Special Resolutions
ForForApprove Directors' Remuneration 1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance to Related and Inter-related Companies and Corporations
3
ForForApprove Financial Assistance for the Subscription and/or Purchase of Securities in the Company or in Related or Inter-related Companies
4
Sime Darby Berhad
Meeting Date: 11/23/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors 2
ForForElect Yusof Basiran as Director 3
ForForElect Zaiton Mohd Hassan as Director 4
ForForElect Lim Haw Kuang as Director 5
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
6
Page 236 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sime Darby Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForApprove Renewal of Existing Shareholders' Mandate and Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
8
ForForApprove Issuance of New Ordinary Shares Under the Dividend Reinvestment Plan
9
Steiner Leisure Limited
Meeting Date: 11/23/2015 Country: Bahamas
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Sun International Ltd
Meeting Date: 11/23/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Peter Bacon as Director 1.1
ForForRe-elect Lulu Gwagwa as Director 1.2
ForForRe-elect Louisa Mojela as Director 1.3
ForForElect Peter Bacon as Member of the Audit Committee
2.1
ForForRe-elect Zarina Bassa as Member of the Audit Committee
2.2
Page 237 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun International Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Leon Campher as Member of the Audit Committee
2.3
ForForRe-elect Graham Rosenthal as Member of the Audit Committee
2.4
ForForApprove Remuneration Policy 3
ForForReappoint PricewaterhouseCoopers Incorporated as Auditors of the Company
4
Special Resolutions
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
ForForAuthorise Repurchase of Issued Share Capital 3
Continuation of Ordinary Resolutions
ForForAuthorise Ratification of Approved Resolutions
5
The Bidvest Group Ltd
Meeting Date: 11/23/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForReappoint Deloitte & Touche as Auditors of the Company with Mark Holme as the Individual Registered Auditor
1
ForForElect Gillian McMahon as Director 2.1
ForForRe-elect Paul Baloyi as Director 2.2
ForForRe-elect Alfred da Costa as Director 2.3
ForForRe-elect Eric Diack as Director 2.4
ForForRe-elect Alex Maditsi as Director 2.5
ForForRe-elect Nigel Payne as Director 2.6
ForForRe-elect Lorato Phalatse as Director 2.7
ForForRe-elect Paul Baloyi as Member of the Audit Committee
3.1
Page 238 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bidvest Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Eric Diack as Member of the Audit Committee
3.2
ForForRe-elect Bongi Masinga as Member of the Audit Committee
3.3
ForForRe-elect Nigel Payne as Chairman of the Audit Committee
3.4
AgainstForAdopt Part 1 - Policy on Base Package and Benefits
4.1
AgainstForAdopt Part 1 - Policy on Short-term Incentives 4.2
AgainstForAdopt Part 1 - Policy on Long-term Incentives 4.3
ForForPlace Authorised but Unissued Shares under Control of Directors
5
ForForAuthorise Board to Issue Shares for Cash 6
ForForApprove Cash Distribution to Shareholders by Way of Reduction of Share Capital or Share Premium
7
ForForAuthorise Creation and Issue of Convertible Debentures or Other Convertible Instruments
8
ForForAuthorise Ratification of Approved Resolutions
9
Special Resolutions
AgainstForAuthorise Repurchase of Issued Share Capital 1
AgainstForApprove Remuneration of Non-Executive Directors
2
Cheung Kong Infrastructure Holdings Ltd
Meeting Date: 11/24/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Abstain
ForForApprove Increase in Authorized Share Capital of Company
2
ForForIncrease Maximum Number of Directors to 30 3
ForForApprove Change of Company Name and Adopt Company's Secondary Name
4
Page 239 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheung Kong Infrastructure Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Bye-laws 5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Scheme of Arrangement 1
ForApprove Increase in Authorized Share Capital of Company
2
ForIncrease Maximum Number of Directors to 30 3
ForApprove Change of Company Name and Adopt Company's Secondary Name
4
ForAmend Bye-laws 5
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 11/24/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove 2015 Appointment of Financial Auditor
1
ForForApprove 2015 Appointment of Internal Control Auditor
2
ForForApprove Global R & D Center Construction Project
3
Cytec Industries Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Special
Page 240 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cytec Industries Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Dunelm Group plc
Meeting Date: 11/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Will Adderley as Director 3
ForForRe-elect David Stead as Director 4
ForForElect John Browett as Director 5
ForForRe-elect Andy Harrison as Director 6
ForForRe-elect Andy Harrison as Director (Independent Shareholder Vote)
7
AbstainForRe-elect Marion Sears as Director 8
AbstainForRe-elect Marion Sears as Director (Independent Shareholder Vote)
9
ForForRe-elect Simon Emeny as Director 10
ForForRe-elect Simon Emeny as Director (Independent Shareholder Vote)
11
ForForRe-elect Liz Doherty as Director 12
ForForRe-elect Liz Doherty as Director (Independent Shareholder Vote)
13
ForForElect William Reeve as Director 14
ForForElect William Reeve as Director (Independent Shareholder Vote)
15
ForForElect Peter Ruis as Director 16
Page 241 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dunelm Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Peter Ruis as Director (Independent Shareholder Vote)
17
ForForApprove Remuneration Policy 18
ForForApprove Remuneration Report 19
ForForReappoint PricewaterhouseCoopers LLP as Auditors
20
ForForAuthorise Board to Fix Remuneration of Auditors
21
ForForAuthorise Issue of Equity with Pre-emptive Rights
22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
AbstainForApprove Waiver on Tender-Bid Requirement 25
ForForAmend 2014 Long Term Incentive Plan 26
ForForApprove Share Award Agreement Between the Company and Keith Down
27
ForForAdopt New Articles of Association 28
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
29
Dycom Industries, Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen C. Coley For For
ForForElect Director Patricia L. Higgins 1.2
ForForElect Director Steven E. Nielsen 1.3
ForForElect Director Laurie J. Thomsen 1.4
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 242 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ethan Allen Interiors Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Card)
Do Not Vote
ForElect Director M. Farooq Kathwari 1.1
Do Not Vote
ForElect Director James B. Carlson 1.2
Do Not Vote
ForElect Director Clinton A. Clark 1.3
Do Not Vote
ForElect Director John J. Dooner, Jr. 1.4
Do Not Vote
ForElect Director Domenick J. Esposito 1.5
Do Not Vote
ForElect Director James W. Schmotter 1.6
Do Not Vote
ForElect Director Tara I. Stacom 1.7
Do Not Vote
ForRatify KPMG LLP as Auditors 2
Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Do Not Vote
ForAmend Omnibus Stock Plan 4
Do Not Vote
ForApprove Incentive Performance Components of Employment Agreement with M. Farooq Kathwari
5
Do Not Vote
ForAmend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors
6
Dissident Proxy (Gold Card)
ForForElect Director Edward Glickman 1.1
ForForElect Director Kathy Herbert 1.2
ForForElect Director Richard Mansouri 1.3
ForForElect Director Annelise Osborne 1.4
ForForElect Director Ken Pilot 1.5
ForForElect Director Alexander Wolf 1.6
ForForRatify KPMG LLP as Auditors 2
Page 243 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ethan Allen Interiors Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAmend Omnibus Stock Plan 4
ForAgainstApprove Incentive Performance Components of Employment Agreement with M. Farooq Kathwari
5
ForForAmend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors
6
Harvey Norman Holdings Ltd.
Meeting Date: 11/24/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Financial Statements and Statutory Reports
For For
ForForApprove the Remuneration Report 2
ForForApprove the Declaration of Dividend 3
AgainstForElect Michael John Harvey as Director 4
AgainstForElect Christopher Herbert Brown as Director 5
ForForElect John Evyn Slack-Smith as Director 6
ForForApprove the Grant of 187,500 Performance Rights to Gerald Harvey, Director of the Company
7
ForForApprove the Grant of 337,500 Performance Rights to Kay Lesley Page, Director of the Company
8
ForForApprove the Grant of 225,000 Performance Rights to John Evyn Slack-Smith, Director of the Company
9
ForForApprove the Grant of 225,000 Performance Rights to David Matthew Ackery, Director of the Company
10
ForForApprove the Grant of 225,000 Performance Rights to Chris Mentis, Director of the Company
11
AgainstNoneApprove the Spill Resolution 12
Page 244 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ladbrokes plc
Meeting Date: 11/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger of Certain Businesses of Gala Coral Group Limited with the Company
For Abstain
AbstainForAuthorise Issue of Shares in Connection with the Merger and the Playtech Issue
2
AbstainForApprove Waiver on Tender-Bid Requirement 3
AbstainForApprove Waiver on Tender-Bid Requirement 4
Oritani Financial Corp.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael A. DeBernardi For For
ForForElect Director Robert S. Hekemian, Jr. 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Pantheon International Participations plc
Meeting Date: 11/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class Meeting of Ordinary Shareholders
ForForAmend Articles of Association 1
Page 245 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pantheon International Participations plc
Meeting Date: 11/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
Pantheon International Participations plc
Meeting Date: 11/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect David Melvin as Director 3
ForForRe-elect Tom Bartlam as Director 4
ForForRe-elect Ian Barby as Director 5
ForForRe-elect Susannah Nicklin as Director 6
ForForRe-elect Rhoddy Swire as Director 7
ForForReappoint Grant Thornton UK LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares and Redeemable Shares
12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
ForForApprove Change of Company Name to Pantheon International plc
14
Page 246 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Power Assets Holdings Ltd.
Meeting Date: 11/24/2015 Country: Hong Kong
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
COURT MEETING
AbstainForApprove Scheme of Arrangement 1
Power Assets Holdings Ltd.
Meeting Date: 11/24/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Abstain
AbstainForApprove Special Dividend Payment by Cheung Kong Infrastructure Holdings Limited
2
United Spirits Limited
Meeting Date: 11/24/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Against
ForForReelect R. Rajagopal as Director 2
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForElect N. B. Blazquez as Director 4
ForForElect R. Gupta as Independent Director 5
ForForElect M.K. Sharma as Independent Director 6
ForForApprove Revision in the Remuneration of A. Kripalu, Managing Director & CEO
7
Page 247 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
YTL Corporation Berhad
Meeting Date: 11/24/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Francis Yeoh Sock Ping as Director For For
ForForElect Michael Yeoh Sock Siong as Director 2
ForForElect Faiz Bin Ishak as Director 3
ForForElect Yeoh Tiong Lay as Director 4
ForForElect Eu Peng Meng @ Leslie Eu as Director 5
ForForApprove Remuneration of Directors 6
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Cheong Keap Tai to Continue Office as Independent Non-Executive Director
8
ForForApprove Eu Peng Meng @ Leslie Eu to Continue Office as Independent Non-Executive Director
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
ForForApprove Renewal of Existing Shareholders' Mandate and Implementation of New Shareholders' Mandate for Recurrent Related Party Transactions
12
YTL Power International Berhad
Meeting Date: 11/24/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Francis Yeoh Sock Ping as Director For For
ForForElect Yeoh Soo Min as Director 2
ForForElect Yeoh Soo Keng as Director 3
ForForElect Yeoh Tiong Lay as Director 4
Page 248 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
YTL Power International Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Aris Bin Osman @ Othman as Director 5
ForForApprove Remuneration of Directors 6
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Aris Bin Osman @ Othman to Continue Office as Independent Non-Executive Director
8
AbstainForApprove Lau Yin Pin @ Lau Yen Beng to Continue Office as Independent Non-Executive Director
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
12
Cromwell Property Group
Meeting Date: 11/25/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Richard Foster as Director For For
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights and Stapled Securities to Paul Weightman, Chief Executive Officer of the Company
4
Daiwa House Residential Investment Corporation
Meeting Date: 11/25/2015 Country: Japan
Meeting Type: Special
Page 249 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daiwa House Residential Investment Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform - Amend Compensation for Asset Management Company
For For
ForForElect Executive Director Kawanishi, Jiro 2
ForForElect Alternate Executive Director Tsuchida, Koichi
3
ForForElect Supervisory Director Iwasaki, Tetsuya 4.1
ForForElect Supervisory Director Ishikawa, Hiroshi 4.2
ForForElect Alternate Supervisory Director Kakishima, Fusae
5
F&C UK Real Estate Investments Limited
Meeting Date: 11/25/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReelect Vikram Lall as a Director 3
ForForReelect Andrew Gulliford as a Director 4
ForForElect David Ross as a Director 5
ForForElect Mark Carpenter as a Director 6
ForForRatify Ernst & Young LLP as Auditors 7
ForForAuthorize Board to Fix Remuneration of Auditors
8
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
ForForApprove Share Repurchase Program 10
Page 250 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Good Resources Holdings Ltd
Meeting Date: 11/25/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Ng Leung Ho as Director 2a
ForForElect Lo Wan Sing, Vincent as Director 2b
ForForElect Chau On Ta Yuen as Director 2c
ForForAuthorize Board to Fix Remuneration of Directors
2d
ForForApprove BDO Limited as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForAuthorize Reissuance of Repurchased Shares 6
Goodman Group
Meeting Date: 11/25/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration
For For
ForForElect Rebecca McGrath as Director of Goodman Limited
2
ForForElect James Sloman as Director of Goodman Limited
3
ForForElect Philip Pearce as Director of Goodman Limited
4.a
ForForElect Philip Pearce as Director of Goodman Logistics (HK) Limited
4.b
ForForApprove the Remuneration Report 5
ForForApprove the Long Term Incentive Plan 6
Page 251 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goodman Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Issuance of Performance Rights to Gregory Goodman, Chief Executive Director of the Company
7
ForForApprove the Issuance of Performance Rights to Philip Pearce, Managing Director of the Company
8
ForForApprove the Issuance of Performance Rights to Danny Peeters, Executive Director of the Company
9
ForForApprove the Issuance of Performance Rights to Anthony Rozic, Deputy Chief Executive Director of the Company
10
Grupo Financiero Santander Mexico S.A.B. de C.V.
Meeting Date: 11/25/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Series B Shareholders
AgainstForElect or Ratify Directors Representing Series B Shareholders
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Grupo Financiero Santander Mexico S.A.B. de C.V.
Meeting Date: 11/25/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Meeting for Series F and B Shareholders
AgainstForElect and Ratify Directors and Their Respective Alternate Representatives of Class F and B Shareholders; Fix Their Remuneration
1
ForForApprove Cash Dividends 2
Page 252 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Santander Mexico S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Bylaws Re: Conflicts of Interest 3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
MMC Corporation Berhad
Meeting Date: 11/25/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of 53.42 Percent Equity Interest in NCB Holdings Berhad by MMC Port Holdings Sdn Bhd, a Wholly-Owned Subsidiary of the Company and the Proposed Mandatory General Offer
For Abstain
OHL Mexico S.A.B. de C.V.
Meeting Date: 11/25/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForElect or Ratify Directors and Members of Audit and Corporate Practices Committees
1
ForForSet Maximum Amount of Share Repurchase Program
2
ForForAppoint Legal Representatives 3
ZTE Corporation
Meeting Date: 11/25/2015 Country: China
Meeting Type: Special
Page 253 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ZTE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ELECT FIVE NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
AgainstForElect Wang Yawen as Director 1.1
AgainstForElect Tian Dongfang as Director 1.2
AgainstForElect Luan Jubao as Director 1.3
AgainstForElect Zhan Yichao as Director 1.4
ForForElect Zhao Xianming as Director 1.5
ForForApprove Continuing Connected Transactions in Respect of the Purchase of Raw Materials from Mobi Antenna
2
AgainstForApprove Continuing Connected Transactions in Respect of the Provision of Financial Services to Mobi Antenna
3
Bank of Queensland Ltd
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Richard Haire as Director For For
ForForApprove the Grant of 45,637 Performance Award Rights to Jon Sutton, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Grant of 97,774 Performance Award Rights to Jon Sutton, Managing Director and Chief Executive Officer of the Company
4
ForForRatify the Past Issuance of Capital Notes 5
ForForApprove the Remuneration Report 6
Page 254 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BIC CAMERA INC.
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
For For
ForForElect Director Miyajima, Hiroyuki 2.1
ForForElect Director Kawamura, Hitoshi 2.2
ForForElect Director Noguchi, Susumu 2.3
ForForElect Director Uranishi, Tomoyoshi 2.4
ForForElect Director Abe, Toru 2.5
ForForElect Director Sami, Yusuke 2.6
ForForElect Director Kimura, Kazuyoshi 2.7
AgainstForElect Director Namai, Toshishige 2.8
AgainstForElect Director Sato, Masaaki 2.9
ForForElect Director Yamada, Noboru 2.10
ForForAppoint Statutory Auditor Kamiyama, Akio 3
ForForAppoint Alternate Statutory Auditor Hirai, Sadao
4
ForForApprove Deep Discount Stock Option Plan 5
Chr.Hansen Holdings A/S
Meeting Date: 11/26/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Annual Report 2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 4.70 Per Share
3
Page 255 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chr.Hansen Holdings A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 375,000 for Other Directors; Approve Remuneration for Committee Work
4
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management
5
Do Not Vote
ForReelect Ole Andersen as Board Chairman 6a
Do Not Vote
ForReelect Frederic Stevenin as Director 6ba
Do Not Vote
ForReelect Mark Wilson as Director 6bb
Do Not Vote
ForReelect Soren Carlsen as Director 6bc
Do Not Vote
ForReelect Dominique Reiniche as Director 6bd
Do Not Vote
ForReelect Tiina Mattila-Sandholm as Director 6be
Do Not Vote
ForReelect Kristian Villumsen as Director 6bf
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 7
Do Not Vote
ForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Cosco Pacific Limited
Meeting Date: 11/26/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Finance Leasing Master Agreement, the Proposed Annual Caps and Related Transactions
For For
ForForApprove COSCO Shipping Services and Terminal Services Master Agreement, the Proposed Annual Caps and Related Transactions
2
Page 256 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cosco Pacific Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove China COSCO Shipping Services and Terminal Services Master Agreement, the Proposed Annual Caps and Related Transactions
3
ForForElect Lam Yiu Kin as Director 4
ForForElect Deng Huangjun as Director 5
Fast Retailing
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Yanai, Tadashi For For
AgainstForElect Director Hambayashi, Toru 1.2
ForForElect Director Hattori, Nobumichi 1.3
AgainstForElect Director Murayama, Toru 1.4
AgainstForElect Director Shintaku, Masaaki 1.5
AgainstForElect Director Nawa, Takashi 1.6
ForForAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
GCL-Poly Energy Holdings Ltd.
Meeting Date: 11/26/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale and Purchase Agreement and Related Transactions
For Against
AgainstForApprove the Terms of Amended and Restated Non-Competition Deed and Related Transactions
2
ForForElect Shen Wenzhong as Director 3
Page 257 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GCL-Poly Energy Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Refreshment of the Scheme Limit Under the Share Option Scheme
4
IOOF Holdings Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Jane Harvey as Director For For
ForForElect George Venardos as Director 2b
ForForElect Elizabeth Flynn as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Grant of 75,000 Performance Rights to Christopher Kelaher, Managing Director of the Company
4
Japan Hotel REIT Investment Corp
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Allow Acquisition of Majority Stake in Foreign Real Estate Companies - Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Masuda, Kaname 2
AgainstForElect Supervisory Director Matsuzawa, Hiroshi 3.1
ForForElect Supervisory Director Mishiku, Tetsuya 3.2
AgainstForElect Supervisory Director Kashii, Hiroto 3.3
ForForElect Alternate Executive Director Furukawa, Hisashi
4
Page 258 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Primary Health Care Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Robert Ferguson as Director 3
ForForElect Arlene Tansey as Director 4
ForForElect Robert Hubbard as Director 5
ForForElect Gordon Davis as Director 6
AgainstAgainstApprove the Spill Resolution 7
Raia Drogasil S.A.
Meeting Date: 11/26/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves Without Issuance of Shares
For Do Not Vote
Do Not Vote
ForApprove Increase of the Statutory Profits Reserve Threshold
2
Do Not Vote
ForAmend Articles 4 and 21 3
Do Not Vote
ForConsolidate Bylaws 4
Seek Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Colin Carter as Director For For
Page 259 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seek Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Graham Goldsmith as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of One Performance Right to Andrew Bassat, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of LTI Rights to Andrew Bassat, Managing Director and Chief Executive Officer of the Company
5
Shimachu Co. Ltd.
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, With a Final Dividend of JPY 40
For For
ForForAmend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors
2
ForForElect Director Yamashita, Shigeo 3.1
ForForElect Director Demura, Toshifumi 3.2
ForForElect Director Shimamura, Takashi 3.3
ForForElect Director Kushida, Shigeyuki 3.4
ForForElect Director Okano, Takaaki 3.5
ForForElect Director Oshima, Koichiro 3.6
ForForElect Director Hosokawa, Tadahiro 3.7
ForForElect Director Ebihara, Yumi 3.8
ForForElect Director and Audit Committee Member Kobori, Michio
4.1
ForForElect Director and Audit Committee Member Hirata, Hiroshi
4.2
ForForElect Director and Audit Committee Member Tajima, Koji
4.3
Page 260 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shimachu Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director and Audit Committee Member Yamaguchi, Hiroo
4.4
ForForElect Director and Audit Committee Member Kubomura, Yasushi
4.5
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
6
St Ives plc
Meeting Date: 11/26/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint Deloitte LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Matt Armitage as Director 6
ForForRe-elect Brad Gray as Director 7
ForForRe-elect Mike Butterworth as Director 8
ForForRe-elect Ben Gordon as Director 9
ForForRe-elect Helen Stevenson as Director 10
ForForRe-elect Richard Stillwell as Director 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 261 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Gordon Cairns as Director For For
ForForElect Michael Ullmer as Director 2b
ForForApprove the Remuneration Report 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Gordon Cairns as Director 2a
ForElect Michael Ullmer as Director 2b
ForApprove the Remuneration Report 3
BBMG Corporation
Meeting Date: 11/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Remuneration Standard of the Fourth Session of the Board of Directors of the Company
1
ForForApprove Remuneration Standard of Fourth Session of the Supervisory Board of Directors of the Company
2
ForForApprove Proposed Public Issue of Corporate Bonds in the PRC
3
ForForApprove Type of Securities to be Issued of the Public Issue of the Corporate Bonds
4.01
ForForApprove Size of Issue of the Public Issue of the Corporate Bonds
4.02
ForForApprove Face Value and Issue Price of the Public Issue of the Corporate Bonds
4.03
Page 262 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Term of Issue and Variety of the Public Issue of the Corporate Bonds
4.04
ForForApprove Bonds Interest Rate of the Public Issue of the Corporate Bonds
4.05
ForForApprove Method of Issue and Target Investors of the Public Issue of the Corporate Bonds
4.06
ForForApprove Use of Proceeds of the Public Issue of the Corporate Bonds
4.07
ForForApprove Pre-emptive Rights of the Public Issue of the Corporate Bonds
4.08
ForForApprove Place of Listing of the Public Issue of the Corporate Bonds
4.09
ForForApprove Arrangement of Guarantee of the Public Issue of the Corporate Bonds
4.10
ForForApprove Measures for Protection of Repayment of the Public Issue of the Corporate Bonds
4.11
ForForApprove Validity of Resolution of the Public Issue of the Corporate Bonds
4.12
ForForAuthorized Board to Deal with All Matters in Relation to the Public Issue of the Corporate Bonds.
5
ForForAmend Articles of Association 6
ELECT SIX DIRECTORS VIA CUMULATIVE VOTING
ForForElect Jiang Deyi as Director 7.1
ForForElect Wu Dong as Director 7.2
ForForElect Shi Xijun as Director 7.3
ForForElect Zhang Jianli as Director 7.4
ForForElect Li Weidong as Director 7.5
ForForElect Wang Shizhong as Director 7.6
ELECT FOUR INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
ForForElect Wang Guangjin as Director 8.1
ForForElect Tian Lihui as Director 8.2
ForForElect Tang Jun as Director 8.3
ForForElect Ngai Wai Fung as Director 8.4
ELECT FOUR SUPERVISORS VIA CUMULATIVE VOTING
Page 263 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wang Xiaojun as Supervisor 9.1
ForForElect Li Bichi as Supervisor 9.2
ForForElect Yu Kaijun as Supervisor 9.3
ForForElect Hu Juan as Supervisor 9.4
China Telecom Corporation Ltd
Meeting Date: 11/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engineering Framework Agreement, the Renewed Annual Caps and Related Transactions
For For
ForForApprove Ancillary Telecommunications Services Agreement, the Renewed Annual Caps and Related Transactions
2
ForForApprove Revised Annual Cap Under the Engineering Framework Agreement and Related Transactions
3
JAPAN RETAIL FUND INVESTMENT CORP.
Meeting Date: 11/27/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Allow Acquisition of Majority Stake in Foreign Real Estate Companies - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Namba, Shuichi 2
ForForElect Supervisory Director Nishida, Masahiko 3.1
ForForElect Supervisory Director Usuki, Masaharu 3.2
Page 264 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JAPAN RETAIL FUND INVESTMENT CORP.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Alternate Executive Director Araki, Keita 4
ForForElect Alternate Supervisory Director Murayama, Shuhei
5
Origin Enterprises plc
Meeting Date: 11/27/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividends 2
ForForElect Kate Allum as Director 3a
ForForElect Gary Britton as Director 3b
ForForElect Rose Hynes as Director 3c
ForForElect Christopher Richards as Director 3d
ForForReelect Declan Giblin as Director 3e
ForForReelect Rose McHugh as Director 3f
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
4
AbstainForApprove Remuneration Report 5
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Share Repurchase Program and Reissuance of Shares
8
ForForAmend Memorandum of Association; and Adopt New Articles of Association
9
ForForApprove 2015 Long-Term Incentive Plan 10
ForForApprove Save-As-You-Earn Scheme 11
Page 265 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bumrungrad Hospital Public Co Ltd
Meeting Date: 11/30/2015 Country: Thailand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAmend Terms and Conditions of BH Partly-Secured Convertible Bonds Series 1 and Series 2 Due Aug. 23, 2017
2
AgainstForOther Business 3
Fibria Celulose SA
Meeting Date: 11/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends For Do Not Vote
Hyprop Investments Ltd
Meeting Date: 11/30/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForRe-elect Louis van der Watt as Director 2
ForForRe-elect Thabo Mokgatlha as Director 3
ForForRe-elect Louis Norval as Director 4
ForForRe-elect Lindie Engelbrecht as Chairperson of the Audit Committee
5.1
Page 266 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyprop Investments Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Gavin Tipper as Member of the Audit Committee
5.2
ForForRe-elect Thabo Mokgatlha as Member of the Audit Committee
5.3
ForForReappoint Grant Thornton together with VR de Villiers as Auditors of the Company
6
ForForPlace Authorised but Unissued Shares under Control of Directors
7
ForForAuthorise Board to Issue Shares for Cash 8
ForForApprove Remuneration Policy 9
Special Resolutions
AgainstForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Related and Inter-related Parties
2
Continuation of Ordinary Resolutions
ForForAuthorise Ratification of Approved Resolutions
10
Investa Office Fund
Meeting Date: 11/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter Dodd as Director For For
Mexichem S.A.B. de C.V.
Meeting Date: 11/30/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary and Extraordinary Business
Page 267 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mexichem S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Cash Dividends of MXN 0.50 Per Share
1
ForForAmend Articles 10, 11 and 24 Re: Publications in Electronic System
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Nishat Mills Ltd.
Meeting Date: 11/30/2015 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Cash Dividend 2
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ORIX JREIT INC.
Meeting Date: 11/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Ozaki, Teruo 2
ForForElect Alternate Executive Director Hattori, Takeshi
3
ForForElect Supervisory Director Nomura, Norihiro 4.1
ForForElect Supervisory Director Koike, Toshio 4.2
ForForElect Supervisory Director Hattori, Takeshi 4.3
Page 268 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petra Diamonds Ltd.
Meeting Date: 11/30/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint BDO LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Adonis Pouroulis as Director 6
ForForRe-elect Christoffel Dippenaar as Director 7
ForForRe-elect David Abery as Director 8
ForForRe-elect James Davidson as Director 9
ForForRe-elect Anthony Lowrie as Director 10
ForForRe-elect Dr Patrick Bartlett as Director 11
ForForRe-elect Alexander Hamilton as Director 12
ForForElect Octavia Matloa as Director 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Vonovia SE
Meeting Date: 11/30/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Up to 245.2 Million New Shares in Connection with Acquisition of Deutsche Wohnen AG
For Abstain
ForForApprove EUR 12.3 Million Increase in Share Capital without Preemptive Rights
2
Page 269 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vonovia SE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Creation of EUR 12.3 Million Pool of Capital without Preemptive Rights
3
Woolworths Holdings Ltd
Meeting Date: 11/30/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 28 June 2015
For For
ForForElect Patrick Allaway as Director 2.1
ForForRe-elect Tom Boardman as Director 2.2
ForForRe-elect Andrew Higginson as Director 2.3
ForForElect Gail Kelly as Director 2.4
ForForRe-elect Zyda Rylands as Director 2.5
ForForRe-elect Thina Siwendu as Director 2.6
ForForReappoint Ernst & Young Inc as Auditors of the Company
3
ForForElect Patrick Allaway as Member of the Audit Committee
4.1
ForForRe-elect Peter Bacon as Member of the Audit Committee
4.2
ForForRe-elect Zarina Bassa as Member of the Audit Committee
4.3
ForForRe-elect Hubert Brody as Member of the Audit Committee
4.4
ForForRe-elect Andrew Higginson as Member of the Audit Committee
4.5
ForForApprove Remuneration Policy 5
ForForApprove Fees Paid to Patrick Allaway for the Quarter Ended 31 December 2014
6.1
ForForApprove Fees Paid to Patrick Allaway in 2015 for Woolworths Holdings Limited and Australian Subsidiaries
6.2
ForForApprove Fees Paid to Gail Kelly in 2015 for Woolworths Holdings Limited and Australian Subsidiaries
6.3
Page 270 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woolworths Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees Paid to Audit Committee Members for their Attendance at Treasury Committee Meetings in 2015
6.4
ForForApprove Remuneration of Non-Executive Directors for the Period 1 January 2016 to 31 December 2016
6.5
ForForAmend Memorandum of Incorporation 7
ForForAuthorise Repurchase of Issued Share Capital 8
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
9
ForForApprove Issuance of Shares or Options and Grant Financial Assistance in Terms of the Company's Share-Based Incentive Schemes
10
BRAIT SE
Meeting Date: 12/01/2015 Country: Malta
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForAmend Articles in Relation to the Redemption of the Preference Shares
1
ForForApprove Redemption and Delisting of Preference Shares
2
AgainstForAuthorize Company to Purchase Own Preference Shares
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
Christian Dior
Meeting Date: 12/01/2015 Country: France
Meeting Type: Annual/Special
Page 271 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
AbstainForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 3.20 per Share
4
ForForApprove Transfer from Legal Reserves Account to Optional Reserves Account
5
AgainstForReelect Delphine Arnault as Director 6
AgainstForReelect Helene Desmarais as Director 7
AgainstForAppoint Denis Dalibot as Censor 8
AgainstForAppoint Jaime de Marichalar y Saenz de Tejada as Censor
9
AgainstForAdvisory Vote on Compensation of Bernard Arnault
10
AgainstForAdvisory Vote on Compensation of Sidney Toledano
11
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
14
AbstainForAmend Articles 13, 17, and 24 of Bylaws Re: Powers of the Board of Directors, Record Date, and Fiscal Year
15
Discovery Limited
Meeting Date: 12/01/2015 Country: South Africa
Meeting Type: Annual
Page 272 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Discovery Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Jorge Concalves as the Individual Registered Auditor
2
ForForRe-elect Les Owen as Chairperson of the Audit Committee
3.1
ForForRe-elect Sindi Zilwa as Member of the Audit Committee
3.2
ForForRe-elect Sonja Sebotsa as Member of the Audit Committee
3.3
ForForElect Jannie Durand as Member of the Audit Committee
3.4
ForForRe-elect Monty Hilkowitz as Director 4.1
ForForRe-elect Brian Brink as Director 4.2
ForForRe-elect Jannie Durand as Director 4.3
ForForRe-elect Steven Epstein as Director 4.4
ForForRe-elect Sindi Zilwa as Director 4.5
ForForElect Faith Khanyile as Director 4.6
ForForApprove Remuneration Policy 5
ForForAuthorise Ratification of Approved Resolutions
6
ForForAuthorise Directors to Allot and Issue A Preference Shares
7.1
AgainstForAuthorise Directors to Allot and Issue B Preference Shares
7.2
ForForAuthorise Directors to Allot and Issue C Preference Shares
7.3
Special Resolutions
ForForApprove Non-executive Directors' Remuneration
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance in Terms of Section 44 and 45 of the Companies Act
3
ForForAmend Memorandum of Incorporation 4
Page 273 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FirstRand Ltd
Meeting Date: 12/01/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Jannie Durand as Director 1.1
ForForRe-elect Patrick Goss as Director 1.2
ForForRe-elect Paul Harris as Director 1.3
ForForRe-elect Roger Jardine as Director 1.4
ForForRe-elect Ethel Matenge-Sebesho as Director 1.5
ForForRe-elect Tandi Nzimande as Director 1.6
ForForRe-elect Vivian Bartlett as Director 1.7
ForForElect Alan Pullinger as Director 1.8
ForForElect Paballo Makosholo as Director 1.9
ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
Advisory Endorsement
ForForApprove Remuneration Policy 1
Continuation of Ordinary Resolutions
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
ForForAuthorise Board to Issue Shares for Cash 4
ForForAuthorise Ratification of Approved Resolutions
5
Special Resolutions
ForForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
ForForApprove Financial Assistance to Related or Inter-related Entities
2.2
ForForApprove Remuneration of Non-executive Directors
3
AgainstForAdopt New Memorandum of Incorporation 4
Page 274 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MarkWest Energy Partners, L.P.
Meeting Date: 12/01/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Singapore Press Holdings Limited
Meeting Date: 12/01/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Bahren Shaari as Director 3.1
ForForElect Tan Yen Yen as Director 3.2
ForForElect Ng Ser Miang as Director 3.3
ForForElect Quek See Tiat as Director 3.4
ForForApprove Directors' Fees 4
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForOther Business (Voting) 6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7.1
ForForApprove Grant of Awards and Issuance of Shares Under the SPH Performance Share Plan
7.2
ForForAuthorize Share Repurchase Program 7.3
Page 275 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UTV Media plc
Meeting Date: 12/01/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of UTV Television For Abstain
Wolseley plc
Meeting Date: 12/01/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect John Daly as Director 6
ForForRe-elect Gareth Davis as Director 7
ForForRe-elect Pilar Lopez as Director 8
ForForRe-elect John Martin as Director 9
ForForRe-elect Ian Meakins as Director 10
ForForRe-elect Alan Murray as Director 11
ForForRe-elect Frank Roach as Director 12
ForForRe-elect Darren Shapland as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForAppoint Deloitte LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
Page 276 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wolseley plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForApprove Long Term Incentive Plan 21
Copart, Inc.
Meeting Date: 12/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson For For
ForForElect Director A. Jayson Adair 1.2
ForForElect Director Matt Blunt 1.3
ForForElect Director Steven D. Cohan 1.4
ForForElect Director Daniel J. Englander 1.5
ForForElect Director James E. Meeks 1.6
ForForElect Director Vincent W. Mitz 1.7
ForForElect Director Thomas N. Tryforos 1.8
ForForIncrease Authorized Common Stock 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Esprit Holdings Limited
Meeting Date: 12/02/2015 Country: Bermuda
Meeting Type: Annual
Page 277 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Esprit Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Jose Manuel Martinez Gutierrez as Director
2a1
ForForElect Paul Cheng Ming Fun as Director 2a2
ForForElect Jose Maria Castellano Rios as Director 2a3
ForForAuthorize Board to Fix Directors' Fees 2b
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
ForForAuthorize Repurchase of Issued Share Capital 4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Microsoft Corporation
Meeting Date: 12/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, lll For For
ForForElect Director Teri L. List-Stoll 1.2
ForForElect Director G. Mason Morfit 1.3
ForForElect Director Satya Nadella 1.4
ForForElect Director Charles H. Noski 1.5
ForForElect Director Helmut Panke 1.6
ForForElect Director Sandra E. Peterson 1.7
ForForElect Director Charles W. Scharf 1.8
ForForElect Director John W. Stanton 1.9
ForForElect Director John W. Thompson 1.10
ForForElect Director Padmasree Warrior 1.11
Page 278 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microsoft Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Nokia Corp.
Meeting Date: 12/02/2015 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
Do Not Vote
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Do Not Vote
ForAcknowledge Proper Convening of Meeting 4
Do Not Vote
ForPrepare and Approve List of Shareholders 5
Do Not Vote
ForIssue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent
6
Do Not Vote
ForAmend Articles Re: Corporate Purpose; Board-Related; General Meeting
7
Do Not Vote
ForFix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors
8
Close Meeting 9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Open Meeting 1
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Page 279 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nokia Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForIssue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent
6
ForForAmend Articles Re: Corporate Purpose; Board-Related; General Meeting
7
ForForFix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors
8
Close Meeting 9
Saipem
Meeting Date: 12/02/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove the Elimination of the Par Value of Shares
1
AgainstForApprove Capital Increase with Preemptive Rights
2
Ordinary Business
Shareholder Proposal Submitted by Eni SpA
ForNoneAppoint Internal Statutory Auditor 1
TPG Telecom Limited
Meeting Date: 12/02/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
AgainstForElect Robert Millner as Director 2
AgainstForElect Shane Teoh as Director 3
Page 280 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TPG Telecom Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Provision of Financial Assistance in Relation to the Acquisition of iiNet Limited
4
Anthem, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Cigna Corporation
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Fiat Chrysler Automobiles NV
Meeting Date: 12/03/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
Page 281 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fiat Chrysler Automobiles NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Announcements Re: Demerger of Ferrari
2
ForForApprove Demerger of Ferrari NV 3
Close Meeting 4
Jupiter European Opportunities Trust plc
Meeting Date: 12/03/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity without Pre-emptive Rights
For For
Myriad Genetics, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John T. Henderson For For
ForForElect Director S. Louise Phanstiel 1.2
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Nufarm Limited
Meeting Date: 12/03/2015 Country: Australia
Meeting Type: Annual
Page 282 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nufarm Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect William Bruce Goodfellow as Director 3a
ForForElect Francis Anthony (Frank) Ford as Director 3b
ForForApprove the Issuance of 27,221 Deferred Shares to Greg Hunt , Managing Director and CEO of the Company
4
PAREXEL International Corporation
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Eduard E. Holdener For For
ForForElect Director Richard L. Love 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Premiere Global Services, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Page 283 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ScanSource, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Fischer For For
ForForElect Director Michael L. Baur 1.2
ForForElect Director Peter C. Browning 1.3
ForForElect Director Michael J. Grainger 1.4
ForForElect Director John P. Reilly 1.5
ForForElect Director Charles R. Whitchurch 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Grant Thornton LLP as Auditors 3
TECO Energy, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
African Rainbow Minerals Ltd
Meeting Date: 12/04/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Manana Bakane-Tuoane as Director For For
Page 284 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Rainbow Minerals Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Anton Botha as Director 2
ForForRe-elect Alex Maditsi as Director 3
ForForElect Thando Mkatshana as Director 4
ForForReappoint Ernst & Young Inc as Auditors of the Company and Appoint L I N Tomlinson as the Designated Auditor
5
ForForRe-elect Tom Boardman as Member of the Audit and Risk Committee
6.1
ForForElect Frank Abbott as as Member of the Audit and Risk Committee
6.2
ForForRe-elect Manana Bakane-Tuoane as Member of the Audit and Risk Committee
6.3
ForForRe-elect Anton Botha as Member of the Audit and Risk Committee
6.4
ForForRe-elect Alex Maditsi as Member of the Audit and Risk Committee
6.5
ForForRe-elect Rejoice Simelane as Member of the Audit and Risk Committee
6.6
ForForApprove Remuneration Report including the Remuneration Policy
7
ForForApprove Increase in the Annual Retainer Fees for Non-executive Directors
8
ForForApprove Increase in the Committee Attendance Fees for Non-executive Directors
9
ForForApprove Financial Assistance to Related or Inter-related Companies
10
ForForApprove Financial Assistance for Subscription of Securities
11
Associated British Foods plc
Meeting Date: 12/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
Page 285 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Associated British Foods plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Emma Adamo as Director 4
ForForRe-elect John Bason as Director 5
ForForRe-elect Ruth Cairnie as Director 6
AbstainForRe-elect Timothy Clarke as Director 7
ForForRe-elect Javier Ferran as Director 8
ForForElect Wolfhart Hauser as Director 9
AbstainForRe-elect Charles Sinclair as Director 10
ForForRe-elect Peter Smith as Director 11
ForForRe-elect George Weston as Director 12
ForForAppoint Ernst & Young LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Bank of China Limited
Meeting Date: 12/04/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Zhu Hexin as Director 1
ForForElect Zhang Jinliang as Director 2
ForForApprove Remuneration Distribution Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2014
3
ForForApprove Overseas Listing of BOC Aviation Pte. Ltd.
4
Page 286 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorized Board to Deal with All Matters in Relation to the Overseas Listing of BOC Aviation Pte. Ltd.
5
ForForApprove the Description of the Sustainable Profitability and Prospects of the Bank
6
ForForApprove the Undertaking of the Bank to Maintain its Independent Listing Status
7
ForForApprove the Compliance of the Overseas Listing of BOC Aviation Pte. Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
8
ForForApprove Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.
9
Bank of China Limited
Meeting Date: 12/04/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.
1
DFS Furniture Plc
Meeting Date: 12/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
Page 287 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DFS Furniture Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 4
ForForElect Richard Baker as Director 5
ForForElect Ian Filby as Director 6
ForForElect Bill Barnes as Director 7
ForForElect Andy Dawson as Director 8
ForForElect Luke Mayhew as Director 9
ForForElect Gwyn Burr as Director 10
ForForElect Julie Southern as Director 11
ForForAppoint KPMG LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise the Company to Use Electronic Communications
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise EU Political Donations and Expenditure
19
Green REIT plc
Meeting Date: 12/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Page 288 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Green REIT plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Stephen Vernon as a Director 4a
ForForRe-elect Jerome Kennedy as a Director 4b
ForForRe-elect Thom Wernink as a Director 4c
ForForRe-elect Gary Kennedy as a Director 4d
ForForRe-elect Pat Gunne as a Director 4e
ForForRe-elect Gary McGann as a Director 4f
Special Business
ForForAdopt New Memorandum of Association 5
ForForAdopt New Articles of Association 6
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
7
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAuthorize Share Repurchase Program 9
Iconix Brand Group, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director F. Peter Cuneo For For
ForForElect Director Barry Emanuel 1.2
ForForElect Director Drew Cohen 1.3
ForForElect Director Sue Gove 1.4
ForForElect Director Mark Friedman 1.5
ForForElect Director James A. Marcum 1.6
ForForRatify BDO USA, LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Executive Incentive Bonus Plan 4
Page 289 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infinis Energy plc
Meeting Date: 12/04/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Infinis Energy plc by Monterey Capital II S.a r.l.
For Abstain
Infinis Energy plc
Meeting Date: 12/04/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Li Ning Company Ltd.
Meeting Date: 12/04/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Share Sale under the Share Transfer Agreement
For For
ForForAuthorized Any Director to Exercise the Powers of the Company and Do All Acts Necessary to Give Effect to the Share Sale under the Share Transfer Agreement
1.2
ForForApprove Put Option under the Option Agreement
2.1
ForForAuthorized Any Director to Exercise the Powers of the Company and Do All Acts Necessary to Give Effect to the Put Option under the Option Agreement
2.2
Page 290 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Premier, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barclay E. Berdan For For
ForForElect Director William E. Mayer 1.2
ForForElect Director Scott Reiner 1.3
ForForElect Director Terry D. Shaw 1.4
ForForElect Director Richard J. Statuto 1.5
ForForElect Director Ellen C. Wolf 1.6
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
3
ForForAmend Omnibus Stock Plan 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
One YearOne YearAdvisory Vote on Say on Pay Frequency 6
PT Indocement Tunggal Prakarsa Tbk
Meeting Date: 12/04/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Troy Dartojo Soputro as Director For For
AgainstForAmend Articles of Association 2
Sasol Ltd
Meeting Date: 12/04/2015 Country: South Africa
Meeting Type: Annual
Page 291 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sasol Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
Approve Nomination, Governance, Social and Ethics Committee Report
2
ForForRe-elect Nolitha Fakude as Director 3.1
ForForRe-elect Dr Mandla Gantsho as Director 3.2
ForForRe-elect Imogen Mkhize as Director 3.3
ForForRe-elect Stephen Westwell as Director 3.4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
4
ForForRe-elect Colin Beggs as Member of the Audit Committee
5.1
ForForRe-elect Nomgando Matyumza as Member of the Audit Committee
5.2
ForForRe-elect Imogen Mkhize as Member of the Audit Committee
5.3
ForForRe-elect JJ Njeke as Member of the Audit Committee
5.4
ForForRe-elect Stephen Westwell as Member of the Audit Committee
5.5
ForForApprove Remuneration Policy 6
ForForApprove Non-executive Directors' Remuneration
7.1
ForForAuthorise Repurchase of Issued Share Capital 7.2
ForForAuthorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company
7.3
Tsingtao Brewery Co., Ltd.
Meeting Date: 12/04/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 292 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tsingtao Brewery Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Acquisition Agreement Related Transactions
1
ForForElect Li Gang as Shareholders' Representative Supervisor
2
Vail Resorts, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker For For
ForForElect Director Roland A. Hernandez 1b
ForForElect Director Robert A. Katz 1c
ForForElect Director John T. Redmond 1d
ForForElect Director Hilary A. Schneider 1e
ForForElect Director D. Bruce Sewell 1f
ForForElect Director John F. Sorte 1g
ForForElect Director Peter A. Vaughn 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Aspen Pharmacare Holdings Ltd
Meeting Date: 12/07/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 293 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
1
ForForReceive and Note the Social & Ethics Committee Report
2
ForForRe-elect Roy Andersen as Director 3a
ForForRe-elect Kuseni Dlamini as Director 3b
ForForRe-elect Chris Mortimer as Director 3c
ForForElect David Redfern as Director 3d
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company and Tanya Rae as the Individual Registered Auditor
4
ForForRe-elect Roy Andersen as Member of the Audit and Risk Committee
5a
ForForRe-elect John Buchanan as Member of the Audit and Risk Committee
5b
ForForRe-elect Maureen Manyama as Member of the Audit and Risk Committee
5c
ForForRe-elect Sindi Zilwa as Member of the Audit and Risk Committee
5d
ForForPlace Authorised but Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
ForForApprove Remuneration Policy 8
ForForAuthorise Ratification of Approved Resolutions
9
Special Resolutions
ForForApprove Fees of Board Chairman 1.1
ForForApprove Fees of Board Member 1.2
ForForApprove Fees of Audit & Risk Committee Chairman
1.3
ForForApprove Fees of Audit & Risk Committee Member
1.4
ForForApprove Fees of Remuneration & Nomination Committee Chairman
1.5
ForForApprove Fees of Remuneration & Nomination Committee Member
1.6
ForForApprove Fees of Social & Ethics Committee Chairman
1.7
ForForApprove Fees of Social & Ethics Committee Member
1.8
Page 294 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Assistance to Related or Inter-related Company
2
AgainstForAuthorise Repurchase of Issued Share Capital 3
Gamuda Berhad
Meeting Date: 12/07/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Directors For For
ForForElect Ha Tiing Tai as Director 2
ForForElect Saw Wah Theng as Director 3
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Share Repurchase Program 6
Gamuda Berhad
Meeting Date: 12/07/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Renounceable Rights Issue of Warrants
For For
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 12/07/2015 Country: China
Meeting Type: Special
Page 295 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou R&F Properties Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Non-Public Issuance of Domestic Corporate Bonds
For For
ForForAuthorize Board to Deal with Relevant Matters in Relation to the Non-Public Issuance of Domestic Corporate Bonds
2
Samsung Engineering Co. Ltd.
Meeting Date: 12/07/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
Xinyi Solar Holdings Ltd.
Meeting Date: 12/07/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment Agreement and Authorize Board to Act and Execute Documents Necessary to Give Effect to the Investment Agreement
For For
Aryzta AG
Meeting Date: 12/08/2015 Country: Switzerland
Meeting Type: Annual
Page 296 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Allocation of Income 2.1
ForForApprove Dividends of CHF 0.66 per Share 2.2
ForForApprove Discharge of Board and Senior Management
3
ForForReelect Denis Lucey as Director and Chairman 4.1.1
ForForReelect Charles Adair as Director 4.1.2
ForForReelect Annette Flynn as Director 4.1.3
ForForReelect Shaun Higgins as Director 4.1.4
ForForReelect Owen Killian as Director 4.1.5
ForForReelect Andrew Morgan as Director 4.1.6
ForForReelect Wolfgang Werle as Director 4.1.7
ForForElect Dan Flinter as Director 4.1.8
ForForAppoint Charles Adair as Member of the Compensation Committee
4.2.1
ForForAppoint Shaun Higgins as Member of the Compensation Committee
4.2.2
ForForAppoint Denis Lucey as Member of the Compensation Committee
4.2.3
ForForRatify PricewaterhouseCoopers AG as Auditors
4.3
ForForDesignate Ines Poeschel as Independent Proxy
4.4
ForForApprove Maximum Remuneration of Board Directors in the Amount of CHF 1 Million
5.1
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 17.75 Million
5.2
ForForApprove Creation of CHF 183,621 Pool of Capital without Preemptive Rights
6
AgainstForTransact Other Business (Voting) 7
Page 297 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 12/08/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related Party Transaction between Pelephone and Eurocom Cellular Communications Ltd.
For Do Not Vote
Do Not Vote
NoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
Do Not Vote
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Do Not Vote
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Do Not Vote
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Grupo Financiero Inbursa S.A.B. de C.V.
Meeting Date: 12/08/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Creation of New Subsidiary For For
ForForAmend Articles 2
ForForApprove Adherence to Sole Responsibility Agreement
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
Page 298 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Impax Laboratories, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock For For
Killam Properties Inc.
Meeting Date: 12/08/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization Plan For For
OSI Systems, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deepak Chopra For For
ForForElect Director Ajay Mehra 1.2
ForForElect Director Steven C. Good 1.3
ForForElect Director Meyer Luskin 1.4
ForForElect Director William F. Ballhaus, Jr. 1.5
ForForElect Director James B. Hawkins 1.6
ForForRatify Moss Adams LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 299 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder Oriental Income Fund Ltd
Meeting Date: 12/08/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForReelect Robert Sinclair as a Director 3
ForForReelect Peter Rigg as a Director 4
ForForReelect Christopher Sherwell as a Director 5
ForForRatify Ernst & Young LLP as Auditors 6
ForForAuthorize Board to Fix Remuneration of Auditors
7
ForForApprove Remuneration of Directors 8
Special Resolutions
ForForApprove Share Repurchase Program 9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Solera Holdings, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Page 300 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Strategic Hotels & Resorts, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Tauron Polska Energia SA
Meeting Date: 12/08/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForWaive Secrecy for Elections of Members of Vote Counting Commission
5
ForForElect Members of Vote Counting Commission 6
ForForApprove Issuance of Series C Preferred Shares without Preemptive Rights; Amend Statute
7
ForForFix Number of Supervisory Board Members 8
AgainstForElect Supervisory Board Member 9
Close Meeting 10
Thor Industries, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Page 301 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thor Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew E. Graves For For
ForForElect Director Alan Siegel 1.2
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
WD-40 Company
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Giles H. Bateman For For
ForForElect Director Peter D. Bewley 1.2
ForForElect Director Melissa Claassen 1.3
ForForElect Director Richard A. Collato 1.4
ForForElect Director Mario L. Crivello 1.5
ForForElect Director Linda A. Lang 1.6
ForForElect Director Garry O. Ridge 1.7
ForForElect Director Gregory A. Sandfort 1.8
ForForElect Director Neal E. Schmale 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Zijin Mining Group Co., Ltd.
Meeting Date: 12/08/2015 Country: China
Meeting Type: Special
Page 302 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Plan in Relation to the Satisfaction of the Conditions for Public Issuance of Corporate Bonds
1
ForForApprove Plan in Relation to the Public Issuance of Corporate Bonds
2.00
ForForApprove Size of Issuance in Relation to the Public Issuance of Corporate Bonds
2.01
ForForApprove Face Value and Issuing Price in Relation to the Public Issuance of Corporate Bonds
2.02
ForForApprove Maturity in Relation to the Public Issuance of Corporate Bonds
2.03
ForForApprove Coupon Rate and Its Determination Methods in Relation to the Public Issuance of Corporate Bonds
2.04
ForForApprove Method of Issuance in Relation to the Public Issuance of Corporate Bonds
2.05
ForForApprove Target Investors in Relation to the Public Issuance of Corporate Bonds
2.06
ForForApprove Placing Arrangement for Shareholders of the Company in Relation to the Public Issuance of Corporate Bonds
2.07
ForForApprove Provisions on redemption or repurchase in Relation to the Public Issuance of Corporate Bonds
2.08
ForForApprove Guarantee in Relation to the Public Issuance of Corporate Bonds
2.09
ForForApprove Measures for Repayment in Relation to the Public Issuance of Corporate Bonds
2.10
ForForApprove Use of Proceeds in Relation to the Public Issuance of Corporate Bonds
2.11
ForForApprove Listing of Corporate Bonds Issued 2.12
ForForApprove Resolution Validity Period in Relation to the Public Issuance of Corporate Bonds
2.13
ForForAuthorize Board to Deal with All Matters in Relation to the Public Issuance of Corporate Bonds
3
ForForApprove Provision of Counter-Guarantee for an Associate
4
ForForApprove Special Self-Inspection Report of Real Estate Business
5
Page 303 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Letter of Undertaking of Matters Relating to the Real Estate Business Provided by the Directors, Supervisors and Senior Management of the Company
6
ForForApprove Letter of Undertaking of Matters Relating to the Real Estate Business Provided by Controlling Shareholder of the Company, Minxi Xinghang State-owned Assets Investment Company Limited
7
Allied World Assurance Company Holdings, AG
Meeting Date: 12/09/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Patricia L. Guinn as Director For For
ForForElect Fiona E. Luck as Director 1.2
AgainstForApprove Remuneration of Directors 2
AgainstForTransact Other Business (Voting) 3
Barry Callebaut AG
Meeting Date: 12/09/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Receive Auditor Report (Non-Voting) 2
ForForAccept Annual Report 3.1
AgainstForApprove Remuneration Report 3.2
ForForAccept Financial Statements and Consolidated Financial Statements
3.3
Page 304 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Transfer of CHF 79.6 Million from Capital Contribution Reserves to Free Reserves
4.1
ForForApprove Dividends of CHF 14.50 per Share 4.2
ForForApprove Allocation of Income 4.3
ForForApprove Discharge of Board and Senior Management
5
ForForAmend Articles Re: Size of Board of Directors 6
ForForReelect Walther Andreas Jacobs as Director 7.1a
ForForReelect Juergen Steinemann as Director 7.1b
ForForReelect Andreas Schmid as Director 7.1c
ForForReelect Fernando Aguirre as Director 7.1d
ForForReelect Jakob Baer as Director 7.1e
ForForReelect James Lloyd Donald as Director 7.1f
ForForReelect Nicolas Jacobs as Director 7.1g
ForForReelect Timothy Minges as Director 7.1h
ForForReelect Wai Ling Liu as Director 7.1i
ForForElect Patrick De Maeseneire as Director 7.1j
ForForElect Walther Andreas Jacobs as Board Chairman
7.2
ForForAppoint James Lloyd Donald as Member of the Compensation Committee
7.3.1
ForForAppoint Fernando Aguirre as Member of the Compensation Committee
7.3.2
ForForAppoint Wai Ling Liu as Member of the Compensation Committee
7.3.3
ForForAppoint Patrick De Maeseneire as Member of the Compensation Committee
7.3.4
ForForDesignate Andreas Keller as Independent Proxy
7.4
ForForRatify KPMG AG as Auditors 7.5
AgainstForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 2.2 Million
8.1
AgainstForApprove Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 6.3 Million
8.2
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 12.9 Million
8.3
Page 305 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForTransact Other Business (Voting) 9
Coloplast A/S
Meeting Date: 12/09/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income 3
Do Not Vote
ForApprove DKK 4.0 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
4.1
Do Not Vote
ForAuthorize Share Repurchase Program 4.2
Do Not Vote
ForReelect Michael Rasmussen (Chairman) as Director
5.1
Do Not Vote
ForReelect Niels Louis-Hansen (Vice Chairman) as Director
5.2
Do Not Vote
ForReelect Sven Bjorklund as Director 5.3
Do Not Vote
ForReelect Per Magid as Director 5.4
Do Not Vote
ForReelect Brian Petersen as Director 5.5
Do Not Vote
ForReelect Jorgen Tang-Jensen as Director 5.6
Do Not Vote
ForElect Birgitte Nielsen as New Director 5.7
Do Not Vote
ForElect Jette Nygaard-Andersen as New Director 5.8
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Other Business 7
Page 306 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Contact Energy Ltd.
Meeting Date: 12/09/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sir Ralph Norris as Director For For
ForForElect Victoria Crone as Director 2
ForForElect Rob McDonald as Director 3
ForForAuthorize the Board to Fix Remuneration of the Auditors
4
CSPC Pharmaceutical Group Ltd.
Meeting Date: 12/09/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Whitewash Waiver and Related Transactions
For Against
ForForAdopt New Share Option Scheme 2
ForForElect Lu Hua as Director 3
Harman International Industries, Incorporated
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Adriane M. Brown For For
ForForElect Director John W. Diercksen 1b
ForForElect Director Ann McLaughlin Korologos 1c
ForForElect Director Edward H. Meyer 1d
Page 307 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Harman International Industries, Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert Nail 1e
ForForElect Director Dinesh C. Paliwal 1f
ForForElect Director Abraham N. Reichental 1g
ForForElect Director Kenneth M. Reiss 1h
ForForElect Director Hellene S. Runtagh 1i
ForForElect Director Frank S. Sklarsky 1j
ForForElect Director Gary G. Steel 1k
ForForRatify KPMG LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Paylocity Holding Corporation
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark H. Mishler For For
ForForElect Director Ronald V. Waters, III 1.2
ForForRatify KPMG LLP as Auditors 2
Tuesday Morning Corporation
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Becker For For
ForForElect Director Terry Burman 1.2
ForForElect Director Frank M. Hamlin 1.3
Page 308 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tuesday Morning Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director William Montalto 1.4
ForForElect Director Sherry M. Smith 1.5
ForForElect Director Jimmie L. Wade 1.6
ForForElect Director Richard S. Willis 1.7
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Uralkali PJSC
Meeting Date: 12/09/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Large-Scale Transaction For For
AbstainForApprove Large-Scale Transaction Re: Purchas of Shares of Uralkali-Technologiya
2.1
AbstainForApprove Large-Scale Transaction Re: Second Deed of Amendment to Indemnity Deed
2.2
AbstainForApprove Large-Scale Transactions Re: Additional Agreements and Annexes to Supply Agreement with LLC Uralkali Trading
2.3
ForForApprove New Edition of Charter 3
ForForApprove New Edition of Regulations on Remuneration of Directors
4
Agricultural Bank of China Limited
Meeting Date: 12/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 309 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Lou Wenlong as Director 1
ForForElect Francis Yuen Tin-fan as Director 2
ForForApprove the Final Remuneration Plan for Directors and Supervisors of the Bank for 2013
3
ForForApprove the Final Remuneration Plan for Directors and Supervisors of the Bank for 2014
4
Ascena Retail Group, Inc.
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Usdan For For
ForForElect Director Randy L. Pearce 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Beni Stabili S.p.A. SIIQ
Meeting Date: 12/10/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForRevoke the Mandate of Mazars SpA 1.1
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
1.2
ForForApprove Decrease in Size of Board 2.1
Page 310 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beni Stabili S.p.A. SIIQ
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Discharge of Outgoing Director Aldo Mazzocco
2.2
Extraordinary Business
ForForApprove Capital Increase without Preemptive Rights to Service Conversion of Bonds Reserved to Qualified Investors; Amend Company Bylaws
3
BlackRock Greater Europe Investment Trust plc
Meeting Date: 12/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Peter Baxter as Director 4
ForForRe-elect Davina Curling as Director 5
ForForRe-elect Carol Ferguson as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise the Audit and Management Engagement Committee to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Market Purchase of Subscription Shares
12
AbstainForApprove Tender Offer 13
AbstainForApprove Tender Offer 14
ForForAdopt New Articles of Association 15
Page 311 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chimera Investment Corporation
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Dennis M. Mahoney For For
ForForElect Director Paul A. Keenan 1b
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Comcast Corporation
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of Securities For For
Comtech Telecommunications Corp.
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert G. Paul For For
ForForElect Director Lawrence J. Waldman 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
ForForAmend Qualified Employee Stock Purchase Plan
4
Page 312 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Meeting Date: 12/10/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ryu Hyang-Ryeol as Inside Director For For
Nanoco Group plc
Meeting Date: 12/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint Ernst & Young LLP as Auditors 2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForElect David Blain as Director 4
ForForElect Brendan Cummins as Director 5
ForForElect Keith Wiggins as Director 6
ForForRe-elect Dr Peter Rowley as Director 7
ForForApprove Remuneration Report 8
ForForApprove Remuneration Policy 9
ForForAuthorise EU Political Donations and Expenditure
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ForForApprove 2015 Long Term Incentive Plan 15
ForForApprove 2015 Deferred Bonus Plan 16
Page 313 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal PAO
Meeting Date: 12/10/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 13.17 per Share for First Nine Months of Fiscal 2015
For For
Severstal PAO
Meeting Date: 12/10/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 13.17 per Share for First Nine Months of Fiscal 2015
1
Travelsky Technology Limited
Meeting Date: 12/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Yangmin as Director and Authorize Board to Fix His Remuneration
For For
ForForElect Yuan Xin'an as Director and Authorize Board to Fix His Remuneration
2
ForForApprove Southern Renewal Agreement, Annual Caps and Related Transactions
3
A. Schulman, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Page 314 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A. Schulman, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eugene R. Allspach For For
ForForElect Director Gregory T. Barmore 1b
ForForElect Director David G. Birney 1c
ForForElect Director Joseph M. Gingo 1d
ForForElect Director Michael A. McManus, Jr. 1e
ForForElect Director Lee D. Meyer 1f
ForForElect Director James A. Mitarotonda 1g
ForForElect Director Ernest J. Novak, Jr. 1h
ForForElect Director Irvin D. Reid 1i
ForForElect Director Bernard Rzepka 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Aspen Technology, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary E. Haroian For For
ForForElect Director Antonio J. Pietri 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
BACIT Ltd.
Meeting Date: 12/11/2015 Country: Guernsey
Meeting Type: Special
Page 315 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BACIT Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revisions to the Company's Expense Arrangements
For For
Bellway plc
Meeting Date: 12/11/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect John Watson as Director 4
ForForRe-elect Ted Ayres as Director 5
ForForRe-elect Keith Adey as Director 6
ForForRe-elect Mike Toms as Director 7
ForForRe-elect John Cuthbert as Director 8
ForForRe-elect Paul Hampden Smith as Director 9
ForForRe-elect Denise Jagger as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Page 316 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celadon Group, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen Russell - RESIGNED
ForForElect Director Catherine Langham 1.2
ForForElect Director Michael Miller 1.3
ForForElect Director Paul Will 1.4
ForForElect Director Robert Long 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
China Communications Services Corp. Ltd.
Meeting Date: 12/11/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revision of Annual Cap for Service Charges Receivable Under the Original Engineering Framework Agreement
For For
ForForApprove Revision of Annual Cap for Service Charges Payable Under the Original Operation Support Services Framework Agreement
2
ForForApprove Engineering Framework Agreement, New Annual Caps and Related Transactions
3
ForForApprove Ancillary Telecommunications Services Framework Agreement, New Annual Caps and Related Transactions
4
ForForApprove Operation Support Services Framework Agreement, New Annual Caps and Related Transactions
5
ForForApprove IT Application Services Framework Agreement, New Annual Caps and Related Transactions
6
ForForApprove Supplies Procurement Services Framework Agreement, New Annual Caps and Related Transactions
7
Page 317 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Services Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Han Fang as Supervisor and Related Transactions
8
CyberAgent, Inc.
Meeting Date: 12/11/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For For
AgainstForAppoint Statutory Auditor Numata, Isao 2
Medtronic plc
Meeting Date: 12/11/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
ForForElect Director Randall J. Hogan, III 1d
ForForElect Director Omar Ishrak 1e
ForForElect Director Shirley Ann Jackson 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Elizabeth G. Nabel 1i
ForForElect Director Denise M. O'Leary 1j
ForForElect Director Kendall J. Powell 1k
ForForElect Director Robert C. Pozen 1l
Page 318 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Preetha Reddy 1m
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
MegaFon PJSC
Meeting Date: 12/11/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Do Not Vote
ForApprove Interim Dividends of RUB 64.51 per Share for First Nine Months of Fiscal 2015
1
Do Not Vote
NoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
2
MSG Networks Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Eugene F. DeMark For For
ForForElect Director Joel M. Litvin 1.2
ForForElect Director John L. Sykes 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAmend Omnibus Stock Plan 3
ForForAmend Executive Incentive Bonus Plan 4
Page 319 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MSG Networks Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Non-Employee Director Omnibus Stock Plan
5
Nine Dragons Paper (Holdings) Ltd.
Meeting Date: 12/11/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Lau Chun Shun as Director 3a1
ForForElect Tam Wai Chu, Maria as Director 3a2
ForForElect Cheng Chi Pang as Director 3a3
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5a
ForForAuthorize Repurchase of Issued Share Capital 5b
ForForAuthorize Reissuance of Repurchased Shares 5c
ForForAdopt Share Option Scheme 6
Nine Dragons Paper (Holdings) Ltd.
Meeting Date: 12/11/2015 Country: Bermuda
Meeting Type: Special
Page 320 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nine Dragons Paper (Holdings) Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of 32,000,000 Share Options to Cheung Yan Under the Share Option Scheme
For For
ForForApprove Grant of 30,000,000 Share Options to Liu Ming Chung Under the Share Option Scheme
2
ForForApprove Grant of 30,000,000 Share Options to Zhang Cheng Fei Under the Share Option Scheme
3
ForForApprove Grant of 30,000,000 Share Options to Lau Chun Shun Under the Share Option Scheme
4
Palo Alto Networks, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John M. Donovan For For
ForForElect Director Stanley J. Meresman 1.2
ForForElect Director Nir Zuk 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sihuan Pharmaceutical Holdings Group Ltd.
Meeting Date: 12/11/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Against
Page 321 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sihuan Pharmaceutical Holdings Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForElect Guo Weicheng as Director 3a1
ForForElect Meng Xianhui as Director 3a2
ForForElect Patrick Sun as Director 3a3
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
ForForAuthorize Repurchase of Issued Share Capital 5B
ForForAuthorize Reissuance of Repurchased Shares 5C
Standard Life Investments Property Income Trust Ltd
Meeting Date: 12/11/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
AbstainForApprove Acquisition of the New Portfolio 1
Special Resolution
AbstainForApprove Issue of Equity without Pre-emptive Rights Pursuant to the Acquisition of the New Portfolio and the Initial Placing and Offer for Subscription
2
Towers Watson & Co.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Special
Page 322 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Towers Watson & Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 12/11/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Do Not Vote
Do Not Vote
ForAmend Internal Regulations of the Board of Directors
2
UIL Holdings Corporation
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Westpac Banking Corporation
Meeting Date: 12/11/2015 Country: Australia
Meeting Type: Annual
Page 323 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Westpac Banking Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForApprove the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company
3
ForForElect Elizabeth Bryan as Director 4a
ForForElect Peter Hawkins as Director 4b
ForForElect Craig Dunn as Director 4c
Willis Group Holdings Public Limited Company
Meeting Date: 12/11/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
ForForChange Company Name to Willis Towers Watson Public Limited Company
2
ForForApprove Reverse Stock Split 3
ForForAdjourn Meeting 4
Aedifica
Meeting Date: 12/14/2015 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Receive Special Board Report Re: Company Law Art. 604
A.1
Page 324 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aedifica
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForRenew Authorization to Increase Share Capital up to 74.23 Million within the Framework of Authorized Capital
A.2
ForForAmend Articles to Reflect Changes in Capital A.3
ForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
B
Banco Santander Brasil SA
Meeting Date: 12/14/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cancellation of Treasury Shares For Do Not Vote
Do Not Vote
ForAmend Articles 2
Do Not Vote
ForConsolidate Bylaws 3
Do Not Vote
ForApprove Deferred Bonus Plan 4
Banco Santander Brasil SA
Meeting Date: 12/14/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Cancellation of Treasury Shares 1
Do Not Vote
ForAmend Articles 2
Do Not Vote
ForConsolidate Bylaws 3
Page 325 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander Brasil SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Deferred Bonus Plan 4
Conroy Gold and Natural Resources plc
Meeting Date: 12/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect James Jones as a Director 2a
ForForReelect Henry Rennison as a Director 2b
ForForReelect Seamus Fitzpatrick as a Director 2c
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForApprove the Capital Reorganisation 4
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
AbstainForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Henderson Diversified Income Limited
Meeting Date: 12/14/2015 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For For
Page 326 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lukoil PJSC
Meeting Date: 12/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Nine Months of Fiscal 2015
For For
ForForApprove Remuneration of Directors 2
ForForAmend Charter 3
Lukoil PJSC
Meeting Date: 12/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends for First Nine Months of Fiscal 2015
1
ForForApprove Remuneration of Directors 2
ForForAmend Charter 3
ForNoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends for First Nine Months of Fiscal 2015
1
ForForApprove Remuneration of Directors 2
ForForAmend Charter 3
NoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
4
Page 327 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PrairieSky Royalty Ltd.
Meeting Date: 12/14/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares in Connection with the Acquisition
For For
Promotora y Operadora de Infraestructura S.A.B. de C.V.
Meeting Date: 12/14/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Dividend Policy 1
ForForApprove Dividends 2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 12/14/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of PT. Asuransi Jiwa Bringin Jiwa Sejahtera
For Against
ForForApprove the Enforcement of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises
2
Page 328 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Societatea Comerciala Electrica SA
Meeting Date: 12/14/2015 Country: Romania
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Elect Directors by Cumulative Voting
ForNoneReelect Victor Cionga as Director 1.1
ForNoneReelect Michael Adriaan Maria Boersma as Director
1.2
ForNoneReelect Arielle Malard de Rothschild as Director
1.3
AgainstNoneReelect Cristian Busu as Director 1.4
AgainstNoneElect Ioana Alina Dragan as Director 1.5
AgainstNoneElect Stelian Iuliu Alexandru Gal as Director 1.6
AgainstNoneElect Ovidiu Demetrescu as Director 1.7
AgainstNoneElect Mihai Paun as Director 1.8
AgainstNoneElect Andrei Haret as Director 1.9
AgainstNoneElect Constantin Bulac as Director 1.10
AgainstNoneElect Corina Georgeta Popescu as Director 1.11
AgainstNoneElect Bogdan George Iliescu as Director 1.12
ForNoneElect Pedro Mielgo Alvarez as Director 1.13
AgainstNoneElect Gratian Mircea Ilie as Director 1.14
Management Proposals
ForForAuthorize Filing of Required Documents/Other Formalities
2
ForForApprove Record Date for Effectiveness of This Meeting's Resolutions
3
Tenaga Nasional Berhad
Meeting Date: 12/14/2015 Country: Malaysia
Meeting Type: Annual
Page 329 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tenaga Nasional Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors 2
ForForElect Chor Chee Heung as Director 3
ForForElect Azman bin Mohd as Director 4
ForForElect Nozirah binti Bahari as Director 5
ForForElect Leo Moggie as Director 6
ForForElect Siti Norma binti Yaakob as Director 7
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
8
ForForApprove Issuance of Shares Pursuant to the Long Term Incentive Plan (LTIP)
9
ForForApprove Grant and Allotment of Shares to Azman bin Mohd Under the LTIP
10
ForForApprove Zainal Abidin bin Putih to Continue Office as Independent Non-Executive Director
11
ForForAuthorize Share Repurchase Program 12
AirAsia Berhad
Meeting Date: 12/15/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Share Repurchase Program For For
Al Noor Hospitals Group plc
Meeting Date: 12/15/2015 Country: United Kingdom
Meeting Type: Special
Page 330 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Al Noor Hospitals Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Combination of Al Noor Hospitals Group plc with Mediclinic International Limited
For Abstain
AbstainForAuthorise Issue of Shares in Connection with Acquisition
2
ForForAuthorise Issue of Equity with Pre-emptive Rights
3
ForForApprove Waiver on Tender-Bid Requirement 4
AgainstForApprove Retention Bonus Payment to Ronald Lavater
5
ForForApprove Resignation of KPMG LLP and Appoint PricewaterhouseCoopers LLP as Auditors
6
AgainstForApprove New Remuneration Policy 7
ForForAuthorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForApprove Matters Relating to the Allotment of Class A Shares to a Nominee on Behalf of the Al Noor Shareholders
10
ForForApprove Cancellation of Class A Shares 11
ForForApprove Cancellation of the Share Premium Account
12
ForForApprove Cancellation of Existing Shares Tendered and Accepted for Cancellation Under the Tender Offer; and Matters Relating to the Reduction of the Existing Share Premium Account
13
ForForApprove Change of Company Name to Mediclinic International plc
14
ForForAdopt New Articles of Association 15
AmTrust Financial Services, Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Special
Page 331 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmTrust Financial Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock For For
bwin.party digital entertainment plc
Meeting Date: 12/15/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Offer for bwin.party digital entertainment plc by GVC Holdings plc
For Abstain
bwin.party digital entertainment plc
Meeting Date: 12/15/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Chambers Street Properties
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
Page 332 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chambers Street Properties
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Charles E. Black 2.1
ForForElect Director James L. Francis 2.2
ForForElect Director James M. Orphanides 2.3
ForForElect Director Martin A. Reid 2.4
ForForElect Director Louis P. Salvatore 2.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Deloitte & Touche LLP as Auditors 4
ForForAdjourn Meeting 5
China Travel International Investment HK Ltd.
Meeting Date: 12/15/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Travel Permit Administration and Annual Caps
For For
Edinburgh Dragon Trust plc
Meeting Date: 12/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Allan McKenzie as Director 4
ForForRe-elect Kathryn Langridge as Director 5
ForForRe-elect Peter Maynard as Director 6
Page 333 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Edinburgh Dragon Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Iain McLaren as Director 7
ForForReappoint KPMG LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Continuation of Company as Investment Trust
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
14
FactSet Research Systems Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott A. Billeadeau For For
ForForElect Director Philip A. Hadley 1.2
ForForElect Director Laurie Siegel 1.3
ForForElect Director F. Philip Snow 1.4
ForForElect Director Joseph R. Zimmel 1.5
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Fidelity Special Values plc
Meeting Date: 12/15/2015 Country: United Kingdom
Meeting Type: Annual
Page 334 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fidelity Special Values plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Lynn Ruddick as Director 3
ForForRe-elect Andy Irvine as Director 4
ForForRe-elect Sharon Brown as Director 5
ForForElect Dean Buckley as Director 6
ForForElect Nigel Foster as Director 7
ForForRe-elect Nicky McCabe as Director 8
ForForApprove Remuneration Report 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Gramercy Property Trust Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 335 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Inner Mongolia Yitai Coal Co., Ltd.
Meeting Date: 12/15/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Change of Business Scope and Amend Articles of Association
1
ELECT NON-INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
ForForElect Zhang Jingquan as Director 2.01
Jyske Bank A/S
Meeting Date: 12/15/2015 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Editorial Change to Reflect Non-Alternating Elections of Shareholder Representatives
For Do Not Vote
Do Not Vote
ForAmend Articles Re: Abandon Geographically Alternating Elections of Shareholder Representatives
2
Do Not Vote
ForAmend Articles Re: Allow Shareholders Domiciled Outside Denmark to Serve as Shareholder Representatives
3
Do Not Vote
ForAmend Articles Re: Editorial Change to Reflect Non-Alternating Elections of Shareholder Representatives
4
Do Not Vote
ForAmend Articles Re: Election of Supervisory Board
5
Maruti Suzuki India Ltd
Meeting Date: 12/15/2015 Country: India
Meeting Type: Special
Page 336 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maruti Suzuki India Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Related Party Transaction with Suzuki Motor Gujarat Private Limited
1
Mediclinic International Ltd
Meeting Date: 12/15/2015 Country: South Africa
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Scheme Meeting
Special Resolutions
ForForApprove Scheme of Arrangement 1
ForForApprove Asset Transfer in Terms of Section 112 and 115 of the Companies Act
2
ForForApprove Financial Assistance 3
ForForApprove Revocation of Special Resolutions 1, 2 and 3 if the Scheme is Terminated
4
Ordinary Resolutions
ForForApprove Secondary Listing of Al Noor on the Main Board of the Exchange Operated by the JSE
1
ForForAuthorise Ratification of Approved Resolutions
2
Merrion Pharmaceuticals plc
Meeting Date: 12/15/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Certain Merrion Assets For Abstain
Page 337 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Merrion Pharmaceuticals plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove the Investing Policy 2
Numericable Sfr
Meeting Date: 12/15/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AbstainForApprove Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 5.70 per Share
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
PT Unilever Indonesia Tbk
Meeting Date: 12/15/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Against
Telecom Italia Spa
Meeting Date: 12/15/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Conversion of Saving Shares into Ordinary Shares
1
Page 338 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Italia Spa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Shareholder Proposals Submitted by Vivendi SA
AgainstNoneChange Board Size from 13 to 17 2.1
AgainstNoneElect Four Directors (Bundled) 2.2
AgainstNoneFix Board Remuneration 2.3
AgainstNoneAuthorize New Directors to Assume Positions in Competing Companies
2.4
TOTVS SA
Meeting Date: 12/15/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A.
For Do Not Vote
Do Not Vote
ForAppoint Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Absorption of TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A.
4
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
Do Not Vote
ForApproved Share Based Incentive and Retention Plan
6
Do Not Vote
ForRatify the Calculation Methodology of the Stock Option Plan Approved on Nov. 29, 2012
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Agreement to Absorb TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A.
1
Page 339 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAppoint Apsis Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Absorption of TOTVS Solucoes em Agroindustria S.A. and P2RX Solucoes em Software S.A.
4
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
ForApproved Share Based Incentive and Retention Plan
6
ForRatify the Calculation Methodology of the Stock Option Plan Approved on Nov. 29, 2012
7
Winnebago Industries, Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher J. Braun For For
ForForElect Director David W. Miles 1.2
ForForElect Director Martha T. Rodamaker 1.3
ForForElect Director William C. Fisher 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Allied Irish Banks plc
Meeting Date: 12/16/2015 Country: Ireland
Meeting Type: Special
Page 340 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Allied Irish Banks plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Share Capital For
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
2
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Pursuant to the Warrants Issue
3
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForApprove Sub-division of the Converting 2009 Preference Shares
5
ForForApprove Re-designation of the Sub-divided 2009 Preference Shares
6
ForForApprove Bonus Issue of Existing Ordinary Shares in Connection With the Conversion of the Converting 2009 Preference Shares
7
ForForAdopt the Interim Memorandum and Articles of Association
8
ForForApprove Ordinary Share Consolidation and Related Bonus Issue
9
ForForApprove Reduction in Authorised Share Capital by Cancellation of the 2009 Preference Shares and Sub-divided 2009 Preference Shares
10
ForForApprove Subsequent Increase in Authorised Share Capital
11
ForForAdopt the Final Memorandum and Articles of Association
12
AutoZone, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks For For
ForForElect Director Linda A. Goodspeed 1.2
ForForElect Director Sue E. Gove 1.3
Page 341 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AutoZone, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Earl G. Graves, Jr. 1.4
ForForElect Director Enderson Guimaraes 1.5
ForForElect Director J. R. Hyde, III 1.6
ForForElect Director D. Bryan Jordan 1.7
ForForElect Director W. Andrew McKenna 1.8
ForForElect Director George R. Mrkonic, Jr. 1.9
ForForElect Director Luis P. Nieto 1.10
ForForElect Director William C. Rhodes, III 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstReport on Political Contributions and Lobbying Expenditures
5
China Cinda Asset Management Co., Ltd.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantee for Issuance of Supplemental Bonds by Happy Life Insurance Co., Ltd.
For For
ForForApprove Issuance of Financial Bonds for 2016 and Related Transactions
2
ForForApprove Issuance of Capital Supplement Bonds for 2016 and Related Transactions
3
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Page 342 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Extension of the Validity Period of the Resolution in Relation to the Private Placement of A Shares
1
ForForApprove Extension in the Authorization of the Board to Handle Matters in Relation to the Private Placement of A Shares
2
ForForElect Zhang Yanling as Director 3
ForForElect Cao Guoqiang as Supervisor 4
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Extension of the Validity Period of the Resolution in Relation to the Private Placement of A Shares
1
Duluxgroup Ltd
Meeting Date: 12/16/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Garry Hounsell as Director For For
ForForElect Stuart Boxer as Director 2.2
ForForApprove the Remuneration Report 3
Page 343 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Duluxgroup Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of Shares to Patrick Houlihan, Managing Director and CEO of the Company
4
ForForApprove the Grant of Shares to Stuart Boxer, Chief Financial Officer and Executive Director of the Company
5
ForForApprove the Renewal of the Proportional Takeover Provisions
6
Hellenic Telecommunications Organization SA
Meeting Date: 12/16/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Service Arrangement between OTE S.A., OTE Group, Deutsche Telecom AG and Telekom Deutschland GmbH
1
ForForApprove Related Party Transactions 2
Henderson Far East Income Ltd
Meeting Date: 12/16/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForRe-elect John Russell as a Director 3
ForForElect Julia Chapman as a Director 4
ForForReappoint KPMG Channel Islands Limited as Auditors
5
Page 344 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Henderson Far East Income Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Auditors
6
Special Business - Special Resolutions
ForForApprove Share Repurchase Program 7
ForForAuthorize the Company to Hold its Own Shares as Treasury Shares
8
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Special Business - Ordinary Resolution
ForForApprove Interim Dividends 10
Jeronimo Martins SGPS S.A
Meeting Date: 12/16/2015 Country: Portugal
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Distribution of Special Dividends of EUR 0.375 per Share Against Free Reserves
For For
Johnson Matthey plc
Meeting Date: 12/16/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend; Approve Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
National Penn Bancshares, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Special
Page 345 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Penn Bancshares, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
NCC Group plc
Meeting Date: 12/16/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity Pursuant to the Capital Raising
For Abstain
AbstainForAuthorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising
2
Pepco Holdings, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Paul M. Barbas For For
ForForElect Director Jack B. Dunn, IV 1.2
ForForElect Director H. Russell Frisby, Jr. 1.3
ForForElect Director Terence C. Golden 1.4
ForForElect Director Barbara J. Krumsiek 1.5
ForForElect Director Lawrence C. Nussdorf 1.6
ForForElect Director Patricia A. Oelrich 1.7
ForForElect Director Joseph M. Rigby 1.8
Page 346 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pepco Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Lester P. Silverman 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Sinopec Oilfield Service Corp.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove 2015 Mutual Product Supply Framework Agreement, Major Continuing Connected Transactions and Proposed Annual Caps
1
ForForApprove 2015 General Services Framework Agreement, Major Continuing Connected Transactions and Proposed Annual Caps
2
ForForApprove 2015 Engineering and Construction Services Framework Agreement, Major Continuing Connected Transactions and Proposed Annual Caps
3
AgainstForApprove 2015 Financial Services Framework Agreement, Major Continuing Connected Transactions and Proposed Annual Caps
4
ForForElect James Pan as Director 5
ForForApprove Amendments to Articles of Association and Related Transactions
6
United Natural Foods, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Page 347 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Natural Foods, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eric F. Artz For For
ForForElect Director Ann Torre Bates 1b
ForForElect Director Denise M. Clark 1c
ForForElect Director Michael S. Funk 1d
ForForElect Director Gail A. Graham 1e
ForForElect Director James P. Heffernan 1f
ForForElect Director Peter A. Roy 1g
ForForElect Director Steven L. Spinner 1h
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstLimit Accelerated Vesting of Equity Awards Upon a Change in Control
5
Vector Ltd.
Meeting Date: 12/16/2015 Country: New Zealand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Sale of Vector Gas Limited to the First State Funds
For Abstain
58.com Inc.
Meeting Date: 12/17/2015 Country: Cayman Islands
Meeting Type: Annual
Page 348 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
58.com Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForAmend Omnibus Stock Plan 1
Australia and New Zealand Banking Group Ltd.
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForApprove the Remuneration Report 2
ForForApprove the Grant of Performance Rights to Shayne Elliott
3
ForForApprove the CPS2 First Buy-Back Scheme 4a
ForForApprove the CPS2 Second Buy-Back Scheme 4b
ForForElect P.J. Dwyer as Director 5a
ForForElect Lee Hsien Yang as Director 5b
Shareholder Proposals
AgainstAgainstApprove the Amendments to the Constitution 6a
ForAgainstReport on Climate Change 6b
Banco Bradesco S.A.
Meeting Date: 12/17/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify Acquisition of HSBC Bank Brasil S.A. - Banco Multiplo and HSBC Servicos e Participacoes Ltda.
For Do Not Vote
Page 349 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bradesco S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify PricewaterhouseCoopers Corporate Finance & Recovery Ltda. to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Issuance of Shares for a Private Placement
3
Do Not Vote
ForAmend Articles 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify Acquisition of HSBC Bank Brasil S.A. - Banco Multiplo and HSBC Servicos e Participacoes Ltda.
1
ForRatify PricewaterhouseCoopers Corporate Finance & Recovery Ltda. to Appraise Proposed Transaction
2
ForApprove Issuance of Shares for a Private Placement
3
ForAmend Articles 4
British Empire Trust PLC
Meeting Date: 12/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Strone Macpherson as Director 3
ForForRe-elect Steven Bates as Director 4
ForForRe-elect Andrew Robson as Director 5
ForForRe-elect Susan Noble as Director 6
ForForRe-elect Nigel Rich as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
Page 350 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Empire Trust PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Remuneration Report 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Cameron International Corporation
Meeting Date: 12/17/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
FIBRA Macquarie Mexico
Meeting Date: 12/17/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Meeting for Holders of REITs - ISIN MXCFFI0U0002
ForForApprove Debt Program to be Used for Refinancing Existing Debt, Real Estate Investments and Other General Corporate Purposes
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Page 351 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Incitec Pivot Ltd
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Paul Brasher as Director For For
ForForElect Graham Smorgon as Director 2
ForForApprove the Grant of Performance Rights to James Fazzino, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Remuneration Report 4
Korea Gas Corp.
Meeting Date: 12/17/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Elect One Outside Director out of Two Nominees
ForForElect Son Yang-Hoon as Outside Director 1.1
Do Not Vote
ForElect Lee Gang-Ho as Outside Director 1.2
ForForElect Choi Gwang-Sik as Member of Audit Committee
2
Lar Espana Real Estate Socimi SA
Meeting Date: 12/17/2015 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Participation of Grupo Lar Inversores Inmobiliarias SL in Puerta Maritima Ondara SL
For Against
Page 352 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lar Espana Real Estate Socimi SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
National Australia Bank Limited
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Anne Loveridge as Director For For
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Andrew Thorburn, Group Chief Executive Officer of the Company
4
Navios Maritime Partners L.P.
Meeting Date: 12/17/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert Pierot For For
ForForElect Director John Karakadas 1.2
ForForRatify PricewaterhouseCoopers as Auditors 2
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 12/17/2015 Country: China
Meeting Type: Special
Page 353 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ping An Insurance (Group) Co. of China, Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Liu Chong as Director 1
ForForAmend Articles of Association 2
AgainstNoneElect Xiong Peijin as Director 3
Starwood Waypoint Residential Trust
Meeting Date: 12/17/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Internalization Plan For Against
AbstainForIssue Shares in Connection with Acquisition 2
ForForAdjourn Meeting 3
Telecom Italia Spa
Meeting Date: 12/17/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Saving Shares
ForForApprove Conversion of Saving Shares into Ordinary Shares
1
Alstom
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Page 354 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alstom
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Directed Share Repurchase Program 1
AgainstForAuthorize up to 5 Million Shares for Use in Restricted Stock Plans
2
Ordinary Business
ForForChange Location of Registered Office to 48 Rue Albert Dhalenne, 93400 Saint-Ouen, and Amend Article 4 of Bylaws Accordingly
3
Shareholder Proposal Submitted by Bouygues
AbstainNoneElect Olivier Bourges as Director 4
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
5
Axis Bank Ltd.
Meeting Date: 12/18/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForReelect P. R. Menon as Independent Director 1
COLOPL, Inc.
Meeting Date: 12/18/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
Page 355 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
COLOPL, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors
2
ForForElect Director Baba, Naruatsu 3.1
ForForElect Director Chiba, Kotaro 3.2
ForForElect Director Tsuchiya, Masahiko 3.3
ForForElect Director Hasebe, Jun 3.4
ForForElect Director Yoshioka, Shohei 3.5
ForForElect Director Ishiwatari, Ryosuke 3.6
ForForElect Director Morisaki, Kazunori 3.7
ForForElect Director Ishiwatari, Shinsuke 3.8
ForForElect Director Yanagisawa, Koji 3.9
ForForElect Director Tamesue, Dai 3.10
AgainstForElect Director and Audit Committee Member Hasegawa, Tetsuzo
4.1
ForForElect Director and Audit Committee Member Tsukioka, Ryogo
4.2
ForForElect Director and Audit Committee Member Iida, Koichiro
4.3
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
6
Empresa Nacional de Electricidad S.A. Endesa
Meeting Date: 12/18/2015 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report on Company's Reorganization Re: Enersis SA and Chilectra SA
Receive Report on Supporting Information of Proposed Reorganization
2
Page 356 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empresa Nacional de Electricidad S.A. Endesa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Spin-Off Proposal 3
Do Not Vote
ForApprove that Spin-Off Will be Subject to Conditions Precedent Including that Minutes of Extraordinary Shareholders' Meetings that Spin-Offs of Enersis and Chilectra are Approved
4
Do Not Vote
ForAuthorize Board to Grant Powers to Sign Necessary Documents to Comply with Conditions Precedent to Which Spin-Off is Subject, and Record Property Subject to Registration that Will be Assigned to Endesa Americas
5
Do Not Vote
ForApprove Reduction of Capital of Endesa Chile as Result of Spin-Off and Distribution of Corporate Assets between Divided Company and Created Company
6
Do Not Vote
ForApprove Changes in Bylaws of Endesa Chile, Which Reflect Spin-Off as Well as Consequent Reduction of Capital
7
Do Not Vote
ForAppoint Interim Board of Directors of Endesa Americas and Fix their Remuneration
8
Do Not Vote
ForApprove Bylaws of New Resulting Company from Spin-Off, Endesa Americas, Which in its Permanent Provisions Differ from Those of Endesa Chile in Certain Matters
9
Do Not Vote
ForApprove Number of Endesa Americas Shares to be Received by Endesa Chile Shareholders in Connection with Spin-Off
10
Inform Shareholders Estimated Terms of Possible Merger of Endesa Americas and Chilectra Americas into Enersis Americas
11
Do Not Vote
ForDesignate External Audit Firm for Endesa Americas
12
Do Not Vote
ForDesignate Supervisory Account Inspectors and Alternates for Endesa Americas
13
Inform Shareholders of Agreements on Transactions with Related Parties Under Title XVI of Chilean Companies Act, Law 18,046 Executed in Period Since Last Shareholders' Meeting
14
Receive Report on Authorizations Granted to KPMG Auditores Consultores Ltda to Deliver Documents on External Audit Services Provided to Endesa Chile to Public Company Accounting Oversight Board (PCAOB) of United States of America
15
Page 357 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empresa Nacional de Electricidad S.A. Endesa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Registration of New Company and Their Respective Shares with SVS and Securities and Exchange Commission (SEC)
16
Do Not Vote
ForAuthorize Board to Approve Powers of Attorney of Company
17
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Report on Company's Reorganization Re: Enersis SA and Chilectra SA
1
Receive Report on Supporting Information of Proposed Reorganization
2
ForApprove Spin-Off Proposal 3
ForApprove that Spin-Off Will be Subject to Conditions Precedent Including that Minutes of Extraordinary Shareholders' Meetings that Spin-Offs of Enersis and Chilectra are Approved
4
ForAuthorize Board to Grant Powers to Sign Necessary Documents to Comply with Conditions Precedent to Which Spin-Off is Subject, and Record Property Subject to Registration that Will be Assigned to Endesa Americas
5
ForApprove Reduction of Capital of Endesa Chile as Result of Spin-Off and Distribution of Corporate Assets between Divided Company and Created Company
6
ForApprove Changes in Bylaws of Endesa Chile, Which Reflect Spin-Off as Well as Consequent Reduction of Capital
7
ForAppoint Interim Board of Directors of Endesa Americas and Fix their Remuneration
8
ForApprove Bylaws of New Resulting Company from Spin-Off, Endesa Americas, Which in its Permanent Provisions Differ from Those of Endesa Chile in Certain Matters
9
ForApprove Number of Endesa Americas Shares to be Received by Endesa Chile Shareholders in Connection with Spin-Off
10
Inform Shareholders Estimated Terms of Possible Merger of Endesa Americas and Chilectra Americas into Enersis Americas
11
ForDesignate External Audit Firm for Endesa Americas
12
Page 358 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empresa Nacional de Electricidad S.A. Endesa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForDesignate Supervisory Account Inspectors and Alternates for Endesa Americas
13
Inform Shareholders of Agreements on Transactions with Related Parties Under Title XVI of Chilean Companies Act, Law 18,046 Executed in Period Since Last Shareholders' Meeting
14
Receive Report on Authorizations Granted to KPMG Auditores Consultores Ltda to Deliver Documents on External Audit Services Provided to Endesa Chile to Public Company Accounting Oversight Board (PCAOB) of United States of America
15
ForApprove Registration of New Company and Their Respective Shares with SVS and Securities and Exchange Commission (SEC)
16
ForAuthorize Board to Approve Powers of Attorney of Company
17
Enersis S.A.
Meeting Date: 12/18/2015 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report on Company's Reorganization Re: Enersis SA, Empresa Nacional de Electricidad de Chile SA and Chilectra SA
Receive Report on Supporting Information of Proposed Reorganization
2
Do Not Vote
ForApprove Spin-Off Proposal 3
Do Not Vote
ForApprove that Spin-Off Will be Subject to Conditions Precedent Including that Minutes of Extraordinary Shareholders' Meetings that Approve Spin-Offs of Endesa Chile and Chilectra
4
Do Not Vote
ForAuthorize Board to Grant Powers to Sign Necessary Documents to Comply with Conditions Precedent to Which Spin-Off is Subject, and Record Property Subject to Registration that Will be Assigned to Enersis Chile
5
Page 359 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enersis S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Reduction of Capital of Enersis as Result of Spin-Off and Distribution of Corporate Assets between Divided Company and Created Company
6
Do Not Vote
ForApprove Changes in Bylaws of Enersis, Which Reflect Spin-Off as Well as Consequent Reduction of Capital
7
Do Not Vote
ForAppoint Interim Board of Directors of Enersis Chile According to Article 50 bis of Securities Market Law
8
Do Not Vote
ForApprove Bylaws of Company Resulting from Spin-Off, Enersis Chile, Which in its Permanent Provisions Differ from Those of Enersis in Certain Areas
9
Do Not Vote
ForApprove Number of Enersis Chile Shares to be Received by Enersis Shareholders in Connection with Spin-Off
10
Inform Shareholders Estimated Terms of Possible Merger of Endesa Americas and Chilectra Americas into Enersis Americas
11
Do Not Vote
ForDesignate External Audit Firm for Enersis Chile
12
Do Not Vote
ForDesignate Supervisory Account Inspectors and Alternates for Enersis Chile
13
Inform Shareholders of Agreements on Transactions with Related Parties Under Title XVI of Chilean Companies Act, Law 18,046 Executed Since Last Shareholders' Meeting
14
Receive Report on Authorizations Granted to Ernst & Young, External Auditors of Enersis SA to Deliver Documents on External Audit Services Provided to Enersis SA to Public Company Accounting Oversight Board (PCAOB) of United States of America
15
Do Not Vote
ForApprove Registration of New Company and Their Respective Shares with SVS and Securities and Exchange Commission (SEC)
16
Do Not Vote
ForAuthorize Board to Approve Powers of Attorney of Company
17
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Report on Company's Reorganization Re: Enersis SA, Empresa Nacional de Electricidad de Chile SA and Chilectra SA
1
Page 360 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enersis S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Report on Supporting Information of Proposed Reorganization
2
ForApprove Spin-Off Proposal 3
ForApprove that Spin-Off Will be Subject to Conditions Precedent Including that Minutes of Extraordinary Shareholders' Meetings that Approve Spin-Offs of Endesa Chile and Chilectra
4
ForAuthorize Board to Grant Powers to Sign Necessary Documents to Comply with Conditions Precedent to Which Spin-Off is Subject, and Record Property Subject to Registration that Will be Assigned to Enersis Chile
5
ForApprove Reduction of Capital of Enersis as Result of Spin-Off and Distribution of Corporate Assets between Divided Company and Created Company
6
ForApprove Changes in Bylaws of Enersis, Which Reflect Spin-Off as Well as Consequent Reduction of Capital
7
ForAppoint Interim Board of Directors of Enersis Chile According to Article 50 bis of Securities Market Law
8
ForApprove Bylaws of Company Resulting from Spin-Off, Enersis Chile, Which in its Permanent Provisions Differ from Those of Enersis in Certain Areas
9
ForApprove Number of Enersis Chile Shares to be Received by Enersis Shareholders in Connection with Spin-Off
10
Inform Shareholders Estimated Terms of Possible Merger of Endesa Americas and Chilectra Americas into Enersis Americas
11
ForDesignate External Audit Firm for Enersis Chile
12
ForDesignate Supervisory Account Inspectors and Alternates for Enersis Chile
13
Inform Shareholders of Agreements on Transactions with Related Parties Under Title XVI of Chilean Companies Act, Law 18,046 Executed Since Last Shareholders' Meeting
14
Receive Report on Authorizations Granted to Ernst & Young, External Auditors of Enersis SA to Deliver Documents on External Audit Services Provided to Enersis SA to Public Company Accounting Oversight Board (PCAOB) of United States of America
15
Page 361 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enersis S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Registration of New Company and Their Respective Shares with SVS and Securities and Exchange Commission (SEC)
16
ForAuthorize Board to Approve Powers of Attorney of Company
17
Fortune Real Estate Investment Trust
Meeting Date: 12/18/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transfer of Listing Status on the the Main Board of the SGX-ST from a Primary Listing to a Secondary Listing
For For
Hamamatsu Photonics
Meeting Date: 12/18/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Hiruma, Teruo 2.1
ForForElect Director Hiruma, Akira 2.2
ForForElect Director Otsuka, Haruji 2.3
ForForElect Director Yamamoto, Koei 2.4
ForForElect Director Takeuchi, Junichi 2.5
ForForElect Director Iida, Hitoshi 2.6
ForForElect Director Suzuki, Kenji 2.7
ForForElect Director Takemura, Mitsutaka 2.8
ForForElect Director Hara, Tsutomu 2.9
Page 362 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hamamatsu Photonics
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Yoshida, Kenji 2.10
ForForElect Director Shimazu, Tadahiko 2.11
AgainstForElect Director Ise, Kiyotaka 2.12
ForForElect Director Toriyama, Naofumi 2.13
ForForElect Director Kodate, Kashiko 2.14
Infoblox Inc.
Meeting Date: 12/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jesper Andersen For For
ForForElect Director Laura C. Conigliaro 1.2
ForForElect Director Fred M. Gerson 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Intu Properties plc
Meeting Date: 12/18/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Lease from Braehead Park Estates Limited of the 30.96 Acre Site Known as King George V Docks (West) to Clydeport Operations Limited and Related Arrangements
For Abstain
Page 363 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Invincible Investment Corp
Meeting Date: 12/18/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Compensation for Asset Management Company
For For
ForForElect Executive Director Fukuda, Naoki 2
ForForElect Alternate Executive Director Christopher Reed
3
ForForElect Supervisory Director Takahashi, Takashi 4.1
ForForElect Supervisory Director Fujimoto, Hiroyuki 4.2
iShares III plc- FTSE UK Gilts 0 - 5 yr Ucits
Meeting Date: 12/18/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAdopt New Memorandum and Articles of Association
1
JPMorgan Japanese Investment Trust plc
Meeting Date: 12/18/2015 Country: United Kingdom
Meeting Type: Annual
Page 364 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Japanese Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Alan Barber as Director 5
ForForRe-elect Andrew Fleming as Director 6
ForForRe-elect Keith Percy as Director 7
ForForRe-elect Sir Stephen Gomersall as Director 8
ForForElect Christopher Samuel as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Koninklijke Philips N.V.
Meeting Date: 12/18/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect A. Bhattacharya to Management Board For For
PartnerRe Ltd.
Meeting Date: 12/18/2015 Country: Bermuda
Meeting Type: Annual
Page 365 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PartnerRe Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jan H. Holsboer For For
ForForElect Director Roberto Mendoza 1.2
ForForElect Director Kevin M. Twomey 1.3
ForForElect Director David Zwiener 1.4
ForForApprove Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PT Bank Mandiri (Persero) Tbk
Meeting Date: 12/18/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Commissioners For Against
ForForApprove the Enforcement of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises
2
Scor SE
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 3 Million Shares for Use in Restricted Stock Plans
1
Page 366 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Scor SE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
2
Shutterfly, Inc.
Meeting Date: 12/18/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Omnibus Stock Plan For Against
VANGUARD FUNDS PLC - Vanguard FTSE All-World ETF
Meeting Date: 12/18/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
AbstainForApprove the Updates to the Memorandum and Articles of Association of the Company
3
MMC Norilsk Nickel PJSC
Meeting Date: 12/19/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015
For For
Page 367 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Norilsk Nickel PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Company's Membership in Non-Commercial Partnership Russian Risk Management Society
2
MMC Norilsk Nickel PJSC
Meeting Date: 12/19/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015
1
ForApprove Company's Membership in Non-Commercial Partnership Russian Risk Management Society
2
NoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
S1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015
1
Do Not Vote
ForApprove Company's Membership in Non-Commercial Partnership Russian Risk Management Society
2
Do Not Vote
NoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
S1
Bank of Yokohama Ltd.
Meeting Date: 12/21/2015 Country: Japan
Meeting Type: Special
Page 368 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Yokohama Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Formation of Joint Holding Company with Higashi-Nippon Bank
For For
ForForAmend Articles To Delete References to Record Date
2
Betfair Group plc
Meeting Date: 12/21/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Betfair Group plc by Paddy Power plc
For Abstain
Betfair Group plc
Meeting Date: 12/21/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Ctrip.com International Ltd.
Meeting Date: 12/21/2015 Country: Cayman Islands
Meeting Type: Annual
Page 369 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ctrip.com International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Amendments to Articles of Association
1
Findel plc
Meeting Date: 12/21/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposal
AgainstAgainstElect Benjamin Gardener, a Shareholder Nominee to the Board
1
Grupo Aval Acciones y Valores S.A
Meeting Date: 12/21/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Consolidated Financial Statements 4
ForForPresent Auditor's Report 5
ForForApprove Consolidated Financial Statements 6
AgainstForApprove Matters Related to the Code for Best Corporate Practice (Codigo Pais)
7
AgainstForAmend Bylaws 8
Page 370 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industrial and Commercial Bank of China Limited
Meeting Date: 12/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Hong Yongmiao as Director 1
ForForElect Yang Siu Shun as Director 2
ForForElect Qu Qiang as Supervisor 3
ForForAmend Plan on Authorization of the Shareholders' General Meeting to the Board of Directors
4
ForForApprove Payment Plan of Remuneration to Directors and Supervisors for 2014
5
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 12/21/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Park Tae-Bong as Outside Director For For
Novolipetsk Steel
Meeting Date: 12/21/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 1.95 per Share for First Nine Months of Fiscal 2015
For For
ForForApprove New Edition of Charter 2.1
ForForApprove New Edition of Regulations on General Meetings
2.2
Page 371 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novolipetsk Steel
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove New Edition of Regulations on Board of Directors
2.3
ForForTerminate Company's Corporate Governance Statement
2.4
Novolipetsk Steel
Meeting Date: 12/21/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 1.95 per Share for First Nine Months of Fiscal 2015
1
ForForApprove New Edition of Charter 2.1
ForForApprove New Edition of Regulations on General Meetings
2.2
ForForApprove New Edition of Regulations on Board of Directors
2.3
ForForTerminate Company's Corporate Governance Statement
2.4
Paddy Power plc
Meeting Date: 12/21/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
AbstainForApprove Merger of the Company and Betfair Group plc
1
ForForIncrease Authorized Common Stock 2
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
3
Special Resolutions
Page 372 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Paddy Power plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForChange Company Name to Paddy Power Betfair plc
5
ForForAmend Memorandum to Reflect Increase in Share Capital
6
ForForAmend Articles to Reflect Increase in Share Capital
7
Ordinary Resolution
ForForApprove Specified Compensatory Arrangements
8
Special Resolutions
ForForApprove Reduction of Share Premium Account 9
ForForAuthorize Share Repurchase Program 10
Ordinary Resolution
ForForApprove Remuneration of Directors 11
Special Resolution
ForForAdopt New Articles of Association 12
Ordinary Resolutions
ForForApprove 2015 Long Term Incentive Plan 13
ForForApprove 2015 Medium Term Incentive Plan 14
ForForApprove 2015 Deferred Share Incentive Plan 15
AgainstForApprove Remuneration Policy 16
ForForAmend Paddy Power Sharesave Scheme 17
Air China Ltd.
Meeting Date: 12/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAmend Articles of Association and Related Transactions
1
Page 373 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Proposed Amendments to the Rules and Procedure of Shareholders' Meetings
2
ForForApprove the Proposed Amendments to the Rules and Procedure of Meetings of the Board of Directors
3
ForForApprove Adoption of the Shareholders' Return Plan for Three Years from 2015 to 2017
4
ForForApprove Continuing Connected Transaction Agreements and Related Annual Caps from 2016 to 2018
5
ForForElect Li Dajin as Director 6
China Shipping Container Lines Co. Ltd.
Meeting Date: 12/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Transactions in Respect of Maximum Daily Outstanding Balance of Deposits to be Placed by the Group with CS Finance Company under the Financial Services Framework Agreement, and the Proposed Annual Cap for the Year Ending 31 December 2016
1.1
AgainstForApprove Transactions in Respect of Maximum Daily Outstanding Balance of Loans to be Granted by CS Finance Company to the Group under the Financial Services Framework Agreement, and the Proposed Annual Cap for the Year Ending 31 December 2016
1.2
ForForAuthorized Board to Deal with All Matters in Relation to the Financial Services Framework Agreement
1.3
ELECT 2 NON-EXECUTIVE DIRECTORS BY CUMULATIVE VOTING
ForForElect Yang Jigui as Director 2.1
ForForElect Han Jun as Director 2.2
Page 374 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo Shipbuilding & Marine Engineering Co.
Meeting Date: 12/22/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For Against
Datang International Power Generation Co. Ltd
Meeting Date: 12/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Implementation of Transfer of Desulfurisation Assets and/or Denitrification Assets by Some Power Plants of the Company
1
ForForApprove Absorption and Merger of Chengdu Qingjiangyuan Energy Company Limited, Chengdu Liguo Energy Company Limited and Chengdu Zhongfu Energy Company Limited
2
ForNoneApprove Provision of Guarantee on the Financing of Datang Energy and Chemical Company Limited
3
Donaldson Company, Inc.
Meeting Date: 12/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew Cecere For For
ForForElect Director William M. Cook 1.2
ForForElect Director James J. Owens 1.3
ForForElect Director Trudy A. Rautio 1.4
Page 375 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Donaldson Company, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Hanon Systems
Meeting Date: 12/22/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Incorporation 1
HCL Technologies Ltd.
Meeting Date: 12/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect S. K. Khanna as Director 2
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForElect T. Sieber as Independent Director 4
ForForApprove the Implementation of the 2004 Stock Option Plan through Trust Mechanism
5
ForForApprove Acquisition of Secondary Shares under 2004 Stock Option Plan
6
Page 376 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit PJSC
Meeting Date: 12/22/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 179.77 per Share for First Nine Months of Fiscal 2015
For For
ForForApprove Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement
2.1
ForForApprove Large-Scale Related-Party Transaction with Russian Agricultural Bank Re: Supplement to Guarantee Agreement
2.2
ForForApprove Large-Scale Related-Party Transaction with Alfa-Bank Re: Guarantee Agreement
2.3
ForForApprove Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
2.4
ForForApprove Related-Party Transaction with Rosbank Re: Guarantee Agreement
3.1
ForForApprove Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
3.2
Magnit PJSC
Meeting Date: 12/22/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 179.77 per Share for First Nine Months of Fiscal 2015
1
ForForApprove Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement
2.1
ForForApprove Large-Scale Related-Party Transaction with Russian Agricultural Bank Re: Supplement to Guarantee Agreement
2.2
ForForApprove Large-Scale Related-Party Transaction with Alfa-Bank Re: Guarantee Agreement
2.3
Page 377 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
2.4
ForForApprove Related-Party Transaction with Rosbank Re: Guarantee Agreement
3.1
ForForApprove Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
3.2
Via Varejo SA
Meeting Date: 12/22/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off of Nova Pontocom Comercio Eletroico S.A. (Nova Pontocom) and Absorption of Spun-Off Assets
For Do Not Vote
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
4
Do Not Vote
ForAmend Article 21 5
Do Not Vote
ForAmend Article 23 6
Do Not Vote
ForAmend Article 5 to Reflect Changes in Capital 7
Do Not Vote
ForConsolidate Bylaws 8
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/22/2015 Country: China
Meeting Type: Special
Page 378 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zhejiang Expressway Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Purchase Agreement and Related Transactions
For For
ForForAuthorized Board to Do All Such Acts and Deal with All Matters to Give Effect to and Implement the Share Purchase Agreement
2
Angang Steel Company Limited
Meeting Date: 12/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Financial Services Agreement (2016-2018) and Proposed Annual Monetary Caps
1
Hubbell Incorporated
Meeting Date: 12/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Eliminate Class of Common Stock For For
ForForAdjourn Meeting 2
Mizrahi Tefahot Bank Ltd.
Meeting Date: 12/23/2015 Country: Israel
Meeting Type: Annual
Page 379 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mizrahi Tefahot Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2014
ForForReelect Moshe Vidman as Director Until the End of the Next Annual General Meeting
2.1
ForForReelect Zvi Ephrat as Director Until the End of the Next Annual General Meeting
2.2
ForForReelect Ron Gazit as Director Until the End of the Next Annual General Meeting
2.3
ForForReelect Liora Ofer as Director Until the End of the Next Annual General Meeting
2.4
ForForReelect Mordechai Meir as Director Until the End of the Next Annual General Meeting
2.5
ForForReelect Jonathan Kaplan as Director Until the End of the Next Annual General Meeting
2.6
ForForReelect Joav Asher Nachshon as Director Until the End of the Next Annual General Meeting
2.7
ForForReelect Avraham Zeldman as Director Until the End of the Next Annual General Meeting
2.8
ForForReappoint Brightman Almagor Zohar & Co as Auditors
3
ForForIssue Indemnification Agreements and Exemptions from liability to Directors/Officers
4
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 380 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
K12 Inc.
Meeting Date: 12/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Craig R. Barrett For For
ForForElect Director Guillermo Bron 1.2
ForForElect Director Fredda J. Cassell 1.3
ForForElect Director Adam L. Cohn 1.4
ForForElect Director Nathaniel A. Davis 1.5
ForForElect Director John M. Engler 1.6
ForForElect Director Steven B. Fink 1.7
ForForElect Director Jon Q. Reynolds, Jr. 1.8
ForForElect Director Andrew H. Tisch 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify BDO USA, LLP as Auditors 4
RusHydro PJSC
Meeting Date: 12/25/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Determine Quantity, Nominal Value, Category, and Rights of Company's Shares
For For
ForForAmend Charter Re: Authorized Capital 2
ForForApprove Increase in Share Capital via Issuance of Shares
3
ForForApprove Related-Party Transaction with bank VTB Re: Purchase/Sale of Shares
4
ForForApprove Related-Party Transaction with bank VTB Re: Non-Deliverable Forward for Shares
5
Page 381 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RusHydro PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Related-Party Transactions with Russian State Re: Guarantee Agreement
6
AbstainForApprove Related-Party Transactions Re: Guarantee Agreement
7
RusHydro PJSC
Meeting Date: 12/25/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR/GDR Holders
ForForDetermine Quantity, Nominal Value, Category, and Rights of Company's Shares
1
ForForAmend Charter Re: Authorized Capital 2
ForForApprove Increase in Share Capital via Issuance of Shares
3
ForForApprove Related-Party Transaction with bank VTB Re: Purchase/Sale of Shares
4
ForForApprove Related-Party Transaction with bank VTB Re: Non-Deliverable Forward for Shares
5
AbstainForApprove Related-Party Transactions with Russian State Re: Guarantee Agreement
6
AbstainForApprove Related-Party Transactions Re: Guarantee Agreement
7
ForNoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
S1
Eletrobras, Centrais Eletricas Brasileiras S.A.
Meeting Date: 12/28/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Extension of Power Distribution Concession for CELG Distribuicao S.A.
For Do Not Vote
Page 382 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eletrobras, Centrais Eletricas Brasileiras S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia Energetica do Piaui - CEPISA.
2
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia Energetica de Alagoas - CEAL
3
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia de Eletricidade do Acre - ELETROACRE
4
Do Not Vote
ForApprove Extension of Power Distribution Concession for Centrais Eletricas de Rondonia S.A. - CERON
5
Do Not Vote
ForApprove Extension of Power Distribution Concession for Boa Vista Energia S.A.
6
Do Not Vote
ForApprove Extension of Power Distribution Concession for Amazonas Distribuidora de Energia S.A.
7
Do Not Vote
ForApprove Sale of Company Assets Re: Shareholder Control of CELG Distribuicao S.A.
8
Do Not Vote
ForApprove Adoption of Immediate Measures to Sell Company's Assets Re: Shareholder Control of CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S.A., Amazonas Distribuidora de Energia S.A., and CELG Distribuicao S.A.
9
Do Not Vote
ForApprove Adoption of Immediate Measures to Carry Out a Capital Increase of Subsidiaries CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S.A., Amazonas Distribuidora de Energia S.A. by the controlling shareholder (Federal Government)
10
Eletrobras, Centrais Eletricas Brasileiras S.A.
Meeting Date: 12/28/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
Do Not Vote
ForApprove Extension of Power Distribution Concession for CELG Distribuicao S.A.
1
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia Energetica do Piaui - CEPISA.
2
Page 383 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eletrobras, Centrais Eletricas Brasileiras S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia Energetica de Alagoas - CEAL
3
Do Not Vote
ForApprove Extension of Power Distribution Concession for Companhia de Eletricidade do Acre - ELETROACRE
4
Do Not Vote
ForApprove Extension of Power Distribution Concession for Centrais Eletricas de Rondonia S.A. - CERON
5
Do Not Vote
ForApprove Extension of Power Distribution Concession for Boa Vista Energia S.A.
6
Do Not Vote
ForApprove Extension of Power Distribution Concession for Amazonas Distribuidora de Energia S.A.
7
Do Not Vote
ForApprove Sale of Company Assets Re: Shareholder Control of CELG Distribuicao S.A.
8
Do Not Vote
ForApprove Adoption of Immediate Measures to Sell Company Assets Re: Shareholder Control of CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S.A., Amazonas Distribuidora de Energia S.A., and CELG Distribuicao S.A.
9
Do Not Vote
ForApprove Adoption of Immediate Measures to Carry Out a Capital Increase of Subsidiaries CEPISA, CEAL, ELETROACRE, CERON, Boa Vista Energia S.A., Amazonas Distribuidora de Energia S.A. by the controlling shareholder (Federal Government)
10
ENEA S.A.
Meeting Date: 12/28/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
Shareholder Proposals
Page 384 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ENEA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNoneRecall Supervisory Board Member 5.1
AgainstNoneElect Supervisory Board Member 5.2
Management Proposal
Close Meeting 6
Guangdong Electric Power Development Co., Ltd.
Meeting Date: 12/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Company's Eligibility for Private Placement of New A Shares
1
ForForApprove Private Placement of New A Shares 2
ForForApprove Share Type and Par Value 2.1
ForForApprove Issue Manner and Subscription Method
2.2
ForForApprove Target Subscribers and Relationship with the Company
2.3
ForForApprove Pricing Reference Date 2.4
ForForApprove Issue Price and Issue Manner 2.5
ForForApprove Issue Size 2.6
ForForApprove Adjustments to the Issue Size and Issue Price
2.7
ForForApprove Lock-up Period 2.8
ForForApprove Listing Exchange 2.9
ForForApprove Intended Usage of Raised Funds 2.10
ForForApprove Distribution Arrangement of Cumulative Earnings
2.11
ForForApprove Resolution Validity Period 2.12
ForForApprove Plan for Private Placement of New A Shares
3
ForForApprove Report on the Usage of Previously Raised Funds
4
Page 385 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangdong Electric Power Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds
5
ForForApprove Shareholder Return Plan in the Next Three Years
6
ForForApprove Counter-dilution Measures in Connection to the Private Placement
7
AgainstForAmend Rules and Procedures Regarding General Meetings of Shareholders
8
ForForApprove Authorization of Board to Handle All Matters Related to Private Placement
9
ForForApprove Amendments to Articles of Association to Reflect Changes in Capital
10
ForForApprove Provision of Guarantee to the Xintangfang Project of Lincang Guangdong Electric Power Co., Ltd.
11
Huadian Power International Corporation Ltd.
Meeting Date: 12/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAmend Articles of Association 1
ForForApprove Purchase of Coal by the Company from China Huadian and its Subsidiaries and Associates and the Annual Cap
2a
ForForApprove Purchase of Engineering Equipment and Other Miscellaneous and Relevant Services by the Company from China Huadian and its Subsidiaries and Associates and the Annual Cap
2b
ForForApprove Sale of Coal and Provision of Services and Relevant Quota Services by the Company to China Huadian and its Subsidiaries and Associates and the Annual Cap
2c
Page 386 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Pictures Group Limited
Meeting Date: 12/29/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Framework Agreement and Related Transactions
For For
ForForApprove Share Purchase Agreement and Related Transactions
1b
ForForApprove Assignment of Intellectual Property Assets
1c
ForForApprove AGH SBC Reimbursement Agreement 1d
ForForApprove Transfer of Target Business and Shared Services Agreement
1e
ForForAuthorized Board to Deal with All Matters in Relation to the Framework Agreement, Shared Services Agreement and Related Transactions
1f
Aluminum Corporation of China Ltd.
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Capital Injection to Chinalco Property Development Co., Ltd.
1
ForForApprove Transfer of the Property Assets of Chalco Hong Kong Limited by the Company
2
ForForApprove Capital Injection to Chinalco Capital Holdings Co., Ltd.
3
ForForApprove Transfer of All Equity Interests in China Aluminum Nanhai Alloy Co., Ltd. by the Company
4
ForForApprove Transfer of Equity Interests in China Aluminum Logistics Group Corporation Ltd. by the Company
5
ForForApprove Transfer of Equity Interests in Shanxi Huaxing Aluminum Co., Ltd. by the Company
6
Page 387 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aluminum Corporation of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Revision of 2015 Annual Cap Under the General Agreement on Mutual Provision of Production Supplies and Ancillary Services
7
ForForApprove New Finance Lease Framework Agreement and the Proposed Cap
8
ForForApprove Change in US Auditor 9
ForForApprove Non-Public Issuance of Corporate Bonds
10
ForForAmend Articles of Association 11
ELECT 1 EXECUTIVE DIRECTOR AND 1 INDEPENDENT NON-EXECUTIVE DIRECTOR BY CUMULATIVE VOTING
ForForElect Ao Hong as Director 12
ForForElect Lie-A-Cheong Tai Chong, David as Director
13
ELECT 1 SUPERVISOR BY CUMULATIVE VOTING
ForNoneElect Wang Jung as Supervisor 14
Arca Continental S.A.B. de C.V.
Meeting Date: 12/29/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Acquisition of Corporacion Lindley SA 1
ForForAuthorize Increase in Variable Capital via Issuance of Shares with Preemptive Rights
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
ForForApprove Minutes of Meeting 4
China Life Insurance Co. Limited
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Page 388 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Life Insurance Co. Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Tang Xin as Director 1
ForForAppoint Ernst & Young Hua Ming LLP as the PRC Auditor and Ernst & Young as the International Auditor for the Year 2016
2
ForForApprove Entrusted Investment and Management Agreement for Alternative Investments with Insurance Funds, Related Transactions and Annual Cap
3
ForForApprove Issue of Debt Financing Instruments 4
ForForApprove Overseas Issue of Senior Bonds 5
ForForApprove Change of Business Scope 6
China Oilfield Services Ltd.
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Provision of Guarantee to COSL Norwegian AS
1
ELECT 1 NON-EXECUTIVE DIRECTOR BY CUMULATIVE VOTING
AbstainForElect Cheng Chi as Director 2
ELECT 1 SUPERVISOR BY CUMULATIVE VOTING
ForForElect Wei Junchao as Supervisor 3
ForForApprove Issuance of Domestic RMB Debt Financing Instruments and Related Transactions
4
Page 389 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSSC Offshore & Marine Engineering (Group) Co., Ltd.
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAmend Articles of Association 1
ForForApprove the Proposed Transfer of Certain Assets and Liabilities of the Company to Guangzhou Shipyard International Company Limited
2
Golden Eagle Retail Group Ltd.
Meeting Date: 12/29/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Equity Transfer Agreement and Related Transactions
For For
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 12/29/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Prepare List of Shareholders 3
Acknowledge Proper Convening of Meeting 4
ForForApprove Agenda of Meeting 5
Page 390 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals
AbstainNoneRecall Supervisory Board Member 6.1
AgainstNoneElect Supervisory Board Member 6.2
Management Proposal
Close Meeting 7
FBD Holdings plc
Meeting Date: 12/30/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
For For
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Geely Automobile Holdings Ltd.
Meeting Date: 12/30/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2016-2018 Annual Cap Under the Services Agreement
For For
ForForApprove Electric Vehicle Agreement, 2016-2018 Annual Cap and Related Transactions
2
ForForApprove Loan Guarantee Agreement, 2016-2018 Annual Cap and Related Transactions
3
Page 391 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Partnership Assurance Group plc
Meeting Date: 01/05/2016 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
This is a Second Call Meeting Originally Held on 26 November 2015
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Dalata Hotel Group plc
Meeting Date: 10/05/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares with Pre-emptive Rights Pursuant to the Firm Placing and Placing and Open Offer
For Abstain
AbstainForApprove Issuance of Shares without Pre-emptive Rights Pursuant to the Firm Placing and Placing and Open Offer
2
NN GROUP NV
Meeting Date: 10/06/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
ForForElect Helene Vletter-van Dort to Supervisory Board
2a
ForForElect Robert Jenkins to Supervisory Board 2b
Page 392 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NN GROUP NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Dick Harryvan to Supervisory Board 2c
Close Meeting 3
PSB Industries
Meeting Date: 10/09/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
Unione di Banche Italiane SCPA
Meeting Date: 10/09/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForAdopt New Bylaws 1
Ordinary Business
ForAmend Regulations on General Meetings 1
Ets Franz Colruyt
Meeting Date: 10/12/2015 Country: Belgium
Meeting Type: Special
Page 393 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Receive Special Board Report Re: Employee Stock Purchase Plan
I.1
Receive Special Auditor Report Re: Employee Stock Purchase Plan
I.2
ForForApprove Employee Stock Purchase Plan Up To 1,000,000 Shares
I.3
ForForApprove Fixing of the Price of Shares to Be Issued
I.4
AgainstForEliminate Preemptive Rights Re: Item I.3 I.5
ForForApprove Increase of Capital following Issuance of Equity without Preemptive Rights Re: Item I.3
I.6
ForForApprove Subscription Period Re: Item I.3 I.7
ForForAuthorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry
I.8
ForForAcknowledge Board Report Re: Company Law Article 604
II.a
AgainstForCap Amount to Increase Share Capital under Item II.c at 274 Million
II.b
AgainstForRenew Authorization to Increase Share Capital within the Framework of Authorized Capital
II.c
AgainstForAuthorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer
II.d
AgainstForAmend Article 6.1 to Reflect Changes in Capital Re: Item II.b
III.a
AgainstForAmend Article 6.2 Re: Duration of Authority under Item II.c
III.b
AgainstForAmend Article 6 to Reflect the Authority to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer under Item II.d
III.c
ForForAuthorize Implementation of Approved Resolutions
IV
Page 394 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WCM Beteiligungs- und Grundbesitz AG
Meeting Date: 10/12/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Nicola Sievers to the Supervisory Board For For
ForForCancel Affiliation Agreements with Subsidiaries River Duesseldorf Immobilien GmbH and River Frankfurt Immobilien GmbH Approved at the 2015 AGM
2
ForForApprove Affiliation Agreements with Subsidiary River Duesseldorf Immobilien GmbH
3
ForForApprove Affiliation Agreements with Subsidiary River Frankfurt Immobilien GmbH
4
ForForApprove Affiliation Agreements with Subsidiary WCM Beteiligungsgesellschaft mbH
5
ForForApprove Creation of EUR 6.2 Million Pool of Capital without Preemptive Rights
6
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million; Approve Creation of EUR 40 Million Pool of Capital to Guarantee Conversion Rights
7
ForForApprove Stock Option Plan for Key Employees; Approve Creation of EUR 4.5 Million Pool of Conditional Capital to Guarantee Conversion Rights
8
Buwog AG
Meeting Date: 10/13/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForForApprove Allocation of Income 2
ForForApprove Discharge of Management Board 3
ForForApprove Discharge of Supervisory Board 4
Page 395 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Buwog AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Supervisory Board Members
5
ForForRatify Auditors 6
Telstra Corporation Limited
Meeting Date: 10/13/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Russell A. Higgins as Director For For
ForForElect Margaret L. Seale as Director 3b
ForForElect Steven M. Vamos as Director 3c
ForForElect Traci (Trae) Vassallo as Director 3d
ForForApprove the Grant of 758,564 Performance Rights to Andrew Penn, Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
CSL Ltd.
Meeting Date: 10/15/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Anstice as Director For For
ForForElect Maurice Renshaw as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Renewal of the Proportional Takeover Provisions
5
Page 396 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IG Group Holdings plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Andy Green as Director 4
ForForRe-elect Peter Hetherington as Director 5
ForForRe-elect Christopher Hill as Director 6
ForForRe-elect Stephen Hill as Director 7
ForForRe-elect Jim Newman as Director 8
ForForRe-elect Sam Tymms as Director 9
ForForElect June Felix as Director 10
ForForElect Malcom Le May as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Eos Imaging
Meeting Date: 10/16/2015 Country: France
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eos Imaging
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForElect Paula Ness Speers as Director 1
Extraordinary Business
AgainstForSubject to Approval of Item 3 Below, Cancel Prior Authorization to Issue Stock Options
2
AgainstForAuthorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans
3
AgainstForSubject to Approval of Items 2 and 3, Amend Total Limit for Capital Increases to Result from Issuance Requests under Items 19-21 of the June 17, 2015 General Meeting and Item 3 of this Meeting
4
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
5
CPL Resources plc
Meeting Date: 10/19/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Final Dividend 2
AbstainForReelect John Hennessy as a Director 3a
ForForReelect Anne Heraty as a Director 3b
ForForAuthorize Board to Fix Remuneration of Auditors
4
Special Resolutions
ForForAmend Memorandum of Association 5
AbstainForAdopt New Articles of Association 6
Page 398 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CPL Resources plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Amcor Limited
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Graeme Liebelt as Director For For
ForForElect Jeremy Sutcliffe as Director 2b
ForForApprove the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
Groupe Gorge
Meeting Date: 10/21/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans
1
BHP Billiton plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Annual
Page 399 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint KPMG LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity with Pre-emptive Rights
4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Report for UK Law Purposes
7
ForForApprove Remuneration Report for Australian Law Purposes
8
ForForApprove Grant of Awards under the Group's Short and Long Term Incentive Plans to Andrew Mackenzie
9
ForForAmend BHP Billiton Limited Constitution Re: DLC Dividend Share
10
ForForAmend Articles of Association Re: DLC Dividend Share
11
ForForAmend DLC Structure Sharing Agreement Re: DLC Dividend Share
12
ForForAmend BHP Billiton Limited Constitution Re: Simultaneous General Meetings
13
ForForAmend Articles of Association Re: Simultaneous General Meetings
14
ForForElect Anita Frew as Director 15
ForForRe-elect Malcolm Brinded as Director 16
ForForRe-elect Malcolm Broomhead as Director 17
ForForRe-elect Pat Davies as Director 18
ForForRe-elect Carolyn Hewson as Director 19
ForForRe-elect Andrew Mackenzie as Director 20
ForForRe-elect Lindsay Maxsted as Director 21
ForForRe-elect Wayne Murdy as Director 22
ForForRe-elect John Schubert as Director 23
ForForRe-elect Shriti Vadera as Director 24
Page 400 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jac Nasser as Director 25
CRITEO SA
Meeting Date: 10/23/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Extraordinary Business
AgainstForAuthorize Issuance of Free Shares for Use in Time-Based Restricted Stock Plan
1
AgainstForAuthorize Issuance of Free Shares for Use in Performance-Based Restricted Stock Plan
2
Ordinary Business
AgainstForApprove the 2015 Time-Based Free Share/Restricted Stock Unit Plan
3
AgainstForApprove the 2015 Performance-Based Free Share/Restricted Stock Unit Plan
4
Prosafe SE
Meeting Date: 10/23/2015 Country: Cyprus
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Do Not Vote
ForElect Chairman of Meeting 1
Do Not Vote
ForApprove Meeting Notice and Agenda 2
Acknowledge Resignation of Ronny J. Langeland as Director and Board Chairman
3
Do Not Vote
ForElect Harald Espedal as Director and Board Chairman
4
Page 401 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Euronext NV
Meeting Date: 10/27/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
ForForElect Stephane Boujnah to Management Board
2
Close Meeting 3
Mediobanca SPA
Meeting Date: 10/28/2015 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Company Bylaws 1
ForForApprove Issuance of Shares up to EUR 40 Million for a Private Placement Reserved to Italian and International Professional Investors
2
ForForApprove Authorization to Increase Capital in the Maximum Amount of EUR 100 Million with Preemptive Rights; Approve Issuance of Convertible Bonds with Warrants Attached with Preemptive Rights in the Maximum Amount of EUR 2 Billion
3
ForForApprove Performance Shares Plan Financing 4
Ordinary Business
ForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
ForForApprove Fixed-Variable Compensation Ratio 2.a
ForForApprove Severance Payments Policy 2.b
ForForApprove Remuneration Report 2.c
ForForApprove Performance Shares Plan 2015 3
Page 402 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mediobanca SPA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForIntegrate Remuneration of External Auditors 4
Unilever NV
Meeting Date: 10/30/2015 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Informational Meeting for Holders of Depositary Receipts
Open Meeting 1
Receive Report of Management Board (Non-Voting)
2
Receive Announcements Re: Article Amendments and Amendments of Administration Conditions
3
Other Business (Non-Voting) 4
Close Meeting 5
ANSALDO STS S.P.A.
Meeting Date: 11/02/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Shareholder Proposals Submitted by Finmeccanica S.p.A.
AgainstNoneFix Number of Directors 1.1
ForNoneFix Board Terms for Directors 1.2
Appoint Directors (Slate Election) - Choose One of the Following Slates
AgainstNoneSlate 1 - Submitted by Finmeccanica S.p.A. 1.3.1
Page 403 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ANSALDO STS S.P.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneSlate 2 - Submitted by Institutional Investors (Assogestioni)
1.3.2
Shareholder Proposals Submitted by Finmeccanica S.p.A.
AgainstNoneElect Alistair Dormer as Board Chair 1.4
AgainstNoneApprove Remuneration of Directors 1.5
AgainstNoneApprove Discharge of Incumbent Directors 2
Eurocommercial Properties NV
Meeting Date: 11/03/2015 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1
Receive Report of Management Board (Non-Voting)
2
ForForAdopt Financial Statements and Statutory Reports and Allow Publication of Information in English
3
ForForApprove Dividends of EUR 0.20 Per Share and EUR 1.98 per Depositary Receipt
4
ForForApprove Discharge of Management Board 5
ForForApprove Discharge of Supervisory Board 6
ForForApprove Remuneration of Supervisory Board 7
ForForApprove Remuneration Policy 8
ForForRatify KPMG as Auditors 9
AgainstForGrant Board Authority to Issue Shares Up To 20 Percent of Issued Capital
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Allow Questions 12
Close Meeting 13
Page 404 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David J. Anderson For For
ForForElect Director Colleen F. Arnold 1.2
ForForElect Director George S. Barrett 1.3
ForForElect Director Carrie S. Cox 1.4
ForForElect Director Calvin Darden 1.5
ForForElect Director Bruce L. Downey 1.6
ForForElect Director Patricia A. Hemingway Hall 1.7
ForForElect Director Clayton M. Jones 1.8
ForForElect Director Gregory B. Kenny 1.9
ForForElect Director Nancy Killefer 1.10
ForForElect Director David P. King 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Eca
Meeting Date: 11/04/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans
1
SBM Offshore NV
Meeting Date: 11/04/2015 Country: Netherlands
Meeting Type: Special
Page 405 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SBM Offshore NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
ForForReelect B.Y.R. Chabas to Management Board 2
Allow Questions 3
Close Meeting 4
Sky plc
Meeting Date: 11/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Nick Ferguson as Director 4
ForForRe-elect Jeremy Darroch as Director 5
ForForRe-elect Andrew Griffith as Director 6
ForForRe-elect Tracy Clarke as Director 7
ForForRe-elect Martin Gilbert as Director 8
ForForRe-elect Adine Grate as Director 9
ForForRe-elect Dave Lewis as Director 10
ForForRe-elect Matthieu Pigasse as Director 11
ForForRe-elect Andy Sukawaty as Director 12
ForForRe-elect Chase Carey as Director 13
ForForRe-elect James Murdoch as Director 14
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
15
Page 406 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Eutelsat Communications
Meeting Date: 11/05/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.09 per Share
4
ForForApprove Stock Dividend Program (Cash or New Shares)
5
ForForReelect John Birt as Director 6
ForForElect Jean d'Arthuys as Director 7
ForForElect Ana Garcia as Director 8
ForForRenew Appointment of Ernst and Young et Autres as Auditor
9
ForForRenew Appointment of Auditex as Alternate Auditor
10
ForForAdvisory Vote on Compensation of Michel de Rosen, Chairman and CEO
11
ForForAdvisory Vote on Compensation of Michel Azibert, Vice-CEO
12
Page 407 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
AgainstForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
17
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
18
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
19
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 16-18
20
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
21
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
AgainstForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Orpea
Meeting Date: 11/06/2015 Country: France
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orpea
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Pernod Ricard
Meeting Date: 11/06/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.80 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Agreements with Alexandre Ricard, Chairman and CEO
5
ForForRatify Appointment of Veronica Vargas as Director
6
ForForReelect Nicole Bouton as Director 7
ForForElect Kory Sorenson as Director 8
ForForAppoint CBA as Alternate Auditor 9
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 950,000
10
AgainstForAdvisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously
11
AgainstForAdvisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015
12
Page 409 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015
13
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
17
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
20
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
21
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
22
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForForAmend Article 33 of Bylaws Re: Record Date 25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Naturex SA
Meeting Date: 11/12/2015 Country: France
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naturex SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Ramsay Health Care Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
AgainstForElect Michael Stanley Siddle as Director 3.1
AgainstForElect Peter John Evans as Director 3.2
ForForElect Patricia Elizabeth Akopiantz as Director 3.3
ForForElect Margaret Leone Seale as Director 3.4
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
AgainstForApprove the Non-Executive Director Share Rights Plan
5
ForForApprove the Grant of Up to 191,060 Performance Rights to Christopher Paul Rex, Managing Director of the Company
6.1
ForForApprove the Grant of Up to 82,503 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company
6.2
ING Groep NV
Meeting Date: 11/18/2015 Country: Netherlands
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ING Groep NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Informational Meeting for Holders of Depositary Receipts
Open Meeting 1
Receive Announcements on Activities of Foundation ING Shares
2
Close Meeting 3
Dialog Semiconductor plc
Meeting Date: 11/19/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity in Connection with the Acquisition
For Abstain
Italia Independent Group S.p.A.
Meeting Date: 11/25/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
1
Focus Home Interactive
Meeting Date: 11/26/2015 Country: France
Meeting Type: Special
Page 412 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Focus Home Interactive
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 100,000 Shares for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Bastide Le Confort Medical
Meeting Date: 11/27/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Discharge Directors
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Non-Deductible Expenses 3
ForForApprove Allocation of Income and Dividends of EUR 0.25 per Share
4
AgainstForAcknowledge Auditors' Special Report on Related-Party Transactions Regarding Ongoing Transactions
5
AgainstForApprove Transaction with SCI Bastide Mauguio Re: Commercial Leasing
6
AgainstForApprove Transaction with SCI Bastide Arles Re: Commercial Leasing
7
AgainstForApprove Transaction with SCI Bastide Toulouse Re: Commercial Leasing
8
AgainstForApprove Transaction with SCI Bastide Clermont Ferrand Re: Option to Rent a Property
9
ForForRenew Appointments of KPMG as Auditor and Salustro Reydel as Alternate Auditor
10
AgainstForReelect Guy Bastide as Director 11
AgainstForReelect Brigitte Bastide as Director 12
Page 413 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bastide Le Confort Medical
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForReelect Vincent Bastide as Director 13
AgainstForReelect Philippe Bastide as Director 14
AgainstForElect Jean-Noel Cabanis as Director and Approve Remuneration of EUR 20,000
15
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
Extraordinary Business
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million
17
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million
18
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
ForForAuthorize Filing of Required Documents/Other Formalities
20
Ordinary Business
AgainstForApprove Amendment to Transaction with SA Societe d Investissement Bastide
21
Vonovia SE
Meeting Date: 11/30/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Up to 245.2 Million New Shares in Connection with Acquisition of Deutsche Wohnen AG
For For
ForForApprove EUR 12.3 Million Increase in Share Capital without Preemptive Rights
2
ForForApprove Creation of EUR 12.3 Million Pool of Capital without Preemptive Rights
3
Christian Dior
Meeting Date: 12/01/2015 Country: France
Meeting Type: Annual/Special
Page 414 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
AgainstForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 3.20 per Share
4
ForForApprove Transfer from Legal Reserves Account to Optional Reserves Account
5
AgainstForReelect Delphine Arnault as Director 6
AgainstForReelect Helene Desmarais as Director 7
AgainstForAppoint Denis Dalibot as Censor 8
AgainstForAppoint Jaime de Marichalar y Saenz de Tejada as Censor
9
AgainstForAdvisory Vote on Compensation of Bernard Arnault
10
AgainstForAdvisory Vote on Compensation of Sidney Toledano
11
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
14
AgainstForAmend Articles 13, 17, and 24 of Bylaws Re: Powers of the Board of Directors, Record Date, and Fiscal Year
15
Lisi
Meeting Date: 12/01/2015 Country: France
Meeting Type: Special
Page 415 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lisi
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 1 Million Shares for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Nokia Corp.
Meeting Date: 12/02/2015 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForIssue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent
6
ForForAmend Articles Re: Corporate Purpose; Board-Related; General Meeting
7
ForForFix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors
8
Close Meeting 9
Saipem
Meeting Date: 12/02/2015 Country: Italy
Meeting Type: Special
Page 416 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Saipem
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove the Elimination of the Par Value of Shares
1
AgainstForApprove Capital Increase with Preemptive Rights
2
Ordinary Business
Shareholder Proposal Submitted by Eni SpA
AgainstNoneAppoint Internal Statutory Auditor 1
Fiat Chrysler Automobiles NV
Meeting Date: 12/03/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
Receive Announcements Re: Demerger of Ferrari
2
ForForApprove Demerger of Ferrari NV 3
Close Meeting 4
Aryzta AG
Meeting Date: 12/08/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Page 417 of 597
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Aryzta AG
Meeting Date: 12/08/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Allocation of Income 2.1
ForForApprove Dividends of CHF 0.66 per Share 2.2
ForForApprove Discharge of Board and Senior Management
3
ForForReelect Denis Lucey as Director and Chairman 4.1.1
ForForReelect Charles Adair as Director 4.1.2
ForForReelect Annette Flynn as Director 4.1.3
ForForReelect Shaun Higgins as Director 4.1.4
ForForReelect Owen Killian as Director 4.1.5
ForForReelect Andrew Morgan as Director 4.1.6
ForForReelect Wolfgang Werle as Director 4.1.7
ForForElect Dan Flinter as Director 4.1.8
ForForAppoint Charles Adair as Member of the Compensation Committee
4.2.1
ForForAppoint Shaun Higgins as Member of the Compensation Committee
4.2.2
ForForAppoint Denis Lucey as Member of the Compensation Committee
4.2.3
ForForRatify PricewaterhouseCoopers AG as Auditors
4.3
ForForDesignate Ines Poeschel as Independent Proxy
4.4
ForForApprove Maximum Remuneration of Board Directors in the Amount of CHF 1 Million
5.1
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 17.75 Million
5.2
ForForApprove Creation of CHF 183,621 Pool of Capital without Preemptive Rights
6
AgainstForTransact Other Business (Voting) 7
Page 418 of 597
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Amplitude Surgical
Meeting Date: 12/09/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Treatment of Losses 3
ForForApprove Underwriting Agreement with Shareholders and Financial Institutions
4
ForForApprove Exit Agreement with Main Shareholders
5
AgainstForApprove Agreements with Olivier Jallabert, CEO and Chairman
6
ForForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
7
AgainstForApprove Severance Payment Agreement with Olivier Jallabert, CEO and Chairman
8
AgainstForAdvisory Vote on Compensation of Olivier Jallabert, CEO and Chairman
9
ForForAppoint Deloitte Et Associes as Auditor 10
ForForAppoint BEAS as Alternate Auditor 11
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
AgainstForAuthorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans
14
ForForAuthorize Filing of Required Documents/Other Formalities
15
Barry Callebaut AG
Meeting Date: 12/09/2015 Country: Switzerland
Meeting Type: Annual
Page 419 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Barry Callebaut AG
Meeting Date: 12/09/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Receive Auditor Report (Non-Voting) 2
ForForAccept Annual Report 3.1
AgainstForApprove Remuneration Report 3.2
ForForAccept Financial Statements and Consolidated Financial Statements
3.3
ForForApprove Transfer of CHF 79.6 Million from Capital Contribution Reserves to Free Reserves
4.1
ForForApprove Dividends of CHF 14.50 per Share 4.2
ForForApprove Allocation of Income 4.3
ForForApprove Discharge of Board and Senior Management
5
ForForAmend Articles Re: Size of Board of Directors 6
ForForReelect Walther Andreas Jacobs as Director 7.1a
ForForReelect Juergen Steinemann as Director 7.1b
ForForReelect Andreas Schmid as Director 7.1c
ForForReelect Fernando Aguirre as Director 7.1d
ForForReelect Jakob Baer as Director 7.1e
ForForReelect James Lloyd Donald as Director 7.1f
ForForReelect Nicolas Jacobs as Director 7.1g
ForForReelect Timothy Minges as Director 7.1h
Page 420 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barry Callebaut AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Wai Ling Liu as Director 7.1i
ForForElect Patrick De Maeseneire as Director 7.1j
ForForElect Walther Andreas Jacobs as Board Chairman
7.2
ForForAppoint James Lloyd Donald as Member of the Compensation Committee
7.3.1
ForForAppoint Fernando Aguirre as Member of the Compensation Committee
7.3.2
ForForAppoint Wai Ling Liu as Member of the Compensation Committee
7.3.3
ForForAppoint Patrick De Maeseneire as Member of the Compensation Committee
7.3.4
ForForDesignate Andreas Keller as Independent Proxy
7.4
ForForRatify KPMG AG as Auditors 7.5
AgainstForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 2.2 Million
8.1
AgainstForApprove Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 6.3 Million
8.2
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 12.9 Million
8.3
AgainstForTransact Other Business (Voting) 9
Beni Stabili S.p.A. SIIQ
Meeting Date: 12/10/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForRevoke the Mandate of Mazars SpA 1.1
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
1.2
ForForApprove Decrease in Size of Board 2.1
AgainstForApprove Discharge of Outgoing Director Aldo Mazzocco
2.2
Page 421 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beni Stabili S.p.A. SIIQ
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Capital Increase without Preemptive Rights to Service Conversion of Bonds Reserved to Qualified Investors; Amend Company Bylaws
3
Jyske Bank A/S
Meeting Date: 12/15/2015 Country: Denmark
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Editorial Change to Reflect Non-Alternating Elections of Shareholder Representatives
For Do Not Vote
Do Not Vote
ForAmend Articles Re: Abandon Geographically Alternating Elections of Shareholder Representatives
2
Do Not Vote
ForAmend Articles Re: Allow Shareholders Domiciled Outside Denmark to Serve as Shareholder Representatives
3
Do Not Vote
ForAmend Articles Re: Editorial Change to Reflect Non-Alternating Elections of Shareholder Representatives
4
Do Not Vote
ForAmend Articles Re: Election of Supervisory Board
5
Pixium Vision
Meeting Date: 12/15/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans
1
Page 422 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Italia Spa
Meeting Date: 12/15/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Conversion of Saving Shares into Ordinary Shares
1
Ordinary Business
Shareholder Proposals Submitted by Vivendi SA
AgainstNoneChange Board Size from 13 to 17 2.1
AgainstNoneElect Four Directors (Bundled) 2.2
AgainstNoneFix Board Remuneration 2.3
AgainstNoneAuthorize New Directors to Assume Positions in Competing Companies
2.4
Johnson Matthey plc
Meeting Date: 12/16/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend; Approve Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
Store Electronic Systems
Meeting Date: 12/16/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Page 423 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Store Electronic Systems
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Etablissements Maurel Et Prom
Meeting Date: 12/17/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Merger Agreement with MPI 1
AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
2
Ordinary Business
ForForRatify Appointment of Eloi Duverger as Director
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Alstom
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Directed Share Repurchase Program 1
AgainstForAuthorize up to 5 Million Shares for Use in Restricted Stock Plans
2
Ordinary Business
ForForChange Location of Registered Office to 48 Rue Albert Dhalenne, 93400 Saint-Ouen, and Amend Article 4 of Bylaws Accordingly
3
Page 424 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alstom
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposal Submitted by Bouygues
AgainstNoneElect Olivier Bourges as Director 4
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
5
Koninklijke Philips N.V.
Meeting Date: 12/18/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect A. Bhattacharya to Management Board For For
Scor SE
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 3 Million Shares for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Unibet Group PLC
Meeting Date: 12/18/2015 Country: Malta
Meeting Type: Special
Page 425 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Unibet Group PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting for Holders of Swedish Depository Receipts
Do Not Vote
ForApprove Stock Split and Amend Articles to Reflects Changes to the Authorized and Issued Share Capital
1
MGI Digital Technology
Meeting Date: 12/21/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize New Class of Preferred Stock and Amend Bylaws Accordingly
1
AgainstForSubject to Approval of Item 1, Authorize Issuance of Preferred Shares in Favor of Key Employees and Corporate Officers for up to 5 Percent of Issued Capital
2
AgainstForAuthorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
SAF-Holland S.A.
Meeting Date: 12/22/2015 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Issuance of Up to 4.53 Million Shares Without Preemptive Rights and Up to 11.96 Million Shares With Preemptive Rights and Amend Articles Accordingly
1
Page 426 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Home Properties, Inc.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
John Wiley & Sons, Inc.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mari J. Baker For For
ForForElect Director George Bell 1.2
ForForElect Director Raymond W. McDaniel, Jr. 1.3
ForForElect Director Kalpana Raina 1.4
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
WebMD Health Corp.
Meeting Date: 10/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark J. Adler For For
ForForElect Director Neil F. Dimick 1.2
Page 427 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WebMD Health Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James V. Manning 1.3
ForForElect Director Joseph E. Smith 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Cal-Maine Foods, Inc.
Meeting Date: 10/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Adolphus B. Baker For For
ForForElect Director Timothy A. Dawson 1.2
ForForElect Director Letitia C. Hughes 1.3
ForForElect Director Sherman L. Miller 1.4
ForForElect Director James E. Poole 1.5
ForForElect Director Steve W. Sanders 1.6
ForForRatify Frost, PLLC as Auditors 2
Open Text Corporation
Meeting Date: 10/02/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins For For
ForForElect Director Mark Barrenechea 1.2
ForForElect Director Randy Fowlie 1.3
ForForElect Director Gail E. Hamilton 1.4
Page 428 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Open Text Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Brian J. Jackman 1.5
ForForElect Director Stephen J. Sadler 1.6
ForForElect Director Michael Slaunwhite 1.7
ForForElect Director Katharine B. Stevenson 1.8
ForForElect Director Deborah Weinstein 1.9
ForForRatify KPMG LLP as Auditors 2
ForForAmend Employee Stock Purchase Plan 3
Altera Corporation
Meeting Date: 10/06/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Cavco Industries, Inc.
Meeting Date: 10/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven G. Bunger For For
ForForElect Director Jack Hanna 1.2
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForIncrease Authorized Common Stock 4
AgainstForAmend Omnibus Stock Plan 5
Page 429 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ruby Tuesday, Inc.
Meeting Date: 10/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director F. Lane Cardwell, Jr. For For
ForForElect Director Kevin T. Clayton 1b
ForForElect Director Jeffrey J. O'Neill 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForAmend Omnibus Stock Plan 4
AgainstForApprove Executive Incentive Bonus Plan 5
Thoratec Corporation
Meeting Date: 10/07/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Alibaba Group Holding Ltd.
Meeting Date: 10/08/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Page 430 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Group Holding Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Joseph C. Tsai as Director 1.1
ForForElect Jonathan Zhaoxi Lu as Director 1.2
ForForElect J. Michael Evans as Director 1.3
ForForElect Borje E. Ekholm as Director 1.4
ForForElect Wan Ling Martello as Director 1.5
ForForApprove PricewaterhouseCoopers as Independent Auditors
2
RPM International Inc.
Meeting Date: 10/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John P. Abizaid For For
ForForElect Director Bruce A. Carbonari 1.2
ForForElect Director Jenniffer D. Deckard 1.3
ForForElect Director Salvatore D. Fazzolari 1.4
ForForElect Director Thomas S. Gross 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
China Mengniu Dairy Co., Ltd.
Meeting Date: 10/09/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Authorized Share Capital For For
ForForApprove Issuance of Bonus Shares 2
Page 431 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huatai Securities Co., Ltd.
Meeting Date: 10/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Xu Min as Director 1
ForForElect Chen Zhibin as Director 2
ForForElect Liu Zhihong as Supervisor 3
ForForApprove Stock Remuneration Plan 4
ForForApprove Issuance of Domestic Debt Financing Instruments
5.00
ForForApprove Issuing Entity, Size and Method in Relation to the Issuance of Domestic Debt Financing Instruments
5.01
ForForApprove Type of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.02
ForForApprove Term of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.03
ForForApprove Interest of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.04
ForForApprove Security and Other Credit Enhancement Arrangement in Relation to the Issuance of Domestic Debt Financing Instruments
5.05
ForForApprove Use of Proceeds in Relation to the Issuance of Domestic Debt Financing Instruments
5.06
ForForApprove Issue Price in Relation to the Issuance of Domestic Debt Financing Instruments
5.07
ForForApprove Issue Target and Arrangements on Placement to Shareholders in Relation to the Issuance of Domestic Debt Financing Instruments
5.08
ForForApprove Guarantee Measures for Repayment in Relation to the Issuance of Domestic Debt Financing Instruments
5.09
ForForApprove Listing of Debt Financing Instruments in Relation to the Issuance of Domestic Debt Financing Instruments
5.10
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huatai Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Validity Period of Resolution in Relation to the Issuance of Domestic Debt Financing Instruments
5.11
ForForAuthorized Board to Deal with Issuance of Domestic Debt Financing Instruments.
5.12
Unione di Banche Italiane SCPA
Meeting Date: 10/09/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAdopt New Bylaws 1
Ordinary Business
ForForAmend Regulations on General Meetings 1
China Resources Enterprise, Ltd.
Meeting Date: 10/12/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Company Name For For
Herman Miller, Inc.
Meeting Date: 10/12/2015 Country: USA
Meeting Type: Annual
Page 433 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Herman Miller, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David A. Brandon For For
ForForElect Director Douglas D. French 1.2
ForForElect Director John R. Hoke III 1.3
ForForElect Director Heidi J. Manheimer 1.4
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AAR CORP.
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Anthony K. Anderson For For
ForForElect Director Michael R. Boyce 1.2
ForForElect Director David P. Storch 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Carpenter Technology Corporation
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Carl G. Anderson, Jr. For For
Page 434 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carpenter Technology Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Philip M. Anderson 1.2
ForForElect Director Jeffrey Wadsworth 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Telstra Corporation Limited
Meeting Date: 10/13/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Russell A. Higgins as Director For For
ForForElect Margaret L. Seale as Director 3b
ForForElect Steven M. Vamos as Director 3c
ForForElect Traci (Trae) Vassallo as Director 3d
ForForApprove the Grant of 758,564 Performance Rights to Andrew Penn, Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
The Procter & Gamble Company
Meeting Date: 10/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Francis S. Blake For For
ForForElect Director Angela F. Braly 1b
ForForElect Director Kenneth I. Chenault 1c
ForForElect Director Scott D. Cook 1d
Page 435 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Procter & Gamble Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Susan Desmond-Hellmann 1e
ForForElect Director A.G. Lafley 1f
ForForElect Director Terry J. Lundgren 1g
ForForElect Director W. James McNerney, Jr. 1h
ForForElect Director David S. Taylor 1i
ForForElect Director Margaret C. Whitman 1j
ForForElect Director Mary Agnes Wilderotter 1k
ForForElect Director Patricia A. Woertz 1l
ForForElect Director Ernesto Zedillo 1m
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProxy Access 4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Francis S. Blake 1a
ForElect Director Angela F. Braly 1b
ForElect Director Kenneth I. Chenault 1c
ForElect Director Scott D. Cook 1d
ForElect Director Susan Desmond-Hellmann 1e
ForElect Director A.G. Lafley 1f
ForElect Director Terry J. Lundgren 1g
ForElect Director W. James McNerney, Jr. 1h
ForElect Director David S. Taylor 1i
ForElect Director Margaret C. Whitman 1j
ForElect Director Mary Agnes Wilderotter 1k
ForElect Director Patricia A. Woertz 1l
ForElect Director Ernesto Zedillo 1m
ForRatify Deloitte & Touche LLP as Auditors 2
Page 436 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Procter & Gamble Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstProxy Access 4
Cintas Corporation
Meeting Date: 10/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gerald S. Adolph For For
ForForElect Director John F. Barrett 1b
ForForElect Director Melanie W. Barstad 1c
ForForElect Director Richard T. Farmer 1d
ForForElect Director Scott D. Farmer 1e
ForForElect Director James J. Johnson 1f
ForForElect Director Robert J. Kohlhepp 1g
ForForElect Director Joseph Scaminace 1h
ForForElect Director Ronald W. Tysoe 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
LPBP Inc.
Meeting Date: 10/14/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dissolution of the Company For
Page 437 of 597
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Paychex, Inc.
Meeting Date: 10/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director B. Thomas Golisano For For
ForForElect Director Joseph G. Doody 1b
ForForElect Director David J. S. Flaschen 1c
ForForElect Director Phillip Horsley 1d
ForForElect Director Grant M. Inman 1e
ForForElect Director Pamela A. Joseph 1f
ForForElect Director Martin Mucci 1g
ForForElect Director Joseph M. Tucci 1h
ForForElect Director Joseph M. Velli 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForRatify Auditors 5
Performance Sports Group Ltd.
Meeting Date: 10/14/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Karyn Barsa For For
ForForElect Director Kevin Davis 1b
ForForElect Director Joan Dea 1c
ForForElect Director C. Michael Jacobi 1d
ForForElect Director Paul Lavoie 1e
ForForElect Director Larry Lucchino 1f
Page 438 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Performance Sports Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Matthew Mannelly 1g
ForForElect Director Bernard McDonell 1h
ForForElect Director Bob Nicholson 1i
ForForRatify KPMG LLP as Auditors 2
AgainstForApprove Omnibus Stock Plan 3
ForForAmend Quorum Requirements 4
ForForAmend Articles to Remove References to Proportionate Voting Shares
5
ForForAllow Electronic Distribution of Company Communications
6
ForForApprove Advance Notice Policy 7
ForForAmend Indemnification Provisions in the Articles
8
Barnes & Noble, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott S. Cowen For For
ForForElect Director William Dillard, II 1.2
ForForElect Director Patricia L. Higgins 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
CSL Ltd.
Meeting Date: 10/15/2015 Country: Australia
Meeting Type: Annual
Page 439 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSL Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Anstice as Director For For
ForForElect Maurice Renshaw as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Renewal of the Proportional Takeover Provisions
5
Hertz Global Holdings, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carl T. Berquist For For
ForForElect Director Henry R. Keizer 1b
ForForElect Director Michael F. Koehler 1c
ForForElect Director Linda Fayne Levinson 1d
ForForElect Director John P. Tague 1e
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
ForAgainstPro-rata Vesting of Equity Awards 5
IG Group Holdings plc
Meeting Date: 10/15/2015 Country: United Kingdom
Meeting Type: Annual
Page 440 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IG Group Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Andy Green as Director 4
ForForRe-elect Peter Hetherington as Director 5
ForForRe-elect Christopher Hill as Director 6
ForForRe-elect Stephen Hill as Director 7
ForForRe-elect Jim Newman as Director 8
ForForRe-elect Sam Tymms as Director 9
ForForElect June Felix as Director 10
ForForElect Malcom Le May as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
MasTec, Inc.
Meeting Date: 10/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jose R. Mas For For
ForForElect Director John Van Heuvelen 1.2
Page 441 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MasTec, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify BDO USA, LLP as Auditors 2
ForForAmend Qualified Employee Stock Purchase Plan
3
Orora Ltd.
Meeting Date: 10/15/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Chris Roberts as Director For For
ForForElect John Pizzey as Director 2b
ForForApprove the Grant of Up to 1.38 Million Options and 459,000 Performance Rights to Nigel Garrard, Managing Director and CEO of the Company
3
ForForApprove Remuneration Report 4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Siliconware Precision Industries Co., Ltd.
Meeting Date: 10/15/2015 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForApprove Amendments to Articles of Association
1
AgainstForAmend Procedures Governing the Acquisition or Disposal of Assets
2
Page 442 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aetna Inc.
Meeting Date: 10/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
ForForAdjourn Meeting 2
Humana Inc.
Meeting Date: 10/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Cochlear Ltd.
Meeting Date: 10/20/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove the Remuneration Report 2.1
ForForElect Alison Deans as Director 3.1
ForForElect Glen Boreham as Director 3.2
ForForElect Edward Byrne as Director 3.3
ForForApprove the Grant of Options and Performance Rights to Chris Smith, CEO and President of the Company
4.1
Page 443 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cochlear Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRenew Partial Takeover Provision 5.1
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6.1
Forest City Enterprises, Inc.
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reorganization to Facilitate Transition to REIT Status
For For
ForForAmend Articles of Incorporation to Add Provisions Necessary to Authorize Forest City to Declare and Pay a Special Dividend Part in Stock and Part in Cash in a Manner in which Shareholders May Receive the Dividend in Different Forms
2
AgainstForAmend REIT Charter to Increase or Decrease the Aggregate Number of Shares of REIT Stock or the Number of Shares Any Class or Series of Shares of REIT Stock that the REIT is Authorized to Issue
3
AgainstForApprove Provision in the REIT Charter and Provision in the Amended and Restated REIT Bylaws to Grant the REIT Board of Directors, with Certain Limited Exceptions and Exclusive Power to Amend the REIT Bylaws
4
ForForProvide Right to Call Special Meeting 5
ForForAdjourn Meeting 6
KIMBALL INTERNATIONAL, INC.
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Timothy J. Jahnke For For
Page 444 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KIMBALL INTERNATIONAL, INC.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Thomas J. Tischhauser 1.2
ForForAmend Executive Incentive Bonus Plan 2
ForForRatify Deloitte & Touche LLP as Auditors 3
Regis Corporation
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel G. Beltzman For For
ForForElect Director David J. Grissen 1b
ForForElect Director Daniel J. Hanrahan 1c
ForForElect Director Mark S. Light 1d
ForForElect Director Michael J. Merriman 1e
ForForElect Director M. Ann Rhoades 1f
ForForElect Director Stephen E. Watson 1g
ForForElect Director David P. Williams 1h
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Synaptics Incorporated
Meeting Date: 10/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey D. Buchanan For For
ForForElect Director Keith B. Geeslin 1.2
ForForElect Director James L. Whims 1.3
Page 445 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Synaptics Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
AgainstForAmend Omnibus Stock Plan 4
Amcor Limited
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Graeme Liebelt as Director For For
ForForElect Jeremy Sutcliffe as Director 2b
ForForApprove the Grant of Options and Performance Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Grant of Share Rights to Ron Delia, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Remuneration Report 5
ARRIS Group, Inc.
Meeting Date: 10/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 446 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crown Resorts Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Andrew Demetriou as Director For For
ForForElect Robert Rankin as Director 2b
ForForElect Benjamin Brazil as Director 2c
AgainstForElect Michael Johnston as Director 2d
ForForElect Harold Mitchell as Director 2e
ForForApprove the Remuneration Report 3
Insurance Australia Group Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
**Withdrawn Resolution** Approve the Grant of Share Rights to Michael Wilkins, Chief Executive Officer of the Company
2
ForForElect Alison Deans as Director 3
ForForElect Raymond Lim as Director 4
ForForElect Elizabeth Bryan as Director 5
ForForElect Thomas Pockett as Director 6
ForForElect Jonathan (Jon) Nicholson as Director 7
ForForRatify the Past Issuance of 89.77 Million Shares to National Indemnity Company
8
ForForApprove the Issuance of 121.57 Million Options to National Indemnity Company
9
Page 447 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medibank Private Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Christine O'Reilly as Director For For
ForForElect Peter Hodgett as Director 3
ForForAppoint PricewaterhouseCoopers as Auditor of the Company
4
ForForApprove the Remuneration Report 5
ForForApprove the Grant of 582,524 Performance Rights to George Savvides, Managing Director of the Company
6
Origin Energy Ltd.
Meeting Date: 10/21/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForElect Scott Perkins as Director 2
ForForElect Steven Sargent as Director 3
ForForElect John Akehurst as Director 4
ForForElect Karen Moses as Director 5
ForForElect Helen Nugent as Director 6
ForForApprove the Remuneration Report 7
**Withdrawn Resolution*** Approve the Grant of Equity Grants to Grant A King, Managing Director of the Company
8
***Withdrawn Resolution*** Approve the Grant of Equity Grants to Karen A Moses, Executive Director of the Company
9
ForForApprove the Potential Future Termination Benefits
10
Shareholder Proposal
Page 448 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Origin Energy Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstApprove the Amendment to the Constitution 11
Seagate Technology plc
Meeting Date: 10/21/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephen J. Luczo For For
ForForElect Director Frank J. Biondi, Jr. 1b
ForForElect Director Michael R. Cannon 1c
ForForElect Director Mei-Wei Cheng 1d
ForForElect Director William T. Coleman 1e
ForForElect Director Jay L. Geldmacher 1f
ForForElect Director Dambisa F. Moyo 1g
ForForElect Director Kristen M. Onken 1h
ForForElect Director Chong Sup Park 1i
ForForElect Director Stephanie Tilenius 1j
ForForElect Director Edward J. Zander 1k
ForForDetermine Price Range for Reissuance of Treasury Shares
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Sky Network Television Ltd.
Meeting Date: 10/21/2015 Country: New Zealand
Meeting Type: Annual
Page 449 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky Network Television Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Reappointment of PricewaterhouseCoopers as Auditors and Authorize the Board to Fix Their Remuneration
For For
ForForElect Susan Paterson as Director 2
ForForApprove the Increase in Maximum Aggregate Remuneration of Directors
3
Unifi, Inc.
Meeting Date: 10/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William J. Armfield, IV For For
ForForElect Director R. Roger Berrier, Jr. 1b
ForForElect Director Archibald Cox, Jr. 1c
ForForElect Director William L. Jasper 1d
ForForElect Director Kenneth G. Langone 1e
ForForElect Director Suzanne M. Present 1f
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ACE Limited
Meeting Date: 10/22/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Shares For For
Page 450 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ACE Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForChange Company Name to Chubb Limited 2
AbstainForIssue Shares in Connection with Merger 3
ForForElect Sheila P. Burke as Director 4.1
ForForElect James I. Cash, Jr. as Director 4.2
ForForElect Lawrence W. Kellner as Director 4.3
ForForElect James M. Zimmerman as Director 4.4
ForForApprove the Increase in Maximum Aggregate Remuneration of Directors
5
AgainstForAuthorize Independent Representative to Vote on Any Amendment to Previous Resolutions
A
APA Group
Meeting Date: 10/22/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Leonard Bleasel as Director For For
ForForElect Russell Higgins as Director 2
ForForElect Michael Fraser as Director 3
ForForElect Debra Goodin as Director 4
ForForApprove the Amendments to the Australian Pipeline Trust Constitution
5
ForForApprove the Amendments to the APT Investment Trust Constitution
6
BHP Billiton plc
Meeting Date: 10/22/2015 Country: United Kingdom
Meeting Type: Annual
Page 451 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint KPMG LLP as Auditors 2
ForForAuthorise the Risk and Audit Committee to Fix Remuneration of Auditors
3
ForForAuthorise Issue of Equity with Pre-emptive Rights
4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
ForForAuthorise Market Purchase of Ordinary Shares 6
ForForApprove Remuneration Report for UK Law Purposes
7
ForForApprove Remuneration Report for Australian Law Purposes
8
ForForApprove Grant of Awards under the Group's Short and Long Term Incentive Plans to Andrew Mackenzie
9
ForForAmend BHP Billiton Limited Constitution Re: DLC Dividend Share
10
ForForAmend Articles of Association Re: DLC Dividend Share
11
ForForAmend DLC Structure Sharing Agreement Re: DLC Dividend Share
12
ForForAmend BHP Billiton Limited Constitution Re: Simultaneous General Meetings
13
ForForAmend Articles of Association Re: Simultaneous General Meetings
14
ForForElect Anita Frew as Director 15
ForForRe-elect Malcolm Brinded as Director 16
ForForRe-elect Malcolm Broomhead as Director 17
ForForRe-elect Pat Davies as Director 18
ForForRe-elect Carolyn Hewson as Director 19
ForForRe-elect Andrew Mackenzie as Director 20
ForForRe-elect Lindsay Maxsted as Director 21
ForForRe-elect Wayne Murdy as Director 22
ForForRe-elect John Schubert as Director 23
ForForRe-elect Shriti Vadera as Director 24
Page 452 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jac Nasser as Director 25
Spotless Group Holdings Ltd.
Meeting Date: 10/22/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Margaret Jackson as Director For For
ForForElect Garry Hounsell as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Options to Martin Sheppard, Managing Director and CEO of the Company
4
The Chubb Corporation
Meeting Date: 10/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Advance Residence Investment Corp.
Meeting Date: 10/23/2015 Country: Japan
Meeting Type: Special
Page 453 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Advance Residence Investment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForElect Executive Director Kosaka, Kenji 2
ForForElect Alternate Executive Director Takano, Takeshi
3
ForForAppoint Supervisory Director Matsuda, Shujiro 4.1
ForForAppoint Supervisory Director Auditor Oshima, Yoshiki
4.2
ForForAppoint Alternate Supervisory Director Endo, Kesao
5.1
ForForAppoint Alternate Supervisory Director Kobayashi, Satoru
5.2
Centene Corporation
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
ForForAdjourn Meeting 2
ForForIncrease Authorized Common Stock 3
China Petroleum & Chemical Corp.
Meeting Date: 10/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 454 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Petroleum & Chemical Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Renewal of Major and Non-Major Continuing Connected Transactions Including the Relevant Proposed Caps and Related Transactions
1
China Telecom Corporation Ltd
Meeting Date: 10/23/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chang Xiaobing as Director and Authorize Board to Fix His Remuneration
For For
Hargreaves Lansdown plc
Meeting Date: 10/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint PricewaterhouseCoopers LLP as Auditors
3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Mike Evans as Director 5
ForForRe-elect Ian Gorham as Director 6
ForForRe-elect Chris Barling as Director 7
ForForRe-elect Stephen Robertson as Director 8
ForForRe-elect Shirley Garrood as Director 9
ForFor Authorise Market Purchase of Ordinary Shares
10
Page 455 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hargreaves Lansdown plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
Harris Corporation
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director William M. Brown For For
ForForElect Director Peter W. Chiarelli 1b
ForForElect Director Thomas A. Dattilo 1c
ForForElect Director Terry D. Growcock 1d
ForForElect Director Lewis Hay, III 1e
ForForElect Director Vyomesh I. Joshi 1f
ForForElect Director Karen Katen 1g
ForForElect Director Leslie F. Kenne 1h
ForForElect Director David B. Rickard 1i
ForForElect Director James C. Stoffel 1j
ForForElect Director Gregory T. Swienton 1k
ForForElect Director Hansel E. Tookes, II 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
AgainstForApprove Executive Incentive Bonus Plan 4
ForForRatify Ernst & Young LLP as Auditors 5
Page 456 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Health Net, Inc.
Meeting Date: 10/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Qantas Airways Limited
Meeting Date: 10/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Leigh Clifford as Director For For
ForForElect William Meaney as Director 2.2
ForForElect Paul Rayner as Director 2.3
ForForElect Todd Sampson as Director 2.4
ForForApprove the Grant of 947,000 Performance Rights to Alan Joyce, Chief Executive Officer of the Company
3
ForForApprove the Remuneration Report 4
ForForApprove the Return of Capital 5
ForForApprove the Consolidation of Shares 6
Sino Land Company Ltd.
Meeting Date: 10/23/2015 Country: Hong Kong
Meeting Type: Annual
Page 457 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sino Land Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AgainstForElect Ronald Joseph Arculli as Director 3.1
ForForElect Allan Zeman as Director 3.2
ForForElect Steven Ong Kay Eng as Director 3.3
ForForElect Wong Cho Bau as Director 3.4
ForForAuthorize Board to Fix Remuneration of Directors
3.5
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5.1
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
AusNet Services
Meeting Date: 10/26/2015 Country: Australia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Issuance of Shares Pursuant to the Dividend Reinvestment Plan
For For
Applied Industrial Technologies, Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Page 458 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Applied Industrial Technologies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Peter A. Dorsman For For
ForForElect Director Vincent K. Petrella 1.2
ForForElect Director Jerry Sue Thornton 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Challenger Ltd
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Graham Cubbin as Director For For
ForForElect Steven Gregg as Director 3
ForForElect JoAnne Stephenson as Director 4
ForForApprove the Remuneration Report 5
Cree, Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles M. Swoboda For For
ForForElect Director Clyde R. Hosein 1.2
ForForElect Director Robert A. Ingram 1.3
ForForElect Director C. Howard Nye 1.4
Page 459 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cree, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Franco Plastina 1.5
ForForElect Director John B. Replogle 1.6
ForForElect Director Robert L. Tillman 1.7
ForForElect Director Thomas H. Werner 1.8
ForForElect Director Anne C. Whitaker 1.9
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Kennametal Inc.
Meeting Date: 10/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald M. DeFeo For For
ForForElect Director Lawrence W. Stranghoener 1.2
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Stockland
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Nora Scheinkestel as Director For For
ForForElect Carolyn Hewson as Director 3
ForForApprove the Remuneration Report 4
Page 460 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stockland
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of Up to 750,000 Performance Rights to Mark Steinert, Managing Director of the Company
5
WorleyParsons Limited
Meeting Date: 10/27/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Erich Fraunschiel as Director For Against
ForForElect Wang Xiao Bin as Director 2b
ForForElect Christopher Haynes as Director 2c
ForForElect Jagjeet Bindra as Director 2d
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Up to 100,175 Performance Rights to Andrew Wood, CEO of the Company
4
China Construction Bank Corporation
Meeting Date: 10/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Carl Walter as Director 1
ForForElect Anita Fung Yuen Mei as Director 2
Federation Centres Ltd
Meeting Date: 10/28/2015 Country: Australia
Meeting Type: Annual/Special
Page 461 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Federation Centres Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Peter Hay as Director For For
ForForElect Richard Haddock as Director 2b
ForForElect Tim Hammon as Director 2c
ForForElect Peter Kahan as Director 2d
ForForElect Charles Macek as Director 2e
ForForElect Karen Penrose as Director 2f
ForForElect Wai Tang as Director 2g
ForForElect David Thurin as Director 2h
ForForElect Trevor Gerber as Director 2i
ForForElect Debra Stirling as Director 2j
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Angus McNaughton, Chief Executive Officer of Federation Centres
4
ForForApprove the Change of Company Name to Vicinity Centres
5
ForForApprove the Amendments to the Constitution- Company Only
6.1
ForForApprove the Amendments to the Constitution- Trust Only
6.2
ForForApprove the Insertion of the Partial Takeovers Provision in Federation Limited (FL) Constitution
7
ForForApprove the Insertion of the Partial Takeovers Provision in Federation Centres Trust No. 1 (FCT1) Constitution
8
John B. Sanfilippo & Son, Inc.
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jim R. Edgar For For
Page 462 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
John B. Sanfilippo & Son, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Ellen C. Taaffe 1.2
ForForElect Director Daniel M. Wright 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mediobanca SPA
Meeting Date: 10/28/2015 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAmend Company Bylaws 1
ForForApprove Issuance of Shares up to EUR 40 Million for a Private Placement Reserved to Italian and International Professional Investors
2
ForForApprove Authorization to Increase Capital in the Maximum Amount of EUR 100 Million with Preemptive Rights; Approve Issuance of Convertible Bonds with Warrants Attached with Preemptive Rights in the Maximum Amount of EUR 2 Billion
3
ForForApprove Performance Shares Plan Financing 4
Ordinary Business
ForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
ForForApprove Fixed-Variable Compensation Ratio 2.a
ForForApprove Severance Payments Policy 2.b
ForForApprove Remuneration Report 2.c
ForForApprove Performance Shares Plan 2015 3
ForForIntegrate Remuneration of External Auditors 4
Page 463 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Parker-Hannifin Corporation
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lee C. Banks For For
ForForElect Director Robert G. Bohn 1.2
ForForElect Director Linda S. Harty 1.3
ForForElect Director William E. Kassling 1.4
ForForElect Director Robert J. Kohlhepp 1.5
ForForElect Director Kevin A. Lobo 1.6
ForForElect Director Klaus-Peter Muller 1.7
ForForElect Director Candy M. Obourn 1.8
ForForElect Director Joseph M. Scaminace 1.9
ForForElect Director Wolfgang R. Schmitt 1.10
ForForElect Director Ake Svensson 1.11
ForForElect Director James L. Wainscott 1.12
ForForElect Director Donald E. Washkewicz 1.13
ForForElect Director Thomas L. Williams 1.14
ForForAdopt Majority Voting for Uncontested Election of Directors
2
AgainstForEliminate Cumulative Voting 3
ForForRatify Deloitte & Touche LLP as Auditors 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
AgainstForApprove Executive Incentive Bonus Plan 6
Standex International Corporation
Meeting Date: 10/28/2015 Country: USA
Meeting Type: Annual
Page 464 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standex International Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles H. Cannon, Jr. For For
ForForElect Director Jeffrey S. Edwards 1.2
ForForElect Director Gerald H. Fickenscher 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify Grant Thornton LLP as Auditors 4
Bio-Techne Corporation
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Nine For For
ForForElect Director Robert V. Baumgartner 2a
ForForElect Director Charles A. Dinarello 2b
ForForElect Director John L. Higgins 2c
ForForElect Director Karen A. Holbrook 2d
ForForElect Director Charles R. Kummeth 2e
ForForElect Director Roger C. Lucas 2f
ForForElect Director Roeland Nusse 2g
ForForElect Director Randolph C. Steer 2h
ForForElect Director Harold J. Wiens 2i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForRatify KPMG LLP as Auditors 5
Page 465 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BRIGGS & STRATTON CORPORATION
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James E. Humphrey For For
ForForElect Director Frank M. Jaehnert 1.2
ForForElect Director Charles I. Story 1.3
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Brinker International, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Elaine M. Boltz For For
ForForElect Director Joseph M. DePinto 1.2
ForForElect Director Harriet Edelman 1.3
ForForElect Director Michael A. George 1.4
ForForElect Director William T. Giles 1.5
ForForElect Director Gerardo I. Lopez 1.6
ForForElect Director Jon L. Luther 1.7
ForForElect Director George R. Mrkonic 1.8
ForForElect Director Jose Luis Prado 1.9
ForForElect Director Wyman T. Roberts 1.10
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Profit Sharing Plan 4
Page 466 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Catalent, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Chiminski For For
ForForElect Director E. Bruce McEvoy 1.2
ForForElect Director Jack Stahl 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
China Railway Construction Corporation Ltd.
Meeting Date: 10/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Reward Scheme for Outstanding Contributions in Economic Output in the Year 2014 by Management Team Members of the Company
1
AgainstForApprove Increase of the Issuance Size of Domestic and Overseas Bonds
2
AgainstForApprove Reward Scheme for Outstanding Contributions in Economic Output in the Year 2014 by the Chairman of the Supervisory Committee
3
JB Hi-Fi Limited
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Page 467 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JB Hi-Fi Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Wai Tang as Director 3a
ForForElect Gary Levin as Director 3b
ForForElect Beth Laughton as Director 3c
ForForApprove the Grant of Up to 55,144 Options to Richard Murray, Executive Director of the Company
4
Newcrest Mining Ltd.
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Xiaoling Liu as Director For For
ForForElect Roger Higgins as Director 2b
ForForElect Gerard Bond as Director 2c
ForForApprove the Grant of Performance Rights to Sandeep Biswas, Managing Director and Chief Executive Officer of the Company
3a
ForForApprove the Grant of Performance Rights to Gerard Bond, Finance Director and Chief Financial Officer of the Company
3b
ForForApprove the Remuneration Report 4
AgainstAgainstApprove the Conditional Spill Resolution 5
Resources Connection, Inc.
Meeting Date: 10/29/2015 Country: USA
Meeting Type: Annual
Page 468 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Resources Connection, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan J. Crawford For For
ForForElect Director Donald B. Murray 1b
ForForElect Director A. Robert Pisano 1c
ForForElect Director Michael H. Wargotz 1d
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tabcorp Holdings Ltd.
Meeting Date: 10/29/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Elmer Funke Kupper as Director For For
ForForElect Steven Gregg as Director 2b
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to David Attenborough, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Up to 87,024 Performance Rights and 33,547 Ordinary Shares to David Attenborough, Managing Director and Chief Executive Officer of the Company
5
Transocean Ltd.
Meeting Date: 10/29/2015 Country: Switzerland
Meeting Type: Special
Page 469 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transocean Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adjust Par Value of Common Stock For For
ForForApprove Cancellation of Capital Authorization 2
ForForApprove Cancellation of Third and Fourth Dividend Installments
3
ForForElect Director Jeremy D. Thigpen 4
AgainstForTransact Other Business (Voting) 5
New China Life Insurance Co Ltd.
Meeting Date: 10/30/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAppoint Auditors 1
ForForApprove the Proposed Structuring of the New China Insurance Charity Foundation
2
Tatts Group Ltd.
Meeting Date: 10/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForElect Harry Boon as Director 2a
ForForElect Lyndsey Cattermole as Director 2b
ForForApprove the Grant of 103,383 Rights to Robbie Cooke, Chief Executive Officer of the Company
3
Page 470 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zayo Group Holdings, Inc.
Meeting Date: 11/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel Caruso For For
ForForElect Director Don Gips 1.2
ForForElect Director Nina Richardson 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
DISH Network Corporation
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director George R. Brokaw For For
ForForElect Director James DeFranco 1.2
ForForElect Director Cantey M. Ergen 1.3
ForForElect Director Charles W. Ergen 1.4
ForForElect Director Steven R. Goodbarn 1.5
ForForElect Director Charles M. Lillis 1.6
ForForElect Director Afshin Mohebbi 1.7
ForForElect Director David K. Moskowitz 1.8
ForForElect Director Tom A. Ortolf 1.9
ForForElect Director Carl E. Vogel 1.10
ForForRatify KPMG LLP as Auditors 2
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
3
Page 471 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MEDNAX, Inc.
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Nonqualified Employee Stock Purchase Plan
For For
ForForApprove Nonqualified Stock Purchase Plan 2
Symantec Corporation
Meeting Date: 11/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Michael A. Brown For For
ForForElect Director Frank E. Dangeard 1b
ForForElect Director Geraldine B. Laybourne 1c
ForForElect Director David L. Mahoney 1d
ForForElect Director Robert S. Miller 1e
ForForElect Director Anita M. Sands 1f
ForForElect Director Daniel H. Schulman 1g
ForForElect Director V. Paul Unruh 1h
ForForElect Director Suzanne M. Vautrinot 1i
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstEstablish Public Policy Board Committee 4
Cardinal Health, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Page 472 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cardinal Health, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David J. Anderson For For
ForForElect Director Colleen F. Arnold 1.2
ForForElect Director George S. Barrett 1.3
ForForElect Director Carrie S. Cox 1.4
ForForElect Director Calvin Darden 1.5
ForForElect Director Bruce L. Downey 1.6
ForForElect Director Patricia A. Hemingway Hall 1.7
ForForElect Director Clayton M. Jones 1.8
ForForElect Director Gregory B. Kenny 1.9
ForForElect Director Nancy Killefer 1.10
ForForElect Director David P. King 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Coach, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director David Denton For For
ForForElect Director Andrea Guerra 1b
ForForElect Director Susan Kropf 1c
ForForElect Director Victor Luis 1d
ForForElect Director Ivan Menezes 1e
ForForElect Director William Nuti 1f
ForForElect Director Stephanie Tilenius 1g
ForForElect Director Jide Zeitlin 1h
Page 473 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coach, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Coty Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lambertus J.H. Becht For For
ForForElect Director Joachim Faber 1.2
ForForElect Director Olivier Goudet 1.3
ForForElect Director Peter Harf 1.4
ForForElect Director Paul S. Michaels 1.5
ForForElect Director Erhard Schoewel 1.6
ForForElect Director Robert Singer 1.7
ForForElect Director Jack Stahl 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Downer EDI Ltd.
Meeting Date: 11/04/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Phil S Garling as Director For For
ForForElect Eve A Howell as Director 2b
Page 474 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Downer EDI Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Grant Fenn, Managing Director of the Company
4
ECHO Entertainment Group Ltd.
Meeting Date: 11/04/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Sally Pitkin as Director 3
ForForElect Gregory Hayes as Director 4
ForForElect Katie Lahey as Director 5
ForForApprove the Grant of Performance Rights to Matt Bekier, Managing Director and Chief Executive Officer of the Company
6
ForForApprove the Change of Company Name to The Star Entertainment Group Limited
7
G&K Services, Inc.
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas R. Greco For For
ForForElect Director Douglas A. Milroy 1.2
ForForElect Director Alice M. Richter 1.3
ForForAdopt Majority Voting for Uncontested Election of Directors
2
ForForRatify KPMG LLP as Auditors 3
Page 475 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
G&K Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
KLA-Tencor Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward W. Barnholt For For
ForForElect Director Robert M. Calderoni 1.2
ForForElect Director John T. Dickson 1.3
ForForElect Director Emiko Higashi 1.4
ForForElect Director Kevin J. Kennedy 1.5
ForForElect Director Gary B. Moore 1.6
ForForElect Director Kiran M. Patel 1.7
ForForElect Director Robert A. Rango 1.8
ForForElect Director Richard P. Wallace 1.9
ForForElect Director David C. Wang 1.10
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Lam Research Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martin B. Anstice For For
ForForElect Director Eric K. Brandt 1.2
Page 476 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lam Research Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael R. Cannon 1.3
ForForElect Director Youssef A. El-Mansy 1.4
ForForElect Director Christine A. Heckart 1.5
ForForElect Director Catherine P. Lego 1.6
ForForElect Director Stephen G. Newberry 1.7
ForForElect Director Krishna C. Saraswat 1.8
ForForElect Director Abhijit Y. Talwalkar 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Executive Incentive Bonus Plan 3
AgainstForApprove Omnibus Stock Plan 4
ForForRatify Ernst & Young LLP as Auditors 5
Linear Technology Corporation
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert H. Swanson, Jr. For For
ForForElect Director Lothar Maier 1b
ForForElect Director Arthur C. Agnos 1c
ForForElect Director John J. Gordon 1d
ForForElect Director David S. Lee 1e
ForForElect Director Richard M. Moley 1f
ForForElect Director Thomas S. Volpe 1g
ForForAmend Qualified Employee Stock Purchase Plan
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Page 477 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perrigo Company plc
Meeting Date: 11/04/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Laurie Brlas For For
ForForElect Director Gary M. Cohen 1.2
ForForElect Director Marc Coucke 1.3
ForForElect Director Jacqualyn A. Fouse 1.4
ForForElect Director Ellen R. Hoffing 1.5
ForForElect Director Michael J. Jandernoa 1.6
ForForElect Director Gerald K. Kunkle, Jr. 1.7
ForForElect Director Herman Morris, Jr. 1.8
ForForElect Director Donal O'Connor 1.9
ForForElect Director Joseph C. Papa 1.10
ForForElect Director Shlomo Yanai 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAuthorize Share Repurchase Program 4
ForForDetermine Price Range for Reissuance of Treasury Shares
5
ForForApprove Amendments to the Memorandum of Association
6
ForForAdopt Revised Articles of Association 7
Sky plc
Meeting Date: 11/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 478 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sky plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Nick Ferguson as Director 4
ForForRe-elect Jeremy Darroch as Director 5
ForForRe-elect Andrew Griffith as Director 6
ForForRe-elect Tracy Clarke as Director 7
ForForRe-elect Martin Gilbert as Director 8
ForForRe-elect Adine Grate as Director 9
ForForRe-elect Dave Lewis as Director 10
ForForRe-elect Matthieu Pigasse as Director 11
ForForRe-elect Andy Sukawaty as Director 12
ForForRe-elect Chase Carey as Director 13
ForForRe-elect James Murdoch as Director 14
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
WESTERN DIGITAL CORPORATION
Meeting Date: 11/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Martin I. Cole For For
ForForElect Director Kathleen A. Cote 1b
ForForElect Director Henry T. DeNero 1c
Page 479 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WESTERN DIGITAL CORPORATION
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael D. Lambert 1d
ForForElect Director Len J. Lauer 1e
ForForElect Director Matthew E. Massengill 1f
ForForElect Director Stephen D. Milligan 1g
ForForElect Director Paula A. Price 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForAmend Qualified Employee Stock Purchase Plan
4
ForForRatify KPMG LLP as Auditors 5
Boral Ltd.
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect John Marlay as Director 3.1
ForForElect Catherine Brenner as Director 3.2
ForForApprove the Grant of LTI and Deferred STI Rights to Mike Kane, CEO & Managing Director of the Company
4
ForForApprove the Renewal of the Proportional Takeover Provisions
5
DeVry Education Group Inc.
Meeting Date: 11/05/2015 Country: USA
Meeting Type: Annual
Page 480 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DeVry Education Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher B. Begley For For
ForForElect Director David S. Brown 1.2
ForForElect Director Daniel M. Hamburger 1.3
ForForElect Director Lyle Logan 1.4
ForForElect Director Alan G. Merten 1.5
ForForElect Director Fernando Ruiz 1.6
ForForElect Director Ronald L. Taylor 1.7
ForForElect Director Lisa W. Wardell 1.8
ForForElect Director James D. White 1.9
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Eutelsat Communications
Meeting Date: 11/05/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 1.09 per Share
4
ForForApprove Stock Dividend Program (Cash or New Shares)
5
ForForReelect John Birt as Director 6
Page 481 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jean d'Arthuys as Director 7
ForForElect Ana Garcia as Director 8
ForForRenew Appointment of Ernst and Young et Autres as Auditor
9
ForForRenew Appointment of Auditex as Alternate Auditor
10
ForForAdvisory Vote on Compensation of Michel de Rosen, Chairman and CEO
11
ForForAdvisory Vote on Compensation of Michel Azibert, Vice-CEO
12
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
14
AgainstForAuthorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million
17
ForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million
18
ForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
19
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 16-18
20
ForForAuthorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers
21
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
ForForAuthorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
AgainstForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
25
Page 482 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eutelsat Communications
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
26
Fairfax Media Ltd.
Meeting Date: 11/05/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Nick Falloon as Director For For
ForForElect Michael Anderson as Director 2
ForForElect Jack Cowin as Director 3
ForForElect James Millar as Director 4
ForForApprove the Grant of Performance Shares and Options to Gregory Hywood, Chief Executive Officer and Managing Director of the Company
5
ForForApprove the Remuneration Report 6
Symetra Financial Corporation
Meeting Date: 11/05/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 11/05/2015 Country: Israel
Meeting Type: Special
Page 483 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAuthorize New Class of Mandatory Convertible Preferred Shares
1
Alibaba Health Information Technology Ltd.
Meeting Date: 11/06/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Grant of Restricted Share Units Under the Share Award Scheme
For Against
AgainstForApprove Grant of Restricted Share Units to Wang Lei Under the Share Award Scheme
1a1
AgainstForApprove Grant of Restricted Share Units to Meng Changan Under the Share Award Scheme
1a2
AgainstForApprove Grant of Restricted Share Units to Ma Li Under the Share Award Scheme
1a3
AgainstForApprove Grant of Restricted Share Units to Wang Peiyu Under the Share Award Scheme
1a4
ForForAuthorized Board to Exercise the Powers of the Company to Allot and Issue the Ordinary Shares of the Company Pursuant to the Proposed RSU Grant
1b
CDK Global, Inc.
Meeting Date: 11/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Steven J. Anenen For For
ForForElect Director Leslie A. Brun 1b
Page 484 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CDK Global, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Willie A. Deese 1c
ForForElect Director Amy J. Hillman 1d
ForForElect Director Brian P. MacDonald 1e
ForForElect Director Stephen A. Miles 1f
ForForElect Director Robert E. Radway 1g
ForForElect Director Frank S. Sowinski 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForAmend Omnibus Stock Plan 4
ForForRatify Deloitte & Touche LLP as Auditors 5
II-VI Incorporated
Meeting Date: 11/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Marc Y.E. Pelaez For For
ForForElect Director Howard H. Xia 1b
ForForElect Director Vincent D. Mattera, Jr. 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Meridian Energy Ltd.
Meeting Date: 11/06/2015 Country: New Zealand
Meeting Type: Annual
Page 485 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Meridian Energy Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Mark Cairns as Director For For
ForForElect Anake Goodall as Director 2
ForForElect Peter Wilson as Director 3
Pernod Ricard
Meeting Date: 11/06/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.80 per Share
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Agreements with Alexandre Ricard, Chairman and CEO
5
ForForRatify Appointment of Veronica Vargas as Director
6
ForForReelect Nicole Bouton as Director 7
ForForElect Kory Sorenson as Director 8
ForForAppoint CBA as Alternate Auditor 9
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 950,000
10
AgainstForAdvisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously
11
AgainstForAdvisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015
12
ForForAdvisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015
13
Page 486 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pernod Ricard
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
16
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million
17
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers
20
ForForAuthorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value
21
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans
22
ForForAuthorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans
23
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForForAmend Article 33 of Bylaws Re: Record Date 25
ForForAuthorize Filing of Required Documents/Other Formalities
26
SINA Corporation
Meeting Date: 11/06/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Yan Wang as Director For For
Page 487 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SINA Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Song-Yi Zhang as Director 2
ForForRatify Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditor
3
Spark New Zealand Limited
Meeting Date: 11/06/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize the Board to Fix Remuneration of the Auditors
For For
ForForElect Paul Berriman as Director 2
ForForElect Charles Sitch as Director 3
ForForApprove the Issue of 1 Million Redeemable Ordinary Shares to Simon Moutter, Managing Director
4
ForForApprove the Issue of 1.25 Million Ordinary Shares to Simon Moutter, Managing Director
5
***Withdrawn Resolution*** Approve the Increase in Directors' Remuneration Fee Pool
6
ForForApprove the Amendments to the Company's Constitution
7
Spark New Zealand Limited
Meeting Date: 11/06/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAuthorize the Board to Fix Remuneration of the Auditors
1
ForForElect Paul Berriman as Director 2
Page 488 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spark New Zealand Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Charles Sitch as Director 3
ForForApprove the Issue of 1 Million Redeemable Ordinary Shares to Simon Moutter, Managing Director
4
ForForApprove the Issue of 1.25 Million Ordinary Shares to Simon Moutter, Managing Director
5
ForForApprove the Increase in Directors' Remuneration Fee Pool
6
ForForApprove the Amendments to the Company's Constitution
7
CGN Meiya Power Holdings Co., Ltd.
Meeting Date: 11/09/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change English Name and Chinese Name of the Company
For For
Recall Holdings Ltd.
Meeting Date: 11/09/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ian Blackburne as Director For For
ForForApprove the Grant of Performance Share Rights to Doug Pertz, President and Chief Executive Officer of the Company
2
ForForApprove the Remuneration Report 3
Page 489 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
StanCorp Financial Group, Inc.
Meeting Date: 11/09/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Asciano Ltd
Meeting Date: 11/10/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Malcolm Broomhead as Director 3
ForForElect Robert Edgar as Director 4
ForForElect Geoff Kleemann as Director 5
ForForElect Ralph Waters as Director 6
ForForApprove the Grant of Up to 317,229 Performance Rights to John Mullen, Managing Director and Chief Executive Officer of the Company
7
Automatic Data Processing, Inc.
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ellen R. Alemany For For
ForForElect Director Peter Bisson 1.2
Page 490 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Automatic Data Processing, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard T. Clark 1.3
ForForElect Director Eric C. Fast 1.4
ForForElect Director Linda R. Gooden 1.5
ForForElect Director Michael P. Gregoire 1.6
ForForElect Director R. Glenn Hubbard 1.7
ForForElect Director John P. Jones 1.8
ForForElect Director Carlos A. Rodriguez 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Avago Technologies Limited
Meeting Date: 11/10/2015 Country: Singapore
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
AbstainForApprove Scheme of Arrangement 1
AbstainForApprove Allotment and Issuance of Ordinary Shares
2
Bendigo and Adelaide Bank Ltd.
Meeting Date: 11/10/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Deb Radford as Director For For
ForForElect Tony Robinson as Director 3
ForForApprove the Remuneration Report 4
Page 491 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Broadcom Corporation
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Jack Henry & Associates, Inc.
Meeting Date: 11/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Matthew C. Flanigan For For
ForForElect Director John F. Prim 1.2
ForForElect Director Thomas H. Wilson 1.3
ForForElect Director Jacque R. Fiegel 1.4
ForForElect Director Thomas A. Wimsett 1.5
ForForElect Director Laura G. Kelly 1.6
ForForElect Director Shruti S. Miyashiro 1.7
ForForElect Director Wesley A. Brown 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Barratt Developments plc
Meeting Date: 11/11/2015 Country: United Kingdom
Meeting Type: Annual
Page 492 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barratt Developments plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Cash Payment 4
ForForRe-elect John Allan as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Steven Boyes as Director 7
ForForRe-elect Mark Rolfe as Director 8
ForForRe-elect Richard Akers as Director 9
ForForRe-elect Tessa Bamford as Director 10
ForForRe-elect Nina Bibby as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForApprove EU Political Donations and Expenditure
14
ForForApprove Deferred Bonus Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Computershare Limited
Meeting Date: 11/11/2015 Country: Australia
Meeting Type: Annual
Page 493 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computershare Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Chris Morris as Director For For
ForForElect Penny Maclagan as Director 3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of 130,522 Performance Rights to Stuart Irving, Chief Executive Officer of the Company
5
Flight Centre Travel Group Ltd
Meeting Date: 11/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Robert Baker as Director For For
ForForApprove the Remuneration Report 2
Meredith Corporation
Meeting Date: 11/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frederick B. Henry For For
ForForElect Director Donald C. Berg 1.2
ForForElect Director Joel W. Johnson 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Page 494 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Net 1 UEPS Technologies, Inc.
Meeting Date: 11/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Serge C. P. Belamant For For
ForForElect Director Herman G. Kotze 1.2
ForForElect Director Christopher S. Seabrooke 1.3
ForForElect Director Alasdair J. K. Pein 1.4
ForForElect Director Paul Edwards 1.5
ForForRatify Deloitte & Touche (South Africa) as Auditors
2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Aurizon Holdings Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect John Cooper as Director For For
ForForElect Karen Field as Director 2b
ForForElect Sam Lewis as Director 2c
ForForElect Tim Poole as Director 2d
ForForApprove the Grant of Up to 374,280 Performance Rights to Lance Hockridge, Managing Director and CEO of the Company
3
ForForApprove the Remuneration Report 4
Avnet, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Page 495 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Avnet, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Rodney C. Adkins For For
ForForElect Director William J. Amelio 1b
ForForElect Director J. Veronica Biggins 1c
ForForElect Director Michael A. Bradley 1d
ForForElect Director R. Kerry Clark 1e
ForForElect Director Richard P. Hamada 1f
ForForElect Director James A. Lawrence 1g
ForForElect Director Avid Modjtabai 1h
ForForElect Director Ray M. Robinson 1i
ForForElect Director William H. Schumann, III 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Brambles Ltd
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Scott Redvers Perkins as Director 3
ForForElect Sarah Carolyn Hailes Kay as Director 4
Broadridge Financial Solutions, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Page 496 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Broadridge Financial Solutions, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leslie A. Brun For For
ForForElect Director Richard J. Daly 1b
ForForElect Director Robert N. Duelks 1c
ForForElect Director Richard J. Haviland 1d
ForForElect Director Brett A. Keller 1e
ForForElect Director Stuart R. Levine 1f
ForForElect Director Maura A. Markus 1g
ForForElect Director Thomas J. Perna 1h
ForForElect Director Alan J. Weber 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Cracker Barrel Old Country Store, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Bradford For For
ForForElect Director Thomas H. Barr 1.2
ForForElect Director Sandra B. Cochran 1.3
ForForElect Director Glenn A. Davenport 1.4
ForForElect Director Richard J. Dobkin 1.5
ForForElect Director Norman E. Johnson 1.6
ForForElect Director William W. McCarten 1.7
ForForElect Director Coleman H. Peterson 1.8
ForForElect Director Andrea M. Weiss 1.9
AgainstFor Approve Shareholder Rights Plan 2
Page 497 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cracker Barrel Old Country Store, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForRatify Deloitte & Touche LLP as Auditors 5
Matrix Service Company
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John R. Hewitt For For
ForForElect Director Michael J. Hall 1.2
ForForElect Director I. Edgar (Ed) Hendrix 1.3
ForForElect Director Paul K. Lackey 1.4
ForForElect Director Tom E. Maxwell 1.5
ForForElect Director Jim W. Mogg 1.6
ForForElect Director James H. Miller 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Maxim Integrated Products, Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director B. Kipling Hagopian For For
ForForElect Director Tunc Doluca 1.2
ForForElect Director James R. Bergman 1.3
Page 498 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maxim Integrated Products, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Joseph R. Bronson 1.4
ForForElect Director Robert E. Grady 1.5
ForForElect Director William D. Watkins 1.6
ForForElect Director A. R. Frank Wazzan 1.7
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForEliminate Cumulative Voting 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mirvac Group Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect John Peters as Director For For
ForForElect Christine Bartlett as Director 2.2
ForForElect Samantha Mostyn as Director 2.3
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company
4
Ramsay Health Care Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Page 499 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ramsay Health Care Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
AgainstForElect Michael Stanley Siddle as Director 3.1
AgainstForElect Peter John Evans as Director 3.2
ForForElect Patricia Elizabeth Akopiantz as Director 3.3
ForForElect Margaret Leone Seale as Director 3.4
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
4
AgainstForApprove the Non-Executive Director Share Rights Plan
5
ForForApprove the Grant of Up to 191,060 Performance Rights to Christopher Paul Rex, Managing Director of the Company
6.1
ForForApprove the Grant of Up to 82,503 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company
6.2
Sims Metal Management Limited
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect James T. Thompson as Director For For
ForForElect Geoffrey N. Brunsdon as Director 2
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Remuneration Report 4
ForForApprove the Issuance of 554,090 Performance Rights and 343,650 Options to Galdino Claro, Chief Executive Officer and Managing Director of the Company
5
Page 500 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Hung Kai Properties Ltd.
Meeting Date: 11/12/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Kwok Kai-fai, Adam as Director 3.1a
ForForElect Lui Ting, Victor as Director 3.1b
ForForElect Li Ka-cheung, Eric as Director 3.1c
ForForElect Leung Ko May-yee, Margaret as Director 3.1d
AgainstForElect Po-shing Woo as Director 3.1e
ForForElect Kwong Chun as Director 3.1f
ForForAuthorize Board to Fix Remuneration of Directors
3.2
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
ForForAdopt New Articles of Association 8
The Estee Lauder Companies Inc.
Meeting Date: 11/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rose Marie Bravo For For
ForForElect Director Paul J. Fribourg 1.2
ForForElect Director Mellody Hobson 1.3
ForForElect Director Irvine O. Hockaday, Jr. 1.4
Page 501 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Estee Lauder Companies Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Barry S. Sternlicht 1.5
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForForAmend Non-Employee Director Omnibus Stock Plan
5
Toyo Tire & Rubber Co. Ltd.
Meeting Date: 11/12/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Komaguchi, Katsumi For For
ForForElect Director Shimizu, Takashi 1.2
ForForElect Director Ono, Koichi 1.3
ForForElect Director Ishino, Masaji 1.4
ForForElect Director Tatara, Tetsuo 1.5
ForForElect Director Morita, Ken 1.6
ForForAppoint Alternate Statutory Auditor Hayashi, Koji
2
Treasury Wine Estates Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Ed Chan as Director For For
ForForElect Michael Cheek as Director 2b
ForForElect Garry Hounsell as Director 2c
Page 502 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Treasury Wine Estates Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Remuneration Report 3
ForForApprove the Treasury Wine Estates Share Cellar Plan
4
ForForApprove the Grant of 639,506 Performance Rights to Michael Clarke, Chief Executive Officer of the Company
5
Wesfarmers Ltd.
Meeting Date: 11/12/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Paul Moss Bassat as Director For For
ForForElect James Philip Graham as Director 2b
ForForElect Diane Lee Smith-Gander as Director 2c
ForForElect Michael Alfred Chaney as Director 2d
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Up to 87,220 Performance Rights to Richard Goyder, Group Managing Director of the Company
5
ForForApprove the Grant of Up to 69,657 Performance Rights to Terry Bowen, Finance Director of the Company
6
Lend Lease Group
Meeting Date: 11/13/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Stephen Dobbs as Director For For
Page 503 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lend Lease Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect David Crawford as Director 2b
ForForElect Jane Hemstritch as Director 2c
ForForElect Phillip Colebatch as Director 2d
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Securities and Deferred Securities to Stephen McCann, Managing Director and CEO of the Company
4
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
ForForApprove the Renewal of the Proportional Takeover Provisions
6
ForForApprove the Change of Entity Name 7
Skycity Entertainment Group Ltd.
Meeting Date: 11/13/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Richard Tsiang as Director For For
ForForElect Richard Didsbury as Director 2
ForForAuthorize Board to Fix Remuneration of the Auditors
3
Alpha Bank AE
Meeting Date: 11/14/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
ForForApprove Reverse Stock Split followed by Capitalisation of Part of Special Reserve and Decrease in Issued Share Capital
1
Page 504 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alpha Bank AE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Capital Increase without Preemptive Rights
2
ForForAuthorize Issuance of Bonds without Preemptive Rights
3
ForForAuthorize Issuance of Contingent Convertible Bond Loan without Preemptive Rights
4
Aeterna Zentaris Inc.
Meeting Date: 11/16/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Consolidation For For
Anhui Conch Cement Company Ltd
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Provision of Guarantee for the Company's Subsidiaries and Invested Company
1
IPC Healthcare, Inc.
Meeting Date: 11/16/2015 Country: USA
Meeting Type: Special
Page 505 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IPC Healthcare, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Lancaster Colony Corporation
Meeting Date: 11/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James B. Bachmann For For
ForForElect Director Neeli Bendapudi 1.2
ForForElect Director William H. Carter 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Basis for Determining the Participants and the Scope of Participants of the Restricted A Share Incentive Scheme II
1.01
ForForApprove Source and Number of Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.02
Page 506 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Restricted A Shares Granted to Participants Under the Restricted AShare Incentive Scheme II
1.03
ForForApprove Validity Period, Date of Grant, Lock-up Period, Unlocking Date and the Relevant Lockup Provisions of the Restricted A Share Incentive Scheme II
1.04
ForForApprove Grant Price and Basis of Determination of the Restricted A Share Incentive Scheme II
1.05
ForForApprove Conditions of Granting and Unlocking the Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.06
ForForApprove Adjustment Method and Procedures of the Restricted A Share Incentive Scheme II
1.07
ForForApprove Accounting Treatment for Restricted A Shares of the Restricted A Share IncentiveScheme II
1.08
ForForApprove Procedures of Grant and Unlocking of Restricted A Shares Held by Participants Under the Restricted A Share Incentive Scheme II
1.09
ForForApprove Rights and Obligations of the Company and the Participants
1.10
ForForApprove Variation and Termination of the Restricted A Share Incentive Scheme II
1.1
ForForApprove Principles of Repurchasing and Cancelling the Restricted A Shares Under theRestricted A Share Incentive Scheme II
1.12
ForForApprove Administrative Measures for the Appraisal System of the Restricted A Share Incentive Scheme II (Revised) of Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
2
ForForApprove Proposed Grant and Mandate to the Board to Deal with Matters Pertaining to the Restricted A Share Incentive Scheme II
3
ForForApprove the New Guarantee Quota of the Company for 2015
4
ForForApprove the Provision of Loan Quota to Fosun Industrial (HK) Co., Ltd., a Wholly Owned Subsidiary of the Company
5
ForForApprove the Bank Credit Applications of the Company
6
ForForApprove the Proposal in Respect of the Compliance with the Conditions for Proposed Issuance of Corporate Bonds by Company
7
ForForApprove Size and Method of the Issuance in Relation to the Corporate Bonds by Company
8.01
Page 507 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Coupon Rate and its Determination Mechanism in Relation to the Corporate Bonds by Company
8.02
ForForApprove Maturity Period, Method of Principal Repayment and Interest Payment, and OtherSpecific Arrangements in Relation to the Corporate Bonds by Company
8.03
ForForApprove Use of proceeds in Relation to the Corporate Bonds by Company
8.04
ForForApprove Issuance Target and Placing Arrangement for Shareholders of the Company in Relation to the Corporate Bonds by Company
8.05
ForForApprove Guarantee Arrangement in Relation to the Corporate Bonds by Company
8.06
ForForApprove Provisions on Redemption and Repurchase in Relation to the Corporate Bonds by Company
8.07
ForForApprove Credit Standing of the Company and Safeguards for Debt Repayment in Relation to the Corporate Bonds by Company
8.08
ForForApprove Underwriting Method in Relation to the Corporate Bonds by Company
8.09
ForForApprove Listing Arrangement in Relation to the Corporate Bonds by Company
8.10
ForForApprove Validity of the Resolutions in Relation to the Corporate Bonds by Company
8.11
ForForAuthorize Board to Deal with Matters in Relation to the Registration and Issuance of Corporate Bonds
9
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Meeting Date: 11/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Basis for Determining the Participants and the Scope of Participants of the Restricted A Share Incentive Scheme II
1.01
Page 508 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Source and Number of Restricted A Shares Under the Restricted A Share IncentiveScheme II
1.02
ForForApprove Allocation of Restricted A Shares Granted to Participants Under the Restricted AShare Incentive Scheme II
1.03
ForForApprove Validity Period, Date of Grant, Lock-up Period, Unlocking Date and the Relevant Lockup Provisions of the Restricted A Share Incentive Scheme II
1.04
ForForApprove Grant Price and Basis of Determination of the Restricted A Share Incentive Scheme II
1.05
ForForApprove Conditions of Granting and Unlocking the Restricted A Shares Under the Restricted A Share Incentive Scheme II
1.06
ForForApprove Adjustment Method and Procedures of the Restricted A Share Incentive Scheme II
1.07
ForForApprove Accounting Treatment for Restricted A Shares of the Restricted A Share IncentiveScheme II
1.08
ForForApprove Procedures of Grant and Unlocking of Restricted A Shares Held by Participants Under the Restricted A Share Incentive Scheme II
1.09
ForForApprove Rights and Obligations of the Company and the Participants
1.10
ForForApprove Variation and Termination of the Restricted A Share Incentive Scheme II
1.11
ForForApprove Principles of Repurchasing and Cancelling the Restricted A Shares Under theRestricted A Share Incentive Scheme II
1.12
ForForApprove Administrative Measures for the Appraisal System of the Restricted A Share Incentive Scheme II (Revised) of Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
2
ForForApprove Proposed Grant and Mandate to the Board to Deal with Matters Pertaining to the Restricted A Share Incentive Scheme II
3
Cimpress N.V.
Meeting Date: 11/17/2015 Country: Netherlands
Meeting Type: Annual
Page 509 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cimpress N.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Eric C. Olsen to Supervisory Board For For
ForForElect Katryn S. Blake to Management Board 2
ForForElect Donald R. Nelson to Management Board 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForApprove Financial Statements and Statutory Reports
5
ForForApprove Discharge of Management Board 6
ForForApprove Discharge of Supervisory Board 7
AgainstForAuthorize Repurchase of Up to 6.5 Million of Issued and Outstanding Ordinary Shares
8
AgainstForGrant Board Authority to Issue Shares 9
AgainstForGrant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights
10
ForForRatify PricewaterhouseCoopers LLP as Auditors
11
Commonwealth Bank Of Australia
Meeting Date: 11/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect David Turner as Director For For
ForForElect Harrison Young as Director 2b
ForForElect Wendy Stops as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Issuance of Securities to Ian Narev, Chief Executive Officer and Managing Director of the Company
4a
ForForApprove the Issuance of Reward Rights to Ian Narev, Chief Executive Officer and Managing Director of the Company
4b
Page 510 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commonwealth Bank Of Australia
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
5
Fletcher Building Ltd.
Meeting Date: 11/17/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Steven Vamos as Director For For
ForForElect John Judge as Director 2
ForForElect Kathryn Spargo as Director 3
ForForAuthorize the Board to Fix Remuneration of the Auditors
4
AgainstForOther Business 5
NWS Holdings Limited
Meeting Date: 11/17/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Hui Hon Chung as Director 3.1a
ForForElect Cheung Chin Cheung as Director 3.1b
AgainstForElect William Junior Guilherme Doo as Director
3.1c
ForForElect Lee Yiu Kwong, Alan as Director 3.1d
ForForAuthorize Board to Fix Remuneration of Directors
3.2
Page 511 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NWS Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
Smiths Group plc
Meeting Date: 11/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Bruno Angelici as Director 5
ForForRe-elect Sir George Buckley as Director 6
ForForRe-elect Tanya Fratto as Director 7
ForForRe-elect Anne Quinn as Director 8
ForForRe-elect Bill Seeger as Director 9
ForForRe-elect Sir Kevin Tebbit as Director 10
ForForElect Chris O'Shea as Director 11
ForForElect Andrew Reynolds Smith as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Page 512 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Smiths Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise EU Political Donations and Expenditure
19
ForForApprove Sharesave Scheme 20
ForForApprove Long Term Incentive Plan 21
Solvay SA
Meeting Date: 11/17/2015 Country: Belgium
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Receive Special Board Report Re: Belgian Company Law Art. 604
I
AbstainForIncrease Capital up to EUR 1.5 Billion in Connection with Acquisition of Cytec Industries Inc.
II
ForForAuthorize Implementation of Approved Resolutions, Coordination of Articles of Association and Filing of Required Documents/Formalities at Trade Registry
III
Viavi Solutions Inc.
Meeting Date: 11/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard E. Belluzzo For For
ForForElect Director Keith Barnes 1.2
ForForElect Director Tor Braham 1.3
Page 513 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Viavi Solutions Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Timothy Campos 1.4
ForForElect Director Donald Colvin 1.5
ForForElect Director Masood A. Jabbar 1.6
ForForElect Director Pamela Strayer 1.7
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vital Therapies, Inc.
Meeting Date: 11/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terence E. Winters For For
ForForElect Director Philip M. Croxford 1.2
ForForElect Director Randolph C. Steer 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Campbell Soup Company
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bennett Dorrance For For
ForForElect Director Randall W. Larrimore 1.2
ForForElect Director Marc B. Lautenbach 1.3
ForForElect Director Mary Alice Dorrance Malone 1.4
ForForElect Director Sara Mathew 1.5
Page 514 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Campbell Soup Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Denise M. Morrison 1.6
ForForElect Director Charles R. Perrin 1.7
ForForElect Director A. Barry Rand 1.8
ForForElect Director Nick Shreiber 1.9
ForForElect Director Tracey T. Travis 1.10
ForForElect Director Archbold D. van Beuren 1.11
ForForElect Director Les C. Vinney 1.12
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
DUET Group
Meeting Date: 11/18/2015 Country: Australia
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Resolutions for the Shareholders of DUET Investment Holdings Limited (DIHL)
ForForApprove the Remuneration Report 1
AgainstForElect Ron Finlay as Director 2
AgainstForElect Emma Stein as Director 3
ForForElect Simon Perrott as Director 4
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
5
ForForApprove the Renewal of Proportional Takeover Provision
6
Resolutions for the Shareholders of DUET Company Limited (DUECo)
ForForApprove the Remuneration Report 1
AgainstForElect Ron Finlay as Director 2
Page 515 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DUET Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Emma Stein as Director 3
ForForElect Simon Perrott as Director 4
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
5
ForForApprove the Renewal of Proportional Takeover Provision
6
Resolutions for the Unitholders of DUET Finance Trust (DFT)
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
1
ForForApprove the Renewal of Proportional Takeover Provision
2
Resolutions for the Shareholders of DUET Finance Limited (DFL)
ForForApprove the Remuneration Report 1
AgainstForElect Eric Goodwin as Director 2
AgainstForRatify the Past Issuance of 272.28 Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors
3
ForForApprove the Renewal of Proportional Takeover Provision
4
Global Payments Inc.
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William I Jacobs For For
ForForElect Director Alan M. Silberstein 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 516 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
New World Development Co. Ltd.
Meeting Date: 11/18/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Cheng Kar-Shun, Henry as Director 3a
ForForElect Chen Guanzhan as Director 3b
ForForElect Cheng Chi-Man, Sonia as Director 3c
AgainstForElect Yeung Ping-Leung, Howard as Director 3d
AgainstForElect Cha Mou-Sing, Payson as Director 3e
AgainstForAuthorize Board to Fix Remuneration of Directors
3f
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Grant of Options Under the Share Option Scheme
7
ForForAdopt New Articles of Association 8
Oracle Corporation
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg For For
ForForElect Director H. Raymond Bingham 1.2
ForForElect Director Michael J. Boskin 1.3
ForForElect Director Safra A. Catz 1.4
Page 517 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Bruce R. Chizen 1.5
ForForElect Director George H. Conrades 1.6
ForForElect Director Lawrence J. Ellison 1.7
ForForElect Director Hector Garcia-Molina 1.8
ForForElect Director Jeffrey O. Henley 1.9
ForForElect Director Mark V. Hurd 1.10
ForForElect Director Leon E. Panetta 1.11
ForForElect Director Naomi O. Seligman 1.12
AgainstForAmend Executive Incentive Bonus Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
AgainstAgainstAdopt Quantitative Renewable Energy Goals 5
ForAgainstProxy Access 6
ForAgainstApprove Quantifiable Performance Metrics 7
ForAgainstAmend Corporate Governance Guidelines 8
ForAgainstProxy Voting Disclosure, Confidentiality, and Tabulation
9
ForAgainstReport on Lobbying Payments and Policy 10
South32 Limited
Meeting Date: 11/18/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Xolani Mkhwanazi as Director For For
AgainstForElect David Crawford as Director 3
ForForAppoint KPMG as Auditor of the Company 4
ForForApprove the Remuneration Report 5
ForForApprove the Grant of Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company
6
Page 518 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
South32 Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Giving of Benefits to a Person Ceasing to Hold a Managerial or Executive Office in the Company
7
Sysco Corporation
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John M. Cassaday For For
ForForElect Director Judith B. Craven 1b
ForForElect Director William J. DeLaney 1c
ForForElect Director Joshua D. Frank 1d
ForForElect Director Larry C. Glasscock 1e
ForForElect Director Jonathan Golden 1f
ForForElect Director Joseph A. Hafner, Jr. 1g
ForForElect Director Hans-Joachim Koerber 1h
ForForElect Director Nancy S. Newcomb 1i
ForForElect Director Nelson Peltz 1j
ForForElect Director Richard G. Tilghman 1k
ForForElect Director Jackie M. Ward 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
The Clorox Company
Meeting Date: 11/18/2015 Country: USA
Meeting Type: Annual
Page 519 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Clorox Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard H. Carmona For For
ForForElect Director Benno Dorer 1.2
ForForElect Director Spencer C. Fleischer 1.3
ForForElect Director George J. Harad 1.4
ForForElect Director Esther Lee 1.5
ForForElect Director Robert W. Matschullat 1.6
ForForElect Director Jeffrey Noddle 1.7
ForForElect Director Rogelio Rebolledo 1.8
ForForElect Director Pamela Thomas-Graham 1.9
ForForElect Director Carolyn M. Ticknor 1.10
ForForElect Director Christopher J. Williams 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAmend Executive Incentive Bonus Plan 4
AGL Resources Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
BHP Billiton Limited
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Page 520 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAppoint KPMG LLP as Auditors of the Company
2
ForForAuthorize Board to Fix Remuneration of the Auditors
3
ForForApprove the Authority to Issue Shares in BHP Billiton Plc
4
ForForApprove the Authority to Issue Shares in BHP Billiton Plc for Cash
5
ForForApprove the Repurchase of 211.21 Million Shares in BHP Billiton Plc
6
ForForApprove the Directors' Annual Report on Remuneration
7
ForForApprove the Remuneration Report 8
ForForApprove the Grant of Awards to Andrew Mackenzie, Executive Director of the Company
9
ForForApprove the Amendments to the BHP Billiton Limited Constitution for the DLC Dividend Share
10
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for the DLC Dividend Share
11
ForForApprove the Amendments to the DLC Structure Sharing Agreement Dividend for the DLC Dividend Share
12
ForForApprove the Amendments to the BHP Billiton Limited Constitution for Simultaneous General Meetings
13
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for Simultaneous General Meetings
14
ForForElect Anita Frew as Director 15
ForForElect Malcolm Brinded as Director 16
ForForElect Malcolm Broomhead as Director 17
ForForElect Pat Davies as Director 18
ForForElect Carolyn Hewson as Director 19
ForForElect Andrew Mackenzie as Director 20
ForForElect Lindsay Maxsted as Director 21
Page 521 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wayne Murdy as Director 22
ForForElect John Schubert as Director 23
ForForElect Shriti Vadera as Director 24
ForForElect Jac Nasser as Director 25
BHP Billiton Limited
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForAppoint KPMG LLP as Auditors of the Company
2
ForForAuthorize Board to Fix Remuneration of the Auditors
3
ForForApprove the Authority to Issue Shares in BHP Billiton Plc
4
ForForApprove the Authority to Issue Shares in BHP Billiton Plc for Cash
5
ForForApprove the Repurchase of 211.21 Million Shares in BHP Billiton Plc
6
ForForApprove the Directors' Annual Report on Remuneration
7
ForForApprove the Remuneration Report 8
ForForApprove the Grant of Awards to Andrew Mackenzie, Executive Director of the Company
9
ForForApprove the Amendments to the BHP Billiton Limited Constitution for the DLC Dividend Share
10
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for the DLC Dividend Share
11
ForForApprove the Amendments to the DLC Structure Sharing Agreement Dividend for the DLC Dividend Share
12
Page 522 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BHP Billiton Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Amendments to the BHP Billiton Limited Constitution for Simultaneous General Meetings
13
ForForApprove the Amendments to the BHP Billiton Plc Articles of Association for Simultaneous General Meetings
14
ForForElect Anita Frew as Director 15
ForForElect Malcolm Brinded as Director 16
ForForElect Malcolm Broomhead as Director 17
ForForElect Pat Davies as Director 18
ForForElect Carolyn Hewson as Director 19
ForForElect Andrew Mackenzie as Director 20
ForForElect Lindsay Maxsted as Director 21
ForForElect Wayne Murdy as Director 22
ForForElect John Schubert as Director 23
ForForElect Shriti Vadera as Director 24
ForForElect Jac Nasser as Director 25
Bluescope Steel Ltd.
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Daniel Grollo as Director 3a
ForForElect Ken Dean as Director 3b
ForForApprove the Grant of Share Rights Under the Short Term Incentive Plan to Paul O'Malley, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Share Rights Under the Long Term Incentive Plan to Paul O'Malley, Managing Director and Chief Executive Officer of the Company
5
ForForApprove the Potential Termination Benefits 6
Page 523 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CACI International Inc
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kenneth Asbury For For
ForForElect Director Michael A. Daniels 1.2
ForForElect Director James S. Gilmore, III 1.3
ForForElect Director William L. Jews 1.4
ForForElect Director Gregory G. Johnson 1.5
ForForElect Director J. Phillip London 1.6
ForForElect Director James L. Pavitt 1.7
ForForElect Director Warren R. Phillips 1.8
ForForElect Director Charles P. Revoile 1.9
ForForElect Director William S. Wallace 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Cisco Systems, Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carol A. Bartz For For
ForForElect Director M. Michele Burns 1b
ForForElect Director Michael D. Capellas 1c
ForForElect Director John T. Chambers 1d
ForForElect Director Brian L. Halla 1e
ForForElect Director John L. Hennessy 1f
ForForElect Director Kristina M. Johnson 1g
Page 524 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cisco Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Roderick C. McGeary 1h
ForForElect Director Charles H. Robbins 1i
ForForElect Director Arun Sarin 1j
ForForElect Director Steven M. West 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstAgainstAdopt Holy Land Principles 4
ForAgainstAdopt Proxy Access Right 5
Credit Suisse Group AG
Meeting Date: 11/19/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve CHF 2.3 Million Share Capital Increase without Preemptive Rights for Private Placement
For For
ForForApprove Share Capital Increase of Up to CHF 10.4 Million with Preemptive Rights
2
AgainstNoneAdditional Voting Instructions - Shareholder Proposals (Voting)
3.1
AgainstNoneAdditional Voting Instructions - Board of Directors Proposals (Voting)
3.2
Credit Suisse Group AG
Meeting Date: 11/19/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Page 525 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Credit Suisse Group AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove CHF 2.3 Million Share Capital Increase without Preemptive Rights for Private Placement
1
ForForApprove Share Capital Increase of Up to CHF 10.4 Million with Preemptive Rights
2
AgainstNoneAdditional Voting Instructions - Shareholder Proposals (Voting)
3.1
AgainstNoneAdditional Voting Instructions - Board of Directors Proposals (Voting)
3.2
Iron Mountain Incorporated
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
PartnerRe Ltd.
Meeting Date: 11/19/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Bylaws For For
AbstainForApprove Merger Agreement 2
AgainstForAdvisory Vote on Golden Parachutes 3
ForForAdjourn Meeting 4
Petroamerica Oil Corp.
Meeting Date: 11/19/2015 Country: Canada
Meeting Type: Annual/Special
Page 526 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroamerica Oil Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Eight For For
ForForElect Director Jeffrey S. Boyce 2.1
ForForElect Director Nelson Navarrete 2.2
ForForElect Director Augusto Lopez 2.3
ForForElect Director John Zaozirny 2.4
ForForElect Director Michael E. Beckett 2.5
ForForElect Director Juan Szabo 2.6
ForForElect Director Ralph Gillcrist 2.7
ForForElect Director Marcel Apeloig 2.8
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForRe-approve Stock Option Plan 4
AgainstForEliminate Series A Preferred Shares 5
Precision Castparts Corp.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ResMed Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Page 527 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ResMed Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Farrell For For
ForForElect Director Gary Pace 1b
ForForElect Director Ron Taylor 1c
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sonic Healthcare Limited
Meeting Date: 11/19/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kate Spargo as Director For For
ForForApprove the Remuneration Report 2
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
3
ForForApprove the Grant of Long Term Incentives to Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of Long Term Incentives to Chris Wilks, Finance Director and Chief Financial Officer of the Company
5
The Hain Celestial Group, Inc.
Meeting Date: 11/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Irwin D. Simon For For
Page 528 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Hain Celestial Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard C. Berke 1.2
ForForElect Director Andrew R. Heyer 1.3
ForForElect Director Raymond W. Kelly 1.4
ForForElect Director Roger Meltzer 1.5
ForForElect Director Scott M. O'Neil 1.6
ForForElect Director Adrianne Shapira 1.7
ForForElect Director Lawrence S. Zilavy 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForForAdopt Proxy Access Right 4
Dalmac Energy Inc.
Meeting Date: 11/20/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Five For For
ForForElect Director John I. Babic 2.1
ForForElect Director Steven M. Babic 2.2
ForForElect Director Shawn T. Szydlowski 2.3
ForForElect Director Derek Callfas 2.4
ForForElect Director David E. Olson 2.5
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForRe-approve Stock Option Plan 4
Healthscope Ltd.
Meeting Date: 11/23/2015 Country: Australia
Meeting Type: Annual
Page 529 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Healthscope Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Paula Dwyer as Director For For
ForForElect Simon Moore as Director 2.2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Robert Cooke, Managing Director and Chief Executive Officer of the Company
4
ForForAppoint Deloitte Touche Tohmatsu as Auditor of the Company
5
Steiner Leisure Limited
Meeting Date: 11/23/2015 Country: Bahamas
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 11/24/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove 2015 Appointment of Financial Auditor
1
ForForApprove 2015 Appointment of Internal Control Auditor
2
ForForApprove Global R & D Center Construction Project
3
Page 530 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cytec Industries Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Dycom Industries, Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen C. Coley For For
ForForElect Director Patricia L. Higgins 1.2
ForForElect Director Steven E. Nielsen 1.3
ForForElect Director Laurie J. Thomsen 1.4
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ethan Allen Interiors Inc.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Card)
Do Not Vote
ForElect Director M. Farooq Kathwari 1.1
Page 531 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ethan Allen Interiors Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Director James B. Carlson 1.2
Do Not Vote
ForElect Director Clinton A. Clark 1.3
Do Not Vote
ForElect Director John J. Dooner, Jr. 1.4
Do Not Vote
ForElect Director Domenick J. Esposito 1.5
Do Not Vote
ForElect Director James W. Schmotter 1.6
Do Not Vote
ForElect Director Tara I. Stacom 1.7
Do Not Vote
ForRatify KPMG LLP as Auditors 2
Do Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Do Not Vote
ForAmend Omnibus Stock Plan 4
Do Not Vote
ForApprove Incentive Performance Components of Employment Agreement with M. Farooq Kathwari
5
Do Not Vote
ForAmend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors
6
Dissident Proxy (Gold Card)
ForForElect Director Edward Glickman 1.1
ForForElect Director Kathy Herbert 1.2
ForForElect Director Richard Mansouri 1.3
ForForElect Director Annelise Osborne 1.4
ForForElect Director Ken Pilot 1.5
ForForElect Director Alexander Wolf 1.6
ForForRatify KPMG LLP as Auditors 2
ForAgainstAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAmend Omnibus Stock Plan 4
ForAgainstApprove Incentive Performance Components of Employment Agreement with M. Farooq Kathwari
5
Page 532 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ethan Allen Interiors Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors
6
Harvey Norman Holdings Ltd.
Meeting Date: 11/24/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Financial Statements and Statutory Reports
For For
ForForApprove the Remuneration Report 2
ForForApprove the Declaration of Dividend 3
AgainstForElect Michael John Harvey as Director 4
AgainstForElect Christopher Herbert Brown as Director 5
ForForElect John Evyn Slack-Smith as Director 6
ForForApprove the Grant of 187,500 Performance Rights to Gerald Harvey, Director of the Company
7
ForForApprove the Grant of 337,500 Performance Rights to Kay Lesley Page, Director of the Company
8
ForForApprove the Grant of 225,000 Performance Rights to John Evyn Slack-Smith, Director of the Company
9
ForForApprove the Grant of 225,000 Performance Rights to David Matthew Ackery, Director of the Company
10
ForForApprove the Grant of 225,000 Performance Rights to Chris Mentis, Director of the Company
11
AgainstNoneApprove the Spill Resolution 12
Oritani Financial Corp.
Meeting Date: 11/24/2015 Country: USA
Meeting Type: Annual
Page 533 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oritani Financial Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael A. DeBernardi For For
ForForElect Director Robert S. Hekemian, Jr. 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Power Assets Holdings Ltd.
Meeting Date: 11/24/2015 Country: Hong Kong
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
COURT MEETING
AbstainForApprove Scheme of Arrangement 1
Power Assets Holdings Ltd.
Meeting Date: 11/24/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Scheme of Arrangement For Abstain
AbstainForApprove Special Dividend Payment by Cheung Kong Infrastructure Holdings Limited
2
Daiwa House Residential Investment Corporation
Meeting Date: 11/25/2015 Country: Japan
Meeting Type: Special
Page 534 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daiwa House Residential Investment Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform - Amend Compensation for Asset Management Company
For For
ForForElect Executive Director Kawanishi, Jiro 2
ForForElect Alternate Executive Director Tsuchida, Koichi
3
ForForElect Supervisory Director Iwasaki, Tetsuya 4.1
ForForElect Supervisory Director Ishikawa, Hiroshi 4.2
ForForElect Alternate Supervisory Director Kakishima, Fusae
5
Goodman Group
Meeting Date: 11/25/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration
For For
ForForElect Rebecca McGrath as Director of Goodman Limited
2
ForForElect James Sloman as Director of Goodman Limited
3
ForForElect Philip Pearce as Director of Goodman Limited
4.a
ForForElect Philip Pearce as Director of Goodman Logistics (HK) Limited
4.b
ForForApprove the Remuneration Report 5
ForForApprove the Long Term Incentive Plan 6
ForForApprove the Issuance of Performance Rights to Gregory Goodman, Chief Executive Director of the Company
7
Page 535 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Goodman Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Issuance of Performance Rights to Philip Pearce, Managing Director of the Company
8
ForForApprove the Issuance of Performance Rights to Danny Peeters, Executive Director of the Company
9
ForForApprove the Issuance of Performance Rights to Anthony Rozic, Deputy Chief Executive Director of the Company
10
ZTE Corporation
Meeting Date: 11/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ELECT FIVE NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
AgainstForElect Wang Yawen as Director 1.1
AgainstForElect Tian Dongfang as Director 1.2
AgainstForElect Luan Jubao as Director 1.3
AgainstForElect Zhan Yichao as Director 1.4
ForForElect Zhao Xianming as Director 1.5
ForForApprove Continuing Connected Transactions in Respect of the Purchase of Raw Materials from Mobi Antenna
2
AgainstForApprove Continuing Connected Transactions in Respect of the Provision of Financial Services to Mobi Antenna
3
Chr.Hansen Holdings A/S
Meeting Date: 11/26/2015 Country: Denmark
Meeting Type: Annual
Page 536 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chr.Hansen Holdings A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Annual Report 2
ForForApprove Allocation of Income and Dividends of DKK 4.70 Per Share
3
ForForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 375,000 for Other Directors; Approve Remuneration for Committee Work
4
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management
5
ForForReelect Ole Andersen as Board Chairman 6a
ForForReelect Frederic Stevenin as Director 6ba
ForForReelect Mark Wilson as Director 6bb
ForForReelect Soren Carlsen as Director 6bc
ForForReelect Dominique Reiniche as Director 6bd
ForForReelect Tiina Mattila-Sandholm as Director 6be
ForForReelect Kristian Villumsen as Director 6bf
ForForRatify PricewaterhouseCoopers as Auditors 7
ForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
8
Fast Retailing
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Yanai, Tadashi For For
AgainstForElect Director Hambayashi, Toru 1.2
ForForElect Director Hattori, Nobumichi 1.3
AgainstForElect Director Murayama, Toru 1.4
Page 537 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fast Retailing
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Shintaku, Masaaki 1.5
AgainstForElect Director Nawa, Takashi 1.6
ForForAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
Japan Hotel REIT Investment Corp
Meeting Date: 11/26/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Allow Acquisition of Majority Stake in Foreign Real Estate Companies - Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Masuda, Kaname 2
AgainstForElect Supervisory Director Matsuzawa, Hiroshi 3.1
ForForElect Supervisory Director Mishiku, Tetsuya 3.2
AgainstForElect Supervisory Director Kashii, Hiroto 3.3
ForForElect Alternate Executive Director Furukawa, Hisashi
4
Primary Health Care Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
ForForElect Robert Ferguson as Director 3
ForForElect Arlene Tansey as Director 4
ForForElect Robert Hubbard as Director 5
Page 538 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Primary Health Care Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Gordon Davis as Director 6
AgainstAgainstApprove the Spill Resolution 7
Woolworths Ltd.
Meeting Date: 11/26/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Gordon Cairns as Director For For
ForForElect Michael Ullmer as Director 2b
ForForApprove the Remuneration Report 3
BBMG Corporation
Meeting Date: 11/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Remuneration Standard of the Fourth Session of the Board of Directors of the Company
1
ForForApprove Remuneration Standard of Fourth Session of the Supervisory Board of Directors of the Company
2
ForForApprove Proposed Public Issue of Corporate Bonds in the PRC
3
ForForApprove Type of Securities to be Issued of the Public Issue of the Corporate Bonds
4.01
ForForApprove Size of Issue of the Public Issue of the Corporate Bonds
4.02
ForForApprove Face Value and Issue Price of the Public Issue of the Corporate Bonds
4.03
Page 539 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Term of Issue and Variety of the Public Issue of the Corporate Bonds
4.04
ForForApprove Bonds Interest Rate of the Public Issue of the Corporate Bonds
4.05
ForForApprove Method of Issue and Target Investors of the Public Issue of the Corporate Bonds
4.06
ForForApprove Use of Proceeds of the Public Issue of the Corporate Bonds
4.07
ForForApprove Pre-emptive Rights of the Public Issue of the Corporate Bonds
4.08
ForForApprove Place of Listing of the Public Issue of the Corporate Bonds
4.09
ForForApprove Arrangement of Guarantee of the Public Issue of the Corporate Bonds
4.10
ForForApprove Measures for Protection of Repayment of the Public Issue of the Corporate Bonds
4.11
ForForApprove Validity of Resolution of the Public Issue of the Corporate Bonds
4.12
ForForAuthorized Board to Deal with All Matters in Relation to the Public Issue of the Corporate Bonds.
5
ForForAmend Articles of Association 6
ELECT SIX DIRECTORS VIA CUMULATIVE VOTING
ForForElect Jiang Deyi as Director 7.1
ForForElect Wu Dong as Director 7.2
ForForElect Shi Xijun as Director 7.3
ForForElect Zhang Jianli as Director 7.4
ForForElect Li Weidong as Director 7.5
ForForElect Wang Shizhong as Director 7.6
ELECT FOUR INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
ForForElect Wang Guangjin as Director 8.1
ForForElect Tian Lihui as Director 8.2
ForForElect Tang Jun as Director 8.3
ForForElect Ngai Wai Fung as Director 8.4
ELECT FOUR SUPERVISORS VIA CUMULATIVE VOTING
Page 540 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wang Xiaojun as Supervisor 9.1
ForForElect Li Bichi as Supervisor 9.2
ForForElect Yu Kaijun as Supervisor 9.3
ForForElect Hu Juan as Supervisor 9.4
China Telecom Corporation Ltd
Meeting Date: 11/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Engineering Framework Agreement, the Renewed Annual Caps and Related Transactions
For For
ForForApprove Ancillary Telecommunications Services Agreement, the Renewed Annual Caps and Related Transactions
2
ForForApprove Revised Annual Cap Under the Engineering Framework Agreement and Related Transactions
3
Investa Office Fund
Meeting Date: 11/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Peter Dodd as Director For For
Vonovia SE
Meeting Date: 11/30/2015 Country: Germany
Meeting Type: Special
Page 541 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vonovia SE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Up to 245.2 Million New Shares in Connection with Acquisition of Deutsche Wohnen AG
For Abstain
ForForApprove EUR 12.3 Million Increase in Share Capital without Preemptive Rights
2
ForForApprove Creation of EUR 12.3 Million Pool of Capital without Preemptive Rights
3
Christian Dior
Meeting Date: 12/01/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
AgainstForApprove Auditors' Special Report on Related-Party Transactions
3
ForForApprove Allocation of Income and Dividends of EUR 3.20 per Share
4
ForForApprove Transfer from Legal Reserves Account to Optional Reserves Account
5
AgainstForReelect Delphine Arnault as Director 6
AgainstForReelect Helene Desmarais as Director 7
AgainstForAppoint Denis Dalibot as Censor 8
AgainstForAppoint Jaime de Marichalar y Saenz de Tejada as Censor
9
AgainstForAdvisory Vote on Compensation of Bernard Arnault
10
AgainstForAdvisory Vote on Compensation of Sidney Toledano
11
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Page 542 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Christian Dior
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
14
AgainstForAmend Articles 13, 17, and 24 of Bylaws Re: Powers of the Board of Directors, Record Date, and Fiscal Year
15
FirstRand Ltd
Meeting Date: 12/01/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForRe-elect Jannie Durand as Director 1.1
ForForRe-elect Patrick Goss as Director 1.2
ForForRe-elect Paul Harris as Director 1.3
ForForRe-elect Roger Jardine as Director 1.4
ForForRe-elect Ethel Matenge-Sebesho as Director 1.5
ForForRe-elect Tandi Nzimande as Director 1.6
ForForRe-elect Vivian Bartlett as Director 1.7
ForForElect Alan Pullinger as Director 1.8
ForForElect Paballo Makosholo as Director 1.9
ForForReappoint Deloitte & Touche as Auditors of the Company
2.1
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
2.2
Advisory Endorsement
ForForApprove Remuneration Policy 1
Continuation of Ordinary Resolutions
ForForPlace Authorised but Unissued Ordinary Shares under Control of Directors
3
Page 543 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FirstRand Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Issue Shares for Cash 4
ForForAuthorise Ratification of Approved Resolutions
5
Special Resolutions
ForForAuthorise Repurchase of Issued Share Capital 1
ForForApprove Financial Assistance to Directors and Prescribed Officers as Employee Share Scheme Beneficiaries
2.1
ForForApprove Financial Assistance to Related or Inter-related Entities
2.2
ForForApprove Remuneration of Non-executive Directors
3
AgainstForAdopt New Memorandum of Incorporation 4
Lynden Energy Corp.
Meeting Date: 12/01/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Five For For
ForForElect Director Robert Bereskin 2.1
ForForElect Director John McLennan 2.2
ForForElect Director Derek Michaelis 2.3
WithholdForElect Director Ron Paton 2.4
ForForElect Director Colin Watt 2.5
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Singapore Press Holdings Limited
Meeting Date: 12/01/2015 Country: Singapore
Meeting Type: Annual
Page 544 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Press Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Bahren Shaari as Director 3.1
ForForElect Tan Yen Yen as Director 3.2
ForForElect Ng Ser Miang as Director 3.3
ForForElect Quek See Tiat as Director 3.4
ForForApprove Directors' Fees 4
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForOther Business (Voting) 6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7.1
ForForApprove Grant of Awards and Issuance of Shares Under the SPH Performance Share Plan
7.2
ForForAuthorize Share Repurchase Program 7.3
Wolseley plc
Meeting Date: 12/01/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tessa Bamford as Director 5
ForForRe-elect John Daly as Director 6
ForForRe-elect Gareth Davis as Director 7
Page 545 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wolseley plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Pilar Lopez as Director 8
ForForRe-elect John Martin as Director 9
ForForRe-elect Ian Meakins as Director 10
ForForRe-elect Alan Murray as Director 11
ForForRe-elect Frank Roach as Director 12
ForForRe-elect Darren Shapland as Director 13
ForForRe-elect Jacqueline Simmonds as Director 14
ForForAppoint Deloitte LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForApprove Long Term Incentive Plan 21
Copart, Inc.
Meeting Date: 12/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Willis J. Johnson For For
ForForElect Director A. Jayson Adair 1.2
ForForElect Director Matt Blunt 1.3
ForForElect Director Steven D. Cohan 1.4
ForForElect Director Daniel J. Englander 1.5
ForForElect Director James E. Meeks 1.6
ForForElect Director Vincent W. Mitz 1.7
ForForElect Director Thomas N. Tryforos 1.8
Page 546 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Copart, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForIncrease Authorized Common Stock 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Esprit Holdings Limited
Meeting Date: 12/02/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Jose Manuel Martinez Gutierrez as Director
2a1
ForForElect Paul Cheng Ming Fun as Director 2a2
ForForElect Jose Maria Castellano Rios as Director 2a3
ForForAuthorize Board to Fix Directors' Fees 2b
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
ForForAuthorize Repurchase of Issued Share Capital 4
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Microsoft Corporation
Meeting Date: 12/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, lll For For
ForForElect Director Teri L. List-Stoll 1.2
Page 547 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microsoft Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director G. Mason Morfit 1.3
ForForElect Director Satya Nadella 1.4
ForForElect Director Charles H. Noski 1.5
ForForElect Director Helmut Panke 1.6
ForForElect Director Sandra E. Peterson 1.7
ForForElect Director Charles W. Scharf 1.8
ForForElect Director John W. Stanton 1.9
ForForElect Director John W. Thompson 1.10
ForForElect Director Padmasree Warrior 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Nokia Corp.
Meeting Date: 12/02/2015 Country: Finland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
ForForIssue 2.1 Billion Shares in Connection with Acquisition of Alcatel Lucent
6
ForForAmend Articles Re: Corporate Purpose; Board-Related; General Meeting
7
ForForFix Number of Directors at Ten; Elect Louis Hughes, Jean Monty, and Olivier Piou as Directors
8
Close Meeting 9
Page 548 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anthem, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Cigna Corporation
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Fiat Chrysler Automobiles NV
Meeting Date: 12/03/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting Agenda
Open Meeting 1
Receive Announcements Re: Demerger of Ferrari
2
ForForApprove Demerger of Ferrari NV 3
Close Meeting 4
Page 549 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Myriad Genetics, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John T. Henderson For For
ForForElect Director S. Louise Phanstiel 1.2
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
PAREXEL International Corporation
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Eduard E. Holdener For For
ForForElect Director Richard L. Love 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Premiere Global Services, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Page 550 of 597
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Premiere Global Services, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
ScanSource, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Fischer For For
ForForElect Director Michael L. Baur 1.2
ForForElect Director Peter C. Browning 1.3
ForForElect Director Michael J. Grainger 1.4
ForForElect Director John P. Reilly 1.5
ForForElect Director Charles R. Whitchurch 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Grant Thornton LLP as Auditors 3
TECO Energy, Inc.
Meeting Date: 12/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Page 551 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Associated British Foods plc
Meeting Date: 12/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Emma Adamo as Director 4
ForForRe-elect John Bason as Director 5
ForForRe-elect Ruth Cairnie as Director 6
AbstainForRe-elect Timothy Clarke as Director 7
ForForRe-elect Javier Ferran as Director 8
ForForElect Wolfhart Hauser as Director 9
AbstainForRe-elect Charles Sinclair as Director 10
ForForRe-elect Peter Smith as Director 11
ForForRe-elect George Weston as Director 12
ForForAppoint Ernst & Young LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Bank of China Limited
Meeting Date: 12/04/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 552 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhu Hexin as Director 1
ForForElect Zhang Jinliang as Director 2
ForForApprove Remuneration Distribution Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2014
3
ForForApprove Overseas Listing of BOC Aviation Pte. Ltd.
4
ForForAuthorized Board to Deal with All Matters in Relation to the Overseas Listing of BOC Aviation Pte. Ltd.
5
ForForApprove the Description of the Sustainable Profitability and Prospects of the Bank
6
ForForApprove the Undertaking of the Bank to Maintain its Independent Listing Status
7
ForForApprove the Compliance of the Overseas Listing of BOC Aviation Pte. Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies
8
ForForApprove Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.
9
Bank of China Limited
Meeting Date: 12/04/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd.
1
Iconix Brand Group, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Page 553 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Iconix Brand Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director F. Peter Cuneo For For
ForForElect Director Barry Emanuel 1.2
ForForElect Director Drew Cohen 1.3
ForForElect Director Sue Gove 1.4
ForForElect Director Mark Friedman 1.5
ForForElect Director James A. Marcum 1.6
ForForRatify BDO USA, LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Executive Incentive Bonus Plan 4
Premier, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barclay E. Berdan For For
ForForElect Director William E. Mayer 1.2
ForForElect Director Scott Reiner 1.3
ForForElect Director Terry D. Shaw 1.4
ForForElect Director Richard J. Statuto 1.5
ForForElect Director Ellen C. Wolf 1.6
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
3
ForForAmend Omnibus Stock Plan 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
One YearOne YearAdvisory Vote on Say on Pay Frequency 6
Page 554 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sasol Ltd
Meeting Date: 12/04/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015
Approve Nomination, Governance, Social and Ethics Committee Report
2
ForForRe-elect Nolitha Fakude as Director 3.1
ForForRe-elect Dr Mandla Gantsho as Director 3.2
ForForRe-elect Imogen Mkhize as Director 3.3
ForForRe-elect Stephen Westwell as Director 3.4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company
4
ForForRe-elect Colin Beggs as Member of the Audit Committee
5.1
ForForRe-elect Nomgando Matyumza as Member of the Audit Committee
5.2
ForForRe-elect Imogen Mkhize as Member of the Audit Committee
5.3
ForForRe-elect JJ Njeke as Member of the Audit Committee
5.4
ForForRe-elect Stephen Westwell as Member of the Audit Committee
5.5
ForForApprove Remuneration Policy 6
ForForApprove Non-executive Directors' Remuneration
7.1
ForForAuthorise Repurchase of Issued Share Capital 7.2
ForForAuthorise Repurchase of Issued Share Capital from a Director and/or a Prescribed Officer of the Company
7.3
Vail Resorts, Inc.
Meeting Date: 12/04/2015 Country: USA
Meeting Type: Annual
Page 555 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vail Resorts, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan L. Decker For For
ForForElect Director Roland A. Hernandez 1b
ForForElect Director Robert A. Katz 1c
ForForElect Director John T. Redmond 1d
ForForElect Director Hilary A. Schneider 1e
ForForElect Director D. Bruce Sewell 1f
ForForElect Director John F. Sorte 1g
ForForElect Director Peter A. Vaughn 1h
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Xinyi Solar Holdings Ltd.
Meeting Date: 12/07/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Investment Agreement and Authorize Board to Act and Execute Documents Necessary to Give Effect to the Investment Agreement
For For
Aryzta AG
Meeting Date: 12/08/2015 Country: Switzerland
Meeting Type: Annual
Page 556 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aryzta AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Allocation of Income 2.1
ForForApprove Dividends of CHF 0.66 per Share 2.2
ForForApprove Discharge of Board and Senior Management
3
ForForReelect Denis Lucey as Director and Chairman 4.1.1
ForForReelect Charles Adair as Director 4.1.2
ForForReelect Annette Flynn as Director 4.1.3
ForForReelect Shaun Higgins as Director 4.1.4
ForForReelect Owen Killian as Director 4.1.5
ForForReelect Andrew Morgan as Director 4.1.6
ForForReelect Wolfgang Werle as Director 4.1.7
ForForElect Dan Flinter as Director 4.1.8
ForForAppoint Charles Adair as Member of the Compensation Committee
4.2.1
ForForAppoint Shaun Higgins as Member of the Compensation Committee
4.2.2
ForForAppoint Denis Lucey as Member of the Compensation Committee
4.2.3
ForForRatify PricewaterhouseCoopers AG as Auditors
4.3
ForForDesignate Ines Poeschel as Independent Proxy
4.4
ForForApprove Maximum Remuneration of Board Directors in the Amount of CHF 1 Million
5.1
ForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 17.75 Million
5.2
ForForApprove Creation of CHF 183,621 Pool of Capital without Preemptive Rights
6
AgainstForTransact Other Business (Voting) 7
Page 557 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Impax Laboratories, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock For For
OSI Systems, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Deepak Chopra For For
ForForElect Director Ajay Mehra 1.2
ForForElect Director Steven C. Good 1.3
ForForElect Director Meyer Luskin 1.4
ForForElect Director William F. Ballhaus, Jr. 1.5
ForForElect Director James B. Hawkins 1.6
ForForRatify Moss Adams LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Solera Holdings, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Page 558 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thor Industries, Inc.
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew E. Graves For For
ForForElect Director Alan Siegel 1.2
ForForRatify Deloitte & Touche LLP as Auditors 2
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
WD-40 Company
Meeting Date: 12/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Giles H. Bateman For For
ForForElect Director Peter D. Bewley 1.2
ForForElect Director Melissa Claassen 1.3
ForForElect Director Richard A. Collato 1.4
ForForElect Director Mario L. Crivello 1.5
ForForElect Director Linda A. Lang 1.6
ForForElect Director Garry O. Ridge 1.7
ForForElect Director Gregory A. Sandfort 1.8
ForForElect Director Neal E. Schmale 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Page 559 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Meeting Date: 12/08/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Plan in Relation to the Satisfaction of the Conditions for Public Issuance of Corporate Bonds
1
ForForApprove Plan in Relation to the Public Issuance of Corporate Bonds
2.00
ForForApprove Size of Issuance in Relation to the Public Issuance of Corporate Bonds
2.01
ForForApprove Face Value and Issuing Price in Relation to the Public Issuance of Corporate Bonds
2.02
ForForApprove Maturity in Relation to the Public Issuance of Corporate Bonds
2.03
ForForApprove Coupon Rate and Its Determination Methods in Relation to the Public Issuance of Corporate Bonds
2.04
ForForApprove Method of Issuance in Relation to the Public Issuance of Corporate Bonds
2.05
ForForApprove Target Investors in Relation to the Public Issuance of Corporate Bonds
2.06
ForForApprove Placing Arrangement for Shareholders of the Company in Relation to the Public Issuance of Corporate Bonds
2.07
ForForApprove Provisions on redemption or repurchase in Relation to the Public Issuance of Corporate Bonds
2.08
ForForApprove Guarantee in Relation to the Public Issuance of Corporate Bonds
2.09
ForForApprove Measures for Repayment in Relation to the Public Issuance of Corporate Bonds
2.10
ForForApprove Use of Proceeds in Relation to the Public Issuance of Corporate Bonds
2.11
ForForApprove Listing of Corporate Bonds Issued 2.12
ForForApprove Resolution Validity Period in Relation to the Public Issuance of Corporate Bonds
2.13
ForForAuthorize Board to Deal with All Matters in Relation to the Public Issuance of Corporate Bonds
3
ForForApprove Provision of Counter-Guarantee for an Associate
4
Page 560 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Special Self-Inspection Report of Real Estate Business
5
ForForApprove Letter of Undertaking of Matters Relating to the Real Estate Business Provided by the Directors, Supervisors and Senior Management of the Company
6
ForForApprove Letter of Undertaking of Matters Relating to the Real Estate Business Provided by Controlling Shareholder of the Company, Minxi Xinghang State-owned Assets Investment Company Limited
7
Allied World Assurance Company Holdings, AG
Meeting Date: 12/09/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Patricia L. Guinn as Director For For
ForForElect Fiona E. Luck as Director 1.2
AgainstForApprove Remuneration of Directors 2
AgainstForTransact Other Business (Voting) 3
Coloplast A/S
Meeting Date: 12/09/2015 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income 3
ForForApprove DKK 4.0 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
4.1
Page 561 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coloplast A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Share Repurchase Program 4.2
ForForReelect Michael Rasmussen (Chairman) as Director
5.1
ForForReelect Niels Louis-Hansen (Vice Chairman) as Director
5.2
ForForReelect Sven Bjorklund as Director 5.3
ForForReelect Per Magid as Director 5.4
ForForReelect Brian Petersen as Director 5.5
ForForReelect Jorgen Tang-Jensen as Director 5.6
ForForElect Birgitte Nielsen as New Director 5.7
ForForElect Jette Nygaard-Andersen as New Director 5.8
ForForRatify PricewaterhouseCoopers as Auditors 6
Other Business 7
Contact Energy Ltd.
Meeting Date: 12/09/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sir Ralph Norris as Director For For
ForForElect Victoria Crone as Director 2
ForForElect Rob McDonald as Director 3
ForForAuthorize the Board to Fix Remuneration of the Auditors
4
CSPC Pharmaceutical Group Ltd.
Meeting Date: 12/09/2015 Country: Hong Kong
Meeting Type: Special
Page 562 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSPC Pharmaceutical Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Whitewash Waiver and Related Transactions
For Against
ForForAdopt New Share Option Scheme 2
ForForElect Lu Hua as Director 3
Harman International Industries, Incorporated
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Adriane M. Brown For For
ForForElect Director John W. Diercksen 1b
ForForElect Director Ann McLaughlin Korologos 1c
ForForElect Director Edward H. Meyer 1d
ForForElect Director Robert Nail 1e
ForForElect Director Dinesh C. Paliwal 1f
ForForElect Director Abraham N. Reichental 1g
ForForElect Director Kenneth M. Reiss 1h
ForForElect Director Hellene S. Runtagh 1i
ForForElect Director Frank S. Sklarsky 1j
ForForElect Director Gary G. Steel 1k
ForForRatify KPMG LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Paylocity Holding Corporation
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Page 563 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Paylocity Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark H. Mishler For For
ForForElect Director Ronald V. Waters, III 1.2
ForForRatify KPMG LLP as Auditors 2
Tuesday Morning Corporation
Meeting Date: 12/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven R. Becker For For
ForForElect Director Terry Burman 1.2
ForForElect Director Frank M. Hamlin 1.3
ForForElect Director William Montalto 1.4
ForForElect Director Sherry M. Smith 1.5
ForForElect Director Jimmie L. Wade 1.6
ForForElect Director Richard S. Willis 1.7
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Agricultural Bank of China Limited
Meeting Date: 12/10/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Lou Wenlong as Director 1
Page 564 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agricultural Bank of China Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Francis Yuen Tin-fan as Director 2
ForForApprove the Final Remuneration Plan for Directors and Supervisors of the Bank for 2013
3
ForForApprove the Final Remuneration Plan for Directors and Supervisors of the Bank for 2014
4
Ascena Retail Group, Inc.
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Usdan For For
ForForElect Director Randy L. Pearce 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Chimera Investment Corporation
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Dennis M. Mahoney For For
ForForElect Director Paul A. Keenan 1b
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Omnibus Stock Plan 3
ForForRatify Ernst & Young LLP as Auditors 4
Page 565 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Comcast Corporation
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Conversion of Securities For For
Comtech Telecommunications Corp.
Meeting Date: 12/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert G. Paul For For
ForForElect Director Lawrence J. Waldman 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
ForForAmend Qualified Employee Stock Purchase Plan
4
Severstal PAO
Meeting Date: 12/10/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 13.17 per Share for First Nine Months of Fiscal 2015
1
Page 566 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A. Schulman, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eugene R. Allspach For For
ForForElect Director Gregory T. Barmore 1b
ForForElect Director David G. Birney 1c
ForForElect Director Joseph M. Gingo 1d
ForForElect Director Michael A. McManus, Jr. 1e
ForForElect Director Lee D. Meyer 1f
ForForElect Director James A. Mitarotonda 1g
ForForElect Director Ernest J. Novak, Jr. 1h
ForForElect Director Irvin D. Reid 1i
ForForElect Director Bernard Rzepka 1j
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Aspen Technology, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary E. Haroian For For
ForForElect Director Antonio J. Pietri 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 567 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celadon Group, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen Russell - RESIGNED
ForForElect Director Catherine Langham 1.2
ForForElect Director Michael Miller 1.3
ForForElect Director Paul Will 1.4
ForForElect Director Robert Long 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Medtronic plc
Meeting Date: 12/11/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson For For
ForForElect Director Craig Arnold 1b
ForForElect Director Scott C. Donnelly 1c
ForForElect Director Randall J. Hogan, III 1d
ForForElect Director Omar Ishrak 1e
ForForElect Director Shirley Ann Jackson 1f
ForForElect Director Michael O. Leavitt 1g
ForForElect Director James T. Lenehan 1h
ForForElect Director Elizabeth G. Nabel 1i
ForForElect Director Denise M. O'Leary 1j
ForForElect Director Kendall J. Powell 1k
ForForElect Director Robert C. Pozen 1l
ForForElect Director Preetha Reddy 1m
Page 568 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
MSG Networks Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Eugene F. DeMark For For
ForForElect Director Joel M. Litvin 1.2
ForForElect Director John L. Sykes 1.3
ForForRatify KPMG LLP as Auditors 2
ForForAmend Omnibus Stock Plan 3
ForForAmend Executive Incentive Bonus Plan 4
ForForAmend Non-Employee Director Omnibus Stock Plan
5
Palo Alto Networks, Inc.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John M. Donovan For For
ForForElect Director Stanley J. Meresman 1.2
ForForElect Director Nir Zuk 1.3
ForForRatify Ernst & Young LLP as Auditors 2
Page 569 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Palo Alto Networks, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Towers Watson & Co.
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
UIL Holdings Corporation
Meeting Date: 12/11/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Westpac Banking Corporation
Meeting Date: 12/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Remuneration Report For For
Page 570 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Westpac Banking Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company
3
ForForElect Elizabeth Bryan as Director 4a
ForForElect Peter Hawkins as Director 4b
ForForElect Craig Dunn as Director 4c
Westpac Banking Corporation
Meeting Date: 12/11/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove the Financial Statements and Reports of the Directors and Auditor
1
ForForApprove the Remuneration Report 2
ForForApprove the Grant of Equity Securities to Brian Hartzer, Managing Director and Chief Executive Officer of the Company
3
ForForElect Elizabeth Bryan as Director 4a
ForForElect Peter Hawkins as Director 4b
ForForElect Craig Dunn as Director 4c
Willis Group Holdings Public Limited Company
Meeting Date: 12/11/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Merger For Abstain
ForForChange Company Name to Willis Towers Watson Public Limited Company
2
Page 571 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Willis Group Holdings Public Limited Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Reverse Stock Split 3
ForForAdjourn Meeting 4
Banco Santander Brasil SA
Meeting Date: 12/14/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Cancellation of Treasury Shares 1
ForForAmend Articles 2
ForForConsolidate Bylaws 3
ForForApprove Deferred Bonus Plan 4
Lukoil PJSC
Meeting Date: 12/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Interim Dividends for First Nine Months of Fiscal 2015
1
Do Not Vote
ForApprove Remuneration of Directors 2
Do Not Vote
ForAmend Charter 3
Do Not Vote
NoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
4
Page 572 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lukoil PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends for First Nine Months of Fiscal 2015
1
ForForApprove Remuneration of Directors 2
ForForAmend Charter 3
ForNoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
4
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 12/14/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of PT. Asuransi Jiwa Bringin Jiwa Sejahtera
For Against
ForForApprove the Enforcement of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises
2
Tenaga Nasional Berhad
Meeting Date: 12/14/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors 2
ForForElect Chor Chee Heung as Director 3
ForForElect Azman bin Mohd as Director 4
Page 573 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tenaga Nasional Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Nozirah binti Bahari as Director 5
ForForElect Leo Moggie as Director 6
ForForElect Siti Norma binti Yaakob as Director 7
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
8
ForForApprove Issuance of Shares Pursuant to the Long Term Incentive Plan (LTIP)
9
ForForApprove Grant and Allotment of Shares to Azman bin Mohd Under the LTIP
10
ForForApprove Zainal Abidin bin Putih to Continue Office as Independent Non-Executive Director
11
ForForAuthorize Share Repurchase Program 12
AmTrust Financial Services, Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Common Stock For For
Chambers Street Properties
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForElect Director Charles E. Black 2.1
ForForElect Director James L. Francis 2.2
ForForElect Director James M. Orphanides 2.3
ForForElect Director Martin A. Reid 2.4
Page 574 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chambers Street Properties
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Louis P. Salvatore 2.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Deloitte & Touche LLP as Auditors 4
ForForAdjourn Meeting 5
FactSet Research Systems Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott A. Billeadeau For For
ForForElect Director Philip A. Hadley 1.2
ForForElect Director Laurie Siegel 1.3
ForForElect Director F. Philip Snow 1.4
ForForElect Director Joseph R. Zimmel 1.5
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Gramercy Property Trust Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 575 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maruti Suzuki India Ltd
Meeting Date: 12/15/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Related Party Transaction with Suzuki Motor Gujarat Private Limited
1
Numericable Sfr
Meeting Date: 12/15/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AbstainForApprove Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 5.70 per Share
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Telecom Italia Spa
Meeting Date: 12/15/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Conversion of Saving Shares into Ordinary Shares
1
Ordinary Business
Shareholder Proposals Submitted by Vivendi SA
AgainstNoneChange Board Size from 13 to 17 2.1
Page 576 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Italia Spa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Four Directors (Bundled) 2.2
AgainstNoneFix Board Remuneration 2.3
AgainstNoneAuthorize New Directors to Assume Positions in Competing Companies
2.4
Winnebago Industries, Inc.
Meeting Date: 12/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher J. Braun For For
ForForElect Director David W. Miles 1.2
ForForElect Director Martha T. Rodamaker 1.3
ForForElect Director William C. Fisher 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
AutoZone, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks For For
ForForElect Director Linda A. Goodspeed 1.2
ForForElect Director Sue E. Gove 1.3
ForForElect Director Earl G. Graves, Jr. 1.4
ForForElect Director Enderson Guimaraes 1.5
ForForElect Director J. R. Hyde, III 1.6
Page 577 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AutoZone, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director D. Bryan Jordan 1.7
ForForElect Director W. Andrew McKenna 1.8
ForForElect Director George R. Mrkonic, Jr. 1.9
ForForElect Director Luis P. Nieto 1.10
ForForElect Director William C. Rhodes, III 1.11
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForAgainstReport on Political Contributions and Lobbying Expenditures
5
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Extension of the Validity Period of the Resolution in Relation to the Private Placement of A Shares
1
ForForApprove Extension in the Authorization of the Board to Handle Matters in Relation to the Private Placement of A Shares
2
ForForElect Zhang Yanling as Director 3
ForForElect Cao Guoqiang as Supervisor 4
China CITIC Bank Corporation Ltd.
Meeting Date: 12/16/2015 Country: China
Meeting Type: Special
Page 578 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Extension of the Validity Period of the Resolution in Relation to the Private Placement of A Shares
1
DHX Media Ltd.
Meeting Date: 12/16/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Elizabeth Beale For For
ForForElect Director David Colville 1.2
ForForElect Director Sir Graham Day 1.3
ForForElect Director Michael Donovan 1.4
ForForElect Director Deborah Drisdell 1.5
ForForElect Director Dana Landry 1.6
ForForElect Director Geoffrey Machum 1.7
ForForElect Director Robert Sobey 1.8
ForForElect Director Catherine Tait 1.9
ForForElect Director Donald Wright 1.10
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForApprove Performance Share Unit Plan 3
AbstainNoneThe Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian
4
Johnson Matthey plc
Meeting Date: 12/16/2015 Country: United Kingdom
Meeting Type: Special
Page 579 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Special Dividend; Approve Share Consolidation
For For
ForForAuthorise Market Purchase of Ordinary Shares 2
National Penn Bancshares, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Pepco Holdings, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Paul M. Barbas For For
ForForElect Director Jack B. Dunn, IV 1.2
ForForElect Director H. Russell Frisby, Jr. 1.3
ForForElect Director Terence C. Golden 1.4
ForForElect Director Barbara J. Krumsiek 1.5
ForForElect Director Lawrence C. Nussdorf 1.6
ForForElect Director Patricia A. Oelrich 1.7
ForForElect Director Joseph M. Rigby 1.8
ForForElect Director Lester P. Silverman 1.9
Page 580 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pepco Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
United Natural Foods, Inc.
Meeting Date: 12/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Eric F. Artz For For
ForForElect Director Ann Torre Bates 1b
ForForElect Director Denise M. Clark 1c
ForForElect Director Michael S. Funk 1d
ForForElect Director Gail A. Graham 1e
ForForElect Director James P. Heffernan 1f
ForForElect Director Peter A. Roy 1g
ForForElect Director Steven L. Spinner 1h
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
ForAgainstLimit Accelerated Vesting of Equity Awards Upon a Change in Control
5
58.com Inc.
Meeting Date: 12/17/2015 Country: Cayman Islands
Meeting Type: Annual
Page 581 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
58.com Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForAmend Omnibus Stock Plan 1
Australia and New Zealand Banking Group Ltd.
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForApprove the Remuneration Report 2
ForForApprove the Grant of Performance Rights to Shayne Elliott
3
ForForApprove the CPS2 First Buy-Back Scheme 4a
ForForApprove the CPS2 Second Buy-Back Scheme 4b
ForForElect P.J. Dwyer as Director 5a
ForForElect Lee Hsien Yang as Director 5b
Shareholder Proposals
AgainstAgainstApprove the Amendments to the Constitution 6a
ForAgainstReport on Climate Change 6b
Cameron International Corporation
Meeting Date: 12/17/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
Page 582 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cameron International Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 3
HBanc Capital Securities Trust
Meeting Date: 12/17/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Series 1 and Class A Series 2 Unitholders
ForForApprove Merger of the Fund with North American Financial Capital Trust
d
Incitec Pivot Ltd
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Paul Brasher as Director For For
ForForElect Graham Smorgon as Director 2
ForForApprove the Grant of Performance Rights to James Fazzino, Managing Director and Chief Executive Officer of the Company
3
ForForApprove the Remuneration Report 4
National Australia Bank Limited
Meeting Date: 12/17/2015 Country: Australia
Meeting Type: Annual
Page 583 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Australia Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Elect Anne Loveridge as Director For For
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Andrew Thorburn, Group Chief Executive Officer of the Company
4
Navios Maritime Partners L.P.
Meeting Date: 12/17/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert Pierot For For
ForForElect Director John Karakadas 1.2
ForForRatify PricewaterhouseCoopers as Auditors 2
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 12/17/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Liu Chong as Director 1
ForForAmend Articles of Association 2
AgainstNoneElect Xiong Peijin as Director 3
Page 584 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starwood Waypoint Residential Trust
Meeting Date: 12/17/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Internalization Plan For Against
AbstainForIssue Shares in Connection with Acquisition 2
ForForAdjourn Meeting 3
Alstom
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Directed Share Repurchase Program 1
AgainstForAuthorize up to 5 Million Shares for Use in Restricted Stock Plans
2
Ordinary Business
ForForChange Location of Registered Office to 48 Rue Albert Dhalenne, 93400 Saint-Ouen, and Amend Article 4 of Bylaws Accordingly
3
Shareholder Proposal Submitted by Bouygues
AbstainNoneElect Olivier Bourges as Director 4
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
5
Axis Bank Ltd.
Meeting Date: 12/18/2015 Country: India
Meeting Type: Special
Page 585 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForReelect P. R. Menon as Independent Director 1
Hamamatsu Photonics
Meeting Date: 12/18/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Hiruma, Teruo 2.1
ForForElect Director Hiruma, Akira 2.2
ForForElect Director Otsuka, Haruji 2.3
ForForElect Director Yamamoto, Koei 2.4
ForForElect Director Takeuchi, Junichi 2.5
ForForElect Director Iida, Hitoshi 2.6
ForForElect Director Suzuki, Kenji 2.7
ForForElect Director Takemura, Mitsutaka 2.8
ForForElect Director Hara, Tsutomu 2.9
ForForElect Director Yoshida, Kenji 2.10
ForForElect Director Shimazu, Tadahiko 2.11
AgainstForElect Director Ise, Kiyotaka 2.12
ForForElect Director Toriyama, Naofumi 2.13
ForForElect Director Kodate, Kashiko 2.14
Infoblox Inc.
Meeting Date: 12/18/2015 Country: USA
Meeting Type: Annual
Page 586 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infoblox Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jesper Andersen For For
ForForElect Director Laura C. Conigliaro 1.2
ForForElect Director Fred M. Gerson 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Koninklijke Philips N.V.
Meeting Date: 12/18/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect A. Bhattacharya to Management Board For For
PartnerRe Ltd.
Meeting Date: 12/18/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jan H. Holsboer For For
ForForElect Director Roberto Mendoza 1.2
ForForElect Director Kevin M. Twomey 1.3
ForForElect Director David Zwiener 1.4
ForForApprove Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 587 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Scor SE
Meeting Date: 12/18/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 3 Million Shares for Use in Restricted Stock Plans
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Shutterfly, Inc.
Meeting Date: 12/18/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Omnibus Stock Plan For Against
MMC Norilsk Nickel PJSC
Meeting Date: 12/19/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015
1
ForForApprove Company's Membership in Non-Commercial Partnership Russian Risk Management Society
2
AgainstNoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
S1
Page 588 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Norilsk Nickel PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015
1
ForForApprove Company's Membership in Non-Commercial Partnership Russian Risk Management Society
2
ForNoneIf You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST
S1
Bank Of India Ltd
Meeting Date: 12/21/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares on a Preferential Basis
For For
Bank of Yokohama Ltd.
Meeting Date: 12/21/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Formation of Joint Holding Company with Higashi-Nippon Bank
For For
ForForAmend Articles To Delete References to Record Date
2
Ctrip.com International Ltd.
Meeting Date: 12/21/2015 Country: Cayman Islands
Meeting Type: Annual
Page 589 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ctrip.com International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Amendments to Articles of Association
1
Industrial and Commercial Bank of China Limited
Meeting Date: 12/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Hong Yongmiao as Director 1
ForForElect Yang Siu Shun as Director 2
ForForElect Qu Qiang as Supervisor 3
ForForAmend Plan on Authorization of the Shareholders' General Meeting to the Board of Directors
4
ForForApprove Payment Plan of Remuneration to Directors and Supervisors for 2014
5
Donaldson Company, Inc.
Meeting Date: 12/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew Cecere For For
ForForElect Director William M. Cook 1.2
ForForElect Director James J. Owens 1.3
ForForElect Director Trudy A. Rautio 1.4
Page 590 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Donaldson Company, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
HCL Technologies Ltd.
Meeting Date: 12/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect S. K. Khanna as Director 2
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForElect T. Sieber as Independent Director 4
ForForApprove the Implementation of the 2004 Stock Option Plan through Trust Mechanism
5
ForForApprove Acquisition of Secondary Shares under 2004 Stock Option Plan
6
Magnit PJSC
Meeting Date: 12/22/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 179.77 per Share for First Nine Months of Fiscal 2015
For For
ForForApprove Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement
2.1
ForForApprove Large-Scale Related-Party Transaction with Russian Agricultural Bank Re: Supplement to Guarantee Agreement
2.2
Page 591 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Large-Scale Related-Party Transaction with Alfa-Bank Re: Guarantee Agreement
2.3
ForForApprove Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
2.4
ForForApprove Related-Party Transaction with Rosbank Re: Guarantee Agreement
3.1
ForForApprove Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
3.2
Zhejiang Expressway Co., Ltd.
Meeting Date: 12/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Purchase Agreement and Related Transactions
For For
ForForAuthorized Board to Do All Such Acts and Deal with All Matters to Give Effect to and Implement the Share Purchase Agreement
2
Hubbell Incorporated
Meeting Date: 12/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Eliminate Class of Common Stock For For
ForForAdjourn Meeting 2
Jaiprakash Associates Ltd.
Meeting Date: 12/24/2015 Country: India
Meeting Type: Annual
Page 592 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Associates Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect R. Singh as Director 2
ForForReelect P. Gaur as Director 3
ForForApprove M P Singh & Associates as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect C. P. Jain as Independent Director 5
ForForElect S. C. K. Patne as Independent Director 6
ForForElect K.P. Rau as Independent Director 7
ForForElect T. R. Kakkar as Director 8
ForForApprove Remuneration of Cost Auditors 9
ForForApprove Reappointment and Remuneration of R. Kumar as Executive Director and CFO
10
ForForApprove Reappointment and Remuneration of M. Gaur as Executive Chairman and CEO
11
ForForAuthorize Issuance of Non-Convertible Debentures and Other Debt Securities
12
AbstainForApprove Pledging of Assets for Debt 13
K12 Inc.
Meeting Date: 12/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Craig R. Barrett For For
ForForElect Director Guillermo Bron 1.2
ForForElect Director Fredda J. Cassell 1.3
ForForElect Director Adam L. Cohn 1.4
ForForElect Director Nathaniel A. Davis 1.5
ForForElect Director John M. Engler 1.6
Page 593 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
K12 Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Steven B. Fink 1.7
ForForElect Director Jon Q. Reynolds, Jr. 1.8
ForForElect Director Andrew H. Tisch 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify BDO USA, LLP as Auditors 4
Huadian Power International Corporation Ltd.
Meeting Date: 12/28/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForAmend Articles of Association 1
ForForApprove Purchase of Coal by the Company from China Huadian and its Subsidiaries and Associates and the Annual Cap
2a
ForForApprove Purchase of Engineering Equipment and Other Miscellaneous and Relevant Services by the Company from China Huadian and its Subsidiaries and Associates and the Annual Cap
2b
ForForApprove Sale of Coal and Provision of Services and Relevant Quota Services by the Company to China Huadian and its Subsidiaries and Associates and the Annual Cap
2c
Alibaba Pictures Group Limited
Meeting Date: 12/29/2015 Country: Bermuda
Meeting Type: Special
Page 594 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Pictures Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Framework Agreement and Related Transactions
For For
ForForApprove Share Purchase Agreement and Related Transactions
1b
ForForApprove Assignment of Intellectual Property Assets
1c
ForForApprove AGH SBC Reimbursement Agreement 1d
ForForApprove Transfer of Target Business and Shared Services Agreement
1e
ForForAuthorized Board to Deal with All Matters in Relation to the Framework Agreement, Shared Services Agreement and Related Transactions
1f
China Life Insurance Co. Limited
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Tang Xin as Director 1
ForForAppoint Ernst & Young Hua Ming LLP as the PRC Auditor and Ernst & Young as the International Auditor for the Year 2016
2
ForForApprove Entrusted Investment and Management Agreement for Alternative Investments with Insurance Funds, Related Transactions and Annual Cap
3
ForForApprove Issue of Debt Financing Instruments 4
ForForApprove Overseas Issue of Senior Bonds 5
ForForApprove Change of Business Scope 6
Page 595 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Life Insurance Co. Limited
Meeting Date: 12/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect Tang Xin as Director 1
ForForAppoint Ernst & Young Hua Ming LLP as the PRC Auditor and Ernst & Young as the International Auditor for the Year 2016
2
ForForApprove Entrusted Investment and Management Agreement for Alternative Investments with Insurance Funds, Related Transactions and Annual Cap
3
ForForApprove Issue of Debt Financing Instruments 4
ForForApprove Overseas Issue of Senior Bonds 5
ForForApprove Change of Business Scope 6
Geely Automobile Holdings Ltd.
Meeting Date: 12/30/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2016-2018 Annual Cap Under the Services Agreement
For For
ForForApprove Electric Vehicle Agreement, 2016-2018 Annual Cap and Related Transactions
2
ForForApprove Loan Guarantee Agreement, 2016-2018 Annual Cap and Related Transactions
3
Opto Circuits India Ltd.
Meeting Date: 12/31/2015 Country: India
Meeting Type: Annual
Page 596 of 597
Vote Summary ReportReporting Period: 10/01/2015 to 12/31/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Opto Circuits India Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Against
ForForReelect J. C. Patel as Director 2
ForForApprove Anand Amarnath as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Reappointment of V. Ramnani as Managing Director
4
ForForElect S. A. Merchant as Independent Director 5
ForForElect S. Misra as Director 6
AgainstForApprove Related Party Transactions 7
Page 597 of 597