istanbul, 24 april 2003 european commission - directorate general for research dgrtd- dir b.3 dr....
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Istanbul, 24 April 2003
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DGRTD- Dir B.3 Dr. If.Pottaki
SMEs & Research
SMEs and Research
under the Sixth Framework Programme
Dr Ifigeneia Pottaki Unit “Research and SMEs”
DG RTD, European Commission
Istanbul, 24 April 2003
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SMEs & Research
FP6 supports SMEs in research activities through 2 main routes:
•The specific measures for SMEs (horizontal activities)•The participation of SMEs in the priority thematic areas
- Horizontal activities•Co-operative research•Collective research
- ETI- 15% of the budget of the priority thematicareas
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SMEs & Research
2.2 billion € for SMEs under FP6
• horizontal activities: 430M€
• ETI: 35M€
• Priority thematic areas: at least 1.692M €
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SMEs & Research
Horizontal activities for SMEs:
Co-operative Research
•SMEs assign S&T research they need to RTD performers•SMEs own the results
•also innovative and high-tech SMEs in co-operation with research centres and universities
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DGRTD- Dir B.3 Dr. If.Pottaki
SMEs & ResearchHorizontal activities for SMEs:
Co-operative Research
• BUDGET: 320 M €• AREAS: any subject of S&T
• ACTIVITIES: research and innovation-related consortium management
• individual project: • chargeable costs 0.5 - 2 m €• duration 1 -2 years
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DGRTD- Dir B.3 Dr. If.Pottaki
SMEs & ResearchHorizontal activities for SMEs:
Collective Research
RTD performers undertake S&T research on behalf of Industrial Associations or Groupings
•benefits to large communities of SMEs •the Industrial Associations/Groupings own the results
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SMEs & ResearchHorizontal activities for SMEs:
Collective Research
BUDGET: 110 m €
AREAS: any subject of S&Tincluding on legislation, problems of whole industrial sectors not addressed by Co-
operative Research ACTIVITIES: Research and innovation-related, consortium management, dissemination and training
individual project: costs chargeable 2 - 5 m €, duration 2 - 3 years, higher cost and longer duration if justified
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SMEs & Research
Horizontal activities for SMEs
Co-operative and Collective Research:
* RTD performers must account for at least 40% of research and innovation costs. They should receive 100% of total eligible costs (within ceiling)
*in consortium overall: 5 independent legal entities from 3 MS or AS, at least 2 MS or ACC
* consortium agreement required
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SMEs & Research
Horizontal activities for SMEs
Co-operative research: Co-ordinator an SME or an RTD performer
Collective research: Co-ordinator an Industrial Association/Grouping or an RTD performer
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SMEs & Research
part of “Research and Innovation” of the “Structuring the ERA” builds on experience of ETI in FP5
•projects carried out by intermediaries working with/for the innovation players and organisations with appropriate expertise
•through SSA or Co-ordination Actions
•each ETI proposal should address a specific research theme or industrial sector
Stepping up Economic and Technological Intelligence (ETI)
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SMEs & ResearchHorizontal activities for SMEs - participants
Co-operative research
3 independent SMEs (from 2 MS /AS, at least 1 MS /ACC)
&
2 RTD performers, (independent from other participants from 2 MS or AS, at least 1 MS / ACC)
& other enterprises and end-users can participate - must be independent from SMEs - RTD performers
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SMEs & ResearchHorizontal activities for SMEs -participants
Collective research
2 independent Industrial Associations/Groupingsfrom 2 MS /AS, at least 1 MS /ACC or 1 European Industrial Association/ Grouping that fulfils the conditions
&2 RTD performers, from 2 MS/AS, at least 1 MS/ACC
& 1 SME core group of 2 SMEs (2 MS/AS, 1 MS/ACC)
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SMEs & ResearchHorizontal activities for SMEs
calls and evaluation 2003
Co-operative research 2003: closure dates: 29/04, 27/11, 17.00
indicative budget: 95 m €, 60 m €single stage procedure of evaluationfirst contracts estimated 8 months after closure date
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SMEs & ResearchHorizontal activities for SMEs
calls and evaluation 2003
Collective research 2003:• closure dates: 06/03, 17.00• CLOSED (first stage)• indicative budget: 40 m €• two stage procedure of evaluation• first contracts estimated 12 months • after closure date
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SMEs & ResearchHorizontal activities for SMEs
evaluation criteria
•Relevance
•S&T excellence
•Potential impact
•Quality of consortium
•Quality of management
•Mobilisation of resources
overall threshold score
4 /5
3 /5
3 /5
3 /5
3 /5
3 / 5
21 /30
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ETI
BUDGET: 35 m €individual project:
costs: 0.2 -2 m €duration: 1 -3 years, exceptionally longer
PARTICIPANTS: 3 independent legal entitiesfrom 3 MS/AS, at least 1 MS/ACC
calls for proposals and calls for tenders
ETI 2003: Projects should concentrateon the participation of SMEs/SME Groupings in FP6 particularly through IP, NoE Call 2003: closure date 29/04, 20 m €first contracts 8 months after closure date
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SMEs & Research
Enterprises, especially SMEs, key playerstowards the ERA
Participation of SMEs in the 7 priority areas: at least 15% of the budget
special measures to promote SMEs participation
close monitoring of SMEs’ participation in each thematic priority
Participation of SMEs in the priority thematic areas
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DGRTD- Dir B.3 Dr. If.Pottaki
SMEs & ResearchParticipation of SMEs
in the priority thematic areas
Participation of SMEs and SME groupings in consortia for different activities
pre-allocated budget for take-up measuresSMEs may be involved from proposal stage or after contract signature(call by the consortium)
participation in IP NoE STREPs
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Measures to promote SMEs’participation in the priority thematic areas
•information and awareness
•evaluation criteria in IP, NoE, STREPs
•targeting of calls
•possibility to extend contracts to include new SMEs
•task force on SME participation in FP6
•ETI
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For more information:
europa.eu.int/comm/research/fp6www.cordis.luhttp://sme.cordis.lu/assistance/ncps.cfm