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    Intellectual Property Rights An Introduction

    T.C. JamesDirector Ministry of Commerce & IndustryIndia

    1

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    Objective and Plan of Presentation

    ObjectiveTo give a general introduction to the conceptof Intellectual Property Rights (IPRs)

    Plan of PresentationRationale of Protection

    Different kinds of IPRs

    2

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    Definition of Intellectual Property

    Intellectual Property shall include the rights relating to literary, artistic and scientific works, performances of performing artists, phonograms, and

    broadcasts,

    inventions in all fields of human endeavour scientific discoveries Industrial designs trademarks, service marks and commercial names and

    designations protection against unfair competitionand all other rights resulting from intellectual activity in

    the industrial, scientific, literary or artistic fields.(WIPO Convention)3

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    Rationale: Rewarding individual

    Principle of natural justiceCreator has a right to economic reward

    Creator has a right to control the use of hiscreationEvolution of society, economy andtechnology necessitated a transparentsystem

    4

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    Basic Principle

    Contract between creator and sovereignstateProtection for revelation

    Balance between rights of creator and public interest

    Rights and limitations and exceptions

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    Art. 27 of Declaration of Human

    Rights

    1. Everyone has the right to participate inthe cultural life of the community, to enjoythe arts and to share in scientificadvancement and its benefits2. Everyone has the right to the protection

    of the moral and material interests resultingfrom any scientific, literary or artistic

    production of which he is the author.6

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    Major Intellectual Property

    Copyright and Related RightsIndustrial Property

    PatentsIndustrial DesignsTrademarksGeographical IndicationsLayout Designs/Topographies Integrated Circuits

    Trade SecretsProtection of New Plant Varieties

    7

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    IP Laws of India

    Act Department

    Copyright Act, 1957 Higher Education

    Patents Act, 1970 Industrial Policy & Promotion

    Design Act, 2000 Industrial Policy & Promotion

    Trademarks Act, 1999 Industrial Policy & PromotionGeographical Indications of Goods (Registration

    and Protection) Act(1999)Industrial Policy & Promotion

    Semi-conductor Integrated Circuits Layout Design

    Act, 2000

    Information Technology

    Protection of Plant Varieties and Farmers Rights Act, 2001

    Agriculture and Cooperation

    Competition Act Corporate Affairs

    Biological Diversity Act, 2002 Environment and Forests

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    What is Copyright?

    Copyright is a legal term describing rightsgiven to creators for their literary andartistic works

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    Scope of Copyright

    Original Literary, Dramatic, Musical andArtistic WorksWork: Ideas expressed in material form

    Cinematograph FilmsSound Recordings

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    11

    Rights

    Two Kinds of RightsMoral Rights

    To protect personality of author

    Economic RightsTo bring economic benefits

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    Moral Rights

    Right of AuthorshipRight of Integrity Digital Manipulation No Right for Display

    Inalienable Rights

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    13

    Economic Rights

    Right of Reproduction Making copies e.g. an edition of a novel Storage in computer memory

    Right of Distribution/Issuing Copies Digital Distribution

    Right of Communication to the Public Public Performance Internet Communication

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    Economic Rights

    Adaptation Rights Conversion into another form e.g. literary to

    drama Abridgement Picturizations, comic formats

    Right to make a cinematograph film orsound recording

    Translation Rights

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    Economic Rights

    Rental Rights Only for computer programs, cinematograph

    films and sound recordings Exception: Not applies to a computer program

    where program itself is not the essential objectof rental

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    Resale Rights

    Authors right to claim a share of the proceeds of each public resale of originalcopies of works of fine art or originalmanuscripts within the term of protectionResale price to exceed Rs. 10,000

    Share to be fixed by Copyright Board Maximum 10%

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    Ownership of Rights

    Literary author Drama DramatistMusic Composer

    Artistic work Artist e.g. Painter, sculptor,architectPhotograph Photographer Author of Computer Program Person whocauses the work to be created Cinematograph film producer Sound Recording - producer

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    Author as Owner of Rights:

    Exceptions

    In the course of employment employer Employment by newspaper, magazine employer has publishing right; other rightswith author Photograph, painting, cinema for valuable

    consideration person who pays money

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    Author as Owner of Rights:

    Exceptions

    Lecture delivered in public PersondeliveringGovernment Work GovernmentPublic Undertaking Work publicundertakingWork of International Organization International Organization

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    Securing Copyright

    Formality free protectionVoluntary Registration (S. 44 & 45)

    Registration does not as a matter of lawestablish that what is registered is in factand in law copyrightable subject matter

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    Remedies for infringement

    Civil suits for injunctions, damages,accountsCourt of jurisdiction: District Court wherecopyright owner resides or does businessCognizable offenceSeizure without warrant by Sub-Inspector

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    Penalties and Punishments

    First offence six months imprisonment andRs.50,000/- fineSecond offence one year imprisonment and

    Rs.1,00,000/- fineMaximum three years imprisonment andRs.2,00,000/- fine

    Knowing use of infringing copy of a computer programme attracts seven days imprisonment andRs.50,000/- fine

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    What is not Infringement?

    Fair dealing for private use, research,criticism, review, reportingJudicial proceedingsWork of legislatureDuring course of instructions andexamination

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    What is not Infringement?

    Performance in an educational institutionPerformance by an amateur club

    Making three copies of a book, notavailable, for library useReproduction of public materialUse in religious or official ceremoniesincluding marriage processions

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    Duration of Copyright

    Literary, dramatic, Musical and Artistic Works published during life time of author: Life + 60years

    All Other Works: 60 years from date of publication Posthumous, Anonymous Works Works of Government and Organizations Cinema and Sound Recording Photograph

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    RELATED RIGHTS

    Rights granted by law to communicators ofworks to the public Performers Broadcasting Organizations

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    Performers Rights

    Recording, broadcasting andcommunicating to the public of a live performancePresumption of transfer of performersright to cinematographic film producer

    Duration: 50 years

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    Rights Of Broadcasting

    Organisations

    Broadcast Reproduction RightRe-broadcasting, Recording andCommunicating to the Public of aBroadcastDuration: 25 Years

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    What is a PATENT?

    A patent is an exclusive right granted for an

    invention, which is a product or a processthat provides a new way of doing something,or offers a new technical solution to a

    problem The limited monopoly right granted by

    the state enables an inventor to prohibitanother person from manufacturing, using orselling the patented product or from usingthe patented process, without permission.

    Period of Patents - 20 Years29

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    WHAT CAN BE PATENTED?

    Inventions in all fields of technology,whether products or processes, if theymeet the criteria of

    Novelty;

    Non-obviousness (inventive step);Industrial application (utility).

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    Conditions of Patentability

    Novelty: Invention not known to publicprior to claim by inventorInventive Step: Invention would not beobvious to a person with ordinary skill inthe art

    Industrial Application: Invention can bemade or used in any useful, practical

    activity as distinct from purely intellectualor aesthetic one 31

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    INVENTIONS NOT PATENTABLE

    A machine whose primary or intended use orcommercial exploitation of which could becontrary to Public order or morality or which

    causes serious prejudice to human, animal orplant life or health or to the environment :Gambling machine

    device for house-breakingBiological warfare material or deviceTerminator gene technology

    embryonic stem cell33

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    INVENTIONS NOT PATENTABLE

    Mere Discovery of a Scientific Principle

    or Formulation of an Abstract Theoryor discovery of any living thing or nonlivingsubstance occurring in nature

    Discovery adds to the human knowledge bydisclosing something ,not seen before, whereas,

    Invention adds to human knowledge by suggesting anaction resulting in a new product or new processe .g. Archimedes Principle, SuperconductingPhenomenon as such not patentable ,However,An apparatus /method for technological 34

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    INVENTIONS NOT PATENTABLET

    The mere discovery of a new form of a knownsubstance which does not result in theenhancement of the known efficacy of that

    substance ORthe mere discovery of any new property or newuse for a known substance OR

    of the mere use of a known process, machineor apparatus, unless such known process

    results in a new product or employs atleast one new reactant. 35

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    INVENTIONS NOT PATENTABLE

    A s ubstance obtained by mere admixture resulting

    only in the aggregation of the properties of thecomponents thereof or a process for producingsuch substanceFor example , Not patentable-

    Paracetamol (Antipyretic) +Brufen (analgesic) = A drug(antipyretic & analgesic )

    A mixture of sugar and some colorants in water toproduce a soft drink is mere admixture

    But, a mixture resulting into synergistic properties ofmixture of ingredients however, may be patentable

    e.g Soap, Detergents,lubricants etc 36

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    INVENTIONS NOT PATENTABLE

    Mere arrangement or re-arrangement or

    duplication of known devices ,each functioningindependently of one another in a known way

    for example -. A Bucket fitted with torch, An Umbrella with fan A Clock and radio in a single cabinet A flour-mill provided with sieving

    G) Deleted [ Methods ofTesting]

    37

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    Not patentable

    Method of Agriculture or Horticulture

    e. g. Cultivation of algae ,Producing new form of a known plant,

    preparation of an improved soil

    However, Agricultural Equipmentsare patentable

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    A f di i l i l

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    Any process for medicinal, surgical,curative, prophylactic, diagnostic,

    therapeutic or other treatment of human beingsor

    a similar treatment of animals to render them freeof disease or to increase their economic value orthat of their products

    For example:o Removal of cancer tumor o Removal of dental plaque and carries ,o Surgical processes,o Processes relating to therapy,o Method of vaccination,o Blood transfusion

    39

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    However ,Method performed on tissues or fluidspermanently removed from the body

    Surgical,therapeutic or diagnostic Apparatusor instrument

    are not excluded from patentability

    40

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    Inventions Not Pa tentable

    j) Plants & animals in whole or any partthereof other than micro- organisms ,but including seeds, varieties and speciesand essentially biological process forproduction or propagation of plants & animals

    For example ,Clones and new varieties of plants:- Not patentable

    Microorganisms, per se: Not patentable ,A process for production of plants or animalsif it consists entirely of natural phenomena

    such as crossing or selection- essentially biological- not patentable 41

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    l) A literary,dramatic, musical or artistic work orany other aesthetic creation includingcinematographic work and television productions

    These subject-matters fall under the copy-right

    protection

    A mere scheme or rule or method of performing

    mental act or method of playing gameExamples

    Scheme for learning a language , Method for solving acrossword puzzle , Method of learning a language,Method of teaching /learning - Not patentable

    Novel apparatus for playing game or carryingout a scheme patentable

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    Presentation of information

    Examples

    Any manner or method of expressing

    information , whether by spoken words,Visual display, symbols ,diagrams or informationrecorded on a carrier

    Topography of integrated circuits . An invention which, in effect, is the

    Traditional Knowledge or an aggregationor duplication of known properties of traditionally known component orcomponents

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    Traditional Knowledge is already in publicdomain, and hence , not p tent bleHowever, any value-addition usingTraditional Knowledge leading to a newprocess or product ,possessing novelty,inventive step and industrial applicability,

    can be p tent ble

    Inventions relating to atomic energy falling withinthe section 20(1) of the ATOMIC ENERGY ACT, 1962 .

    45

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    Industrial Designs

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    What is an Industrial Design?

    An industrial design is the ornamental oraesthetic aspect of an article which mustappeal to the eye . The design may consistof three-dimensional features, such as theshape or surface of an article, or of two-

    dimensional features, such as patterns,lines or colour

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    What is a Registrable Design?

    Design means only the features of shape,configuration, pattern, ornament orcomposition of lines or colours applied to

    any article whether in two dimensional orthree dimensional or in both forms, by anyindustrial process or means, whether

    manual,mechanical or chemical, separateor combined, which in the finished articleappeal to and are judged solely by the eye .

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    Consumer Products

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    Pharmaceutical Product

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    Textile & Jewellery

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    Who may apply?

    Any person claiming to be the proprietor The person for whom the design is executedfor a consideration

    The person who has acquired the design right The author

    Ri ht f th R i t d P i t

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    Rights of the Registered Proprietor

    The proprietor of the registered designhas the exclusive right to apply a designto any article in the class in which the

    design is registeredPeriod of protection is ten years

    extendable by 5 years..

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    What is Excluded?

    Any mode or principle of construction oranything which is in substance a meremechanical device

    Trade mark Property mark

    Artistic work

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    What is not registrable?

    A design which is not new or originalA design which has been disclosed to the

    public anywhere in the world prior to thefilingA design which is not significantly

    distinguishable from known designs orcombination of known designs

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    What is not registrable?

    A design which comprises or containsscandalous or obscene matter A design which is contrary to public orderor morality

    NOT REGISTRABLE ARTICLES

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    NOT REGISTRABLE ARTICLES

    Calendar, certificates,forms, greeting cards,leaflets,Maps, building plan,medals

    Labels,tokens,stampsReligious symbolsMere mechanical contrivance

    Building and construction or real estateFlags,emblems,or signs of any country, computer icons Partsof articles not manufactured and soled separately

    Layout designs of integrated circuits Basic shape, variationscommonly used in the tradeMere workshop alteration

    Mere change in sizeAny principle or mode of construction of article 58

    P l f i

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    Penalty for piracy

    If anyone contravenes the copyright in a design-

    he is liable for every offence to pay a sum notexceeding Rs.25,000/- to the registered proprietorsubject to a maximum of Rs.50,000/- recoverableas contract debt in respect of any one design.The suit for infringement, recovery of damage

    etc; should not be filed in any court below thecourt of District Judge

    59

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    4711 (Cologne)

    TRADEMARKS

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    What is a trademark?

    A trademark is a distinctive sign whichidentifies certain goods or services as those produced or provided by a specific personor enterprise.

    TRADE MARK

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    TRADE MARK

    A name of an enterprise or a M ark capable ofbeing represented graphically, distinguishing thegoods or services of one person from those of otherse. g. , LUX , Godrej, TVS ,Telco 555, APPLE

    Trade Mark can be -

    o sign , words, letters, numbers,o drawings, pictures, emblem,o colours or combination of colours,

    o shape of goods,o graphic representation or packaging oro any combination of the above

    as applied to an article or a product.62

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    TRADE MARK

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    TRADE MARK

    Service Marks include banking, education, finance ,insurance, real estate ,entertainment,repairs, transport ,conveying news and information, advertising etc

    Certification Trade marks : Certified by the Proprietoras having characteristics like geographical origin,

    ingredients, quality e.g. AGMARK,WOOLMARKCertification mark cannot be used as a trade mark .

    Certifies that the goods on which it is appliedare made of 100% wool. It is registered in 140countries and licensed to the companies whichassure that they will comply with the strictstandards set out by the Woolmark company ,the owner of the mark. 64

    COLLECTIVE MARK

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    COLLECTIVE MARK

    COLLECTIVE MARK is a Mark that distinguishesthe goods -or services of members of associationfrom marks of other undertakingsWho owns collective Mark ?

    Association of personsIt could be manufacturers, producers, suppliers,traders or other profession bodies like institute ofchartered accountants, test cricketers associationetc.

    65

    WELLKNOWN MARKS

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    WELLKNOWN MARKS

    Coca Cola for soft drinkToblerone (Triangular-

    shaped chocolates)Trade Names

    Godrej- Furniture, Refrigerators, Storewell, Compactor etc

    GE- Bulbs

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    L f ll k b d

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    Logo of some well known brands

    Logo of Washing Powder ofHindustan Lever

    Logo of iodised salt of HindustanLever

    Logo of Lipton tea

    67

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    Forms of TM

    Visual: Words, letters, numerals,devices including drawings andsymbols or 2-D representations of

    object or a combination of two or moreof these, colour combinations or colour per se , 3-D sign as shape of goods or

    packaging. Audio: Sounds, Musical Notes

    Olfactory: Smells68

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    CRITERIA OF TM PROTECTABILITY

    Distinctive (basic function):

    - inherent (e.g.RIN), or

    - acquired by usage (e.g. TATA)Non-deceptive ( to avoid misleading)Not contrary to public order, morality

    Special Requirements

    A mark is registered for specified classes ofgoods or services.

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    What is protected and

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    What is protected and

    whats not? Right to use TM in relation to goods/services as registered are protected (IfTM consists of several parts, protection

    is for TM as a whole)State Emblems, Official Hallmarks,

    Emblems of IntergovernmentalOrganizations cannot be used as TM.

    70

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    OFFENCES & PENALTIES

    For any person, falsely applying TM or Selling orproviding services to which TM or false TradeDescription is applied-- Imprisonment for 6 months to 3 yrs and fine Rs.50000 to 2 lakh

    For Second or Subsequent convictions,-

    The enhanced penalty - Imprisonment for

    1 year to 3 years and fine Rs 1 lakh to 2 lakh

    RELIEF in Infringement and Passing off -

    Injunction, Damages, Accounts of Profit An order for destructing or erasing labels and marks 71

    GEOGRAPHICAL

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    Paithani weaving

    GEOGRAPHICAL

    INDICATIONS

    72

    What is a Geographical

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    What is a Geographical

    Indication?Geographical Indication is a n indication whichidentifies goods as agricultural goods,natural goods or manufactured goods as

    originating, or manufactured in theterritory of country, or a region or localityin that territory, where a given quality ,

    reputation or other characteristic of suchgoods is essentially attributable to itsgeographical origin.

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    Explanation clarifies that GI need not be ageographical name

    E.g. Alphonso, Basmati

    Goods include goods of handicraft or ofindustry and also foodstuff.

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    Registration

    Provides for registrationOf GIs, Proprietors & Authorized Users[S.6(1)]

    Valid for 10 years; renewable ad nauseum(S. 18)

    Registration p rima facie evidence ofvalidity (S. 23)

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    Who can Register?

    Producer Any association of persons or producers, or Any Organization/authority established byor under any lawwhich represent the interests of the producersof the concerned goods [S.11(1)]Producer includes trader

    Authorized User [S.17(1)]

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    Rights

    Exclusive right to use the GeographicalIndication on the goods

    Right to obtain relief for infringement of

    the Geographical Indication

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    Working of the Act

    Act brought into force on 15 September 2003

    GI Registry established at Chennai

    152 applications so far

    104 products registered

    No authorised user registered so far

    No foreign product registered so far

    One foreign application (Pisco) publishedApplications for Champagne and Scotch Whisky under process

    No appeals against the decisions of the Registrar of GIs so far.

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    Darjeeling Tea

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    Kangra Tea

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    Nanjangud Banana

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    Coorg Orange

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    Pochamppalli Ikat

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    Mysore silk

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    Bhavani Jamakkalam

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    Kasuti Embroidery

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    Kota Doria

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    Kullu Shawl

    Bidriware

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    Bidriware

    h

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    Channapatna toys

    M dh b i P i i

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    Madhubani Paintings

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    MADURAI SUNGUDI

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    MADURAI SUNGUDI

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    ORISSA IKAT

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    ORISSA IKAT

    PHULKARI EMBROIDERY

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    PHULKARI EMBROIDERY

    K i Sil Fili

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    Karimnagar Silver Filigree

    ROSE WOOD INLAY OF

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    MYSORE

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    Mysore sandal soap & oil

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    ARANMULA KANNADI (METAL

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    MIRROR)

    Registered Proprietor:

    Viswabrahmana Aranmula Kannadi NirmanSocietyViswabrahmana Buildings

    S. Fort, Aranmula, Kerala

    NAVARA RICE

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    NAVARA RICE

    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    PALAKKADAN MATTA RICE

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    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    MALABAR PEPPER

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    ALLEPPEY COIR

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    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    BRASS BROIDERED COCONUT SHELLCRAFT OF KERALA

    http://../Documents%20and%20Settings/tcjanes/Local%20Settings/Director%20CCRI/Desktop/2006_09_12/MVI_0624.AVIhttp://../Documents%20and%20Settings/tcjanes/Local%20Settings/Director%20CCRI/Desktop/2006_09_12/MVI_0624.AVI
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    CRAFT OF KERALA

    SCREWPINE CRAFTS OF KERALA

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    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    MADDALAM OF PALAKAD

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    Theimagecannotbedisplayed.Your computer may nothaveenough memory to open theimage,or theimagemay havebeen corrupted.Restartyour computer,and then open thefileagain.Ifthered x stillappears,you may haveto deletetheimageand then insertitagain.

    MADDALAM OF PALAKAD

    ALLEPPEY GREEN CARDAMOM

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    ALLEPPEY GREEN CARDAMOM

    POKKALI RICE

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    Integrated Circuit

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    Layout Designs

    What is Layout Design?

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    What is Layout Design?

    Layout of transistors and other circuitelements, including lead wiresconnecting such elements and

    expressed in any manner in asemiconductor integrated circuit (IC).

    Why to protect?

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    Why to protect?

    IC Layouts are creations of humanmind;There is lot of investment of time and

    money in the creation but copying isvery cheap;Fertile area with new circuit designsmade every day to cater forminiaturization and novel applications.

    Why special protection?

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    Why special protection?

    There may not be novelty so cannot bepatented;Copyright protection does not returnthe investments since commercial lifeof a design is limited.

    Protection is against

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    Protection is against

    Act of reproducing a layout design fullyor in parts;Importing, selling or distributing

    commercially a protected layout designor IC incorporating it.

    But identical design createdindependently by third party is

    not prohibited.

    Trade Secret

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    Trade Secret

    The best keptsecret till date

    Trade Secrets

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    Trade Secrets

    Some inventions, data, informationcannot be protected by any of theavailable means of IPRs. Suchinformation is held confidential as atrade secret.Trade secret can be an invention, idea,survey method,manufacturing process,experiment results, chemical formula,recipe, financial strategy, clientdatabase etc.

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    How to guard Trade Secret?

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    How to guard Trade Secret?

    Restricting number of people having accessto secret informationSigning confidentiality agreements with

    business partners and employeesUsing protective techniques like digital datasecurity tools and restricting entry into area

    where trade secret is worked or heldNational legislations provide protection inform of injunction and damages if secretinformation is illegally acquired or used.

    Plant Varieities Protection

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    Plant Varieities Protection

    THE PROTECTION OF PLANT VARITIESAND FARMERS RIGHTS

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    AND FARMERS RIGHTS

    Registrable varieties and criteria: New Varieties

    Novelty, Distinctiveness, uniformity and stability

    Extant varietiesDistinctiveness, uniformity and stability

    Persons who can Register Breeders, farmers, universities, agricultural institutes

    Period of protection15 years for annual crops18 years for trees and vines

    Rights of Breeders

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    Rights of Breeders

    Production

    SaleMarketingDistributionExportImport

    However, if the breeders variety is essentially derived from a farmers variety, the breeder cannot give anyauthorisation without the consent of the farmers or communities from whose varieties the protected variety isderived.

    Farmers Rights

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    Farmers Rights

    To save, use, sow, re-sow, exchange, share or sell his

    farm produce including seed in the same manner as hewas entitled earlier (Seeds for sale should not be branded)To full disclosure of the expected performance of the

    Seeds or planting material by the plant breeder. Wherethese fail to perform in the manner claimed by the

    breeder, the farmer may claim compensation from the

    plant breeder .

    Researchers Rights

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    Researchers Rights

    Free and complete access to protected materials for research use indeveloping new varieties of plants.

    However, authorisation of the breeder is required whose repeated use of such variety as parental line is

    necessary for commercial productionof such other newly developed variety.

    Benefit Sharing

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    Benefit Sharing

    For a variety registered, NGOs or individuals can claim a

    share of benefits that may arise from itscommercialisation on behalf of any village or localcommunity;Any individual or NGO can make a claim on behalf of avillage or local community for the contribution that theyhad made in the evolution of any variety registered under the Act.

    Amount of Compensation as determined by the PlantVariety and Farmers Rights Authority should bedeposited by the breeder in the National Gene Fund.

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    THANK YOU

    For further information pl. contact atE-mail: [email protected]

    Website:http://jamesthanickan.tripod.com

    mailto:[email protected]://jamesthanickan.tripod.com/http://jamesthanickan.tripod.com/mailto:[email protected]