KELLY · DENTISTRY RESTORATIVE I COSMETIC I COMPREHENSIVE I FAMILY

jAMES HOUSTON KELLY DDS I ALICE ANN KELLY DDS

We are excited that you have chosen us for your dental care. Welcome! Dental care will begin with a thorough exam and an opportunity for the doctor to

get to know you and the condition of your mouth. At this time we will be able to plan your treatment needs, and most importantly, you can tell us your concerns. In order to make this first appointment more efficient, please complete the materials in this package and email or fax them back to us. If you are unable to get them in you can bring them in to your appointment, we just ask that you arrive 10 minutes prior to your appointment. Included are a health history form, registration form, and your appointment card. We also have attached the release form to send to your previous dentist if you have current x-rays to transfer to out practice. These forms are important and help us understand your whole health picture. If you have an insurance card, please bring it with you.

Jim, Alice Ann, and our entire staff are excited to have you at our practice and are excited about getting to know you personally. Our staff is dedicated to providing you with the finest dental care possible. Your comfort and confidence in us is of most importance, so please contact us if you have any questions about your first visit at 704.867.4321. The email for our office is boffice(a{kellygeneraldentistry.com and the fax number is 704.867.0533. We look forward to meeting you.

Sincerely,

James H. Kelly, DDS Alice Ann Kelly DDS

And Staff

1725 South New Hope Road I Gastonia, North Carolina 28054 I 704.867.4321 I www.jarneskellydentistry.com

James H. Kelly DDS, PA PATIENT REGISTRATION

Please IIII out completely

e: F _ggggggg___________ .L _____________ .M Preferred Name ----

Date of Birth __ / __ / ___ Social Security #_· ___ ___ _ _ _ Gender: 0 Male 0 Female

I Add ___________ ____ C. ity State: __ Zip Code: __ _

Home: L__) _____ Cell: ( __ _/) _ ___ _ __ Marital Status: ____ _

Employer: _______________ _ Occupation: _ _ _ ___ ___ _

Work:(___) ________ ext: _ _ _ _

Email: ________ _____ _ ___ ___ ___ _ _ __ (for correspondences)

Student Status: 0 Full time 0 Part time

College Name: ____________ City/State: _______________ _

(your insurance may require you to provide proof of student status)

Guardian

Name: _____________ _ DOB: _ ___:1 _ ___:/ _ _ SS#: _ _ ____ _

Address: ________ _ _ _ _________ ______ _ .Home L_j _ _ ___ _

Realtionsh.ip: _____________ (please provide photo ID to office staff)

Insurance Information

Name of Insured: Insured DOB: ---------- -- ----------Employer: _____ _ _ _ _ _________ Social Security#: _ ________ _

ID #for Insurance: ______ _ ____ Phone#: _________ _

(please give office staff copy of card)

Who may we thank for referring you? __________________ _

Name of previous dentist: _ ___ ____ _ _ City: _ ________ ·· Last visit: __ _

Name of physician: _______ ___ City: ___ ____ Phone#: L_) _ ____ _

MEDICAL HISTORY

PATIENT NAME _______________________________________________ Birth Date _____________________________________

Kelly Dentistry

Do you have, or have you had, any of the following?

Yes No

Are you allergic to any of the following?

To the best of my knowledge, the questions on this form have been accurately answered. I understand that providing incorrect information can bedangerous to my (or patient's) health. It is my responsibility to inform the dental office of any changes in medical status.

SIGNATURE OF PATIENT, PARENT, or GUARDIAN __________________________________________________ DATE ______________________

Although dental personnel primarily treat the area in and around your mouth, your mouth is a part of your entire body. Health problems that you may

following questions.have, or medication that you may be taking, could have an important interrelationship with the dentistry you will receive. Thank you for answering the

If yes, please explain:Are you under a physician's care now? Yes No

Have you ever had a serious head or neck injury?Are you taking any medications, pills, or drugs?

Do you take, or have you taken, Phen-Fen or Redux?

Yes No If yes, please explain:Yes No If yes, please explain:Yes No If yes, please explain:

Comments:

Cortisone MedicineDiabetesDrug AddictionEasily WindedEmphysemaEpilepsy or SeizuresExcessive BleedingExcessive ThirstFainting Spells/DizzinessFrequent CoughFrequent DiarrheaFrequent HeadachesGenital HerpesGlaucomaHay FeverHeart Attack/FailureHeart MurmurHeart PacemakerHeart Trouble/Disease

AIDS/HIV PositiveAlzheimer's DiseaseAnaphylaxis

Arthritis/GoutArtificial Heart ValveArtificial JointAsthmaBlood DiseaseBlood TransfusionBreathing ProblemBruise EasilyCancerChemotherapyChest PainsCold Sores/Fever BlistersCongenital Heart DisorderConvulsions

HerpesAnemiaAngina

If yes, please explain:Yes NoHave you ever had any serious illness not listed above?

Yes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes No

Yes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes No

RheumatismScarlet FeverShinglesSickle Cell DiseaseSinus TroubleSpina BifidaStomach/Intestinal DiseaseStroke

Yes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes No

Rheumatic FeverRenal Dialysis

Radiation TreatmentsRecent Weight Loss

Yes NoYes NoYes No

Hepatitis B or C

High Blood Pressure

Yes NoYes NoYes NoYes No

HemophiliaHepatitis A

Pain in Jaw JointsParathyroid DiseasePsychiatric Care

Yes NoYes NoYes No

Hives or RashHypoglycemiaIrregular HeartbeatKidney ProblemsLeukemiaLiver DiseaseLow Blood PressureLung DiseaseMitral Valve Prolapse

Yes NoYes NoYes NoYes NoYes NoYes NoYes NoYes NoYes No

Swelling of LimbsThyroid DiseaseTonsillitisTuberculosisTumors or GrowthsUlcersVenereal DiseaseYellow Jaundice

Yes NoYes NoYes NoYes NoYes NoYes NoYes NoYes No

Other

Aspirin

If yes, please explain:

Pregnant/Trying to get pregnant? Yes No Taking oral contraceptives? Yes No Nursing? Yes NoWomen: Are you

Are you on a special diet? Yes NoDo you use tobacco? Yes No

Do you use controlled substances? Yes No

Yes No

Have you ever been hospitalized or had a major operation?

Have you ever taken Fosamax, Boniva, Actonel or anyother medications containing bisphosphonates? Yes No

Yes No

Metal Latex Sulfa drugsPenicillin Codeine Local Anesthetics Acrylic

High Cholesterol

Osteoporosis Yes No

James H. Kelly DDS, PA

Agreement of Patient Responsibility

Our goal as your dentist is a c01mnitment to serving you with the best care available. Our practice wants you to understand your responsibilities as a patient so that we can provide this level of care. We enjoy building strong relationships with our patients and know that if we understand your expectations we can better serve you. Likewise, we appreciate patients that understand our policies. Please review the items below; initial beside each and sign at the bottom saying you acknowledge the patient responsibilities.

Appointment Agreements

---When you make an appointment, you have committed to a block of the dentist/hygienists time. We kindly ask that you give us 48 hours notice if you need to cancel your appointment. Appointments cancelled without a 24 business hours notice are subject to a cancellation fee.

Payment Agreements

_ _ Our office accepts and processes most insurance. We however do not participate with them. We will call and verify your insurance however it is a contract between you and the insurance company. __ Patients are expected to pay your estimated portion at the time the service is rendered.

We accept cash, check, visa/MasterCard/discover and outside financing by Care Credit (upon approval).

Comprehensive Treatment and Oral Hygiene

Our practice's philosophyis to provide comprehensive dental care. We want our patients to clearly understand the condition of their mouth after a thorough exam, and then we can develop a comprehensive treatment plan. Regardless of the situation you come to us with, we want you to walk away comfortable, healthy, and looking good. _ _ Our patients have responsibility to commit themselves to good home care to maintain the restorative and regenerative we have provided.

I, , understand the responsibilities I have as a dental patient and agree to the policies explained above.

Signature Date ------------~----------------------- -----------------------

TIDS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO TIDS INFORMATION.

PLEASE REVIEW IT CAREFULLY. IF YOU HAVE ANY QUESTIONS ABOUT TillS NOTICE PLEASE CONTACT

Privacy Officer, 1725 S New Hope Rd Gastonia, NC 28054 Telephone: 704.867.4321 Effective Date: April13, 2003 Revised: September 23,2013

We are committed to protect the privacy of your personal health information (PHI). This Notice of Privacy Practices (Notice) describes how we may use within our practice or network and disclose (share outside of our practice or network) your PHI to carry out treatment, payment or health care operations. We may also share your information for other purposes that are permitted or required by law. This Notice also describes your rights to access and control your PHI. We are required by law to maintain the privacy of your PHI. We will follow the terms outlined in this Notice. We may change our Notice, at any time. Any changes will apply to all PHI. Upon your request, we will provide you with any revised Notice by: 0 Posting the new Notice in our office and on our website 0 If requested, making copies of the new Notice available in our office or by mail.

Uses and Disclosures of Protected Health Information We may use or disclose (share) your PHI to provide health care treatment for you. Your PHI may be used and disclosed by your physician, our office staff and others outside of our office that are involved in your care and treatment for the purpose of providing health care services to you. EXAMPLE: Your PHI may be provided to a physician to whom you have been referred for evaluation to ensure that the physician has the necessary information to diagnose or treat you. We may also share your PHI from time-to-time to another physician or health care provider (e.g., a specialist or laboratory) who, at the request of your physician, becomes involved in your care by providing assistance with your health care diagnosis or treatment to your physician. We may also share your PHI with people outside of our practice that may provide medical care for you such as home health agencies. We may use and disclose your PID to obtain payment for services. We may provide your PID to others in order to bill or collect payment for services. There may be services for which we _share information with your health plan to determine if the service will be paid for. PHI may be shared with the following: 0 Billing companies, Insurance companies, health plans 0 Government agencies in order to assist with qualification of benefits 0 Collection agencies EXAMPLE: You are seen at our practice for a procedure. We will need to provide a listing of services such as x-rays to your insurance company so that we can get paid for the procedure. We may at times contact your health care plan to receive approval PRIOR to performing certain procedures to ensure the services will be paid for. This will require sharing of your PHI. We may use or disclose, as-needed, your PHI in order to support the business activities of this practice which are called health care operations. EXAMPLES: 0 Training students, other health care providers, or ancillary staff such as billing personnel to help them learn or improve their skills. 0 Quality improvement processes which look at delivery of health care and for improvement in processes which will provide safer, more effective care for you. 0 Use of information to assist in resolving problems or complaints within the practice. We may use arid disclosure your PHI in other situatiof!S without your permission: 0 If required by law: The use or disclosure will be made in compliance with the law and will be limited to the relevant requirements of the law. For example, we may be required to report gunshot wounds or suspected abuse or neglect. 0 Public health activities: The disclosure will be made for the purpose of controlling disease, injury or disability and only to public health authorities permitted by law to collect or receive information. We may also notify individuals who may have been exposed to a disease or may be at risk of contracting or spreading a disease or condition. 0 Health oversight agencies: We may disclose protected health information to a health oversight agency for activities authorized by

·law, such as audits, investigations, and inspections. Oversight agencies s!,:eking this information include government agencies that oversee the health care system, government benefit programs, other government regulatory programs and civil rights laws. 0 Legal proceedings: To assist in any legal proceeding or in response to a court order, in certain conditions in response to a subpoena, or other lawful process. · 0 Police or other law enforcement purposes: The release of PHI will meet all applicable legal requirements for release. 0 Coroners, fiu1eral directors: We may disclose protected health information to a coroner or medical examiner for identification purposes, determining cause of death or for the coroner or medical examiner to perform other duties authorized by law 0 Medical research: We may disclose your protected health information to researchers when their research has been approved by an institutional review board that has reviewed the research proposal and established protocols to ensure the priv·acy of your protected health information. 0 Special government purposes: Information may be shared for national security purposes, or if you are a member of the military, to the military under limited circumstances. 0 Correctional institutions: Information may be shared if you are an inmate or under custody oflaw whicJ:. is necessary for your health or the health and safety of other individuals. · 0 Workers' Compensation: Your protected heal!h information may be disclosed by us as authorized to comply with workers' compensation laws and other similar legally-established programs. Other uses and disclosures of your health information. Business Associates: Some services are provided through the use of contracted entities called "business associates". We will always release only the minimum amount of PHI necessary so that the business associate can perform the identified services. We require

the busmess associate(s) to apJ1ropriately safeguard yolll" information. Examples of business associateS. include billing companies or transcription services. · · · Health Information Exchange: We may make your health information available electronicallyto other healthcare providers outside of our facility who are invofv~ed in·your care. · Fundraising activities: We may contact you ·in an effortto:raisemoney. Treatment alternatives: We may provide you .notice.oftreatment options or other health related services that may improve your overall health. ·. · · · · · . .

Appointment reminders: We may contact you as a reminder about upcoming appointments or treatment. We may use or disclose your Pffi in the follow:iJJ.g ·situations .UNLESS you obJect. D We may share your information with friends or family members, or·other persons directly identifiec;i'by you at the level they are involved in your care or payment of services~ Ifym~ arenotpresent or able to agree/object, the healthcare provider using professional judgment will determine if it is in your best interest to sh&.e the infolll)ation. For·example, we may discuss post procedure instructions with the pers~m who drove you to the facility unless you tell us specifically not to share the information. 0 We may use or disclose protected health information to notify or assist in notifying a family member, personal representative or

· any other person that is responsible for your care of your location, general condition or death. 0 We may use or disclose your protected health information to an authorized public or private entity to assist in disaster relief efforts. · The following uses and disclosures ofPID require your written authorization: 0 Marketing 0 Disclosures offor any purposes which require the sale of your information 0 All other uses and disclosures not recorded in this Notice will require a written authorization from you or your personal representative. Written authorization simply explains how you want your information used and disclosed. Your written authorization may be revoked·at any time, in writing .. Except to the extent that your ·doctor or this practice has used or released information based on the·direction provided in the authorization, no·further use or disclosure will occur. Your Privacy Rights You have certain rights related to your protected health infqrmation. All requests to exercise your rights must be made in writing. You may obtain a form to request access by directing your request to Privacy Officer, 1725 S New Hope Rd Gastonia, NC 28054 · . · You have the right to see and obtain a copy of your protected .health information. This means you may inspect and obtain a copy of protectedhealth information about you that is contained in a designated record set for as long as we maintain the protected health information. If requested we will provide you a copy of your records in an electronic format. There are some exceptions to records which may be copied and the request may be denied. We may charge you a reasonable cost based fee for a copy of the records. · · You have the right to request a restriction ofyour protec.ted~health information. You may request for this practice notto use or disclose any part. of your protected health information for the purpo!;es of treatment, payment or healthcare· operations. We are not requil,"ed to agree with these requests. If we agree to a restriction request we will honor the restriction request unless the information is. needed to provide emergency treatment. There is one exception: we must accept a restriction request to restrict disclosure of information to a health plan if you pay out of pocket in full for a service or product unless it is otherwise required by law. You have the right ·to requestfor us to communicate in differentways or in 4ifferent locations. We will agree to reasonable requests. We may also requesf atternative address or other method of contact such as mailing information to a post office box. We will not ask for an explanation.:from you aboutthe request. You may have the right to request an amendment of your health· information·. You may request an amendment of your health information if you feel that the iriformation is not correct along with an explanation of the reason for the request. In. certain cases, we may deny your iequestfor.an amendment at which time you will have an opportunity to disagree. ' · · You have the right to a list of people or organizations who have received your health information from us. This right applies to disclosures for purposes.other than treatment, payment or health care operations. You have the right to obtain a listing of these disclosures that occurred· after April 14, 2003. You may request them .for the previous six years or a shorter time:frame. If you request more than one list within a 12 month period you may be charged a reasonable fee. Additional Privacy Rights · D You have the right to obtain a paper copy of this notice from us, upon request. We will provide you a copy of this Notice the first · day we treat you at our facility. In an. emergency situation we will give you this Notice as soon as possible. 0 You have a right to receive notification of any breach of your protected health information. Complaints If you think we have violated your rights or you have a complaint about our privacy practices you can contact: Privacy Officer, 1725 S New-Hope Rd Gastonia, NC 28054. You may also complain to the United States Secretary of Health and Human Services if you believe your privacy rights have been violated by us. ·If you file a complaint we will not retaliate against you for filing a complaint. · · This notice was published and becomes effective on April 13, 2003.

Kelly Dentistry 1725 South New Hope Rd.

Gastonia, NC 28054 704-867-4321

Fax 704-867-0533 boffice@kellygeneraldentistry .com

Date -----

gives his/her permission to the office of Dr. James Kelly and Dr. Alice Ann Kelly authorization to obtain any and all necessary dental records including x-rays for the following patient(s)

__________________ DOB _____ _

Thank you.

Patient Signature _______________ _

Please forward any records to:

Kelly Dentistry 1725 South New Hope Road Suite A Gastonia, NC 28054

Phone 704-867-4321 Fax 704-867-0533 boffice@kellygeneraldentistry .com

James H. Kelly DDS, PA

Authorization for release of Information to Fan1ily Mctnbers

Patient Name Date of Birth --------------------- ---------------------

Many of our patients allow family members such as their spouse, parents or others Lo call and rL:quest medical or billing information. Under the requirements of HIPPA we are not allowed to give this information to anyone without the patients' consent. If you wish to have your medical or billing infonnation released to family members you must sign this f:urm. Signing this form will only give information to person/persons indicated below.

1 authorize James 1:-L Kelly DDS Pa to release my medical and/or billing information Lo the following individuals(s):

I. Relation to Patient: -·-·---·-·--- ·-·-------------- -----------

2. Relation to Patient: ··· ·------------------------- -----------

3. Relation to Patient: ------ ---------------

Patient l:nformation

l understand l have the right to revoke this authorization at any time and that l have the right to inspect or copy the protected health information to be disclosed. 1 und~;rstand that information disclosed to any above recipient is no longer protected by federal or state law and may be subject to redisclosure by the above recipient. You have the right to revoke this consent in writing.

l'atient Signature Date