john r smoak financial disclosure report for 2010

8/3/2019 John R Smoak Financial Disclosure Report for 2010

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AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPO RT

FOR CALENDAR YEAR 2010Report Re quired by the Ethicsin Government Act ofl978

(5 U.S .C. app . .~.~ I01-111)

I. P e r s o n R e p o r t in g ( last name, f irs t , middle init ia l)S m o a k , Jo h n R.

4. Ti t le (Ar t ic le I I I judges ind ica te ac t ive or sen ior s ta tus ;magistrate judges indicate full- or part- t ime)Act iv e Dis t r ic t J u dg e

7 . C h a m b e r s o r O f f i c e A d d r e s sU. S . C o ur th o us e3 0 W e s t G o v e r n m e n t S l r e e lP a n a m a C i t y F L 3 2 4 0 1

2 . C o u r t or Orga n iza t ionU . S . D i s t r i c t C o u r t , N D F la .

3. Date of R e p o r t05/09/2011

5a . Re p or t T yp e (che ck a p p rop r i a t e typ e )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the in format ion conta ined in th i s Repor t and an ymod i f i ca t ion s p e r t a in in g the re to , it i s , i n my op in ion , i n com p l i a n ce~ i t h a p p l i c a b le l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f i c er D a t e

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,checking the NONE bo x for each part where you have no reportable informatiom Sign on last pag~

I. P O S I T I O N S . t R e r o r ~ n g i , d i v l ,t u a l o . l y ; s e e e ~ . 9 - 1 3 of f i l ing instructions.)~ (No reportable posi t ions. )ONE

P O S I T I O N N A M E O F O R G A N I Z A T I O N / E N T I T Y

2.

3.

4.

5.

I I . A G R E E M E N T S . m e p o n i n g individual only; seepp. 14-16 of f i l ing instructions.)NONE (No reportable agreements.)

DATE1.

2.

3.

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r so n R e p o r t i n gSmoak, John R.

D a t e o f R e p o r t05/09/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ( s ,~o~ng ind lv ldaa l and ,po , s ee p~ I Z -2 4 o f ~ l i~g i .~ , ruc t ion~.7A. Filers Non-Investment Incom eD NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1.2010 State of Florida-Pens ion $28,960.98

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you w e r e m a r r i e d d u r i n g a n y p o r t i o n o f t h e r e p o r t i n g y e a r , c o m p l e t e this sect ion.(Dollar amount not required exce pt for honoraria.)

N O N E ( ] g o reportab le non- investmen t income. )DATE SOURCE AND TYPE

1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - ~ a n ~ p o r t a a o n , Iodglng, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)S O U R C E D A T E S L O C A T IO N

1 .

2.3.

4.

5.

PURPOSE ITEM S PAID OR PROV IDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

Name of Person R e p o r t i n gS m o a k , Jo h n R .

D a t e o f R e p o r t05/09/2011

V . G I F T S . a n c l u d ~ t h o s e , o s ~ o ~ e a n d dependent children; see pp. 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gif ts. )

SOURCE DESCRIPTIONI.2.

3.

4.5.

VALUE

V I . L I A B I L I T I E S . a n e lu d o s t h o s e o / s p o ~ e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)NONE (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O NI.2.3.

4.5.

V A L U E C O D E


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N a m e o f P e r so n Repor t ingS m o a k , J o h n R .

Date of R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , ~ a n 5 * c , lo ~ a ~ l u d o s ,h o s e o / ,p . . .. . . ~ dependent children; see p p . 3 4 - 6 0 o/filing instructions.)D (No reportable assets, orO NE income, transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t i (I) (2) (I ) (2 ) (I ) (2 ) (3 ) ( 4 ) ( 5 )[ A m o u n t T y p e ( e .g . , V alue V alue T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e [ C o d e 1 d i v . , r c n ~ , C o d e 2 M e t ho d b u y , s e l l , m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J- P ) ( A - H ) ( i f p r i v a t e[ ( Q - W ) t r a n s a c t i o n )

I. B a y B a nk & T rus t a c c o un t2. Equ i tab le L i f e Po l icy3. S CBT Financ ia Cor por a t ion4. U S A A F l o ri d a T a x - F r e e M o n e y M a r k e tFu n d5. U S A A S & P I n d e x F u n d ( I R A )6. U S A A B a l a n c e d S t r a te g y F u n d ( I R A )7. U S A A C o r n e r s to n e S t r a t e gy F u n d ( I R A )8. U S A A E m e r g i n g M a r k e ts F u n d ( I R A )9. U S A A E x t e n d e d M a r k e t F u n d ( IR A )

I0 . U S A A N a a s d a q - 1 0 0 F u n d ( I R A )I I. USAA G ro w th F und ( IRA)1 2 . USAA H igh -Y ie ld Oppo r tun i t i e s F und( I R A )1 3 . U S A A I n c o m e F u n d ( I RA )1 4 . U S A A I n t e r m e d i a t e - T e r m B o n d F u n d ( I R A )1 5 . U S A A I n t c rn a t i on F u n d ( I R A )1 6 . U S A A S h or t - T e r m B o n d F u n d ( I R A )1 7 . U S A A S m a l l C a p S t o ck F u n d ( I R A )

A In te rest J TNo ne L U

A D i v i d e n d K TA In te rest J T

No ne L TNo ne K TNo ne J TNo ne J TNo ne K T

No ne J TNo ne K TNo ne K TNo ne K TNo ne K TNo ne J TNo ne K TNone J T

I . In com e G ain C od e s: A = $1.000 or less B =$1,001 - $2.500 C = $2.501 - $5 ,000 D = $5.001 - $15 .000( S e e C o l u mn s BI a n d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1 .000.000 Il l =$1 .000.001 - $5 .000.000 112 =M ore than $5.000.0002. V a lu e C od es J = $15,000 or loss K = $15,001 - $50.000 L = $50.001 - $100.000 M = $100.001 - $250,000

( S e e C o l u mn S C I a n d D 3) N =$250,0OI - $5 00.000 O =$500.0OI - $ 1.000.000 PI -$1.000.001 - $5.0D0.000 P2 =$5 .000.001 - $2 5,000.000P3 =$25,000,001 - $50.000.000 P4 =More than $50,000.0~0

3 . V a l u e M e t hod C ode s Q -A p p ra i sa l R , : :Cost IRcal Esta te Only) S = A s s c s s m e m T = C a sh Ma rk e t{ S e e C o l u mn C 2 ) U -Bo o k Va l u e V =Olhcr W = Es l i m a t cd

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t n gSmoak, John R.

D a t e o f R e p o r t05/09 /201 I

V I I . IN V E S T M E N T S a n d T R U S T S - income, value, tran~actlons (lnclud~s those of sp ...... d dependent children; see pp. 3 4-60 of filing instructlon&)~ (No reportab le income, asse ts , or transactions. )ONE

A. B. C.D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G ro s s v a lu e a t e n d( inc luding t rus t a s s e t s ) r e p oa in g p er io d o f r e p or tin g p er io d

O) (2) (i) (2)Place "(X)" after each asset A m o u n t T y p e ( e . g . , V a lu e V a lu ee x e m p t f r o m p r i o r d i s c l o s u r e ! Code I d iv .. r e n t , C o d e 2 M e t h o d: (A-H) o r i n t . ) ( J - P ) C o d e 3

(i)T y p e ( e . g .,buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) ( 4 ) (5)D a t e Value Ga in I d e n t i ~ y o f

m m / d d ? y y C ode 2 C od e I bu ye r/se lle r( J - P ) (A-H) ( i fpdva te

t r a n s a c t i o n )

I . I ncom e Ga i n C ode s : A = $1.000 or le ss B = $1 ,001 - $2 ,500 C = $2.501 - $5 ,000 D = $5 ,001 - $15 .000( S e e C o l u mn s BI a n d D 4 ) F =$50,001 - $100.000 G =$100.001 . $1 .000,000 II I = $1.000,001 - $5 .000.000 112 =More lhan $5.(X)0 .000

2. Value Codc:s J = $15.000or less K = $15.001 - $50.000 L = $50.001 - $100.000 M = $100.001 - $250.000( S e e C o l u mn s C I a n d D 3) N =$250.001 - $500.(X)0 O =$5 00.001 - $1.000.0~0 P I =$ 1 ,0 00 .( X )I - $ 5. 0~ 0.0 00 P 2 =$ 5 .0 00 .0 01 - $ 25 ,0 00 .0 00

P3 =$25,000.001 - $50.000.000 P 4 = M ore l ~an3. Value Method Codes Q = Ap pra i s al R =Cos! (Real Esta te Only) S = As s e s s m e n t T = C a sh Ma rk c l( S e e C o l u mn C 2 ) U = B ook V a l u e V = O 1 h o " W = Es t i m a t ed

E =$15,001 - $50.0~


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N a m e o f P e r s o n R e p o r t i n gS m o a k , J o h n R .

D a t e o f R e p o r t05/09/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicatt part of report.)

VII. I N V E S T M E N T S a n d T R U S T SSun T rus t a c c o un t c lo s e d 2009.


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FINANCIAL DISCLOSURE REPORTPage 7 of 7 Iame of Person Repor t ingS m o a k , J o h n R .IX. CERTIFICATION.

Date of Report05/09/2011

I c e r t if y t h a t a l l i n f or m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i on s p e r m i t t i n g n o n - d i s c lo s u r e .

I f u r t he r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q - , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature : S[ J o h n R . Sm o a k

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s cl o su r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2- 301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

john r smoak financial disclosure report for 2010

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