jcm accepted manuscript posted online 8 june 2020 j. clin ......2020/06/08 · this assay was...
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A Public Health Laboratory Response to the COVID-19 Pandemic 1
2
Kanti Pabbarajua#
, Anita A. Wonga, Mark Douesnard
a, Raymond Ma
a, Kara Gill
a, Paul Dieu
a, 3
Kevin Fonsecaa,b
, Nathan Zelyas c,d
, Graham A. Tipples c,d,e
4
aAlberta Precision Laboratories, Public Health Laboratory, Calgary, Alberta, Canada 5
bDepartment of Microbiology, Immunology and Infectious Diseases, University of Calgary, 6
Alberta, Canada 7
cAlberta Precision Laboratories, Public Health Laboratory, Edmonton, Alberta, Canada 8
dDepartment of Laboratory Medicine and Pathology, University of Alberta, Edmonton, Alberta, 9
Canada 10
eLi Ka Shing Institute of Virology, University of Alberta, Edmonton, Alberta, Canada 11
# Corresponding author. 12
Mailing address: 13
Provincial Laboratory for Public Health, 14
3030 Hospital Drive, Calgary, Alberta, Canada T2N 4W4. 15
Phone: (403) 944-8621. 16
Fax: (403) 283-0142. 17
Email:[email protected] 18
JCM Accepted Manuscript Posted Online 8 June 2020J. Clin. Microbiol. doi:10.1128/JCM.01110-20Copyright © 2020 American Society for Microbiology. All Rights Reserved.
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Number of words in the Abstract: 237 19
Abstract 20
An outbreak of coronavirus disease 2019 (COVID-19) caused by the 2019 novel coronavirus 21
(SARS-CoV-2) began in Wuhan, Hubei, China, in December 2019, and spread rapidly 22
worldwide. The response by the Alberta Precision Laboratories, Public Health Laboratory 23
(ProvLab), Alberta, Canada, included the development and implementation of nucleic acid 24
detection based assays and dynamic changes in testing protocols for the identification of cases as 25
the epidemic curve increased exponentially. This rapid response was essential to slow down and 26
contain transmission and provide valuable time to the local health authorities to prepare 27
appropriate response strategies. As of May 24, 2020, 236,077 specimens were tested with 6475 28
(2.74%) positives detected in the province of Alberta, Canada. Several commercial assays are 29
now available; however, the response from commercial vendors to develop and market validated 30
tests is a time-consuming process. In addition, the massive global demand made it difficult to 31
secure a reliable commercial supply of testing kits and reagents. 32
A public health laboratory serves a unique and important role in the delivery of health 33
care. One of its functions is to anticipate and prepare for novel emerging pathogens with a plan 34
for pandemic preparedness. Here we outline the response that involved the development and 35
deployment of testing methodologies that evolved as SARS-CoV-2 spread world-wide, the 36
challenges encountered, and mitigation strategies. We also provide insight into the organizational 37
structure of how a public health response is coordinated in Alberta and its benefits. 38
Commentary. 39
Coronaviruses (CoVs) can accumulate mutations that allow them to adapt to new hosts and 40
ecological niches (1). The epidemic and pandemic potential of novel coronaviruses has been 41
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highlighted with the emergence and spread of severe acute respiratory syndrome coronavirus 42
(SARS-CoV) in 2003 and Middle East respiratory syndrome coronavirus (MERS-CoV) in 2012 43
(2). In early December 2019, following the reports of cases with pneumonia of unknown origin 44
from Wuhan, Hubei, China (3, 4), a Betacoronavirus named severe acute respiratory syndrome 45
virus-2 (SARS-CoV-2) was identified as the responsible pathogen (5) (6). On March 11, 2020 46
the World Health Organization declared the outbreak of coronavirus disease (COVID-19) caused 47
by SARS-CoV-2 as a pandemic. Since the first Canadian case of COVID-19 was reported in 48
Ontario, Canada, on January 22, 2020, all provinces and territories (except Nunavut) have seen a 49
steep rise in the number of confirmed cases. Despite mild to moderate disease severity and 50
mortality of 1 to 2%, primarily in the elderly and those with co-morbidities (7), the lack of global 51
immunity to this novel virus is resulting in large numbers of individuals developing significant 52
respiratory sequelae that is threatening to overwhelm the current health system. SARS-CoV-2 is 53
an emerging pathogen and in the absence of antivirals, therapeutics, or vaccines, sensitive and 54
specific tests for the early detection and isolation of cases is the first critical step in the public 55
health response. 56
The Alberta Precision Laboratories, Public Health Laboratory (ProvLab), is based at two 57
sites, Edmonton and Calgary, Alberta, Canada and serves a provincial population of 4.37 million 58
people spread over an area of approximately 660,000 km2, and provides testing support for the 59
Northwest Territories. In addition to providing services such as surveillance, research, education, 60
and training, the ProvLab performs a wide range of specialized tests with a public health impact, 61
water testing, and supports the acute care microbiology testing at the University of Alberta 62
Hospital. The ProvLab tests approximately 2 million patient samples annually. One of the key 63
mandates of the ProvLab is to respond to threats of emerging pathogens by providing the 64
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diagnostic arm for case detection in order to assist public health authorities with contact tracing 65
and outbreak control measures. 66
Following the SARS outbreak in 2003, the role of public health laboratories in rapidly 67
responding to newly emerging diseases was recognized in Canada (https://www.phac-68
aspc.gc.ca/publicat/sars-sras/pdf/sars-e.pdf). The formation of the Canadian Public Health 69
Laboratory Network (CPHLN), of which the ProvLab is a member, occurred in the early 2000s 70
and this established the basis for a well-coordinated network for public health laboratories in 71
Canada. The CPHLN works collaboratively to share protocols and samples thus facilitating the 72
rapid development and validation of tests across the country for emerging diseases such as 73
pandemic H1N1, Zika virus, and Ebola virus outbreaks in the past, and for the current response 74
to SARS-CoV-2. Both the CPHLN and National Microbiology Laboratory (the national 75
reference laboratory of Canada), work closely to facilitate the nationwide sharing of samples as 76
access to positive controls and validation panel samples are a challenge for newly emerging 77
diseases. Similar to our collaboration with other provincial laboratories through the CPHLN, the 78
ProvLab works closely with other clinical laboratories in Alberta within Alberta Precision 79
Laboratories for the sharing of protocols and samples to enhance capacity for efficient testing 80
over a large geographical area. SARS-CoV-2 testing in Alberta was initially implemented at the 81
ProvLab where personnel with training and expertise in development, validation, and 82
implementation of molecular diagnostics were available. Once the testing was operationalized, 83
controls were established and more positive and negative samples were available, efforts to de-84
centralize testing were initiated although the ProvLab continues to support the bulk of the 85
testing. Based on the equipment and expertise available in the different clinical labs, ProvLab 86
provided protocols, controls and validation materials for the implementation of commercial 87
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assays, adaptation of the lab-developed test on commercial platforms or point-of-care tests as 88
appropriate. 89
Within Alberta, the delivery of health care is the responsibility of a single health 90
authority (Alberta Health Services). A single laboratory organization (Alberta Precision 91
Laboratories) is a wholly owned subsidiary of the health authority and is responsible for all 92
clinical diagnostic testing in the province including the work done by the ProvLab. While still a 93
work in progress, there is a move to transition to a single clinical information system and 94
laboratory information system within Alberta. The Chief Medical Officer of Health (CMOH) 95
within the Ministry of Health (Alberta Health) is the most senior public health leader for the 96
pandemic response in Alberta. The close working relationships between the CMOH, the Alberta 97
Health Services Medical Officers of Health (MOHs), the single health authority, the single 98
laboratory organization and the public health laboratory with close ties to the national network of 99
public health laboratories have all been absolutely essential to the ability of ProvLab and its 100
partners to rapidly and effectively respond to COVID-19. 101
Since the genome sequence of SARS-CoV-2 was available early in the pandemic, as a 102
rapid response to this global health emergency, two polymerase chain reaction (PCR) based 103
molecular assays were developed for diagnostic testing. Both assays targeted the RNA dependent 104
RNA polymerase (RdRp) gene; one set of primers was designed for the detection of all alpha, 105
beta, and gamma coronaviruses, and another set was designed for the specific detection of 106
SARS-CoV-2. These were designed as gel-based assays for rapid deployment with the intent that 107
all amplified products would be sequenced for confirmation. These assays were implemented on 108
January 21 and used for the detection of SARS-CoV-2 in January and early February 2020, with 109
about ten samples being tested per week. Real-time reverse transcriptase PCR (rtRT-PCR) assays 110
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were simultaneously developed to increase throughput. Two rtRT-PCR assays, one targeting the 111
envelope (E) gene (8) and one targeting the RdRp gene (in-house), were validated and 112
implemented on February 14. With the implementation of these assays, our testing capacity 113
increased to over 1,000 samples a day and the first positive case in Alberta was detected on 114
March 5. To further increase testing efficiency and throughput, these rtRT-PCR assays were 115
multiplexed and the detection of MS2 (9) as an internal, extraction and inhibition control was 116
also incorporated in the test. This assay was implemented on March 16 and allowed for the 117
testing of over 30,000 samples per week. Rapid assay development and multiplexing allowed the 118
ramp up of capacity to address the growing demand for testing in Alberta. In the early stages of 119
the pandemic when positive specimens were not available, initial validation was performed using 120
in-vitro transcribed quantitated RNA. Different negative specimen matrices were spiked with this 121
RNA to mimic positive patient samples. Blind validation panels provided by the National 122
Microbiology Lab and College of American Pathologists are tested on an on-going basis for 123
assay validation. As commercial assays became available, these assays were verified and 124
implemented for patient testing; the commercial assays currently in use in different clinical 125
laboratories across the province include the cobas®
SARS-CoV-2 Test (Roche Diagnostics), 126
AllplexTM
2019-nCoV Assay (Seegene), Simplexa COVID-19 Direct assay (Diasorin 127
Molecular), and Xpert Xpress SARS-CoV-2 Test (Cepheid). The time line for the evolution of 128
the pandemic and the ProvLab responses are outlined in Figure 1. Specimens submitted from 129
January 20 to May 24, 2020 to the Alberta Precision Laboratories for the investigation of 130
COVID-19 are shown in Figure 2. A total of 236,077 samples were tested during this time period 131
and 6475 (2.74%) samples tested positive. Public health labs cannot depend on the availability of 132
validated commercial kits with a quick response time because of regulatory requirements and 133
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manufacturing processes. Thus, individuals with the expertise and experience in assay 134
development and validation using high quality standards, such as guidelines provided by the 135
College of American Pathologists, are valuable for rapid test development. ProvLab is working 136
with partners within Alberta and nationally to evaluate commercial serology tests and to 137
implement appropriate serological testing for SARS-CoV-2. It is clearly recognized that serology 138
is not appropriate for early acute diagnostics, with the focus being on the serologic surveys to 139
determine the extent of the spread of SARS-CoV-2 in the population over time. 140
This pandemic presented unique challenges, including a rapid increase in the numbers of 141
samples that needed to be tested (initially dozens of tests to several thousand per day), variations 142
in test volumes because of alternating expansion/narrowing of testing criteria defined by the 143
public health authorities, and supply chain issues. The connection between development and 144
deployment was key to the rapid response provided by ProvLab. Teams working concurrently, 145
including decision-making authorities, individuals with the skill set to rapidly design, develop 146
and validate tests, expert technical staff capable of rapid implementation and scale up as the 147
demand of testing increased, were the key features of the successful response. Several changes in 148
workflow and streamlining of testing protocols were made to accommodate the requirements for 149
increased testing and quicker turn-around-time in order to provide a timely diagnoses. Decisions 150
for new equipment purchases such as extractors and analyzers were rapidly made and equipment 151
was borrowed from other laboratories when possible to ensure that capacity was immediately 152
available for a response. Trained technical staff from within the organization and other 153
laboratories were redeployed to the ProvLab as staffing and laboratory operational hours were 154
increased. At time of writing, redeployment and training of staff continues in an effort to 155
optimize workforce for current and future workload surges. 156
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Due to the rapid spread of SARS-CoV-2 and the demand for increasing test volumes, the 157
laboratory’s respiratory testing algorithm underwent several changes during this time period as 158
summarized in Figure 3. Prior to the COVID-19 outbreak, specimens from community patients 159
were tested for only influenza A and B, while hospitalized/emergency room (ER) patients and 160
patients included in outbreaks with a respiratory etiology were tested for all respiratory viruses 161
included on the Respiratory Pathogen Panel (RPP; Luminex, Ontario, Canada), or only influenza 162
A and B. The viral targets included on the RPP are influenza A and B, respiratory syncytial 163
virus, parainfluenza viruses 1-4, seasonal coronaviruses (CoV-229E, CoV-NL63, CoV-OC43, 164
and CoV-HKU1), human metapneumovirus, enterovirus/rhinovirus, and adenovirus. Between 165
January 17 and March 6, the algorithm was updated to include testing of SARS-CoV-2 for 166
patients approved by MOHs and/or at the discretion of the virologist-on-call with an appropriate 167
exposure history, usually travel related. During March 7-13, the need for MOH approval was 168
lifted and community patients were tested for influenza A and B and/or SARS-CoV-2 upon 169
physician request. Hospitalized and ER patients were tested by RPP and for SARS-CoV-2, while 170
respiratory outbreak patients were tested for SARS-CoV-2, with or without RPP, depending on 171
what was requested. From March 13 to the date of writing, all community patients and those 172
presenting at the COVID-19 assessment centers are being tested for SARS-CoV-2 only. All 173
hospitalized and ER patients continue to be tested by the RPP assay and for SARS-CoV-2, and 174
respiratory outbreak patients are tested for either SARS-CoV-2 or by the RPP assay depending 175
on Public Health request. 176
The unprecedented pace at which the pandemic evolved presented several technical and 177
supply chain management issues. Some of the challenges encountered were the shortage of 178
collection swabs, transport media and reagents. To address the shortage of nasopharyngeal 179
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flocked swabs and universal transport media, collection kits used for other specimen types were 180
rapidly validated for their utility to collect and transport respiratory samples. ProvLab and 181
Alberta Health Services procurement teams explored the availability of these supplies worldwide 182
to remove bottlenecks and broaden the supply chain. When new suppliers were identified, all of 183
the non-traditional transport media and swabs were investigated for the stability of the SARS-184
CoV-2 virus at different temperatures, time periods and viral loads (data not shown). Swabs and 185
media with promising results were deployed in the field for the collection of patient samples. A 186
local company that could manufacture universal transport medium was identified and protocols 187
for production were developed. The validity of buffers prepared in-house was concurrently 188
investigated for use as transport media. In addition to the investigation of the utility of a variety 189
of swabs for specimen collection, attempts at 3D printing of swabs are ongoing. Securing a local 190
supplier is predicted to alleviate supply chain issues in the coming months. Similarly, shortages 191
in extraction reagents were addressed by exploring options from other manufacturers and 192
adapting these to instrumentation on hand as well as extensively sourcing alternative reagents 193
from additional local, national and international manufacturers. Attempts to make reagents in-194
house with expert advice from academicians in the different relevant faculties is ongoing. Similar 195
efforts are ongoing for the in-house production of amplification reagents. 196
Brainstorming and experimentation are ongoing to improve efficiency using strategies 197
such as detection directly from specimen without extraction (10, 11) or by pooling multiple 198
samples and screening out negative pools. Patient samples from pools that test positive can be 199
individually tested. Decentralization of testing using point-of-care assays or rapid testing 200
platforms and diversification of testing protocols by validating high throughput commercial 201
testing kits and platforms have helped to scale up the capacity and numbers of samples tested in 202
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Alberta. A comparison of the inter-provincial testing rates based on population has consistently 203
shown that Alberta is able to test at a higher rate as a result of all the strategies mentioned above. 204
The ongoing challenge of emerging infectious agents highlights the role of public health 205
laboratories for pandemic preparedness. Several valuable lessons learned include the importance 206
of a close relationship between public health labs across the country in developing and validating 207
testing protocols by sharing knowledge and materials, a single health authority and laboratory 208
system and a close working relationship between the different laboratories within the province. 209
Other key lessons learned have been the importance of maintaining rapid clinical validation 210
capacity, a strong supply chain management team and proactively establishing multiple supply 211
chains with redundancy for reagents. 212
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Figure 1. Timeline for the evolution of the pandemic and Provlab response 213
World health Organization (WHO), Global Initiative on Sharing All Influenza Data 214
(GISAID), Envelope (E), RNA dependent RNA polymerase (RdRp), Reverse-transcriptase 215
polymerase chain reaction (RT-PCR), Severe acute respiratory syndrome coronavirus-2 216
(SARS-CoV-2) 217 218
219
Figure 2. Samples tested for SARS-CoV-2 and positives detected 220 Total number of samples tested and positives detected from Jan 20 to Apr 12, 2020 are shown as 221
bars. The percent positives are shown by a line graph on the secondary axis. 222
223
Figure 3. Timeline for changes in the laboratory testing algorithm. 224
Emergency room (ER), Respiratory pathogen pane (RPP), Severe acute respiratory 225
syndrome coronavirus-2 (SARS-CoV-2), coronavirus disease-10 (COVID-19). 226 227
228
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Acknowledgements: The authors would like to thank Alahna Gwynn (Technologist III), all 229
technologists from the Molecular Diagnostics and Virology departments and staff at Alberta 230
Precision Laboratories, Public Health Laboratory, Calgary and Edmonton, Alberta, Canada for 231
their hard work and dedication. This response would not been possible without their relentless 232
efforts and excellent technical help in adapting to the changing situation as the pandemic 233
evolved. 234
Conflict of interest: 235 Funding: None 236
Competing interests: None declared 237
Ethical approval: Not required 238
239
Funding: This work did not receive any specific grant from funding agencies in the public, 240
commercial, or not-for-profit sectors. 241
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Dec 8, 2019
Dec 31, 2019
Jan 1, 2020
Jan 12, 2020
Jan 10, 2020
Jan 9, 2020
Jan 21, 2020 Mar 16, 2020
Feb 14, 2020
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market closed
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assays for E and
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implemented
May 2020
Implementation
of commercial
assays
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Before Jan 17, 2020 Mar 13 to date
Mar 7 to Mar 13 Jan 17 to Mar 6
Community: influenza A/B
Hospitalized, ER, outbreaks: RPP
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Hospital, ER, outbreaks: RPP
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assessment centers: SARS-CoV-2
Hospital and ER: RPP and SARS-CoV-2
Outbreaks: SARS-CoV-2 +/- RPP
Mar 5
First positive detected
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