iso 10383 market identifier code (mic)asx purematch is an additional order book launching in mid...

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ISO 10383 Market Identifier Code (MIC)

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Page 1: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

ISO 10383 Market Identifier Code

(MIC)

Page 2: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSALBANIA AL XALS XALS O ALBANIA SECURITIES EXCHANGE ALSE TIRANA WWW.ALSE.AL APRIL 2019 ACTIVE APRIL 2019 ALL CLASSES OF SECURITIES.ALBANIA AL XTIR XTIR O TIRANA STOCK EXCHANGE TIRANA JUNE 2005 ACTIVE JUNE 2005ALGERIA DZ XALG XALG O ALGIERS STOCK EXCHANGE ALGIERS JUNE 2005 ACTIVE JUNE 2005ANGOLA AO XBDV XBDV O BOLSA DE DIVIDA E VALORES DE ANGOLA (BODIVA) - ANGOLA SECURITIES EXCHANGE BODIVA LUANDA WWW.BODIVA.AO APRIL 2017 ACTIVE APRIL 2017 REGULATED MARKETS FOR SECURITIES TRADING.ARGENTINA AR BACE BACE O BOLSA DE CEREALES DE BUENOS AIRES BUENOS AIRES WWW.BOLCEREALES.COM.AR JANUARY 2011 ACTIVE JANUARY 2011 COMMODITY EXCHANGE.ARGENTINA AR BCFS BCFS O BOLSA DE COMERCIO DE SANTA FE SANTA FE WWW.BCSF.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007ARGENTINA AR MVCX XBCC S MERCADO DE VALORES DE CORDOBA S.A. CORDOBA WWW.MERVALCORDOBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR ROFX ROFX O ROSARIO FUTURE EXCHANGE ROFEX ROSARIO WWW.ROFEX.COM.AR OCTOBER 2009 ACTIVE OCTOBER 2009 REGISTERED MARKET FOR FUTURES AND OPTIONS.ARGENTINA AR XBCC XBCC O BOLSA DE COMERCIO DE CORDOBA CORDOBA WWW.BOLSACBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XBCM XBCM O BOLSA DE COMERCIO DE MENDOZA S.A. MENDOZA WWW.BOLSAMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XBCX XBCM S MERCADO DE VALORES DE MENDOZA S.A. MENDOZA WWW.MERVALMZA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XBUE XBUE O BOLSA DE COMERCIO DE BUENOS AIRES BCBA BUENOS AIRES WWW.BCBA.SBA.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XCNF XCNF O BOLSA DE COMERCIO CONFEDERADA S.A. BCC CORRIENTES WWW.BOLSANOR.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007ARGENTINA AR XMAB XMAB O MERCADO ABIERTO ELECTRONICO S.A. MAE BUENOS AIRES WWW.MAE.COM.AR JUNE 2005 ACTIVE JUNE 2005ARGENTINA AR XMEV XBUE S MERCADO DE VALORES DE BUENOS AIRES S.A. MERVAL BUENOS AIRES WWW.MERVAL.SBA.COM.AR JUNE 2005 ACTIVE JUNE 2005ARGENTINA AR XMTB XMTB O MERCADO A TERMINO DE BUENOS AIRES S.A. MATBA BUENOS AIRES WWW.MATBA.COM.AR JUNE 2005 ACTIVE JUNE 2005ARGENTINA AR XMVL BCFS S MERCADO DE VALORES DEL LITORAL S.A. SANTA FE WWW.MVL.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XROS XROS O BOLSA DE COMERCIO ROSARIO BCR ROSARIO WWW.BCR.COM.AR JUNE 2005 ACTIVE JUNE 2005ARGENTINA AR XROX XROS S MERCADO DE VALORES DE ROSARIO S.A. MERVAROS ROSARIO WWW.MERVAROS.COM.AR JANUARY 2011 ACTIVE JANUARY 2011ARGENTINA AR XTUC XROS S NUEVA BOLSA DE COMERCIO DE TUCUMAN S.A. NBCT TUCUMAN WWW.NBCT.COM.AR NOVEMBER 2007 ACTIVE NOVEMBER 2007ARMENIA AM XARM XARM O NASDAQ OMX ARMENIA ARMEX YEREVAN WWW.NASDAQOMX.COM FEBRUARY 2011 ACTIVE FEBRUARY 2011 NASDAQ OMX ARMENIA IS THE NEW NAME OF THE ARMENIAN STOCK EXCHANGE.AUSTRALIA AU APXL APXL O SYDNEY STOCK EXCHANGE LIMITED SSX SYDNEY WWW.SSX.SYDNEY FEBRUARY 2016 ACTIVE AUGUST 2011 AS A SECURITIES EXCHANGE,SSX PROVIDES ‘LISTING’ FACILITIES TO COMPANIES AND SECURITIES ISSUERS AS WELL AS ‘TRADING’ FACILITIES FOR STOCK BROKERS, TRADERS AND INVESTORS TO BUY AND SELL SHARES/SECURITIES.AUSTRALIA AU ASXB XASX S ASX BOOKBUILD ASX SYDNEY WWW.ASX.COM.AU OCTOBER 2012 ACTIVE OCTOBER 2012 ON-MARKET AUTOMATED BOOKBUILD MECHANISM CALLED ASX BOOKBUILD TO ALLOW ASX LISTED COMPANIES TO PRICE AND ALLOCATE NEW SECURITIES.AUSTRALIA AU ASXC XASX S ASX - CENTRE POINT ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM FEBRUARY 2018 ACTIVE AUGUST 2011 CENTRE POINT ARE ORDER TYPES IN ASX TRADE ENABLING EXECUTION AT THE PREVAILING MIDPOINT OF THE BEST BID AND OFFER OF THE ASX CENTRAL LIMIT ORDER BOOK.AUSTRALIA AU ASXP XASX S ASX - PUREMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX PUREMATCH IS AN ADDITIONAL ORDER BOOK LAUNCHING IN MID 2011 AIMED AT MEETING THE NEEDS OF LATENCY SENSITIVE TRADERS, PROVIDING TRADING IN A SUBSET OF ASX LISTED SECURITIES.AUSTRALIA AU ASXT XASX S ASX TRADEMATCH ASX SYDNEY WWW.ASX.COM.AU MAY 2012 ACTIVE SEPTEMBER 2011 MERGER BETWEEN XASX AND XSFE.AUSTRALIA AU ASXV XASX S ASX - VOLUMEMATCH ASX SYDNEY WWW.ASX.COM.AU/TRADING_SERVICES/ASX-TRADE.HTM AUGUST 2011 ACTIVE AUGUST 2011 ASX LAUNCHED VOLUMEMATCH IN JUNE 2011, AN ASX TRADE EXECUTION FACILITY THAT ENABLES END USERS TO SEARCH FOR LIQUIDITY AND EXECUTE LARGE ORDERS ANONYMOUSLY.AUSTRALIA AU AWBX AWBX O AUSTRALIAN WHEAT BOARD AWB MELBOURNE WWW.AWB.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006AUSTRALIA AU AWEX AWEX O AUSTRALIAN WOOL EXCHANGE AWEX LANE COVE WWW.AWEX.COM.AU SEPTEMBER 2006 ACTIVE SEPTEMBER 2006AUSTRALIA AU BLEV BLEV O BLOCK EVENT MELBOURNE WWW.BLOCKEVENT.COM APRIL 2015 ACTIVE APRIL 2015 ELECTRONIC BLOCK TRADING PLATFORM FOR EQUITIES.AUSTRALIA AU BLXA BLXA O INSTINET BLX (AU) SYDNEY WWW.INSTINET.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 BLOCK FOCUSED LIQUIDITY POOL FOR AUSTRALIAN EQUITIES.AUSTRALIA AU CFAU CSAU S CROSSFINDER AUSTRALIA SYDNEY WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL AUSTRALIAAUSTRALIA AU CGMA CGMA O CITI MATCH AUSTRALIA SYDNEY HTTP://ICG.CITI.COM/ICG/GLOBAL_MARKETS/PRODUCT_SOLUTIONS/GLOBAL_EQUITIES/CITI_MATCH.JSP JULY 2012 ACTIVE JULY 2012AUSTRALIA AU CHIA CHIA O CHI-X AUSTRALIA SYDNEY WWW.CHI-X.COM/APAC/ APRIL 2010 ACTIVE APRIL 2010AUSTRALIA AU CLAU CLAU O CLSA AUSTRALIA - DARK SYDNEY WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL.AUSTRALIA AU CSAU CSAU O CREDIT SUISSE EQUITIES (AUSTRALIA) LIMITED SYDNEY WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN AUSTRALIAAUSTRALIA AU CXAC CHIA S CHI-X MARKET AUSTRALIA - LIMIT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE SEPTEMBER 2012 CHI-X LIMIT VENUEAUSTRALIA AU CXAF CHIA S CHI-X AUSTRALIA MARKET PEG (FARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MARKET PEG (FARPOINT) VENUEAUSTRALIA AU CXAM CHIA S CHI-X MOC SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X MARKET ON CLOSE VENUEAUSTRALIA AU CXAN CHIA S CHI-X AUSTRALIA PRIMARY PEG (NEARPOINT) VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X PRIMARY PEG (NEARPOINT) VENUEAUSTRALIA AU CXAP CHIA S CHI-X AUSTRALIA MID-POINT VENUE CXA SYDNEY WWW.CHI-X.COM.AU MAY 2014 ACTIVE MAY 2014 CHI-X MID-POINT VENUEAUSTRALIA AU CXAQ CHIA S CHI-X AUSTRALIA -QUOTED MANAGED FUNDS SYDNEY WWW.CHI-X.COM.AU DECEMBER 2016 ACTIVE DECEMBER 2016 CHI-X QUOTED MANAGED FUNDS.AUSTRALIA AU CXAR CHIA S CHI-X AUSTRALIA - TRANSFERABLE CUSTODY RECEIPT MARKET CHI-X SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2016 ACTIVE NOVEMBER 2016 CHI-X TCR MARKET.AUSTRALIA AU CXAV CHIA S CHI-X VWAP SYDNEY WWW.CHI-X.COM.AU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CHI-X VWAP VENUEAUSTRALIA AU CXAW CHIA S CHI-X AUSTRALIA - WARRANTS CXA SYDNEY WWW.CHI-X.COM.AU NOVEMBER 2015 ACTIVE NOVEMBER 2015 CHI-X WARRANTSAUSTRALIA AU MACB MAQX S MACQUARIE AUSTRALIA BLOCK CROSSING SYDNEY WWW.MACQUARIE.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017AUSTRALIA AU MAQX MAQX O MACQUARIE INTERNAL MARKETS (AUSTRALIA) SYDNEY WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2012 MACQUARIE DARK POOL (AUSTRALIA)AUSTRALIA AU MSAL MSAL O MORGAN STANLEY AUSTRALIA SECURITIES LIMITED SYDNEY WWW.MORGANSTANLEY.COM JULY 2015 ACTIVE JULY 2015AUSTRALIA AU NSXB NSXB O BENDIGO STOCK EXCHANGE LIMITED BSX MELBOURNE WWW.BSX.COM.AU JUNE 2007 ACTIVE JUNE 2007AUSTRALIA AU SIGA SIGA O SIGMA X AUSTRALIA SYDNEY WWW.GSET.GS.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 ALTERNATIVE TRADING SYSTEM (ATS)OPERATED BY GOLDMAN SACHSAUSTRALIA AU SIMV SIMV O SIM VENTURE SECURITIES EXCHANGE SYDNEY WWW.SIMVSE.COM.AU DECEMBER 2011 ACTIVE DECEMBER 2011AUSTRALIA AU XASX XASX O ASX - ALL MARKETS ASX SYDNEY WWW.ASX.COM.AU JUNE 2012 ACTIVE MAY 2012AUSTRALIA AU XFEX XFEX O FEX GLOBAL FEX SYDNEY WWW.FEX.COM.AU DECEMBER 2019 ACTIVE NOVEMBER 2014 ELECTRONIC TRADING PLATFORM. REGISTERED MARKET FOR ENERGY, COMMODITY AND ENVIRONMENTAL DERIVATIVES.AUSTRALIA AU XNEC XNEC O NATIONAL STOCK EXCHANGE OF AUSTRALIA LIMITED NSXA NEWCASTLE WWW.NSXA.COM.AU JUNE 2007 ACTIVE JUNE 2007AUSTRALIA AU XSFE XASX S ASX - TRADE24 SFE SYDNEY WWW.SFE.COM.AU MAY 2012 ACTIVE SEPTEMBER 2010AUSTRALIA AU XYIE XYIE O YIELDBROKER PTY LTD SYDNEY WWW.YIELDBROKER.COM JUNE 2005 ACTIVE JUNE 2005AUSTRIA AT APAW APAW O WIENER BOERSE AG - APA VIENNA WWW.WIENERBOERSE.AT JULY 2017 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT.AUSTRIA AT BKSK BKSK O BKS BANK AG - SYSTEMATIC INTERNALISER KLAGENFURT AM WOERTHERSEE WWW.BKS.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.AUSTRIA AT EGSI EGSI O ERSTE GROUP BANK AG VIENNA WWW.ERSTEGROUP.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER.AUSTRIA AT EXAA XWBO S WIENER BOERSE AG, AUSTRIAN ENERGY EXCHANGE EXAA VIENNA WWW.EXAA.AT MAY 2016 ACTIVE MAY 2007AUSTRIA AT OBKL OBKL O OBERBANK AG - SYSTEMATIC INTERNALISER LINZ WWW.OBERBANK.AT AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.AUSTRIA AT RBIV RBIV O RAIFFEISEN BANK INTERNATIONAL AG - SYSTEMATIC INTERNALISER VIENNA WWW.RBINTERNATIONAL.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.AUSTRIA AT RLBO RLBO O RAIFFEISENLANDESBANK OBERÖSTERREICH - SYSTEMATIC INTERNALISER LINZ WWW.RLBOOE.AT APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER.AUSTRIA AT SLHB SLHB O SALZBURGER LANDES-HYPOTHEKENBANK SALZBURG WWW.HYPOSALZBURG.AT SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.AUSTRIA AT UCBA UCBA O UNICREDIT BANK AUSTRIA AG VIENNA WWW.BANKAUSTRIA.AT OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER. REGISTERED FOR SYSTEMATIC INTERNALISER BUT NON-ACTIVE.AUSTRIA AT WBAH XWBO S WIENER BOERSE AG AMTLICHER HANDEL (OFFICIAL MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007AUSTRIA AT WBDM XWBO S WIENER BOERSE AG DRITTER MARKT (THIRD MARKET) VIENNA WWW.WIENERBOERSE.AT JULY 2007 ACTIVE JULY 2007AUSTRIA AT XRCB XRCB O RAIFFEISEN CENTROBANK AG - SYSTEMATIC INTERNALISER RCB VIENNA WWW.RCB.AT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.AUSTRIA AT XVIE XWBO S WIENER BOERSE AG, WERTPAPIERBOERSE (SECURITIES EXCHANGE) VIENNA WWW.WIENERBORSE.AT APRIL 2011 ACTIVE APRIL 2011AUSTRIA AT XWBO XWBO O WIENER BOERSE AG VIENNA WWW.WIENERBOERSE.AT NOVEMBER 2008 ACTIVE NOVEMBER 2008AZERBAIJAN AZ BSEX BSEX O BAKU STOCK EXCHANGE BAKU WWW.BSE.AZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007AZERBAIJAN AZ XIBE XIBE O BAKU INTERBANK CURRENCY EXCHANGE BAKU WWW.BBVB.ORG JUNE 2005 ACTIVE JUNE 2005BAHAMAS BS XBAA XBAA O BAHAMAS INTERNATIONAL SECURITIES EXCHANGE BISX NASAU WWW.BISXBAHAMAS.COM JUNE 2005 ACTIVE JUNE 2005BAHRAIN BH BFEX BFEX O BAHRAIN FINANCIAL EXCHANGE MANAMA WWW.BFX.BH OCTOBER 2010 ACTIVE OCTOBER 2010 THE BFX IS THE FIRST MULTI-ASSET CLASS EXCHANGE IN THE MIDDLE EAST REGION AND WILL BE INTERNATIONALLY ACCESSIBLE TO TRADE CASH INSTRUMENTS, STRUCTURED PRODUCTS AND SHARIA-COMPLIANT FINANCIAL INSTRUMENTS AS WELL AS DERIVATIVES.BAHRAIN BH XBAH XBAH O BAHRAIN BOURSE BSE MANAMA WWW.BAHRAINBOURSE.COM.BH JUNE 2011 ACTIVE JUNE 2011BANGLADESH BD XCHG XCHG O CHITTAGONG STOCK EXCHANGE LTD. CSE CHITTAGONG WWW.CSEBD.COM JUNE 2005 ACTIVE JUNE 2005BANGLADESH BD XDHA XDHA O DHAKA STOCK EXCHANGE LTD DSE DHAKA WWW.DSEBD.ORG JUNE 2005 ACTIVE JUNE 2005BARBADOS BB BAJM XBAB S BARBADOS STOCK EXCHANGE - JUNIOR MARKET BSE BRIDGETOWN WWW.BSE.COM.BB MARCH 2013 ACTIVE MARCH 2013 MARKET FOR SMALL COMPANIESBARBADOS BB XBAB XBAB O BARBADOS STOCK EXCHANGE BSE BRIDGETOWN WWW.BSE.COM.BB JUNE 2005 ACTIVE JUNE 2005 MAIN MARKETBELARUS BY BCSE BCSE O BELARUS CURRENCY AND STOCK EXCHANGE BCSE MINSK WWW.BCSE.BY AUGUST 2006 ACTIVE AUGUST 2006BELGIUM BE ALXB XBRU S EURONEXT GROWTH BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007BELGIUM BE BEAM BEAM O MTS ASSOCIATED MARKETS BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE MAY 2017BELGIUM BE BELB BELB O BELFIUS BANK NV/SA BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018BELGIUM BE BELF BELB S BELFIUS BANK NV/SA FIXED INCOME - SYSTEMATIC INTERNALISER BRUSSELS WWW.BELFIUS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER FOR CORPORATE, COVERED AND OTHER PUBLIC BONDS ISSUED BY BELGIAN ISSUERS.BELGIUM BE BKBF BKBR S BNY MELLON S.A./N.V. - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.BELGIUM BE BKBR BKBR O BNY MELLON S.A./N.V. - BRUSSELS BRANCH BNYM BRUSSELS WWW.BNYMELLON.COM OCTOBER 2017 ACTIVE OCTOBER 2017BELGIUM BE BLPX BLPX O BELGIAN POWER EXCHANGE BLPX BRUSSELS WWW.BELPEX.BE NOVEMBER 2007 ACTIVE NOVEMBER 2007BELGIUM BE BMTS BEAM S MTS BELGIUM BRUSSELS WWW.MTSBELGIUM.COM MAY 2017 ACTIVE NOVEMBER 2005BELGIUM BE BNPF BNPF O BNP PARIBAS FORTIS SA/NV- SYSTEMATIC INTERNALISER BNPPF SI BRUSSELS WWW.BNPPARIBASFORTIS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.BELGIUM BE KBCB KBCB O KBC BANK NV GROUP MARKETS - SYSTEMATIC INTERNALISER BRUSSELS WWW.KBC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.BELGIUM BE MLXB XBRU S EURONEXT ACCESS BRUSSELS BRUSSELS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007BELGIUM BE MTSD BEAM S MTS DENMARK BRUSSELS WWW.MTSDENMARK.COM JUNE 2017 ACTIVE NOVEMBER 2005BELGIUM BE MTSF BEAM S MTS FINLAND BRUSSELS WWW.MTSFINLAND.COM JUNE 2017 ACTIVE NOVEMBER 2005BELGIUM BE SMBB SMBB O SUMITOMO MITSUI BANKING CORPORATION - BRUSSELS BRANCH - SYSTEMATIC INTERNALISER BRUSSELS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.BELGIUM BE TNLB XBRU S EURONEXT - TRADING FACILITY BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007BELGIUM BE TNLK XBRU S EURONEXT BLOCKS BRUSSELS WWW.EURONEXT.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR BLOCKS.BELGIUM BE VPXB XBRU S EURONEXT - VENTES PUBLIQUES BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007BELGIUM BE XBRD XBRU S EURONEXT - EURONEXT BRUSSELS - DERIVATIVES BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007BELGIUM BE XBRU XBRU O EURONEXT - EURONEXT BRUSSELS BRUSSELS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005BERMUDA BM 24EX 24EX O 24 EXCHANGE 24EX BERMUDA WWW.24EXCHANGE.NET SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 FOREIGN EXCHANGE AND EQUITIES.BERMUDA BM GTXE GTXE O GTX ECN HAMILTON WWW.GAINGTX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 GTX ELECTRONIC COMMUNICATIONS NETWORK.BERMUDA BM XBDA XBDA O BERMUDA STOCK EXCHANGE LTD BSX HAMILTON WWW.BSX.COM JUNE 2005 ACTIVE JUNE 2005BOLIVIA BO XBOL XBOL O BOLSA BOLIVIANA DE VALORES S.A. LA PAZ WWW.BOLSA-VALORES-BOLIVIA.COM JUNE 2005 ACTIVE JUNE 2005BOSNIA AND HERZEGOVINA BA BLBF XBLB S BANJA LUKA STOCK EXCHANGE - FREE MARKET BLSE BANJA LUKA WWW.BLBERZA.COM MARCH 2013 ACTIVE MARCH 2013BOSNIA AND HERZEGOVINA BA XBLB XBLB O BANJA LUKA STOCK EXCHANGE BANJA LUKA WWW.BLBERZA.COM OCTOBER 2005 ACTIVE OCTOBER 2005BOSNIA AND HERZEGOVINA BA XSSE XSSE O SARAJEVO STOCK EXCHANGE SASE SARAJEVO WWW.SASE.BA JUNE 2007 ACTIVE JUNE 2007BOTSWANA BW BOTE XBOT S BOTSWANA STOCK EXCHANGE - EXCHANGE TRADED FUNDS (ETF) BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013BOTSWANA BW BOTV XBOT S BOTSWANA STOCK EXCHANGE - VENTURE CAPITAL BOT GABORONE WWW.BSE.CO.BW MARCH 2013 ACTIVE MARCH 2013BOTSWANA BW XBOT XBOT O BOTSWANA STOCK EXCHANGE GABORONE WWW.BSE.CO.BW JUNE 2005 ACTIVE JUNE 2005BRAZIL BR BCMM BCMM O BOLSA DE CEREAIS E MERCADORIAS DE MARINGÁ MARINGA WWW.BCMM.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET.BRAZIL BR BOVM BOVM O BOLSA DE VALORES MINAS-ESPÍRITO SANTO-BRASÍLIA ESPIRITO SANTO WWW.BOVMESB.COM.BR MARCH 2013 ACTIVE DECEMBER 2010 COMMODITIES MARKET.BRAZIL BR BRIX BRIX O BRAZILIAN ENERGY EXCHANGE SAO PAULO MAY 2011 ACTIVE MAY 2011 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVESBRAZIL BR BVMF BVMF O BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS SAO PAULO WWW.BMFBOVESPA.COM.BR APRIL 2010 ACTIVE APRIL 2010 EQUITIES, SECURITIES, FINANCIAL ASSETS, INDICES, INTEREST RATES, AGRICULTURAL COMMODITIES, AND FOREIGN EXCHANGE FUTURES AND SPOT CONTRACTS.BRAZIL BR CETI CETI O CETIP S.A. - MERCADOS ORGANIZADOS RIO DE JANEIRO WWW.CETIP.COM.BR MARCH 2013 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING, TRADE REGISTRATION AND FINANCIAL SETTLEMENT FOR TRANSACTIONS INVOLVING FIXED INCOME SECURITIES AND OTC DERIVATIVES.BRAZIL BR SELC SELC O SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS RIO DE JANEIRO WWW4.BCB.GOV.BR JANUARY 2011 ACTIVE JANUARY 2011 SELIC (SISTEMA ESPECIAL DE LIQUIDACAO E CUSTODIA DE TITULOS PUBLICOS - IN ENGLISH: SPECIAL SYSTEM FOR CUSTODY AND SETTLEMENT OF PUBLIC SECURITIES) IS THE CENTRAL CUSTODIAN FOR ALL SECURITIES EMITTED BY THE BRAZILIAN NATIONAL TREASURY.BULGARIA BG ABUL XBUL S BULGARIAN STOCK EXCHANGE - ALTERNATIVE MARKET BSE SOFIA WWW.BSE-SOFIA.BG AUGUST 2016 ACTIVE AUGUST 2016 ALTERNATIVE REGULATED MARKET.BULGARIA BG BGHX BGHX O BALKAN GAS HUB EAD SOFIA WWW.BALKANGASHUB.BG DECEMBER 2019 ACTIVE DECEMBER 2019 COMMODITIES AND DERIVATIVES OTC AND EXCHANGE MARKET OPERATOR.BULGARIA BG GBUL XBUL S BULGARIAN STOCK EXCHANGE - SME GROWTH MARKET BEAM BEAM SOFIA WWW.BSE-SOFIA.BG JANUARY 2019 ACTIVE JANUARY 2019 BULGARIAN STOCK EXCHANGE SME GROWTH MARKET.BULGARIA BG IBEX IBEX O INDEPENDENT BULGARIAN ENERGY EXCHANGE IBEX SOFIA WWW.IBEX.BG DECEMBER 2015 ACTIVE DECEMBER 2015 IBEX WAS ESTABLISHED JANUARY 2014, AS A FULLY-OWNED SUBSIDIARY OF THE BULGARIAN ENERGY HOLDING EAD. IBEX HOLDS A 10-YEAR LICENSE BY THE STATE ENERGY AND WATER REGULATORY COMMISSION TO ORGANIZING A POWER EXCHANGE FOR ELECTRICITY IN BULGARIA.BULGARIA BG IBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL INSTRUMENTS BSE SOFIA WWW.BSE-SOFIA.BG MAY 2017 ACTIVE MAY 2017BULGARIA BG JBUL XBUL S BULGARIAN STOCK EXCHANGE - INTERNATIONAL MTF BSE-MTF SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 INTERNATIONAL INSTRUMENTS OF MULTILATERAL TRADING FACILITY, ORGANIZED BY BULGARIAN STOCK EXCHANGE.BULGARIA BG MBUL MBUL O MTF SOFIA SOFIA WWW.CAPMAN.BG NOVEMBER 2016 ACTIVE NOVEMBER 2016 MULTILATERAL TRADING FACILITY FOR EQUITIES, BONDS, DERIVATIVES.BULGARIA BG PBUL XBUL S BULGARIAN STOCK EXCHANGE - APA SOFIA WWW.BSE-SOFIA.BG DECEMBER 2018 ACTIVE DECEMBER 2018 APPROVED PUBLICATION ARRANGEMENT (APA) SERVICE OF THE BULGARIAN STOCK EXCHANGE (BSE).BULGARIA BG XBUL XBUL O BULGARIAN STOCK EXCHANGE BSE SOFIA WWW.BSE-SOFIA.BG JUNE 2005 ACTIVE JUNE 2005BULGARIA BG ZBUL XBUL S BULGARIAN STOCK EXCHANGE - MAIN MARKET SOFIA WWW.BSE-SOFIA.BG FEBRUARY 2019 ACTIVE FEBRUARY 2019 BULGARIAN STOCK EXCHANGE MAIN MARKET.CAMBODIA KH XCSX XCSX O CAMBODIA SECURITIES EXCHANGE CSX PHNOM PENH WWW.CSX.COM.KH MAY 2012 ACTIVE MAY 2012CAMEROON CM XDSX XDSX O DOUALA STOCK EXCHANGE DOUALA WWW.DOUALA-STOCK-EXCHANGE.COM MAY 2008 ACTIVE MAY 2008 REGISTERED MARKET FOR EQUITIESCANADA CA BNSX BNSX O THE BANK OF NOVA SCOTIA - SYSTEMATIC INTERNALISER TORONTO WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER.CANADA CA CAND CAND O CANDEAL.CA INC CANDEAL TORONTO WWW.CANDEAL.COM DECEMBER 2016 ACTIVE DECEMBER 2016 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES AND DERIVATIVES.CANADA CA CANX CANX O CANNEX FINANCIAL EXCHANGE LTS CANNEX TORONTO WWW.CANNEX.COM JUNE 2005 ACTIVE JUNE 2005CANADA CA CHIC CHIC O CHI-X CANADA ATS TORONTO WWW.CHI-XCANADA.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 MARKET MODEL FOCUSED ON EQUAL OPPORTUNITY TRADING AND MARKET-LEVEL INNOVATION TO DRIVE GROWTH IN THE CANADIAN EQUITY MARKETCANADA CA COTC COTC O BMO CAPITAL MARKETS - CAD OTC TRADES TORONTO WWW.BMOCM.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 OVER THE COUNTER TRADING OF CAD EQUITY.CANADA CA IFCA IFCA O ICE FUTURES CANADA WINNIPEG WWW.THEICE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS. IFCA REPLACES MIC XWCE.CANADA CA IVZX IVZX O INVESCO CANADA PTF TRADES TORONTO WWW.INVESCO.CA JULY 2014 ACTIVE JULY 2014 TRADING PLATFORM FOR MUTUAL FUNDSCANADA CA LICA LICA O LIQUIDNET CANADA ATS TORONTO WWW.LIQUIDNET.COM SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 REGISTERED MARKET FOR EQUITIES, ELECTRONIC TRADING.CANADA CA LYNX OMGA S LYNX ATS TORONTO WWW.OMEGAATS.COM NOVEMBER 2012 ACTIVE NOVEMBER 2012 LYNX ATS IS A REGISTERED MARKET FOR THE FULLY ELECTRONIC TRADING OF EQUITIES AND FIXED INCOME.CANADA CA MATN MATN O MATCH NOW TORONTO WWW.TRIACTCANADA.COM JANUARY 2008 ACTIVE JANUARY 2008 MARKETPLACE FOR REGISTERED CANADIAN INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES.CANADA CA NEOC NEOE S NEO CONNECT NEO CONNECT TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018CANADA CA NEOD NEOE S NEO EXCHANGE - NEO-D (DARK) NEO-D TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018CANADA CA NEOE NEOE O NEO EXCHANGE - NEO-L (MARKET BY ORDER) NEO-L TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2014CANADA CA NEON NEOE S NEO EXCHANGE - NEO-N (MARKET BY PRICE) NEO-N TORONTO WWW.NEOSTOCKEXCHANGE.COM JUNE 2019 ACTIVE JULY 2018CANADA CA NGXC NGXC O NATURAL GAS EXCHANGE NGX CALGARY WWW.NGX.COM MAY 2010 ACTIVE MAY 2010 NGX PROVIDES ELECTRONIC TRADING, CENTRAL COUNTERPARTY CLEARING AND DATA SERVICES TO THE NORTH AMERICAN NATURAL GAS AND ELECTRICITY MARKETS.CANADA CA OMGA OMGA O OMEGA ATS TORONTO WWW.OMEGAATS.COM JANUARY 2008 ACTIVE JANUARY 2008CANADA CA PURE XCNQ S PURE TRADING TORONTO WWW.PURETRADING.CA DECEMBER 2006 ACTIVE DECEMBER 2006CANADA CA VDRK XTSX S TSX VENTURE EXCHANGE - DRK TSXV DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSXV DARK ORDER BOOK TRADES.CANADA CA XATS XATS O ALPHA EXCHANGE TORONTO WWW.ALPHATRADINGSYSTEMS.CA MAY 2012 ACTIVE MAY 2012 REGULATED MARKETPLACE FOR TRADING EQUITY AND EQUITY RELATED SECURITIES.CANADA CA XBBK XBBK O PERIMETER FINANCIAL CORP. - BLOCKBOOK ATS TORONTO WWW.PFIN.CA MAY 2008 ACTIVE MAY 2008 ALTERNATIVE TRADING SYSTEM FOR BLOCK TRADING OF CANADIAN LISTED EQUITIESCANADA CA XCNQ XCNQ O CANADIAN NATIONAL STOCK EXCHANGE CNSX TORONTO WWW.CNSX.CA APRIL 2009 ACTIVE APRIL 2009 FORMERLY KNOWN AS THE CANADA TRADING AND QUOTING SYSTEM INC.(CANADA'S NEW STOCK EXCHANGE)CANADA CA XCX2 CHIC S CX2 TORONTO WWW.CHI-X.COM/CA DECEMBER 2012 ACTIVE DECEMBER 2012 REGISTERED MARKET FOR EQUITIESCANADA CA XCXD XCXD O NASDAQ CXD TORONTO HTTP://BUSINESS.NASDAQ.COM/TRADE/CANADIAN-EQUITIES/OVERVIEW SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 NON-DISPLAYED MARKET FOR EQUITIES.CANADA CA XDRK XTSE S TORONTO STOCK EXCHANGE - DRK TSX DRK TORONTO WWW.TSX.COM MAY 2019 ACTIVE MAY 2019 FOR TSX DARK ORDER BOOK TRADES.CANADA CA XICX XICX O INSTINET CANADA CROSS TORONTO WWW.INSTINET.COM NOVEMBER 2010 ACTIVE NOVEMBER 2010 ALTERNATIVE CANADIAN MARKETPLACE TO REGISTERED INVESTMENT DEALERS AND THEIR CLIENTS TO TRADE CANADIAN LISTED EQUITIES.CANADA CA XMOC XMOC O MONTREAL CLIMATE EXCHANGE MONTREAL WWW.M-X.CA JULY 2008 ACTIVE JULY 2008CANADA CA XMOD XMOD O THE MONTREAL EXCHANGE / BOURSE DE MONTREAL CDE MONTREAL WWW.M-X.CA JUNE 2005 ACTIVE JUNE 2005CANADA CA XTNX XTSX S TSX VENTURE EXCHANGE - NEX NEX VANCOUVER WWW.TSX.COM/EN/NEX JUNE 2005 ACTIVE JUNE 2005CANADA CA XTSE XTSE O TORONTO STOCK EXCHANGE TSX TORONTO WWW.TSE.COM JUNE 2005 ACTIVE JUNE 2005CANADA CA XTSX XTSX O TSX VENTURE EXCHANGE TSX-V TORONTO WWW.TSX.COM JUNE 2005 ACTIVE JUNE 2005CAPE VERDE CV XBVC XBVC O CAPE VERDE STOCK EXCHANGE BVC PRAIA WWW.BVC.CV NOVEMBER 2005 ACTIVE NOVEMBER 2005CAYMAN ISLANDS KY XCAY XCAY O CAYMAN ISLANDS STOCK EXCHANGE GEORGETOWN WWW.CSX.COM.KY JUNE 2005 ACTIVE JUNE 2005CHILE CL BOVA BOVA O BOLSA DE CORREDORES - BOLSA DE VALORES VALPARAISO WWW.BOVALPO.COM DECEMBER 2010 ACTIVE DECEMBER 2010 EQUITY AND BOND MARKET.CHILE CL XBCL XBCL O LA BOLSA ELECTRONICA DE CHILE BOLCHILE SANTIAGO WWW.BOLCHILE.CL JUNE 2005 ACTIVE JUNE 2005CHILE CL XSGO XSGO O SANTIAGO STOCK EXCHANGE SANTIAGO WWW.BOLSADESANTIAGO.COM JUNE 2005 ACTIVE JUNE 2005CHINA CN CCFX CCFX O CHINA FINANCIAL FUTURES EXCHANGE SHANGHAI WWW.CFFEX.COM.CN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007CHINA CN CFBC XCFE S CHINA FOREIGN EXCHANGE TRADE SYSTEM - SHANGHAI - HONG KONG BOND CONNECT CFETSBC SHANGHAI WWW.CHINAMONEY.COM.CN FEBRUARY 2018 ACTIVE FEBRUARY 2018CHINA CN CSSX CSSX O CHINA STAINLESS STEEL EXCHANGE WUXI WWW.EXBXG.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012CHINA CN GSXC GSXC O GSX CHINA BEIJING WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY.CHINA CN SGEX SGEX O SHANGHAI GOLD EXCHANGE SGE SHANGHAI WWW.SGE.SH JUNE 2006 ACTIVE JUNE 2006

Page 3: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSCHINA CN XCFE XCFE O CHINA FOREIGN EXCHANGE TRADE SYSTEM CFETS SHANGHAI WWW.CHINAMONEY.COM.CN JUNE 2005 ACTIVE JUNE 2005CHINA CN XDCE XDCE O DALIAN COMMODITY EXCHANGE DCE DALIAN WWW.DCE.COM.CN JUNE 2005 ACTIVE JUNE 2005CHINA CN XINE XSGE S SHANGHAI INTERNATIONAL ENERGY EXCHANGE INE SHANGHAI WWW.INE.CN JUNE 2014 ACTIVE JUNE 2014 EXCHANGE FOR TRADING ELECTRONICALLY ENERGY DERIVATIVESCHINA CN XSEC XSHE S SHENZHEN STOCK EXCHANGE - SHENZHEN - HONG KONG STOCK CONNECT SHENZHEN WWW.SZSE.CN MAY 2015 ACTIVE MAY 2015CHINA CN XSGE XSGE O SHANGHAI FUTURES EXCHANGE SHFE SHANGHAI WWW.SHFE.COM.CN JUNE 2005 ACTIVE JUNE 2005CHINA CN XSHE XSHE O SHENZHEN STOCK EXCHANGE SHENZHEN WWW.SZSE.CN JUNE 2005 ACTIVE JUNE 2005CHINA CN XSHG XSHG O SHANGHAI STOCK EXCHANGE SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE JUNE 2005CHINA CN XSSC XSHG S SHANGHAI STOCK EXCHANGE - SHANGHAI - HONG KONG STOCK CONNECT SSE SHANGHAI WWW.SSE.COM.CN AUGUST 2014 ACTIVE AUGUST 2014 FOREIGN INVESTORS TRADING IN A-SHARE STOCK LISTED IN SHANGHAI STOCK EXCHANGE UNDER SHANGHAI-HONG KONG STOCK CONNECTCHINA CN XZCE XZCE O ZHENGZHOU COMMODITY EXCHANGE ZCE ZHENGZHOU WWW.CZCE.COM.CN JUNE 2005 ACTIVE JUNE 2005COLOMBIA CO XBOG XBOG O BOLSA DE VALORES DE COLOMBIA BVC BOGOTA WWW.BVC.COM.CO JUNE 2005 ACTIVE JUNE 2005COSTA RICA CR XBNV XBNV O BOLSA NACIONAL DE VALORES, S.A. BNV SAN JOSE WWW.BOLSACR.COM JUNE 2005 ACTIVE JUNE 2005CROATIA HR XCRO XCRO O CROATIAN POWER EXCHANGE CROPEX ZAGREB WWW.CROPEX.HR OCTOBER 2015 ACTIVE OCTOBER 2015 ORGANISED MARKET PLACE FOR ELECTRICITY TRADING.CROATIA HR XTRZ XTRZ O ZAGREB MONEY AND SHORT TERM SECURITIES MARKET INC ZAGREB WWW.TRZISTENOVCA.HR APRIL 2007 ACTIVE APRIL 2007CROATIA HR XZAG XZAG O ZAGREB STOCK EXCHANGE ZAGREB WWW.ZSE.HR JUNE 2005 ACTIVE JUNE 2005CROATIA HR XZAP XZAG S PROGRESS MARKET ZAGREB HTTP://PROGRESS.MARKET DECEMBER 2017 ACTIVE DECEMBER 2017 MULTILATERAL TRADING FACILITY FOR SMALL AND MEDIUM-SIZED ENTERPRISES.CROATIA HR ZAPA XZAG S ZAGREB STOCK EXCHANGE - APA ZAGREB WWW.ZSE.HR FEBRUARY 2018 ACTIVE FEBRUARY 2018 APPROVED PUBLICATION ARRANGEMENT.CURACAO CW DCSX DCSX O DUTCH CARIBBEAN SECURITIES EXCHANGE DCSX WILLEMSTAD WWW.DCSX.AN JANUARY 2012 ACTIVE JANUARY 2012 INTERNATIONAL EXCHANGE FOR THE LISTING AND TRADING IN DOMESTIC- AND INTERNATIONAL SECURITIES.CYPRUS CY ATHL ATHL O ATHLOS CAPITAL INVESTMENT SERVICES LTD - SYSTEMATIC INTERNALISER NICOSIA WWW.ATHLOSCAPITAL.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.CYPRUS CY ATLN ATLN O ATONLINE LIMITED - SYSTEMATIC INTERNALISER NICOSIA WWW.ATONINT.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.CYPRUS CY BCSC BCSC O BROKERCREDITSERVICE (CYPRUS) LIMITED - SYSTEMATIC INTERNALISER BCE LIMASSOL WWW.BCSCYPRUS.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.CYPRUS CY CFIF CFIF O CREDIT FINANCIER INVEST (CFI) LTD CFI LARNACA WWW.CFIFINANCIAL.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018CYPRUS CY GPBC GPBC O GPB-FINANCIAL SERVICES LTD - SYSTEMATIC INTERNALISER LIMASSOL WWW.GPBFS.COM.CY NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.CYPRUS CY MKAP MKAP O MERITKAPITAL - SYSTEMATIC INTERNALISER LIMASSOL WWW.MERITKAPITAL.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.CYPRUS CY RENC RENC O RENAISSANCE SECURITIES (CYPRUS) LIMITED NICOSIA WWW.RENCAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018CYPRUS CY SIBC SIBC O SIB CYPRUS LTD - SYSTEMATIC INTERNALISER SIB NICOSIA WWW.SIB.COM.CY SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.CYPRUS CY XCYO XCYS S CYPRUS STOCK EXCHANGE - OTC NICOSIA (LEFKOSIA) WWW.CSE.COM.CY OCTOBER 2009 ACTIVE OCTOBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC.CYPRUS CY XCYS XCYS O CYPRUS STOCK EXCHANGE CSE NICOSIA (LEFKOSIA) WWW.CSE.COM.CY JUNE 2005 ACTIVE JUNE 2005CYPRUS CY XECM XCYS S MTF - CYPRUS EXCHANGE NICOSIA WWW.CSE.COM.CY/EN/DEFAULT.ASP MAY 2009 ACTIVE MAY 2009CZECH REPUBLIC CZ CELP CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - OTHER LIQUIDITY PROVIDER (OLP) CSOB PRAGUE WWW.CSOB.CZ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTHER LIQUIDITY PROVIDER SEGMENT.CZECH REPUBLIC CZ CESI CSOB S ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB PRAGUE WWW.CSOB.CZ NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.CZECH REPUBLIC CZ CSAS CSAS O CESKA SPORITELNA, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.CSAS.CZ DECEMBER 2019 ACTIVE DECEMBER 2019 SYSTEMATIC INTERNALISER.CZECH REPUBLIC CZ CSOB CSOB O ČESKOSLOVENSKÁ OBCHODNÍ BANKA, A.S. CSOB PRAGUE WWW.CSOB.CZ OCTOBER 2018 ACTIVE OCTOBER 2018CZECH REPUBLIC CZ FTFM FTFS S 42 FINANCIAL SERVICES - MTF 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY REGULATED MARKET.CZECH REPUBLIC CZ FTFS FTFS O 42 FINANCIAL SERVICES 42FS PRAGUE WWW.42FS.COM SEPTEMBER 2018 ACTIVE JULY 2016CZECH REPUBLIC CZ KOME KOME O KOMERCNI BANKA, A.S. PRAGUE WWW.KB.CZ JUNE 2019 ACTIVE JUNE 2019CZECH REPUBLIC CZ RFBK RFBK O RAIFFEISENBANK, AS. - SYSTEMATIC INTERNALISER RBCZ PRAGUE WWW.RB.CZ JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.CZECH REPUBLIC CZ UBCZ UBCZ O UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. PRAGUE WWW.UNICREDITBANK.CZ DECEMBER 2018 ACTIVE DECEMBER 2018CZECH REPUBLIC CZ WOOD WOOD O WOOD & COMPANY FINANCIAL SERVICES, A.S. - SYSTEMATIC INTERNALISER PRAGUE WWW.WOOD.CZ OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.CZECH REPUBLIC CZ XPRA XPRA O PRAGUE STOCK EXCHANGE PSE PRAGUE WWW.PSE.CZ MAY 2010 ACTIVE MAY 2010CZECH REPUBLIC CZ XPRM XPRA S PRAGUE STOCK EXCHANGE - MTF PSE PRAGUE WWW.PSE.CZ JANUARY 2016 ACTIVE JANUARY 2016 MTF MARKET OF THE PRAGUE STOCK EXCHANGE.CZECH REPUBLIC CZ XPXE XPXE O POWER EXCHANGE CENTRAL EUROPE PXE PRAGUE WWW.PXE.CZ MAY 2010 ACTIVE MAY 2010CZECH REPUBLIC CZ XRMO XRMZ S RM-SYSTEM CZECH STOCK EXCHANGE - MTF RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS LEGALLY DEFINED AS A MULTI-SIDED TRADING SYSTEM (MOS) WITH MORE OPEN CONDITIONS FOR ACCEPTING SECURITIES.CZECH REPUBLIC CZ XRMZ XRMZ O RM-SYSTEM CZECH STOCK EXCHANGE RMS CZ PRAGUE WWW.RMSYSTEM.CZ MAY 2010 ACTIVE MAY 2010DENMARK DK ABSI ABSI O ALM. BRAND BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.ALMBRAND.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK ALSI ALSI O AKTIESELSKABET ARBEJDERNES LANDSBANK - SYSTEMATIC INTERNALISER ALSI COPENHAGEN WWW.AL-BANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK DASI DASI O DANSKE BANK A/S - SYSTEMATIC INTERNALISER COPENHAGEN WWW.DANSKEBANK.DK MARCH 2017 ACTIVE MARCH 2017 SYSTEMATIC INTERNALISER.DENMARK DK DCSE XCSE S NASDAQ COPENHAGEN A/S - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XCSEDENMARK DK DKTC DKTC O DANSK OTC HORSENS WWW.DANSKOTC.DK SEPTEMBER 2007 ACTIVE SEPTEMBER 2007DENMARK DK DNDK XCSE S FIRST NORTH DENMARK - NORDIC@MID COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH DENMARKDENMARK DK DSME XCSE S FIRST NORTH DENMARK -SME GROWTH MARKET COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018DENMARK DK FNDK XCSE S FIRST NORTH DENMARK COPENHAGEN WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS.DENMARK DK JBSI JBSI O JYSKE BANK - SYSTEMATIC INTERNALISER SILKEBORG WWW.JYSKEBANK.DK SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK JYSI JYSI O DEN JYSKE SPAREKASSE - SYSTEMATIC INTERNALISER GRINDSTED WWW.DJS.DK SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.DENMARK DK LASP LASP O LAN AND SPAR BANK A/S COPENHAGEN WWW.LSB.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017DENMARK DK MCSE XCSE S NASDAQ COPENHAGEN A/S – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016DENMARK DK MNDK XCSE S FIRST NORTH DENMARK – AUCTION ON DEMAND COPENHAGEN WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016DENMARK DK NPGA NPGA O GASPOINT NORDIC A/S GPN COPENHAGEN WWW.GASPOINTNORDIC.COM MARCH 2015 ACTIVE JUNE 2011 GASPOINT NORDIC IS OPERATING A PLATFORM FOR CONTINUOUS ELECTRONIC TRADING OF GAS, DELIVERABLE TO THE ETF VIRTUAL TRADING POINT.DENMARK DK NYSI NYSI O NYKREDIT BANK - SYSTEMATIC INTERNALISER COPENHAGEN WWW.NYKREDIT.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK SBSI SBSI O SYDBANK A/S AABENRAA WWW.SYDBANK.DK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK SKSI SKSI O SPAREKASSEN KRONJYLLAND - SYSTEMATIC INTERNALISER RANDERS WWW.SPARKRON.DK NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.DENMARK DK SNSI SNSI O SPAR NORD BANK - SYSTEMATIC INTERNALISER AALBORG WWW.SPARNORD.DK MAY 2017 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER.DENMARK DK SXSI SXSI O SAXO BANK A/S COPENHAGEN WWW.HOME.SAXO MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER FOR BONDSDENMARK DK XCSE XCSE O NASDAQ COPENHAGEN A/S COPENHAGEN WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE SEPTEMBER 2007DOMINICAN REPUBLIC DO XBVR XBVR O BOLSA DE VALORES DE LA REPUBLICA DOMINICANA SA. BVRD SANTO DOMINGO WWW.BOLSARD.COM JUNE 2005 ACTIVE JUNE 2005ECUADOR EC XGUA XGUA O BOLSA DE VALORES DE GUAYAQUIL GUAYAQUIL WWW.MUNDOBVG.COM JUNE 2011 ACTIVE JUNE 2011ECUADOR EC XQUI XQUI O BOLSA DE VALORES DE QUITO QUITO WWW.CCBVQ.COM JUNE 2011 ACTIVE JUNE 2011EGYPT EG NILX NILX O NILE STOCK EXCHANGE CAIRO WWW.NILEX.EGYPTSE.COM JANUARY 2011 ACTIVE JANUARY 2011 THE EGYPTIAN EXCHANGE (EGX) LAUNCHED ON THURSDAY 3 JUNE 2010 THE FIRST TRADING SESSION IN THE NILE STOCK EXCHANGE (NILEX).EGYPT EG XCAI XCAI O EGYPTIAN EXCHANGE CASE CAIRO WWW.EGYPTSE.COM AUGUST 2008 ACTIVE AUGUST 2008 CAIRO AND ALEXANDRIA STOCK EXCHANGES (CASE) HAVE BEEN RENAMED TO THE EGYPTIAN EXCHANGE.EL SALVADOR SV XSVA XSVA O EL SALVADOR STOCK EXCHANGE EL SALVADOR WWW.BVES.COM.SV JUNE 2005 ACTIVE JUNE 2005ESTONIA EE FNEE XTAL S FIRST NORTH ESTONIA TALLINN WWW.NASDAQBALTIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2009 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS.ESTONIA EE SWEE SWEE O SWEDBANK ESTONIA - SYSTEMATIC INTERNALISER TALLINN WWW.SWEDBANK.EE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.ESTONIA EE XTAL XTAL O NASDAQ TALLINN AS TALLINN WWW.NASDAQBALTIC.COM DECEMBER 2015 ACTIVE DECEMBER 2009FAROE ISLANDS FO VMFX VMFX O THE FAROESE SECURITIES MARKET TORSHAVN WWW.VMF.FO AUGUST 2011 ACTIVE AUGUST 2011 THE FAROESE SECURITIES MARKET (VMF) IS THE STOCK EXCHANGE OF THE FAROE ISLANDS.FIJI FJ XSPS XSPS O SOUTH PACIFIC STOCK EXCHANGE SPSE SUVA WWW.SPSE.COM.FJ JUNE 2005 ACTIVE JUNE 2005FINLAND FI AXSI AXSI O ALEXANDRIA PANKKIIRILIIKE OYJ - SYSTEMATIC INTERNALISER HELSINKI WWW.ALEXANDRIA.FI DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.FINLAND FI DHEL XHEL S NASDAQ HELSINKI LTD - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XHELFINLAND FI DNFI XHEL S FIRST NORTH FINLAND - NORDIC@MID HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH FINLANDFINLAND FI FGEX FGEX O KAASUPORSSI - FINNISH GAS EXCHANGE ESPOO WWW.KAASUPORSSI.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 THE FINNISH GAS EXCHANGEFINLAND FI FNFI XHEL S FIRST NORTH FINLAND HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE MARCH 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS.FINLAND FI FSME XHEL S FIRST NORTH FINLAND - SME GROWTH MARKET HELSINKI WWW.NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018FINLAND FI MHEL XHEL S NASDAQ HELSINKI LTD – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016FINLAND FI MNFI XHEL S FIRST NORTH FINLAND – AUCTION ON DEMAND HELSINKI WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016FINLAND FI OPCO OPCO O OP CORPORATE BANK PLC - SYSTEMATIC INTERNALISER OP HELSINKI WWW.OP.FI MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER.FINLAND FI XHEL XHEL O NASDAQ HELSINKI LTD HELSINKI WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JANUARY 2011FINLAND FI XNOR XNOR O NORDEA - SYSTEMATIC INTERNALISER HELSINKI WWW.NORDEA.COM OCTOBER 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.FRANCE FR AACA AACA O CREDIT AGRICOLE CIB - SYSTEMATIC INTERNALISER CACIB SI PARIS WWW.CA-CIB.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.FRANCE FR ALXP XPAR S EURONEXT GROWTH PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007FRANCE FR AQEA AQEU S AQUIS EXCHANGE EUROPE AUCTION ON DEMAND (AOD) PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018FRANCE FR AQEU AQEU O AQUIS EXCHANGE EUROPE PARIS WWW.AQUIS.EU FEBRUARY 2019 ACTIVE SEPTEMBER 2018FRANCE FR AURB AURB O AUREL PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017FRANCE FR AURO AURB S AUREL - OTF PARIS WWW.AUREL-BGC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.FRANCE FR BNPA BNPA O BNP PARIBAS ARBITRAGE SNC - SYSTEMATIC INTERNALISER BNPP A SI PARIS WWW.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.FRANCE FR BNPS BNPS O BNP PARIBAS SA - SYSTEMATIC INTERNALISER BNPP SA SI PARIS www.CIB.BNPPARIBAS.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.FRANCE FR BPSX BPSX O BNP PARIBAS SECURITIES SERVICES - SYSTEMATIC INTERNALISER BP2S PARIS WWW.SECURITIES.BNPPARIBAS.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER. EXECUTING VENUE FOR OTC DERIVATIVES FX.FRANCE FR CMCI CMCI O CREDIT INDUSTRIEL ET COMMERCIAL - SYSTEMATIC INTERNALISER CIC PARIS WWW.CIC.FR AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.FRANCE FR COAL COAL O LA COTE ALPHA PARIS WWW.COTE-ALPHA.FR SEPTEMBER 2011 ACTIVE SEPTEMBER 2011 SOURCE OF PRICES FOR INVESTMENT FUNDS.FRANCE FR EDRF EDRF O EDMOND DE ROTHSCHILD (FRANCE) - SYSTEMATIC INTERNALISER PARIS WWW.EDMOND-DE-ROTHSCHILD.COM MAY 2018 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER.FRANCE FR ELXE ELXE O ELIXIUM S.A. PARIS WWW.ELIXIUM.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS.FRANCE FR EPEX EPEX O EPEX SPOT SE PARIS WWW.EPEXSPOT.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EUROPEAN POWER EXCHANGE (DAY AHEAD AND INTRADAY MARKETS FOR ELECTRICITY IN CENTRAL EUROPE).FRANCE FR EXSB EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CORPORATE BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXSD EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTC DERIVATIVES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXSE EXSE O EXANE BNP PARIBAS - SYSTEMATIC INTERNALISER EXSE PARIS WWW.EXANE.COM APRIL 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.FRANCE FR EXSF EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER OTHER BONDS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXSH EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER SHARES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXSP EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER STRUCTURED PRODUCTS PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXSY EXSY O EXANE DERIVATIVES - SYSTEMATIC INTERNALISER PARIS WWW.EXANE.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER.FRANCE FR EXYY EXSY S EXANE DERIVATIVES - SYSTEMATIC INTERNALISER CONVERTIBLES PARIS WWW.EXANE.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR FMTS FMTS O MTS FRANCE SAS PARIS WWW.MTSFRANCE.COM NOVEMBER 2005 ACTIVE NOVEMBER 2005FRANCE FR GFPO AURB S GFI PARIS - OTF PARIS WWW.AUREL-BGC.COM APRIL 2019 ACTIVE APRIL 2019 ORGANISED TRADING FACILITY.FRANCE FR GIPB GIPB O GOLDMAN SACHS INTERNATIONAL PARIS BRANCH PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019FRANCE FR GMEO GMES S GRIFFIN MARKETS EUROPE - OTF PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY.FRANCE FR GMES GMES O GRIFFIN MARKETS EUROPE PARIS WWW.GRIFFINMARKETS.COM DECEMBER 2018 ACTIVE DECEMBER 2018FRANCE FR GMTF GMTF O GALAXY PARIS WWW.TRADINGSCREEN.COM APRIL 2011 ACTIVE APRIL 2011 MULTILATERAL TRADING FACILITY FOR EURO DENOMINATED GOVERNMENT AND CORPORATE BONDS.FRANCE FR GSPX GIPB S GOLDMAN SACHS INTERNATIONAL PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.GOLDMANSACHS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER.FRANCE FR HBFR HBFR O HSBC FRANCE - SYSTEMATIC INTERNALISER PARIS WWW.HSBC.FR OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.FRANCE FR HPCO HPCX S HPC SA - SWAPTIONS HPC PARIS WWW.OTCEXGROUP.COM JANUARY 2018 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY.FRANCE FR HPCS HPCX S HPC SA - COMMODITIES PARIS WWW.OTCEXGROUP.COM DECEMBER 2017 ACTIVE APRIL 2017 TRADE NAME: TRAYPORTFRANCE FR HPCV HPCX S HPC SA - VOICE OTF HPC PARIS WWW.OTCEXGROUP.COM JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY.FRANCE FR HPCX HPCX O HPC SA PARIS WWW.OTCEXGROUP.COM DECEMBER 2017 ACTIVE DECEMBER 2017FRANCE FR ICOT ICOT O ICAP EU - OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY.FRANCE FR KOTF KOTF O OTFLINK PARIS WWW.KEPLERCHEUVREUX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTF FOR BONDS AND DERIVATIVES.FRANCE FR LCHC LCHC O LCH.CLEARNET PARIS WWW.LCHCLEARNET.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CLEARING HOUSEFRANCE FR MAQE MAQE O MACQUARIE BANK EUROPE DESIGNATED ACTIVITY COMPANY – SYSTEMATIC INTERNALISER PARIS WWW.MACQUARIE.COM FEBRUARY 2020 MODIFIED DECEMBER 2018 SYSTEMATIC INTERNALISER.FRANCE FR MHBP MHBP O MIZUHO BANK LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER PARIS WWW.MIZUHOBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES.FRANCE FR MKTF MKTF O MARKET SECURITIES (FRANCE) SA PARIS WWW.MARKET-SECURITIES.COM AUGUST 2019 ACTIVE AUGUST 2019FRANCE FR MLER MLEX S BOFA SECURITIES EUROPE - RFQ - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.FRANCE FR MLES MLEX S BOFA SECURITIES EUROPE - SYSTEMATIC INTERNALISER BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.FRANCE FR MLEX MLEX O BOFA SECURITIES EUROPE BOFASE PARIS WWW.BOFAML.COM NOVEMBER 2018 ACTIVE JUNE 2018FRANCE FR MSAX MSAX O MORGAN STANLEY MTF - PERIODIC AUCTION MSAX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018FRANCE FR MSCX MSAX S MORGAN STANLEY MTF - CONTINUOUS CROSS DARK MSCX PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018FRANCE FR MSNT MSAX S MORGAN STANLEY MTF - NEGOTIATED TRADE MSNT PARIS WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018FRANCE FR MTCH XPAR S BONDMATCH PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2010 FINANCIAL, CORPORATE AND COVERED BONDS TRADING PLATFORM FOR PROFESSIONAL INVESTORS.FRANCE FR MUBP MUBP O MUFG BANK, LTD. - PARIS BRANCH - SYSTEMATIC INTERNALISER MUBP SI PARIS WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.FRANCE FR NATX NATX O NATIXIS - SYSTEMATIC INTERNALISER NATX PARIS WWW.NATIXIS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.FRANCE FR NOWX NOWX O NOW CP - NEU CP PARIS WWW.NOWCP.EU NOVEMBER 2018 ACTIVE NOVEMBER 2018 PLATFORM FOR NEGOTIABLE EUROPEAN COMMERCIAL PAPERS (NEU CP).FRANCE FR ODDO ODDO O ODDO BHF PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017FRANCE FR ODOC ODOC O ODDO CONTREPARTIE PARIS WWW.ODDO-BHF.COM DECEMBER 2017 ACTIVE DECEMBER 2017FRANCE FR SGOE SGOE O SG OPTION EUROPE - SYSTEMATIC INTERNALISER SGOE SI PARIS WWW.SGCIB.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 SG OPTION EUROPE - SYSTEMATIC INTERNALISER BUSINESSES.FRANCE FR SMBP SMBP O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED - PARIS BRANCH PARIS WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018FRANCE FR TDON TDON O TRADITION PARIS - TSAF TSAF PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 TSAF OTF FOR DELTA ONE PRODUCTS.FRANCE FR TPEU TPEU O TULLETT PREBON EU OTF PARIS WWW.TPICAP.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018FRANCE FR TPIC TPIC O TP ICAP EU - MTF PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY.FRANCE FR TPIO TPIC S TP ICAP EU - MTF - ORDERBOOK PARIS WWW.TPICAP.COM NOVEMBER 2018 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY.FRANCE FR TPIR TPIC S TP ICAP EU - MTF - REGISTRATION PARIS WWW.TPICAP.COM FEBRUARY 2019 ACTIVE SEPTEMBER 2018 MULTILATERAL TRADING FACILITY.FRANCE FR TRXE TRXE O TRAD-X EUROPE PARIS WWW.TRAD-X.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS.FRANCE FR TSAF TSAF O TSAF OTC - OTF TSAF OTC PARIS WWW.TSAF-PARIS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017FRANCE FR XAFR XAFR O ALTERNATIVA FRANCE PARIS WWW.ALTERNATIVA.FR JUNE 2008 ACTIVE JUNE 2008 MULTILATERAL TRADING FACILITY FOR UNQUOTED STOCKS AND FUNDS.FRANCE FR XAPA XPAR S EURONEXT - APA PARIS WWW.EURONEXT.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APPROVED PUBLICATION ARRANGEMENT.FRANCE FR XBLK XPAR S EURONEXT BLOCK 2 PARIS WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019FRANCE FR XBLN XBLN O BLUENEXT PARIS WWW.BLUENEXT.EU APRIL 2011 ACTIVE APRIL 2011 BLUENEXT MTF HAS BECOME A REGULATED MARKET.FRANCE FR XETF XPAR S EURONEXT ETF ACCESS PARIS WWW.EURONEXT.COM DECEMBER 2018 ACTIVE DECEMBER 2018FRANCE FR XMAT XPAR S EURONEXT PARIS MATIF PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005FRANCE FR XMLI XPAR S EURONEXT ACCESS PARIS PARIS WWW.EURONEXT.COM JUNE 2017 ACTIVE JUNE 2006FRANCE FR XMON XPAR S EURONEXT PARIS MONEP PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005FRANCE FR XPAR XPAR O EURONEXT - EURONEXT PARIS PARIS WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005FRANCE FR XPOW XPOW O POWERNEXT PARIS WWW.POWERNEXT.FR JUNE 2005 ACTIVE JUNE 2005FRANCE FR XSGA XSGA O SOCIETE GENERALE - SYSTEMATIC INTERNALISER SG SI PARIS WWW.SGCIB.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2012 SOCIETE GENERALE - SYSTEMATIC INTERNALISER BUSINESSES.FRANCE FR XSPM XPAR S EURONEXT STRUCTURED PRODUCTS MTF PARIS WWW.EURONEXT.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MULTILATERAL TRADING FACILITY FOR THE TRADING OF STRUCTURED PRODUCTS.FRANCE FR XTXE XTXE O XTX MARKETS SAS PARIS WWW.XTXMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS.GEORGIA GE XGSE XGSE O GEORGIA STOCK EXCHANGE GSE TBILISI WWW.GSE.GE JUNE 2005 ACTIVE JUNE 2005GERMANY DE 360T 360T O 360T FRANKFURT WWW.360T.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007GERMANY DE AUTO DBOX S AUTOBAHN FX FRANKFURT WWW.AUTOBAHNFX.DB.COM OCTOBER 2012 ACTIVE OCTOBER 2012 DEUTSCHE BANK'S ELECTRONIC PLATFORM FOR TRADING FOREIGN EXCHANGE AND PRECIOUS METALS.GERMANY DE BAAD BAAD O BAADER BANK - SYSTEMATIC INTERNALISER UNTERSCHLEISSHEM WWW.BAADERBANK.DE SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE BDEA BLBB S BAYERNLB - IDEAL FX - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.GERMANY DE BERA XBER S BOERSE BERLIN - REGULIERTER MARKT BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE BERB XBER S BOERSE BERLIN - FREIVERKEHR BERLIN WWW.BERLIN-BOERSE.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE BERC XBER S BOERSE BERLIN - BERLIN SECOND REGULATED MARKET BERLIN WWW.BERLIN-BOERSE.DE AUGUST 2010 ACTIVE AUGUST 2010

Page 4: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSGERMANY DE BGFI BGSI S BERENBERG FIXED INCOME - SYSTEMATIC INTERNALISER BGFI HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FIXED INCOME.GERMANY DE BGFX BGSI S BERENBERG FX - SYSTEMATIC INTERNALISER BGFX HAMBURG WWW.BERENBERG.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER FOR FX.GERMANY DE BGSI BGSI O BERENBERG - SYSTEMATIC - INTERNALISER BBSI HAMBURG WWW.BERENBERG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER FOR EQUITIES.GERMANY DE BINV BINV O BOND INVEST - SYSTEMATIC INTERNALISER FRANKFURT AM MAIN WWW.STEUBING.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE BLBB BLBB O BAYERNLB MUNICH WWW.BAYERNLB.DE MAY 2018 ACTIVE MAY 2018GERMANY DE BLBS BLBB S BAYERNLB - BONDS MARKET - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.GERMANY DE BLEQ BLBB S BAYERNLB - EQUITIES MARKET MUNICH WWW.BAYERNLB.DE JANUARY 2019 ACTIVE JANUARY 2019GERMANY DE BLIQ BLBB S BAYERNLB - LIQP BONDS MARKET MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018GERMANY DE BSFX BLBB S BAYERNLB - FX HANDEL - SYSTEMATIC INTERNALISER MUNICH WWW.BAYERNLB.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.GERMANY DE CATS CATS O CATS CATS FRANKFURT WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE NOVEMBER 2010 ELECTRONIC TRADING PLATFORM FOR STRUCTURED PRODUCTS. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART.GERMANY DE CBKA CBKA O COMMERZBANK AG FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017GERMANY DE CBKC CBKA S COMMERZBANK COMMODITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER. THIS MIC WILL BE USED FOR TRANSACTIONS IN COMMODITY DERIVATIVES EXECUTED AS SI UNDER MIFID 2 REGIME.GERMANY DE CBKD CBKA S COMMERZBANK EQUITY DERIVATIVES - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE CBKE CBKA S COMMERZBANK EQUITY - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE CBKF CBKA S COMMERZBANK COMMANDER - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM DECEMBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER - TRANSACTIONS EXECUTED ON THE COMMANDER PLATFORM OF COMMERZBANK.GERMANY DE CBKG CBKA S COMMERZBANK FIXED INCOME - SYSTEMATIC INTERNALISER FRANKFURT WWW.COMMERZBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE CDSI CSDA S CREDIT SUISSE (DEUTSCHLAND) AG - SYSTEMATIC INTERNALISER CSD SI FRANKFURT WWW.CREDIT-SUISSE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 SYSTEMATIC INTERNALISER.GERMANY DE CGEC CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA LIQUIDITY HUB FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES.GERMANY DE CGEE CGMD S CITI MATCH DE CONTRA LIQUIDITY FRANKFURT WWW.CITIGROUP.DE JANUARY 2020 ACTIVE SEPTEMBER 2018 CITI MATCH EMEA EQUITIES.GERMANY DE CGET CGMD S CITIGROUP GLOBAL MARKETS EUROPE AG - EMEA TRADING FRANKFURT WWW.CITIGROUP.DE AUGUST 2019 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR EQUITIES.GERMANY DE CGMD CGMD O CITIGROUP GLOBAL MARKETS EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.CITIGROUP.DE JULY 2018 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE CSDA CSDA O CREDIT SUISSE AKTIENGESELLSCHAFT CSD FRANKFURT WWW.CREDIT-SUISSE.COM AUGUST 2019 ACTIVE AUGUST 2019GERMANY DE DAPA DAPA O DEUTSCHE BOERSE AG - APA SERVICE FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2018 ACTIVE JULY 2017 APPROVED PUBLICATION ARRANGEMENT.GERMANY DE DBAG DBAG O DEUTSCHE BANK AG FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE DECEMBER 2017GERMANY DE DBES DBAG S DEUTSCHE BANK AG - SYSTEMATIC INTERNALISER DBES FRANKFURT WWW.DB.COM DECEMBER 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.GERMANY DE DBOX DBOX O DEUTSCHE BANK OFF EXCHANGE TRADING FRANKFURT WWW.DEUTSCHE-BANK.DE FEBRUARY 2010 ACTIVE FEBRUARY 2010 DEUTSCHE BANK AG ELECTRONIC OFF EXCHANGE TRADING PLATFORM.GERMANY DE DEKA DEKA O DEKABANK DEUTSCHE GIROZENTRALE FRANKFURT AM MAIN WWW.DEKA.DE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.GERMANY DE DUSA XDUS S BOERSE DUESSELDORF - REGULIERTER MARKT DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE DUSB XDUS S BOERSE DUESSELDORF - FREIVERKEHR DUESSELDORF FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE DUSC XDUS S BOERSE DUESSELDORF - QUOTRIX - REGULIERTER MARKT DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008GERMANY DE DUSD XDUS S BOERSE DUESSELDORF - QUOTRIX MTF DUESSELDORF AUGUST 2008 ACTIVE AUGUST 2008GERMANY DE DZBK DZBK O DZ BANK - SYSTEMATIC INTERNALISER FRANKFURT WWW.DZBANK.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE ECAG ECAG O EUREX CLEARING AG FRANKFURT WWW.EUREXCLEARING.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005GERMANY DE ECGS ECAG S EUREX CLEARING AG - SME FRANKFURT WWW.EUREXCLEARING.COM/CLEARING-EN/ MARCH 2020 ACTIVE MARCH 2020GERMANY DE EQTA XBER S BOERSE BERLIN EQUIDUCT TRADING - REGULIERTER MARKT BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM.GERMANY DE EQTB XBER S BOERSE BERLIN EQUIDUCT TRADING - BERLIN SECOND REGULATED MARKET BERLIN WWW.EQUIDUCT-TRADING.DE MARCH 2010 ACTIVE MARCH 2010 ELECTRONIC TRADING SYSTEM.GERMANY DE EQTC XBER S BOERSE BERLIN EQUIDUCT TRADING - FREIVERKEHR BERLIN WWW.EQUIDUCT-TRADING.DE AUGUST 2010 ACTIVE AUGUST 2010 ELECTRONIC TRADING SYSTEM.GERMANY DE EQTD XBER S BOERSE BERLIN EQUIDUCT TRADING - OTC BERLIN WWW.EQUIDUCT-TRADING.DE JANUARY 2011 ACTIVE JANUARY 2011 ELECTRONIC TRADING SYSTEM.GERMANY DE EUWA EUWA O EUWAX AG - SYSTEMATIC INTERNALISER STUTTGART WWW.EUWAX-AG.DE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER.GERMANY DE EUWX XSTU S EUWAX EUWAX STUTTGART WWW.EUWAX.DE JUNE 2005 ACTIVE JUNE 2005GERMANY DE FICX FICX O FINANCIAL INFORMATION CONTRIBUTORS EXCHANGE FICONEX RODGAU WWW.FICONEX.COM AUGUST 2016 ACTIVE AUGUST 2016 GLOBAL, CLOUD BASED PLATFORM FOR CONTRIBUTORS INFORMATION EXCHANGE IN REAL-TIME.GERMANY DE FRAA XFRA S BOERSE FRANKFURT - REGULIERTER MARKT FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008GERMANY DE FRAB XFRA S BOERSE FRANKFURT - FREIVERKEHR FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2008 ACTIVE MARCH 2008GERMANY DE FRAS XFRA S BOERSE FRANKFURT - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 BOERSE FRANKFURT SME GROWTH MARKET.GERMANY DE FRAU XFRA S BOERSE FRANKFURT – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE FRAV XFRA S BOERSE FRANKFURT – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE FRAW XFRA S BOERSE FRANKFURT – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE GSBE GSBE O GOLDMAN SACHS BANK EUROPE SE FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018GERMANY DE GSEI GSBE S GOLDMAN SACHS BANK EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.GOLDMANSACHS.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.GERMANY DE HAMA XHAM S BOERSE HAMBURG - REGULIERTER MARKT HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE HAMB XHAM S BOERSE HAMBURG - FREIVERKEHR HAMBURG FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE HAML XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016GERMANY DE HAMM XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - REGULIERTER MARKT HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016GERMANY DE HAMN XHAM S BOERSE HAMBURG - LANG AND SCHWARZ EXCHANGE - FREIVERKEHR HAMBURG WWW.BOERSENAG.DE SEPTEMBER 2016 ACTIVE APRIL 2016GERMANY DE HANA XHAN S BOERSE HANNOVER - REGULIERTER MARKT HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE HANB XHAN S BOERSE HANNOVER - FREIVERKEHR HANNOVER FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE HELA HELA O HELABA - SYSTEMATIC INTERNALISER FRANKFURT WWW.HELABA.DE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.GERMANY DE HSBT HSBT O HSBC TRINKAUS AND BURKHARDT AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.HSBC.DE AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.GERMANY DE IKBS IKBS O IKB DEUTSCHE INDUSTRIEBANK AG - SYSTEMATIC INTERNALISER DUESSELDORF WWW.IKB.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.GERMANY DE JEFE JEFE O JEFFERIES EUROPE FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018GERMANY DE JESI JEFE S JEFFERIES EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.JEFFERIES.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.GERMANY DE JPEU JPEU O J.P. MORGAN AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.JPMORGAN.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.GERMANY DE LBBW LBBW O LBBW - LANDESBANK BADEN-WUERTTEMBERG LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 GENERAL MIC FOR LANDESBANK BADEN-WUERTTEMBERG (LBBW).GERMANY DE LBCW LBCW O LLOYDS BANK CORPORATE MARKETS WERTPAPIERHANDELSBANK GMBH - SYSTEMATIC INTERNALISER FRANKFURT WWW.LLOYDSBANK.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.GERMANY DE LBWL LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - LIQUIDITY PROVIDER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 LIQUIDITY PROVIDER.GERMANY DE LBWS LBBW S LBBW - LANDESBANK BADEN-WUERTTEMBERG - SYSTEMATIC INTERNALISER LLBW STUTTGART WWW.LBBW.DE JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.GERMANY DE LIGA LIGA O LIGA BANK EG - SYSTEMATIC INTERNALISER REGENSBURG WWW.LIGABANK.DE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISERGERMANY DE LSSI LSSI O LANG AND SCHWARZ TRADE CENTER - SYSTEMATIC INTERNALISER DUESSELDORF WWW.LS-TC.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE MESI MSEU S MORGAN STANLEY EUROPE S.E. - SYSTEMATIC INTERNALISER MESI FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER.GERMANY DE MHBD MHBD O MIZUHO BANK, LTD. DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.MIZUHO-EMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISERGERMANY DE MHEU MHEU O MIZUHO SECURITIES EUROPE - SYSTEMATIC INTERNALISER MHEU FRANKFURT WWW.MIZUHO-EMEA.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER . LICENCE APPLIED FOR TO PROVIDE POST-BREXIT INVESTMENT SERVICES TO EU CLIENTS. ANTICIPATED SYSTEMATIC INTERNALISER IN BONDS.GERMANY DE MSEU MSEU O MORGAN STANLEY EUROPE S.E. MSEU FRANKFURT WWW.MORGANSTANLEY.COM OCTOBER 2018 ACTIVE OCTOBER 2018GERMANY DE MUNA XMUN S BOERSE MUENCHEN - REGULIERTER MARKT MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE MUNB XMUN S BOERSE MUENCHEN - FREIVERKEHR MUENCHEN WWW.BOERSE-MUENCHEN.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE MUNC XMUN S BOERSE MUENCHEN - GETTEX - REGULIERTER MARKT MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014GERMANY DE MUND XMUN S BOERSE MUENCHEN – GETTEX – FREIVERKEHR MUENCHEN WWW.GETTEX.DE AUGUST 2017 ACTIVE MAY 2014GERMANY DE NCME NCME O SMBC NIKKO CAPITAL MARKETS EUROPE GMBH FRANKFURT WWW.SMBCNIKKO-CM.COM JANUARY 2019 ACTIVE JANUARY 2019GERMANY DE NESI NESI O NOMURA EUROPE - SYSTEMATIC INTERNALISER FRANKFURT WWW.NOMURA.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.GERMANY DE NLBX NLBX O NORDDEUTSCHE LANDESBANK - GIROZENTRALE - SYSTEMATIC INTERNALISER HANNOVER WWW.NORDLB.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE NORD NORD O HSH NORDBANK - SYSTEMATIC INTERNALISER KIEL WWW.HSH-NORDBANK.DE DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE RBCG RBCG O RBC CAPITAL MARKETS (EUROPE) GMBH FRANKFURT WWW.RBC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018GERMANY DE SCAG SCAG O STANDARD CHARTERED BANK AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SC.COM/DE FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER.GERMANY DE SMBD SMBD O SUMITOMO MITSUI BANKING CORPORATION - DUESSELDORF BRANCH - SYSTEMATIC INTERNALISER DUESSELDORF WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.GERMANY DE SMFF SMFF O SMBC BANK EU AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.SMBCGROUP.COM/EMEA/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER.GERMANY DE SPEX SPEX O SPECTRUM MARKETS FRANKFURT WWW.SPECTRUM-MARKETS.COM SEPTEMBER 2019 ACTIVE MARCH 2019 REGULATED MULTILATERAL TRADING FACILITY FOR TURBO WARRANT-TRADING.GERMANY DE SSBI SSBI O STATE STREET BANK INTERNATIONAL GMBH SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017GERMANY DE SSBM SSBI S STATE STREET BANK INTERNATIONAL FX - SYSTEMATIC INTERNALISER SSBI MUNICH WWW.STATESTREET.COM DECEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER.GERMANY DE SSWM SSWM O SSW MARKET MAKING - SYSTEMATIC INTERNALISER SSWMM OSTSTEINBEK WWW.SSW-MARKETMAKING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE STUA XSTU S BOERSE STUTTGART - REGULIERTER MARKT STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE STUB XSTU S BOERSE STUTTGART - FREIVERKEHR STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2008 ACTIVE FEBRUARY 2008GERMANY DE STUC XSTU S BOERSE STUTTGART - REGULIERTER MARKT - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE.GERMANY DE STUD XSTU S BOERSE STUTTGART - FREIVERKEHR - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE.GERMANY DE TGAT TGAT O TRADEGATE EXCHANGE TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE AUGUST 2012GERMANY DE TGSI TGAT S TRADEGATE EXCHANGE - SYSTEMATIC INTERNALISER TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE UBSI UBSL S UBS EUROPE SE - SYSTEMATIC INTERNALISER FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS EUROPE SE SYSTEMATIC INTERNALISER.GERMANY DE UBSL UBSL O UBS EUROPE SE - TRADING FRANKFURT WWW.UBS.COM MARCH 2019 ACTIVE DECEMBER 2015 UBS EUROPE SE TRADING PLATFORM.GERMANY DE UCDE UCDE O UNICREDIT BANK AG - SYSTEMATIC INTERNALISER MUNICH WWW.HYPOVEREINSBANK.DE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE VONT VONT O BANK VONTOBEL EUROPE AG - SYSTEMATIC INTERNALISER FRANKFURT WWW.VONTOBEL.DE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.GERMANY DE VTLS VWDX S TRADELINK FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 OVER-THE-COUNTER (OTC) TRADING PLATFORM FOR STRUCTURED PRODUCTS, EQUITIES AND BONDS.GERMANY DE VTPS VWDX S TRADEPLUS FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR STRUCTURED PRODUCTS AND BONDS. LIVE IN JANUARY 2018.GERMANY DE VWDA VWDX S VWD - APA SERVICE FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE APRIL 2019 ACTIVE APRIL 2019 APPROVED PUBLICATION ARRANGEMENT.GERMANY DE VWDX VWDX O VWD TRANSACTIONSOLUTIONS AG FRANKFURT WWW.TRANSACTIONSOLUTIONS.DE DECEMBER 2017 ACTIVE SEPTEMBER 2017GERMANY DE XBER XBER O BOERSE BERLIN BERLIN WWW.BOERSE-BERLIN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007GERMANY DE XDEX XSTU S BOERSE STUTTGART - DIGITAL EXCHANGE STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2019 ACTIVE SEPTEMBER 2019GERMANY DE XDUS XDUS O BOERSE DUESSELDORF DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007GERMANY DE XECB XECB O ECB EXCHANGE RATES FRANKFURT WWW.ECB.EUROPA.EU NOVEMBER 2012 ACTIVE NOVEMBER 2012 EURO FOREIGN EXCHANGE REFERENCE RATES.GERMANY DE XECC XECC O EUROPEAN COMMODITY CLEARING AG ECC LEIPZIG WWW.ECC.DE MAY 2012 ACTIVE MAY 2012GERMANY DE XEEE XEEE O EUROPEAN ENERGY EXCHANGE EEX LEIPZIG WWW.EEX.COM SEPTEMBER 2015 ACTIVE JUNE 2005GERMANY DE XEEO XEEE S EUROPEAN ENERGY EXCHANGE - NON-MTF MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 NON-MTF MARKETGERMANY DE XEER XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED MARKET EEX LEIPZIG WWW.EEX.COM NOVEMBER 2015 ACTIVE SEPTEMBER 2015 REGULATED MARKETGERMANY DE XEHQ XEUP S EUREX REPO - HQLA MARKET FRANKFURT WWW.EUREXREPO.COM APRIL 2018 ACTIVE APRIL 2018 EUREX REPO ELECTRONIC TRADING PLATFORM FOR HQLA BLOCKCHAIN.GERMANY DE XEQT XBER S BOERSE BERLIN EQUIDUCT TRADING BERLIN WWW.EQUIDUCT-TRADING.DE MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING SYSTEM.GERMANY DE XERE XEUP S EUREX REPO - FUNDING AND FINANCING PRODUCTS FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE APRIL 2014 EUREX REPO ELECTRONIC TRADING PLATFORM FOR FUNDING AND FINANCING PRODUCTS.GERMANY DE XERT XEUP S EUREX REPO - TRIPARTY FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE DECEMBER 2015 EUREX REPO ELECTRONIC TRADING SEGMENT FOR TRIPARTY REPO.GERMANY DE XETA XETR S XETRA - REGULIERTER MARKT XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008GERMANY DE XETB XETR S XETRA - FREIVERKEHR XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE MARCH 2008GERMANY DE XETR XETR O XETRA XETRA FRANKFURT WWW.DEUTSCHE-BOERSE.COM NOVEMBER 2016 ACTIVE JUNE 2005GERMANY DE XETS XETR S XETRA - SCALE FRANKFURT WWW.DEUTSCHE-BOERSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 XETRA SME GROWTH MARKET.GERMANY DE XETU XETR S XETRA – REGULIERTERMARKT – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE XETV XETR S XETRA – FREIVERKEHR– OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE XETW XETR S XETRA – SCALE – OFF-BOOK FRANKFURT WWW.DEUTSCHE-BOERSE.COM MARCH 2019 ACTIVE MARCH 2019GERMANY DE XEUM XEUP S EUREX REPO SECLEND MARKET FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE JANUARY 2012 ET IS NOW OPERATED FROM FRANKFURT (GERMANY)GERMANY DE XEUP XEUP O EUREX REPO GMBH FRANKFURT WWW.EUREXREPO.COM NOVEMBER 2016 ACTIVE NOVEMBER 2005GERMANY DE XEUR XEUR O EUREX DEUTSCHLAND FRANKFURT WWW.EUREXCHANGE.COM NOVEMBER 2016 ACTIVE JUNE 2005GERMANY DE XFRA XFRA O DEUTSCHE BOERSE AG FRANKFURT WWW.DEUTSCHE-BOERSE.COM JUNE 2005 ACTIVE JUNE 2005GERMANY DE XGAT TGAT S TRADEGATE EXCHANGE - FREIVERKEHR TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010GERMANY DE XGRM TGAT S TRADEGATE EXCHANGE - REGULIERTER MARKT TGAG BERLIN WWW.TRADEGATE-AG.DE NOVEMBER 2017 ACTIVE MAY 2010 TRADEGATE EXCHANGE IS AN OFFICIAL REGULATED STOCK EXCHANGE IN BERLIN/GERMANY FOR SHARES, BONDS, ETFS AND FONDS.GERMANY DE XHAM XHAM O HANSEATISCHE WERTPAPIERBOERSE HAMBURG HAMBURG WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005GERMANY DE XHAN XHAN O NIEDERSAECHSISCHE BOERSE ZU HANNOVER HANNOVER WWW.BOERSENAG.DE JUNE 2005 ACTIVE JUNE 2005GERMANY DE XINV XINV O INVESTRO FRANKFURT WWW.INVESTRO.DE OCTOBER 2008 ACTIVE OCTOBER 2008 SETTLEMENT PLATFORM FOR CSD AND NON CSD FUNDS.GERMANY DE XMUN XMUN O BOERSE MUENCHEN MUENCHEN WWW.BOERSE-MUENCHEN.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007GERMANY DE XPOT XEEE S EUROPEAN ENERGY EXCHANGE - OTF GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE MARCH 2016 OTF SEGMENT OF THE EEX GAS MARKETS.GERMANY DE XPSF XEEE S EUROPEAN ENERGY EXCHANGE - REGULATED GAS MARKET LEIPZIG WWW.EEX.COM DECEMBER 2019 ACTIVE SEPTEMBER 2015 REGULATED MARKET SEGMENT FOR SPOT AND FUTURES GAS MARKETS OF EEX.GERMANY DE XQTX XDUS S BOERSE DUESSELDORF - QUOTRIX DUESSELDORF WWW.BOERSE-DUESSELDORF.DE SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING SYSTEM FOR SHARES, BONDS, ETFs, INVESTMENT FUNDSGERMANY DE XSC1 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 1 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 1.GERMANY DE XSC2 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 2 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUCTURED PRODUCTS - COUNTRY SEGMENT 2.GERMANY DE XSC3 XSCO S BOERSE FRANKFURT WARRANTS TECHNICAL 3 FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE MAY 2010 MARKET FOR STRUKTURED PRODUCTS - COUNTRY SEGMENT 3.GERMANY DE XSCO XSCO O BOERSE FRANKFURT WARRANTS TECHNICAL FRANKFURT WWW.ZERTIFIKATEBOERSE.DE DECEMBER 2013 ACTIVE AUGUST 2012GERMANY DE XSTF XSTU S BOERSE STUTTGART - TECHNICAL PLATFORM 2 STUTTGART WWW.BOERSE-STUTTGART.DE FEBRUARY 2017 ACTIVE FEBRUARY 2017 FOR REPORTING PURPOSE.GERMANY DE XSTU XSTU O BOERSE STUTTGART STUTTGART WWW.BOERSE-STUTTGART.DE SEPTEMBER 2007 ACTIVE SEPTEMBER 2007GERMANY DE XXSC XXSC O FRANKFURT CEF SC FRANKFURT WWW.DEUTSCHE-BOERSE.COM OCTOBER 2011 ACTIVE OCTOBER 2011 XXSC WILL COMPRISE THE INFORMATION FOR "FRAA" AND "FRAB". QUOTE AND TRADE INFORMATION IS DISTRIBUTED VIA CEF (CONSOLIDATED EXCHANGE FEED), THEREFORE THE SHORT NAME "FRANKFURT CEF SC" REFERS TO CEF AND SC TO SCOACH.GERMANY DE ZOBX XBER S ZOBEX ZOBEX BERLIN WWW.BOERSE-BERLIN.DE JUNE 2005 ACTIVE JUNE 2005GHANA GH XGHA XGHA O GHANA STOCK EXCHANGE ACCRA WWW.GSE.COM.GH JUNE 2005 ACTIVE JUNE 2005GIBRALTAR GI GSXL GSXL O THE GIBRALTAR STOCK EXCHANGE GSX GIBRALTAR WWW.GSX.GI JULY 2015 ACTIVE JULY 2015 EU REGULATED MARKET FOR TECHNICAL LISTINGS IN COLLECTIVE INVESTMENT SCHEMES.GREECE GR AAPA AAPA O ATHENS EXCHANGE - APA ATHEX APA ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2017 ACTIVE NOVEMBER 2017 APPROVED PUBLICATION ARRANGEMENT.GREECE GR ABFI ABFI O ALPHA BANK - SYSTEMATIC INTERNALISER ATHENS WWW.ALPHA.GR JULY 2019 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR NON EQUITIES.GREECE GR ASEX ASEX O ATHENS STOCK EXCHANGE ASE ATHENS WWW.ASE.GR JULY 2012 ACTIVE JULY 2012GREECE GR ENAX ASEX S ATHENS EXCHANGE ALTERNATIVE MARKET ENAX ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007GREECE GR ERBX ERBX O EUROBANK - SYSTEMATIC INTERNALISER ATHENS WWW.EUROBANK.GR JUNE 2019 ACTIVE JUNE 2019 SYSTEMATIC INTERNALISER FOR BONDS ISSUED BY THE HELLENIC REPUBLIC.GREECE GR HDAT HDAT O ELECTRONIC SECONDARY SECURITIES MARKET (HDAT) HDAT ATHENS WWW.BANKOFGREECE.GR JUNE 2005 ACTIVE JUNE 2005GREECE GR HEDE HEMO S HENEX FINANCIAL ENERGY MARKET - DERIVATIVES MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020GREECE GR HEMO HEMO O HENEX S.A. HENEX ATHENS WWW.ENEXGROUP.GR JULY 2018 ACTIVE APRIL 2015 HELLENIC ENERGY EXCHANGE.GREECE GR HESP HEMO S HENEX ENERGY SPOT MARKET HENEX ATHENS WWW.ENEXGROUP.GR FEBRUARY 2020 ACTIVE FEBRUARY 2020GREECE GR HOTC ASEX S HELLENIC EXCHANGE OTC MARKET ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE AUGUST 2008 THE HELLENIC EXCHANGE OTC MARKET IS THE OVER-THE-COUNTER ELECTRONIC TRADING MARKET FOR ATHENS EXCHANGE.GREECE GR PBGR PBGR O PIRAEUS BANK - SYSTEMATIC INTERNALISER ATHENS WWW.PIRAEUSBANK.GR JANUARY 2020 ACTIVE JULY 2019 SYSTEMATIC INTERNALISER FOR BONDS.GREECE GR XADE ASEX S ATHENS EXCHANGE S.A. DERIVATIVES MARKET ATHEXD ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007GREECE GR XATH ASEX S ATHENS EXCHANGE S.A. CASH MARKET ATHEXC ATHENS WWW.ATHEXGROUP.GR NOVEMBER 2016 ACTIVE NOVEMBER 2007GREECE GR XIPO ASEX S HELEX ELECTRONIC BOOK BUILDING EBB ATHENS WWW.ASE.GR JUNE 2014 ACTIVE JUNE 2014 EBB IS A PRIMARY MARKET (IPO MARKET).GUATEMALA GT XGTG XGTG O BOLSA DE VALORES NACIONAL SA GUATEMALA WWW.BVNSA.COM.GT JUNE 2005 ACTIVE JUNE 2005GUERNSEY, C.I. GG XCIE XCIE O THE INTERNATIONAL STOCK EXCHANGE TISE ST. PETER PORT WWW.TISEGROUP.COM MAY 2017 ACTIVE JUNE 2005 REGULATED MARKET.GUYANA GY GSCI GSCI O THE GUYANA ASSOCIATION OF SECURITIES COMPANIES AND INTERMEDIARIES INC. GEORGETOWN WWW.GASCI.COM DECEMBER 2010 ACTIVE DECEMBER 2010 THIS COMPANY IS THE LOCAL STOCK EXCHANGE THAT ORGANISES AND SUPERVISES THE STOCK MARKET IN GUYANA.HONDURAS HN XBCV XBCV O BOLSA CENTROAMERICANA DE VALORES S.A. BCV TEGUCIGALPA WWW.BCV.HN JUNE 2005 ACTIVE JUNE 2005HONG KONG HK BAEP BAIP S BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - EXTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018HONG KONG HK BAIP BAIP O BANK OF AMERICA MERRILL LYNCH EQUITY SWAP - INTERNAL PRICE SOURCE HONG KONG WWW.BOFAML.COM AUGUST 2018 ACTIVE AUGUST 2018HONG KONG HK BASE BASE O BANK OF AMERICA MERRILL LYNCH - SWAP EXECUTIONS MLFE HONG KONG WWW.BOFAML.COM JUNE 2018 ACTIVE JANUARY 2018HONG KONG HK CFHK CSHK S CROSSFINDER HONG KONG HONG KONG WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL HONG KONGHONG KONG HK CGMH CGMH O CITI MATCH - HK HONG KONG WWW.CITIGROUP.COM OCTOBER 2017 ACTIVE MARCH 2012

Page 5: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSHONG KONG HK CLHK CLHK O CLSA HONG KONG - DARK HONG KONG WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL.HONG KONG HK CSHK CSHK O CREDIT SUISSE SECURITIES (HONG KONG) LIMITED HONG KONG WWW.CREDIT-SUISSE.COM SEPTEMBER 2015 ACTIVE SEPTEMBER 2015 REGISTERED BROKER DEALER IN HONG KONGHONG KONG HK DBHK DBHK O DEUTSCHE BANK HONG KONG ATS HONG KONG WWW.DB.COM/HONGKONG/ SEPTEMBER 2010 ACTIVE SEPTEMBER 2010 ALTERNATIVE TRADING SYSTEM FOR TRADING ASIAN EXCHANGE TRADED EQUITY PRODUCTS.HONG KONG HK EOTC EOTC O E-OTC HONG KONG WWW.CONNECTED-MARKETS.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 INTERNET-BASED BULLETIN BOARD FOR POSTING INDICATIONS OF INTEREST IN BUYING AND SELLING OTC DERIVATIVES, PRIMARILY FOCUSED ON CREDIT DEFAULT SWAPS.HONG KONG HK GSAL GSAL O GOLDMAN SACHS (ASIA) LLC HONG KONG WWW.GOLDMANSACHS.COM DECEMBER 2017 ACTIVE DECEMBER 2017HONG KONG HK GSXH GSAL S GSX HONG KONG HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE DECEMBER 2016 GOLDMAN SACHS INTERNAL CROSSING FACILITY.HONG KONG HK HSXA HSXA O HSBC-X HONG KONG HONG KONG WWW.HSBC.COM.HK OCTOBER 2010 ACTIVE OCTOBER 2010 TRADING PLATFORM WHICH IS SPECIFICALLY TRADING ASIA PACIFIC CASH EQUITIES WITH THE FOCUS OF HONG KONG CASH EQUITIES.HONG KONG HK JPMI JPMI O JP MORGAN - JPMI MARKET JPMI HONG KONG WWW.JPMORGAN.COM JULY 2016 ACTIVE JULY 2016HONG KONG HK MAQH MAQH O MACQUARIE INTERNAL MARKETS (HONG KONG) HONG KONG WWW.MACQUARIE.COM APRIL 2015 ACTIVE MARCH 2015 MACQUARIE DARK POOL (HONG KONG)HONG KONG HK SHSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHANGHAI - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK AUGUST 2014 ACTIVE AUGUST 2014 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHANGHAI-HONG KONG STOCK CONNECTHONG KONG HK SIGH GSAL S SIGMA X HONG KONG GSET HONG KONG WWW.GSET.GS.COM DECEMBER 2017 ACTIVE MARCH 2012HONG KONG HK SZSC XHKG S STOCK EXCHANGE OF HONG KONG LIMITED - SHENZHEN - HONG KONG STOCK CONNECT SEHK HONG KONG WWW.HKEX.COM.HK SEPTEMBER 2016 ACTIVE SEPTEMBER 2016 MAINLAND INVESTORS TRADING IN SEHK SECURITIES UNDER SHENZHEN-HONG KONG STOCK CONNECT.HONG KONG HK TFSD TFSD O T.F.S. DERIVATIVES HK LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018HONG KONG HK TOCP TOCP O TORA CROSSPOINT HONG KONG WWW.TORA.COM APRIL 2011 ACTIVE APRIL 2011 HK REGISTERED ATS FOR EQUITIES.HONG KONG HK TRAS TRAS O TRADITION ASIA LIMITED HONG KONG WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018HONG KONG HK TWHK TWHK O TRADEWEB EUROPE LIMITED - HONG KONG HONG KONG WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017HONG KONG HK UBSX UBSX O UBS CROSS HONG KONG N/A MARCH 2012 ACTIVE MARCH 2012 HK, JAPAN AND AUSTRALIA.HONG KONG HK XCGS XCGS O CHINESE GOLD & SILVER EXCHANGE SOCIETY HONG KONG WWW.CGSE.COM.HK APRIL 2006 ACTIVE APRIL 2006HONG KONG HK XGEM XHKG S HONG KONG GROWTH ENTERPRISES MARKET HK GEM HONG KONG WWW.HKGEM.COM JUNE 2005 ACTIVE JUNE 2005HONG KONG HK XHKF XHKF O HONG KONG FUTURES EXCHANGE LTD. HKFE HONG KONG WWW.HKEX.COM.HK JUNE 2005 ACTIVE JUNE 2005HONG KONG HK XHKG XHKG O HONG KONG EXCHANGES AND CLEARING LTD HKEX HONG KONG WWW.HKEX.COM.HK JUNE 2011 ACTIVE JUNE 2011 HONG KONG EXCHANGES AND CLEARING LIMITED, OR HKEX, OPERATES A SECURITIES MARKET AND A DERIVATIVES MARKET IN HONG KONG AND THE CLEARING HOUSES FOR THOSE MARKETS.HONG KONG HK XIHK XIHK O INSTINET PACIFIC LTD HONG KONG WWW.INSTINET.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009HONG KONG HK XPST XPST O POSIT - ASIA PACIFIC HONG KONG WWW.ITG.COM MARCH 2011 ACTIVE MARCH 2011 EQUITY CROSSING NETWORK.HUNGARY HU BETA XBUD S BETA MARKET BUDAPEST WWW.BSE.HU OCTOBER 2019 ACTIVE DECEMBER 2011 LAUNCHED IN NOVEMBER 2011, MULTILATERAL TRADING FACILITY.HUNGARY HU CIBH CIBH O CIB BANK - SYSTEMATIC INTERNALISER BUDAPEST WWW.CIB.HU DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR HUNGARIAN GMT BONDS.HUNGARY HU CONC CONC O CONCORDE SECURITIES LTD. - SYSTEMATIC INTERNALISER BUDAPEST WWW.CON.HU MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER.HUNGARY HU EBHU EBHU O ERSTE BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.HUNGARY HU ERST ERST O ERSTE BEFEKTETESI ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.ERSTEBROKER.HU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.HUNGARY HU HUDX HUDX O HUNGARIAN DERIVATIVE ENERGY EXCHANGE HUDEX BUDAPEST WWW.HUDEX.HU JULY 2017 ACTIVE JULY 2017 REGULATED MARKET FOR ELECTRICITY.HUNGARY HU HUPX HUPX O HUNGARIAN POWER EXCHANGE HUPX BUDAPEST WWW.HUPX.HU APRIL 2009 ACTIVE APRIL 2009HUNGARY HU KCCP KCCP O KELER CCP BUDAPEST WWW.KELERKSZF.HU SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 CENTRAL COUNTERPARTY OF THE BUDAPEST STOCK EXCHANGE, MTS HUNGARY PLATFORM, CENTRAL EASTERN EUROPEAN GAS EXCHANGE.HUNGARY HU KELR KELR O KELER BUDAPEST WWW.KELER.HU DECEMBER 2017 ACTIVE DECEMBER 2017 CENTRAL SECURITIES DEPOSITORY.HUNGARY HU KHHU KHHU O K AND H BANK ZRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.KH.HU JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.HUNGARY HU OTPB OTPB O OTP BANK NYRT - SYSTEMATIC INTERNALISER BUDAPEST WWW.OTPBANK.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.HUNGARY HU RBHU RBHU O RAIFFEISEN BANK (HUNGARY) - SYSTEMATIC INTERNALISER RBHU-SI BUDAPEST WWW.RAIFFEISEN.HU SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.HUNGARY HU UCHU UCHU O UNICREDIT BANK HUNGARY ZRT. - SYSTEMATIC INTERNALISER BUDAPEST WWW.UNICREDITBANK.HU APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.HUNGARY HU XBND XBUD S BUDAPEST STOCK EXCHANGE - XBOND BUDAPEST WWW.BET.HU JULY 2019 ACTIVE MAY 2019 DEDICATED MARKET FOR BONDS.HUNGARY HU XBUD XBUD O BUDAPEST STOCK EXCHANGE BUDAPEST WWW.BET.HU JUNE 2005 ACTIVE JUNE 2005HUNGARY HU XGAS XGAS O CENTRAL EASTERN EUROPEAN GAS EXCHANGE LTD BUDAPEST WWW.CEEGEX.COM MAY 2013 ACTIVE MAY 2013 CEEGEX IS A ORGANISED NATURAL GAS MARKET PROVIDING SERVICES FOR THE GAS MARKET PLAYERS WITHIN THE EUROPEAN ECONOMIC AREA (EEA).HUNGARY HU XTND XBUD S XTEND XTND BUDAPEST WWW.BET.HU OCTOBER 2017 ACTIVE OCTOBER 2017 BUDAPEST STOCK EXCHANGE MULTILATERAL TRADING FACILITY (MTF)ICELAND IS DICE XICE S NASDAQ ICELAND HF. - NORDIC@MID ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XICEICELAND IS DNIS XICE S FIRST NORTH ICELAND - NORDIC@MID REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH ICELANDICELAND IS FNIS XICE S FIRST NORTH ICELAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS.ICELAND IS MICE XICE S NASDAQ ICELAND HF. – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016ICELAND IS MNIS XICE S FIRST NORTH ICELAND – AUCTION ON DEMAND REYKJAVIK WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016ICELAND IS XICE XICE O NASDAQ ICELAND HF. ICEX REYKJAVIK WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE MAY 2010INDIA IN ACEX ACEX O ACE DERIVATIVES & COMMODITY EXCHANGE LTD MUMBAI WWW.ACEINDIA.COM APRIL 2011 ACTIVE APRIL 2011 DERIVATIVES EXCHANGE FOR COMMODITIES TRADING IN INDIA.INDIA IN ASTR CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – ASTROID ASTROID MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ANONYMOUS SYSTEM FOR TRADING IN RUPEE OTC INTEREST RATE DERIVATIVES.INDIA IN BSME XBOM S BSE SME BSE SME MUMBAI WWW.BSESME.COM DECEMBER 2011 ACTIVE DECEMBER 2011 BSE SME PLATFORM.INDIA IN CDSL CDSL O CLEARCORP DEALING SYSTEMS (INDIA) LTD. CLEARCORP MUMBAI WWW.CCILINDIA.COM NOVEMBER 2015 ACTIVE NOVEMBER 2015 SYSTEMS/PLATFORM FOR REPOS, MONEY INSTRUMENTS AND FX MARKET.INDIA IN FXCL CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-CLEAR FXCLR MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-CLEAR, A FOREX DEALING SYSTEM, OFFERS BOTH ORDER MATCHING AND NEGOTIATION MODES FOR DEALING COVERS INTER-BANK USD-INR SPOT AND SWAP TRANSACTIONS AND TRANSACTIONS IN MAJOR CROSS CURRENCIES.INDIA IN FXSW CDSL S CLEARCORP DEALING SYSTEMS INDIA LIMITED – FX-SWAP FXSWAP MUMBAI WWW.CCILINDIA.COM OCTOBER 2016 ACTIVE OCTOBER 2016 FX-SWAP, A FOREX SWAP DEALING SYSTEM, OFFERS AN ORDER MATCHING SYSTEM FOR FOREX SWAPS. THE PLATFORM OFFERS SWAP INSTRUMENTS EXTENDING UP TO 12 MONTHS.INDIA IN ICXL ICXL O INDIAN COMMODITY EXCHANGE LTD. MUMBAI WWW.ICEXINDIA.COM APRIL 2010 ACTIVE APRIL 2010 INDIAN COMMODITY EXCHANGE LTD IS A SCREEN BASED ON-LINE DERIVATIVES EXCHANGE FOR COMMODITIES.INDIA IN IINX IINX O INDIA INTERNATIONAL EXCHANGE (IFSC) LIMITED INDIA INX GIFT CITY, GANDHINAGAR WWW.INDIAINX.COM MARCH 2018 ACTIVE DECEMBER 2017 INDIA'S FIRST INTERNATIONAL EXCHANGE.INDIA IN INSE XNSE S NSE IFSC LIMITED NSE IFSC GANDHINAGAR WWW.NSEIFSC.COM JUNE 2018 ACTIVE JUNE 2018 FULLY OWNED SUBSIDIARY COMPANY OF NATIONAL STOCK EXCHANGE OF INDIA LIMITED (NSE).INDIA IN ISEX ISEX O INTER-CONNECTED STOCK EXCHANGE OF INDIA LTD ISE MUMBAI WWW.ISEINDIA.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007INDIA IN MCXX MCXX O MCX STOCK EXCHANGE LTD MUMBAI WWW.MCX-SX.COM NOVEMBER 2010 ACTIVE NOVEMBER 2010 MCX STOCK EXCHANGE (MCX-SX), INDIA'S NEW STOCK EXCHANGE, WAS LAUNCHED ON OCTOBER 7, 2008, UNDER THE REGULATORY FRAMEWORK OF SECURITIES & EXCHANGE BOARD OF INDIA (SEBI).INDIA IN NBOT NBOT O NATIONAL BOARD OF TRADE LIMITED INDORE MADHYA PRADESH WWW.NBOTIND.ORG JANUARY 2009 ACTIVE JANUARY 2009 COMMODITY FUTURES EXCHANGEINDIA IN NMCE NMCE O NATIONAL MULTI-COMMODITY EXCHANGE OF INDIA AHMEDABAD WWW.NMCE.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007INDIA IN OTCX OTCX O OTC EXCHANGE OF INDIA OTCEI MUMBAI WWW.OTCEI.NET JUNE 2006 ACTIVE JUNE 2006INDIA IN PXIL PXIL O POWER EXCHANGE INDIA LTD. MUMBAI WWW.POWEREXINDIA.COM JULY 2009 ACTIVE JULY 2009 ELECTRONIC NATION-WIDE EXCHANGE FOR TRADING OF ELECTRICITYINDIA IN XBAN XBAN O BANGALORE STOCK EXCHANGE LTD BANGALORE WWW.BGSE.CO.IN JUNE 2005 ACTIVE JUNE 2005INDIA IN XBOM XBOM O BSE LTD MSE MUMBAI WWW.BSEINDIA.COM SEPTEMBER 2011 ACTIVE SEPTEMBER 2011INDIA IN XCAL XCAL O CALCUTTA STOCK EXCHANGE CALCUTTA WWW.CSE-INDIA.COM JUNE 2005 ACTIVE JUNE 2005INDIA IN XDES XDES O DELHI STOCK EXCHANGE DELHI JUNE 2005 ACTIVE JUNE 2005INDIA IN XIMC XIMC O MULTI COMMODITY EXCHANGE OF INDIA LTD. MCX MUMBAI WWW.MCXINDIA.COM APRIL 2006 ACTIVE APRIL 2006INDIA IN XMDS XMDS O MADRAS STOCK EXCHANGE MADRAS JUNE 2005 ACTIVE JUNE 2005INDIA IN XNCD XNCD O NATIONAL COMMODITY & DERIVATIVES EXCHANGE LTD NCDEX MUMBAI WWW.NCDEX.COM APRIL 2006 ACTIVE APRIL 2006INDIA IN XNSE XNSE O NATIONAL STOCK EXCHANGE OF INDIA NSE MUMBAI WWW.NSEINDIA.COM JUNE 2005 ACTIVE JUNE 2005INDIA IN XUSE XUSE O UNITED STOCK EXCHANGE MUMBAI WWW.USEINDIA.COM OCTOBER 2010 ACTIVE OCTOBER 2010 REGISTERED STOCK EXCHANGE WITH SECURITIES AND EXCHANGE BOARD OF INDIA FOR OFFERRING CURRENCY DERIVATIVES.INDONESIA ID ICDX ICDX O INDONESIA COMMODITY AND DERIVATIVES EXCHANGE JAKARTA WWW.ICDEXCHANGE.COM FEBRUARY 2010 ACTIVE FEBRUARY 2010 COMMODITY DERIVATIVES, INCLUDING THREE MAJOR GROUPS OF COMMODITIES: METALS, SOFT AGRICULTURAL PRODUCTS, AND ENERGY.INDONESIA ID XBBJ XBBJ O JAKARTA FUTURES EXCHANGE (BURSA BERJANGKA JAKARTA) BBJ JAKARTA WWW.BBJ-JFX.COM JUNE 2005 ACTIVE JUNE 2005INDONESIA ID XIDX XIDX O INDONESIA STOCK EXCHANGE IDX JAKARTA WWW.IDX.CO.ID APRIL 2008 ACTIVE APRIL 2008 THE JAKARTA (JSX) AND SURABAYA (SSX) STOCK EXCHANGES HAVE MERGED TO BECOME THE INDONESIA STOCK EXCHANGE (IDX).INDONESIA ID XJNB XJNB O JAKARTA NEGOTIATED BOARD JAKARTA JUNE 2005 ACTIVE JUNE 2005IRAN IR IFBX IFBX O IRAN FARA BOURSE IFB TEHRAN WWW.IFB.IR MARCH 2019 ACTIVE MARCH 2019IRAN IR IMEX IMEX O IRAN MERCANTILE EXCHANGE TEHRAN WWW.IME.CO.IR AUGUST 2011 ACTIVE AUGUST 2011 COMMODITIES EXCHANGE.IRAN IR XTEH XTEH O TEHRAN STOCK EXCHANGE TSE TEHRAN WWW.TSE.IR NOVEMBER 2007 ACTIVE NOVEMBER 2007IRAQ IQ XIQS XIQS O IRAQ STOCK EXCHANGE ISX BAGHDAD WWW.ISX-IQ.NET OCTOBER 2011 ACTIVE OCTOBER 2011IRELAND IE AREX AREX O AREX - AUTOMATED RECEIVABLES EXCHANGE AREX DUBLIN HTTP://AREX.IO MAY 2016 ACTIVE MAY 2016 MARKET FOR ETR (EXCHANGE TRADED RECEIVABLES) ORDER EXECUTION.IRELAND IE BBIE BBIE O BARCLAYS BANK IRELAND PLC BBI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018IRELAND IE BBIS BBIE S BARCLAYS BANK IRELAND PLC - SYSTEMATIC INTERNALISER BBI SI DUBLIN WWW.BARCLAYS.IE JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.IRELAND IE BKDM BKDM O BNY MELLON MARKETS EUROPE LIMITED BNYMEL DUBLIN WWW.BNYMELLON.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 REGISTERED ELECTRONIC MARKET FOR REPO.IRELAND IE BMLI BMLI O BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019IRELAND IE BMLS BMLI S BANK OF AMERICA MERRILL LYNCH INTERNATIONAL BANK DESIGNATED ACTIVITY COMPANY - SYSTEMATIC INTERNALISER BAMLI DAC DUBLIN WWW.BOFAML.COM/EMEA NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISER.IRELAND IE CEPL CEPL O CITIBANK EUROPE PLC - SYSTEMATIC INTERNALISER DUBLIN WWW.CITIGROUP.COM/CITI/ MARCH 2019 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER.IRELAND IE CFIL CFIL O CANTOR FITZGERALD IRELAND LIMITED DUBLIN WWW.CANTORFITZGERALDIRELAND.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019IRELAND IE CSGI CSGI O CITADEL SECURITIES FI - EUROPE - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.IRELAND IE DAVY DAVY O J AND E DAVY - IRISH GOVERNMENT BOND - SYSTEMATIC INTERNALISER DUBLIN WWW.DAVY.IE AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.IRELAND IE EQIE EQIE O EQUILEND LIMITED DUBLIN WWW.EQUILEND.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY (MTF) FOR SECURITIES FINANCING.IRELAND IE EUCC EUCC O CITADEL CONNECT EUROPE - EU - SYSTEMATIC INTERNALISER DUBLIN WWW.CITADELSECURITIES.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.IRELAND IE FXFM RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FORWARDS MATCHING DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FORWARDS MATCHING.IRELAND IE FXRQ RMTF S FINANCIAL AND RISK TRANSACTIONS SERVICES IRELAND LIMITED - FXALL RFQ MTF DUBLIN WWW.REFINITIV.COM DECEMBER 2018 ACTIVE DECEMBER 2018 FXALL REQUEST FOR QUOTE (RFQ) MULTILATERAL TRADING FACILITY (MTF).IRELAND IE HREU HREU O HRTEU LIMITED - SYSTEMATIC INTERNALISER DUBLIN WWW.HUDSON-TRADING.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.IRELAND IE ICUR ICUR O CURRENEX IRELAND MTF CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX.IRELAND IE ICXR ICUR S CURRENEX IRELAND MTF - RFQ CNX MTF DUBLIN WWW.CURRENEXMTF.COM/OUR-OFFERING OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX.IRELAND IE IFXA IFXC S FX CONNECT IRELAND MTF - ALLOCATIONS IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX.IRELAND IE IFXC IFXC O FX CONNECT IRELAND MTF IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX.IRELAND IE IFXR IFXC S FX CONNECT IRELAND MTF - RFQ IFXC MTF DUBLIN WWW.FXCONNECTMTF.COM/OUR-SERVICES OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY FOR FX.IRELAND IE ITGL ITGL O POSIT MTF POSIT DUBLIN WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2017IRELAND IE LEUE LEUE O LIQUIDNET EU LIMITED EQUITY MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 EQUITY MULTILATERAL TRADING.IRELAND IE LEUF LEUE S LIQUIDNET EU LIMITED FIXED INCOME MTF DUBLIN WWW.LIQUIDNET.COM JULY 2018 ACTIVE JULY 2018 FIXED INCOME MULTILATERAL TRADING.IRELAND IE MCID MCID O MACQUARIE CAPITAL (IRELAND) DUBLIN WWW.MACQUARIE.COM/UK JANUARY 2019 ACTIVE JANUARY 2019 REGISTERED MARKET FOR EQUITIES.IRELAND IE MSEL MSEL O MAREX SPECTRON EUROPE LIMITED - OTF MSEL OTF DUBLIN WWW.MAREXSPECTRON.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ORGANISED TRADING FACILITY FOR COMMODITY DERIVATIVES, EMISSION ALLOWANCES AND EMISSION ALLOWANCE DERIVATIVES.IRELAND IE RMTF RMTF O REFINITIV MTF DUBLIN WWW.REFINITIV.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY.IRELAND IE SEMX SEMX O SEMOPX DUBLIN WWW.SEM-O.COM DECEMBER 2017 ACTIVE DECEMBER 2017IRELAND IE SISI SISI O SUSQUEHANNA INTERNATIONAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER SISI DUBLIN HTTPS://SIG.COM/ JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.IRELAND IE TDGF TDGF O TD SECURITIES DUBLIN WWW.TD.COM MARCH 2019 ACTIVE MARCH 2019IRELAND IE VFIL VFIL O VIRTU FINANCIAL IRELAND LIMITED VFIL DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED ELECTRONIC PLATFORMS.IRELAND IE VFSI VFIL S VIRTU FINANCIAL IRELAND LIMITED - SYSTEMATIC INTERNALISER VIRTU SI DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC INTERNALISER.IRELAND IE VFXO VFIL S VIRTU FINANCIAL IRELAND LIMITED - OTC VIRTU OTC DUBLIN WWW.VIRTU.COM JULY 2017 ACTIVE JULY 2017 VIRTU FINANCIAL IRELAND LIMITED SYSTEMATIC OTC PLATFORM.IRELAND IE XATL XDUB S ATLANTIC SECURITIES MARKET ISE ASM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE JANUARY 2015 ATLANTIC SECURITIES MARKET (ASM). THE ASM IS AUTHORISED BY THE CENTRAL BANK OF IRELAND AS A MTF AND IS REGULATED BY THE IRISH STOCK EXCHANGE PLC.IRELAND IE XCDE XCDE O BAXTER FINANCIAL SERVICES DUBLIN WWW.BAXTER-FX.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR CURRENCY FUTURES EFP'S AND OTC CURRENCY TRADINGIRELAND IE XDUB XDUB O IRISH STOCK EXCHANGE - ALL MARKET ISE DUBLIN WWW.ISE.IE NOVEMBER 2007 ACTIVE NOVEMBER 2007IRELAND IE XEBI XEBI O ENERGY BROKING IRELAND GAS TRADING PLATFORM EBI DUBLIN WWW.EBI.IE OCTOBER 2015 ACTIVE OCTOBER 2015 ELECTRONIC TRADING AND BROKING PLATFORM FOR OTC NATURAL GAS PHYSICAL SPOT TRANSACTIONS.IRELAND IE XESM XDUB S EURONEXT GROWTH DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013IRELAND IE XEYE XDUB S IRISH STOCK EXCHANGE - GLOBAL EXCHANGE MARKET ISE GEM DUBLIN WWW.ISE.IE JULY 2017 ACTIVE MARCH 2012IRELAND IE XMSM XDUB S EURONEXT DUBLIN DUBLIN WWW.ISE.IE JANUARY 2019 ACTIVE JANUARY 2013IRELAND IE XPAC ITGL S POSIT AUCTION AUCTIONS DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017IRELAND IE XPOS ITGL S POSIT DARK DARK DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE JULY 2007IRELAND IE XRFQ ITGL S POSIT RFQ RFQ DUBLIN WWW.ITG.COM OCTOBER 2017 ACTIVE OCTOBER 2017 REQUEST-FOR-QUOTE (RFQ) MARKET.ISRAEL IL XTAE XTAE O TEL AVIV STOCK EXCHANGE TASE TEL AVIV WWW.TASE.CO.IL JUNE 2005 ACTIVE JUNE 2005ITALY IT AKIS AKIS O AKIS - BANCA AKROS - SYSTEMATIC INTERNALISER AKIS MILANO WWW.BANCAAKROS.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 BANCA AKROS SYSTEMATIC INTERNALISER.ITALY IT ATFX XMIL S ATFUND MTF ATFUND MILANO WWW.BORSAITALIANA.IT JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY FOR OPEN END FUNDS.ITALY IT BEIS BEIS O BANCA ETICA - SYSTEMATIC INTERNALISER PADOVA WWW.BANCAETICA.IT JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.ITALY IT BNLD BNLD O BANCA NAZIONALE DEL LAVORO SPA - SYSTEMATIC INTERNALISER ROME WWW.BNL.IT FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER.ITALY IT BREA BREA O BANCA REALE - SYSTEMATIC INTERNALISER TORINO WWW.BANCAREALE.IT JANUARY 2019 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER.ITALY IT CGCM CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - COLLATERALIZED MONEY MARKET GUARANTEE SERVICE NEWMIC ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 COLLATERALIZED MONEY MARKET GUARANTEE SERVICEITALY IT CGDB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - BONDS CCP SERVICE CCGBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR GOVERNMENT BONDS, CORPORATE BONDS AND REPOSITALY IT CGEB CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EURO BONDS CCP SERVICE CCGEUROBONDS ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EURO GOVERNMENT BONDS, EURO CORPORATE BONDSITALY IT CGGD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP AGRICULTURAL COMMODITY DERIVATIVES CCGAGRIDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON AGRICULTURAL COMMODITIES DERIVATIVESITALY IT CGIT CGIT O CASSA DI COMPENSAZIONE E GARANZIA SPA CC&G ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CENTRAL COUNTERPARTY ACROSS MULTIPLE TRADING VENUES COVERING A WIDE RANGE OF ASSET CLASSESITALY IT CGND CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP ENERGY DERIVATIVES CCGENERGYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON ENERGY DERIVATIVESITALY IT CGQD CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - CCP EQUITY DERIVATIVES CCGEQUITYDER ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE ON EQUITY DERIVATIVESITALY IT CGQT CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - EQUITY CCP SERVICE CCGEQUITY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR EQUITIES AND COMPARABLE PRODUCTS SUCH WARRANTS, CONVERTIBLE BONDS, CLOSED-END FUNDS, INVESTMENT COMPANIES, REAL ESTATE INVESTMENT COMPANIES, ETF AND ETCITALY IT CGTR CGIT S CASSA DI COMPENSAZIONE E GARANZIA SPA - TRIPARTY REPO CCP SERVICE CCGTRIPARTY ROMA WWW.CCG.IT JUNE 2013 ACTIVE JUNE 2013 CCP SERVICE FOR TRIPARTY REPOSITALY IT CREM CREM O CREDEM BANCA - SYSTEMATIC INTERNALISER CREDEM SI REGGIO EMILIA WWW.CREDEM.IT DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER FOR BONDS.ITALY IT DDTX DDTX O DEAL DONE TRADING - SYSTEMATIC INTERNALISER DDT FIRENZE WWW.MPSCAPITALSERVICES.IT JANUARY 2018 ACTIVE JANUARY 2018 SYSTEMATIC INTERNALISER.ITALY IT EBMX MTSO S EBM - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY.ITALY IT EMDR EMID S E-MID - E-MIDER MARKET MILANO WWW.E-MID.IT JUNE 2008 ACTIVE JUNE 2008 MARKET FOR THE TRADING OF MULTI-CURRENCY DERIVATIVE FINANCIAL INSTRUMENTSITALY IT EMIB EMID S E-MID - BANCA D'ITALIA SHARES TRADING MARKET MILANO WWW.E-MID.IT OCTOBER 2016 ACTIVE OCTOBER 2016 MARKET FOR THE NATIONAL CENTRAL BANK (BANCA D'ITALIA) SHARES.ITALY IT EMID EMID O E-MID MILANO WWW.E-MID.IT MAY 2010 ACTIVE MAY 2010 MARKET FOR INTERBANK DEPOSITS IN EUROPE.ITALY IT EMIR EMID S E-MID REPO MILANO WWW.E-MID.IT NOVEMBER 2011 ACTIVE NOVEMBER 2011 ELECTRONIC TRADING PLATFORM FOR REPO TRADES.ITALY IT ETFP XMIL S ELECTRONIC ETF, ETC/ETN AND OPEN-END FUNDS MARKET ETFPLUS MILANO WWW.BORSAITALIANA.IT JUNE 2017 ACTIVE SEPTEMBER 2007ITALY IT ETLX ETLX O EUROTLX MILANO WWW.EUROTLX.COM AUGUST 2007 ACTIVE AUGUST 2007ITALY IT FBSI FBSI O FINECO BANK - SYSTEMATIC INTERNALISER FBSI MILANO WWW.FINECOBANK.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.ITALY IT HMOD HMTF S HI-MTF ORDER DRIVEN MILANO WWW.HIMTF.COM JULY 2008 ACTIVE JULY 2008 MULTILATERAL TRADING FACILITY ORDER DRIVEN FOR EQUITIES AND BONDSITALY IT HMTF HMTF O HI-MTF MILANO WWW.HIMTF.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007ITALY IT HRFQ HMTF S HI-MTF RFQ MILANO WWW.HIMTF.COM JULY 2016 ACTIVE JULY 2016 MTF FOR BONDS BASED ON RFQ NEGOTIATION MODELITALY IT IBEQ IBIS S INVEST BANCA - IBIS EQUITY - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT MARCH 2018 ACTIVE MARCH 2018 SYSTEMATIC INTERNALISER.ITALY IT IBIS IBIS O INVEST BANCA - SYSTEMATIC INTERNALISER FLORENCE WWW.INVESTBANCA.IT FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER.ITALY IT IMMH IMMH O IMMH – BANCA IMI - SYSTEMATIC INTERNALISER MILAN WWW.BANCAIMI.COM MAY 2018 ACTIVE MAY 2018 SYSTEMATIC INTERNALISER.ITALY IT ISBA ISBA O BANCA DI ASTI - SYSTEMATIC INTERNALISER ASTI WWW.BANCADIASTI.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.ITALY IT ISBV ISBV O BIVER BANCA - SYSTEMATIC INTERNALISER BIELLA WWW.BIVERBANCA.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.ITALY IT MCAD MTSO S MTS CASH DOMESTIC - MTF ROMA WWW.MTSMARKETS.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY.ITALY IT MIVX XMIL S MARKET FOR INVESTMENT VEHICLES MIV MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2009 THE MIV, DEDICATED TO INVESTMENT VEHICLES, IS DIVIDED INTO THREE SEGMENTS: UNITS OF CLOSED-END FUNDS SEGMENT, INVESTMENT COMPANIES SEGMENT, REAL ESTATE INVESTMENT COMPANIES SEGMENT (REICS FROM THE EXPANDI MARKET).ITALY IT MOTX XMIL S ELECTRONIC BOND MARKET MOT MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2007 ACTIVE SEPTEMBER 2007ITALY IT MTAA XMIL S ELECTRONIC SHARE MARKET MTA MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE SEPTEMBER 2007ITALY IT MTAH XMIL S BORSA ITALIANA EQUITY MTF BITEQMTF MILAN WWW.BORSAITALIANA.IT JULY 2016 ACTIVE JULY 2016 SINCE 11.7.16, BIEM OFFERS TRADING IN REGULAR MARKET HOURS FOR INTERNATIONAL SHARES ("BIT GEM" SEGMENT, FROM 8AM TO 5:42PM MILAN TIME) AND "AFTER HOUR" TRADING FOR ITALIAN AND INTL. SHARES ("TAH" SEGMENT, FROM 6PM TO 8:30PM MILAN TIME).ITALY IT MTSC MTSO S MTS ITALIA MTS ITALY ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE NOVEMBER 2005ITALY IT MTSO MTSO O MTS S.P.A. ROMA WWW.MTSMARKETS.COM APRIL 2017 ACTIVE APRIL 2017 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS.ITALY IT MUBM MUBM O MUFG BANK, LTD. - MILANO BRANCH - SYSTEMATIC INTERNALISER MUBM SI MILAN WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.ITALY IT SEDX XMIL S SECURITISED DERIVATIVES MARKET SEDEX MILANO WWW.BORSAITALIANA.IT DECEMBER 2017 ACTIVE SEPTEMBER 2007 MULTILATERAL TRADING FACILITY.ITALY IT SSOB MTSO S BONDVISION EUROPE MTF ROMA WWW.MTSMARKETS.COM DECEMBER 2017 ACTIVE MAY 2010 CORPORATE BONDS, COVERED BONDS, ETFS, SUPRANATIONAL, SOVEREIGN AND AGENCY (SSA).ITALY IT UBIM UBIM O UBI BANCA - SYSTEMATIC INTERNALISER UBI BERGAMO WWW.UBIBANCA.IT JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.ITALY IT UBIS UBIS O UNIPOL BANCA S.P.A. UBIS BOLOGNA WWW.UNIPOLBANCA.IT NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR UNIPOL BANCA BRANDED BONDS.ITALY IT UCIT UCIT O UNICREDIT SPA - SYSTEMATIC INTERNALISER MILAN WWW.UNICREDIT.IT NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.ITALY IT XAIM XMIL S AIM ITALIA - MERCATO ALTERNATIVO DEL CAPITALE MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE APRIL 2012 MULTILATERAL TRADING FACILITY - MERGE OF AIM ITALIA AND MAC, MAC WILL BE OPENED TILL END 2012.

Page 6: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSITALY IT XDMI XMIL S ITALIAN DERIVATIVES MARKET IDEM MILAN WWW.BORSAITALIANA.IT MAY 2017 ACTIVE JUNE 2005ITALY IT XGME XGME O GESTORE MERCATO ELETTRICO - ITALIAN POWER EXCHANGE IPEX/GME ROMA WWW.MERCATOELETTRICO.ORG APRIL 2009 ACTIVE APRIL 2009 ITALIAN POWER EXCHANGEITALY IT XMIL XMIL O BORSA ITALIANA S.P.A. MILANO WWW.BORSAITALIANA.IT SEPTEMBER 2012 ACTIVE DECEMBER 2007ITALY IT XMOT XMIL S EXTRAMOT MILANO WWW.BORSAITALIANA.IT JULY 2009 ACTIVE JULY 2009 MTF OF BONDS MANAGED AND ORGANISED BY BORSA ITALIANA.IVORY COAST CI XBRV XBRV O BOURSE REGIONALE DES VALEURS MOBILIERES BRVM ABIDJAN WWW.BRVM.ORG JUNE 2005 ACTIVE JUNE 2005JAMAICA JM XJAM XJAM O JAMAICA STOCK EXCHANGE KINGSTON WWW.JAMSTOCKEX.COM JUNE 2005 ACTIVE JUNE 2005JAPAN JP BAJD BAJD O BANK OF AMERICA MERRILL LYNCH – JAPAN INSTINCT X TOKYO WWW.BOFAML.COM JULY 2019 ACTIVE JULY 2019JAPAN JP BASX BASX O BANK OF AMERICA MERRILL LYNCH – SIMPLEX BLAST X TOKYO WWW.JAPAN.ML.COM/JAPAN_OVERVIEW/MLJS_OVERVIEW.ASP MAY 2018 ACTIVE MAY 2018 DARK POOL.JAPAN JP BETP BETP O BLOOMBERG TRADEBOOK JAPAN LIMITED CHIYODA-KU WWW.BLOOMBERGTRADEBOOK.COM JULY 2015 ACTIVE JULY 2015 BLOOMBERG'S ETPJAPAN JP CFJP CSJP S CROSSFINDER JAPAN TOKYO WWW.CREDIT-SUISSE.COM/HK/EN/INVESTMENT-BANKING/CLIENT-OFFERING/AES/CROSSFINDER.HTML OCTOBER 2015 ACTIVE OCTOBER 2015 EQUITIES ALTERNATIVE LIQUIDITY POOL JAPANJAPAN JP CHIJ CHIJ O CHI-X JAPAN TOKYO WWW.CHI-X.ASIA/APAC/JP/ENG FEBRUARY 2010 ACTIVE FEBRUARY 2010 MARKET FOR JAPANESE EQUITIES AND ETF, ELECTRONIC TRADING PLATFORM.JAPAN JP CHIS CHIJ S CHI-X JAPAN SELECT CHI-SELECT TOKYO WWW.CHI-X.JP APRIL 2015 ACTIVE APRIL 2015 REGISTERED MARKET FOR EQUITIESJAPAN JP CHIV CHIJ S CHI-X JAPAN VWAP CROSSING TOKYO WWW.CHI-X.JP/ AUGUST 2014 ACTIVE AUGUST 2014 ORDER MATCHING SERVICE AT PRE-DEFINED PRICE LEVELSJAPAN JP CITD CITX S CITI DARK TOKYO WWW.CITIVELOCITY.COM MARCH 2013 ACTIVE MAY 2011 DARK POOL.JAPAN JP CITX CITX O CITI MATCH - JP TOKYO WWW.CITIGROUPGLOBALMARKETS.CO.JP OCTOBER 2017 ACTIVE JULY 2009 CITIMATCH PTS (PROPRIETARY TRADING SYSTEM) LICENSE IN JAPAN.JAPAN JP CLJP CLJP O CLSA JAPAN - DARK TOKYO WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL.JAPAN JP CMET CMET O CLEAR MARKETS JAPAN, INC. CM ETP TOKYO WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 CLEAR MARKETS JAPAN, INC. 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ANTANANARIVO JUNE 2005 ACTIVE JUNE 2005MALAWI MW XMSW XMSW O MALAWI STOCK EXCHANGE BLANTYRE WWW.MSE.CO.MW JUNE 2005 ACTIVE JUNE 2005MALAYSIA MY MESQ XKLS S ACE MARKET KUALA LUMPUR WWW.BURSAMALAYSIA.COM MAY 2010 ACTIVE MAY 2010 THE MESDAQ IS DESIGNED FOR HIGH-GROWTH COMPANIES AND TECHNOLOGY INTENSIVE INDUSTRIES.MALAYSIA MY XKLS XKLS O BURSA MALAYSIA KUALA LUMPUR WWW.BURSAMALAYSIA.COM JUNE 2005 ACTIVE JUNE 2005MALAYSIA MY XLFX XLFX O LABUAN INTERNATIONAL FINANCIAL EXCHANGE LFX LABUAN LFXSYS.LFX.COM.MY JUNE 2005 ACTIVE JUNE 2005MALAYSIA MY XRBM XRBM O RINGGIT BOND MARKET RBM KUALA LUMPUR WWW.BONDINFO.BNM.GOV.MY MAY 2010 ACTIVE MAY 2010MALDIVES MV MALX MALX O MALDIVES STOCK EXCHANGE MALE WWW.MSE.COM.MV AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED MARKET FOR EQUITIES.MALTA MT COMG COMG O COMMERG LTD. SLIEMA WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018 ELECTRONIC TRADING PLATFORM FOR ENERGY TRACKING CERTIFICATES.MALTA MT IFSM XMAL S INSTITUTIONAL FINANCIAL SECURITIES MARKET IFSM VALLETTA WWW.BORZAMALTA.COM.MT NOVEMBER 2017 ACTIVE NOVEMBER 2017 PROFESSIONAL INVESTOR MARKET FOR ASSET BACKED SECURITIES, BONDS, DERIVATIVES AND SECURITISED PRODUCTSMALTA MT PROS XMAL S PROSPECTS VALLETTA WWW.SMEPROSPECTS.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 MTFMALTA MT XMAL XMAL O MALTA STOCK EXCHANGE MSE VALLETTA WWW.BORZAMALTA.COM.MT MAY 2016 ACTIVE JUNE 2005MAURITIUS MU GBOT GBOT O BOURSE AFRICA LIMITED BAFR EBENE WWW.BOURSEAFRICA.COM DECEMBER 2013 ACTIVE OCTOBER 2010 MULTI-ASSET CLASS EXCHANGE PROVIDING AN ELECTRONIC PLATFORM FOR TRADING ON COMMODITY DERIVATIVES, CURRENCY DERIVATIVES, EQUITY, EQUITY DERIVATIVES AND BONDS.MAURITIUS MU XAFX XAFX O AFRICAN STOCK EXCHANGE EBENE CITY WWW.BHUMISHQ.COM AUGUST 2014 ACTIVE AUGUST 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIES AND BONDS MARKETMAURITIUS MU XMAU XMAU O STOCK EXCHANGE OF MAURITIUS LTD PORT LOUIS WWW.STOCKEXCHANGEOFMAURITIUS.COM JUNE 2005 ACTIVE JUNE 2005MEXICO MX BIVA BIVA O BOLSA INSTITUCIONAL DE VALORES BIVA MEXICO WWW.BIVA.MX SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 STOCK EXCHANGE.LIVE IN Q1 2018.MEXICO MX CGMX CGMX O CITI MEXICO RPI (RETAIL PRICE IMPROVEMENT) MEXICO WWW.CITIGROUP.COM DECEMBER 2014 ACTIVE APRIL 2012MEXICO MX XEMD XEMD O MERCADO MEXICANO DE DERIVADOS MEXDER MEXICO WWW.MEXDER.COM.MX JUNE 2005 ACTIVE JUNE 2005MEXICO MX XMEX XMEX O BOLSA MEXICANA DE VALORES (MEXICAN STOCK EXCHANGE) MEXICO WWW.BMV.COM.MX JUNE 2005 ACTIVE JUNE 2005MOLDOVA, REPUBLIC OF MD XMOL XMOL O MOLDOVA STOCK EXCHANGE CHISINAU WWW.MOLDSE.MD JUNE 2005 ACTIVE JUNE 2005MONGOLIA MN XULA XULA O MONGOLIAN STOCK EXCHANGE ULAAN BAATAR WWW.MSE.MN JUNE 2005 ACTIVE JUNE 2005MONTENEGRO, REPUBLIC OF ME XMNX XMNX O MONTENEGRO STOCK EXCHANGE MONTENEGRO WWW.MONTENEGROBERZA.COM DECEMBER 2006 ACTIVE DECEMBER 2006MOROCCO MA XCAS XCAS O CASABLANCA STOCK EXCHANGE CASABLANCA WWW.CASABLANCA-BOURSE.COM JUNE 2005 ACTIVE JUNE 2005MOZAMBIQUE MZ XBVM XBVM O MOZAMBIQUE STOCK EXCHANGE BVM MAPUTO WWW.BOLSADEVALORES.CO.MZ OCTOBER 2014 ACTIVE OCTOBER 2014 REGISTERED MARKET FOR EQUITIES, BONDS, COMMERCIAL PAPER AND OTHER FINANCIAL INSTRUMENTS.NAMIBIA NA XNAM XNAM O NAMIBIAN STOCK EXCHANGE WINDHOEK WWW.NSX.COM.NA JUNE 2005 ACTIVE JUNE 2005NEPAL NP XNEP XNEP O NEPAL STOCK EXCHANGE KATHMANDU WWW.NEPALSTOCK.COM JUNE 2005 ACTIVE JUNE 2005NEW ZEALAND NZ NZFX NZFX O NEW ZEALAND FUTURES & OPTIONS NZFOX AUCKLAND WWW.NZFOX.NZX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007NEW ZEALAND NZ XNZE XNZE O NEW ZEALAND EXCHANGE LTD NZX WELLINGTON WWW.NZX.COM JUNE 2005 ACTIVE JUNE 2005NICARAGUA NI XMAN XMAN O BOLSA DE VALORES DE NICARAGUA MANAGUA WWW.BOLSANIC.COM JUNE 2005 ACTIVE JUNE 2005NIGERIA NG NASX NASX O NASD OTC MARKET NASDOTC LAGOS WWW.NASDNG.COM AUGUST 2015 ACTIVE AUGUST 2015 REGISTERED MARKET FOR ELECTRONIC TRADING OF UNLISTED SECURITIES.NIGERIA NG XNSA XNSA O THE NIGERIAN STOCK EXCHANGE NSE LAGOS WWW.NSE.COM.NG FEBRUARY 2015 ACTIVE JUNE 2005 ELECTRONIC TRADING PLATFORMNORWAY NO BULK NORX S NASDAQ COMMODITIES - BULK COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO CNSI CNSI O CARNEGIE AS - SYSTEMATIC INTERNALISER CAR OSLO WWW.CARNEGIE.SE/EN/NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.NORWAY NO ELEU NORX S NASDAQ COMMODITIES - EUR POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO ELNO NORX S NASDAQ COMMODITIES - NOK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO ELSE NORX S NASDAQ COMMODITIES - SEK POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO ELUK NORX S NASDAQ COMMODITIES - GBP POWER/ENERGY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO FISH FISH O FISH POOL ASA BERGEN WWW.FISHPOOL.EU JUNE 2007 ACTIVE JUNE 2007NORWAY NO FREI NORX S NASDAQ COMMODITIES - FREIGHT COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO FSHX FSHX O FISHEX TROMSO WWW.FISHEX.NO SEPTEMBER 2007 ACTIVE SEPTEMBER 2007NORWAY NO MERD XOSL S MERKUR MARKET - DARK POOL OSLO WWW.OSLOBORS.NO AUGUST 2015 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTS - DARK POOLNORWAY NO MERK XOSL S MERKUR MARKET OSLO WWW.OSLOBORS.NO AUGUST 2015 ACTIVE AUGUST 2015 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTSNORWAY NO NEXO NEXO O NOREXECO ASA NOREXECO KONGSVINGER WWW.NOREXECO.COM NOVEMBER 2016 ACTIVE JANUARY 2014 FINANCIAL DERIVATIVES, CASH SETTLED FUTURES CONTRACTS. ELECTRONIC TRADING QND CLEARINGNORWAY NO NIBR XOSL S NORWEGIAN INTER BANK OFFERED RATE NIBOR OSLO WWW.OSLOBORS.NO JULY 2013 ACTIVE JULY 2013 OFFICIAL PLATFORM FOR SUBMISSION OF NIBOR BASIS RATES AND DISTRIBUTION OF NIBOR FIXING RATESNORWAY NO NOPS NOPS O NORD POOL SPOT AS TRONDHEIM WWW.NORDPOOLSPOT.COM JUNE 2011 ACTIVE JUNE 2011 NORD POOL SPOT AS ENERGY EXCHANGE FOR NORDIC PHYSICAL MARKETS.NORWAY NO NORX NORX O NASDAQ OMX COMMODITIES OSLO WWW.NASDAQOMXCOMMODITIES.COM MAY 2011 ACTIVE MAY 2011 NASDAQ OMX COMMODITIES IS RESPONSIBLE FOR THE INTERNATIONAL DERIVATIVE AND CARBON PRODUCTS OFFERING, AND ALSO OPERATES THE CLEARING BUSINESS AND OFFERS CONSULTING SERVICES TO COMMODITIES MARKETS GLOBALLY.NORWAY NO NOSC NOSC O NOS CLEARING ASA NOS OSLO WWW.NOSCLEARING.COM DECEMBER 2013 ACTIVE DECEMBER 2013 CENTRAL COUNTER PARTY CLEARING HOUSE (CCP) FOR COMMODITY DERIVATIVESNORWAY NO NOTC NOTC O NORWEGIAN OVER THE COUNTER MARKET NOTC OSLO WWW.NFMF.NO JUNE 2005 ACTIVE JUNE 2005NORWAY NO OAPA OAPA O OSLO BORS - APA OSLO WWW.OSLOBORS.NO JANUARY 2018 ACTIVE JANUARY 2018 APPROVED PUBLICATION ARRANGEMENT OPERATED BY OSLO BORS.NORWAY NO OSLC OSLC O SIX X-CLEAR AG OSLO WWW.SIX-SECURITIES-SERVICES.COM JUNE 2015 ACTIVE NOVEMBER 2013 SECURITIES LENDING, TRADE REGISTRATIONS AND FINANCIAL SETTLEMENT FOR DERIVATIVES. AS OF 1 MAY 2015 OSLO CLEARING ASA IS LEGALLY INTEGRATED INTO SIX X-CLEAR LTD.NORWAY NO SB1M SB1M O SPAREBANK 1 MARKETS - SYSTEMATIC INTERNALISER SB1M OSLO WWW.SB1MARKETS.NO DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.NORWAY NO SPTR SPTR O SPAREBANK 1 SMN - SYSTEMATIC INTERNALISER TRONDHEIM WWW.SMN.NO FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER.NORWAY NO STEE NORX S NASDAQ COMMODITIES - STEEL COMMODITY OSLO WWW.NASDAQOMX.COM/COMMODITIES/ APRIL 2017 ACTIVE APRIL 2017NORWAY NO XABG XABG O ABG SUNDAL COLLIER ASA - SYSTEMATIC INTERNALISER ABG OSLO WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.NORWAY NO XDNB XDNB O DNB BANK ASA - SYSTEMATIC INTERNALISER OSLO WWW.DNB.NO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER.NORWAY NO XIMA XIMA O INTERNATIONAL MARTIME EXCHANGE IMAREX OSLO WWW.IMAREX.COM JUNE 2006 ACTIVE JUNE 2006NORWAY NO XOAA XOSL S OSLO BORS ASA - OSLO AXESS LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017 LISTED INSTRUMENTS.NORWAY NO XOAD XOSL S OSLO AXESS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL.NORWAY NO XOAM XOSL S NORDIC ALTERNATIVE BOND MARKET ABM OSLO WWW.OSLOBORS.NO DECEMBER 2014 ACTIVE NOVEMBER 2007 NORDIC MARKETPLACE FOR LISTING OF BONDSNORWAY NO XOAS XOSL S OSLO AXESS OSLO WWW.OSLOBORS.NO JUNE 2013 ACTIVE FEBRUARY 2007NORWAY NO XOBD XOSL S OSLO BORS ASA - DERIVATIVES MARKET OSLO WWW.OSLOBORS.NO FEBRUARY 2020 ACTIVE FEBRUARY 2020NORWAY NO XOSA XOSL S OSLO BORS - LIT X AUCTIONS OSLO WWW.OSLOBORS.NO NOVEMBER 2017 ACTIVE NOVEMBER 2017NORWAY NO XOSC XOSL S OSLO CONNECT OSLO WWW.OSLOBORS.NO MAY 2013 ACTIVE MAY 2013 MULTILATERAL TRADING FACILITY FOR FINANCIAL INSTRUMENTSNORWAY NO XOSD XOSL S OSLO BORS NORTH SEA - DARK POOL OSLO WWW.OSLOBORS.NO APRIL 2015 ACTIVE APRIL 2015 DARK POOL.NORWAY NO XOSL XOSL O OSLO BORS ASA OSLO WWW.OSLOBORS.NO JUNE 2005 ACTIVE JUNE 2005OMAN OM XMUS XMUS O MUSCAT SECURITIES MARKET MSM MUSCAT WWW.MSM.GOV.OM JUNE 2005 ACTIVE JUNE 2005

Page 7: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSPAKISTAN PK NCEL NCEL O PAKISTAN MERCANTILE EXCHANGE PMEX KARACHI WWW.PMEX.COM.PK AUGUST 2013 ACTIVE APRIL 2009 REGISTERED FOR LISTED DERIVATIVES (OPTIONS AND FUTURES) TRADING - FORMERLY NATIONAL COMMODITY EXCHANGE LIMITED.PAKISTAN PK XKAR XKAR O THE PAKISTAN STOCK EXCHANGE LIMITED PSX KARACHI WWW.PSX.COM.PK APRIL 2016 ACTIVE JUNE 2005 MERGER OF THE THREE STOCK EXCHANGES IN PAKISTAN. PSX SUCCESSFULLY STARTED TO OPERATE FROM JANUARY 11, 2016, ONWARDS.PALESTINIAN TERRITORY, OCCUPIED PS XPAE XPAE O PALESTINE SECURITIES EXCHANGE PSE NABLUS WWW.PEX.PS NOVEMBER 2013 ACTIVE JUNE 2011PANAMA PA XPTY XPTY O BOLSA DE VALORES DE PANAMA, S.A. BVP PANAMA WWW.PANABOLSA.COM JUNE 2005 ACTIVE JUNE 2005PAPUA NEW GUINEA PG XPOM XPOM O PORT MORESBY STOCK EXCHANGE PORT MORESBY WWW.POMSOX.COM.PG JUNE 2005 ACTIVE JUNE 2005PARAGUAY PY XVPA XVPA O BOLSA DE VALORES Y PRODUCTOS DE ASUNCION SA BVPASA ASUNCION WWW.BVPASA.COM.PY JUNE 2005 ACTIVE JUNE 2005PERU PE XLIM XLIM O BOLSA DE VALORES DE LIMA BVL LIMA WWW.BVL.COM.PE JUNE 2005 ACTIVE JUNE 2005PHILIPPINES PH CLPH CLPH O CLSA PHILIPPINES - DARK MANILA WWW.CLSA.COM JULY 2015 ACTIVE JULY 2015 DARK POOL.PHILIPPINES PH PDEX PDEX O PHILIPPINE DEALING AND EXCHANGE CORP MAKATI CITY WWW.PDEX.COM.PH MAY 2010 ACTIVE MAY 2010 PDEX PROVIDES A CENTRALIZED INFRASTRUCTURE FOR TRADING SECURITIES.PHILIPPINES PH XPHS XPHS O PHILIPPINE STOCK EXCHANGE, INC. PSE PASIG CITY WWW.PSE.COM.PH JUNE 2005 ACTIVE JUNE 2005POLAND PL BHWA BHWA O BANK HANDLOWY W WARSZAWIE S.A. - SYSTEMATIC INTERNALISER BHW SI WARSAW WWW.CITIBANK.PL JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.POLAND PL BNPP BNPP O BANK BGZ BNP PARIBAS S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.BGZBNPPARIBAS.PL DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.POLAND PL BOSP XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/MTF WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2010 MULTILATERAL TRADING FACILITIES FOR DEBT INSTRUMENTS.POLAND PL BPKO BPKO O PKO BANK POLSKI S.A. - SYSTEMATIC INTERNALISER PKO BP WARSAW WWW.PKOBP.PL JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.POLAND PL HBPL HBPL O HSBC BANK POLSKA S.A. - SYSTEMATIC INTERNALISER WARSAW WWW.HSBC.PL DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.POLAND PL INGW INGW O ING BANK SLASKI SA - SYSTEMATIC INTERNALISER WARSAW WWW.INGBANK.PL SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.POLAND PL MBPL MBPL O MBANK S.A. - SYSTEMATIC INTERNALISER MBANK WARSZAWA WWW.MBANK.PL AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.POLAND PL PARK PARK O PARKER POLAND SP. ZO.O. WARSZAWA WWW.PARKER.COM.PL FEBRUARY 2020 ACTIVE FEBRUARY 2020POLAND PL PKOP PKOP O BANK POLSKA KASA OPIEKI S.A. - SYSTEMATIC INTERNALISER PEKAO WARSAW WWW.PEKAO.COM.PL NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.POLAND PL PLPD XWAR S WARSAW STOCK EXCHANGE/POLISH POWER EXCHANGE/REGULATED MARKET WSE WARSAW WWW.TGE.PL JULY 2019 ACTIVE MAY 2015POLAND PL PLPO XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER - EXCHANGE/ORGANIZED TRADING FACILITIES WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020POLAND PL PLPS XWAR S WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/SPOT WARSAW WWW.GPW.PL MARCH 2020 ACTIVE MARCH 2020POLAND PL PTPG PTPG O POLISH TRADING POINT PTP WARSAW WWW.POLISHTRADINGPOINT.COM MARCH 2016 ACTIVE MARCH 2016 ELECTRONIC TRADING PLATFORM FOR OTC ENERGY PRODUCTSPOLAND PL RPWC XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/BONDSPOT/REGULATED MARKET WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE APRIL 2011POLAND PL SIAB SIAB O ALIOR BANK - SYSTEMATIC INTERNALISER WARSZAWA WWW.ALIORBANK.PL AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.POLAND PL TBSP XWAR S WARSAW STOCK EXCHANGE/BONDS/BONDSPOT/TREASURY BOND MARKET WARSAW WWW.BONDSPOT.PL AUGUST 2013 ACTIVE JULY 2011 CHANGES IN BONDSPOT OWNERSHIP STRUCTURE. THEY ARE NO LONGER IN MTS GROUP.POLAND PL WBCL XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/LISTING WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE APRIL 2013POLAND PL WBKP WBKP O BANK ZACHODNI WBK S.A. - SYSTEMATIC INTERNALISER BZ WBK WROCLAW WWW.BZWBK.PL OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.POLAND PL WBON XWAR S WARSAW STOCK EXCHANGE/ BONDS/CATALYST/MAIN MARKET WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012POLAND PL WDER XWAR S WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES WARSAW WWW.POCHODNE.GPW.PL AUGUST 2013 ACTIVE SEPTEMBER 2012POLAND PL WETP XWAR S WARSAW STOCK EXCHANGE/ ETPS WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE MAY 2012POLAND PL WIND XWAR S WARSAW STOCK EXCHANGE/INDICES WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE MAY 2012POLAND PL WIPO XWAR S WARSAW STOCK EXCHANGE - OTHER THAN XOFF OR XXXX WSE WARSAW WWW.WSE.PL SEPTEMBER 2019 ACTIVE JULY 2017 ONLY FOR IPO/SPO PURPOSES. TRANSACTIONS ARE NOT SUBJECTED TO BE REPORTED TO ARM.POLAND PL WMTF XWAR S WARSAW STOCK EXCHANGE/BONDS/CATALYST/MTF WARSAW WWW.GPWCATALYST.PL AUGUST 2013 ACTIVE MAY 2012POLAND PL XNCO XWAR S WARSAW STOCK EXCHANGE/ EQUITIES/NEW CONNECT - MTF WARSAW WWW.NEWCONNECT.PL AUGUST 2013 ACTIVE JANUARY 2008 MARKET FINANCING THE GROWTH OF YOUNG COMPANIES WITH A LARGE GROWTH POTENTIAL, ORGANISED AND OPERATED BY THE WSEPOLAND PL XWAR XWAR O WARSAW STOCK EXCHANGE/EQUITIES/MAIN MARKET WSE WARSAW WWW.GPW.PL AUGUST 2013 ACTIVE JUNE 2005PORTUGAL PT ALXL XLIS S EURONEXT GROWTH LISBON LISBON WWW.EURONEXT.COM JUNE 2017 ACTIVE MAY 2011PORTUGAL PT BFPT BFPT O BANCO FINANTIA S.A. - SYSTEMATIC INTERNALISER LISBON WWW.FINANTIA.PT MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER.PORTUGAL PT ENXL XLIS S EURONEXT ACCESS LISBON LISBOA WWW.EURONEXT.COM JUNE 2017 ACTIVE AUGUST 2007PORTUGAL PT MFOX XLIS S EURONEXT - MERCADO DE FUTUROS E OPÇÕES LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE NOVEMBER 2007PORTUGAL PT OMIC OMIC O THE IBERIAN ENERGY CLEARING HOUSE OMICLEAR LISBOA WWW.OMICLEAR.PT JUNE 2013 ACTIVE JUNE 2013 REGISTERED CLEARING HOUSE ACTING AS CENTRAL COUNTERPARTY FOR EXCHANGE AND OTC DERIVATIVESPORTUGAL PT OMIP OMIP O OMIP - POLO PORTUGUES, S.G.M.R., S.A. / OMIP DERIVATIVES MARKET OMIP LISBOA WWW.OMIP.PT NOVEMBER 2019 ACTIVE MAY 2007PORTUGAL PT OPEX OPEX O PEX-PRIVATE EXCHANGE OPEX LISBOA WWW.OPEX.PT JUNE 2005 ACTIVE JUNE 2005PORTUGAL PT WQXL XLIS S EURONEXT - MARKET WITHOUT QUOTATIONS LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007PORTUGAL PT XLIS XLIS O EURONEXT - EURONEXT LISBON LISBOA WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005QATAR QA DSMD DSMD O QATAR EXCHANGE DSM DOHA WWW.QATAREXCHANGE.QA NOVEMBER 2009 ACTIVE NOVEMBER 2009 DOHA SECURITIES MARKET CHANGED TO QATAR EXCHANGE.REPUBLIC OF SEYCHELLES SC TRPX TRPX O MERJ EXCHANGE LIMITED MERJ EDEN ISLAND WWW.MERJ.EXCHANGE JUNE 2019 ACTIVE DECEMBER 2012 SECURITIES EXCHANGE OFFERING A MULTI-ASSET, MULTI-CURRENCY TRADING PLATFORM. OFFER ISSUERS LISTING SERVICES ON THREE BOARDS-MAIN BOARD, SMALL AND MEDIUM ENTERPRISE (SME) BOARD AND VENTURE CAPITAL (VCAP) BOARD.ROMANIA RO BRDE BRDE O BRD - GROUPE SOCIETE GENERALE S.A. BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 OPERATING MIC COVERING OTC MARKETS FOR BRD - GROUPE SOCIETE GENERALE S.A.ROMANIA RO BRDL BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - LIQUIDITY PROVIDER BUCHAREST WWW.BRD.RO SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 LIQUIDITY PROVIDER.ROMANIA RO BRDS BRDE S BRD - GROUPE SOCIETE GENERALE S.A. - SYSTEMATIC INTERNALISER BUCHAREST WWW.BRD.RO NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER.ROMANIA RO XBRM XBRM O ROMANIAN COMMODITIES EXCHANGE BRM BUCHAREST WWW.BRM.RO JUNE 2005 ACTIVE JUNE 2005ROMANIA RO XBSD XBSE S DERIVATIVES REGULATED MARKET - BVB REGF BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008ROMANIA RO XBSE XBSE O SPOT REGULATED MARKET - BVB REGS BUCHAREST WWW.BVB.RO JANUARY 2008 ACTIVE JANUARY 2008ROMANIA RO XCAN XBSE S CAN - ATS BUCHAREST WWW.BVB.RO OCTOBER 2010 ACTIVE OCTOBER 2010 THE ALTERNATIVE TRADING SYSTEM - "CAN-ATS" ( NEW COMPANIES & EQUITIES) OFFER ACCESS TO TRADING FOR NEWLY SET-UP BUSINESSES AS WELL AS FOR OTHER COMPANIES THAT CANNOT BE TRADED ON THE REGULATED MARKET OF BUCHAREST STOCK EXCHANGE.ROMANIA RO XRAS XBSE S RASDAQ RASDAQ BUCHAREST WWW.BVB.RO JUNE 2005 ACTIVE JUNE 2005ROMANIA RO XRPM XRPM O ROMANIAN POWER MARKET BUCHAREST WWW.OPCOM.RO APRIL 2009 ACTIVE APRIL 2009 ROMANIAN POWER MARKET OPERATOR (OPCOM).RUSSIA RU MISX MISX O MOSCOW EXCHANGE - ALL MARKETS MOEX MOSCOW WWW.MOEX.COM JULY 2019 ACTIVE JANUARY 2012 EQUITIES, BONDS, CURRENCIES, MONEY MARKET INSTRUMENTS, COMMODITIES AND MOEX BOARD.RUSSIA RU NAMX NAMX O NATIONAL MERCANTILE EXCHANGE NAMEX MOSCOW WWW.NAMEX.ORG MARCH 2011 ACTIVE MARCH 2011 ORGANIZING AND CONDUCTING TRADING OF THE FUTURES CONTRACTS ON THE COMMODITY SESSION.RUSSIA RU RPDX RPDX O MOSCOW ENERGY EXCHANGE MOSENEX MOSCOW WWW.MOSENEX.RU MARCH 2013 ACTIVE MAY 2010 RUSSIAN POWER DERIVATIVES EXCHANGE.RUSSIA RU RTSX MISX S MOSCOW EXCHANGE - DERIVATIVES MARKET MOEX MOSCOW WWW.MOEX.COM NOVEMBER 2018 ACTIVE MARCH 2012 DERIVATIVES MARKET OF MOSCOW EXCHANGE.RUSSIA RU RUSX RUSX O NON-PROFIT PARTNERSHIP FOR THE DEVELOPMENT OF FINANCIAL MARKET RTS NP RTS MOSCOW WWW.NPRTS.RU JANUARY 2015 ACTIVE DECEMBER 2014 MARKET OPERATOR FOR RUSSIAN OTC MARKET.RUSSIA RU SPIM SPIM O ST. PETERSBURG INTERNATIONAL MERCANTILE EXCHANGE SPIMEX SAINT-PETERSBURG WWW.S-PIMEX.RU MARCH 2011 ACTIVE MARCH 2011 REGISTERD COMMODITIES MARKET - OIL.RUSSIA RU XMOS XMOS O MOSCOW STOCK EXCHANGE MSE MOSCOW WWW.MSE.RU NOVEMBER 2007 ACTIVE NOVEMBER 2007RUSSIA RU XPET XPET O SAINT PETERSBURG EXCHANGE SPEX SAINT-PETERSBURG WWW.SPBEX.RU MAY 2010 ACTIVE MAY 2010RUSSIA RU XPIC XPIC O SAINT-PETERSBURG CURRENCY EXCHANGE SPCEX SAINT-PETERSBURG WWW.SPCEX.RU JUNE 2005 ACTIVE JUNE 2005RUSSIA RU XRUS XRUS O INTERNET DIRECT-ACCESS EXCHANGE INDX MOSCOW WWW.INDX.RU SEPTEMBER 2007 ACTIVE SEPTEMBER 2007RUSSIA RU XSAM XSAM O SAMARA CURRENCY INTERBANK EXCHANGE SCIEX SAMARA WWW.SCIEX.RU JUNE 2005 ACTIVE JUNE 2005RUSSIA RU XSIB XSIB O SIBERIAN EXCHANGE SIMEX NOVOSIBIRSK WWW.SIBEX.RU MAY 2010 ACTIVE MAY 2010RWANDA RW ROTC ROTC O RWANDA OTC MARKET RSE KIGALI WWW.RSE.RW JUNE 2008 ACTIVE JUNE 2008RWANDA RW RSEX RSEX O RWANDA STOCK EXCHANGE RSE KIGALI WWW.RSE.RW AUGUST 2011 ACTIVE AUGUST 2011 PRINCIPAL STOCK MARKET FOR EQUITY AND BONDS.SAINT KITTS AND NEVIS KN XECS XECS O EASTERN CARIBBEAN SECURITIES EXCHANGE ECSE BASSETERRE WWW.ECSEONLINE.COM JUNE 2005 ACTIVE JUNE 2005SAINT VINCENT AND THE GRENADINES VC SVXI SVXI O SAINT VINCENT AND THE GRENADINES SECURITIES EXCHANGE SVGEX KINGSTOWN WWW.SVGEX.COM APRIL 2019 ACTIVE APRIL 2019 REGISTERED MARKET FOR EQUITIES AND BONDS.SAUDI ARABIA SA XSAU XSAU O SAUDI STOCK EXCHANGE RIYADH WWW.TADAWUL.COM.SA JUNE 2005 ACTIVE JUNE 2005SERBIA (REPUBLIC OF) RS XBEL XBEL O BELGRADE STOCK EXCHANGE BELEX BELGRADE WWW.BELEX.RS DECEMBER 2014 ACTIVE MAY 2010SEYCHELLES SC SECC SECC O SECDEX CLEARING LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020SEYCHELLES SC SECD SECD O SECDEX DEPOSITORY LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020SEYCHELLES SC SECE SECE O SECDEX EXCHANGE LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020SEYCHELLES SC SEDC SEDC O SECDEX DIGITAL CUSTODIAN LIMITED VICTORIA WWW.SECDEX.NET MARCH 2020 ACTIVE MARCH 2020SINGAPORE SG APCL APEX S ASIA PACIFIC CLEAR APEX CLEAR SINGAPORE WWW.ASIAPACIFICEX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 APEX'S CLEARING HOUSE.SINGAPORE SG APEX APEX O ASIA PACIFIC EXCHANGE APEX SINGAPORE WWW.ASIAPACIFICEX.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM FOR DERIVATIVES.SINGAPORE SG CLTD CLTD O CLEARTRADE EXCHANGE CLTX SINGAPORE WWW.CLTX.COM OCTOBER 2014 ACTIVE JANUARY 2012 FULLY INTEGRATED FUTURES EXECUTION PLATFORM REGULATED BY THE MONETARY AUTHORITY OF SINGAPORE AS A RMO). IT ALSO OFFERS AN ELECTRONIC TRADING PLATFORM FOR OTC CLEARED COMMODITY SWAPS WHICH IS FULLY INTEGRATED TO PARTNER CLEARING HOUSESSINGAPORE SG ECAL ECAL O EUREX CLEARING ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 APPROVED CLEARING HOUSE UNDER MONETARY AUTHORITY OF SINGAPORE (MAS) REGULATION.SINGAPORE SG EEAL EEAL O EUREX EXCHANGE ASIA PTE. LTD. SINGAPORE WWW.EUREXCHANGE.COM/EXCHANGE-EN/ABOUT-US/EUREXASIA JULY 2015 ACTIVE JULY 2015 REGISTERED MARKET FOR FUTURES AND OPTIONS.SINGAPORE SG IFSG IFSG O ICE FUTURES SINGAPORE SINGAPORE WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.SINGAPORE SG JADX JADX O JOINT ASIAN DERIVATIVES EXCHANGE SINGAPORE WWW.JADEEXCHANGE.COM MAY 2007 ACTIVE MAY 2007SINGAPORE SG MALM MASG S MARKETAXESS SINGAPORE PTE LIMITED - LIVE MARKETS SINGAPORE WWW.MARKETAXESS.COM DECEMBER 2019 ACTIVE DECEMBER 2019SINGAPORE SG MASG MASG O MARKETAXESS SINGAPORE PTE LIMITED SINGAPORE WWW.MARKETAXESS.COM JUNE 2017 ACTIVE JUNE 2017SINGAPORE SG SMEX SMEX O SINGAPORE MERCANTILE EXCHANGE PTE LTD SINGAPORE WWW.SMX.COM.SG DECEMBER 2009 ACTIVE DECEMBER 2009 SMX IS ASIA'S FIRST MULTI-PRODUCT GLOBAL COMMODITY DERIVATIVES EXCHANGE.SINGAPORE SG SYFX SYFX O SYNOPTION SYFX SINGAPORE WWW.SYNOPTION.COM MARCH 2019 ACTIVE MARCH 2019 FX DERIVATIVE TRADING PLATFORM.SINGAPORE SG TFSA TFSA O TFS GREEN AUSTRALIAN GREEN MARKETS TFS SINGAPORE WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012SINGAPORE SG TSIG TSIG O TRADITION SINGAPORE PTE. LTD. SINGAPORE WWW.TRADITION.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018SINGAPORE SG TWSG TWSG O TRADEWEB EUROPE LIMITED - SINGAPORE SINGAPORE WWW.TRADEWEB.COM OCTOBER 2017 ACTIVE OCTOBER 2017SINGAPORE SG XSBT XSES S SINGAPORE EXCHANGE BOND TRADING PTE. LTD SGX-BT SINGAPORE WWW.SGX.COM JULY 2017 ACTIVE JULY 2017 ELECTRONIC TRADING PLATFORM FOR FIXED INCOME SECURITIES.SINGAPORE SG XSCA XSES S SINGAPORE CATALIST MARKET SINGAPORE WWW.SGXCATALIST.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 SPONSOR-SUPERVISED MARKET MODEL.SINGAPORE SG XSCE XSES S SINGAPORE COMMODITY EXCHANGE SICOM SINGAPORE WWW.SGX.COM OCTOBER 2013 ACTIVE JUNE 2005 MERGED WITH SGX IN 2008SINGAPORE SG XSES XSES O SINGAPORE EXCHANGE SGX SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005SINGAPORE SG XSIM XSES S SINGAPORE EXCHANGE DERIVATIVES CLEARING LIMITED SGX-DT SINGAPORE WWW.SGX.COM JUNE 2005 ACTIVE JUNE 2005SLOVAKIA SK CBSK CBSK O CESKOSLOVENSKA OBCHODNA BANKA, A.S. - SYSTEMATIC INTERNALISER CSOB SK BRATISLAVA WWW.CSOB.SK MAY 2019 ACTIVE MAY 2019 SYSTEMATIC INTERNALISER.SLOVAKIA SK EBRA XBRA S BRATISLAVA STOCK EXCHANGE - MTF BRATISLAVA WWW.BSSE.SK DECEMBER 2016 ACTIVE DECEMBER 2016SLOVAKIA SK SPXE SPXE O SPX SPX ZILINA WWW.SPX.SK JUNE 2015 ACTIVE JUNE 2015 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES - SLOVAK AND CZECH POWER AND GAS.SLOVAKIA SK XBRA XBRA O BRATISLAVA STOCK EXCHANGE BSSE BRATISLAVA WWW.BSSE.SK JUNE 2005 ACTIVE JUNE 2005SLOVENIA SI XLJM XLJU S SI ENTER LJUBLJANA WWW.LJSE.SI DECEMBER 2016 ACTIVE DECEMBER 2016 MULTILATERAL TRADING FACILITY OF THE LJUBLJANA STOCK EXCHANGE. NOT LIVE YET.SLOVENIA SI XLJU XLJU O LJUBLJANA STOCK EXCHANGE (OFFICIAL MARKET) LJUBLJANA WWW.LJSE.SI JUNE 2005 ACTIVE JUNE 2005SLOVENIA SI XSOP XSOP O BSP REGIONAL ENERGY EXCHANGE - SOUTH POOL LJUBLJANA WWW.BSP-SOUTHPOOL.COM APRIL 2009 ACTIVE APRIL 2009SOUTH AFRICA ZA 4AXE 4AXE O 4 AFRICA EXCHANGE (PTY) LTD BRYANSTON, SANDTON WWW.4AX.CO.ZA APRIL 2019 ACTIVE APRIL 2019SOUTH AFRICA ZA A2XX A2XX O A2X A2X JOHANNESBURG WWW.A2X.CO.ZA FEBRUARY 2018 ACTIVE AUGUST 2017 REGISTERED MARKET FOR EQUITIES.SOUTH AFRICA ZA ALTX XJSE S JSE ALTERNATE EXCHANGE ALTX JOHANNESBURG WWW.JSE.CO.ZA/MARKETS/ALTX.ASPX APRIL 2015 ACTIVE AUGUST 2006SOUTH AFRICA ZA JSEB XJSE S JSE BOND ELECTRONIC TRADING PLATFORM BETP JOHANNESBURG WWW.JSE.CO.ZA OCTOBER 2017 ACTIVE OCTOBER 2017SOUTH AFRICA ZA XBES XJSE S JSE CASH BOND MARKET BESA JOHANNESBURG WWW.JSE.CO.ZA APRIL 2015 ACTIVE MARCH 2011 JSE – FORMER BOND EXCHANGE OF SOUTH AFRICA.SOUTH AFRICA ZA XJSE XJSE O JOHANNESBURG STOCK EXCHANGE JSE JOHANNESBURG WWW.JSE.CO.ZA MARCH 2011 ACTIVE MARCH 2011SOUTH AFRICA ZA XSAF XJSE S JSE EQUITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005SOUTH AFRICA ZA XSFA XJSE S JSE COMMODITY DERIVATIVES MARKET SAFEX JOHANNESBURG WWW.SAFEX.CO.ZA APRIL 2015 ACTIVE JUNE 2005SOUTH AFRICA ZA YLDX XJSE S JSE INTEREST RATE DERIVATIVES MARKET JOHANNESBURG WWW.YIELDX.CO.ZA APRIL 2015 ACTIVE JUNE 2005SOUTH AFRICA ZA ZARX ZARX O ZAR X ZARX JOHANNESBURG WWW.ZARX.CO.ZA APRIL 2018 ACTIVE APRIL 2018SOUTH AFRICA ZA ZFXM XJSE S JSE CURRENCY DERIVATIVES MARKET FXM JOHANNESBURG WWW.JSE.CO.ZA JUNE 2018 ACTIVE JUNE 2018SPAIN ES ABAN ABAN O ABANCA MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018SPAIN ES AGBP AGBP O A AND G BANCA PRIVADA SAU MADRID WWW.ABANCA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018SPAIN ES ALLT ALLT O ALLT - OTF ALLT-OTF MADRID WWW.ALLTRADING.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 ORGANISED TRADING FACILITY. REGISTERED MARKET FOR BONDS.SPAIN ES BBVA BBVA O BANCO BILBAO VIZCAYA ARGENTARIA S.A - SYSTEMATIC INTERNALISER BBVA MADRID WWW.BBVA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.SPAIN ES BCMA BCMA O BANCA MARCH S.A. - SYSTEMATIC INTERNALISER MARCH PALMA DE MALLORCA WWW.BANCAMARCH.ES OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER.SPAIN ES BMCL BMEX S BME CLEARING S.A. MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE OCTOBER 2013SPAIN ES BMEA BMEX S BME - APA BME APA MADRID WWW.BOLSASYMERCADOS.ES/REGULATORY-SERVICES/ING/HOME AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA).SPAIN ES BMEX BMEX O BME - BOLSAS Y MERCADOS ESPANOLES BME MADRID WWW.BOLSASYMERCADOS.ES AUGUST 2012 ACTIVE AUGUST 2012SPAIN ES CABK CABK O CAIXABANK - SYSTEMATIC INTERNALISER CABK BARCELONA WWW.CAIXABANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.SPAIN ES CAPI CAPI O CAPI - OTF CAPI MADRID WWW.CAPI.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED ORGANISED TRADING FACILITY FOR BONDS AND DERIVATIVES (INTEREST RATES AND FX).SPAIN ES CIMA CIMD S CIMD S.V. S.A. - APPROVED PUBLICATION ARRANGEMENT MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ FEBRUARY 2020 ACTIVE FEBRUARY 2020 APPROVED PUBLICATION ARRANGEMENT.SPAIN ES CIMB CIMD S CIMD S.V. S.A. - OTF FOR BONDS MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS INSTRUMENTS.SPAIN ES CIMD CIMD O CIMD S.V. S.A. - OTF MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY.SPAIN ES CIME CIMD S CIMD S.V. S.A. - OTF FOR ENERGY DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR ENERGY DERIVATIVES INSTRUMENTS.SPAIN ES CIMV CIMD S CIMD S.V. S.A. - OTF FOR DERIVATIVES MADRID WWW.GRUPOCIMD.COM/CIMD-SV/ NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR DERIVATIVES INSTRUMENTS.SPAIN ES CSMD CSMD O CREDIT SUISSE SECURITIES SOCIEDAD DE VALORES, S.A. CSSSV MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018SPAIN ES DOWE DOWM S DOWGATE EURO GOVERNMENT BONDS MADRID WWW.KSCM.ES SEPTEMBER 2019 ACTIVE SEPTEMBER 2019SPAIN ES DOWM DOWM O DOWGATE - MTF (MADRID) MADRID WWW.KSCM.ES AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY.SPAIN ES IBER IBER O IBERCAJA BANCO SA IBERCAJA ZARAGOZA WWW.IBERCAJA.ES JUNE 2019 ACTIVE JUNE 2019 REGISTER MARKET FOR BONDS.SPAIN ES IBGH IBGH O IBERIAN GAS HUB IBGH BILBAO WWW.IBERIANGASHUB.COM APRIL 2015 ACTIVE APRIL 2015 TRADING PLATFORM FOR THE IBERIAN GAS MARKET.SPAIN ES MABX BMEX S MERCADO ALTERNATIVO BURSATIL MAB MADRID WWW.BOLSASYMERCADOS.ES JULY 2007 ACTIVE JULY 2007SPAIN ES MARF BMEX S MERCADO ALTERNATIVO DE RENTA FIJA MARF MADRID WWW.AIAF.ES JULY 2013 ACTIVE JULY 2013 ALTERNATIVE FIXED INCOME MARKET FOR SMALL AND MEDIUM ENTERPRISES ISSUESSPAIN ES MDRV MIBG S MIBGAS - DERIVATIVES MIBGAS MADRID WWW.MIBGASDERIVATIVES.ES NOVEMBER 2017 ACTIVE NOVEMBER 2017 ENERGY EXCHANGE (IBERIAN GAS MARKET).SPAIN ES MERF BMEX S MERCADO ELECTRONICO DE RENTA FIJA MERF MADRID WWW.BMERF.ES OCTOBER 2013 ACTIVE AUGUST 2012 REGISTERED MARKET FOR BONDS ELECTRONIC TRADING PLATFORM.SPAIN ES MIBG MIBG O MERCADO ORGANIZADO DEL GAS MIBGAS MADRID WWW.MERCADOSGAS.OMIE.ES JULY 2015 ACTIVE JULY 2015 REGULATED MARKET OPERATOR FOR THE ORGANISED GAS MARKET IN SPAIN.SPAIN ES OMEL OMEL O OMI POLO ESPANOL S.A. (OMIE) OMIE MADRID WWW.OMIE.ES NOVEMBER 2014 ACTIVE MAY 2007 OMIE IS LEGAL SUCCESSOR OF OMEL AS MARKET OPERATOR BY WAY OF UNIVERSAL LEGAL SUCCESSIONSPAIN ES PAVE PAVE O ALTERNATIVE PLATFORM FOR SPANISH SECURITIES PAVE BARCELONA WWW.PAVEPLATFORM.COM MARCH 2012 ACTIVE MARCH 2012SPAIN ES SANT SANT O BANCO SANTANDER S.A. - SYSTEMATIC INTERNALISER SANT SANTANDER WWW.SANTANDER.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.SPAIN ES SBAR BMEX S BOLSA DE BARCELONA RENTA FIJA BARCELONA WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BARCELONASPAIN ES SBIL BMEX S BOLSA DE BILBAO RENTA FIJA BILBAO WWW.BOLSASYMERCADOS.ES FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FIXED INCOME BOLSA DE BILBAO.SPAIN ES SEND BMEX S SEND - SISTEMA ELECTRONICO DE NEGOCIACION DE DEUDA SEND MADRID WWW.AIAF.ES OCTOBER 2013 ACTIVE JUNE 2010 SEND IS AN ELECTRONIC TRADING PLATFORM, DEVELOPED BY AIAF MERCADO DE RENTA FIJA, DESIGNED FOR THE TRADING OF RETAIL DISTRIBUTED FIXED INCOME SECURITIES LISTED IN THIS MARKET.SPAIN ES SIMD CSMD S CREDIT SUISSE EU - SYSTEMATIC INTERNALISER MADRID WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.SPAIN ES TOMG TPES S TULLETT PREBON EUROPE - OTF - MADRID - GOVERNMENT BONDS - EXCLUDING GILTS MADRID WWW.TPICAP.COM MAY 2018 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS.SPAIN ES TPES TPES O TULLETT PREBON EUROPE - OTF - MADRID MADRID WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.SPAIN ES XBAR BMEX S BOLSA DE BARCELONA BARCELONA WWW.BORSABCN.ES JUNE 2011 ACTIVE JUNE 2011SPAIN ES XBIL BMEX S BOLSA DE VALORES DE BILBAO BILBAO WWW.BOLSABILBAO.ES JUNE 2005 ACTIVE JUNE 2005SPAIN ES XDPA XDPA O CADE - MERCADO DE DEUDA PUBLICA ANOTADA MADRID JUNE 2005 ACTIVE JUNE 2005SPAIN ES XDRF BMEX S AIAF - MERCADO DE RENTA FIJA MADRID WWW.AIAF.ES JUNE 2005 ACTIVE JUNE 2005SPAIN ES XLAT BMEX S LATIBEX MADRID WWW.LATIBEX.COM JUNE 2005 ACTIVE JUNE 2005SPAIN ES XMAD BMEX S BOLSA DE MADRID MADRID WWW.BOLSAMADRID.ES JUNE 2005 ACTIVE JUNE 2005SPAIN ES XMFX BMEX S MEFF FX FINANCIAL DERIVATIVES MADRID WWW.MEFF.ES APRIL 2019 ACTIVE APRIL 2019 DERIVATIVES IN CURRENCIES.SPAIN ES XMPW BMEX S MEFF POWER DERIVATIVES MEPD MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2014 MEFF SEGMENT FOR THE TRADING OF POWER DERIVATIVESSPAIN ES XMRV BMEX S MEFF FINANCIAL DERIVATIVES MEFF MADRID WWW.MEFF.COM JUNE 2014 ACTIVE JUNE 2005SPAIN ES XNAF XNAF O SISTEMA ESPANOL DE NEGOCIACION DE ACTIVOS FINANCIEROS SENAF MADRID WWW.SENAF.NET JUNE 2007 ACTIVE JUNE 2007SPAIN ES XVAL BMEX S BOLSA DE VALENCIA VALENCIA WWW.BOLSAVALENCIA.ES JUNE 2005 ACTIVE JUNE 2005SRI LANKA LK XCOL XCOL O COLOMBO STOCK EXCHANGE COLOMBO WWW.CSE.LK JUNE 2005 ACTIVE JUNE 2005SUDAN SD XKHA XKHA O KHARTOUM STOCK EXCHANGE KSE KHARTOUM WWW.KSE.COM.SD JUNE 2005 ACTIVE JUNE 2005SWAZILAND SZ XSWA XSWA O SWAZILAND STOCK EXCHANGE SSX MBABANE WWW.SSX.ORG.SZ JUNE 2005 ACTIVE JUNE 2005SWEDEN SE CASI CASI O CARNEGIE INVESTMENT BANK AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.CARNEGIE.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.SWEDEN SE CRYD CRYD O CRYEX - FX AND DIGITAL CURRENCIES STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015SWEDEN SE CRYX CRYX O CRYEX STOCKHOLM WWW.CRYEX.COM JUNE 2015 ACTIVE JUNE 2015SWEDEN SE CSTO XSTO S NASDAQ CLEARING AB STOCKHOLM WWW.NASDAQOMX.COM/EUROPEANCLEARING DECEMBER 2015 ACTIVE NOVEMBER 2014 CLEARING HOUSE FOR EQUITY, FIXED INCOME AND COMMODITIES DERIVATIVES

Page 8: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSSWEDEN SE DKED XSTO S NASDAQ STOCKHOLM AB - DANISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE DKFI XSTO S NASDAQ STOCKHOLM AB - DANISH FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE DNSE XSTO S FIRST NORTH SWEDEN - NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR FIRST NORTH SWEDENSWEDEN SE DOSE XSTO S FIRST NORTH SWEDEN - NORWAY NORDIC@MID STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018SWEDEN SE DSTO XSTO S NASDAQ STOCKHOLM AB - NORDIC@MID STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE NOVEMBER 2015 NORDIC@MID DARK POOL FOR XSTOSWEDEN SE EBON XSTO S NASDAQ STOCKHOLM AB - EUR FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE ESTO XSTO S NASDAQ STOCKHOLM AB – NORWAY ETF STOCKHOLM NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ELECTRONIC TRADING FACILITY (ETF).SWEDEN SE EUWB XSTO S NASDAQ STOCKHOLM AB - EUR WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE FIED XSTO S NASDAQ STOCKHOLM AB - FINNISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE FNSE XSTO S FIRST NORTH SWEDEN STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH NOVEMBER 2015 ACTIVE JANUARY 2008 FIRST NORTH IS OPERATED BY NASDAQ. FIRST NORTH IS A NORDIC ALTERNATIVE MTF MARKETPLACE FOR TRADING SHARES AND OTHER TYPES OF FINANCIAL INSTRUMENTS.SWEDEN SE GBWB XSTO S NASDAQ STOCKHOLM AB – GBP WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM OCTOBER 2018 ACTIVE OCTOBER 2018SWEDEN SE GFKS GFKS O GARANTUM FONDKOMMISSION AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.GARANTUM.SE FEBRUARY 2018 ACTIVE FEBRUARY 2018 SYSTEMATIC INTERNALISER.SWEDEN SE MNSE XSTO S FIRST NORTH SWEDEN – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016SWEDEN SE MOSE XSTO S FIRST NORTH SWEDEN - NORWAY AUCTION ON DEMAND STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH MARCH 2018 ACTIVE MARCH 2018SWEDEN SE MSTO XSTO S NASDAQ STOCKHOLM AB – AUCTION ON DEMAND STOCKHOLM WWW.NASDAQOMXNORDIC.COM JUNE 2016 ACTIVE JUNE 2016SWEDEN SE NAPA NAPA O NASDAQ STOCKHOLM AB - APA SERVICE STOCKHOLM WWW.NASDAQOMXNORDIC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 APPROVED PUBLICATION ARRANGEMENT (APA).SWEDEN SE NMTF XNGM S NORDIC MTF STOCKHOLM WWW.NORDICMTF.SE NOVEMBER 2007 ACTIVE NOVEMBER 2007SWEDEN SE NOCO XSTO S NASDAQ STOCKHOLM AB - COMMODITIES STOCKHOLM WWW.NASDAQOMXNORDIC.COM OCTOBER 2017 ACTIVE OCTOBER 2017SWEDEN SE NOED XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE NOFI XSTO S NASDAQ STOCKHOLM AB - NORWEGIAN FI DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE NSME XNGM S NORDIC SME NGM STOCKHOLM WWW.NGM.SE JULY 2019 ACTIVE JULY 2019SWEDEN SE ONSE XSTO S FIRST NORTH SWEDEN - NORWAY STOCKHOLM NASDAQOMXNORDIC.COM/FIRSTNORTH SEPTEMBER 2017 ACTIVE SEPTEMBER 2017SWEDEN SE PNED XSTO S NASDAQ STOCKHOLM AB - PAN-NORDIC EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE SEBS SEBS O SEB - SYSTEMATIC INTERNALISER SEB STOCKHOLM WWW.SEB.SE DECEMBER 2017 ACTIVE JUNE 2017 SEB SYSTEMATIC INTERNALISER.SWEDEN SE SEED XSTO S NASDAQ STOCKHOLM AB - SWEDISH EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE SSME XSTO S FIRST NORTH SWEDEN - SME GROWTH MARKET STOCKHOLM NASDAQOMXNORDIC.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018SWEDEN SE SVES SVEX S SVENSKA HANDELSBANKEN AB - SYSTEMATIC INTERNALISER SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.SWEDEN SE SVEX SVEX O SVENSKA HANDELSBANKEN AB - SVEX SVEX STOCKHOLM WWW.HANDELSBANKEN.SE NOVEMBER 2017 ACTIVE NOVEMBER 2017SWEDEN SE SWBI SWBI O SWEDBANK - SYSTEMATIC INTERNALISER STOCKHOLM WWW.SWEDBANK.SE OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.SWEDEN SE USWB XSTO S NASDAQ STOCKHOLM AB - USD WB EQ DERIVATIVES STOCKHOLM WWW.NASDAQOMXNORDIC.COM APRIL 2017 ACTIVE APRIL 2017SWEDEN SE XABC XABC O ABG SUNDAL COLLIER AB - SYSTEMATIC INTERNALISER STOCKHOLM WWW.ABGSC.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.SWEDEN SE XNDX XNGM S NORDIC DERIVATIVES EXCHANGE NDX STOCKHOLM WWW.NDX.SE MARCH 2008 ACTIVE MARCH 2008SWEDEN SE XNGM XNGM O NORDIC GROWTH MARKET NGM STOCKHOLM WWW.NGM.SE APRIL 2012 ACTIVE APRIL 2012 REINSTATED. CONFIRMED BY EXCHANGE.SWEDEN SE XNMR XNGM S NORDIC MTF REPORTING STOCKHOLM WWW.NORDICMTF.SE APRIL 2008 ACTIVE APRIL 2008 OFF EXCHANGE TRADE REPORTINGSWEDEN SE XOPV XSTO S OTC PUBLICATION VENUE STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2014 ACTIVE NOVEMBER 2007SWEDEN SE XSAT XSAT O SPOTLIGHT STOCK MARKET STOCKHOLM WWW.SPOTLIGHTSTOCKMARKET.COM AUGUST 2018 ACTIVE JUNE 2007SWEDEN SE XSTO XSTO O NASDAQ STOCKHOLM AB STOCKHOLM WWW.NASDAQOMXNORDIC.COM DECEMBER 2015 ACTIVE JULY 2010SWITZERLAND CH CBOE CBOE O CBOE FX NDFS ZURICH HTTPS://FX.CBOE.COM/ JANUARY 2020 ACTIVE JANUARY 2020SWITZERLAND CH CCMS CCMS O CONTINENTAL CAPITAL MARKETS S.A. NYON WWW.CONTICAP.COM MARCH 2018 ACTIVE MARCH 2018SWITZERLAND CH CSAG CSAG O CREDIT SUISSE AG CSA ZURICH WWW.CREDIT-SUISSE.COM DECEMBER 2018 ACTIVE MAY 2018SWITZERLAND CH CSOT CSAG S CREDIT SUISSE AG - OHS CSA OHS ZURICH WWW.CREDIT-SUISSE.COM AUGUST 2018 ACTIVE AUGUST 2018 BILATERAL ORGANISED TRADING SYSTEM.SWITZERLAND CH CSZH CSZH O CREDIT SUISSE (CH) CSZ ZURICH WWW.CREDIT-SUISSE.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 BILATERAL ORGANISED TRADING FACILITY.SWITZERLAND CH DOTS DOTS O SWISS DOTS BY CATS DOTS ZURICH WWW.BS-CATS.COM FEBRUARY 2015 ACTIVE OCTOBER 2013 OTC DERIVATIVES AVAILABLE TO THE SWISS MARKET USING THE CATS PLATFORM IN ASSOCIATION WITH SWISSQUOTE BANK. THE OWNER OF CATS HAS CHANGED FROM CITIGROUP TO BOERSE STUTTGART.SWITZERLAND CH EBSC EBSS S EBS MARKET- CLOB - FOR THE TRADING OF SPOT FX, PRECIOUS METALS AND OTHER FX PRODUCTS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK.SWITZERLAND CH EBSS EBSS O EBS SERVICE COMPANY LIMITED - ALL MARKETS ZURICH WWW.EBS.COM JULY 2017 ACTIVE JULY 2017SWITZERLAND CH KMUX ZKBX S ZURCHER KANTONALBANK - EKMU-X ZURICH WWW.ZKB.CH/EKMUX FEBRUARY 2017 ACTIVE FEBRUARY 2017 ELECTRONIC TRADING PLATFORM FOR SWISS EQUITIES (OTC).SWITZERLAND CH OTXB OTXB O BERNER KANTONALBANK OTC-X OTC-X BERNE WWW.OTC-X.CH DECEMBER 2017 ACTIVE DECEMBER 2017SWITZERLAND CH ROSR ROSR O SIX REPO AG SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SWISS INTERBANK REPO MARKET OPERATED BY SIX REPO AG.SWITZERLAND CH S3FM S3FM O SOCIETY3 FUNDERSMART S3FM LUZERN HTTP://SOCIETY3.COM JANUARY 2017 ACTIVE JANUARY 2017 NON REGULATED, US SEC AND SWISS FINMA COMPLIANT AND BANKING LICENSE EXEMPT EQUITY FUNDRAISING AND TRADING PLATFORM.SWITZERLAND CH STOX STOX O STOXX LIMITED ZURICH WWW.STOXX.COM MARCH 2013 ACTIVE AUGUST 2012SWITZERLAND CH UBSC UBSG S UBS PIN-FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS FX PRICE IMPROVEMENT NETWORKSWITZERLAND CH UBSF UBSG S UBS FX ZURICH WWW.UBS.COM SEPTEMBER 2013 ACTIVE JULY 2013 UBS E-FX EXECUTION VENUESWITZERLAND CH UBSG UBSG O UBS TRADING ZURICH WWW.UBS.COM AUGUST 2013 ACTIVE AUGUST 2013 UBS TRADING PLATFORMSSWITZERLAND CH VLEX VLEX O VONTOBEL LIQUIDITY EXTENDER VLEX ZURICH WWW.VONTOBEL.COM JULY 2017 ACTIVE MARCH 2016 INTERNAL MARKET.SWITZERLAND CH XBRN XBRN O BX SWISS AG BERN WWW.BXSWISS.COM, WWW.BERNE-X.COM AUGUST 2014 ACTIVE JUNE 2005 BX WORLDCAPS, BX LOCAL SHARESSWITZERLAND CH XBTR XSWX S SIX SWISS BILATERAL TRADING PLATFORM FOR STRUCTURED OTC PRODUCTS SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM APRIL 2015 ACTIVE MARCH 2013SWITZERLAND CH XQMH XSWX S SIX SWISS EXCHANGE – STRUCTURED PRODUCTS SIX ZURICH WWW.SIX-STRUCTURED-PRODUCTS.COM APRIL 2017 ACTIVE OCTOBER 2007 WARRANTS AND STRUCTURED PRODUCTS SEGMENT.SWITZERLAND CH XREP ROSR S SIX REPO AG - CH REPO MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 CH REPO MARKET OPERATED BY SIX REPO AG.SWITZERLAND CH XROT ROSR S SIX REPO AG - OTC SPOT MARKET SIX ZURICH WWW.SIX-REPO.COM DECEMBER 2017 ACTIVE DECEMBER 2017 OTC SPOT MARKET.SWITZERLAND CH XSCU STOX S STOXX LIMITED - CUSTOMIZED INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011SWITZERLAND CH XSDX XSWX S SIX DIGITAL EXCHANGE SIX ZURICH WWW.SIX-GROUP.COM JUNE 2019 ACTIVE JUNE 2019 REGULATED PLATFORM TO ISSUE AND TRADE DIGITAL ASSETS.SWITZERLAND CH XSEB XSWX S SIX SWISS EXCHANGE - EBBO BOOK SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 EBBO EQUITY ORDER BOOK.SWITZERLAND CH XSTV STOX S STOXX LIMITED - VOLATILITY INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011SWITZERLAND CH XSTX STOX S STOXX LIMITED - INDICES ZURICH WWW.STOXX.COM MARCH 2011 ACTIVE MARCH 2011SWITZERLAND CH XSWM XSWX S SIX SWISS EXCHANGE - SIX SWISS EXCHANGE AT MIDPOINT SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016SWITZERLAND CH XSWX XSWX O SIX SWISS EXCHANGE SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM APRIL 2015 ACTIVE JUNE 2005 MID/SMALL CAP EQUITY, FUNDS, ETFS, BOND SEGMENT.SWITZERLAND CH XVTX XSWX S SIX SWISS EXCHANGE - BLUE CHIPS SEGMENT SIX ZURICH WWW.SIX-SWISS-EXCHANGE.COM APRIL 2015 ACTIVE MARCH 2010 BLUE CHIPS EQUITY SEGMENT.SWITZERLAND CH ZKBX ZKBX O ZURCHER KANTONALBANK SECURITIES EXCHANGE ZURICH WWW.ZKB.CH FEBRUARY 2017 ACTIVE JUNE 2011 REGISTERED MARKET FOR EQUITIES AND BONDS.SYRIAN ARAB REPUBLIC SY XDSE XDSE O DAMASCUS SECURITIES EXCHANGE DAMASCUS WWW.DSE.SY FEBRUARY 2009 ACTIVE FEBRUARY 2009 REGISTERED MARKET FOR EQUITIES AND BONDSTAIWAN TW CFTW CFTW O CROSSFINDER TAIWAN TAIWAN WWW.CREDIT-SUISSE.COM/SITES/AES/EN/ASIA.HTML JULY 2017 ACTIVE JULY 2017 EQUITIES ALTERNATIVE LIQUIDITY POOL TAIWAN.TAIWAN TW GSXT GSXT O GSX TAIWAN TAIPEI WWW.GSET.GS.COM AUGUST 2019 ACTIVE AUGUST 2019 GOLDMAN SACHS INTERNAL NETTING FACILITY.TAIWAN TW ROCO ROCO O TAIPEI EXCHANGE TPEX TAIPEI WWW.TPEX.ORG.TW APRIL 2015 ACTIVE JUNE 2005TAIWAN TW XTAF XTAF O TAIWAN FUTURES EXCHANGE TAIFEX TAIPEI WWW.TAIFEX.COM.TW JUNE 2005 ACTIVE JUNE 2005TAIWAN TW XTAI XTAI O TAIWAN STOCK EXCHANGE TWSE TAIPEI WWW.TWSE.COM.TW/EN/ JUNE 2005 ACTIVE JUNE 2005TANZANIA TZ XDAR XDAR O DAR ES SALAAM STOCK EXCHANGE DAR ES SALAAM WWW.DARSTOCKEXCHANGE.COM JUNE 2005 ACTIVE JUNE 2005THAILAND TH AFET AFET O AGRICULTURAL FUTURES EXCHANGE OF THAILAND BANGKOK WWW.AFET.OR.TH JANUARY 2008 ACTIVE JANUARY 2008THAILAND TH BEEX BEEX O BOND ELECTRONIC EXCHANGE BANGKOK WWW.BEX.OR.TH NOVEMBER 2007 ACTIVE NOVEMBER 2007THAILAND TH TFEX TFEX O THAILAND FUTURES EXCHANGE TFEX BANGKOK WWW.TFEX.CO.TH JUNE 2006 ACTIVE JUNE 2006THAILAND TH XBKF XBKK S STOCK EXCHANGE OF THAILAND - FOREIGN BOARD SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005THAILAND TH XBKK XBKK O STOCK EXCHANGE OF THAILAND SET BANGKOK WWW.SET.OR.TH JUNE 2005 ACTIVE JUNE 2005THAILAND TH XMAI XBKK S MARKET FOR ALTERNATIVE INVESTMENT BANGKOK WWW.SET.OR.TH APRIL 2011 ACTIVE APRIL 2011 THE MAI’S PURPOSE IS TO CREATE NEW FUND-RAISING OPPORTUNITIES FOR INNOVATIVE BUSINESS WITH HIGH POTENTIAL GROWTH AS WELL AS PROVIDE A GREATER RANGE OF INVESTMENT ALTERNATIVES.THE NETHERLANDS NL ABNA ABNA O ABN AMRO BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ABNAMRO.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL AFSA AFSA O AFS - OTF AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY.THE NETHERLANDS NL AFSE AFSE O AFS E-VENUES B.V. AMSTERDAM WWW.AFSBLUE.NL MARCH 2020 ACTIVE MARCH 2020THE NETHERLANDS NL AFSI AFSA S AFS - OTF - INTEREST RATE DERIVATIVES AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR INTEREST RATE DERIVATIVES.THE NETHERLANDS NL AFSL AFSA S AFS - OTF - STRUCTURED PRODUCTS AMSTERDAM WWW.AFSGROUP.NL JANUARY 2018 ACTIVE JANUARY 2018 ORGANISED TRADING FACILITY FOR STRUCTURED PRODUCTS.THE NETHERLANDS NL AFSO AFSA S AFS - OTF - BONDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR BONDS (CORPORATE, GOVERNMENT, T-BILL, CP, CD, MTN).THE NETHERLANDS NL AFSX AFSA S AFS - OTF - FX FORWARDS AMSTERDAM WWW.AFSGROUP.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR FX FORWARDS.THE NETHERLANDS NL BAPE BAPE O BLOOMBERG DATA REPORTING SERVICES B.V. - APA AMSTERDAM WWW.BLOOMBERGAPAE.COM JUNE 2018 ACTIVE JUNE 2018 APPROVED PUBLICATION ARRANGEMENT.THE NETHERLANDS NL BARU CCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK (NL) CBOE EU REGM DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EUROPE - REGULATED MARKET DARK BOOK.THE NETHERLANDS NL BEUO CCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK (NL) CBOE EU REGM OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADES.THE NETHERLANDS NL BEUP CCXE S CBOE EUROPE - DXE PERIODIC (NL) CBOE EU DXE PERIODIC AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU DXE AUCTIONS BOOK.THE NETHERLANDS NL BEUT CCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK (NL) CBOE EU REGM LIT AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 CBOE EU - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADES.THE NETHERLANDS NL BTAM BTAM O CME AMSTERDAM B.V. AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE OCTOBER 2018 REGULATED MARKET.THE NETHERLANDS NL BTFE BTFE O BLOOMBERG TRADING FACILITY B.V. AMSTERDAM WWW.BLOOMBERGTFE.COM JUNE 2018 ACTIVE JUNE 2018THE NETHERLANDS NL BTQE BTAM S CME AMSTERDAM B.V. - RFQ TRADING PROTOCOL AMSTERDAM WWW.NEX.COM MAY 2019 ACTIVE MAY 2019THE NETHERLANDS NL CABV CABV O CME AMSTERDAM B.V. - APA AMSTERDAM WWW.NEX.COM JANUARY 2019 ACTIVE JANUARY 2019 APPROVED PUBLICATION ARRANGEMENT.THE NETHERLANDS NL CAPA CCXE S CBOE EUROPE - APA (NL) CBOE EU OFF EXCHANGE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 APPROVED PUBLICATION ARRANGEMENT. OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EU.THE NETHERLANDS NL CAVD CAVD O CAVENDISH MARKETS B.V. AMSTERDAM WWW.CAVENDISHMARKETS.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019THE NETHERLANDS NL CCRM CCRM O CBOE EUROPE REGULATED MARKETS (NL) CBOE EU RM AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018THE NETHERLANDS NL CCXE CCXE O CBOE EUROPE EQUITIES - EUROPEAN EQUITIES (NL) CBOE EUROPE B.V. AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE.THE NETHERLANDS NL CEUD CCXE S CBOE EUROPE - DXE DARK ORDER BOOK (NL) CBOE EU DXE DARK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS.THE NETHERLANDS NL CEUO CCXE S CBOE EUROPE - DXE OFF-BOOK (NL) CBOE EU DXE OFF BOOK AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE SEPTEMBER 2018 CBOE EUROPE (DXE) OFF-BOOK TRADE REPORTS.THE NETHERLANDS NL CEUX CCXE S CBOE EUROPE - DXE ORDER BOOKS (NL) CBOE EU DXE AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ JULY 2019 ACTIVE DECEMBER 2018 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE.THE NETHERLANDS NL CLMX CLMX O CLIMEX UTRECHT WWW.CLIMEX.COM JULY 2009 ACTIVE JULY 2009 MARKET FOR TRADING AND AUCTIONING ENVIRONMENTAL COMMODITIES AND ENERGY CONTRACTSTHE NETHERLANDS NL COMM COMM O COMMERG AMSTERDAM WWW.COMMERG.COM MARCH 2018 ACTIVE MARCH 2018THE NETHERLANDS NL CPTX CPTX O CAPTIN AMSTERDAM WWW.CAPTIN.NL OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR TRADING IN UNLISTED COMPANIES AND EMPLOYEE OWNERSHIP SERVICES.THE NETHERLANDS NL EBSF EBSN S EBS MTF – FX PRODUCTS – RFQ SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019THE NETHERLANDS NL EBSN EBSN O EBS MTF AMSTERDAM WWW.NEX.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 MULTILATERAL TRADING FACILITY FX DERIVATIVES.THE NETHERLANDS NL ECEU ECEU O TRADECHO EU APA AMSTERDAM WWW.TRADECHO.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 APPROVED PUBLICATION ARRANGEMENT.THE NETHERLANDS NL ETPA ETPA O ENERGY TRADING PLATFORM AMSTERDAM ETPA AMSTERDAM WWW.ETPA.NL NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC PLATFORM TO TRADE SPOT ENERGY CONTRACTS.THE NETHERLANDS NL FLTB FLWX S FLOW TRADERS B.V. - SYSTEMATIC INTERNALISER BONDS AMSTERDAM WWW.FLOWTRADERS.COM MARCH 2020 ACTIVE MARCH 2020 SYSTEMATIC INTERNALISER.RESERVED FOR FUTURE USE.THE NETHERLANDS NL FLTR FLWX S FLOW TRADERS - SYSTEMATIC INTERNALISER AMSTERDAM WWW.FLOWTRADERS.COM JUNE 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL FLWX FLWX O FLOW TRADERS AMSTERDAM WWW.FLOWTRADERS.COM JANUARY 2019 ACTIVE JANUARY 2019 RESERVED FOR FUTURE USE.THE NETHERLANDS NL HCHC HCHC O ICE CLEAR NETHERLANDS B.V. AMSTERDAM WWW.THEICE.COM SEPTEMBER 2015 ACTIVE JANUARY 2014 CENTRAL COUNTER PARTY FOR EXCHANGE TRADED DERIVATIVESTHE NETHERLANDS NL IEBS EBSN S EBS MTF - RFQ - FX PRODUCTS FOR ASSET MANAGERS AMSTERDAM WWW.NEX.COM AUGUST 2019 ACTIVE AUGUST 2019THE NETHERLANDS NL IMCO NDEX S ICE ENDEX OTF FUTURES ICE ENDEX OTF AMSTERDAM WWW.THEICE.COM/ENDEX DECEMBER 2017 ACTIVE JUNE 2011 ELECTRONIC ORGANISED TRADING PLATFORM.THE NETHERLANDS NL IMCT IMCT O IMC - SYSTEMATIC INTERNALISER IMC AMSTERDAM WWW.IMC.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL IMEQ NDEX S ICE MARKETS EQUITY ICE ENDEX EQUITY AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE JUNE 2011 ELECTRONIC PLATFORM TO TRADE EQUITY PRODUCTS.THE NETHERLANDS NL INGB INGB O ING BANK NV - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL INGE INGB S ING BANK NV - SPRINTERS AND EQUITY - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR SPRINTERS AND EQUITY.THE NETHERLANDS NL INGF INGB S ING BANK NV - FOREIGN EXCHANGE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.ING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER FOR FX.THE NETHERLANDS NL ISWN ISWP S ISWAP EURO MTF - TRADE REGISTRATION AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES.THE NETHERLANDS NL ISWO ISWP S ISWAP EURO MTF - ORDERBOOK AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES.THE NETHERLANDS NL ISWP ISWP O ISWAP EURO MTF AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE DECEMBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES.THE NETHERLANDS NL ISWT ISWP S ISWAP EURO MTF - TARGETED STREAMING / RFQ AMSTERDAM WWW.ICAP.COM DECEMBER 2018 ACTIVE OCTOBER 2018 ISWAP EURO MULTILATERAL TRADING FACILITY FOR THE TRADING OF INTEREST RATE DERIVATIVES.THE NETHERLANDS NL JLEU JLEU O JUMP TRADING EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.JUMPTRADING.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 SYSTEMATIC INTERNALISER FOR EU EQUITIES.THE NETHERLANDS NL LISZ CCXE S CBOE EUROPE - LIS SERVICE (NL) CBOE EU LIS AMSTERDAM HTTP://MARKETS.CBOE.COM/EUROPE/EQUITIES/ABOUT/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EU LIS SERVICE.THE NETHERLANDS NL MANL MANL O MARKETAXESS NL B.V. AMSTERDAM WWW.MARKETAXESS.COM FEBRUARY 2019 ACTIVE MARCH 2018 MULTILATERAL TRADING FACILITY.THE NETHERLANDS NL MHBE MHBE O MIZUHO BANK EUROPE N.V. - SYSTEMATIC INTERNALISER AMSTERDAM WWW.MIZUHO-EMEA.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER IN FX DERIVATIVES.THE NETHERLANDS NL MUBE MUBE O MUFG BANK (EUROPE) N.V. - SYSTEMATIC INTERNALISER MUBE SI AMSTERDAM WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL MUSN MUSN O MUFG SECURITIES (EUROPE) N.V - AMSTERDAM WWW.MUFGEMEA.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL MXNL MANL S MARKETAXESS NL B.V. - LIVE MARKETS AMSTERDAM WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020THE NETHERLANDS NL NDEX NDEX O ICE ENDEX FUTURES ICE ENDEX RM AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE MAY 2007 ELECTRONIC PLATFORM TO TRADE FUTURES.THE NETHERLANDS NL NDXS NDEX S ICE ENDEX EUROPEAN GAS SPOT ICE ENDEX SPOT AMSTERDAM WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE FEBRUARY 2014 ELECTRONIC PLATFORM TO TRADE EUROPEAN GAS SPOT.THE NETHERLANDS NL NIBC NIBC O NIBC - SYSTEMIC INTERNALISER THE HAGUE WWW.NIBC.COM OCTOBER 2018 ACTIVE OCTOBER 2018 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL NLPX NLPX O APX POWER NL AMSTERDAM WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006THE NETHERLANDS NL NPEX NPEX O NPEX THE HAGUE WWW.NPEX.NL JANUARY 2018 ACTIVE JANUARY 2018 MULTILATERAL TRADING FACILITY FOR EQUITIES AND BONDS.THE NETHERLANDS NL NWNV NWNV O NATWEST MARKETS NV NWM NV AMSTERDAM WWW.RBS.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018THE NETHERLANDS NL OHVO OHVO O OHV OTF AMSTERDAM WWW.OHV.NL NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORGANISED TRADING FACILITY FOR BONDS AND OTC DERIVATIVES.THE NETHERLANDS NL RABO RABO O RABOBANK - SYSTEMATIC INTERNALISER UTRECHT WWW.RABOBANK.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL RESF EBSN S EBS MTF – RESET SEGMENT AMSTERDAM WWW.NEX.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019THE NETHERLANDS NL TNLA XAMS S EURONEXT - TRADED BUT NOT LISTED AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE AUGUST 2007THE NETHERLANDS NL TOWR TOWR O TOWER RESEARCH CAPITAL EUROPE - SYSTEMATIC INTERNALISER AMSTERDAM WWW.TOWER-RESEARCH.COM JANUARY 2019 ACTIVE JANUARY 2019 SYSTEMATIC INTERNALISER.THE NETHERLANDS NL TQEA TQEX S TURQUOISE EUROPE - LIT AUCTIONS AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018THE NETHERLANDS NL TQEB TQEX S TURQUOISE EUROPE - NYLON CASH ORDER BOOK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018THE NETHERLANDS NL TQEM TQEX S TURQUOISE EUROPE - DARK AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018THE NETHERLANDS NL TQEX TQEX O TURQUOISE EUROPE AMSTERDAM WWW.LSEG.COM/AREAS-EXPERTISE/OUR-MARKETS/TURQUOISE AUGUST 2018 ACTIVE AUGUST 2018THE NETHERLANDS NL TRNL TRNL O TRAX NL APA AMSTERDAM WWW.TRAXMARKETS.COM APRIL 2018 ACTIVE APRIL 2018 APPROVED PUBLICATION ARRANGEMENT.THE NETHERLANDS NL TWEA TWEU S TRADEWEB EU BV - APA AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 APPROVED PUBLICATION ARRANGEMENT.THE NETHERLANDS NL TWEM TWEU S TRADEWEB EU BV - MTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 MULTILATERAL TRADING FACILITY.THE NETHERLANDS NL TWEO TWEU S TRADEWEB EU BV - OTF AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018 ORGANISED TRADING FACILITY.THE NETHERLANDS NL TWEU TWEU O TRADEWEB EU BV AMSTERDAM WWW.TRADEWEB.COM JULY 2018 ACTIVE JULY 2018THE NETHERLANDS NL XAMS XAMS O EURONEXT - EURONEXT AMSTERDAM AMSTERDAM WWW.EURONEXT.COM APRIL 2015 ACTIVE JUNE 2005THE NETHERLANDS NL XEMS XEMS O EMS EXCHANGE S-HERTOGENBOSCH WWW.VANLANSCHOT.NL SEPTEMBER 2012 ACTIVE SEPTEMBER 2012 REGISTERED MARKET FOR SECURITIES, ELECTRONIC TRADING PLATFORM.THE NETHERLANDS NL XEUC XAMS S EURONEXT COM, COMMODITIES FUTURES AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005THE NETHERLANDS NL XEUE XAMS S EURONEXT EQF, EQUITIES AND INDICES DERIVATIVES AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005THE NETHERLANDS NL XEUI XAMS S EURONEXT IRF, INTEREST RATE FUTURE AND OPTIONS AMSTERDAM WWW.EURONEXT.COM JUNE 2005 ACTIVE JUNE 2005THE NETHERLANDS NL XNXC XNXC O NXCHANGE AMSTERDAM WWW.NXCHANGE.COM MAY 2016 ACTIVE MAY 2016 REGULATED MARKET, TRADING PLATFORM NXCHANGE.THE NETHERLANDS NL XNXD XNXC S NXCHANGE B.V. MTF AMSTERDAM WWW.NXCHANGE.COM OCTOBER 2018 ACTIVE OCTOBER 2018 MULTILATERAL TRADING FACILITY.TRINIDAD AND TOBAGO TT XTRN XTRN O TRINIDAD AND TOBAGO STOCK EXCHANGE TTSE PORT OF SPAIN JUNE 2005 ACTIVE JUNE 2005TUNISIA TN XTUN XTUN O BOURSE DE TUNIS BVMT TUNIS WWW.BVMT.COM.TN SEPTEMBER 2007 ACTIVE SEPTEMBER 2007TURKEY TR EXTR EXTR O ENERGY EXCHANGE ISTANBUL EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 LICENSED ENERGY MARKET OPERATOR FOR DAY AHEAD/INTRADAY ELECTRICITY MARKETS AND ESTABLISHMENT OF NATURAL GAS MARKET.TURKEY TR XDSM XIST S BORSA ISTANBUL - DEBT SECURITIES MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 DEBT SECURITIES MARKETTURKEY TR XEDA EXTR S ELECTRICITY DAY-AHEAD MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY DAY-AHEAD MARKETTURKEY TR XEID EXTR S ELECTRICITY INTRA-DAY MARKET EXIST ISTANBUL WWW.EPIAS.COM.TR MAY 2016 ACTIVE MAY 2016 ELECTRICITY INTRA-DAY MARKETTURKEY TR XEQY XIST S BORSA ISTANBUL - EQUITY MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 EQUITY MARKET

Page 9: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSTURKEY TR XFNO XIST S BORSA ISTANBUL - FUTURES AND OPTIONS MARKET ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 FUTURES AND OPTIONS MARKETTURKEY TR XIST XIST O BORSA ISTANBUL ISTANBUL WWW.BORSAISTANBUL.COM MAY 2013 ACTIVE JUNE 2005 CHANGE OF MARKET NAME AND MARKET WEBSITETURKEY TR XPMS XIST S BORSA ISTANBUL - PRECIOUS METALS AND DIAMONDS MARKETS ISTANBUL WWW.BORSAISTANBUL.COM JANUARY 2014 ACTIVE JANUARY 2014 PRECIOUS METALS AND DIAMONDS MARKETSUGANDA UG ULTX ULTX O ALT XCHANGE (U) ALTX UGANDA KAMPALA WWW.ALTXUG.COM APRIL 2014 ACTIVE APRIL 2014 APPROVED MARKET FOR EQUITIES, BONDS AND DERIVATIVESUGANDA UG XUGA XUGA O UGANDA SECURITIES EXCHANGE USE KAMPALA WWW.USE.OR.UG JUNE 2005 ACTIVE JUNE 2005UKRAINE UA EESE EESE O EAST EUROPEAN STOCK EXCHANGE KIEV WWW.EESE.COM.UA MAY 2010 ACTIVE MAY 2010UKRAINE UA PFTQ PFTS S PFTS QUOTE DRIVEN KIEV WWW.PFTS.COM OCTOBER 2010 ACTIVE OCTOBER 2010 QUOTE DRIVEN MARKET IS A TRADING SEGMENT UNDER PFTS STOCK EXCHANGE.UKRAINE UA PFTS PFTS O PFTS STOCK EXCHANGE PFTS KIEV WWW.PFTS.COM MAY 2010 ACTIVE MAY 2010UKRAINE UA SEPE SEPE O STOCK EXCHANGE PERSPECTIVA DNIPROPETROVSK FBP.COM.UA MAY 2010 ACTIVE MAY 2010UKRAINE UA UICE UICE O UKRAINIAN INTERBANK CURRENCY EXCHANGE UICE KIEV WWW.UICEGROUP.COM OCTOBER 2018 ACTIVE OCTOBER 2018 REGISTERED MARKET FOR EQUITIES, BONDS AND DERIVATIVES.UKRAINE UA UKEX UKEX O UKRAINIAN EXCHANGE KIEV WWW.UX.UA DECEMBER 2011 ACTIVE DECEMBER 2011 REGISTERED MARKET FOR EQUITIES AND BONDS.UKRAINE UA XDFB XDFB O JOINT-STOCK COMPANY “STOCK EXCHANGE INNEX” KIEV MAY 2010 ACTIVE MAY 2010UKRAINE UA XKHR XKHR O KHARKOV COMMODITY EXCHANGE KHARKOV WWW.XTB.COM.UA JUNE 2005 ACTIVE JUNE 2005UKRAINE UA XKIE XKIE O KIEV UNIVERSAL EXCHANGE KIEV WWW.KUE.KIEV.UA JUNE 2005 ACTIVE JUNE 2005UKRAINE UA XKIS XKIS O KIEV INTERNATIONAL STOCK EXCHANGE KISE KIEV WWW.KISE-UA.COM JUNE 2006 ACTIVE JUNE 2006UKRAINE UA XNDU XNDU O PJSC NATIONAL DEPOSITORY OF UKRAINE PJSC NDU KYIV WWW.CSD.UA OCTOBER 2018 ACTIVE OCTOBER 2018UKRAINE UA XODE XODE O ODESSA COMMODITY EXCHANGE ODESSA WWW.OTB.ODESSA.UA JUNE 2005 ACTIVE JUNE 2005UKRAINE UA XPRI XPRI O PRIDNEPROVSK COMMODITY EXCHANGE DNIPROPETROVSK MAY 2010 ACTIVE MAY 2010UKRAINE UA XUAX XUAX O UKRAINIAN STOCK EXCHANGE UKRSE KIEV WWW.UKRSE.KIEV.UA FEBRUARY 2006 ACTIVE FEBRUARY 2006UKRAINE UA XUKR XUKR O UKRAINIAN UNIVERSAL COMMODITY EXCHANGE KIEV WWW.UUTB.COM.UA JUNE 2005 ACTIVE JUNE 2005UNITED ARAB EMIRATES AE DGCX DGCX O DUBAI GOLD & COMMODITIES EXCHANGE DMCC DGCX DUBAI WWW.DGCX.AE DECEMBER 2005 ACTIVE DECEMBER 2005UNITED ARAB EMIRATES AE DIFX DIFX O NASDAQ DUBAI NDXB DUBAI WWW.NASDAQDUBAI.COM FEBRUARY 2017 ACTIVE DECEMBER 2008 ON TUESDAY 18TH NOVEMBER, 2008, THE DUBAI INTERNATIONAL FINANCIAL MARKET WAS REBRANDED AS NASDAQ DUBAI.UNITED ARAB EMIRATES AE DUMX DUMX O DUBAI MERCANTILE EXCHANGE DUBAI WWW.DUBAIMERC.COM JULY 2007 ACTIVE JULY 2007UNITED ARAB EMIRATES AE GLOM GLOM O GLOMAX EXCHANGE LTD ABU DHABI WWW.GLOMAX.COM FEBRUARY 2020 MODIFIED JANUARY 2020 ELECTRONIC TRADING PLATFORM FOR CRYPTOCURRENCIES.UNITED ARAB EMIRATES AE GMGD GMGD O GMG DUBAI LIMITED GMGDXB DUBAI WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018UNITED ARAB EMIRATES AE IFAD IFAD O ICE FUTURES ABU DHABI ABU DHABI WWW.THEICE.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED ARAB EMIRATES AE KRME KRME O PAYWARD MENA HOLDINGS LTD. ABU DHABI WWW.KRAKEN.COM MARCH 2020 ACTIVE MARCH 2020 Registered digital asset exchange market, regulated by ADGM Financial Services Regulatory Authority (FSRA)UNITED ARAB EMIRATES AE XADS XADS O ABU DHABI SECURITIES EXCHANGE ADSM ABU DHABI WWW.ADX.AE JUNE 2011 ACTIVE JUNE 2011UNITED ARAB EMIRATES AE XDFM XDFM O DUBAI FINANCIAL MARKET DFM DUBAI WWW.DFM.CO.AE JUNE 2005 ACTIVE JUNE 2005UNITED KINGDOM GB 3579 3579 O SSY FUTURES LTD - FREIGHT SCREEN LONDON WWW.SSYONLINE.COM JULY 2017 ACTIVE JULY 2017 TRADING SCREEN FOR FORWARD FREIGHT AGREEMENTS (FFA).UNITED KINGDOM GB AFDL AFDL O ABIDE FINANCIAL DRSP LIMITED APA AFDLAPA LONDON WWW.ABIDE-FINANCIAL.COM MARCH 2017 ACTIVE MARCH 2017UNITED KINGDOM GB AIMX XLON S LONDON STOCK EXCHANGE - AIM MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. AIMX WAS INACTIVE FROM DECEMBER 2007 UNTIL DECEMBER 2016. REACTIVATED AUGUST 2017.UNITED KINGDOM GB AMPX AMPX O ASSET MATCH PRIVATE EXCHANGE AMPX LONDON WWW.ASSETMATCH.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR EQUITIES.UNITED KINGDOM GB ANLP ANZL S AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED LONDON WWW.ANZ.COM.AU NOVEMBER 2017 ACTIVE NOVEMBER 2017 LIQUIDITY PROVIDER.UNITED KINGDOM GB ANTS ANTS O ABBEY NATIONAL TREASURY SERVICES PLC - SYSTEMATIC INTERNALISER ANTS LONDON WWW.SANTANDER.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB ANZL ANZL O AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SYSTEMATIC INTERNALISER ANZBGL LONDON WWW.ANZ.COM.AU AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB AQXA AQXE S AQUIS EXCHANGE PLC AUCTION ON DEMAND (AOD) LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE MARCH 2018UNITED KINGDOM GB AQXE AQXE O AQUIS EXCHANGE PLC AQX LONDON WWW.AQUIS.EU FEBRUARY 2019 ACTIVE JULY 2013 PAN-EUROPEAN EQUITIES TRADING EXCHANGE (MTF).UNITED KINGDOM GB ARAX ARAX O ARAX COMMODITIES LTD LONDON WWW.ARRACO.CO.UK NOVEMBER 2017 ACTIVE MARCH 2016 REGISTERED FOR BROKING OF EUROPEAN POWER AND GAS WHOLESALE PRODUCTS.UNITED KINGDOM GB ARCH ARCH O ARCHAX LONDON WWW.ARCHAX.COM MAY 2019 ACTIVE MAY 2019 MULTILATERAL TRADING FACILITY (MTF) FOR DIGITAL ASSETS.UNITED KINGDOM GB ARIA ARIA O ARIAN TRADING FACILITY LONDON WWW.ARIANFINANCIAL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB ATLB ATLB O BRAEMAR ATLANTIC SECURITIES LTD LONDON WWW.ATLANTICBROKERS.CO.UK MARCH 2018 ACTIVE MAY 2016 SECURITY AND COMMODITY CONTRACTS DEALING ACTIVITIES.UNITED KINGDOM GB AUTB AUTX S AUTILLA - BASE METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017UNITED KINGDOM GB AUTP AUTX S AUTILLA - PRECIOUS METALS LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE MARCH 2017UNITED KINGDOM GB AUTX AUTX O AUTILLA LONDON WWW.AUTILLA.COM MARCH 2017 ACTIVE FEBRUARY 2017 ELECTRONIC PLATFORM FOR COMMODITIES AND FX.UNITED KINGDOM GB BALT BALT O THE BALTIC EXCHANGE LONDON WWW.BALTICEXCHANGE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008UNITED KINGDOM GB BANA BANA O BANK OF AMERICA, NATIONAL ASSOCIATION BANA LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB BAPA BAPA O BLOOMBERG - APA LONDON WWW.BLOOMBERG.COM JULY 2017 ACTIVE JULY 2017 BLOOMBERG APPROVED PUBLICATION ARRANGEMENT.UNITED KINGDOM GB BARK BCRM S CBOE EUROPE - REGULATED MARKET DARK BOOK CBOE REGM DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR DARK ORDER BOOK TRADESUNITED KINGDOM GB BARO BCRM S CBOE EUROPE - REGULATED MARKET OFF BOOK CBOE REGM OFF BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR OFF-BOOK TRADESUNITED KINGDOM GB BART BCRM S CBOE EUROPE - REGULATED MARKET INTEGRATED BOOK CBOE REGM LIT LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JUNE 2016 CBOE EUROPE - REGULATED MARKET SECURITIES MIC CODE FOR INTEGRATED BOOK TRADESUNITED KINGDOM GB BASI BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE - SYSTEMATIC INTERNALISER BANA LONDON LONDON WWW.BOFAML.COM/EMEA DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BATD BCXE S CBOE EUROPE - BXE DARK ORDER BOOK CBOE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS.UNITED KINGDOM GB BATE BCXE S CBOE EUROPE - BXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE NOVEMBER 2008 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES.UNITED KINGDOM GB BATF BCXE S CBOE EUROPE - BXE OFF-BOOK CBOE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE (BXE) OFF-BOOK TRADE REPORTS.UNITED KINGDOM GB BATP BCXE S CBOE EUROPE - BXE PERIODIC BXE PERIODIC LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JULY 2015 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE BXE AUCTIONS BOOK.UNITED KINGDOM GB BBSI BPLC S BARCLAYS BANK PLC - SYSTEMATIC INTERNALISER BBPLC SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BBSX BBSX O BB SECURITIES LTD LONDON SEPTEMBER 2019 ACTIVE SEPTEMBER 2019UNITED KINGDOM GB BCRM BCRM O CBOE EUROPE REGULATED MARKETS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE MAY 2017 CBOE REGULATED MARKETS.UNITED KINGDOM GB BCSI BCSL S BARCLAYS CAPITAL SECURITIES LIMITED - SYSTEMATIC INTERNALISER BCSL SI LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BCSL BCSL O BARCLAYS CAPITAL SECURITIES LIMITED BCSL LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB BCXE BCXE O CBOE EUROPE EQUITIES CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 PAN-EUROPEAN RECOGNISED INVESTMENT EXCHANGE.UNITED KINGDOM GB BETX BETX O BET OTC BILAT COMMODITY DERIVATIVES BET LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM.UNITED KINGDOM GB BGCB BGCI S BGC BROKERS LP - TRAYPORT LONDON WWW.BGCPARTNERS.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014UNITED KINGDOM GB BGCI BGCI O BGC BROKERS LP LONDON WWW.BGCPARTNERS.COM OCTOBER 2007 ACTIVE OCTOBER 2007UNITED KINGDOM GB BGCO BGCI S BGC BROKERS LP - OTF LONDON WWW.BGCPARTNERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB BGFU BGUK S BERENBERG FIXED INCOME UK - SYSTEMATIC INTERNALISER BGFU LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER FOR FIXED INCOME UK.UNITED KINGDOM GB BGUK BGUK O BERENBERG - SYSTEMATIC INTERNALISER UK BGUK LONDON WWW.BERENBERG.COM APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BISI GSIB S GOLDMAN SACHS INTERNATIONAL BANK - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017 GSIB SYSTEMATIC INTERNALISERUNITED KINGDOM GB BKLF BKLN S BNY MELLON - SYSTEMATIC INTERNALISER BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BKLN BKLN O BNY MELLON INTERNATIONAL - LONDON BRANCH BNYM LONDON WWW.BNYMELLON.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017UNITED KINGDOM GB BLNK CHEV S BLINK MTF LONDON WWW.CHEUVREUX.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 EQUITIES CROSSING, EQUITIES DARK POOL, PAN-EUROPEAN EQUITIES.UNITED KINGDOM GB BLOX XIEL S BLOCKMATCH DARK LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2007 PRICE REFERENCE WAIVER SYSTEM.UNITED KINGDOM GB BLTX BALT S BALTEX - FREIGHT DERIVATIVES MARKET LONDON WWW.BALTICEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 MTF FOR ELECTRONIC TRADING OF FREIGHT DERIVATIVESUNITED KINGDOM GB BMCM BMCM O BMO CAPITAL MARKETS LIMITED ST LONDON WWW.BMOCM.COM JULY 2019 ACTIVE JULY 2019UNITED KINGDOM GB BMLB BMLB O BANK OF MONTREAL - LONDON BRANCH - SYSTEMATIC INTERNALISER BMO LONDON WWW.BMOCM.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BMTF BMTF O BLOOMBERG TRADING FACILITY LIMITED LONDON WWW.BLOOMBERG.COM JUNE 2015 ACTIVE JUNE 2015 BLOOMBERG'S MULTI-LATERAL TRADING FACILITYUNITED KINGDOM GB BNTW XIEL S BLOCKMATCH MTF NT LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 NEGOTIATED TRADE WAIVER SYSTEM.UNITED KINGDOM GB BOAL BANA S BANK OF AMERICA, NATIONAL ASSOCIATION - LONDON BRANCH OFFICE LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB BOAT BOAT O CINNOBER BOAT LONDON WWW.CINNOBER.COM/BOAT-TRADE-REPORTING SEPTEMBER 2014 ACTIVE JUNE 2008 OTC EQUITIES TRADE REPORTING PLATFORMUNITED KINGDOM GB BOFS BOFS O BANK OF SCOTLAND PLC - SYSTEMATIC INTERNALISER EDINBURGH WWW.BANKOFSCOTLAND.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB BOSC BOSC O BONDSCAPE LONDON WWW.BONDSCAPE.NET NOVEMBER 2007 ACTIVE NOVEMBER 2007UNITED KINGDOM GB BOTC BCXE S OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE CBOE OFF EXCHANGE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE AUGUST 2013 OFF EXCHANGE IDENTIFIER FOR OTC TRADES REPORTED TO CBOE EUROPE.UNITED KINGDOM GB BPLC BPLC O BARCLAYS BANK PLC BBPLC LONDON WWW.BARCLAYS.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB BRFQ XIEL S BLOCKMATCH MTF RFQ LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REQUEST FOR QUOTE SYSTEM.UNITED KINGDOM GB BRGA BRGA O BRYAN GARNIER AND CO LIMITED LONDON WWW.BRYANGARNIER.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 EQUITIES AND BONDS, EQUITY DERIVATIVES.UNITED KINGDOM GB BRNX BRNX O BERNSTEIN CROSS (BERN-X) BERN-X LONDON WWW.ALLIANCEBERNSTEIN.COM MAY 2014 ACTIVE MAY 2014 INTERNAL CROSSING FOR BERNSTEINUNITED KINGDOM GB BSLB BSLB O BANCO SANTANDER, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SANTANDER.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SYSTEMATIC INTERNALISERUNITED KINGDOM GB BTEE BTEE O BROKERTEC EUROPE LIMITED - ALL MARKETS BEM LONDON WWW.BROKERTEC.COM/ JULY 2017 ACTIVE OCTOBER 2008UNITED KINGDOM GB BTLX BTLX O BTL OTC BILAT COMMODITY DERIVATIVES BTL LONDON WWW.BP.COM/EN/GLOBAL/TRADING/ FEBRUARY 2019 ACTIVE FEBRUARY 2019 OTC COMMODITY DERIVATIVES DONE BILATERALLY WITH CLIENTS OF THE FIRM. NO ELECTRONIC PLATFORM.UNITED KINGDOM GB BTQG BTEE S BROKERTEC EUROPE LIMITED - RFQ TRADING PROTOCOL BEM LONDON WWW.BROKERTEC.COM/ MAY 2019 ACTIVE MAY 2019UNITED KINGDOM GB BUYN XLCH S LCH LTD - BUY IN LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019UNITED KINGDOM GB BVUK XMTS S BONDVISION UK LONDON WWW.MTSMARKETS.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIESUNITED KINGDOM GB CBAL CBAL O COMMONWEALTH BANK OF AUSTRALIA - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.COMMBANK.COM.AU/ABOUT-US/OUR-COMPANY/INTERNATIONAL-BRANCHES/EUROPE.HTML AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER FOR BONDS.UNITED KINGDOM GB CBNL CBNL O CITIBANK N.A. LONDON LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CCEU CCEU O CITADEL CONNECT EUROPE - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CCML CCML O CONTINENTAL CAPITAL MARKETS LIMITED - OTF CONTICAP OTF LONDON WWW.CONTICAP.COM JULY 2017 ACTIVE JULY 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB CCO2 CCO2 O CANTORCO2E.COM LIMITED LONDON WWW.CANTORCO2E.COM JULY 2007 ACTIVE JULY 2007UNITED KINGDOM GB CEPU CEPU O CITIBANK EUROPE PLC - LONDON BRANCH LONDON WWW.CITIGROUP.COM/CITI MARCH 2019 ACTIVE MARCH 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CGMC CGML S CITIGROUP GLOBAL MARKETS LIMITED – EMEA LIQUIDITY HUB LONDON WWW.CITIGROUP.COM/CITI JANUARY 2020 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES.UNITED KINGDOM GB CGMG CGMG O CITIGROUP GLOBAL MARKETS EUROPE AG - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.CITIGROUP.COM/CITI APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CGML CGML O CITIGROUP GLOBAL MARKETS LIMITED LONDON WWW.CITIGROUP.COM/CITI OCTOBER 2017 ACTIVE OCTOBER 2017 REGISTERED MARKET FOR EQUITIES.UNITED KINGDOM GB CGMT CGML S CITIGROUP GLOBAL MARKETS LIMITED - EMEA TRADING LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR EQUITIES.UNITED KINGDOM GB CGMU CGML S CITI MATCH GB CONTRA LIQUIDITY LONDON WWW.CITIGROUP.COM/CITI NOVEMBER 2019 ACTIVE MARCH 2012UNITED KINGDOM GB CHEV CHEV O CA CHEUVREUX LONDON WWW.CHEUVREUX.COM JUNE 2012 ACTIVE JUNE 2012UNITED KINGDOM GB CHID BCXE S CBOE EUROPE - CXE DARK ORDER BOOK CXE DARK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE JANUARY 2013 TO BE USED FOR REPORTING DARK BOOK EXECUTIONS.UNITED KINGDOM GB CHIO BCXE S CBOE EUROPE - CXE OFF-BOOK CXE OFF-BOOK LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE APRIL 2013 CBOE EUROPE - CXE - OFF-BOOK TRADE REPORTS.UNITED KINGDOM GB CHIX BCXE S CBOE EUROPE - CXE ORDER BOOKS CBOE EUROPE LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE OCTOBER 2007 MULTILATERAL TRADING FACILITY FOR CASH EQUITIES.UNITED KINGDOM GB CIBC CIBC O CANADIAN IMPERIAL BANK OF COMMERCE - SYSTEMATIC INTERNALISER CIBC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CIBP CIBP O CIBC WORLD MARKETS PLC - SYSTEMATIC INTERNALISER CIBC WM PLC LONDON WWW.CIBCWM.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CLCH XLCH S LCH LTD - CROSS NETTING LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2019UNITED KINGDOM GB CLVE CLVE O VERTO MTF LONDON WWW.CATLEYLAKEMAN.COM APRIL 2019 ACTIVE APRIL 2019 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB CMEC CMEE S CME CLEARING EUROPE CME LONDON WWW.CMECLEARINGEUROPE.COM FEBRUARY 2014 ACTIVE DECEMBER 2011 EUROPEAN CLEARING HOUSEUNITED KINGDOM GB CMEE CMEE O CME EUROPE CME LONDON WWW.CMEGROUP.COM JANUARY 2013 ACTIVE JANUARY 2013UNITED KINGDOM GB CMMT CMMT O CLEAR MARKETS EUROPE LIMITED CM MTF LONDON WWW.CLEAR-MARKETS.COM DECEMBER 2014 ACTIVE DECEMBER 2014 MTF REGISTERED SWAP EXECUTION FACILITYUNITED KINGDOM GB CRYP CRYP O CRYPTO FACILITIES CF LONDON WWW.CRYPTOFACILITIES.CO.UK JUNE 2016 ACTIVE JUNE 2016 DIGITAL ASSETS TRADING PLATFORM.UNITED KINGDOM GB CSBX CSEU S CREDIT SUISSE AES EUROPE BENCHMARK CROSS LONDON WWW.CREDIT-SUISSE.COM APRIL 2017 ACTIVE APRIL 2017UNITED KINGDOM GB CSCF CSEU S CREDIT SUISSE AES CROSSFINDER EUROPE LONDON WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012UNITED KINGDOM GB CSEC CSEC O CITADEL SECURITIES FI - SYSTEMATIC INTERNALISER LONDON WWW.CITADELSECURITIES.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CSEU CSEU O CREDIT SUISSE (EUROPE) LONDON WWW.CREDIT-SUISSE.COM SEPTEMBER 2012 ACTIVE SEPTEMBER 2012UNITED KINGDOM GB CSIN CSIN O CREDIT SUISSE INTERNATIONAL CSI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017UNITED KINGDOM GB CSLB CSLB O CREDIT SUISSE AG - LONDON BRANCH CSAGLB SI LONDON WWW.CREDIT-SUISSE.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CSSI CSIN S CREDIT SUISSE INTERNATIONAL - SYSTEMATIC INTERNALISER CSI SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB CXOT IFEU S CREDITEX BROKERAGE LLP - OTF LONDON WWW.THEICE.COM/SERVICE/CREDITEX APRIL 2017 ACTIVE MARCH 2017 ELECTRONIC MARKET FOR FIXED INCOME PRODUCTS.UNITED KINGDOM GB CXRT IFEU S CREDITEX BROKERAGE LLP - MTF LONDON WWW.CREDITEX.COM MARCH 2017 ACTIVE SEPTEMBER 2007 ELECTRONIC MARKET FOR CREDIT PRODUCTS. CXRT HAS BEEN DEACTIVATED FROM MAY 2014 TO 26 JANUARY 2015(IMPLEMENTATION DATE).UNITED KINGDOM GB DAIW DAIW O DAIWA CAPITAL MARKETS EUROPE LIMITED LONDON WWW.UK.DAIWACM.COM MARCH 2018 ACTIVE MARCH 2018UNITED KINGDOM GB DBCR DBIX S DEUTSCHE BANK - CENTRAL RISK BOOK CENTRAL RISK BOOK LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR THE CENTRAL RISK BOOK AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DBCX DBIX S DEUTSCHE BANK - CLOSE CROSS CLX LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR CLOSE CROSS AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DBDC DBIX S DEUTSCHE BANK - DIRECT CAPITAL ACCESS DCA LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR DCA AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DBIX DBIX O DEUTSCHE BANK INTERNALISATION DB INTERNALISATION LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG OPERATING MARKET CODES AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DBLN DBIX S DEUTSCHE BANK AG - LONDON - SYSTEMATIC INTERNALISER LONDON WWW.DB.COM NOVEMBER 2019 ACTIVE DECEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB DBMO DBIX S DEUTSCHE BANK - MANUAL OTC MANUAL OTC LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR MANUAL OTC FILLS AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DBSE DBIX S DEUTSCHE BANK - SUPERX EU SUPERX EU LONDON HTTPS://AUTOBAHN.DB.COM/MICROSITE/HTML/EQUITY.HTML OCTOBER 2014 ACTIVE OCTOBER 2014 DEUTSCHE BANK AG MARKET SEGMENT MARKET CODE FOR SUPERX EU AS PER MMT2 STANDARD DEFINITION PROPOSED BY FIXPROTOCOL.ORG AND SUPPORTED BY EUROPEAN TDM'S(HTTP://WWW.BATSTRADING.CO.UK/BXTR/)UNITED KINGDOM GB DOWG DOWG O DOWGATE LONDON WWW.DOWGATE.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR BONDS AND DERIVATIVES.UNITED KINGDOM GB DVFX DVFX O DIGITAL VEGA DVFX LONDON WWW.DIGITALVEGA.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REGISTERED FOR FOREIGN EXCHANGE OPTIONS AND OTC FX DERIVATIVES.UNITED KINGDOM GB EBSM BTEE S EBS MTF - CLOB - FOR THE TRADING OF FX PRODUCTS LONDON WWW.EBS.COM JULY 2017 ACTIVE JULY 2017 CENTRAL LIMIT ORDER BOOK.UNITED KINGDOM GB ECHO ECHO O LONDON STOCK EXCHANGE - APA LSE APA LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA).UNITED KINGDOM GB ECSL ECSL O ENTERPRISE COMMODITY SERVICES LIMITED LONDON WWW.ENTERPRISECOMMODITY.COM OCTOBER 2018 ACTIVE OCTOBER 2018UNITED KINGDOM GB EIXE EIXE O ESTATES AND INFRASTRUCTURE EXCHANGE EIX LONDON WWW.EIX.GLOBAL APRIL 2019 ACTIVE MARCH 2019 INFRASTRUCTURE TRADING PLATFORM.UNITED KINGDOM GB ELIX TRDE S ELIXIUM LONDON WWW.TRADITION.COM APRIL 2016 ACTIVE APRIL 2016 PLATFORM FOR SECURITIES FINANCING TRANSACTIONS.UNITED KINGDOM GB EMBX EMBX O EMERGING MARKETS BOND EXCHANGE LIMITED EMBX LONDON WWW.EMBONDS.COM OCTOBER 2016 ACTIVE OCTOBER 2016 ELECTRONIC TRADING PLATFORM FOR EMERGING MARKET FIXED INCOME BOND.UNITED KINGDOM GB ENCL ENCL O ENCLEAR ENC LONDON WWW.LCHCLEARNET.COM OCTOBER 2013 ACTIVE OCTOBER 2013 LCH.CLEARNET ENCLEAR PROVIDES AN OTC CLEARING SERVICE FOR VARIOUS COMMODITY PRODUCTS INCLUDING FREIGHT, CONTAINERS, EMISSIONS, IRON ORE, FERTILISER & COAL.UNITED KINGDOM GB ENSY XLDN S EURONEXT SYNAPSE LONDON WWW.EURONEXT.COM JULY 2017 ACTIVE JULY 2017 FIXED INCOME MTFUNITED KINGDOM GB EQLD EQLD O EQUILEND EUROPE LIMITED LONDON WWW.EQUILEND.COM AUGUST 2013 ACTIVE AUGUST 2013 MULTILATERAL TRADING FACILITYUNITED KINGDOM GB EXBO EXEU S EXANE BNP PARIBAS - BID-OFFER CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 BID-OFFER CROSSING NETWORK TO BE OPERATED BY EXANE BNP PARIBAS.UNITED KINGDOM GB EXCP EXEU S EXANE BNP PARIBAS - CLOSING PRICE LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EXCP IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER EXANE'S CLOSING PRICE MECHANISM.UNITED KINGDOM GB EXDC EXEU S EXANE BNP PARIBAS - DIRECT CAPITAL ACCESS EXDC LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016UNITED KINGDOM GB EXEU EXEU O EXANE BNP PARIBAS EXEU LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 OPERATING MIC COVERING THE CROSSING MECHANISMS OPERATED BY EXANE BNP PARIBAS.UNITED KINGDOM GB EXLP EXEU S EXANE BNP PARIBAS - LIQUIDITY PROVISION EXLP LONDON WWW.EXANE.COM SEPTEMBER 2016 ACTIVE SEPTEMBER 2016UNITED KINGDOM GB EXMP EXEU S EXANE BNP PARIBAS - MID POINT EXANE BNP PARIBAS LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 EUROPEAN MID-POINT CROSSING NETWORK OPERATED BY EXANE BNP PARIBAS.UNITED KINGDOM GB EXOR EXEU S EXANE BNP PARIBAS - CHILD ORDER CROSSING LONDON WWW.EXANE.COM AUGUST 2015 ACTIVE JULY 2015 SMART ORDER ROUTING CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS.UNITED KINGDOM GB EXOT EXOT O EXOTIX CAPITAL - OTF LONDON WWW.EXOTIX.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF).UNITED KINGDOM GB EXSI EXEU S EXANE BNP PARIBAS - GB - SYSTEMATIC INTERNALISER LONDON WWW.EXANE.COM OCTOBER 2017 ACTIVE JULY 2015 EXSI IS THE IDENTIFIER TO BE USED FOR CLIENT EXECUTIONS EXECUTED UNDER THE SYSTEMATIC INTERNALISER REGIME BY EXANE BNP PARIBAS.UNITED KINGDOM GB EXVP EXEU S EXANE BNP PARIBAS - VOLUME PROFILE CROSSING LONDON WWW.EXANE.COM JULY 2015 ACTIVE JULY 2015 CROSSING MECHANISM OPERATED BY EXANE BNP PARIBAS WHERE A BUY AND A SELL ORDER HAVE OPPOSITE VOLUME PROFILES FOR AN INTERVAL OF TIME.UNITED KINGDOM GB FAIR FAIR O CANTOR SPREADFAIR LONDON WWW.SPREADFAIR.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB FISU FISU O FREIGHT INVESTOR SERVICES LIMITED FIS LONDON WWW.FREIGHTINVESTORSERVICES.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 INTRODUCING BROKER FOR EXCHANGE TRADED DERIVATIVES CONTRACTS.UNITED KINGDOM GB FNUK FNUK O FINANTIA UK LIMITED - SYSTEMATIC INTERNALISER LONDON APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB FRTE FRTE O FORTE - OTF LONDON WWW.FORTESECURITIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB FXGB FXGB O FXCM - MTF FXCM LONDON WWW.FXCM.COM AUGUST 2017 ACTIVE AUGUST 2017 MULTILATERAL TRADING FACILITY (MTF) FOR OTC DERIVATIVES.UNITED KINGDOM GB FXOP FXOP O TRADITION-NEX OTF LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE APRIL 2017 FX OPTIONS TRADING FACILITY.UNITED KINGDOM GB GEMX GEMX O GEMMA (GILT EDGED MARKET MAKERS’ASSOCIATION) GEMMA LONDON JUNE 2005 ACTIVE JUNE 2005UNITED KINGDOM GB GFBM GFIB S GFI BROKERS - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB GFBO GFIB S GFI BROKERS - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB GFIB GFIB O GFI BROKERS LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB GFIC GFIC O GFI SECURITIES LTD LONDON WWW.GFIGROUP.COM DECEMBER 2017 ACTIVE AUGUST 2007UNITED KINGDOM GB GFIF GFIC S GFI FOREXMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE AUGUST 2007UNITED KINGDOM GB GFIN GFIC S GFI ENERGYMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE APRIL 2009 ADDITIONAL PRODUCTS: DRY FREIGHT DERIVATIVES AND UK GAS TRADING

Page 10: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSUNITED KINGDOM GB GFIR GFIC S GFI RATESMATCH LONDON WWW.GFIGROUP.COM APRIL 2014 ACTIVE SEPTEMBER 2010 ELECTRONIC PLATFORM FOR TRADING INTEREST RATE DERIVATIVES.UNITED KINGDOM GB GFSM GFIC S GFI SECURITIES LTD - MTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB GFSO GFIC S GFI SECURITIES LTD - OTF LONDON WWW.GFIGROUP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB GMEG GMEG O GMEX EXCHANGE GMEX LONDON WWW.GMEX-GROUP.COM MAY 2016 ACTIVE JUNE 2013 MTF FOR DERIVATIVES AND SECURITIESUNITED KINGDOM GB GMGL GMGL O GMG BROKERS LIMITED GMGLDN LONDON WWW.GMG-BROKERS.COM JANUARY 2018 ACTIVE JANUARY 2018UNITED KINGDOM GB GRIF GRIF O GRIFFIN MARKETS LIMITED LONDON WWW.GRIFFINMARKETS.COM OCTOBER 2012 ACTIVE OCTOBER 2012 TRADING VENUE FOR EUROPEAN ENERGY MARKETS.UNITED KINGDOM GB GRIO GRIF S GRIFFIN MARKETS LIMITED - OTF LONDON WWW.GRIFFINMARKETS.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017 GRIFFIN ORGANISED TRADING FACILITY.UNITED KINGDOM GB GRSE GRSE O THE GREEN STOCK EXCHANGE - ACB IMPACT MARKETS GSE LONDON WWW.ACBIMPACTMARKETS.COM JULY 2014 ACTIVE JULY 2014 MARKETPLACE FOR SUSTAINABLE SECURITIES (SECURITIES, BONDS, COMMODITIES)UNITED KINGDOM GB GSIB GSIB O GOLDMAN SACHS INTERNATIONAL BANK GSIB LONDON WWW.GOLDMANSACHS.COM JULY 2017 ACTIVE JULY 2017UNITED KINGDOM GB GSIL GSIL O GOLDMAN SACHS INTERNATIONAL GSI LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016UNITED KINGDOM GB GSSI GSIL S GOLDMAN SACHS INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.GOLDMANSACHS.COM/GSET OCTOBER 2016 ACTIVE OCTOBER 2016 GSI SYSTEMATIC INTERNALISERUNITED KINGDOM GB HRSI HRSI O HUDSON RIVER TRADING - SYSTEMATIC INTERNALISER LONDON WWW.HUDSON-TRADING.COM JUNE 2018 ACTIVE JUNE 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB HSBC HSBC O HSBC - SYSTEMATIC INTERNALISER HSBC SI LONDON WWW.HSBCNET.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB IBAL IBAL O ICE BENCHMARK ADMINISTRATION IBA LONDON WWW.THEICE.COM/IBA JULY 2015 ACTIVE JULY 2015 INDEPENDENT SUBSIDIARY OF THE ICE, RESPONSIBLE FOR THE END-TO-END ADMINISTRATION OF BENCHMARKS.UNITED KINGDOM GB ICEO ICEO O ICAP ENERGY - OTF LONDON WWW.ICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB ICPM ICPM O TP ICAP UK MTF LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE JUNE 2007 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB IECL ICEO S ICAP ENERGY LTD OTF - COMMODITIES AND ENERGY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF COMMODITIES AND ENERGY DERIVATIVES.UNITED KINGDOM GB IFEN IFEU S ICE FUTURES EUROPE - OIL AND REFINED PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IFEU IFEU O ICE FUTURES EUROPE LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE OCTOBER 2011 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IFLL IFEU S ICE FUTURES EUROPE - FINANCIAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IFLO IFEU S ICE FUTURES EUROPE - EQUITY PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IFLS IFLS O SWAPXECUTE LONDON WWW.INTLFCSTONE.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 ORGANISED TRADING FACILITY (OTF) FOR OTC DERIVATIVES. NOT LIVE YET.UNITED KINGDOM GB IFLX IFEU S ICE FUTURES EUROPE - AGRICULTURAL PRODUCTS DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IFUT IFEU S ICE FUTURES EUROPE - EUROPEAN UTILITIES DIVISION LONDON WWW.THEICE.COM DECEMBER 2013 ACTIVE DECEMBER 2013 ELECTRONIC PLATFORM TO TRADE FUTURES AND OPTIONS PRODUCTS.UNITED KINGDOM GB IGDL IGDL O ICAP GLOBAL DERIVATIVES LIMITED LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MIFID-II-VENUES/ICAP-GLOBAL-DERIVATIVES-MTF.ASPX FEBRUARY 2018 ACTIVE NOVEMBER 2016 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES.UNITED KINGDOM GB IMCE ICPM S TP ICAP UK MTF - CASH EQUITY LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CASH EQUITY.UNITED KINGDOM GB IMED ICPM S TP ICAP UK MTF - EQUITY DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EQUITY DERIVATIVES.UNITED KINGDOM GB IMET ICPM S TP ICAP UK MTF - EXCHANGE TRADED PRODUCTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR EXCHANGE-TRADED FUNDS.UNITED KINGDOM GB IMFD ICPM S TP ICAP UK MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR FX DERIVATIVES.UNITED KINGDOM GB IMGB ICPM S TP ICAP UK MTF - GOVERNMENT BONDS EXCLUDING GILTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GOVERNMENT BONDS EXCLUDING GILTS.UNITED KINGDOM GB IMGI ICPM S TP ICAP UK MTF - GILTS LONDON WWW.ICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR GILTS.UNITED KINGDOM GB IMMM ICPM S TP ICAP UK MTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR MONEY MARKET INSTRUMENTS.UNITED KINGDOM GB IMRD ICPM S TP ICAP UK MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR INTEREST RATE DERIVATIVES.UNITED KINGDOM GB IMSB ICPM S TP ICAP UK MTF - CORPORATE BONDS AND SECURITIES DEBT LONDON WWW.TPICAP.COM FEBRUARY 2019 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR CORPORATE BONDS AND SECURITISED DEBT.UNITED KINGDOM GB IMTF IMTF O INTEGRAL MTF LONDON WWW.INTEGRALMTF.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB INVE INVE O INVESTEC BANK PLC - SYSTEMATIC INTERNALISER LONDON WWW.INVESTEC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 SYSTEMATIC INTERNALISER - LIVE IN JANUARY 2018.UNITED KINGDOM GB IOCD IOTF S ICAP SECURITIES OTF - CREDIT DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CREDIT DERIVATIVES.UNITED KINGDOM GB IOED IOTF S ICAP SECURITIES OTF - EQUITY DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF EQUITY DERIVATIVES.UNITED KINGDOM GB IOFI IOTF S ICAP SECURITIES OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT.UNITED KINGDOM GB IOFX IOTF S ICAP SECURITIES OTF - FX DERIVATIVES LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES.UNITED KINGDOM GB IOGB IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS.UNITED KINGDOM GB IOGI IOTF S ICAP SECURITIES OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS.UNITED KINGDOM GB IOIR IOTF S ICAP SECURITIES OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES.UNITED KINGDOM GB IOMM IOTF S ICAP SECURITIES OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS.UNITED KINGDOM GB IOTC XIEL S INSTINET EUROPE LIMITED OTC LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB IOTF IOTF O ICAP SECURITIES - OTF LONDON WWW.ICAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB IPSX IPSX O IPSX IPSX GUILDFORD WWW.IPSX.COM APRIL 2018 ACTIVE NOVEMBER 2017 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY.UNITED KINGDOM GB IPXP IPSX S IPSX PRIME IPSX GUILDFORD WWW.IPSX.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 REGISTERED MARKET FOR COMMERCIAL PROPERTY EQUITY.UNITED KINGDOM GB IPXW IPSX S IPSX WHOLESALE IPSX GUILDFORD WWW.IPSX.COM MARCH 2019 ACTIVE MARCH 2019 REGISTERED MARKET FOR EQUITIES IN COMMERCIAL PROPERTY.UNITED KINGDOM GB ISSI ISSI O ICBC STANDARD BANK - SYSTEMATIC INTERNALISER ICBCS LONDON WWW.ICBCSTANDARDBANK.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB ISWA ISWA O I-SWAP LONDON WWW.I-SWAP.COM JANUARY 2012 ACTIVE JANUARY 2012 AUTHORISED MTF FOR OF EURO INTEREST RATE SWAPS.UNITED KINGDOM GB ISWB ISWA S I-SWAP - TRADE REGISTRATION LONDON WWW.I-SWAP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 REPORTING OF LIS AND OFF VENUE TRADES.UNITED KINGDOM GB ISWC ISWA S I-SWAP ORDER BOOK LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB ISWE IGDL S ICAP GLOBAL DERIVATIVES LIMITED - ELECTRONIC LONDON WWW.ICAP.COM/WHAT-WE-DO/ELECTRONIC-MARKETS/I-SWAP.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – CLOB.UNITED KINGDOM GB ISWR ISWA S I-SWAP TARGETED STREAMING/RFQ LONDON WWW.I-SWAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB ISWV IGDL S ICAP GLOBAL DERIVATIVES LIMITED - VOICE LONDON WWW.ICAP.COM/WHAT-WE-DO/OUR-MARKETS-AND-PRODUCTS/PRODUCTS/MEDIUM-LONG-TERM-INTEREST-RATE-SWAPS.ASPX FEBRUARY 2018 ACTIVE DECEMBER 2017 MTF/SEF FOR THE TRADING OF INTEREST RATE DERIVATIVES – VOICE / RFQ.UNITED KINGDOM GB IUOB IOTF S ICAP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED KINGDOM GB JEFS JISI S JEFFERIES INTERNATIONAL - SYSTEMATIC INTERNALISER LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE DECEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB JISI JISI O JEFFERIES INTERNATIONAL LONDON WWW.JEFFERIES.COM DECEMBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB JPCB JPCB O JPMORGAN CHASE BANK N.A. LONDON BRANCH LONDON WWW.JPMORGAN.COM DECEMBER 2017 ACTIVE JUNE 2017UNITED KINGDOM GB JPSI JPSI O J.P. MORGAN SECURITIES PLC LONDON WWW.JPMORGAN.COM JANUARY 2017 ACTIVE JANUARY 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB JSSI JSSI O JANE STREET FINANCIAL LTD - SYSTEMATIC INTERNALISER JSF LONDON WWW.JANESTREET.COM JANUARY 2018 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB KBLM KBLM O KYTE BROKING LIMITED LONDON WWW.KYTEBROKING.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB KLEU KLEU O KNIGHT LINK EUROPE LONDON WWW.KNIGHT.COM APRIL 2009 ACTIVE APRIL 2009 SYSTEMATIC INTERNALISERUNITED KINGDOM GB LBCM LBCM O LLOYDS BANK CORPORATE MARKETS – SYSTEMATIC INTERNALISER LBCM LONDON WWW.LLOYDSBANKCORPORATEMARKETS.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER. REGISTERED MARKET FOR LLOYDS BANK CORPORATE MARKET.UNITED KINGDOM GB LCUR LCUR O CURRENEX LDFX CX LDFX LONDON WWW.CURRENEX.COM MAY 2016 ACTIVE MAY 2016 FOREIGN EXCHANGE TRADING PLATFORM/SYSTEM THAT INCLUDES MATCHING ENGINES OPERATING DIFFERENT MARKETS: LDFX IS ITS LONDON MATCHING ENGINE.UNITED KINGDOM GB LIQF LIQU S LIQUIDNET EUROPE LIMITED LIQU LONDON WWW.LIQUIDNET.COM JUNE 2014 ACTIVE JUNE 2014 MIC FOR FIXED INCOME BOND TRADING REPORTINGUNITED KINGDOM GB LIQH LIQU S LIQUIDNET H20 LQNT H20 LONDON WWW.LIQUIDNET.COM MAY 2011 ACTIVE MAY 2011 DARK POOL.UNITED KINGDOM GB LIQU LIQU O LIQUIDNET SYSTEMS LONDON WWW.LIQUIDNET.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB LISX BCXE S CBOE EUROPE - LIS SERVICE CBOE LIS LONDON WWW.MARKETS.CBOE.COM/EUROPE/EQUITIES/OVERVIEW/ DECEMBER 2017 ACTIVE SEPTEMBER 2016 TO BE USED FOR EXECUTIONS RESULTING FROM CBOE EUROPE LIS SERVICE.UNITED KINGDOM GB LMAD LMAX S LMAX - DERIVATIVES LONDON WWW.LMAX.COM AUGUST 2011 ACTIVE AUGUST 2011 LMAX ALLOWS THE BENEFIT OF DIRECT ACCESS TO FINANCIAL MARKETS AND ALSO FACILITATES MTF WHERE TRADES ARE ENTERED DIRECTLY INTO THE MARKET AS ORDERS AND ALSO ACCESS FIVE LEVELS OF MARKET DEPTH WHERE THE BOOK IS WEIGHTED BETWEEN BUYERS AND SELLERS.UNITED KINGDOM GB LMAE LMAX S LMAX - EQUITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING EQUITIES.UNITED KINGDOM GB LMAF LMAX S LMAX - FX LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING FX.UNITED KINGDOM GB LMAO LMAX S LMAX - INDICES/RATES/COMMODITIES LONDON WWW.LMAX.COM JANUARY 2010 ACTIVE JANUARY 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS UNDERLYINGS IN MULTIPLE ASSETS CLASSES INCLUDING INDICES/RATES/COMMODITIES.UNITED KINGDOM GB LMAX LMAX O LMAX LONDON WWW.MTF.LMAX.COM/ DECEMBER 2010 ACTIVE DECEMBER 2010 FSA REGULATED MTF FOR RETAIL CLIENTS TO TRADE CFDS.UNITED KINGDOM GB LMEC LMEC O LME CLEAR LMEC LONDON WWW.LME.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 LONDON METAL EXCHANGE CLEARING PLATFORMUNITED KINGDOM GB LOTC LOTC O OTC MARKET LONDON WWW.LOTCE.COM AUGUST 2013 ACTIVE AUGUST 2013 SERVICE COMPANY PROVIDING TRADEABLE OTC DERIVATIVE PRODUCTSUNITED KINGDOM GB LOUI LOUI O LOUIS CAPITAL MARKETS UK LLP LCM LONDON WWW.LOUISCAPITAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB LOYD LOYD O LLOYDS BANK - SYSTEMATIC INTERNALISER LONDON WWW.LLOYDSBANK.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB LPPM LPPM O LONDON PLATINUM AND PALLADIUM MARKET LPPM LONDON WWW.LPPM.ORG.UK APRIL 2007 ACTIVE APRIL 2007UNITED KINGDOM GB MAEL MAEL O MARKETAXESS EUROPE LIMITED LONDON WWW.MARKETAXESS.COM JULY 2007 ACTIVE JULY 2007UNITED KINGDOM GB MAKX MAKX O MAKOR SECURITIES LONDON LTD LONDON WWW.MAKOR-CAPITAL.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018UNITED KINGDOM GB MAQI MAQI O MACQUARIE BANK INTERNATIONAL LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MAQL MAQL O MACQUARIE CAPITAL EUROPE LIMITED LONDON WWW.MACQUARIE.COM/UK OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB MAQU MAQU O MACQUARIE BANK LIMITED, LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MACQUARIE.COM/UK JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MCUR MCUR O CURRENEX MTF LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB MCXR MCUR S CURRENEX MTF - RFQ LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB MCXS MCUR S CURRENEX MTF - STREAMING LONDON WWW.CURRENEX.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB METZ METZ O MET ZURICH LONDON WWW.METZURICH.COM JULY 2018 ACTIVE JULY 2018UNITED KINGDOM GB MFGL MFGL O MF GLOBAL ENERGY MTF LONDON WWW.MFGLOBAL.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007UNITED KINGDOM GB MFXA MFXC S FX CONNECT - MTF - ALLOCATIONS LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB MFXC MFXC O FX CONNECT - MTF LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB MFXR MFXC S FX CONNECT - MTF - RFQ LONDON WWW.FXCONNECT.COM MAY 2017 ACTIVE MAY 2017UNITED KINGDOM GB MHBL MHBL O MIZUHO BANK, LTD. LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.MIZUHO-EMEA.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 SYSTEMATIC INTERNALISER IN FX DERIVATIVES.UNITED KINGDOM GB MHIP MHIP O MIZUHO INTERNATIONAL - SYSTEMATIC INTERNALISER MHI LONDON WWW.ONEMIZUHO.EU JULY 2017 ACTIVE JULY 2017 ANTICIPATED SYSTEMATIC INTERNALISER FOR BONDS.UNITED KINGDOM GB MLIX MLIX O MERRILL LYNCH INTERNATIONAL MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB MLRQ MLIX S MERRILL LYNCH INTERNATIONAL - RFQ - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MLSI MLIX S MERRILL LYNCH INTERNATIONAL - SYSTEMATIC INTERNALISER MLI LONDON WWW.BOFAML.COM/EMEA NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MSIP MSIP O MORGAN STANLEY AND CO. INTERNATIONAL PLC LONDON WWW.MORGANSTANLEY.COM MAY 2015 ACTIVE MAY 2015UNITED KINGDOM GB MSSI MSIP S MORGAN STANLEY AND CO. INTERNATIONAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.MORGANSTANLEY.COM APRIL 2018 ACTIVE MAY 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MUBL MUBL O MUFG BANK, LTD. - LONDON BRANCH -SYSTEMATIC INTERNALISER MUBL SI LONDON WWW.BK.MUFG.JP JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MUFP MUFP O MARIANA UFP LLP MUFP LONDON WWW.MARIANAINVESTMENTS.COM JULY 2017 ACTIVE JULY 2017 MARKET FOR BONDS & OTC DERIVATIVES.UNITED KINGDOM GB MUSE MUSE O MUFG SECURITIES EMEA PLC - SYSTEMATIC INTERNALISER LONDON WWW.MUFGEMEA.COM AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB MUTI MUTI O MITSUBISHI UFJ TRUST INTERNATIONAL LIMITED MUTI LONDON WWW.TR.MUFG.JP/ENGLISH/OURSERVICES/ADMINISTRATION/MUTI.HTML JULY 2018 ACTIVE JUNE 2017UNITED KINGDOM GB MXLM MAEL S MARKETAXESS EUROPE LIMITED - LIVE MARKETS LONDON WWW.MARKETAXESS.COM MARCH 2020 ACTIVE MARCH 2020UNITED KINGDOM GB MYTR MYTR O MYTREASURY LONDON WWW.MYTREASURY.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB N2EX N2EX O N2EX LONDON WWW.N2EX.COM NOVEMBER 2009 ACTIVE NOVEMBER 2009 N2EX, THE UK MARKET OPERATED BY NASDAQ OMX COMMODITIES AND NORD POOL SPOT, IS A MARKETPLACE FOR PHYSICAL UK POWER CONTRACTS AND LAUNCH A PLATFORM FOR FINANCIAL FUTURES CONTRACTS.UNITED KINGDOM GB NABA NABL S NATIONAL AUSTRALIA BANK - FX DERIVATIVES AND FIXED INCOME SECURITIES - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NABE NABE O NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NABL NABL O NATIONAL AUSTRALIA BANK - SYSTEMATIC INTERNALISER NAB LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NABU NABE S NAB EUROPE LIMITED - SYSTEMATIC INTERNALISER - FIXED INCOME SECURITIES NABE LONDON WWW.NAB.COM.AU AUGUST 2018 ACTIVE AUGUST 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NCML NCML O SMBC NIKKO CAPITAL MARKETS LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.SMBCNIKKO-CM.COM DECEMBER 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NDCM NDCM O ICE ENDEX UK OCM GAS SPOT ICE ENDEX OCM LONDON WWW.THEICE.COM/ENDEX JUNE 2017 ACTIVE DECEMBER 2014 ELECTRONIC PLATFORM TO TRADE UK OCM GAS SPOT MARKET.UNITED KINGDOM GB NEXD NEXX S NEX EXCHANGE MAIN BOARD (NON-EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXF NEXX S NEX EXCHANGE GROWTH (NON-EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXG NEXX S NEX EXCHANGE GROWTH (EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXL NEXX S NEX EXCHANGE MAIN BOARD (EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXN NEXX S NEX EXCHANGE TRADING (NON-EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXS NEXS O NEX SEF NSL LONDON WWW.NEX.COM MARCH 2017 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITYUNITED KINGDOM GB NEXT NEXX S NEX EXCHANGE TRADING (EQUITY) NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NEXX NEXX O NEX EXCHANGE NEXX LONDON WWW.NEXEXCHANGE.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB NOFF NOFF O NOMURA OTC TRADES LONDON WWW.NOMURA.COM APRIL 2012 ACTIVE APRIL 2012UNITED KINGDOM GB NOSI NOSI O NOMURA - SYSTEMATIC INTERNALISER LONDON WWW.NOMURA.COM MARCH 2018 ACTIVE APRIL 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NWMS NWMS O ROYAL BANK OF SCOTLAND - SYSTEMATIC INTERNALISER RBS PLC EDINBURGH WWW.RBS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB NXEU NXEU O NX LONDON WWW.NOMURA.COM JUNE 2009 ACTIVE JUNE 2009 NX IS THE INTERNAL EQUITIES ONLY CROSSING PLATFORM FOR NOMURA.UNITED KINGDOM GB OCSI OCSI O SOVA CAPITAL - SYSTEMATIC INTERNALISER LONDON WWW.SOVACAPITAL.COM MAY 2018 ACTIVE NOVEMBER 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB OTCE OTCE O OTCEX LONDON WWW.OTCEXGROUP.COM APRIL 2016 ACTIVE APRIL 2016 TRADE NAME: TRAYPORT.UNITED KINGDOM GB PARX TRDE S PARFX LONDON WWW.PARFX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC TRADING PLATFORM FOR SPOT FXUNITED KINGDOM GB PEEL PEEL O PEEL HUNT LLP UK LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014UNITED KINGDOM GB PFXD TRDE S PARNDF LONDON WWW.PARFX.COM OCTOBER 2019 ACTIVE FEBRUARY 2019 TRADING PLATFORM FOR NDF AND DERIVATIVE PRODUCTS.UNITED KINGDOM GB PIEU PIEU O ARITAS FINANCIAL LTD LONDON WWW.PIPELINETRADING.COM FEBRUARY 2012 ACTIVE FEBRUARY 2012 MTF FOR LARGE BLOCK PAN-EUROPEAN EQUITIES.UNITED KINGDOM GB PIRM PIRM O PIRUM LONDON WWW.PIRUM.COM JULY 2011 ACTIVE JULY 2011 SECURITIES LENDING CCP FLOW PROVIDER.UNITED KINGDOM GB PLDX LOTC S PLUS DERIVATIVES EXCHANGE PLUS-DX LONDON WWW.PLUS-DX.COM AUGUST 2013 ACTIVE MARCH 2012 SERVICE COMPANY PROVIDING EXECUTION SERVICES FOR OTC DERIVATIVES.UNITED KINGDOM GB PPEX PPEX O PROPERTY PARTNER EXCHANGE LONDON WWW.PROPERTYPARTNER.CO SEPTEMBER 2017 ACTIVE SEPTEMBER 2017UNITED KINGDOM GB PVMF PVMF O PVM OTF LONDON WWW.PVMOIL.CO.UK NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB QWIX QWIX O Q-WIXX PLATFORM LONDON WWW.QWIXX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB R5FX R5FX O R5FX LIMITED LONDON WWW.R5FX.COM JUNE 2018 ACTIVE JUNE 2018 ELECTRONIC TRADING PLATFORM FOR FX SPOT TRADING.UNITED KINGDOM GB RBCC RBCC O RBC - LONDON BRANCH LONDON WWW.RBC.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 PART OF THE CANADIAN ENTITY.UNITED KINGDOM GB RBCE RBCE O RBC EUROPE LIMITED LONDON WWW.RBC.COM JUNE 2013 ACTIVE JUNE 2013 EQUITIES BROKER FILL.UNITED KINGDOM GB RBCM RBCM O RBC - ROYAL BANK OF CANADA RBC LONDON WWW.RBC.COM NOVEMBER 2019 ACTIVE NOVEMBER 2017 FIXED INCOME, CURRENCIES AND COMMODITIES.UNITED KINGDOM GB RBCT RBCT O RBC INVESTOR SERVICES TRUST LONDON WWW.RBCITS.COM JULY 2017 ACTIVE JULY 2017UNITED KINGDOM GB RBSX RBSX O RBS CROSS LONDON WWW.RBS.COM MAY 2011 ACTIVE MAY 2011 RBS CROSS IS THE BROKER CROSSING SYSTEM (BCS) OPERATED BY RBS.UNITED KINGDOM GB REST NEXS S NEX SEF MTF - RESET - RISK MITIGATION SERVICES NSL LONDON WWW.RESET.NET DECEMBER 2017 ACTIVE DECEMBER 2017 SWAP EXECUTION FACILITYUNITED KINGDOM GB RTSI RBCT S RBC INVESTOR SERVICES TRUST - SYSTEMATIC INTERNALISER LONDON WWW.RBCITS.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB RTSL RTSL O REFINITIV TRANSACTIONS SERVICES LIMITED RTSL LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE AUGUST 2007UNITED KINGDOM GB SBEX SBEX O SCOTIABANK - SYSTEMATIC INTERNALISER LONDON WWW.SCOTIABANK.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB SCOT SCOT O SCOTTISH STOCK EXCHANGE SSX EDINBURGH HTTPS://PROJECTHEATHER.SCOT/ SEPTEMBER 2019 ACTIVE SEPTEMBER 2019UNITED KINGDOM GB SECF SECF O SECFINEX LONDON WWW.SECFINEX.COM JANUARY 2009 ACTIVE JANUARY 2009 MULTILATERAL TRADING FACILITY - ELECTRONIC EXCHANGE FOR STOCK BORROWING AND LENDING TRANSACTIONS.UNITED KINGDOM GB SFCL SFCL O SWISSCANTO FUNDS CENTRE LIMITED LONDON WWW.SWISSCANTO.CO.UK OCTOBER 2017 ACTIVE OCTOBER 2017 PRIMARY MARKET FOR FUNDS.UNITED KINGDOM GB SGMX SGMX O SIGMA X MTF LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ FEBRUARY 2010 ACTIVE FEBRUARY 2010 ELECTRONIC TRADING PLATFORM FOR EUROPEAN EQUITIES.UNITED KINGDOM GB SGMY SGMX S SIGMA X MTF - AUCTION BOOK LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ JUNE 2017 ACTIVE JUNE 2017 AUCTION BOOK.UNITED KINGDOM GB SGMZ SGMX S SIGMA X MTF - NEGOTIATED TRADE LONDON HTTP://GSET.GS.COM/SIGMAXMTF/ NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED KINGDOM GB SHAR SHAR O ASSET MATCH AYLESBURY WWW.SHAREMARK.COM DECEMBER 2012 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB SICS CSEU S CREDIT SUISSE SECURITIES (EUROPE) LIMITED - SYSTEMATIC INTERNALISER CSSEL SI LONDON WWW.CREDIT-SUISSE.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB SKYX SKYX O SKYTRA LONDON WWW.SKYTRA.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020UNITED KINGDOM GB SMBE SMBE O SUMITOMO MITSUI BANKING CORPORATION EUROPE LIMITED LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 INCLUDING EEA BRANCHES.UNITED KINGDOM GB SMBG SMBG O SUMITOMO MITSUI BANKING CORPORATION - LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.SMBCGROUP.COM JULY 2018 ACTIVE JULY 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB SNUK SNUK O SANTANDER UK - SYSTEMATIC INTERNALISER SNUK LONDON WWW.SANTANDERGCB.CO.UK APRIL 2019 ACTIVE APRIL 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB SPDX SPDX O SPREADEX ST ALBANS WWW.SPREADEX.COM OCTOBER 2018 ACTIVE OCTOBER 2018 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES.UNITED KINGDOM GB SPEC SPEC O MAREX SPECTRON INTERNATIONAL LIMITED OTF MSIL OTF LONDON WWW.MAREXSPECTRON.COM JUNE 2017 ACTIVE SEPTEMBER 2007 ORGANISED TRADING FACILITY FOR OTC DERIVATIVES.UNITED KINGDOM GB SPRZ SPRZ O SPREADZERO LONDON WWW.SPREADZERO.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC CROSSING PLATFORMUNITED KINGDOM GB SQUA SQUA O SQUARE GLOBAL - OTF LONDON WWW.SQUAREGLOBALMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ORGANISED TRADING FACILITY FOR OTC EQUITY DERIVATIVES.UNITED KINGDOM GB SSBT SSBT O STATE STREET BANK AND TRUST COMPANY SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB SSEX SSEX O SOCIAL STOCK EXCHANGE SSE LONDON WWW.SOCIALSTOCKEXCHANGE.COM JULY 2013 ACTIVE JULY 2013 THE SSE GIVES INVESTORS ACCESS TO INFORMATION ON PUBLICLY LISTED BUSINESSES WITH STRONG SOCIAL AND ENVIRONMENTAL PURPOSE.UNITED KINGDOM GB SSFX SSBT S STATE STREET BANK AND TRUST FX - SYSTEMATIC INTERNALISER SSBTCO LONDON WWW.STATESTREET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER.UNITED KINGDOM GB SSIL SSIL O STATE STREET BANK INTERNATIONAL FX - LONDON BRANCH - SYSTEMATIC INTERNALISER SSIL LONDON WWW.STATESTREET.COM MARCH 2019 ACTIVE MARCH 2019 STATE STREET FOREIGN EXCHANGE SYSTEMATIC INTERNALISER.UNITED KINGDOM GB STAN STAN O STANDARD CHARTERED - SYSTEMATIC INTERNALISER LONDON WWW.SC.COM AUGUST 2017 ACTIVE AUGUST 2017 SYSTEMATIC INTERNALISER

Page 11: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSUNITED KINGDOM GB STFL STFL O STIFEL NICOLAUS EUROPE LIMITED - SYSTEMATIC INTERNALISER LONDON WWW.STIFEL.COM/INSTITUTIONAL/STIFELEUROPE SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISERUNITED KINGDOM GB SUNB SUNB O SUNRISE BROKERS LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED KINGDOM GB SUNO SUNB S SUNRISE - OTF LONDON WWW.SUNRISEBROKERS.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB SWAP SWAP O SWAPSTREAM LONDON WWW.SWAPSTREAM.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB TCDS TRDE S TRADITION OTF LONDON WWW.TRADITION.CO.UK FEBRUARY 2018 ACTIVE AUGUST 2007UNITED KINGDOM GB TCML TCML O TIDE CM LONDON WWW.TIDECM.COM JUNE 2017 ACTIVE JUNE 2017UNITED KINGDOM GB TDBL TDBL O TORONTO DOMINION BANK - LONDON BRANCH TD BANK LONDON WWW.TD.COM DECEMBER 2017 ACTIVE DECEMBER 2017UNITED KINGDOM GB TECO TPEO S TULLETT PREBON EUROPE - OTF - COMMODITY AND ENERGY DERIVATIVES LONDON WWW.TPICAP.COM DECEMBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF COMMODITY AND ENERGY DERIVATIVES.UNITED KINGDOM GB TEFD TPEL S TULLETT PREBON EUROPE - MTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF FX DERIVATIVES.UNITED KINGDOM GB TEFX TPEO S TULLETT PREBON EUROPE - OTF - FX DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF FX DERIVATIVES.UNITED KINGDOM GB TEGB TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS.UNITED KINGDOM GB TEGI TPEO S TULLETT PREBON EUROPE - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS.UNITED KINGDOM GB TEIR TPEO S TULLETT PREBON EUROPE - OTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF INTEREST RATE DERIVATIVES.UNITED KINGDOM GB TEMB TPEL S TULLETT PREBON EUROPE - MTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS.UNITED KINGDOM GB TEMF TPEL S TULLETT PREBON EUROPE - MTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF CORPORATE BONDS & SECURITISED DEBT.UNITED KINGDOM GB TEMI TPEL S TULLETT PREBON EUROPE - MTF - MONEY MARKETS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS.UNITED KINGDOM GB TEMM TPEO S TULLETT PREBON EUROPE - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF MONEY MARKET INSTRUMENTS.UNITED KINGDOM GB TEMR TPEL S TULLETT PREBON EUROPE - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF REPOS.UNITED KINGDOM GB TERE TPEO S TULLETT PREBON EUROPE - OTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 OTF FOR THE TRADING OF REPOS.UNITED KINGDOM GB TIRD TPEL S TULLETT PREBON EUROPE - MTF - INTEREST RATE DERIVATIVES LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MTF FOR THE TRADING OF INTEREST RATE DERIVATIVES.UNITED KINGDOM GB TNLL XLDN S EURONEXT - TRADING FACILITY LONDON LONDON WWW.EURONEXT.COM JANUARY 2019 ACTIVE JANUARY 2019 MULTILATERAL TRADING FACILITY (MTF).UNITED KINGDOM GB TPEL TPEL O TULLETT PREBON (EUROPE) LIMITED LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF FOREIGN EXCHANGE, ENERGY, COMMODITY AND INTEREST RATE DERIVATIVES.UNITED KINGDOM GB TPEO TPEO O TULLETT PREBON EUROPE - OTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB TPIE TPIE O THE PROPERTY INVESTMENT EXCHANGE PROPEX LONDON WWW.PROPEX.CO.UK MARCH 2013 ACTIVE OCTOBER 2007UNITED KINGDOM GB TPSL TPSL O TULLETT PREBON SECURITIES - MTF LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE MARCH 2016 MTF FOR THE BROKING OF SECURITIES, DERIVATIVES AND REPURCHASE AGREEMENTS.UNITED KINGDOM GB TPSO TPSO O TULLETT PREBON SECURITIES - OTF LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY.UNITED KINGDOM GB TRAL RTSL S REFINITIV TRANSACTIONS SERVICES LIMITED - FXALL RFQ LONDON WWW.REUTERS.COM MARCH 2019 ACTIVE APRIL 2017 TRADING REQUEST FOR QUOTE PLATFORM FOR FX OTC DERIVATIVES.UNITED KINGDOM GB TRAX TRAX O TRAX APA LONDON WWW.TRAXMARKETS.COM MAY 2017 ACTIVE MAY 2017 APPROVED PUBLICATION ARRANGEMENT.UNITED KINGDOM GB TRDE TRDE O TRADITION LONDON WWW.TRADITION.COM FEBRUARY 2018 ACTIVE OCTOBER 2010 ELECTRONIC TRADING PLATFORM FOR SECURITIES.UNITED KINGDOM GB TRDX TRDE S TRAD-X TRAD-X LONDON WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012 TRADITION'S HYBRID TRADING PLATFORM FOR OTC DERIVATIVES AND OTHER FINANCIAL INSTRUMENTS.UNITED KINGDOM GB TREA TREU S TRADEWEB EUROPE LIMITED - APA LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 APPROVED PUBLICATION ARRANGEMENT SEGMENTUNITED KINGDOM GB TREO TREU S TRADEWEB EUROPE LIMITED - OTF LONDON WWW.TRADEWEB.COM APRIL 2017 ACTIVE APRIL 2017 ORGANISED TRADING FACILITYUNITED KINGDOM GB TREU TREU O TRADEWEB EUROPE LIMITED LONDON WWW.TRADEWEB.COM NOVEMBER 2014 ACTIVE JUNE 2005UNITED KINGDOM GB TRFW RTSL S REFINITIV TRANSACTION SERVICES LIMITED - FORWARDS MATCHING LONDON WWW.REUTERS.COM APRIL 2019 ACTIVE APRIL 2017 REGISTERED MARKET FOR OTC FX DERIVATIVES.UNITED KINGDOM GB TRQA TRQX S TURQUOISE LIT AUCTIONS LONDON WWW.TRADETURQUOISE.COM NOVEMBER 2017 ACTIVE SEPTEMBER 2017 ORDER BOOK FOR TURQUOISE FREQUENT TRANSPARENT AUCTION TRADING.UNITED KINGDOM GB TRQB TRQX S TURQUOISE NYLON CASH ORDER BOOK LONDON WWW.TRADETURQUOISE.COM JULY 2018 ACTIVE MARCH 2018 NON-DISPLAYED LARGE IN SCALE SERIES OF SCHEDULED BLOCK UNCROSSINGS.UNITED KINGDOM GB TRQC TRQX S TURQUOISE NYLON CLEARED CONTRACT LONDON WWW.TRADETURQUOISE.COM OCTOBER 2019 ACTIVE MARCH 2018 TRADING PLATFORM FOR CLEARED EQUITY CONTRACTS-FOR-DIFFERENCE.UNITED KINGDOM GB TRQM TRQX S TURQUOISE PLATO LONDON WWW.TRADETURQUOISE.COM JANUARY 2019 ACTIVE MAY 2011UNITED KINGDOM GB TRQX TRQX O TURQUOISE LONDON WWW.TRADETURQUOISE.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED KINGDOM GB TRSI TRSI O TOWER RESEARCH CAPITAL EUROPE LTD LONDON WWW.TOWER-RESEARCH.COM AUGUST 2017 ACTIVE AUGUST 2017UNITED KINGDOM GB TSCB TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS.UNITED KINGDOM GB TSCD TPSO S TULLETT PREBON SECURITIES - OTF - CREDIT DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CREDIT DERIVATIVES.UNITED KINGDOM GB TSED TPSO S TULLETT PREBON SECURITIES - OTF - EQUITY DERIVATIVES LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF EQUITY DERIVATIVES.UNITED KINGDOM GB TSFI TPSO S TULLETT PREBON SECURITIES - OTF - CORPORATE BONDS AND SECURITISED DEBT LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF CORPORATE BONDS AND SECURITISED DEBT.UNITED KINGDOM GB TSGB TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS EXCLUDING UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS EXCLUDING UK GILTS.UNITED KINGDOM GB TSGI TPSO S TULLETT PREBON SECURITIES - OTF - GOVERNMENT BONDS - UK GILTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF GOVERNMENT BONDS - UK GILTS.UNITED KINGDOM GB TSMM TPSO S TULLETT PREBON SECURITIES - OTF - MONEY MARKET INSTRUMENTS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF MONEY MARKET INSTRUMENTS.UNITED KINGDOM GB TSMR TPSL S TULLETT PREBON SECURITIES - MTF - REPOS LONDON WWW.TPICAP.COM OCTOBER 2017 ACTIVE OCTOBER 2017 MULTILATERAL TRADING FACILITY FOR THE TRADING OF REPOS.UNITED KINGDOM GB TSRE TPSO S TULLETT PREBON SECURITIES - OTF - REPOS LONDON WWW.TULLETTPREBON.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ORGANISED TRADING FACILITY FOR THE TRADING OF REPOS.UNITED KINGDOM GB TUOB TPSO S TP UK OTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED KINGDOM GB TWGP TWGP O TRADEWEB EUROPE LIMITED - GLOBAL TRADING PLATFORM LONDON WWW.TRADEWEB.COM JANUARY 2018 ACTIVE JANUARY 2018UNITED KINGDOM GB UBIN UBIN O UNION BANK OF INDIA UK LTD LONDON WWW.UNIONBANKOFINDIAUK.CO.UK DECEMBER 2017 ACTIVE DECEMBER 2017UNITED KINGDOM GB UBSB UBSB O UBS AG LONDON BRANCH - TRADING LONDON WWW.UBS.COM MARCH 2019 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM.UNITED KINGDOM GB UBSY UBSB S UBS AG LONDON BRANCH - SYSTEMATIC INTERNALISER LONDON WWW.UBS.COM JULY 2017 ACTIVE JULY 2017 UBS AG LONDON BRANCH TRADING PLATFORM SYSTEMATIC INTERNALISER.UNITED KINGDOM GB UKGD XMTS S MTS UK LONDON JANUARY 2019 ACTIVE JULY 2011 THE MTS UK GOVERNMENT BOND MARKET OPERATES AS AN MTF AND WILL BE OPEN EXCLUSIVELY TO THE COMMUNITY OF GEMMS.UNITED KINGDOM GB UKOR ICPM S TP ICAP UK MTF - ORDERBOOK LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED KINGDOM GB UKPX UKPX O APX POWER UK LONDON WWW.APXGROUP.COM JUNE 2006 ACTIVE JUNE 2006UNITED KINGDOM GB UKRE ICPM S TP ICAP UK MTF - REGISTRATION LONDON WWW.TPICAP.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED KINGDOM GB VAGL VAGL O VIRTUAL AUCTION GLOBAL LIMITED VAGLOBAL LONDON WWW.VIRTUALAUCTIONGLOBAL.COM OCTOBER 2017 ACTIVE OCTOBER 2017 NOT LIVE YET.UNITED KINGDOM GB VAGM VAGM O VIRTUAL AUCTION GLOBAL MARKETS - MTF VAGM MTF LONDON WWW.VIRTUALAUCTIONGLOBAL.COM AUGUST 2019 ACTIVE AUGUST 2019 MULTILATERAL TRADING FACILITY.UNITED KINGDOM GB VCMO VCMO O VANTAGE CAPITAL MARKETS LLP - OTF VCM OTF LONDON WWW.VCMLLP.COM AUGUST 2017 ACTIVE AUGUST 2017 ORGANISED TRADING FACILITY (OTF).UNITED KINGDOM GB VEGA VEGA O VEGA-CHI LONDON WWW.VEGA-CHI.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 ELECTRONIC TRADING PLATFORM FOR OTC SECURITIES. FSA APPROVAL RECEIVED ON JANUARY 2010.UNITED KINGDOM GB VFGB VFGB O VIRTU FINANCIAL IRELAND LIMITED (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB VIUK VIUK O POSIT UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE OCTOBER 2019UNITED KINGDOM GB VTBC VTBC O VTB CAPITAL PLC - SYSTEMATIC INTERNALISER LONDON WWW.VTBCAPITAL.COM APRIL 2018 ACTIVE APRIL 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB WELN WELN O WEL - SYSTEMATIC INTERNALISER WEL SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB WINS WINS O WINTERFLOOD SECURITIES LIMITED - ELECTRONIC PLATFORM WINS LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE OCTOBER 2014 REGISTERED MARKET MAKER – ELECTRONIC PLATFORMUNITED KINGDOM GB WINX WINS S WINTERFLOOD SECURITIES LIMITED - MANUAL TRADING LONDON WWW.WINTERFLOOD.COM JUNE 2017 ACTIVE JUNE 2017 REGISTERED MARKET MAKER - MANUAL TRADINGUNITED KINGDOM GB WSIL WSIL O WELLS FARGO SECURITIES INTERNATIONAL LONDON WWW.WELLSFARGO.COM SEPTEMBER 2018 ACTIVE SEPTEMBER 2018UNITED KINGDOM GB WSIN WSIN O WESTPAC BANKING CORPORATION - SYSTEMATIC INTERNALISER WBC SI LONDON WWW.WESTPAC.COM.AU/ABOUT-WESTPAC/GLOBAL-LOCATIONS/WESTPAC-UK/ SEPTEMBER 2018 ACTIVE SEPTEMBER 2018 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB XALT XALT O ALTEX - ATS LONDON WWW.ALTEX-ATS.CO.UK JUNE 2007 ACTIVE JUNE 2007UNITED KINGDOM GB XCOR XCOR O ICMA LONDON WWW.ICMA-GROUP.ORG SEPTEMBER 2006 ACTIVE SEPTEMBER 2006UNITED KINGDOM GB XGCL XGCL O GLOBAL COAL LIMITED GLOBALCOAL LONDON WWW.GLOBALCOAL.COM AUGUST 2013 ACTIVE AUGUST 2013 MTF PLATFORM FOR OTC DERIVATIVESUNITED KINGDOM GB XGCX GMEG S GLOBAL COMMODITIES EXCHANGE GCX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR CASH SETTLED COMMODITIESUNITED KINGDOM GB XGDX GMEG S GLOBAL DERIVATIVES EXCHANGE GDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR DERIVATIVESUNITED KINGDOM GB XGSX GMEG S GLOBAL SECURITIES EXCHANGE GSX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 EXCHANGE FOR SECURITIESUNITED KINGDOM GB XIEL XIEL O INSTINET EUROPE LIMITED LONDON WWW.INSTINET.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017UNITED KINGDOM GB XLBM XLBM O LONDON BULLION MARKET LONDON WWW.LBMA.ORG.UK JUNE 2005 ACTIVE JUNE 2005UNITED KINGDOM GB XLCH XLCH O LCH LTD LONDON WWW.LCH.COM DECEMBER 2019 ACTIVE DECEMBER 2013 LCH GROUP IS A LEADING MULTI-ASSET CLASS AND MULTI-NATIONAL CLEARING HOUSE, SERVING MAJOR EXCHANGES AND PLATFORMS AS WELL AS A RANGE OF OTC MARKETS.UNITED KINGDOM GB XLDN XLDN O EURONEXT - EURONEXT LONDON LONDON WWW.EURONEXT.COM MAY 2015 ACTIVE MARCH 2010UNITED KINGDOM GB XLDX GMEG S LONDON DERIVATIVES EXCHANGE LDX LONDON WWW.GMEX-GROUP.COM JUNE 2013 ACTIVE JUNE 2013 MTF FOR DERIVATIVESUNITED KINGDOM GB XLME XLME O LONDON METAL EXCHANGE LME LONDON WWW.LME.CO.UK JUNE 2005 ACTIVE JUNE 2005UNITED KINGDOM GB XLOD XLON S LONDON STOCK EXCHANGE – CURVEGLOBAL MARKETS LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM JULY 2019 ACTIVE JULY 2013 LONDON STOCK EXCHANGE DERIVATIVES MARKET (PART OF LONDON STOCK EXCHANGE REGULATED MARKET).UNITED KINGDOM GB XLOM XLON S LONDON STOCK EXCHANGE - MTF LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM AUGUST 2017 ACTIVE DECEMBER 2016 DEACTIVATED JAN 2017 UNTIL MARKET LAUNCH. REACTIVATED AUGUST 2017.UNITED KINGDOM GB XLON XLON O LONDON STOCK EXCHANGE LSE LONDON WWW.LONDONSTOCKEXCHANGE.COM NOVEMBER 2015 ACTIVE JUNE 2005UNITED KINGDOM GB XMTS XMTS O EUROMTS LTD LONDON WWW.MTSMARKETS.COM APRIL 2017 ACTIVE MARCH 2013 LEGAL ENTITY OPERATING ALL RELATED MARKET SEGMENT MICS.UNITED KINGDOM GB XPAL VIUK S POSIT AUCTION UK LONDON WWW.VIRTU.COM OCTOBER 2019 ACTIVE APRIL 2019UNITED KINGDOM GB XPHX PEEL S PEEL HUNT CROSSING LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC CROSSING PLATFORM FOR EQUITIESUNITED KINGDOM GB XPOL VIUK S POSIT DARK UK LONDON WWW.ITG.COM OCTOBER 2019 ACTIVE APRIL 2019UNITED KINGDOM GB XPUK XPUK O XP INVESTMENTS UK LLP LONDON DECEMBER 2018 ACTIVE OCTOBER 2018UNITED KINGDOM GB XRSP PEEL S PEEL HUNT RETAIL LONDON WWW.PEELHUNT.COM FEBRUARY 2014 ACTIVE FEBRUARY 2014 ELECTRONIC TRADING PLATFORM FOR EQUITIESUNITED KINGDOM GB XSGB XSGB O SOCIETE GENERALE (LONDON BRANCH) - SYSTEMATIC INTERNALISER LONDON HTTPS://WHOLESALE.BANKING.SOCIETEGENERALE.COM/ AUGUST 2019 ACTIVE AUGUST 2019 SYSTEMATIC INTERNALISER.UNITED KINGDOM GB XSMP XLDN S EURONEXT BLOCK LONDON WWW.EURONEXT.COM/BLOCKMTF SEPTEMBER 2017 ACTIVE SEPTEMBER 2008 MULTILATERAL TRADING FACILITY (MTF).UNITED KINGDOM GB XSWB XSWB O SWX SWISS BLOCK LONDON WWW.SWXEUROPE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 TRADING VENUE FOR SWISS BLUE-CHIP EQUITIES.UNITED KINGDOM GB XTXM XTXM O XTX MARKETS LONDON WWW.XTXMARKETS.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 EQUITY, FX, FIXED INCOME AND COMMODITY PRODUCTS.UNITED KINGDOM GB XUBS XUBS O UBS MTF LONDON WWW.UBS.COM/MTF DECEMBER 2014 ACTIVE JULY 2010UNITED KINGDOM GB XUMP XUBS S UBS MTF - PERIODIC AUCTION LONDON WWW.UBS.COM/MTF NOVEMBER 2017 ACTIVE NOVEMBER 2017 PERIODIC AUCTION SEGMENT FOR EQUITIES TRADING.UNITED STATES OF AMERICA US AATS AATS O ASSENT ATS JERSEY CITY WWW.SUNGARD.COM OCTOBER 2011 ACTIVE OCTOBER 2011 ASSENT ATS IS A US EQUITY DARK POOL OPERATED BY ASSENT, LLC - A SUBSIDIARY OF SUNGARD.UNITED STATES OF AMERICA US ACKF KNIG S KCG ACKNOWLEDGE FI ACKFI NEW YORK WWW.KCG.COM MARCH 2017 ACTIVE MARCH 2017 BI-LATERAL FIXED INCOME LIQUIDITY.UNITED STATES OF AMERICA US ADVT ADVT O ADVISE TECHNOLOGIES - APA TRANSPARENCY REPORTING NEW YORK WWW.ADVISETECHNOLOGIES.COM AUGUST 2017 ACTIVE AUGUST 2017 APPROVED PUBLICATION ARRANGEMENT (APA).UNITED STATES OF AMERICA US ALDP XNYS S NYSE ALTERNEXT DARK AMEXDARK NEW YORK WWW.EURONEXT.COM/LANDING/EQUITIESOP-21363-EN.HTML MAY 2011 ACTIVE MAY 2011 DARK POOL.UNITED STATES OF AMERICA US AMXO XNYS S NYSE AMEX OPTIONS NYSE NEW YORK WWW.NYSE.COM NOVEMBER 2008 ACTIVE NOVEMBER 2008UNITED STATES OF AMERICA US AQUA AQUA O AQUA EQUITIES L.P. NEW YORK WWW.AQUAEQUITIES.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008 REGISTERED MARKET FOR BLOCK EQUITIESUNITED STATES OF AMERICA US ARCD XNYS S ARCA DARK ARCADARK NEW YORK WWW.NYSE.COM MAY 2011 ACTIVE MAY 2011 DARK POOL.UNITED STATES OF AMERICA US ARCO XNYS S NYSE ARCA OPTIONS NEW YORK WWW.NYSE.COM OCTOBER 2009 ACTIVE OCTOBER 2009 NYSE ARCA OPTIONS TRADING PLATFORM FROM NYSE EURONEXT.UNITED STATES OF AMERICA US ARCX XNYS S NYSE ARCA NYSE NEW YORK WWW.NYSE.COM SEPTEMBER 2006 ACTIVE SEPTEMBER 2006UNITED STATES OF AMERICA US ARKX ARKX O ARKONIS ARKX NEW YORK WWW.NEXSMART.COM APRIL 2019 ACTIVE APRIL 2019UNITED STATES OF AMERICA US ASMT INCR S INTELLIGENTCROSS ASPEN MAKER/TAKER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019UNITED STATES OF AMERICA US ASPI INCR S INTELLIGENTCROSS ASPEN INVERTED STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019UNITED STATES OF AMERICA US ASPN INCR S INTELLIGENTCROSS ASPEN INTELLIGENT BID/OFFER STAMFORD WWW.INTELLIGENTCROSS.COM OCTOBER 2019 ACTIVE OCTOBER 2019UNITED STATES OF AMERICA US BAML BAML O BANK OF AMERICA - MERRILL LYNCH INSTINCT X ATS MLIX NEW YORK HTTP://CORP.BANKOFAMERICA.COM/BUSINESS/CI/TRADER-INSTINCT FEBRUARY 2015 ACTIVE OCTOBER 2010 REGISTERED ATS (ATS 2)UNITED STATES OF AMERICA US BAMX BAMX O BANK OF AMERICA - MERRILL LYNCH GCX MLCX NEW YORK WWW.BOFAML.COM/EN-US/CONTENT/HIGH-TOUCH-ELECTRONIC-TRADING.HTML DECEMBER 2017 ACTIVE DECEMBER 2017 CROSSING ENGINE FOR EQUITIES.UNITED STATES OF AMERICA US BARD BARX S BARCLAYS FX – TRADING BCAP LX NEW YORK WWW.BARX.COM/FX/INDEX.HTML AUGUST 2012 ACTIVE MAY 2011UNITED STATES OF AMERICA US BARL BARX S BARCLAYS LIQUID MARKETS NEW YORK WWW.BARCAP.COM MARCH 2013 ACTIVE MARCH 2013UNITED STATES OF AMERICA US BARX BARX O BARCLAYS ATS NEW YORK WWW.BARX.COM/EQUITIES/LIQUIDITYCROSSING.HTML MARCH 2013 ACTIVE JANUARY 2010 REGISTERED ATS.UNITED STATES OF AMERICA US BATO XCBO S CBOE BZX OPTIONS EXCHANGE BATO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009UNITED STATES OF AMERICA US BATS XCBO S CBOE BZX U.S. EQUITIES EXCHANGE BATS CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2008UNITED STATES OF AMERICA US BATY XCBO S CBOE BYX U.S. EQUITIES EXCHANGE BYXX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE NOVEMBER 2009 CBOE BYX U.S. EQUITIES EXCHANGE.UNITED STATES OF AMERICA US BBSF BBSF O BLOOMBERG SEF LLC NEW YORK WWW.BLOOMBERGSEF.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR REGULATED OTC DERIVATIVES TRANSACTIONSUNITED STATES OF AMERICA US BCDX BARX S BARCLAYS DIRECT EX ATS BCDX NEW YORK HTTP://REALIZATIONS.BARCLAYS.COM/GLOBAL-MARKETS/EQUITIES AUGUST 2014 ACTIVE AUGUST 2014 REGISTERED ATS.UNITED STATES OF AMERICA US BGCD BGCF S BGC DERIVATIVE MARKETS L.P. BGCDML NEW YORK WWW.BGCSEF.COM MARCH 2015 ACTIVE MARCH 2015 BGC SWAP EXECUTION FACILITY.UNITED STATES OF AMERICA US BGCF BGCF O BGC FINANCIAL INC NEW YORK WWW.BGCPARTNERS.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UNITED STATES OF AMERICA US BHSF BHSF O BATS HOTSPOT SEF LLC NEW YORK WWW.HOTSPOTFX.COM DECEMBER 2016 ACTIVE DECEMBER 2016 REGISTERED SWAP EXECUTION FACILITY (SEF). PREVIOUSLY JAVELIN SEF (MIC:JSEF)UNITED STATES OF AMERICA US BIDS BIDS O BIDS TRADING L.P. BIDS NEW YORK WWW.BIDSTRADING.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007UNITED STATES OF AMERICA US BKKT BKKT O BAKKT ATLANTA WWW.BAKKT.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 SPOT MARKET FOR CRYPTO CURRENCY AND DERIVATIVES.UNITED STATES OF AMERICA US BLKX XINS S INSTINET BLOCKCROSS ATS BLKX NEW YORK WWW.INSTINET.COM JULY 2019 ACTIVE SEPTEMBER 2012 ALTERNATIVE TRADING SYSTEM.UNITED STATES OF AMERICA US BLTD BLTD O BLOOMBERG TRADEBOOK LLC NEW YORK WWW.BLOOMBERGTRADEBOOK.COM NOVEMBER 2007 ACTIVE NOVEMBER 2007UNITED STATES OF AMERICA US BLUE BLUE O PRO SECURITIES ATS PROS NEW YORK JANUARY 2019 ACTIVE JANUARY 2019 ALTERNATIVE TRADING SYSTEM.UNITED STATES OF AMERICA US BNDD TRWB S TRADEWEB DIRECT LLC NEW YORK WWW.TRADEWEB.COM FEBRUARY 2017 ACTIVE AUGUST 2007UNITED STATES OF AMERICA US BNYC BNYC O CONVERGEX NEW YORK WWW.CONVERGEX.COM DECEMBER 2012 ACTIVE DECEMBER 2012UNITED STATES OF AMERICA US BOSD XNAS S NASDAQ OMX BX DARK NQBXDARK NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 DARK POOLUNITED STATES OF AMERICA US BPOL BLTD S BLOOMBERG BPOOL NEW YORK WWW.BLOOMBERG.COM DECEMBER 2012 ACTIVE DECEMBER 2012 ELECTRONIC TRADING PLATFORMUNITED STATES OF AMERICA US BTEC BTEC O ICAP ELECTRONIC BROKING (US) JERSEY CITY WWW.ICAP.COM JUNE 2007 ACTIVE JUNE 2007UNITED STATES OF AMERICA US BTNL BTNL O BITNOMIAL CHICAGO WWW.BITNOMIAL.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACT MARKET (DCM).UNITED STATES OF AMERICA US BVUS MTUS S BONDVISION US NEW YORK WWW.MTSMARKETS.COM AUGUST 2014 ACTIVE JULY 2014 ELECTRONIC TRADING PLATFORM FOR GOVIES AND NON GOVIESUNITED STATES OF AMERICA US BYXD XCBO S CBOE BYX U.S. EQUITIES EXCHANGE DARK BYXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BYX U.S. EQUITIES EXCHANGE NON-DISPLAYED.UNITED STATES OF AMERICA US BZXD XCBO S CBOE BZX U.S. EQUITIES EXCHANGE DARK BZXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE FEBRUARY 2015 CBOE BZX U.S. EQUITIES EXCHANGE NON-DISPLAYED.UNITED STATES OF AMERICA US C2OX XCBO S C2 OPTIONS EXCHANGE INC. C2OX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2009 OPTIONS EXCHANGE FOR C2.UNITED STATES OF AMERICA US CAES CRED S CREDIT SUISSE AES CROSSFINDER NEW YORK WWW.CREDIT-SUISSE.COM SEPTEMBER 2009 ACTIVE SEPTEMBER 2009 REGISTERED ATSUNITED STATES OF AMERICA US CALH CALH O CLSA AMERICAS - LIQUIDITY HUB NEW YORK WWW.CLSA.COM DECEMBER 2019 ACTIVE DECEMBER 2019 ADR LIQUIDITY HUB.UNITED STATES OF AMERICA US CAVE OTCM S CAVEAT EMPTOR NEW YORK WWW.OTCMARKETS.COM AUGUST 2012 ACTIVE AUGUST 2012 CORPORATE ACTIONS — CAVEAT EMPTOR.UNITED STATES OF AMERICA US CBLC CGMI S CITIBLOC CBLC NEW YORK WWW.CITIBANK.COM/MSS/PRODUCTS/EQUITIES/E_TRADING/LIQUIDITY.HTML APRIL 2018 ACTIVE JANUARY 2016 CITIBLOC IS AN ATS UNDER THE OPERATING MIC CGMIUNITED STATES OF AMERICA US CBSX XCBO S CBOE STOCK EXCHANGE CBSX CHICAGO WWW.CBSX.COM JULY 2008 ACTIVE JULY 2008 FOR EQUITIESUNITED STATES OF AMERICA US CBTS XCME S CME SWAPS MARKETS (CBOT) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE USUNITED STATES OF AMERICA US CDED CDED O CITADEL SECURITIES NEW YORK WWW.CITADELSECURITIES.COM DECEMBER 2015 ACTIVE MAY 2011 ELECTRONIC MARKET MAKER.UNITED STATES OF AMERICA US CECS XCME S CME SWAPS MARKETS (COMEX) NEW YORK WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION OF METALS IN THE USUNITED STATES OF AMERICA US CGMI CGMI O CITIGROUP GLOBAL MARKETS NEW YORK WWW.CITIGROUP.COM MARCH 2012 ACTIVE MARCH 2012UNITED STATES OF AMERICA US CIOI CGMI S CIOI CIOI NEW YORK WWW.CITIVELOCITY.COM APRIL 2018 ACTIVE APRIL 2018UNITED STATES OF AMERICA US CISD XNYS S NYSE NATIONAL, INC. - DARK NEW YORK WWW.NYSE.COM OCTOBER 2019 ACTIVE OCTOBER 2019 DARK MIC FOR NYSE NATIONAL.UNITED STATES OF AMERICA US CMES XCME S CME SWAPS MARKETS (CME) CHICAGO WWW.CMEGROUP.COM OCTOBER 2013 ACTIVE OCTOBER 2013 REGISTERED MARKET FOR SWAP EXECUTION IN THE USUNITED STATES OF AMERICA US CMSF CMSF O CLEAR MARKETS NORTH AMERICA, INC. CM SEF CHARLOTTE WWW.CLEAR-MARKETS.COM JULY 2014 ACTIVE JULY 2014 CFTC REGISTERED SWAP EXECUTION FACILITYUNITED STATES OF AMERICA US CODA CODA O CODA MARKETS - MICRO AND BLOCK CODA GLENVIEW WWW.CODAMARKETS.COM MAY 2019 ACTIVE NOVEMBER 2018 ON-DEMAND AUCTION BASED ALTERNATIVE TRADING SYSTEM (DARK) OFFERING TWO AUCTION TYPES.UNITED STATES OF AMERICA US COHR COHR O COMHAR CAPITAL MARKETS, LLC CHICAGO JANUARY 2020 ACTIVE JANUARY 2020UNITED STATES OF AMERICA US CORE CGMI S CITIGROUP AGENCY OPTION AND EQUITIES ROUTING ENGINE MOUNT PLEASANT WWW.CITIGROUP.COM DECEMBER 2019 ACTIVE MARCH 2015 US BROKER DEALER PROVIDING AGENCY ROUTING FOR EQUITIES AND OPTIONS.UNITED STATES OF AMERICA US CPGX CPGX O CLEARPOOL EXECUTION SERVICES, LLC NEW YORK WWW.CLEARPOOLGROUP.COM MARCH 2019 ACTIVE MARCH 2019 ELECTRONIC TRADING PLATFORM.UNITED STATES OF AMERICA US CRED CRED O CREDIT SUISSE (US) NEW YORK WWW.CREDIT-SUISSE.COM AUGUST 2012 ACTIVE AUGUST 2012UNITED STATES OF AMERICA US CSCL CRED S CREDIT SUISSE CLOSEX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED STATES OF AMERICA US CSVW CRED S CREDIT SUISSE VWAPX NEW YORK WWW.CREDIT-SUISSE.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019UNITED STATES OF AMERICA US CURX CURX O CUREX FX NEW YORK WWW.CUREXGROUP.COM NOVEMBER 2017 ACTIVE NOVEMBER 2017 FOREIGN EXCHANGE ELECTRONIC COMMUNICATION NETWORK (ECN).UNITED STATES OF AMERICA US DASH DASH O DASH ATS CHICAGO WWW.DASHFINANCIAL.COM JULY 2019 ACTIVE JULY 2019 ALTERNATIVE TRADING SYSTEM.UNITED STATES OF AMERICA US DBAB DBAB O DEUTSCHE BANK SECURITIES INC. NEW YORK WWW.DB.COM MARCH 2019 ACTIVE MARCH 2019UNITED STATES OF AMERICA US DBSX DBSX O DEUTSCHE BANK SUPER X NEW YORK WWW.DB.COM AUGUST 2012 ACTIVE APRIL 2011 REGISTERED ATS FOR EQUITIES. THIS MIC CODE IS A GLOBAL PRODUCT WITH HAVING A PRESENCE IN US (NEW YORK), UK (LONDON) AND APAC (HONG KONG).UNITED STATES OF AMERICA US DEAL DEAL O DCX (DERIVATIVES CURRENCY EXCHANGE) DCX NEW YORK WWW.FXCMPRO.COM/DCX FEBRUARY 2012 ACTIVE FEBRUARY 2012 MULTI-BANK ELECTRONIC TRADING PLATFORM FOR FX OPTIONSUNITED STATES OF AMERICA US DWFI DWFI O DEALERWEB FIXED INCOME JERSEY CITY WWW.TRADEWEB.COM DECEMBER 2018 ACTIVE DECEMBER 2018UNITED STATES OF AMERICA US DWSF TRWB S DW SEF LLC DWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVESUNITED STATES OF AMERICA US EDDP XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE DARK EDGXDARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGX U.S. EQUITIES EXCHANGE NON-DISPLAYED.UNITED STATES OF AMERICA US EDGA XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE EDGA CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010

Page 12: ISO 10383 Market Identifier Code (MIC)asx purematch is an additional order book launching in mid 2011 aimed at meeting the needs of latency sensitive traders, providing trading in

MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSUNITED STATES OF AMERICA US EDGD XCBO S CBOE EDGA U.S. EQUITIES EXCHANGE DARK EDGADARK CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2011 CBOE EDGA U.S. EQUITIES EXCHANGE NON-DISPLAYED.UNITED STATES OF AMERICA US EDGO XCBO S CBOE EDGX OPTIONS EXCHANGE EDGO CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE JUNE 2015 CBOE EDGX OPTIONS EXCHANGE.UNITED STATES OF AMERICA US EDGX XCBO S CBOE EDGX U.S. EQUITIES EXCHANGE EDGX CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE MAY 2010UNITED STATES OF AMERICA US EGMT EGMT O EG MARKET TECHNOLOGIES NEW YORK WWW.EGLP.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 REGISTERED MARKET MAKER FOR EQUITIES.UNITED STATES OF AMERICA US EMLD MIHI S MIAX EMERALD, LLC EMLD PRINCETON WWW.MIAXOPTIONS.COM MARCH 2018 ACTIVE MARCH 2018 MIAX EMERALD: ELECTRONIC TRADING FOR DERIVATIVES.UNITED STATES OF AMERICA US EPRL MIHI S MIAX PEARL EQUITIES EPRL PRINCETON WWW.MIAXEQUITIES.COM FEBRUARY 2020 ACTIVE FEBRUARY 2020 MIAX PEARL: ELECTRONIC TRADING FOR EQUITIES.UNITED STATES OF AMERICA US ERIS ERIS O ERSX ERSX CHICAGO WWW.ERISX.COM AUGUST 2019 ACTIVE MARCH 2012UNITED STATES OF AMERICA US EXPM OTCM S EXPERT MARKET NEW YORK WWW.OTCMARKETS.COM MAY 2019 ACTIVE MAY 2019UNITED STATES OF AMERICA US FAST FAST O FASTMATCH NEW YORK WWW.FASTMATCH.COM FEBRUARY 2017 ACTIVE MAY 2012 ELECTRONIC TRADING PLATFORM FOR OTC FOREIGN EXCHANGE PRODUCTSUNITED STATES OF AMERICA US FCBT XCBT S CHICAGO BOARD OF TRADE (FLOOR) CBOT (FLOOR) CHICAGO WWW.CBOT.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007UNITED STATES OF AMERICA US FCME XCME S CHICAGO MERCANTILE EXCHANGE (FLOOR) CME (FLOOR) CHICAGO WWW.CME.COM FEBRUARY 2007 ACTIVE FEBRUARY 2007UNITED STATES OF AMERICA US FICO FICO O FINANCIALCONTENT SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018UNITED STATES OF AMERICA US FINC FINR S FINRA/NASDAQ TRF CHICAGO (TRADE REPORTING FACILITY) NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2018UNITED STATES OF AMERICA US FINN FINR S FINRA/NASDAQ TRF CARTERET (TRADE REPORTING FACILITY) FINN NEW YORK WWW.FINRA.ORG JULY 2018 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ.UNITED STATES OF AMERICA US FINO FINR S FINRA ORF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG JULY 2010 ACTIVE JULY 2010 OTC REPORTING FACILITY.UNITED STATES OF AMERICA US FINR FINR O FINRA WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/ADF/ JANUARY 2013 ACTIVE JANUARY 2013UNITED STATES OF AMERICA US FINY FINR S FINRA/NYSE TRF (TRADE REPORTING FACILITY) WASHINGTON WWW.FINRA.ORG/INDUSTRY/COMPLIANCE/MARKETTRANSPARENCY/TRF/PARTICIPANTS/ JULY 2010 ACTIVE JULY 2010 FINRA HAS TWO TRF PARTICIPANTS, NYSE AND NASDAQ.UNITED STATES OF AMERICA US FNCS BGCF S FENICS - US TREASURIES NEW YORK WWW.FENICSUST.COM MAY 2017 ACTIVE MAY 2017 FENICS IS BGC FINANCIAL, L.P. SEGMENT.UNITED STATES OF AMERICA US FNIX FNIX O GFI SECURITIES LLC - FENICS DELTA X NEW YORK WWW.GFIGROUP.COM DECEMBER 2019 ACTIVE DECEMBER 2019 U.S. CORPORATE BOND TRADING.UNITED STATES OF AMERICA US FSEF FSEF O FTSEF LLC GREAT NECK WWW.FTSEF.COM NOVEMBER 2016 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF).UNITED STATES OF AMERICA US FTUS FTUS O FLOW TRADERS U.S LLC NEW YORK WWW.FLOWTRADERS.COM APRIL 2019 ACTIVE APRIL 2019 FLOW TRADERS’ DISCLOSED LIQUIDITY PROVISION THROUGH LEVEL ALTERNATIVE TRADING SYSTEM (ATS).UNITED STATES OF AMERICA US FXAL FXAL O FXALL NEW YORK WWW.FXALL.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009UNITED STATES OF AMERICA US FXCM FXCM O FXCM NEW YORK WWW.FXCM.COM AUGUST 2011 ACTIVE AUGUST 2011 REGISTERED & REGULATED MARKET FOR OTC FOREIGN EXCHANGE OPTIONS TRADING. MARKET FOR SPOT FX AND OPTIONS.UNITED STATES OF AMERICA US G1XX G1XX O G1 EXECUTION SERVICES CHICAGO WWW.G1X.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 WHOLESALE MARKET MAKER IN NMS AND OTC EQUITY SECURITIESUNITED STATES OF AMERICA US GLBX XCME S CME GLOBEX CHICAGO WWW.CME.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008UNITED STATES OF AMERICA US GLLC GLLC O GATE US LLC NEW YORK WWW.GATEUS.COM JULY 2010 ACTIVE JULY 2010 ALTERNATIVE TRADING SYSTEM.UNITED STATES OF AMERICA US GLMX GLMX O GLMX NEW YORK WWW.GLMX.COM DECEMBER 2017 ACTIVE DECEMBER 2017 ELECTRONIC TRADING PLATFORM FOR SECURITIES FINANCING TRANSACTIONS.UNITED STATES OF AMERICA US GLPS GLPS O ESSEX RADEZ, LLC GLPS CHICAGO WWW.ESSEXRADEZ.COM SEPTEMBER 2014 ACTIVE SEPTEMBER 2014 ELECTRONIC TRADING SYSTEMUNITED STATES OF AMERICA US GLPX GLPX O ACS EXECUTION SERVICES, LLC GLPX RED BANK MARCH 2016 ACTIVE MARCH 2016 EXECUTION SERVICESUNITED STATES OF AMERICA US GMNI XISX S ISE GEMINI EXCHANGE NEW YORK WWW.ISE.COM MAY 2013 ACTIVE MAY 2013 ISE GEMINI EXCHANGE IS A NATIONAL SECURITIES EXCHANGE REGISTERED WITH THE UNITED STATES SECURITIES & EXCHANGE COMMISSION. 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GSCO NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE JUNE 2017UNITED STATES OF AMERICA US GSEF GSEF O GFI SWAPS EXCHANGE, LLC GFI SEF NEW YORK WWW.GFIGROUP.COM/MARKETS/SWAPS-EXCHANGE/OVERVIEW.ASPX AUGUST 2014 ACTIVE AUGUST 2014 SWAPS EXECUTION FACILITYUNITED STATES OF AMERICA US GTCO GTCO O KCG AMERICAS LLC NEW YORK WWW.KCG.COM JANUARY 2014 ACTIVE SEPTEMBER 2008 REGISTERED ATS FOR TRADING US CASH EQUITIES. FINRA MEMBER AND REG ATS ON FILE WITH THE SECUNITED STATES OF AMERICA US GTSX GTSX O GTSX GTSX NEW YORK WWW.GTSX.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017UNITED STATES OF AMERICA US GTXS GTXS O GTX SEF, LLC GTX BEDMINSTER WWW.GAINGTX.COM/SEF.SHTML NOVEMBER 2016 ACTIVE NOVEMBER 2016 ELECTRONIC TRADING PLATFORM FOR OTC DERIVATIVES.UNITED STATES OF AMERICA US HEGX HEGX O NADEX CHICAGO WWW.NADEX.COM APRIL 2010 ACTIVE APRIL 2010UNITED STATES OF AMERICA US HPPO HPPO O POTAMUS TRADING LLC HPPO BOSTON WWW.POTAMUSTRADING.COM APRIL 2014 ACTIVE APRIL 2014 WHOLESALE MARKET MAKER FOR NMS EQUITIES. 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NEW YORK WWW.RBC.COM SEPTEMBER 2019 ACTIVE SEPTEMBER 2019UNITED STATES OF AMERICA US RICD RICX S RIVERCROSS DARK RIVERX NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 DARK POOL.UNITED STATES OF AMERICA US RICX RICX O RIVERCROSS NARBERTH WWW.RXATS.COM MAY 2011 ACTIVE MAY 2011 RIVERCROSS™ IS AN ALTERNATIVE TRADING SYSTEM (ATS) OPERATED PURSUANT TO REGULATION ATS BY RIVERCROSS SECURITIES, LLLP, PROVIDING A SECURE AND CONFIDENTIAL LIQUIDITY SOURCE FOR U.S.-REGISTERED BROKER-DEALERS AND THEIR CLIENTS.UNITED STATES OF AMERICA US SAGE SAGE O SAGETRADER SAN FRANCISCO WWW.SAGETRADER.COM MAY 2019 ACTIVE MAY 2019 BROKER DEALER.UNITED STATES OF AMERICA US SCXA SCXO S SEED DIGITAL SECURITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE AUGUST 2018 ELECTRONIC TRADING PLATFORM FOR SECURITIES, ALTERNATIVE TRADING SYSTEM (ATS).UNITED STATES OF AMERICA US SCXF SCXO S SEED FUTURES CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM, DESIGNATED CONTRACTS MARKET (DCM).UNITED STATES OF AMERICA US SCXM SCXO S SEED DIGITAL COMMODITIES MARKET CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE OCTOBER 2017 ELECTRONIC TRADING PLATFORM FOR COMMODITIES.UNITED STATES OF AMERICA US SCXO SCXO O SEED CX SEED CX CHICAGO WWW.SEEDCX.COM OCTOBER 2017 ACTIVE OCTOBER 2017UNITED STATES OF AMERICA US SCXS SCXO S SEED SEF CHICAGO WWW.SEEDCX.COM AUGUST 2018 ACTIVE JULY 2016 ELECTRONIC TRADING PLATFORM FOR SWAPS, SWAP EXECUTION FACILITY (SEF).UNITED STATES OF AMERICA US SGAS SGAS O SG AMERICAS SECURITIES, LLC SGAS NEW YORK WWW.SGCIB.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 US BROKER DEALER.UNITED STATES OF AMERICA US SGMA SGMA O GOLDMAN SACH MTF NEW YORK WWW2.GOLDMANSACHS.COM MARCH 2008 ACTIVE MARCH 2008 GS'S MTF. IMPLEMENTATION DATE: FEBRUARY 1ST 2008UNITED STATES OF AMERICA US SGMT GSCO S SIGMA X2 SGMT NEW YORK WWW.GOLDMANSACHS.COM JUNE 2017 ACTIVE DECEMBER 2016 SIGMA X2 (SGMT) IS THE ATS OF REGISTERED BROKER-DEALER GOLDMAN SACHS & CO (GSCO).UNITED STATES OF AMERICA US SHAD SHAW S D.E. SHAW DARK NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011 DARK POOL.UNITED STATES OF AMERICA US SHAW SHAW O D.E. SHAW NEW YORK WWW.DESHAW.COM MAY 2011 ACTIVE MAY 2011UNITED STATES OF AMERICA US SMFE SMFE O SMALL EXCHANGE, INC - DESIGNATED CONTRACT MARKET CHICAGO WWW.THESMALLEXCHANGE.COM FEBRUARY 2019 ACTIVE FEBRUARY 2019 DESIGNATED CONTRACT MARKET.UNITED STATES OF AMERICA US SOHO SOHO O TWO SIGMA SECURITIES, LLC SOHO NEW YORK WWW.TWOSIGMASECURITIES.COM AUGUST 2014 ACTIVE AUGUST 2014 MARKET MAKER FOR US EXCHANGE LISTED EQUITIESUNITED STATES OF AMERICA US SSTX SSTX O E-EXCHANGE EEXCHANGE BOSTON MARCH 2012 ACTIVE MARCH 2012UNITED STATES OF AMERICA US STFX STFX O STIFEL, NICOLAUS AND COMPANY, INCORPORATED STFL NEW YORK JANUARY 2020 ACTIVE JANUARY 2020 ALTERNATIVE TRADING SYSTEM.UNITED STATES OF AMERICA US SUNT SUNT O SUN TRADING LLC CHICAGO WWW.SUNTRADINGLLC.COM OCTOBER 2017 ACTIVE OCTOBER 2017 SINGLE DEALER PLATFORM FOR US EQUITIES.UNITED STATES OF AMERICA US TERA TERA O TERAEXCHANGE NEW JERSEY WWW.TERAEXCHANGE.COM DECEMBER 2012 ACTIVE DECEMBER 2012 SWAP EXECUTION FACILITY (OTC CLEARED INSTRUMENTS)UNITED STATES OF AMERICA US TFSU TFSU O TFS GREEN UNITED STATES GREEN MARKETS TFS NEW YORK WWW.TRADITION.COM MARCH 2012 ACTIVE MARCH 2012UNITED STATES OF AMERICA US THEM THEM O THEMIS TRADING LLC THEM CHATHAM WWW.THEMISTRADING.COM JUNE 2017 ACTIVE JUNE 2017 BROKER DEALER - US EQUITIES.UNITED STATES OF AMERICA US THRE THRE O REFINITIV US SEF LLC RSEF NEW YORK WWW.REFINITIV.COM/EN/PRODUCTS/SEF-SWAP-EXECUTION-FACILITY NOVEMBER 2019 ACTIVE NOVEMBER 2016 SWAP EXECUTION FACILITY (SEF).

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MICs List by Country

ISO 10383 Market Identifier Codes

COUNTRY ISO COUNTRY CODE (ISO 3166) MIC OPERATING MIC O/S NAME-INSTITUTION DESCRIPTION ACRONYM CITY WEBSITE STATUS DATE STATUS CREATION DATE COMMENTSUNITED STATES OF AMERICA US TMCC IFUS S TMC BONDS, LLC NEW YORK WWW.TMCBONDS.COM NOVEMBER 2019 ACTIVE NOVEMBER 2019 ELECTRONIC PLATFORM TO TRADE FIXED INCOME PRODUCTS.UNITED STATES OF AMERICA US TMID TMID O TRUMID ATS NEW YORK WWW.TRUMID.COM MARCH 2017 ACTIVE MARCH 2017 REGISTERED ATS FOR CORPORATE BONDS AND CREDIT DEFAULT SWAPS.UNITED STATES OF AMERICA US TPSE TPSE O TP SEF, INC. JERSEY CITY WWW.TULLETTPREBON.COM DECEMBER 2016 ACTIVE DECEMBER 2016 SWAP EXECUTION FACILITY.UNITED STATES OF AMERICA US TRAI TRAI O TRAIANA INC WILMINGTON WWW.TRAIANA.COM JANUARY 2020 ACTIVE JANUARY 2020UNITED STATES OF AMERICA US TRCK TRCK O TRACK ECN NEW YORK WWW.TRACKECN.COM DECEMBER 2010 ACTIVE DECEMBER 2010 US ELECTRONIC COMMUNICATION NETWORK (ECN) FOR US EQUITIES.UNITED STATES OF AMERICA US TRCX TRCX O TOWER RESEARCH CAPITAL TRCX NEW YORK WWW.TOWER-RESEARCH.COM JUNE 2019 ACTIVE JUNE 2019UNITED STATES OF AMERICA US TRU1 TRUX S TRUEEX LLC - DESIGNATED CONTRACT MARKET (DMC) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 DESIGNATED CONTRACT MARKET-ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVESUNITED STATES OF AMERICA US TRU2 TRUX S TRUEEX LLC - SEF (SWAP EXECUTION FACILITY) NEW YORK WWW.TRUEEX.COM JULY 2014 ACTIVE JULY 2014 SWAP EXECUTION FACILITY -ELECTRONIC MARKET FOR TRADING SWAPSUNITED STATES OF AMERICA US TRUX TRUX O TRUEEX LLC NEW YORK WWW.TRUEEX.COM SEPTEMBER 2013 ACTIVE SEPTEMBER 2013 ELECTRONIC MARKET FOR TRADING FUTURES, OPTIONS ON FUTURES, SWAPS AND OTHER DERIVATIVESUNITED STATES OF AMERICA US TRWB TRWB O TRADEWEB LLC JERSEY CITY WWW.TRADEWEB.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US TSAD TSAD O TRADITION SECURITIES AND DERIVATIVES INC. NEW YORK WWW.TRADITION.COM FEBRUARY 2017 ACTIVE FEBRUARY 2017UNITED STATES OF AMERICA US TSBX TSBX O DBOT ATS, LLC DBOT WILMINGTON WWW.DBOTTRADING.COM MARCH 2018 ACTIVE MARCH 2013 ATS FOR UNLISTED OTC EQUITIES.UNITED STATES OF AMERICA US TSEF TSEF O TRADITION SEF NEW YORK WWW.TRADITIONSEF.COM JULY 2014 ACTIVE JULY 2014 MULTI-ASSET CLASS SWAP EXECUTION FACILITY (SEF)UNITED STATES OF AMERICA US TWSF TRWB S TW SEF LLC TWSEF NEW YORK WWW.TRADEWEB.COM JULY 2014 ACTIVE JULY 2014 ELECTRONIC PLATFORM FOR TRADING IN SWAPS AND DERIVATIVESUNITED STATES OF AMERICA US UBSA UBSA O UBS ATS UBS ATS NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE FEBRUARY 2012 REGISTERED ALTERNATIVE TRADING SYSTEM FOR CROSSING ORDERS IN US EQUITIESUNITED STATES OF AMERICA US UBSP UBSA S UBS PIN (UBS PRICE IMPROVEMENT NETWORK) NEW YORK WWW.UBS.COM/ATS MAY 2016 ACTIVE MARCH 2012 UBS PRICE IMPROVEMENT NETWORK IN THE US (EQUITIES).UNITED STATES OF AMERICA US UBSS UBSS O UBS SECURITIES LLC NEW YORK WWW.UBS.COM FEBRUARY 2018 ACTIVE FEBRUARY 2018 ELECTRONIC TRADING PLATFORM FOR EQUITIES.UNITED STATES OF AMERICA US VABD IFUS S BONDPOINT NEW YORK WWW.THEICE.COM FEBRUARY 2018 ACTIVE NOVEMBER 2017 BONDPOINT ATS IS OPERATED BY CREDITEX SECURITIES CORPORATION.UNITED STATES OF AMERICA US VALX VUSA S VIRTU CLIENT MARKET MAKING VCMM NEW YORK WWW.VIRTU.COM DECEMBER 2018 ACTIVE DECEMBER 2018 VIRTU CLIENT MARKET MAKING IS A WHOLESALE MARKET MAKER AND BLOCK POSITIONER IN OTC AND NMS US EQUITIES.UNITED STATES OF AMERICA US VCRS VUSA S VIRTU MATCHIT - CONDITIONAL ROOM KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018UNITED STATES OF AMERICA US VERT VERT O VERTICAL VERT NEW YORK WWW.VERTGRP.COM MAY 2017 ACTIVE MAY 2017 MARKET MAKERS OF NASDAQ AND PINK SHEET SECURITIES.UNITED STATES OF AMERICA US VFCM VFCM O VIRTU FINANCIAL CAPITAL MARKETS LLC VFCM NEW YORK WWW.VIRTU.COM APRIL 2016 ACTIVE APRIL 2016 ELECTRONIC TRADING PLATFORM FOR US EQUITIES.UNITED STATES OF AMERICA US VFMI VUSA S VIRTU MATCHIT - MAIN CROSSING SESSION KCGM NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 ALTERNATIVE TRADING SYSTEM FOR US EQUITIES EXECUTING VIRTU'S WHOLESALE, INSTITUTIONAL, CLIENT AND PROP FLOW.UNITED STATES OF AMERICA US VIRT VIRT O VIRTU FINANCIAL BD VEQ NEW YORK WWW.VIRTU.COM MARCH 2017 ACTIVE MARCH 2017 CHX REGISTERED BROKER-DEALER.UNITED STATES OF AMERICA US VTEX BNYC S VORTEX NEW YORK WWW.BNYCONVERGEX.COM MARCH 2009 ACTIVE MARCH 2009 DARK LIQUIDITY POOLUNITED STATES OF AMERICA US VUSA VUSA O VIRTU AMERICAS LLC VAL NEW YORK WWW.VIRTU.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018 BROKER DEALER OPERATING OTC AND ON EXCHANGE MARKET MAKING BUSINESSES AND EXECUTION SERVICES DIVISION IN US EQUITIES.UNITED STATES OF AMERICA US WELS WELS O WELLS FARGO SECURITIES, LLC - CASH EQUITIES WFS CHARLOTTE WWW.WELLSFARGO.COM/COM/SECURITIES/MARKETS/ AUGUST 2018 ACTIVE AUGUST 2018 MARKET FOR CASH EQUITIES TRADING.UNITED STATES OF AMERICA US WSAG WSAG O WALL STREET ACCESS WSAG NEW YORK WWW.WSACCESS.COM FEBRUARY 2015 ACTIVE FEBRUARY 2015 ELECTRONIC TRADING PLATFORM FOR US EQUITIES.UNITED STATES OF AMERICA US XADF FINR S FINRA ALTERNATIVE DISPLAY FACILITY (ADF) WASHINGTON/NEW YORK WWW.FINRA.ORG APRIL 2013 ACTIVE JANUARY 2013 THE ALTERNATIVE DISPLAY FACILITY (ADF) IS AN SRO DISPLAY ONLY FACILITY THAT IS OPERATED BY FINRA.UNITED STATES OF AMERICA US XAQS XAQS O AUTOMATED EQUITY FINANCE MARKETS AQS NEW YORK WWW.QUADRISERV.COM OCTOBER 2008 ACTIVE OCTOBER 2008 ATS FOR STOCK LENDING AND BORROWINGUNITED STATES OF AMERICA US XASE XNYS S NYSE MKT LLC AMEX NEW YORK WWW.NYSE.COM JUNE 2012 ACTIVE MAY 2009 NYSE ALTERNEXT HAS CHANGED THEIR NAME TO NYSE AMEX EQUITIESUNITED STATES OF AMERICA US XBOS XNAS S NASDAQ OMX BX BSE NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 NASDAQ OMX HAS ACQUIRED THE BOSTON STOCK EXCHANGE (BSE).UNITED STATES OF AMERICA US XBOX XBOX O BOX OPTIONS EXCHANGE BOX BOSTON WWW.BOXOPTIONS.COM DECEMBER 2017 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XBRT XNAS S BRUT ECN BRUT NEW YORK WWW.NASDAQTRADER.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XBXO XNAS S NASDAQ OMX BX OPTIONS NEW YORK WWW.NASDAQOMXTRADER.COM APRIL 2012 ACTIVE APRIL 2012 ELECTRONIC MARKET FOR TRADING US LISTED DERIVATIVES.UNITED STATES OF AMERICA US XCBF XCBO S CBOE FUTURES EXCHANGE CFE CHICAGO WWW.CFE.CBOE.COM JULY 2008 ACTIVE JULY 2008 FOR FUTURESUNITED STATES OF AMERICA US XCBO XCBO O CBOE GLOBAL MARKETS INC. CBOE CHICAGO HTTP://MARKETS.CBOE.COM/ JUNE 2018 ACTIVE JULY 2008UNITED STATES OF AMERICA US XCBT XCBT O CHICAGO BOARD OF TRADE CBOT CHICAGO WWW.CBOT.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCEC XNYM S COMMODITIES EXCHANGE CENTER COMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCFF XCFF O CANTOR FINANCIAL FUTURES EXCHANGE CANTOR NEW YORK WWW.CANTOR.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCHI XNYS S NYSE CHICAGO, INC. CHX CHICAGO WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCIS XNYS S NYSE NATIONAL, INC. NSX NEW YORK WWW.NYSE.COM FEBRUARY 2019 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCME XCME O CHICAGO MERCANTILE EXCHANGE CME CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XCUR XCUR O CURRENEX NEW YORK WWW.CURRENEX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009UNITED STATES OF AMERICA US XELX XELX O ELX NEW YORK WWW.ELXFUTURES.COM JUNE 2009 ACTIVE JUNE 2009UNITED STATES OF AMERICA US XFCI FICO S FINANCIALCONTENT - INDEXES SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE FEBRUARY 2009 ELECTRONIC PLATFORM FOR INDEX CALCULATION.UNITED STATES OF AMERICA US XFDA FICO S FINANCIALCONTENT - DIGITAL ASSET TRADE REPORTING FACILITY SAN CARLOS WWW.FINANCIALCONTENT.COM JUNE 2018 ACTIVE JUNE 2018UNITED STATES OF AMERICA US XGMX XGMX O GLOBALCLEAR MERCANTILE EXCHANGE GMX GUAYNABO WWW.GMEGROUP.US AUGUST 2014 ACTIVE NOVEMBER 2012 ELECTRONIC TRADING PLATFORM FOR COMMODITIES, CFDS, CREDIT, FUTURES, METALS, AND NEW MARKETS.UNITED STATES OF AMERICA US XIMM XCME S INTERNATIONAL MONETARY MARKET CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XINS XINS O INSTINET NEW YORK WWW.INSTINET.COM MARCH 2013 ACTIVE MARCH 2013UNITED STATES OF AMERICA US XIOM XCME S INDEX AND OPTIONS MARKET IOM CHICAGO WWW.CME.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XISA XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - ALTERNATIVE MARKETS ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 PARIMUTUEL, ELETRONIC TRADING PLATFORM FOR DERIVATIVES.UNITED STATES OF AMERICA US XISE XISX S INTERNATIONAL SECURITIES EXCHANGE, LLC - EQUITIES ISE NEW YORK WWW.ISE.COM JUNE 2008 ACTIVE JUNE 2008 EQUITIES. ELECTRONIC MARKETPLACE.UNITED STATES OF AMERICA US XISX XISX O INTERNATIONAL SECURITIES EXCHANGE, LLC ISE NEW YORK WWW.ISE.COM OCTOBER 2014 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XKBT XCBT S KANSAS CITY BOARD OF TRADE KCBT KANSAS CITY WWW.KCBT.COM JANUARY 2014 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XMER XMER O MERCHANTS' EXCHANGE ME CHICAGO JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XMGE XMGE O MINNEAPOLIS GRAIN EXCHANGE MGE MINNEAPOLIS WWW.MGEX.COM SEPTEMBER 2013 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XMIO MIHI S MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO PRINCETON WWW.MIAXOPTIONS.COM FEBRUARY 2016 ACTIVE NOVEMBER 2011 MIAX OPTIONS EXCHANGE: ELECTRONIC TRADING FOR DERIVATIVES.UNITED STATES OF AMERICA US XNAS XNAS O NASDAQ - ALL MARKETS NASDAQ NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XNCM XNAS S NASDAQ CAPITAL MARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 PREVIOUSLY (2005) NAMED NASDAQ SMALLCAP MARKET.NASDAQ CAPITAL MARKET SECURITY SATISFIES ALL APPLICABLE QUALIFICATION REQUIREMENTS FOR NASDAQ SECURITIES IN RULE 4300 OTHER THAN THOSE APPLICABLE TO NASDAQ NATIONAL MARKET SECURITIES.UNITED STATES OF AMERICA US XNDQ XNAS S NASDAQ OPTIONS MARKET NEW YORK WWW.NASDAQ.COM MAY 2007 ACTIVE MAY 2007UNITED STATES OF AMERICA US XNFI XNAS S NASDAQ FIXED INCOME TRADING NEW YORK WWW.NASDAQ.COM NOVEMBER 2018 ACTIVE NOVEMBER 2018UNITED STATES OF AMERICA US XNGS XNAS S NASDAQ/NGS (GLOBAL SELECT MARKET) NGS NEW YORK WWW.NASDAQ.COM JULY 2006 ACTIVE JULY 2006UNITED STATES OF AMERICA US XNIM XNAS S NASDAQ INTERMARKET NEW YORK WWW.NASDAQ.COM FEBRUARY 2008 ACTIVE FEBRUARY 2008 ELECTRONIC MARKETPLACE COMPRISED OF MULTIPLE BROKER-DEALERS THAT QUOTE AND TRADE SECURITIES LISTED ON NYSE AND AMEXUNITED STATES OF AMERICA US XNLI XNYS S NYSE LIFFE NEW YORK WWW.NYSE.COM SEPTEMBER 2008 ACTIVE SEPTEMBER 2008UNITED STATES OF AMERICA US XNMS XNAS S NASDAQ/NMS (GLOBAL MARKET) NEW YORK WWW.NASDAQ.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XNYE XNYM S NEW YORK MERCANTILE EXCHANGE - OTC MARKETS NYMEX ECM NEW YORK WWW.NYMEX.COM MAY 2008 ACTIVE MAY 2008 DIVISION OF THE NEW YORK MERCANTILE EXCHANGE - OTC MARKETS (ECM)UNITED STATES OF AMERICA US XNYL XNYM S NEW YORK MERCANTILE EXCHANGE - ENERGY MARKETS NYMEX MTF LIMITED NEW YORK WWW.NYMEXONLCHCLEARNET.COM MAY 2008 ACTIVE MAY 2008 ELECTRONIC TRADING PLATFORM FOR ENERGY MARKETSUNITED STATES OF AMERICA US XNYM XNYM O NEW YORK MERCANTILE EXCHANGE NYMEX NEW YORK WWW.NYMEX.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XNYS XNYS O NEW YORK STOCK EXCHANGE, INC. NYSE NEW YORK WWW.NYSE.COM BEFORE JUNE 2005 ACTIVE BEFORE JUNE 2005UNITED STATES OF AMERICA US XOCH XOCH O ONECHICAGO, LLC CHICAGO WWW.ONECHICAGO.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XOTC XOTC O OTCBB OTCBB WASHINGTON WWW.OTCBB.COM OCTOBER 2012 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XPBT XNAS S NASDAQ OMX FUTURES EXCHANGE NFX PHILADELPHIA WWW.NASDAQTRADER.COM MARCH 2009 ACTIVE MARCH 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX)UNITED STATES OF AMERICA US XPHL XNAS S NASDAQ OMX PHLX PHLX PHILADELPHIA WWW.PHLX.COM FEBRUARY 2009 ACTIVE FEBRUARY 2009 NASDAQ ACQUIRED THE PHILADELPHIA STOCK EXCHANGE (PHLX)UNITED STATES OF AMERICA US XPHO XNAS S PHILADELPHIA OPTIONS EXCHANGE PHILADELPHIA WWW.PHLX.COM JUNE 2005 ACTIVE JUNE 2005UNITED STATES OF AMERICA US XPOR XNAS S PORTAL WASHINGTON WWW.NASDAQPORTALMARKET.COM OCTOBER 2007 ACTIVE OCTOBER 2007UNITED STATES OF AMERICA US XPSX XNAS S NASDAQ OMX PSX PSX NEW YORK WWW.NASDAQTRADER.COM MARCH 2013 ACTIVE MARCH 2013 US EQUITIES EXCHANGEUNITED STATES OF AMERICA US XPUS XPUS O XP INVESTMENTS US, LLC NEW YORK WWW.XPI.US NOVEMBER 2019 ACTIVE MAY 2019UNITED STATES OF AMERICA US XSEF XSEF O SWAPEX, LLC SWAPEX NEW YORK WWW.SWAPEX.COM JULY 2014 ACTIVE MARCH 2012 SWAP EXECUTION FACILITY.UNITED STATES OF AMERICA US XSTM NFSC S FIDELITY CROSSSTREAM ATS BOSTON WWW.CAPITALMARKETS.FIDELITY.COM NOVEMBER 2014 ACTIVE SEPTEMBER 2014 REGISTERED ATS FOR TRADING US EQUITIESUNITED STATES OF AMERICA US XTRD XTRD O XTRD XTRD NEW YORK HTTPS://XTRD.IO NOVEMBER 2018 ACTIVE NOVEMBER 2018 ORDERS ROUTING SYSTEM FOR CRYPTOCURRENCIES EXCHANGES.UNITED STATES OF AMERICA US YKNA YKNA O COMHAR CAPITAL MARKETS, LLC - US EQUITIES CHICAGO AUGUST 2019 ACTIVE AUGUST 2019 PROPRIETARY TRADING SYSTEM.UNITED STATES OF AMERICA US ZERO SCXO S ZERO HASH CHICAGO WWW.SEEDCX.COM MARCH 2019 ACTIVE MARCH 2019 CALCULATION AGENT AND SETTLEMENT PLATFORM.URUGUAY UY BVUR BVUR O BOLSA ELECTRONICA DE VALORES DEL URUGUAY MONTEVIDEO HTTPS://WEB.BEVSA.COM.UY/BEVSAINTRANET2008/INICIO/DEFAULT.ASPX DECEMBER 2009 ACTIVE DECEMBER 2009 REGISTERED ELECTRONIC STOCK EXCHANGE.URUGUAY UY UFEX UFEX O UFEX UFEX MONTEVIDEO WWW.UFEX.COM.UY MARCH 2016 ACTIVE MARCH 2016 URUGUAY FUTURES EXCHANGEURUGUAY UY XMNT XMNT O BOLSA DE VALORES DE MONTEVIDEO BVMT MONTEVIDEO WWW.BVM.COM.UY JUNE 2005 ACTIVE JUNE 2005UZBEKISTAN UZ XCET XCET O UZBEK COMMODITY EXCHANGE TASHKENT WWW.UZEX.COM SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UZBEKISTAN UZ XCUE XCUE O UZBEKISTAN REPUBLICAN CURRENCY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005UZBEKISTAN UZ XKCE XKCE O KHOREZM INTERREGION COMMODITY EXCHANGE TASHKENT JUNE 2005 ACTIVE JUNE 2005UZBEKISTAN UZ XSTE XSTE O REPUBLICAN STOCK EXCHANGE UZSE TASHKENT WWW.UZSE.UZ SEPTEMBER 2007 ACTIVE SEPTEMBER 2007UZBEKISTAN UZ XUNI XUNI O UNIVERSAL BROKER'S EXCHANGE 'TASHKENT' TASHKENT JUNE 2005 ACTIVE JUNE 2005VANUATU VU GXMA GXMA O GX MARKETCENTER VILA MAY 2010 ACTIVE MAY 2010VANUATU VU POTC POTC O PACIFIC OTC POTC PORT VILA WWW.PACIFICOTC.COM SEPTEMBER 2017 ACTIVE SEPTEMBER 2017 TRADING PLATFORM FOR OTC EQUITIES AND DEBT.VENEZUELA VE BVCA BVCA O CARACAS STOCK EXCHANGE BVCC CARACAS WWW.BOLSADECARACAS.COM APRIL 2014 ACTIVE APRIL 2014 MARKET FOR EQUITIES AND BONDSVIET NAM VN HSTC HSTC O HANOI STOCK EXCHANGE HNX HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 HANOI SECURITIES TRADING CENTRE HAS BECOME THE HANOI STOCK EXCHANGE IN JANUARY 2009.VIET NAM VN XHNF HSTC S HANOI STOCK EXCHANGE - DERIVATIVES HANOI WWW.HNX.VN JULY 2017 ACTIVE JULY 2017 DERIVATIVES MARKET.VIET NAM VN XHNX HSTC S HANOI STOCK EXCHANGE (UNLISTED PUBLIC COMPANY TRADING PLATFORM) UPCOM HANOI WWW.HNX.VN JULY 2009 ACTIVE JULY 2009 TRADING PLATFORM FOR UNLISTED PUBLIC COMPANIES WHICH DON'T MEET THE LISTING CRITERIA BUT TRADED IN THE OTC MARKET.VIET NAM VN XSTC XSTC O HOCHIMINH STOCK EXCHANGE HOSE HO CHI MINH CITY WWW.HSX.VN DECEMBER 2009 ACTIVE DECEMBER 2009ZAMBIA ZM XLUS XLUS O LUSAKA STOCK EXCHANGE LUSAKA WWW.LUSE.CO.ZM JUNE 2005 ACTIVE JUNE 2005ZIMBABWE ZW XZIM XZIM O ZIMBABWE STOCK EXCHANGE HARARE WWW.ZSE.CO.ZW JUNE 2005 ACTIVE JUNE 2005ZZ ZZ BILT BILT O OFF-EXCHANGE TRANSACTIONS - LISTED AND UNLISTED INSTRUMENTS ZZ JULY 2017 ACTIVE JULY 2017 BILATERAL (OFF-EXCHANGE) TRANSACTIONS - LISTED OR UNLISTED INSTRUMENTS.ZZ ZZ XOFF XOFF O OFF-EXCHANGE TRANSACTIONS - LISTED INSTRUMENTS XOFF ZZ ZZ NOVEMBER 2015 ACTIVE OCTOBER 2015 MIC TO USE FOR OFF-EXCHANGE TRANSACTIONS IN LISTED INSTRUMENTS.ZZ ZZ XXXX XXXX O NO MARKET (E.G. UNLISTED) OCTOBER 2005 ACTIVE OCTOBER 2005