james p jones financial disclosure report for 2009

8/3/2019 James P Jones Financial Disclosure Report for 2009

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A o 1 o FINANCIAL DI S CL O S URE RE PO RT R e p o r t R e q u i r e d b y t h e E t h ic sin Government Ac t of !978R e ~ . ] / 2 o to FOR CALENDAR YEAR 2009 O u . s .c , a p p . ~ i o l - J l OI. P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l ) 2. Cour t o r Organiza t ion 3 . D a t e o f R e p o r tJ o n e s , J a m e s P , W e ste r n D is t r i c t o f V i r g in i a 05/10/2010

4. Ti t l e ( A rt ic l e Il l judges indica te ac t ive o r sen io r s ta tus ; 5 a . R e po r t T ype (c he c k a ppr o pr ia te tT pe ) 6, R e po r t in g P e r io dm agis t ra te j udges indica te fu l l - o r par t- t im e)] Nomination, D a t e 0 1 / 0 1 / 2 0 0 9L l S " D i s t r i c t J u d g e " a c t i v e [] Initial [] Annual [] Final to! 2 / 3 1 / 2 0 0 95b, [] Amended Repor~

7 , C h n m b e r ~ o r O f f i c e A d d r e s s 8 , O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d ~ n ym ~ d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , I n c o m p l i a n c e1 8 0 W e s t M a i n S tr e e t w i t h a p p l ic a b l e l a w s a n d r e g u l a t i o n s .Rm. t04A b in g d o n , V A 2 4 2 1 0 R e v i e w in g O f f i c e r D a t e

I M P O R T A N T N O T E S : T he ins t r uc t ions acco mpan ying th is for m must be fo l lowed. Com ple t e a ll par ts ,check ing the NON E box for each part where you have n o repor table inform ation. Sign on last page.

I. POSITIONS. (~e, ort ingN O N E ~ o reportable positions.)

P O S I T I O N N~ME Og ORGANIZATION/ENTI~1.

3.

5.

I I . A G R E E M E N T S . ~ n e ~ o ,t in g ~ , d ~ v i a u u ~ o , ~ ; ~ e , p p . ~ - ~ n o y , ~ i n g instructions.)N O N E (No reportable agreements.)

D A T ~ P A R T I E S A N D T E R M S1.


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FI NA NC I AL D I S C LO S U R E R EPO R T N a m e o f P e r s o n R e p o r t in g D a ~ e o f R e p o r tPage 2 of 13 J o , , e s , Z - ~ m ~ s ~ . 0 5 / t 0 / 2 0 1 0

A . Fliers N on-Investment Income[] N O N E ( N o re p o r t ab le n o n - i n v e s tm e n t i n c o m e . )

D A T E SO U R C E A N D T Y P E I N C O M E(yours , not spouses)1 .

2 .3 ,4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - t ly o u ; ,, e r e r ~ o , r l e d a u r i ~ g a n y p e r t io n o J t h e r e p o r t in g year, cemplete this section.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )[~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1 . 2 0 0 9

2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainment.( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f fi i i n g i n s tr u c t i o n s )

[~ N O N E ( N o reportable reimbursements.,)SOl 1RCE DATES L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

1 . V irg in ia C LE January 7-8, 2009 Char lo t tesvil le , VA j u d g e a t C LE t r i a l t ransportat ion, ro~m & mealsadvocacy col lege

2. Am erica n C o n stitu tio n April 9, 2 0 0 9 Char lo t tesvil le , VA speak to s tudent chapter a t m e a lSociety U n iv . o f V i r g in i a L a wSchool

3.4.5 .


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F I N A N C I A L D I S C L O S U R E R E P O R T NameofPe .... Reporting Date of ReportPage 3 of 13 Jones, J a m e s P , 05/10/2010

~-] N O N E (No reportable gifts.)~ DESCRIPTION V A L U E

1 .2.

3.

4.

5 .

V I . L I A B I L I T I E S . a , , e l. ,~ e s , n o s , o / , p o , , , , ,d d , ,. . d c . t children; see p p . 3 2 - 3 3 of filing instructions.)NONE (/go reportable liabilities.)

CREDITOR DESCRIPTION V A L U E C O D E!.2 .3.

4.

5 .


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F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tPage 4 of 1 3 J o n e s , J a m e s P . 05/10/2010

V I I . I N V E S T M E N T S a n d T R U S T S - inco me , value, tran$ac,ions (Includes those o f sp . . .. .. d dependent children; see pp. 34-60 o f f il ing instructions.)N O N E (No reportable income~ assets, or transactions.)

A. B . C . D .D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r i n g G r o s s value a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( inc tuding ~st ~se~) r c p o ~ i a g p e h o d o f r e p o r t i n g p e r i o dPlace "(X)" after each ~setm o u n t ~ T ~ ( e . g . , V a l u e V a l u e T ~ e ( e . g . , : D a t e V a l u e [ G a i n [ Identity ofe x e m p ~ f r o m p ~ o r d i s c l o s u r e C o d e I d i v , , ~ n L C o d e 2 M e ~ o d buy, sell,~d~ Code 2 [Co~ I [ buyer/seller( A - H ) o r i n L ) ( J - P ) C o d e 3 r ~ e m p t i o n ) ~ ( J - P) l ( A- t f ) ] ( i f p r i v a , e, /_ / t r a n s a c t io a )

1 . IT~t, income beneficia~ D D iv id e n d P3 T2 . F B R G a s U t i l i t y I n d e x F u n d A D iv id e n d J T

Berkshire Hathaway B common stock N o n e J T4 . C he v r o n C o r p c o m m o n s t o c k C Di v i d e n d M T5 . D u k e E n e r g y c o m m o n s t o ck E D iv id e n d N T

S pec t r a E n e r g y c o m m o n s t o c k D D iv id e n d M T7. Exxon Mobil consmon s tock D Di v i d e n d M T8. I BM c o m m o n s t o c k B D iv id e n d M T9. A T & T I n c . c o m m o n s t o c k B D iv id e n d K T

1 0 . T . R o w e P r ic e V a B o n d F u n d A D iv id e n d J Tt 1 . T. R o w e Pr i c e S u mmi t M u n c i pa l A D iv id e n d J TIn te rmedia te Fund1 2 . T. Rowe Pr ice Growth Stock Fund A D iv id e n d M T1 3 . T . R o w e P r ic e Ne w H o r i z o n s F u n d A D iv id e n d L T

1 4 . T. Rowe Pr ice Nev, ,Asia Fund A D iv id e n d L T

1 5 . T. Rowe Pr ice ln t l Stock Fund C D iv id e n d M T1 6 . T. Rowe Pr ice ln t l Stock Fund B Di v i d e n d M T1 7 . T. Rowe Pr ice New Income Fnnd E D iv id e n d N T

I In c o m e Ga in C o d es: A = $1 ,0 0 0 o r le ss B = $ 1 , 0 0 1 - $ 2 , 5 0 0


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FINANCIAL DISCLOSURE REPORT N , m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e 5 o f 1 3 J o n e s , J a m e s P . 05/10/2010V I I . I N V E S T M E N T S a n d T R U S T S - i . . .. .. .. t ., t~nsactions (Includes those of spouse a~ddepende~tchildren; seepp. ,~4-60 of filing instruction&)

N O N E ( N o repor table inc om e, assets , or t ran sact ions .)A. B . C .D e s c r i p ti o n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r c p o ~ t i n g p e r io d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d [ o f r e p o r t i n g p e r i o d

P t a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . , i V a l u e I Value ] T y p e ( e . g . , Date [ Valae i! Gain l d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I i d iv . , rent , C o d e 2 ! M et h od ] b u y . s e l l . mm /d~yy ] Code 2 C o d e I] b u y e r / s e l l e r( A - H ) . i o r i n t . ) ( J - P ) i C o d e 3 ! r e d e m p t i o n ) [ (J-P) ( A - H ) ( i f p r iv a te! " ( Q - W ) I [ t . . . . . . t i o n )1 8 . T . R o w e P r ic e P r im e K e se r v e Fu n d D Di v i d e n d N T1 9 . T . R o w e P r ic e S c ie n c e & T e c h . F u n d N o n e L T

2 0 . T. Rowe Pr ice B!ue Chip Growth Fund A Di v i d e n d N T2 1 . T, Rowe Pr ice Equity Index 500 Fund E Di v i d e n d O T2 2 . T. R o w e Pr i c e Va l u e F u n d B Di v i d e n d L T2 3 . T. Rowe Pr ice Equity Income B Di v i d e n d L T2 4 . W a c ho v i a B a n k a c c o u n t A Interes t J T2 5 . TS&W lntl Equi ty Portfol io C Di v i d e n d M T Bu y 1 2 / 3 0 / 0 9 J(addl)2 6 . 3 M C o c o m m o n s t o c k A Di v i d e n d K T Sold 6/11/09 J A

( p a r t )2 7 . A b b o t t La b o r a t o r i e s c o m m o n s t o c k A D iv id e n d K T2 8 . Amer ipr ise Financ ia l lnc common stock A Di v i d e n d J T Bu y 1 0 1 2 / 0 9 J2 9 . A m g e n I n c . c o ~ n m o n s t o c k N o n e J T3 0 , A n a d a r ko Pe t r o l e u m C o r p c o m m o n s t o c k A Di v i d e n d J T Bu y 5 /22/0 9 J3 1 . A T T & T I n c c o m m o n s t o c k N o n e J T Bu y 8/3/09 J3 2 . A s s u r a n t l n c c o m m o n s t o c k A D ivide n d So ld 5/20/09 J A3 3 , B a n k o f A m e r i c a co m m o n s t o c k A D ivide n d So ld 2/1 9/0 9 J A3 4 , Baxter Internat ional common s tock A Di v i d e n d 3 T

[ 3. Value ~e~ C~c~ O = A p p r a i ~ l R ~ o ~ t ( R e a l E ~ a t e O n l y ) S =~s~cnt T ~ash Ma[k~V


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FINANCIAL DISCLOSURE REPORT I S a m e o f ~ e r s o n R e p o r t in g D . t e o f R e p o t ,P a g e 6 o f 1 3I Jones, James P.

05/10/2010

V I I . I ~ E S T M E N T S a n d T R U S T S - ~ o . ~ , ~ ., , ,~.~t~o.~ :t.~t.a.. ~ho.. o/ .,o~ .... d dependent children; s e e p p . 3 4 - 6 0 o/fi.ng instructions.)N O N E ~ o reportable income, assets, or tra~actio~.)

A. B. C. D .Descript ion of As~ I n c o m e d u r in g G r o s s v a l u e a t e n d Transact ions during re~ing per iod( i n c l u d i n g . t r u s t a s s e t s ) r eposing ~r iod o f r e p o r t i n g p e r i o d(l) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " ~ f l e r e a c h ~ s e t A m o u n t T~e (e .g . , V a lu e V a l u e T ~ e (e .g ., D a ~ V a lu e G a in I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d iv . , r e n ~ C o d e 2 M e t h o d b u y , s e l l , mmld~ C o d e 2 C o d e I b u y e r l s e ] ] e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) ~ n s a c t i o n )

3 5 . Becton Dick inson & Co common s tock A Div idend Sold 5 1 1 1 0 9 J A3 6 . B MC S o f twa r e I n c . c o m m o n s to c k N o n e Sold 1 1 / 2 / 0 9 K D

3 7 . B u r lin g to n N o r th e r n S a n ta F e c o m m o n s to c k A Di v i d e n d Sold 1 1 / 1 7 / 0 9 K D3 8 . C a t e r p i ll a r I n c . c o m m o n s t o c k A Di v i d e n d Sold 2/17/09 K D3 9 . C e n te r p o in t En e r g y I n c co m m o n s to c k N o n e4 0 . C h e v r o n C o r p c o m m o n s to c k A Di v i d e n d K T4 1 . C hu bb C o r pc o mmo n s t o c k A Di v i d e n d I T Bu y 7/22/09 J4 2 . C isc o S y s tem s I n c c o m m o n s to c k N o n e Sold 8/27/09 J A4 3 . C o m c a s t C o r p c o m m o n s t o c k N o n e Sold 1 0 / 3 0 / 0 9 J A

4 4 . C o n o c o phi !l i ps c o m m o n A D ividen d So ld 6/25/09 J At o c k4 5 . C o m i n g I n c co m m o n s t o ck A D ividen d So ld 1 2 / 1 2 / 0 9 J A4 6 . C u m m in s l n c c o m m o n s to c k A Di v i d e n d J T4 7 . D e e r e & C o c o m m o n s t o c k A Di v i d e n d K T4 8 . D e u tsc h e T e l ek o m A G A D R A Di v i d e n d Sold 8/3/09 J A4 9 . D isn e y W a l t C o c o m m o n s to c k N o n e K T5 0 . D o m in io n R e so u r c e s I n c c o m m o n s to c k A D iv id e n d J T5 1 . D r e a m w o r k s A n im a t io n I n c C l a s s A N o n e .1 T Bu y 1 2 / 1 0 / 0 9c o m m o n s t o c k

I . I nc om e G a i n C od es : A =$ 1,000 o r les s B =$ 1 ,0 0 1 - $2 .5 0 0 C = $ 2 ,5 0 t - $ 5 ,0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 t - $ 5 0 . 0 0 0( S ee C o l u m n s B l a n d D 4 ) F = $ 5 0 , 0 0 1 - $ I 0 0 , 0 0 0 G = $1 00 ,0 01 - $ 1,0 00 ,0 0O H I = $1 ,0 00 ,0 01 - $ 5.0 00 ,0 00 1 t2 = Mo le tha n $ 5.0 0~.0 00

2 , V a l ue C od es J = $ 1 5 ,0 0 0 o r le ss K = $1 5 .0 0 1 - $5 0 ,0 0 ~ L = $5 0 .0 0 1 - $1 0 0 .~)O M = $1 0 0 .0 0 1 - $2 5 0 ,0 0 ~( S ee C o l um ns C [ a nd D 3 ) N : $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ I , O 0 0 , 0 0 0 P t = $ 1 , 0 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P2 =$5,000,001 - $25.000 .1r~)0

P 3 = $ 2 5 .0 ~,.0 ~ I - $ 5 0 ,0 0 0 ,0 0 0 1 ,4 =Mo re tha n $ 5 0 .0 90 .0 ~03 . V a l ue M et h od C od es Q =Appra isa l R =Cos l (Rea l E~ta te Only) S = A s ses sm e n t T =C a sh Ma rke t( S ee C o l um n C 2) U : B o o k V l d u ~ V = O t h e r W = E s t i m a t e d


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t l n g DateofReportP a g e 7 o f 1 3 J o n e s , J a m e s P . 0 5 / 1 0 1 2 0 1 0

VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, ~sets, or transaction.)

A. ~ B.~scf ipt ion of As~ts I n c o m e d u r i n g [ G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e ~ a i n g p e r i o d(incLuding tm~ ~e~) repos ing per iod [ o f r c p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h ~ s e t A m o u n t T ) ~ e ( e . g . , V a L u e Value ~ Z~e (e .g, D a t e [ V a l u e ~ia I d e n t i t y o fe x e m p t fr o m p r i o r d i ~ l ~ u r e C o d e I d i v . , r e n t , [ C o d e 2 ~ M e th o d ~ b u y , s e l l ,

(A~ ]: m~d~ C o d e 2 C o d e I b u y e r / s e l l e ro r i n t . ) [ ( J - P ) ~ C o d e 3 ~ r e d e m p t i o n ) ( J - P ) { A - H ) ( i f p r iv a te

! ] ( Q - W ) I t r a n s a c t i o n )5 2 . D ~ & B r a d s t r ~t C o ~ c o m m o n s t o c k A Di v i d e n d Bu y 6/11/09 J5 3 . Sold 9/30/09 J A5 4 . EMC C o r p Ma ss c o m m o n s to c k N o n e J T Bu y 8/28/09 J5 5 . E m e r s o n E l e c t r i c C o c o m m o n s t o c k A Di v i d e n d5 6 . F o r d Mo t o r C o c o m m o n s t o c k N o n e J T Bu y 1 1 / 3 1 0 9 J5 7 . F o s t er W he e le r c o m m o n s t o c k N o n e J T5 8 . F r e e po r t M c Mo r a n C o ppe r c o m m o n s t o c k A Di v i d e n d K T Sold 8/19/09 J A(part)5 9 . G a p [n c c o m m o n s t o c k A Di v i d e n d J T Bu y 8/28/09 J6 0 . G e n e r a l E le c t r i c C o . c o m m o n s t o c k A Di v i d e n d J T6 1 , G o l dm a n S a c h s G r o u p c o m m o n s to c k A Di v i d e n d K T6 2 . H a r r i sC o r p c o m m o n s to c k A Di v i d e n d Sold 5/12/09 J A6 3 . H a r r i s S t ra t e x N e t w o r ks t n c c o m m o n s t o c k N o n e Spinoff 5/27/09 J( f rom l ine 62)6 4 . Sold 8/24/09 J A6 5 . H e w l e t t Pa c ka r d C o . c o m m o n s t o c k A Di v i d e n d K T6 6 . H e i n z H J C o c o m m o n s t o c k A Di v i d e n d J T Sold 4/22/09 J A( p ~ r t )6 7 . H o s pi r a c o m m o n s t o c k N o n e J T6 8 . I BM c o m m o n s t o c k A Di v i d e n d K T Sold 8/27/09 J A( pa r t )

P3 ~$25,~,~1 - $50,~,~0 P4 =Mote ~


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F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t in g D a l e o f R e p o r tPage 8 of 13 Jones, J a m e s P . 0 5 / 1 0 1 2 0 1 0

N O N E (No r eportable incom e, assets , or t ransact ion .)A . B . C , D .Dcscfiptio~ of A~ Income d~ng G r o s s v a lu e a ~ e n d T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d( i n c lu d i n g t r u s t ~ s ~ ) r e p o s i n g p e r i o d o f repo~ng ~riod

Place "(X)" niter each ~t ~Amotm~ : T~e (e.g., V a l u e V a l u e T y p e ( e , g . , D a t e V a l u e [ G a i n ~ I d e n t i t y o f~ ex~pI f~m prior d isclosure C o d e I d i v , , r e n t , C o d e 2 M e th o d b u y , s e l l , ~d&~ C o d e 2 [ C o d e 1 ] b u y e r / s e l l e r( A - H ) o r i n to ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ] (A-H) ~ ( i f p r ~ v a t 6 9 . Bu y 1 2 / 1 0 / 0 9 J7 0 . I n g e r so ll -R a n d C o m p a n y c o m m o n s to c k A Di v i d e n d J T7 1 . In t e l C o ~ A D i ~ d e n d K T Bu y 5 ! 1 / 2 ~ 9 K7 2 . I T ~C o r p c o m m o n s to c k N o n e J T Bu y 1 1 / 1 7 1 0 9 J7 3 . J o hn s o n & J o hn s o n c o m m o n s t o c k A D iv id e n d J T7 4 . JP Mo r g a n C h a se & C o c o m m o n s to c k A D iv id e n d J T7 5 . K r o g e r C o c o m m o n s t o c k A Di v i d e n d Sold 9/22/09 J A7 6 . L -3 C o m m u n ic a t io n s H l dg s c o m m o n s to c k A Di v i d e n d J T Sold 6 / I 1 / 0 9 J A( p a r t )7 7 . L a b o r a t o r y C o r p o f A m e r i c a c o m m o n s t o c k N o n e J T7 8 . L o w es C o s l n c c o m m o n s to c k A Di v i d e n d J T7 9 . M a c ys l n c c o m m o n s t o c k A Di v i d e n d J T Ba y 3 ! 1 9 / 0 9 J8 0 . Sold 8/7/09 J( p a r t )8 1 . M a n u l if e F i n a n c i a l C o r p c o m m o n s t o c k A D iv id e n d J Y8 2 . Marvel lTech Group Ltd commo n stock N o n e K T Bu y 4/01/09 J8 3 , Bu y 4/22/09 J(addt)8 4 . Sold 9/] 0/09 J( p a r t )8 5 , M a s te r c a r d t n c c o m m o n s t o c k A D iv id e n d Bu y 2 / 2 0 / 0 9 J

3 . V a l u e ~ c t h o d C o d e s Q = A p p r a is a l R ~ o ~ 1 (R e a l : E s ta te O n ly ) S = A s s e ss m e n t T = C a s h . M a r k e t; ( S e e C o l u m n C 2 ) U ~ 8 o o k V a l ~ V ~ther W = E s t i m a te d


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F IN A N C IA L D IS C L O S U R E R E PO R T N a m e o ~ ~ o ~ ~ o r t i n ~ ~ a t ~ o f R e p o r tPage 9 of 13 J o . e ~ , J . r n e s ~ . o 5 / ~ 0 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o m e , . n ~ . ~ , , ~ . . ,. c ,~ . s a . ~ : . ~ e s , ~ o , . o [ , ~ n . ~ e . .~ ~ . ~ , ~ . ~ . . ~ , . . ~ , . ~ 4 4 o of fding instructions.)[~ N O N E (N o repor table inc om e, assets , or t ransact ion s .)

A . B . C . D.D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g m ~ s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dil) (2) (~) I (2) (l ) (2) (3) I (4) 1 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t m o u n t T y p e ( e . g . , Value Value T y p e ( e .g . , D a t e V a l u e G a i n I d e n l i l y o fe x e m p t f r o m p r i o r d i s c l o s u r e l o d e 1 d i v . , r e n t , C o d e 2 M et h o d b u y , s e l l , m r r d d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e rA - H ) o r in t . ) ( J - P ) :! Code3(Q.W)r e d e m p t i o n ) ! (J-P)( A H ) transaction)(ifprivate

8 6 . Sold 1 1 / 5 / 0 9 J C! 8 7 . M e t li f e c o m m o n s t o c k N o n e J T

i 8 8 .M o n s a n t o C o . c o m m o n s t o c k A Di v i d e n d K T Bu y 1 f 2 7 / 0 9 K

[ 8 9 . Mo r g a n S ta n l ey c o m m o n s to c k A Di v i d e n d J T Bu y 5 /20 /0 9 J9 0 . N e s t l e S A A DR A Di v i d e n d K T9 1 . Nin te n d o L td A D R N o n e J T9 2 . No b l e C o r p c o m m o n s t c o k A Di v i d e n d J T9 3 . No k ia C o r p A D R A Di v i d e n d Sold 8/27/09 J A9 4 . N o r f o l k So u t he r n c o m m o n s t o c k A Di v i d e n d J "1" Sold 12/ I0 /09 J A( p a r t )9 5 . O c c i d e n t a l Pe tr o l e u m C o r p c o m m o n s t o c k A Di v i d e n d K T Bu y 6/25/09 J9 6 . O r ~ e l e C o r p c o m m o n s to c k A Di v i d e n d K T Bu y 2/17/09 J9 7 . Bu y 2 / 1 7 ; 0 9 J(addq)9 8 . P f iz e r ln c c o m m o n s to c k A Di v i d e n d K T Bu y 2/3/09 J9 9 . Bu y 2/17/09 J(addl)100. Phil ip Morr is In tl lnc common stock N o n e J T Sold 4/1/09 J A( p a r t )1 0 1 . P P L C o r p c o m m o n s to c k A Di v i d e n d J T1 0 2 . P r a x a i r , In c c o m m o n s to c k A Di v i d e n d K T


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FINA NCIAL DISCLOSURE REPORT N a ~ o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 10 of 13 J o n e s , J a m e s p . 0 5 / 1 0 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - l ~ c o . . ,, v o i d , . ,, a . .. . t~ o . , a ~ e t ~ d a s , h o , , o I s r o . s ~ a n d a , ,, .a , ~ ,

N O N E ~ o repor table income, asse ts , o r t ransac t io~. )A. B. C. D .De s c r i p~ o n o f A ~ ~ m e d u r i n g G r o s s v a l u e a t e n d T~ansac tio~ dur ing re~ing ~dod( i n c l u d in g t r u s t ~ ) r ~ o ~ i n g ~ d ~ o f r e p o r t i n g ~ r i o d

(1 ) (2 }I d e n t i t y o fe x e m p t f r o m p r i e r d i ~ l o s u r e C o d e I d i v . , ~ n t , C o d e 2P)

~ M e a a o db u y , s e l l ,

1~ m m / d ~ l ~ C o d e 2 i C o d e Ib u y e r l s e l l e r( A - H ) o r i n t . ) ( J - " C M e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) ~ a n s a c t i o n )

~ 0 3 . P r ic t o r & G a m bl e c o mmo n s t ~ k A Di v i d e n d K T1 0 4 . P r u d e n t i a ! F in a n c ia l l n c c o m m o n s to c k A Di v i d e n d J T Bu y 1 1 / 6 / 0 9 J1 0 5 , Q u e s t D ia g n o s t i c l n c c o m m o n s to c k A Di v i d e n d J T1 0 6 . R e pu bli c S v c s In c c o m mo n s t o c k A Di v i d e n d 3 T1 0 7 . R e se a c h in Mo t io n L td c o m m o n s to c k N o n e J T Bu y 1 2 / 1 0 / 0 9 J1 0 8 . R io T in to P L C sp o n so r e d A D R A Di v i d e n d .1 T1 0 9 , R e yn o l d s A m e r ic a n I n c c o m m o n s to c k N o n e .~ T Bu y I I 1 2 / 0 9 JI 1 0 . S c h |u mbe r g e r Li d c o mm o n s t o c k A Di v i d e n d K TI I 1 . Si e ma n s A G A DR N o n e J T

1 2 . S u n t r u s t B a n k s In c c o m m o n s to c k A Di v i d e n d K T1 1 3 , S ym a n te c C o r p c o m m o n s to c k N o n e K T1 1 4 . T a r g e t C o r p c o m m o n s to c k A Di v i d e n d K T1 1 5 . To t a l S A s po n s o r e d A DR A Di v i d e n d K T1 1 6 . U n i t e d H e a lth G r o u p l n c c o m m o n s to c k N o n e J T Bu y 1 2 / 3 0 / 0 9 J117. Unted Sta tes Stee l Corp A Divide ttd K T Bu y 1 0 / 3 0 / 0 9 1 J1 1 8 . V e ri z o n C o m m . c o m m o n s t o c k A Di v i d e n d J T1 1 9 . W a I - Ma n Sto r e s c o m m o n s to c k A D ividen d So ld 1 I / 2 / 0 9 J D

] I , I n co m e G a i n C o d e s : A = $ 1 , 0 0 0 o f l e ss B = $ t , 0 0 1 . $ 2 , 5 0 0 C ~ $ 2 . 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 ~ . $ / 5 , 0 0 0 E = $ i S , 0 0 1 - $ 5 0 ,0 0 0[ ( S r , e C o l u a m s B I a n d D 4 ) F = $ 5 0 , 0 0 1 - $ I 0 0 ,0 0 0 G = $ I~ O ,O 0 1 - $ 1, 0 0 0,0 00 H l = $ [ . 0 0O ,0 01 - $ 5 ,0 00 ,0 09 } 1 2 = M o ~ e t h a n $ 5 . [H ) 0 , 0 0 0! 2 . Va l u e Co d e s l=$ t5 .000o r le s s K = $ 15,001 - $ 50 ,900 L=$50,0OI -$[00,000 M = $ 100,001- $ 2 50 ,000i ( S e C o l u m n s C 1 a n d D 3 } N = $ 2 5 0, 0 0 1 - $ 5 0 0 , 0 ~ 0 O = $ 5 00 .0 01 - $ 1, 0 i ~ ,0 0 0 p ~ = 1 1, 0 00 ,0 0! - $ 5 , 0 0 0,0 00 P 2 = $ 5 , 0 0 0 ,0 0 1 - $ 2 5 , 0 ~ 3 , 0 0 0P3 =$25.000.00 t. $S0,~.,000 P 4 = M o r e l h a n $ 5 0 .0 0 0 ,0 0 03 . V al u e M e th o d , C o d e s Q ~ A pp ~ m s a l R = C o s t ( R e a l E s t a t e O n l y } S = A s s e s sm e n t T ~ - - C a s h M a r k ~(See C o lu m a C 2 ) U -Bo o k V alu e V = O t he x W ~ E s t i m a ~ e d


11/13

F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r s o n R e p o r t in g D a , e o f R e p o r tPage 11 of 13 J o . e s , J a m e s P . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - - ~ . c o m . . v . l . e , t . . . .. e , . . s a . c ~ . a e s , h o s e o / s p o . s . ~ . d d . r e ~ d e . , children; seepl~ 3 4 - 6 0 of fillng instructions.)

N O N E (No reportable income, assets, or transactions.)A, B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d-~l-i ................2-~- .............~! (2) { 1 ) {~) i (3) (4) ( s )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value ! Value T y p e ( e .g . , D a t e : = V a l u e G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e ! C o d e d i v . , r e n t , C o d e 2 M et h o d b u y , s e l l , r u m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e ri( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( . I - P ) ( A - H ) ( i f p r i v a t e

i ( Q - W ) t r a n s a c t i o n )1 2 0 . W e l l s F a r g o & C o c o m m o n s to c k A Di v i d e n d J T1 2 1 . W i l li s G ro u p Ho l d i n g s c o mm o n s t o c k N o n e J T1 2 2 , Y u m B r a n d s I n c c o m m o n s to c k A Di v i d e n d Bu y 6/11/09 J1 2 3 . Sold 1 2 / 1 0 / 0 9 J A124. Schwab Govt Money Fun d C Di v i d e n d M T1 2 5 . A r li n g t o n C o V A m u n i b o n d A Interes t Sold 6/1/09 K A1 2 6 . B ed f o rd C o V A m u n i b o n d A Interest K T1 2 7 . F a ir f a x C o V A mu n i bo n d A Interest K T1 2 8 . H a m p t o n V A m u n i b o n d " A Interest K T1 2 9 . H e n ry C o V A m u n i b o n d A Interes t K T1 3 0 . O r a n g e C o V A m u n i b o n d A Interest K T1 3 1 . P r in c e W i l li a m C o V A r m m i b o n d A Interes t Sold 7/1/09 K A

3 2 . R o a n o k e V A m u n i b o n d A Interest K T1 3 3 . R u th e rf o r d C o T N m u n i b o n d A Interest K T1 3 4 . V ir g in i a C o n a w t th T r m u n i b o n d A Interest K T

1 3 5 . Vi r g i n i a S t Pu b R e v mu n i bo n d B In te r~t L T


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F IN A N C IA L D I SC LO S UR E R E P O R T N a m e o f P e r s o n R e p o r ti n g Da,eofI~epor,P a g e 1 2 o f 1 3 S o . e ~ , s ,~ e s ~ , . o 5 / ~ o / 2 o ~ oV I II . A D D I T IO N A L IN F O R M A T IO N O R E X P L A N A T I O N S.


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F IN A N C IA L D I SC L O S UR E R E P O R T r~ ....f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e 1 3 o f 1 3 J o h n , Ja m e s P . 0 5 / 1 o / 2 o 1 0I X . C E R T I F I C A T I O N .

I ce r t i fy tha t a l l i nformat ion g iven above ( inc luding informat ion pe r t a in ing to my spouse and minor or dependent ch i ldren , i f any) i saccura te , t rue , and com ple te t o the bes t of my knowledg e and be l i e f , and tha t any inform at ion n o t repor t ed was wi thheld becaus e i t me t appl icable s t a tu toryprovi s ions pe rmi t t i ng non-d i sc losure .I f u r t h er c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i ncom pliance wi th the p rovi s ions of 5 U. S . C. app . 501 e t . seq . , 5 U. S. C. 7353, and Judic i a l Con fe rence regu la t i ons .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I LF UL LY F A LS IF IE S O R F A LL S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 0 4 )

F IL IN G I N S T R U C T I O N SM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d St a t e s C o u r t sSu i t e 2 - 301O n e C o l u m b u s C i r c le , N , E ,W a s h in g t o n , D . C . 2 0 5 4 4

james p jones financial disclosure report for 2009

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